gesture-language employs. Within the second of these classes of
gestures, however, we may distinguish a small sub-group that may be
called _significant_; in this case, the object is not represented by
means of a direct picture, but by incidental characteristics--man, for
example, is expressed by lifting the hat. The signs are all directly
perceptible. The most important characteristic of gesture-language, as
well as the most distinctive feature of an original language, is the
fact that there is no trace of abstract concepts, there being merely
perceptual representations. And yet some of these representations--and
this is a proof of how insistently human thought, even in its
beginnings, presses on to the formation of concepts--have acquired a
symbolical meaning by virtue of which they become sensuous means, in
a certain sense, of expressing concepts which in themselves are not
of a perceptual nature. We may here mention only _one_ such gesture,
noteworthy because it occurs independently in the language of the
European deaf and dumb and in that of the Dakota Indians. 'Truth' is
represented by moving the index finger directly forward from the lips,
while 'lie' is indicated by a movement towards the right or left. The
former is thus held to be a straight speech and the latter a crooked
speech, transcriptions which also occur, as poetical expressions,
in spoken language. On the whole, however, such symbolical signs
are rare if the natural gesture-language has not been artificially
reconstructed; moreover, they always remain perceptual in character.
Corresponding to this feature is also another characteristic which all
natural gesture-languages will be found to possess. In vain we search
them for the grammatical categories either of our own or of other
spoken languages--none may be found. No distinction is made between
noun, adjective, or verb; none between nominative, dative, accusative,
etc. Every representation retains its representative character,
and that to which it refers may exemplify any of the grammatical
categories known to us. For example, the gesture for walking may
denote either the act of walking or the course or path; that for
striking, either the verb 'to strike' or the noun 'blow.' Thus, in
this respect also, gesture-language is restricted to perceptual signs
expressing ideas capable of perceptual representation. The same is
true, finally, of the sequence in which the ideas of the speaker
are arranged, or, briefly, of the syntax of gesture-language. In
various ways, depending on fixed usages of language, our syntax, as
is well known, permits us to separate words that, as regards meaning,
belong together, or, conversely, to bring together words that have
no immediate relation. Gesture-language obeys but _one_ law. Every
single sign must be intelligible either in itself or through the one
preceding it. It follows from this that if, for example, an object
and one of its qualities are both to be designated, the quality must
not be expressed first, since, apart from the object, it would be
unmeaning; its designation, therefore, regularly occurs after that
of the object to which it belongs. Whereas, for example, we say 'a
good man,' gesture-language says 'man good.' Similarly, in the case
of verb and object, the object generally precedes. When, however, the
action expressed by the verb is thought of as more closely related to
the subject, the converse order may occur and the verb may directly
follow the subject. How, then, does gesture-language reproduce the
sentence 'The angry teacher struck the child'? The signs for teacher
and for striking have already been described; 'angry' is expressed
mimetically by wrinkling the forehead; 'child' by rocking the left
forearm supported by the right. Thus, the above sentence is translated
into gesture-language in the following manner: First, there are the
two signs for teacher, lifting the hat and raising the finger; then
follows the mimetic gesture for anger, succeeded by a rocking of the
arm to signify child, and, finally, by the motion of striking. If we
indicate the subject of the sentence by S, the attribute by A, the
object by O, and the verb by V, the sequence in our language is ASVO;
in gesture-language it is SAOV, 'teacher angry child strikes,' or, in
exceptional cases, SAVO. Gesture-language thus reverses the order of
sequence in the two pairs of words. A construction such as '_es schlug
das Kind der Lehrer_ (VOS), always possible in spoken language and
occurring not infrequently (for example, in Latin), would be absolutely
impossible in gesture-language.
If, then, gesture-language affords us certain psychological conclusions
regarding the nature of a primitive language, it is of particular
interest, from this point of view, to compare its characteristics
with the corresponding traits of the most primitive spoken languages.
As already stated, the so-called Soudan languages typify those that
bear all the marks of relatively primitive thought. These languages
of Central Africa obviously represent a much more primitive stage
of development than do those of the Bantu peoples of the south or
even those of the Hamitic peoples of the north. The language of the
Hottentots is related to that of these Hamitic peoples. It is, in fact,
because of this relationship, and also because of characteristics
divergent from the negro type, that the Hottentots are regarded as a
race that immigrated from the north and underwent changes by mixture
with native peoples. If, now, we compare one of the Soudan languages,
the Ewe, for example, with gesture-language, one difference will
at once be apparent. The words of this relatively primitive spoken
language do not possess the qualities of perceptibility and immediate
intelligibility that characterize each particular gesture-sign. This
is readily explicable as a result of processes of phonetic change,
which are never absent, as well as of the assimilation of foreign
elements and of the replacement of words by conceptual symbols that
are accidental and independent of the sound. These changes occur in
the history of every language. Every spoken language is the outcome of
recondite processes whose beginnings are no longer traceable. And yet
the Soudan languages, particularly, have preserved characteristics that
show much more intimate connections between sound and meaning than our
cultural languages possess. The very fact is noteworthy that certain
gradations or even antitheses of thought are regularly expressed
by gradations or antitheses of sound whose feeling tone plainly
corresponds to the relation of the ideas. While our words 'large'
and 'small,' 'here' and 'there,' show no correspondence between the
character of the sound and the meaning, the case is entirely different
with the equivalent expressions in the Ewe language. In this language
large and small objects are designated by the same word. In the one
case, however, the word is uttered in a deep tone, while in the other a
high tone is used. Or, in the case of indicative signs, the deep tone
signifies greater remoteness, the high tone, proximity. Indeed, in
some Sudan languages three degrees of remoteness or of size are thus
distinguished. 'Yonder in the distance' is expressed by a very deep
tone; 'yonder in the middle distance,' by a medium tone; and 'here,' by
the highest tone. Occasionally, differences of quality are similarly
distinguished by differences of tone, as, for example, 'sweet' by a
high tone, 'bitter' by a deep tone, 'to be acted upon' (that is, our
passive) by a deep tone, and activity (or our active) by a high tone.
