And even when, as is generally the case, the book made in favour of a

lay-man says that the donee is to have the power of leaving the land to

whomsoever he may please, or to such heirs as he may choose, we still

must doubt whether his testamentary power is utterly unrestrained,

whether he will not have to consult the royal donor when he is making

his will. The phenomena which we have here to consider are very obscure,

because we never can be quite certain why it is that a testator is

seeking the king's aid. We have to remember that the testament is an

exotic, ecclesiastical institution which is likely to come into

collision with the ancient folk-law. From an early time the church was

striving in favour of the utmost measure of testamentary freedom, for

formless wills, for nuncupative wills[1038]. The very largeness of its

claims made impossible any definite compromise between church-right and

folk-right. So far as we can see, no precise law is evolved as to when

and how and over what a man may exercise a power of testation. The

church will support testaments of the most formless kind; on the other

hand, the heirs of the dead man will endeavour, despite the anathema, to

break his will, and sometimes they will succeed[1039]. Consequently the

testator will endeavour to obtain the crosses of the bishops and the

consent of the king. He has already a book which tells him that he may

leave the land to a chosen heir; but if he be prudent he will not trust

to this by itself. Kings change their minds.

[The heriot and the testament.]

Then the law about heriots complicates the matter. The heriot has its

origin in the duty of the dying thegn or of his heirs to return to his

lord the arms which that lord has given or lent to him. We have to use

some such vague phrase as 'given or lent'; we dare not speak more

precisely[1040]. A time comes when the king provides his thegn, no

longer with arms, but with land; still the heriot is rendered[1041]. In

the tenth century this render is closely connected with the exercise of

testamentary power. The thegn offers a heriot with a prayer that 'his

will may stand.' He presents swords and money to the king in order that

he may be worthy of his testament[1042]. When we find such phrases as

this, we can not always be certain that the land of which the testator

is going to dispose is land over which a book purports to give him

testamentary power; he may be hoping that the king's aid will be

sufficient to enable him to bequeath the unbooked land that he

holds[1043]. In other cases he may be endeavouring to dispose of lands

that have merely been 'loaned' to him for his life by the king. But this

will hardly serve to explain all the cases, and we so frequently find

the holder of book-land applying for the king's consent when he is going

to make an alienation of it _inter vivos_ that we need not marvel at

finding a similar application made when he is about to execute a

testament[1044].

[The gift and the loan.]

This having been said, we shall not be surprised to find that in ancient

times the difference between a gift of land and a loan of land was not

nearly so well marked as it would be by modern law. The loan may be

regarded as a temporary gift, the gift as a very permanent, if not

perpetual, loan. We know how this matter looks in the law of Bracton's

age. By feoffment one gives land to a man for his life, or one gives it

to him and the heirs of his body, or to him and his heirs: but in any

case, the land may come back to the giver. The difference between the

three feoffments is a difference in degree rather than in kind; one will

operate for a longer, another for a shorter time; but, however absolute

the gift may be, the giver never parts with all his interest in the

land[1045]. Or we may put it in another way:--in our English law

usufruct is a temporary _dominium_ and _dominium_ is a usufruct that may

be perpetual. Or, once more, adopting the language of modern statutes,

we may say that the tenant for life is no usufructuary but 'a limited

owner.' We are accustomed to bring this doctrine into connexion with

rules about dependent tenure:--the donor, we say, retains an interest in

the land because he is the tenant's lord. But, on looking at the ancient

land-books, we may find reason to suspect that the confusion of loans

with gifts and gifts with loans (if we may speak of confusion where in

truth the things confounded have never as yet been clearly

distinguished) is one of the original germs of the rule that all land is

held of the king. After all, the king--and he is by far the greatest

giver in the country and his gifts are models for all gifts--never can

really part with all the rights that he has in the land that he gives,

for he still will be king of it and therefore in a sense it will always

be part of his land. To maintain a sharp distinction between the rights

that he has as king and the rights that he has as landlord,

jurisprudence is not as yet prepared.--But we must look at the land-loan

more closely.

[The _precarium_.]

