As for the French critics they seem to have been as obtuse a

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CHOPIN

AND

OTHER MUSICAL ESSAYS

BY THE SAME AUTHOR.

SPAIN AND MOROCCO. 12mo, $1.25.

THE PACIFIC COAST SCENIC TOUR.

Illustrated. 8vo, $2.50.

CHOPIN, AND OTHER MUSICAL ESSAYS.

12mo, $1.50.

WAGNER AND HIS WORKS. With Portraits.

Two Volumes. Crown 8vo, $4.00.

CHOPIN

AND

OTHER MUSICAL ESSAYS

BY

HENRY T. FINCK

AUTHOR OF "ROMANTIC LOVE AND PERSONAL BEAUTY"

NEW YORK

CHARLES SCRIBNER'S SONS

1894

COPYRIGHT, 1889, BY

CHARLES SCRIBNER'S SONS

TROW'S

PRINTING AND BOOKBINDING COMPANY,

NEW YORK.

RESPECTFULLY DEDICATED TO

MRS. JEANNETTE M. THURBER

CONTENTS

PAGE

I. CHOPIN, THE GREATEST GENIUS OF THE PIANOFORTE, 1

II. HOW COMPOSERS WORK, 59

III. SCHUMANN, AS MIRRORED IN HIS LETTERS, 111

IV. MUSIC AND MORALS, 141

V. ITALIAN AND GERMAN VOCAL STYLES, 183

VI. GERMAN OPERA IN NEW YORK, 233

I

CHOPIN

THE GREATEST GENIUS OF THE PIANOFORTE

Leipsic, the centre of the world's music trade, exports about one

hundred thousand dollars' worth of music to America every year. I do

not know how much of this sum is to be placed to the account of

Chopin, but a leading music dealer in New York told me that he sold

three times as many of Chopin's compositions as of any other romantic

or classical composer. This seems to indicate that Chopin is popular.

Nevertheless, I believe that what Liszt wrote in 1850, a year after

the death of Chopin--that his fame was not yet as great as it would be

in the future--is as true to-day as it was forty years ago. Chopin's

reputation has been constantly growing, and yet many of his deepest

and most poetic compositions are almost unknown to amateurs, not to

speak of the public at large. A few of his least characteristic pieces

are heard in every parlor, generally in a wofully mutilated condition,

but some of his most inspired later works I have never heard played

either in private or in the concert hall, although I am sure that if

heard there they would be warmly applauded.

There is hardly a composer concerning whom so many erroneous notions

are current as concerning Chopin, and of all the histories of music I

have seen that of Langhans is the only one which devotes to Chopin an

amount of space approximately proportionate to his importance. One of

the most absurd of the misconceptions is that Chopin's genius was born

in full armor, and that it did not pass through several stages of

development, like that of other composers. Chopin did display

remarkable originality at the very beginning, but the apparent

maturity of his first published works is due to the fact that he

destroyed his earliest efforts and disowned those works which are

known as posthumous, and which may have created confusion in some

minds by having received a higher "opus" number than his last works.

Another misconception regarding Chopin is that his latest works are

morbid and unintelligible. The same charge was brought by philistines

against the best works of Beethoven, Schumann, and Wagner. The fact is

that these last works are of an almost matchless harmonic depth and

originality, as superior to his earlier works as Wagner's last music

dramas are to his first operas. I make this comparison with Wagner

advisedly because, although I have the most exalted notions of

Wagner's grandeur and importance, I do not for a moment hesitate to

say that in his own sphere Chopin is quite as original and has been

almost as revolutionary and epoch-making as Wagner. Schumann was the

first to recognize the revolutionary significance of Chopin's style.

"Chopin's works," he says, "are cannons buried in flowers;" and in

another place he declares that he can see in "Chopin's G minor

Nocturne a terrible declaration of war against a whole musical past."

Chopin, himself, modest as he was in his manners, wrote to his teacher

Elsner, in 1831, when he was twenty-two years of age: "Kalkbrenner

will not be able to break my perhaps bold but noble determination to

create a new epoch in art."

Now, why has the world been so slow in recognizing that Chopin stands

in the very front rank of creative musicians? One reason doubtless is

that he was so quiet and retiring in his personal disposition. His

still, small voice was lost in the din of musical warfare. He warmly

defended the principles of the romantic school, if necessary, and had

decided opinions of other musicians, especially of the popular

pianists of his day who vitiated the public taste with their show

pieces; but he generally kept them to himself or confided them only to

his friends, whom he even occasionally implored to keep them secret.

Had he, like Richard Wagner, attacked everybody, right and left, who

stood in the way of the general recognition of his genius, his cause

would have doubtless assumed greater prominence in the eyes of the

public, even though the parlor piano does not afford so much

play-ground for warfare as the operatic stage.