This accounts for a phenomenon prevalent in other languages remote from
those of the Soudan. In Semitic and Hamitic languages, the letter 'U,'
particularly, has the force of a passive when occurring either as a
suffix to the root of a word or in the middle of the word itself. For
example, in the Hebrew forms of the so-called 'Pual' and 'Piel,' as
well as 'Hophal' and 'Hiphil,' the first of each pair is passive, and
the second, active in meaning. It was frequently supposed that this
was accidental, or was due to linguistic causes of phonetic change
other than the above. But when we meet the same variations of sound
and meaning in other radically different languages, we must stop
to ask ourselves whether this is not the result of a psychological
relationship which, though generally lost in the later development
of language, here still survives in occasional traces. In fact, when
we recall the way in which we relate stories to children, we at once
notice that precisely the same phenomenon recurs in child-language--a
language, of course, first created, as a rule, by adults. This
connection of sound and meaning is clearly due to the unconscious
desire that the sound shall impart to the child not merely the meaning
of the idea, but also its feeling-tone. In describing giants and
monsters, she who relates fairy-tales to the child deepens her tone;
when fairies, elves, and dwarfs appear in the narrative, she raises
her voice. If sorrow and pain enter, the tone is deepened; with joyous
emotions, high tones are employed. In view of these facts, we might say
that this direct correlation of expression and meaning, observed in
that most primitive of all languages, gesture-language, has disappeared
even from the relatively primitive spoken languages; nevertheless,
the latter have retained traces of it in greater abundance than have
the cultural languages. In the cultural languages they recur, if at
all, only in the onomatopoetic word-formations of later origin. We
may recall such words as _sausen_ (soughing), _brummen_ (growling),
_knistern_ (crackling), etc.
The question still remains how the other characteristics of
gesture-language, particularly the absence of grammatical categories
and a syntax which follows the principle of immediate and perceptual
intelligibility, compare with the corresponding characteristics of the
relatively primitive spoken languages. These characteristics, indeed,
are of incomparably greater importance than the relations of sound and
meaning. The latter are more strongly exposed to external, transforming
influences. Word-formations, however, and the position of the words
within the sentence, mirror the forms of thought itself; whenever the
thought undergoes vital changes, the latter inevitably find expression
in the grammatical categories of the language, and in the laws of
syntax which it follows.
6. THE THINKING OF PRIMITIVE MAN.
From the point of view just developed, the investigation of the
grammatical forms of primitive language is of particular importance for
the psychology of primitive man. True, as has already been remarked,
the languages of the most primitive tribes have not been preserved
to us in their original form. And yet it is in this very realm of
grammatical forms, far more even than in that of sound pictures and
onomatopoetic words, that the Soudan languages possess characteristics
which mark them as the expression of processes of thought that
have remained on a relatively primitive level. This is indicated
primarily by the fact that these languages lack what we would call
grammatical categories. As regards this point, Westermann's grammar
of the Ewe language is in entire agreement with the much earlier
results which Steinthal reached in his investigation of the Manda
language, which is also of the Soudan region. These languages consist
of monosyllabic words which follow one another in direct succession
without any intermediate inflectional elements to modify their meaning.
Philologists usually call such languages 'root-languages,' because a
sound complex that carries the essential meaning of a word, apart from
all modifying elements, is called by their science a verbal root. In
the Latin word _fero, fer_, meaning 'to bear,' is the root from which
all modifications of the verb _ferre_ (to carry) are formed by means
of suffixal elements. If, therefore, a language consists of sound
complexes having the nature of roots, it is called a root-language.
As a matter of fact, however, the languages under discussion consist
purely of detached, monosyllabic _words_; the conception 'root,'
which itself represents the product of a grammatical analysis of our
flectional languages, may only improperly be applied to them. Such a
language is composed of detached monosyllabic words, each of which has
a meaning, yet none of which falls under any particular grammatical
category. One and the same monosyllabic word may denote an object,
an act, or a quality, just as in gesture-language the gesture of
striking may denote the verb 'to strike' and also the noun 'blow.'