Foreign historians have shown how after the barbarian invasions one

single form of legal thought, or (if we may borrow a term from them),

one single legal 'institute' which had been saved out of the ruins of

Roman jurisprudence, was made to do the hard duty of expressing the most

miscellaneous facts, was made to meet a vast multitude of cases in

which, while one man is the owner of land, another man is occupying and

enjoying it by the owner's permission. This institute was the

_precarium_. Originally but a tenancy at will, it was elaborated into

different shapes which, when their elaboration had been completed, had

little in common. For some reason or another one begs (_rogare_) of a

landowner leave to occupy a piece of land; for some reason or another

the prayer is granted, the grantor making a display of generosity and

speaking of his act as a 'benefit' (_beneficium_), an act of good-nature

and liberality. An elastic form is thus established. The petitioner may,

or may not, promise to pay a rent to his benefactor; the benefactor may,

or may not, engage that the relationship shall continue for a fixed term

of years, or for the life of the petitioner or for several lives.

Usually this relationship between petitioner and benefactor is

complicated with the bond of patronage: the former has commended himself

to the latter, has come within his power, his protection, his trust

(_trustis_), has become his _fidelis_, his _homo_. At a later time the

inferior is a _vassus_, the superior is his _senior_, for the word

_vassus_, which has meant a menial servant, spreads upwards. Then the

_precarium_, as it were, divides itself into various channels. One of

its streams encompasses the large province of humble tenancies, wherein

the peasants obtain land from the churches and other owners on more or

less arduous conditions, or reserve a right to occupy so long as they

live the lands that they have given to the saints. Another stream sweeps

onward into the domain of grand history and public law. The noble

obtains a spacious territory, perhaps a county, from the king by way of

'benefaction'; the _precarium_ becomes the _beneficium_, the

_beneficium_ becomes the _feudum_[1046]. The king can not prevent the

_beneficia_, the _feuda_, from becoming hereditary.

[The English land-loan.]

The analogous English institution was the _lǽn_ or, as we now say, loan.

If in translating a German book we render _Lehn_ by _fief_, _feud_, or

_fee_, we should still remember that a _Lehn_ is a loan. And no doubt

the history of our ancient land-loans was influenced by the history of

the _precarium_. We come upon the technical terms of continental law

when King Æthelbald forbids any one to beg for a benefit or benefice out

of the lands that have been given to the church of Winchester[1047].

There was need for such prohibitions. Edward the Elder prayed the bishop

of this very church to lend him some land for his life; the bishop

consented, but expressed a fervent hope that there would be no more of

such requests, which in truth were very like commands. It would seem

that some of the English kings occasionally did what had been done on a

large scale in France by Charles Martel or his sons, namely, they

compelled the churches to grant benefices to lay noblemen[1048]. When

bishop Oswald of Worcester declared how he had been lending lands to his

thegns, he used a foreign, technical term: '_beneficium_ quod illis

_praestitum_ est[1049].' But it is clear that the English conception of

a land-loan was very lax; it would blend with the conception of a gift.

To describe transactions of one and the same kind, if such verbs as

_commodare_ and _lǽnan_ and _lǽtan_ were used[1050], such words as

_conferre_, _concedere_, _tribuere_, _largiri_ and _donare_ were also

used[1051]. A loan is a temporary gift, and the nature of the

transaction remains the same whether the man to whom the loan is made

does, or does not, come under the obligation of paying rent or

performing services.

[Loans of church lands to the great.]

Unfortunately our materials only permit us to study one branch of the

loan; the aristocratic branch we may call it. No doubt the lords,

especially the churches, are from an early time letting or 'loaning'

lands to cultivators. Specimens of such agricultural leases we do not

see and cannot expect to see, for they would hardly be put into writing.

But at an early time we do see the churches loaning lands, and wide

lands, to great men. This is a matter of much importance. One other

course in the feudal edifice is thus constructed. We have seen the

churches interposed between the king and the cultivators of the soil;

the churches have become landlords with free land-holders under them.