The chief reason, however, why musical authorities have so long

hesitated to acknowledge that Chopin is one of the very greatest

explorers and pioneers in the domain of their art, is to be found in

what, for want of a better term, may be called æsthetic Jumboism. When

the late lamented Jumbo was in New York he attracted so much attention

that his colleagues, although but little inferior in size, had "no

show" whatever. Everybody crowded around Jumbo, stuffing him with

bushels of oranges and apples, while the other elephants were entirely

ignored. As elephants are intelligent animals, is it not probable that

Pilot, the next in size to Jumbo, went mad and had to be shot because

he was jealous of the exclusive attentions bestowed on his rival? In

æsthetics, this Jumboism, this exaggerated desire for mammoth

dimensions, seems to be a trait of the human mind which it is

difficult to eradicate. It is a suggestive fact that the morbid, sham

æstheticism which prevailed in England a few years ago, chose for its

symbol the uncouth sunflower. And many who know that a sunflower is

less beautiful and fragrant than a violet, will nevertheless, on

visiting a picture gallery, give most of their attention to the large

canvases, though the smaller ones may be infinitely more beautiful. It

cannot be said that the critics of art or literature follow the

popular disposition to measure genius with a yard-stick; but in music

there seems to be a general tendency to do this. Liszt remarks,

apropos, in his work on Chopin: "The value of the sketches made by

Chopin's extremely delicate pencil has not yet been acknowledged and

emphasized sufficiently. It has become customary in our days to regard

as great composers only those who have written at least half a dozen

operas, as many oratorios, and several symphonies."

Even Schumann, and Elsner, Chopin's teacher, seem to have been

affected a little by this irrational way of looking at music.

Schumann, in a complimentary notice of Chopin's nocturnes, expresses

his regrets that the composer should confine himself so strictly to

the pianoforte, whereas he might have influenced the development of

music in all its branches. He adds, however, on second thought, that

"to be a poet one need not have written ponderous volumes; one or two

poems suffice to make a reputation, and Chopin has written such."

Elsner who was unusually liberal in his views of art, and who

discovered and valued his pupil's originality long before Schumann

did, nevertheless bowed before the fetish of Jumboism in so far as to

write to Chopin in Paris that he was anxious, before he departed this

Vale of Tears, to hear an opera from his pen, both for his benefit,

and for the glory of his country. Chopin took this admonition to heart

sufficiently to ask a friend to prepare for him a libretto; but that

is as far as the project ever went. Chopin must have felt

instinctively that his individual style of miniature painting would be

as ineffective on the operatic stage, where bold, _al fresco_ painting

is required, as his soft and dreamy playing would have been had he

taken his piano from the parlor and placed it in a meadow.

Besides Chopin's abhorrence of musical warfare and his avoidance of

the larger and more imposing forms of the opera, symphony, and

oratorio, there were other causes which retarded the recognition of

his transcendent genius. The unprecedented originality of his style,

and the distinct national coloring of his compositions, did not meet

with a sympathetic appreciation in Germany and Vienna, when he first

went there to test his musical powers. Some of the papers indeed had a

good word for him, but, as in the case of Liszt and later of

Rubinstein, it was rather for the pianist than for the composer. On

his first visit to Vienna he was greatly petted, and he found it easy

to get influential friends who took care that his concerts should be

a success, because he played for their benefit, asking no pecuniary

recompense. But when, some years later, he repeated his visit, and

tried to play for his own pecuniary benefit, the influential friends

were invisible, and the concert actually resulted in a deficit.

Chopin's letters contain unmistakable evidence of the fact that, with

some exceptions, the Germans did not understand his compositions. At

his first concert in Vienna, he writes, "The first allegro in the F

minor concerto (not intelligible to all) was indeed rewarded with

'Bravo!' but I believe this was rather because the audience wished to

show that they appreciated serious music than because they were able

to follow and appreciate such music." And regarding the fantasia on

Polish airs he says that it completely missed its mark: "There was

indeed some applause by the audience, but obviously only to show the

pianist that they were not bored." The ultra-Germans, he writes in

another letter, did not appear to be quite satisfied; and he relates

that one of these, on being asked, in his presence, how he liked the

concert, at once changed the subject of conversation, obviously in

order not to hurt his feelings. In a third letter, in which he gives

his parents an account of his concert in Breslau, in 1830, he says

that, "With the exception of Schnabel, whose face was beaming with

pleasure, and who patted me on the shoulder every other moment, none

of the other Germans knew exactly what to make of me;" and he adds,

with his delicious irony, that "the connoisseurs could not exactly

make out whether my compositions really were good or only seemed so."

Criticisms culled from contemporary newspaper notices and other

sources emphasize the fact that the Germans were at that time blind to

the transcendent merits of Chopin's genius. The professional critics,

after their usual manner, found fault with the very things which we

to-day admire most in him--the exotic originality of the style, and

the delightful Polish local color in which all his fabrics are "dyed

in the wool," as it were. How numerous these adverse criticisms were,

may best be inferred from the frequency with which Schumann defended

Chopin in his musical paper and sneered at his detractors. "It is

remarkable," he writes, "that in the very droughty years preceding

1830, in which one should have thanked Heaven for every straw of

superior quality, criticism, which it is true, _always lags behind

unless it emanates from creative minds_, persisted in shrugging its

shoulders at Chopin's compositions--nay, that one of them had the

impudence to say that all they were good for was to be torn to

pieces." In another article, after speaking in the most enthusiastic

terms of Chopin's trio, in which "every note is music and life," he

exclaims, "Wretched Berlin critic, who has no understanding for these

things, and never will have--poor fellow!" And seven years later, in

1843, he writes, with fine contempt for his critical colleagues, that

"for the typical reviewers Chopin never did write, anyway." And this,

be it remembered, was only six years before Chopin's death.