From this it is evident to what extent the expressions 'root' and
'root-language' carry over into this primitive language a grammatical
abstraction which is entirely inappropriate in case they suggest the
image of a root. This image originated among grammarians at a time
when the view was current that, just as the stem and branches of a
plant grow out of its root, so also in the development of a language
does a word always arise out of a group of either simple or composite
sounds that embody the main idea. But the component parts of a language
are certainly not roots in this sense; every simple monosyllabic word
combines with others, and from this combination there result, in
part, modifications in meaning, and, in part, sentences. Language,
thus, does not develop by sprouting and growing, but by agglomeration
and agglutination. Now, the Soudan languages are characterized by
the fact that they possess very few such fixed combinations in which
the individual component parts have lost their independence. In this
respect, accordingly, they resemble gesture-language. The latter also
is unfamiliar with grammatical categories in so far as these apply to
the words themselves; the very same signs denote objects, actions, and
qualities--indeed, generally even that for which in our language we
employ particles. This agreement with gesture-language is brought home
to us most strikingly if we consider the words which the primitive
spoken languages employ for newly formed ideas--such, for instance,
as refer to previously unknown objects of culture. Here it appears
that the speaker always forms the new conception by combining into a
series those ideas with which he is more familiar. When schools were
introduced into Togo, for example, and a word for 'slate-pencil' became
necessary, the Togo negroes called it 'stone scratch something'--that
is, a stone with which we scratch something. Similarly 'kitchen,' an
arrangement unknown to these tribes, was referred to as 'place cook
something'; 'nail,' as 'iron head broad.' The single word always
stands for a sensibly perceptual object, and the new conception is
formed, not, as epistemologists commonly suppose, by means of a
comparison of various objects, but by arranging in sequence those
perceptual ideas whose combined characteristics constitute the
conception. The same is true with regard to the expressions for such
thought relations as are variously indicated in our language by the
inflections of substantive, adjective, and verb. The Soudan languages
make no unambiguous distinction between noun and verb. Much less are
the cases of the substantive, or the moods and tenses of the verb,
distinguished; to express these distinctions, separate words are always
used. Thus, 'the house of the king' is rendered as 'house belong king.'
The conception of case is here represented by an independent perception
that crowds in between the two ideas which it couples together. The
other cases are, as a rule, not expressed at all, but are implied in
the connection. Similarly, verbs possess no future tense to denote
future time. Here also a separate word is introduced, one that may be
rendered by 'come.' 'I go come' means 'I shall go'; or, to mention
the preterit, 'I go earlier' means 'I went.' Past time, however, may
also be expressed by the immediate repetition of the word, a sensibly
perceptual sign, as it were, that the action is completed. When the
Togo negro says 'I eat,' this means 'I am on the point of eating'; when
he says 'I eat eat,' it means 'I have eaten.'
But ideas of such acts and conditions as are in themselves of a
perceptual nature are also occasionally expressed by combining several
elements which are obtained by discriminating the separate parts of
a perceptual image. The idea to bring, for example, is expressed by
the Togo negro as 'take, go, give.' In bringing something to some
one, one must first take it, then go to him and give it to him. It
therefore happens that the word 'go,' in particular, is frequently
added even where we find no necessity for especially emphasizing the
act of going. Thus, the Togo negro would very probably express the
sentence, 'The angry teacher strikes the child,' in the following
way: 'Man-school-angry-go-strike-child.' This is the succession
that directly presents itself to one who thinks in pictures, and it
therefore finds expression in language. Whenever conceptions require
a considerable number of images in order to be made picturable,
combinations that are equivalent to entire sentences may result in a
similar manner. Thus, the Togo negro expresses the concept 'west' by
the words 'sun-sit-place'--that is, the place where the sun sits down.
He thinks of the sun as a personal being who, after completing his
journey, here takes a seat.
These illustrations may suffice to indicate the simplicity and at the
same time the complexity of such a language. It is simple, in that it
lacks almost all grammatical distinctions; it is complicated, because,
in its constant reliance on sensibly perceptual images, it analyses our
concepts into numerous elements. This is true not merely of abstract
concepts, which these languages, as a rule, do not possess, but even
of concrete empirical concepts. We need only refer to the verb 'to
bring,' reduced to the form of three verbs, or the concept 'west,' for
whose expression there is required not only the sun and the location
which we must give it but also its act of seating itself. In all of
these traits, then, primitive language is absolutely at one with
gesture-language.
The same is true of the syntax of the two kinds of language. This also
is no more irregular and accidental in the Soudan language than it is
in gesture-language. As a rule, indeed, it is stricter than the syntax
of our languages, for in the latter inflection makes possible a certain
variation in the arrangement of words within a sentence according
to the particular shade of meaning desired. In primitive language,
the arrangement is much more uniform, being governed absolutely and
alone by the same law as prevails in gesture-language--namely, the
arrangement of words in their perceptual order. Without exception,
therefore, object precedes attribute, and substantive, adjective.
Less constant, however, is the relation of verb and object, in the
Ewe language; the verb generally precedes, but the object may come
first; the verb, however, always follows the subject whose action it
expresses. This perceptual character of primitive language appears most
strikingly when we translate any thought that is at all complicated
from a primitive language into our own, first in its general meaning,
and then word for word. Take an illustration from the language of the
Bushmen. The meaning would be substantially this: 'The Bushman was
at first received kindly by the white man in order that he might be
brought to herd his sheep; then the white man maltreated the Bushman;
the latter ran away, whereupon the white man took another Bushman, who
suffered the same experience,' The language of the Bushmen expresses
this in the following way: 'Bushman-there-go, here-run-to-white man,
white man-give-tobacco, Bushman-go-smoke, go-fill-tobacco-pouch,
white man-give-meat-Bushman, Bushman-go-eat-meat, stand-up-go-home,
go happily, go-sit-down, herd-sheep-white man, white man-go-strike
Bushman, Bushman-cry-loud-pain, Bushman-go-run-away-white man, white
man-run-after-Bushman, Bushman-then-another, this one-herd-sheep,
Bushman-all-gone.' In this complaint of the man of nature against his
oppressor, everything is concrete, perceptual. He does not say, The
Bushman was at first kindly taken up by the white man, but, The white
man gives him tobacco, he fills his pouch and smokes; the white man
gives him meat, he eats this and is happy, etc. He does not say, The
white man maltreats the Bushman, but, He strikes him, the Bushman
cries with pain, etc. What we express in relatively abstract concepts
is entirely reduced by him to separate perceptual images. His thought
always attaches to individual objects. Moreover, just as primitive
language has no specific means for expressing a verb, so also are
change and action overshadowed in primitive thought by the concrete
image. The thinking itself, therefore, may be called _concrete_.