And now it is discovered that the churches have a superiority which they

can lend to others. We see already a four-storeyed structure. There are

the cultivator, the church's thegn, the church, the king. Very great men

think it no shame to beg boons from the church. Already before 750 the

bishop of Worcester has granted five manses to 'Comes Leppa' for

lives[1052]; before the century is out the abbot of Medeshamstead has

granted ten manses to the 'princeps' Cuthbert for lives[1053]. In 855

the bishop of Worcester gives eleven manses to the ealdorman of the

Mercians and his wife for their lives[1054]; in 904 a successor of his

makes a similar gift[1055]. But we have seen that the king himself was

not above taking a loan from the church. Indeed powerful men insist on

having loans, and the churches, in order to protect themselves against

importunities, obtain from the king this among their other immunities,

namely, that no lay man is to beg boons from them, or that no lease is

to be for longer than the lessee's life[1056]. In such cases we may

also see the working of a second motive: the church is to be protected

against the prodigality of its own rulers. The leases made by the

prelates seem usually to have been for three lives. This compass is so

often reached, so seldom exceeded[1057] that we may well believe that

the English church had accepted as a rule of sound policy, if not as a

rule of law, the novel of Justinian which set the limit of three lives

to leases of church lands[1058].

[The consideration for the loan.]

Occasionally the lease is made in consideration of a sum of money paid

down; occasionally the recipient of the land comes under an express

obligation to pay rent. An early example shows us the abbot of

Medeshamstead letting ten manses to the 'princeps' Cuthbert for lives in

consideration of a gross sum of a thousand shillings and an annual

_pastus_ or 'farm' of one night[1059]. The bishop of Worcester early in

the ninth century concedes land to a woman for her life on condition

that she shall cleanse and renovate the furniture of the church[1060].

On the other hand, when land is 'loaned' to a king or a great nobleman,

this may be in consideration of his patronage and protection; the church

stipulates for his _amicitia_[1061]. We may say that he becomes the

_advocatus_ of the church, and the patronage exercised by kings and

nobles over the churches is of importance, though perhaps it was not

quite so serious a matter in England as it was elsewhere.

[St. Oswald's loans.]

But from our present point of view by far the most interesting form that

the loan takes is the loan to the thegn or the _cniht_. Happily it falls

out that we have an excellent opportunity of studying this institution.

We recall the fact that by the gifts of kings and underkings the church

of Worcester had become entitled to vast tracts of land in

Worcestershire and the adjoining counties. Now between the years 962 and

992 Bishop Oswald granted at the very least some seventy loans

comprising in all 180 manses or thereabouts[1062]. In almost all cases

the loan was for three lives. In a few cases the recipient was a kinsman

of the bishop, in a few he was an ecclesiastic; far more generally he is

described as 'minister meus,' 'fidelis meus,' 'cliens meus,' 'miles

meus,' 'my knight,' 'my thegn,' 'my true man.' When the 'cause' or

consideration for the transaction is expressed it is 'ob eius fidele

obsequium' or 'pro eius humili subiectione atque famulatu': a recompense

is made for fealty and service. Any thing that could be called a

stipulation for future service is very rare. A definite rent is seldom

reserved[1063]. Sometimes the bishop declares that the land is to be

free from all earthly burdens, save service in the host and the repair

of bridges and strongholds. To those excepted imposts he sometimes adds

church-scot, or the church's rent, without specifying the amount.

Sometimes he seems to go further and to say that the land is to be free

from everything save the church's rent (_ecclesiasticus census_)[1064].

In so doing he gives a hint that the recipients of the lands will have

something to pay to, or something to do for the church. Were it not for

this, we might well think that these loans were made solely in

consideration of past services, of obedience already rendered, and that

at most the recipient undertook the vague obligation of being faithful

and obsequious in the future.

[St. Oswald's letter to Edgar.]