Not a few of the composers and composerlings of the period joined the

professional critics in their depreciation of Chopin's works. Field

called his "a talent of the sick chamber." Moscheles, while admitting

Chopin's originality, and the value of his pianistic achievements,

confessed that he disliked his "harsh, inartistic, incomprehensible

modulations," which often appeared "artificial and forced" to

him--these same modulations which to-day transport us into the seventh

heaven of delight! Mendelssohn's attitude toward Chopin was somewhat

vacillating. He defended him in a letter against his sister's

criticisms, and assured her that if she had heard some of Chopin's

compositions "as he himself played them" for him, she too would have

been delighted. He adds that Chopin had just completed "a most

graceful little nocturne," of which he remembered much, and was going

to play it for his brother Paul. Nevertheless, he did not recommend

the pupils at the Leipsic Conservatory to study Chopin's works, and

various utterances of his are on record showing that he had a decided

artistic antipathy for the exotic products of Chopin's pen. To give

only one instance. In one of the letters to Moscheles, first printed

in _Scribner's Magazine_ for February, 1888, he complains that "a book

of mazurkas by Chopin, and a few new pieces of his are so mannered

that they are hard to stand."

I have dwelt so much on the attitude of the Germans toward Chopin,

because I am convinced that in this attitude lies one of the main

reasons why no one has hitherto dared to place him in the front rank

of composers, side by side with Bach, Beethoven, and Wagner. For the

Germans are the _tonangebende_ (the standard-setting) nation in music

to-day, and, as there seems to be a natural antipathy between the

Slavic and the Teutonic mind, the Germans are apt, like Mendelssohn,

to regard as mannerism what is simply the exotic fragrance which

betrays a foreign nationality. The ultro-Teutons still persist in

their depreciation of Chopin. In the latest edition of Brockhaus's

"Conservations-Lexicon" we read, apropos to Chopin's larger works,

that "he was deficient in the profounder musical attainments"(!) Dr.

Hanslick, generally considered the leading German critic of the

period, in a 534-page collection of criticisms, discussing twenty

concert seasons in Vienna, has only about half a dozen and by no

means complimentary references to Chopin. And even the late Louis

Ehlert, in his appreciative essay on Chopin, comes to the conclusion

that Chopin is certainly not to be ranked with such giants as Bach and

Beethoven. This is Teutonism, pure and simple. No doubt Chopin is, in

some respects, inferior to Bach and Beethoven, but in other respects

he is quite as unquestionably superior to them. He wrote no mammoth

symphonies, but there is a marvellous wealth and depth of ideas in his

smaller works--enough to supply half a dozen ordinary symphony and

opera writers with ideas for a lifetime. His works may be compared to

those men of genius in whose under-sized bodies dwelt a gigantic mind.

Schumann appears to have been the only contemporary composer who did

not underrate Chopin. Whether he would have gone so far as to rank him

with the greatest of the German composers, I cannot say, for he avoids

direct comparisons. But if imitation is the sincerest form of

flattery, then Schumann flattered Chopin more than any other master,

for his pianoforte works are much more in the manner of Chopin than of

Bach or Beethoven. I do not mean direct imitation, but that

unconscious adoption of Chopin's numerous innovations in the treatment

of the piano and of musical style, which are better evidence of

influence than the borrowing of an idea or two. He himself testified

to the "intimate artistic relations" between him and Chopin.

Moreover, his praise of Chopin is always pitched in such a high key

that it would seem as if praise could no higher go. It was he who

first proclaimed Chopin's genius authoritatively, and to this fact he

often referred subsequently, with special pride. The very first

article in his volumes of criticisms is devoted to Chopin's variations

on "La Ci Darem'," published as "opus 2." In those days, Schumann used

to give his criticisms a semi-dramatic form. On this occasion he

represents his _alter ego_, Eusebius, as rushing into the room with a

new composition, and the exclamation "Hats off, gentlemen! a genius!"

He then analyzes the variations in glowing poetic language and

rapturously exclaims at the end that "there is genius in every bar."

And this was only one of the _early_ works of Chopin, in which he has

by no means attained his full powers. Of another quite early work, the

second concerto, he writes that it is a composition "which none of us

can approach except it be with the lips to kiss the hem;" and later

on, the Preludes, the most inspired of his works, led Schumann to

exclaim that Chopin "is and remains the boldest and noblest artistic

spirit of the time."