Primitive man sees the image with its separate parts; and, as he sees
it, so he reproduces it in his language. It is for this very reason
that he is unfamiliar with differences of grammatical categories and
with abstract concepts. Sequence is still governed entirely by the
pure association of ideas, whose order is determined by perception
and by the recollection of that which has been experienced. The above
narrative of the Bushman expresses no unitary thought, but image
follows upon image in the order in which these appear to consciousness.
Thus, the thinking of primitive man is almost exclusively associative.
Of the more perfect form of combining concepts, the apperceptive, which
unites the thoughts into a systematic whole, there are as yet only
traces, such as occur in the combination of the separate memory images.
Many analogues to the formal characteristics of primitive thought
revealed in these linguistic phenomena may be met in child-language.
There is a wide divergence, however, with respect to the very
element which has already disappeared, with the exception of slight
traces, from the language of primitive peoples. I refer to the
close correlation of sound and meaning. As regards this feature,
child-language is much more similar to gesture-language than is
possible in the case of forms of speech that have undergone a long
historical development. For, child-language, like gesture-language, is,
in a certain sense, continually being created anew. Of course, it is
not created, as is sometimes supposed, by the children themselves. It
is a conventionalized language of the mothers and nurses who converse
with the child, supplemented, in part, by the child's associates along
the lines of these traditional models. The sound-complexes signifying
animals, 'bow-wow' for the dog, 'hott-hott' for the horse, 'tuk-tuk'
for the chicken, etc., as also 'papa' and 'mamma' for father and
mother, are sounds that are in some way fitted to the meaning and at
the same time resemble so far as possible the babbling sounds of the
child. But this entire process is instituted by the child's associates,
and is at most supplemented by the child himself to the extent of a few
incidental elements. For this reason, child-language has relatively
little to teach us concerning the development of speaking and
thinking; those psychologists and teachers who believe that it affords
an important source of information concerning the origin of thought
are in error. Such information can be gained only from those modes of
expressing thought which, like gesture-language, are originated anew
by the speaker and are not externally derived, or from those which,
like the spoken languages of primitive peoples, have retained, in their
essential characteristics, primitive modes of thinking. Even in these
cases it is only the _forms_ of thought that are thus discoverable. The
content, as is implied by the formal characteristics themselves, is, of
course, also of a sense-perceptual, not of a conceptual, nature. And
yet the particular character or quality of this content is not inherent
in the forms of the language as such. To gain a knowledge of its nature
we must examine the specific ideas themselves and the associated
feelings and emotions.
Thus, then, the further question arises: Wherein consists the content
of primitive thought? _Two_ sorts of ideas may be distinguished. The
one comprises that stock of ideas which is supplied to consciousness
by the direct perceptions of daily life--ideas such as go, stand, lie,
rest, etc., together with animal, tree (particularly in the form of
individual animals and trees), man, woman, child, I, thou, you, and
many others. These are objects of everyday perception that are familiar
to all, even to the primitive mind. But there is also a _second_ class
of ideas. These do not represent things of immediate perception;
briefly expressed, they originate in feeling, in emotional processes
which are projected outward into the environment. This is an important
and particularly characteristic group of primitive ideas. Included
within it are all references to that which is not directly amenable
to perception but, transcending this, is really _supersensuous_,
even though appearing in the form of sensible ideas. This world of
imagination, projected from man's own emotional life into external
phenomena, is what we mean by _mythological_ thinking. The things and
processes given to perception are supplemented by other realities that
are of a non-perceptible nature and therefore belong to an invisible
realm back of the visible world. These are the elements, furthermore,
which very early find expression in the _art_ of primitive man.
7. EARLIEST BELIEFS IN MAGIC AND DEMONS.
In entering upon a consideration of the development of primitive myths,
we are at once confronted by the old question disputed by mythologists,
ethnologists, and students of religion, Where and when did religion
originate? For is not religion always concerned with the supernatural?
Now, in certain cases, even primitive man supplements the sensuous
world in which he lives and whose impressions he has not so much as
elaborated into abstract concepts, with supersensuous elements, though
he himself, of course, is unaware of their supersensuous character. The
question, therefore, lies near at hand: Is religion already present at
this stage, or is there at most a potentiality of religion, the germ
of its future development? If the latter should be true, where, then,
does religion begin? Now, our interest in the history of myth-formation
derives largely from the very fact that the problem is intimately bound
up with that of the origin of religion. Merely in itself the origin of
the myth might have relatively little interest for us. The question,
however, as to how religion arose acquires its great importance through
its connection with the two further questions as to whether or not
religion is a necessary constituent of human consciousness and whether
it is an original possession or is the result of certain preconditions
of mythological thought.