But happily for us St. Oswald was a careful man of business and put on

record in the most solemn manner the terms on which he made his

land-loans. The document in which he did this is for our purposes the

most important of all the documents that have come down to us from the

age before the Conquest[1065]. It takes the form of a letter written to

King Edgar. We will give a brief and bald abstract of it[1066]:--'I am

(says the bishop) deeply grateful to you my lord, for all your

liberality and will remain faithful to you for ever. In particular am I

grateful to you for receiving my complaint and that of God's holy Church

and granting redress by the counsel of your wise men[1067]. Therefore I

have resolved to put on record the manner in which I have been granting

to my faithful men for the space of three lives the lands committed to

my charge, so that by the leave and witness of you, my lord and king, I

may declare this matter to the bishops my successors, and that they may

know what to exact from these men according to the covenant that they

have made with me and according to their solemn promise. I have written

this document in order that none of them may hereafter endeavour to

abjure the service of the church. This then is the covenant made with

the leave of my lord the king and attested, roborated and confirmed by

him and all his wise men. I have granted the land to be held under me

(_sub me_) on these terms, to wit, that every one of these men shall

fulfil the whole law of riding as riding men should[1068], and that they

shall pay in full all those dues which of right belong to the church,

that is to say _ciricsceott_, _toll_, and _tace_ or _swinscead_, and all

other dues of the church (unless the bishop will excuse them from any

thing), and shall swear that so long as they possess the said land they

will be humbly subject to the commands of the bishop. What is more, they

shall hold themselves ready to supply all the needs of the bishop; they

shall lend their horses; they shall ride themselves, and be ready to

build bridges and do all that is necessary in burning lime for the work

of the church[1069]; they shall erect a hedge for the bishop's hunt and

shall lend their own hunting spears whenever the bishop may need them.

And further, to meet many other wants of the bishop, whether for the

fulfilment of the service due to him or of that due to the king, they

shall with all humility and subjection be obedient to his domination and

to his will[1070], in consideration of the benefice that has been loaned

to them, and according to the quantity of the land that each of them

possesses. And when the term for which the lands are granted has run

out, it shall be in the bishop's power either to retain those lands for

himself or to loan them out to any one for a further term, but so that

the said services due to the church shall be fully rendered. And in case

any shall make wilful default in rendering the aforesaid dues of the

church, he shall make amends according to the bishop's _wite_[1071] or

else shall lose the gift and land that he enjoyed. And if any one

attempt to defraud the church of land or service, be he deprived of

God's blessing unless he shall make full restitution. He who keeps this,

let him be blessed; he who violates this, let him be cursed: Amen. Once

more, my lord, I express my gratitude to you. There are three copies of

this document; one at Worcester, one deposited with the Archbishop of

Canterbury and one with the Bishop of Winchester.'

[Feudalism in Oswaldslaw.]