Schumann would have found it difficult to induce any of his countrymen

to endorse his exalted opinion of Chopin, but the Hungarian Liszt

joined hands with him heartily, and pronounced Chopin "an artist of

the first rank." "His best works," he says, "contain numerous

combinations of which it must be said that they did nothing less than

create an epoch in the treatment of musical style. Bold, brilliant,

enchanting, his pieces _conceal their depth behind so much grace,

their erudition behind so much charm_, that it is difficult to

emancipate one's self from their overpowering magic and estimate them

according to their theoretic value. This fact is already recognized by

some competent judges, and it will be more and more generally realized

when the progress made in art during the Chopin epoch is carefully

studied."

That Elsner, Chopin's teacher, detected his pupil's originality, has

already been stated. Fortunately he allowed it a free rein instead of

trying to check and crush it, as teachers are in the habit of doing.

But there are some passages in Chopin's early letters which seem to

indicate that the general public and the professional musicians in his

native Poland were not so very much in advance of the Germans in

recognizing his musical genius. Liszt doubts whether Chopin's national

compositions were as fully appreciated by his countrymen as the work

of native poets; and Chopin writes to a friend, apropos of his second

concert at Warsaw: "The _élite_ of the musical world will be there;

but I have little confidence in their musical judgment--Elsner of

course excepted." Elsewhere he complains of a patriotic admirer who

had written that the Poles would some day be as proud of Chopin as the

Germans were of Mozart. And when in addition to this the editor of a

local paper told him he had in type a sonnet on him, Chopin was

greatly alarmed, and begged him not to print it; for he knew that such

homage would create envy and enemies, and he declared that after that

sonnet was published he would not dare to read any longer what the

papers said about him.

Chopin's want of confidence in the judgment of his countrymen showed

that, after all, the national Polish element in his compositions was

not the main cause why they were not rated at once at their true

value. It was their novelty of form, harmonic depth and freedom of

modulation, that made them for a long time cavïare to the general.

This was again proved when he went to Paris. Chopin was a Pole only on

his mother's side, his father having been a Frenchman, who had

emigrated to Poland. It might have been supposed, therefore, that

there would be a French element in Chopin's genius which would make it

palatable to the Parisians. But this did not prove to be the case. In

the remarkable group of musicians, poets, and artists who were

assembled at that time in Paris, and who mutually inspired one

another--a group which included Liszt, Meyerbeer, Hiller,

Mendelssohn, Berlioz, Heine, George Sand, the Countess D'Agoult,

Delacroix, etc.--there were no doubt not a few who knew what a rare

genius their friend Chopin was. George Sand wrote in her

autobiography: "He has not been understood hitherto, and to the

present day he is underestimated. Great progress will have to be made

in taste and in the appreciation of music before it will be possible

for Chopin's work to become popular." Heine also wrote that his

favorite pianist was Chopin, "who, however," he adds, "is more of a

composer than a virtuoso. When Chopin is at the piano I forget all

about the technical side of playing and become absorbed in the sweet

profundity, the sad loveliness of his creations, which are as deep as

they are elegant. Chopin is the great inspired tone-poet who properly

should be named only in company with Mozart, Beethoven, and Rossini."

But aside from these select spirits and a small circle of aristocratic

admirers, mostly Poles, Chopin was not understood by the Paris public.

At first he could not even make his living there, and was in

consequence on the point of emigrating to America when a friend

dragged him to a _soirée_ at Rothschild's, where his playing was so

much admired that he was at once engaged as a teacher by several

ladies present. In a very short time he became the fashionable teacher

in aristocratic circles, where his refined manners made him

personally liked. As he refused to take any but talented pupils,

teaching was not so irksome to him as it might have been. Nevertheless

one cannot but marvel at the obtuseness of the Parisians who put into

the utilitarian harness an artist who might have enchanted them every

evening with a concert, had their taste been more cultivated. He _did_

play once, when he first arrived, but the receipts did not even meet

the expenses, and the audience received his work so coldly that his

artistic sensibilities were wounded, and he did not again appear in

public for fourteen years. Occasionally he played for the select

aristocratic circles into which he had been introduced; but even here

he did not often meet with the genuine appreciation and sympathy which

the artist craves. "Whoever could read in his face," says Liszt,

"could see how often he felt convinced that among all these handsome,

well-dressed gentlemen, among all the perfumed, elegant ladies, not

one understood him."

As for the French critics they seem to have been as obtuse as their

German colleagues. To give only one instance: M. Fétis, author of the

well-known musical dictionary, states in his article on Chopin, that

this composer is overrated to-day, and his popularity largely due to

the fact that he is fashionable. And in his article on Heller, he

asserts, more pointedly still, that "the time will undoubtedly come

when the world will recognize that Heller, much more than Chopin, is

the modern poet of the pianoforte." In this opinion Fétis probably

stands alone; but many who have not studied Chopin's deepest works

carefully, are still convinced that the pianoforte compositions of

Mozart, Beethoven, and Schumann, are of greater importance than

Chopin's. So far am I from sharing this opinion that if I had to

choose between never again hearing a pianoforte piece by any or all of

those composers, or never again hearing a Chopin composition, I should

decide in favor of Chopin. Some years ago I expressed my conviction,

in _The Nation_, that Chopin is as distinctly superior to all other

piano composers as Wagner is to all other opera composers. A

distinguished Cincinnati musician, Mr. Otto Singer, was horrified at

this statement, and wrote in _The Courier_, of that city, that it

could only have been made by "a patriotically inclined Frenchman or a

consumptive inhabitant of Poland;" adding that "he would readily yield

up possession of quite a number of Chopin's bric-à-brac for Schumann's

single 'Warum.'" I am neither a patriotic Frenchman nor a consumptive

Pole, and I am a most ardent admirer of Schumann; nevertheless I

uphold my former opinion, and my chief object in this essay is to

endeavor to justify it.