It is interesting to follow this ancient dispute, particularly its
course during the last few decades. In 1880, Roskoff wrote a book
entitled "The Religion of the Most Primitive Nature-Peoples." In this
work he assembled all the available facts, and came to the conclusion
that no peoples exist who have not some form of religion. About
ten years ago, however, the two Sarasins, students of Ceylon and
of the primitive Veddah tribes, summed up their conclusions in the
proposition: The Veddahs have no religion. If, however, we compare
Roskoff's facts concerning primitive peoples with those reported
by the Sarasins concerning the belief of the Veddahs in demons and
magic, it appears that the facts mentioned by these investigators are
essentially the same. What the former calls religion, the latter call
belief in magic; but in neither case is there a statement as to what
is really meant by religion. Now, we cannot, of course, come to an
understanding with reference to the presence or absence of anything
until we are agreed as to what the thing itself really is. Hence, the
question under dispute is raised prematurely at the present stage of
our discussion; it can be answered only after we have examined more
of the steps in the development of myth and of the preconditions of
the religion of later times. We shall therefore recur to this point in
our third chapter, after we have become acquainted with such religions
as may indubitably lay claim to the name. Postponing the question for
the present, we will designate the various phenomena that must be
discussed at this point by the specific names attaching to them on the
basis of their peculiar characteristics. In this sense, there is no
doubt that we may speak of ideas of magic and of demons even in the
case of primitive peoples; it is generally conceded that such ideas
are universally entertained at this stage of culture. But the further
question at once arises as to the source of this belief in magic and
in demons, and as to the influences by which it is sustained. Now, in
respect to this point _two_ views prevail, even among the ethnologists
who have made an intensive study of primitive peoples. The one view
may briefly be called that of nature-mythology. It assumes that even
far back under early conditions the phenomena of the heavens were the
objects that peculiarly fascinated the thought of man and elevated it
above its immediate sensible environment. All mythology, therefore, is
supposed originally to have been mythology of nature, particularly of
the heavens. Doubtless this would already involve a religious element,
or, at least, a religious tendency. The second view carries us even
farther in the same direction. It holds that the ideas of primitive
man, so far as they deal with the supersensuous, are simpler than
those of the more highly developed peoples. Just for this reason,
however, it regards these ideas as more perfect and as approaching more
nearly the beliefs of the higher religions. As a matter of fact, if we
compare, let us say, the Semangs and the Senoi, or the Veddahs, with
the natives of Australia, we find a very great difference as regards
this point. Even the mythology of the Australians is undoubtedly much
more complex than that of these peoples of nature, and the farther
we trace this myth development the greater the complexity becomes.
That which is simple, however, is supposed to be also the higher and
the more exalted, just as it is the more primitive. The beginning is
supposed to anticipate the end, as a revelation not yet distorted by
human error. For, the highest form of religion is not a mythology
including a multitude of gods, but the belief in _one_ God--that is,
monotheism. It was believed, therefore, that the very discovery of
primitive man offered new support for this view. This theory, however,
is bound up with an important anthropological consideration--the
question concerning the place of the so-called _Pygmies_ in the
history of human development. It was on the basis of their physical
characteristics that these dwarf peoples of Africa and Asia, of whom
it is only in comparatively recent times that we have gained any
considerable knowledge, were first declared by Julius Kollman to
be the childhood peoples of humanity, who everywhere preceded the
races of larger stature. Such childhood characteristics, indeed, are
revealed not only in their small stature but in other traits as well.
Schweinfurth observed that the entire skin of the Pygmies of Central
Africa is covered with fine, downy hair, much as is that of the newly
born child. It is by means of these downy hairs that the Monbuttu negro
of that region distinguishes the Pygmy from a youth of his own tribe.
The Negrito is primitive also in that his dermal glands are abnormally
active, causing a bodily odour which is far greater than that of
the negro, and which, just as in the case of some animals, increases
noticeably under the stress of emotion. If, in addition to these
physical characteristics, we consider the low cultural level of all
these dwarf peoples, the hypothesis that the Pygmies are a primitive
people does not, indeed, seem altogether strange. Starting with this
hypothesis, therefore, William Schmidt, in his work, "The Place of the
Pygmies in the Development of Mankind" (1910), attempted to prove the
proposition that the Pygmies are the childhood peoples of humanity
in their mental culture no less than in their physical development.
This being their nature, they are, of course, limited intellectually;
morally, however, they are in a state of innocence, as is demonstrated
among other things by the pure monogamy prevailing among them, as well
as by their highest possession, their monotheistic belief.
Now, the supposition of moral innocence rests essentially on the
twofold assumption of the identity of primitive man with the Pygmy
and of the legitimacy of holding that what has been observed of _one_
tribe of Pygmies is true of the primitive condition generally. But
this identity of primitive man with the Pygmy cannot be maintained.
The most typical traits of primitive mental culture are doubtless to
be found among the Veddahs of Ceylon. The Veddahs, however, are not
really Pygmies, but are of large stature. Moreover, there are primitive
people who are so far from being Pygmies that they belong rather to
the tall races. We might cite the extinct Tasmanians, whose culture
was probably a stage lower than that of the modern Australians. In
most respects, many of the tribes of Central Australia exhibit traits
of primitive culture, even though their social organization is of a
far more complicated nature. Finally, all the peoples whose remains
have been found in the oldest diluvial deposits of Europe belong to
the tall races. On the other hand, there are peoples of small stature,
the Chinese and the Japanese, who must be counted in the first ranks
of cultured peoples. Thus, mental culture certainly cannot be measured
in terms of physical size but only in terms of itself. Mental values
can never be determined except by mental characteristics. It is true
that W. Schmidt has sought to support his theory regarding the Pygmies
by reference to the reports of E.H. Man, a reliable English observer.