Now we may well say that here is feudal tenure. In the first place, we

notice a few verbal points. The recipient of the _lǽn_ has received a

_beneficium_ from the bishop, and if he will not hold the land _de

episcopo_, none the less he will hold it _sub episcopo_. Then he is the

bishop's _fidelis_, his _fidus homo_, his 'hold and true man,' his

thegn, his knight, his soldier, his _minister_, his _miles_, his

_eques_. Then he takes an oath to the bishop, and seemingly this oath

states in the most energetic terms his utter subjection to the bishop's

commands. What is more, he swears to be faithful and obedient because he

has received a _beneficium_ from the bishop, and the amount of his

service is measured by the quantity of land that he has received. Then

again, we see that he holds his land by service; if he fails in his

service, at all events if he denies his liability to serve, he is in

peril of losing the land, though perhaps he may escape by paying a

pecuniary fine. As to the services to be rendered, if we compare them

with those of which Glanvill and Bracton speak, they will seem both

miscellaneous and indefinite; perhaps we ought to say that they are all

the more feudal on that account. The tenant is to pay the church-scot,

the _ecclesiasticus census_ of other documents. This, as we learn from

Domesday Book, is one load (_summa_) of the best corn from every hide of

land, and unless it be paid on St. Martin's day, it must be paid

twelve-fold along with a fine[1072]. He must pay toll to the bishop when

he buys and sells; he must pay _tace_, apparently the pannage of a later

time, for his pigs. He must go on the bishop's errands, provide him with

hunting-spears, erect his 'deer-hedge' when he goes to the chase. There

remains a margin of unspecified services; for he must do what he is told

to do according to the will of the bishop. But, above all, he is a

horseman, a riding man and must fulfil 'the law of riding.' For a moment

we are tempted to say 'the law of chivalry.' This indeed would be an

anachronism; but still he is bound to ride at the bishop's command. Will

he ride only on peaceful errands? We doubt it. He is bound to do all

the service that is due to the king, all the forinsec service[1073] we

may say. A certain quantity of military service is due from the bishop's

lands; his thegns must do it. As already said, the obligation of serving

in warfare is not yet so precisely connected with the tenure of certain

parcels of land as it will be in the days of Henry II., but already the

notion prevails that the land owes soldiers to the king, and probably

the bishop has so arranged matters that his territory will be fully

'acquitted' if his _equites_, his _milites_ take the field. Under what

banner will they fight? Hardly under the sheriff's banner. Oswald is

founding Oswaldslaw and within Oswaldslaw the sheriff will have no

power. More probably they will follow the banner of St. Mary of

Worcester. This we know, that in the Confessor's reign one Eadric was

steersman of the bishop's ship and commander of the bishop's

troops[1074]. This also we know, that in the suit between the churches

of Worcester and of Evesham that came before the Domesday commissioners,

one of the rights claimed by the bishop against the abbot was that the

men of two villages, Hamton and Bengeworth, were bound to pay geld and

to fight along with the bishop's men[1075]. And then, suppose that Danes

or Welshmen or Englishmen make a raid on the bishop's land, is it

certain that he will communicate with the ealdorman or the king before

he calls upon his knights to defend and to avenge him? Still we must not

bring into undue relief the military side of the tenure.

[Oswald's riding men.]

These men may be bound to fight at the bishop's call, but fighting is

not their main business; they are not professional warriors. They are

the predecessors not of the military tenants of the twelfth century, but

of the _radchenistres_, and _radmanni_ of Domesday Book, the

_rodknights_ of Bracton's text, the thegns and drengs of the northern

counties who puzzle the lawyers of the Angevin time. Point by point we

can compare the tenure of these _ministri_ and _equites_ of the tenth

with that of the thegns and drengs of the twelfth and thirteenth

centuries and at point after point we find similarity, almost identity.

They pay rent; they have horses and their horses are at the service of

their lord; they must ride his errands, carry his stores, assist him in

the chase; they must fight if need be, but the exact nature of this

obligation is indefinite[1076]. Dependent tenure is here and, we may

say, feudal tenure, and even tenure by knight's service, for though the

English _cniht_ of the tenth century differs much from the knight of the

twelfth, still it is a change in military tactics rather than a change

in legal ideas that is required to convert the one into the other. As

events fell out there was a breach of continuity; the English thegns and

drengs and knights either had to make way for Norman _milites_, or, as

sometimes happened, they were subjected to Norman _milites_ and

constituted a class for which no place could readily be found in the new

jurisprudence of tenures. But had Harold won the day at Hastings and at

the same time learnt a lesson from the imminence of defeat, some

peaceful process would probably have done the same work that was done by

forfeitures and violent displacements. The day for heavy cavalry and

professional militancy was fast approaching when Oswald subjected his

tenants to the _lex equitandi_.

[Heritable loans.]

Yet another of those feudal phenomena that come before us in the twelfth

century may easily be engendered by these loans; we mean the precarious

inheritance, the right to 'relieve' from the lord the land that a dead

man held of him[1077]. In speaking of Oswald's loans as 'leases for

three lives' we have used a loose phrase which might lead a modern

reader astray. Oswald does not let land to a man for the lives of three

persons named in the lease and therefore existing at the time when the

lease is made; rather he lets the land to a man and declares that it

shall descend to two successive heirs of his. The exact extent of the

power that the lessee has of instituting an heir, in other words of

devising the land by testament, instead of allowing it to be inherited

_ab intestato_, we need not discuss; suffice it that the lessee's rights

may twice pass from ancestor to heir, or from testator to devisee[1078].

Now such a lease may cover the better part of a century. A time will

come when the land ought to return to the church that gave it; but for

some eighty years it will have 'been in one family' and twice over it

will have been inherited. Is it very probable that the bishop will be

able to oust the third heir? Will he wish to do so, if three generations

of thegns or knights have faithfully served the church? May we not be

fairly certain that this third heir will get the land on the old terms,

if he will 'recognize' the church's right to turn him out? As a matter

of fact we see that Oswald's successors have great difficulty in

recovering the land that he has let[1079]. In the middle ages he who

allows land to descend twice has often enough allowed it to become

heritable for good and all. Despite solemn charters and awful anathemas

he will have to be content with a relief[1080].

[Wardship and marriage.]

Domesday Book and Beyond: Three Essays in the Early History of England · 第 32 / 56 段