All authorities, in the first place, admit that Chopin created an

entirely new style of playing the pianoforte. Many have pointed out

the peculiarities of this style--the use of extended and scattered

chords, the innovations in fingering which facilitate _legato_

playing, the spray of dainty little ornamental notes, the use of the

capricious _tempo rubato_, and so on. But it has not been made

sufficiently clear by any writer how it was that Chopin became the

Wagner of the pianoforte, so to speak, by revealing for the first time

the infinite possibilities of varied and beautiful tone-colors

inherent in that instrument. To understand this point fully, it is

necessary to bear in mind a few facts regarding the history of the

pianoforte.

The name of pianoforte was given about a century and a half ago to an

instrument constructed by the Italian Cristofori, who devised a

mechanism for striking the strings with hammers. In the older

instruments--the clarichords and harpsichords--the strings were either

snapped by means of crow's quills, or pushed with a tangent. The new

hammer action not only brought a better tone out of the string, but

enabled the pianist to play any note loud or soft at pleasure; hence

the name _piano-forte_. But the pianoforte itself required many years

before all its possibilities of tone-production were discovered. The

instruments used by Mozart still had a thin short tone, and there was

no pedal for prolonging it, except a clumsy one worked with the

knee--a circumstance which greatly influenced Mozart's style, and is

largely responsible for the fact that his pianoforte works are hardly

ever played to-day in the concert hall. For, as the tone could not be

sustained, it was customary in Mozart's time to hide its meagre frame

by means of a great profusion of runs and trills, and other ornaments,

with which even the slow movements were disfigured. Under the

circumstances, these ornaments were justifiable to some extent, but

to-day they seem not only in bad taste, but entirely superfluous,

because our improved instruments have a much greater power of

sustaining tones.

Czerny, the famous piano teacher, touched in his autobiography on the

peculiarities of Mozart's style. Beethoven, who gave Czerny some

lessons on the piano, made him pay particular attention to the

_legato_, "of which," says Czerny, "he was so unrivalled a master, but

which at that time--the Mozart period, when the short staccato touch

was in fashion--_all other pianists thought impossible_. Beethoven

told me afterwards," he continues, "that he had often heard Mozart,

whose style from his use of the clavecin, the pianoforte being in his

time in its infancy, was not at all adapted to the newer instrument. I

have known several persons who had received instruction from Mozart,

and their playing corroborated this statement."

In view of these facts, we can understand why Beethoven did not like

Mozart's pianoforte works as well as those of Clementi, in which there

was more _cantabile_, and which required more fulness of tone in the

execution; and we can understand why even so conservative a critic as

Louis Ehlert should exclaim, apropos of Chopin's "entirely new

pianoforte life," "How uninteresting is the style of any previous

master (excepting Beethoven) compared with his! What a litany of

gone-by, dead-alive forms! What a feelingless, prosaic jingle! If

anyone should, without a grimace, assure me sincerely that he can play

pianoforte pieces by Clementi, Dussek, Hummel, and Ries, with real

enjoyment even now, I will esteem him as an excellent man--yes, a very

honest one; but I will not drink wine with him."

Were it not for what I have ventured to call the fetish of Jumboism, I

am convinced that Professor Ehlert would have written Mozart's name in

this last sentence in place of Clementi's. By excepting Beethoven

alone from the list of "uninteresting" composers preceding Chopin, he

_implicitly_ condemns Mozart; but he does not dare to do so

_explicitly_, although such a confession would not have affected

Mozart's greatness in other departments of music, which is undeniable.

Indeed, if Professor Ehlert had been perfectly sincere I am not quite

sure that he would have excepted Beethoven's sonatas. Although they

teem with great and beautiful ideas, these sonatas are not really

adapted to the intrinsic nature of the pianoforte, and hence fail to

arouse the enthusiasm of those whose taste has been formed by the

works of Chopin and Schumann. It was no doubt an instinctive antipathy

to Beethoven's unpianistic style (if the adjective be permissible),

which prevented Chopin from admiring Beethoven as deeply as he did

some other composers, whom he would have admitted to be his inferiors.

And Beethoven himself does not seem to have regarded his pianoforte

works with the same satisfaction as his other compositions. At least,

he wrote the following curious sentence in a corner of one of his

sketch books in 1805; "Heaven knows why my pianoforte music always

makes the worst impression on me, especially when it is played badly."