According to these reports, the Andamanese, one of these dwarf peoples,
possess some remarkable legends that are doubtless indicative of
monotheistic ideas. Since the Andamans are a group of islands in the
Sea of Bengal and the inhabitants are therefore separated from other
peoples by an expanse of sea, Schmidt regarded as justifiable the
assumption that these legends were autochthonous; since, moreover, the
legends centre about the belief in a supreme god, he contended that we
here finally had proof of the theory of an original monotheism. The
main outlines of the Andamanese legends as given by E.H. Man are as
follows: The supreme god, Puluga, first created man and subsequently
(though with regard to this there are various versions) he created
woman. She was either created directly, as was man, or man himself
created her out of a piece of wood, possibly a reminiscence of Adam's
rib. Then God gave man laws forbidding theft, murder, adultery,
etc., forbidding him, furthermore, to eat of the fruits of the first
rainy season. But man did not keep the Divine commandments. The Lord
therefore sent a universal flood, in which perished all living things
with the exception of two men and two women who happened to be in
a boat. In this story, much is naturally distorted, confused, and
adapted to the medium into which the legend is transplanted. But that
it points to the Biblical accounts of the Creation, Paradise, and the
Flood, there cannot, in my opinion, be the slightest doubt. If it
is objected that the Andamans are altogether too far separated from
the rest of the world by the sea, and also that no missionaries have
ever been seen on these islands, our answer would be: Whatever may be
the 'when' and the 'how,' the _fact that_ the Biblical tradition at
some time did come to the Andamanese is proven by the legend itself.
This conclusion is just as incontestable as is the inference, for
example, that the correspondence of certain South American and Asiatic
myths is proof of a transmission. Indeed, the two latter regions are
separated by an incomparably wider expanse of sea than that which
divides the Andamans from Indo-China and its neighbouring islands.
It should also be added that the inhabitants of the Andaman Islands
have obviously progressed far beyond the condition in which we find
the inland tribes of Malacca, the Veddahs of Ceylon, or the Negritos
of the Philippines. They practise the art of making pottery--an art
never found among peoples who are properly called primitive; they have
a social organization, with chiefs. These phenomena all characterize
a fairly advanced culture. When, therefore, we are concerned with
the beliefs of peoples who are really primitive, the Andamanese must
be left out of consideration. According to the available proofs,
however, these people possess a belief neither in one god nor in many
gods. Moreover, even far beyond the most primitive stage, no coherent
celestial mythology may be found, such as could possibly be regarded
as an incipient polytheism. No doubt, there are ideas concerning
single heavenly phenomena, but these always betray an association with
terrestrial objects, particularly with human beings or animals. And,
to all appearances, these ideas change with great rapidity. Nowhere
have they led to the actual formation of myths. Among the Indians of
the Brazilian forests, for example, the sun and moon are called leaves
or feather-balls; by several of the Soudan tribes they are conceived
as balls that have been thrown to the sky by human beings and have
stuck there. Such ideas alternate with others in which the sun and
moon are regarded as brothers or as brother and sister, or the sun is
said to be chasing the moon--images influenced particularly by the
phenomena of the moon's phases. As a matter of fact, this whole field
of ideas reveals only _one_ belief that is practically universal,
appearing among peoples of nature and recurring even among civilized
peoples. Because of the rare occurrence of the phenomenon, however,
it has never led to a real mythology. I refer to the belief that in an
eclipse of the sun, the sun is swallowed by a dark demon. This belief,
obviously, is very readily suggested to the primitive imagination;
it occurs in Central Africa, in Australia, and in America, and is
found even in Indian mythology. Taken by itself, however, the notion
is incapable of engendering a myth. It is to be regarded merely as
an isolated case to be classed with a more richly developed set of
demon-ideas that dominate the daily life of primitive man. At this
stage, these ideas are the only elements of an incipient mythology that
are clearly discernible and that at the same time exercise an important
influence upon life. In so far as the mythology of primitive man gains
a permanent foothold and influence, it consists of a _belief in magic
and demons_. There are, however, two motives which engender this belief
and give form and colour to the ideas and emotions springing from them.
These are _death_ and _sickness_.