He must have felt that his ideas found a much more appropriate and

adequate expression in the orchestra than on the piano. Not being a

radical innovator he did not, in his treatment of the pianoforte, go

beyond Clementi; and so it remained for Chopin to show the world that

the pianoforte, if properly treated, will yield tones whose exquisite

sensuous beauty can hardly be surpassed by any combination of

orchestral instruments.

The two principal means by which he accomplished these reforms were

the constant employment of the pedal, and the use of extended and

scattered chords, in place of the crowded harmonies and the massive

movements of the older accompaniments.

Very few pianists seem to comprehend the exact function and importance

of the pedal. Many will be surprised to hear that the word "touch,"

which they suppose refers to the way the keys are struck by the

fingers, has quite as much to do with the feet--that is, the use of

the pedal--as with the fingers. No matter how thoroughly a pianist may

have trained his fingers, if he does not use the pedal as it was used

by Chopin and Schumann, he cannot reveal the poetry of their

compositions. In one of his letters Chopin notes that Thalberg played

_forte_ and _piano_ with the pedals, not with his hands, and some

piano bangers do so still; but every pianist who deserves the name

knows that loudness and softness must be regulated by the hands (and

very rarely the left-side pedal). Yet even among this better class of

pianists the notion seems to prevail that the main object of the

right-side pedal is to enable them to prolong a chord or to prevent a

confusion of consecutive harmonies. This is one of the functions of

the pedal, no doubt, but not the most important one. The chief service

of the pedal is _in the interest of tone-color_. Let me explain.

Every student of music knows that if you sing a certain tone into a

piano (after pressing the pedal), or before a guitar, the strings in

these instruments which correspond to the tone you sing will vibrate

responsively and emit a tone. He also knows that when you sound a

single note, say G, on the violin or piano, you seem to hear only a

simple tone, but on listening more closely you will find that it is

really a compound tone or a complete chord, the fundamental tone being

accompanied by faint overtones, which differ in number and relative

loudness in different instruments, and to which these instruments owe

their peculiar tone-color.

Now when you press the pedal of a pianoforte on striking a note you do

not only prolong this note, but its vibrations arouse all the notes

which correspond to its overtones, and the result is a rich deep

tone-color of exquisite sensuous beauty and enchanting variableness.

Hence, whenever the melodic movement and harmonic changes are not too

rapid, a pianist should press the pedal _constantly_, whether he plays

loudly or softly; because it is only when the damper is raised from

the strings that the overtones can enrich and beautify the sound by

causing their corresponding strings to vibrate in sympathy with them.

Those who heard Schumann play say that he used the pedal persistently,

sometimes twice in the same bar to avoid harmonic confusion; and the

same is true of Chopin, concerning whose playing an English amateur

says, after referring to his _legatissimo_ touch: "The wide arpeggios

in the left hand, _maintained in a continuous stream of tone_ by the

strict legato and fine and constant use of the damper pedal, formed an

harmonious substructure for a wonderfully poetic _cantabile_."

I have italicised and emphasized the words _maintained in a continuous

stream of tone_, because it calls attention to one of the numerous

resemblances between the style of Chopin and that of Wagner, who in

his music dramas similarly keeps up an uninterrupted flow of richly

colored harmonies to sustain the vocal part. Schumann relates that he

had the good fortune to hear Chopin play some of his études. "And he

played them very much _à la Chopin_," he says: "Imagine an Æolian harp

provided with all the scales, commingled by an artist's hand into all

manner of fantastic, ornamental combinations, yet in such a way that

you can always distinguish a deeper ground tone and a sweet continuous

melody above--and you have an approximate idea of his playing. No

wonder that I liked best those of the études which he played for me,

and I wish to mention specially the first one, in A flat major, a poem

rather than an étude. It would be a mistake to imagine that he allowed

each of the small notes to be distinctly audible; it was rather a

surging of the A flat major chord, occasionally raised to a new billow

by the pedal; but amid these harmonies a wondrous melody asserted

itself in large tones, and only once, toward the middle of the piece,

a tenor part came out prominently beside the principal melody. After

hearing this étude you feel as you do when you have seen a ravishing

picture in your dreams and, half awake, would fain recall it."

Now it is obvious that such dreamy Æolian-harp-like harmonies could

not have been produced without Chopin's novel and constant use of the

pedal. And this brings out the greatest difference between the new and

the old style of playing. In the pianoforte works of Mozart and

Beethoven, and even in those of Weber, which mark the transition from

the classical to the romantic school, there are few passages that

absolutely require a pedal, and in most cases the pieces sound almost

as well without as with pedal; so that, from his point of view, and in

his days of staccato playing, Hummel was quite right in insisting that

a pianist could not be properly judged until he played without the

pedal. But as regards the romantic school of Chopin, Schumann, Liszt

and their followers, it may be said with equal truth that a pianist's

use of the pedal furnishes the supreme test of his talent. If he has

not the delicacy of ear which is requisite to produce the "continuous

stream of tone" in Chopin's compositions, without the slightest

harmonic confusion, he should leave them alone and devote himself to

less poetic composers.

An amusing anecdote illustrates visibly how helpless Chopin would have

been without his pedal. He was asked one evening at a party in Paris

to play. He was quite willing to do so but discovered to his surprise

that the piano had no pedals. They had been sent away for repairs. In

this dilemma a happy thought occurred to Liszt, who happened to be

present. He crawled under the piano, and, while Chopin was playing,

worked the mechanism to which the pedals ought to have been attached

so cleverly that they were not missed at all! He stooped that his

friend might conquer.

The fact that Chopin in his later works, often omitted the sign for

the pedal on his MSS. must not be held to indicate that he did not

wish it to be constantly used. In his earlier works he carefully

indicated where it should be employed, but subsequently he appears to

have reasoned rightly that a pianist who needs to be told where the

pedal ought, and where it ought not, to be employed, is not

sufficiently advanced in culture to play his works at all, and had

therefore best leave them alone.

Chopin's remarkable genius for divining the mysteries of the

pianoforte enabled him, as it were, to anticipate what is a

comparatively recent invention--the middle pedal which is chiefly used

to sustain single tones in the bass without affecting the rest of the

instrument. The melancholy "F sharp minor Prelude," for example,

cannot be played properly without the use of this middle pedal. In

another prelude, we have an illustration of how the pedal must often

be used in order to help in forming a chord which cannot be stretched.

And this brings us to the second important innovation in the treatment

of Chopin's pianoforte--the constant use of scattered and extended

chords.

Karasovski relates that Chopin, a mere boy, used to amuse himself by

searching on the piano for harmonies of which the constituent notes

were widely scattered on the keyboard, and, as his hands were too

small to grasp them, he devised a mechanism for stretching his hands,

which he wore at night. Fortunately, he did not go so far as Schumann,

who made similar experiments with his hands and thereby disabled one

of them for life. What prompted Chopin to search for these widely

extended chords was his intense appreciation of tonal beauty. To-day

everybody knows how much more beautiful scattered, and widely extended

harmonies are than crowded harmonies; but it was Chopin's genius that

discovered this fact and applied it on a large scale. Indeed, so novel

were his chords, that at first, many of them were deemed unplayable;

but he showed that if his own system of fingering was adopted, they

were not only playable, but eminently suited to the character of the

instrument. The superior beauty of scattered intervals can be

strikingly demonstrated in this way. If you strike four or five

adjacent notes on the piano at once, you produce an intolerable

cacophony. But these same notes can be so arranged by scattering them

that they make an exquisite chord in suspension. Everything depends on

the arrangement and the wideness of the intervals. Chopin's fancy was

inexhaustible in the discovery of new kinds of scattered chords,

combined into harmony by his novel use of the pedal; and in this way

he enriched music with so many new harmonies and modulations that he

must be placed, as a harmonic innovator, on a level with Bach and

Wagner.

These remarks apply especially to Chopin's later compositions; but his

peculiarities are already distinctly traceable in many of his earlier

works; and Elsner, his teacher, was sufficiently clear-sighted and

frank to write the following words: "The achievements of Mozart and

Beethoven as pianists have long been forgotten; and their pianoforte

compositions, although undoubtedly classical works, must give way to

the diversified artistic treatment of that instrument by the modern

school." Mr. Joseph Bennett quotes this sentence in his Biography of

Chopin, and adds an exclamation point in brackets after it, to

express his surprise. Mr. Bennett is considered one of the leading

London critics; yet I must say that I have never seen so much

ignorance in a single exclamation point in brackets. Note the

difference between Elsner and Bennett. Elsner adds to the sentence

just quoted, that the _other_ works of Mozart and Beethoven--their

symphonies, operas, quartets, etc., "will not only continue to live,

but will, perhaps, remain unequalled by anything of the present day."

This is genuine discriminative criticism, which renders unto Cæsar

what is Cæsar's due: whereas, Mr. Bennett is guided by the vicious old

habit of fancying that because Mozart and Beethoven are great masters,

therefore they must be superior to everybody in everything. Is it not

about time to put an end to this absurd Jumboism in music?