Death! There are doubtless few impressions that have so powerful an
effect upon the man of nature; indeed, civilized man as well is still
very greatly stirred by the phenomenon of death. Let his companion
meet with death, and even the outward actions of a primitive man
are significant. The moment a person dies, the immediate impulse of
primitive man is to leave him lying where he is and to flee. The
dead person is abandoned, and the place where he died continues to
be avoided for a long time--if possible, until animals have devoured
the corpse. Obviously the emotion of _fear_ is regnant. Its immediate
cause is apparently the unusual and fear-inspiring changes which death
makes in the appearance of a man. The suspension of movements, the
pallor of death, the sudden cessation of breathing--these are phenomena
sufficient to cause the most extreme terror. But what is the nature of
the ideas that associate themselves with this fearsome impression? The
flight from the corpse is evidence that man's fears are primarily for
himself. To tarry in the presence of a dead person exposes the living
man to the danger of being himself overtaken by death. The source of
this danger is evidently identical with that which has brought death
to the recently deceased person himself. Primitive man cannot think
of death except as the sudden departure from the dying person of that
which originally brought life. Nevertheless, there is evidently bound
up with this conception the further idea that powers of life are still
resident in the body; the latter remains firmly associated in the mind
of primitive man with the impression of life. Here, then, we have the
original source of the contradictory idea of a something that generates
life and is therefore independent of the body, while nevertheless being
connected with it. So far as we can gain knowledge of the impression
which death makes on the mind of primitive man, two disparate motives
are indissolubly united. He regards life as something that, in part,
continues in some mysterious manner to dwell within the corpse, and,
in part, hovers about, invisible, in its vicinity. For this reason,
the dead person becomes to him a _demon_, an invisible being capable
of seizing upon man, of overpowering or killing him, or of bringing
sickness upon him. In addition to this primitive idea of demons, we
also find the conception of a _corporeal soul_, meaning by this the
belief that the body is the vehicle of life, and that, so long as it
has not itself disappeared, it continues to harbour the life within
itself. The corporeal soul is here still regarded as a unit which
may, by separating itself from the body, become a demon and pass over
into another person. No certain traces are as yet to be found of
belief in a breath or shadow-like soul. As will appear later, this is
a characteristic feature of the transition from primitive to totemic
culture. When some investigators report that the soul is occasionally
referred to by the Semangs of Malacca as a small bird that soars into
the air at the death of a person, it is not improbable that we here
have to do either with the Semangs of culture, who have undergone
marked changes under Malayan influence, or with the presence of an
isolated idea that belongs to a different cultural circle. For in no
other case are ideas similar to that of the psyche to be found on
the level of primitive culture. On the other hand, the burial customs
of the Malays and of the mixed races living in the immediate vicinity
of the primitive peoples of the Malay Peninsula, already exhibit a
striking contrast to the flight of primitive man from the corpse.
The next group of ideas, those arising from the impression made by
_sickness_, particularly by such sicknesses as attack man suddenly,
are also restricted to the conception of a corporeal soul. For, one
of the most characteristic marks of this conception is that magical,
demoniacal powers are believed to issue from the body of the dead
person. These powers, however, are not, as occurs in the above case,
regarded as embodied in any visible thing--such as the exhalations
of the breath or an escaping animal--that separates itself from the
person. On the contrary, the demon that leaves the corpse and attacks
another person in the form of a fatal sickness, is invisible. He is
purely the result of an association between the fear aroused by the
occurrence of death and the fright caused by an unexpected attack
of sickness. The dead person, therefore, continues to remain the
seat of demoniacal powers; these he can repeatedly direct against
the living persons who approach him. Primitive man believes that the
demon may assume any form whatsoever within the body, and deceitful
medicine-men take advantage of this in ostensibly removing the sickness
in the form of a piece of wood or of a stone. But it is precisely
these ideas that are totally unrelated to that of a psyche and its
embodiments. Though the corpse is perhaps the earliest object that
suggests sickness-demons, it is in no wise the only one. Indeed, the
attack of sickness is in itself sufficient to arouse fear of a demon.
Thus, the Semangs and Senoi distinguish a vast number of different
sickness-demons. Such ideas of demons, however, as we find among the
Malays and the Singhalese, where demons are regarded as counter-agents
to sickness-magic and usually take the form of fantastical animal
monsters, never occur except at a later cultural stage. Any resemblance
of these demons to 'soul animals,' which, as we shall find in our next
chapter, are always actual animals, is confined to the fact that they
have some similarity to animals. Obviously they are creations of the
imagination, due to fear and terror. Their only difference from the
monsters of similar origin that are projected into the outward world is
that they are reduced to proportions which fit the dimensions of the
human body.
Closely connected with the magic of sickness is counter-magic, an
agency by which disease is removed or the attack of sickness-demons
warded off. Even primitive man seeks for such modes of relief. Hence,
probably, the original formation of a special group of men, which,
though not, of course, at the very first a fixed professional class,
was nevertheless the precursor of the latter. Among the American
Indians, these were the 'medicine-men'; the peoples of northern Asia
called them 'shamans'--more generally expressed, they were magicians.
The name 'medicine-man,' indeed, is not inappropriate. The medicine-man
of the savages is, in truth, the predecessor of the modern physician,
and also, in a certain sense, of the modern priest. He not only
ministers to the individual whom he restores to health by means of
his counter-magic, but he can himself directly practise magic. Since
he has power over demons, he can exorcise them from the body; but he
can also magically cause them to enter it. Thus, the medicine-man has
a twofold calling. He is feared, but he is also valued as a helper in
need. His position differs according as the one or the other emotion
predominates. He was the first to investigate the effect of herbs on
man. He probably discovered the poisons, and, by rendering the arrow
poisonous, gained a still higher authority in the eyes of the savage.
For the arrow, too, is a means of magic. But he also discovered methods
of removing poisons, and thereby transformed poisonous plants into
articles of food. His calling, then, is a supremely important one,
though also at all times dangerous for the one who practises it. He
is not only exposed to persecution if he fails to accomplish what is
expected of him, or if he is suspected of evil magic, but the magician,
when pressed by need, also becomes a deceiver. The deception of the
medicine-man, indeed, apparently dates back to the very earliest
times. Koch-Grünberg tells us that among the Central Brazilians the
medicine-men expel disease by carrying about with them a piece of wood,
which they bring forth, after various manipulations, as the alleged
seat of the demon. If the suggestion thus given is effective, the
patient may, of course, feel himself improved. At any rate, we must
not think that the mass of the people is led to lose belief in magic;
in most cases, perhaps, the medicine-man himself remains a deceived
deceiver.