The fact is, we are living in an age of division of labor and

specialism; and those who, like Robert Franz and Richard Wagner,

devote themselves to a single branch of music have a better chance of

reaching the summit of Parnassus than those who dissipate their

energies in too many directions. Chopin was the pianoforte genius _par

excellence_, and in his field he stands above the greatest of the

German composers, whatever their names. Mendelssohn once wrote to his

mother that Chopin "produces effects on the piano as novel as those of

Paganini on the violin, and he performs marvels which no one would

have believed to be possible." Mendelssohn benefited to a slight

extent by Chopin's example, but he did not add anything new to the

treatment of the pianoforte. Nor does even Liszt mark an advance on

Chopin from a purely pianistic point of view. Paradoxical as it may

seem, Liszt, the greatest pianist the world has known, was really a

born _orchestral_ composer. He was never satisfied with the piano, but

constantly wanted to convert it into an orchestra. His innovations

were all in the service of these orchestral aspirations, and hence it

is that his rhapsodies, for example, are much more effective in their

orchestral garb than in their original pianoforte version. The same is

true of many of Rubinstein's pianoforte works--the Bal Masqué, for

instance, which always has such an electric effect on Mr. Theodore

Thomas's audiences. Not so with Chopin. Liszt remarks, somewhere, that

Chopin might have easily written for orchestra, because his

compositions can be so readily arranged for it. I venture to differ

from this opinion. Chopin's Funeral March has been repeatedly arranged

for orchestra--first by Reber at Chopin's funeral (when Meyerbeer

regretted that he had not been asked to do this labor of love); and

more recently by Mr. Theodore Thomas. Mr. Thomas's version is very

clever and effective, yet I very _much_ prefer this sublime dirge on

the piano. In a small room the piano has almost as great a capacity

for dynamic shading as the orchestra has in a large hall; and, as I

have just pointed out, one who knows how to use the pedal can secure

an endless (almost orchestral) variety of tone-colors on the piano,

thanks to the hundreds of overtones which can be made to accompany the

tones played. Chopin spoke the language of the piano. His pieces are

so idiomatic that they cannot be translated into orchestral language

any more than Heine's lyrics can be translated into English. Chopin

exhausted the possibilities of the pianoforte, and the piano exhausts

the possibilities of Chopin's compositions.

The innovations of Chopin which I have so far alluded to, have been to

some extent adopted by all modern composers, and the more they have

adopted them the more their works ingratiate themselves in the favor

of amateurs. But there is another epoch-making feature of Chopin's

style, which is less easy, especially to Germans, because it is a

Slavic characteristic; I mean the _tempo rubato_. This is a phrase

much used among musicians, but if pressed for an exact definition, few

would be able to give one. Let us see first what Chopin's

contemporaries have to say of the way in which he himself treats it.

Chopin visited England in 1848, and on June 21 gave a concert in

London. Mr. Chorley, the well-known critic, wrote a criticism on this

occasion for "The Athenæum," in which he says: "The delicacy of M.

Chopin's tone and the elasticity of his passages are delicious to the

ear. He makes a free use of _tempo rubato_, leaning about within his

bars more than any player we recollect, but still subject to a

presiding sentiment of measure, such as presently habituates the ear

to the liberties taken. In music not his own, we happen to know he can

be as staid as a metronome; while his Mazurkas, etc., lose half that

wildness if played without a certain freedom and license--impossible

to imitate, but irresistible if the player at all feels the music.

This we have always fancied while reading Chopin's works:--we are now

sure of it after hearing him perform them."

Moscheles wrote to his wife that Chopin's "_ad libitum_ playing,

which, with the interpreters of his music degenerates into offences

against correct time, is, in his own case, merely a pleasing

originality of style." He compares him to "a singer who, little

concerned with the accompaniment, follows entirely his feelings."

Karasovski says that Chopin "played the bass in quiet, regular time,

while the right hand moved about with perfect freedom, now following

the left hand, now ... going its own independent way. 'The left hand,'

said Chopin, 'must be like an orchestral conductor; not for a moment

must it be uncertain and vacillating.'" Thus his playing, free from

the fetters of _tempo_, acquired a unique charm; thanks to this

_rubato_, his melody was "like a vessel rocked upon the waves of the

sea."

The world suffered a great loss when a band of ignorant soldiers found

the bundles of letters which Chopin had written from Paris to his

parents, and used them to feed the fire which cooked their supper. But

it lost a still greater treasure when Chopin tore up the manuscript of

his pianoforte method, which he began to write in the last years of

his life, but never finished. In it he would no doubt have given many

valuable hints regarding the correct use of the _rubato_. In the

absence of other authentic hints beyond the one just quoted, Liszt

must be depended upon as the best authority on the subject; for it is

well known that Liszt could imitate Chopin so nicely that his most

intimate friends were once deceived in a dark room, imagining that

Chopin was playing when Liszt was at the piano. "Chopin," Liszt

writes, "was the first who introduced into his compositions that

peculiarity which gave such a unique color to his impetuosity, and

which he called _tempo rubato_:--an irregularly interrupted movement,

subtile, broken, and languishing, at the same time flickering like a

flame in the wind, undulating, like the surface of a wheat-field, like

the tree-tops moved by a breeze." All his compositions must be played

in this peculiarly accented, spasmodic, insinuating style, a style

which he succeeded in imparting to his pupils, but which can hardly be

taught without example. As with the pedal, so with the _rubato_,

Chopin often neglected to mark its use in later years, taking it for

granted that those who understood his works would know where to apply

it.

Perhaps the importance of the _rubato_ in Chopin cannot be more

readily realized than by his concession that he could never play a

Viennese waltz properly, and by the fact that sometimes, when he was

in a jocular mood, he would play one of his mazurkas in strict,

metronomic time, to the great amusement of those who had heard him

play them properly.

Chopin and Other Musical Essays · 第 1 / 14 段