Nevertheless, on the primitive stage, death and sickness are the main
sources of belief in magic and in demons. From this as a centre, the
belief radiates far out into all departments of life. The belief
in magic, for example, assumes the form of _protective magic_, of
magical defence against demoniacal influences. In this form, it
probably determines the original modes of dress, and, more obviously
and permanently still, the adornment of the body. In fact, in its
beginnings, this adornment was really designed less for decoration than
for purposes of magic.
In connection with the external culture of primitive man we have
already noted his meagre dress, which frequently consisted merely of a
cord of bast about the loins, with leaves suspended from it. What was
the origin of this dress? In the tropical regions, where primitive man
lives, it was surely not the result of need for protection; nor can we
truthfully ascribe it to modesty, as is generally done on the ground
that it is the genital parts that are most frequently covered. In
estimating the causes, the questions of primary importance are rather
those as to where the very first traces of dress appear and of what
its most permanent parts consist. The answer to the latter question,
however, is to be found not in the apron but in the _loin-cord_, which
is occasionally girt about the hips without any further attempt at
dress. Obviously this was not a means of protection against storm and
cold; nor can modesty be said to have factored in the development of
this article, which serves the purposes both of dress and of adornment.
But what was its real meaning? An incident from the life of the Veddahs
may perhaps furnish the answer to this question. When the Veddah enters
into marriage, he binds a cord about the loins of his prospective
wife. Obviously this is nothing else than a form of the widely current
'cord-magic,' which plays a not inconsiderable rôle even in present-day
superstition. Cord-magic aims to bring about certain results by means
of a firmly fastened cord. This cord is not a symbol, but is, as all
symbols originally were, a means of magic. When a cord is fastened
about a diseased part of the body and then transferred to a tree, it
is commonly believed that the sickness is magically transplanted into
the tree. If the tree is regarded as representing an enemy, moreover,
this act, by a further association, is believed to transfer sickness
or death to the enemy through the agency of the tree. The cord-magic
of the Veddah is obviously of a simpler nature than this. By means of
the cord which he has himself fastened, the Veddah endeavours to secure
the faithfulness of his wife. The further parts of primitive dress
were developments of the loin-cord, and were worn suspended from it.
Coincidentally with this, the original means of adornment make their
appearance. Necklaces and bracelets, which have remained favourite
articles of feminine adornment even within our present culture, and
fillets about the head which, among some of the peoples of nature, are
likewise worn chiefly by the women, are further developments of the
loin-cord, transferred, as it were, to other parts of the body. And,
as the first clothing was attached to the loin-cord, so also were the
bracelet and fillet, and particularly the necklace, employed to carry
other early means of protective magic, namely, amulets. Gradually the
latter also developed into articles of adornment, preferably worn, even
to-day, about the neck.
The assumption that the present purpose of clothing is also the
end that it originally served led naturally to the theory that when
the loin-cord alone is worn--as a mere indication, seemingly, of
the absence of clothing--this is to be regarded not as an original
custom but as the remnant of an earlier dress now serving solely as an
adornment. But this supposition is contradicted, in the first place,
by the fact that the loin-cord occasionally occurs by itself precisely
amidst the most primitive conditions, and, in the second place, by the
general development not only of clothing as such but also of certain
means of adorning the surface of the body, particularly painting and
tattooing. Now, there is a general rule that development proceeds not
from the composite to the simple, but, conversely, from the simple
to the complex. Moreover, indications of the influence of magical
ideas are generally the more marked according as the stages on which
the phenomenal occur are the earlier. The loin-cord, particularly,
is occasionally put to certain magical uses which are scarcely
intelligible without reference to the widely prevalent cord-magic. If
the binding of a cord of bast of his own weaving about the hips of
his prospective wife signifies a sort of marriage ceremony for the
Veddah, as it undoubtedly does, this must imply that the cord is a
means of magic that binds her for life. Instances have been found of
another remarkable and complex custom that substantiates this 'magical'
interpretation. A man binds a loin-cord of his own weaving about the
woman and she does the same to him--an exchange of magic-working
fetters which is a striking anticipation of the exchange of rings
still customary with us upon betrothal or marriage. For the exchange
of rings, to a certain extent, represents in miniature the exchange
of cords practised by primitive man, though there is, of course,
this enormous difference that, in the primitive ceremony the binding
has a purely magical significance, whereas the later act is merely
symbolical. All these phenomena indicate that even the beginnings of
clothing involve ideas of magic. Later, of course, a number of other
motives also enter in, gradually leading to a change in meaning and
to a wide departure from the idea originally entertained. Owing to
the influence of climatic changes, there arises, in the first place,
the need of protection; and the greater this becomes, the more does
magic recede. And so, even among primitive tribes, the loin-cord is
gradually replaced by the apron proper, which no longer requires a
special cord for its support. In the course of this transition into a
means of protection, the feeling of modesty more and more enters into
the development as a contributing factor. According to a law operative
everywhere, even under very different conditions, modesty is always
connected with such parts of the body as are required by custom to be
kept covered. To do what custom forbids arouses the feeling of shame,
particularly in such cases as this, where the violation is so direct
and apparent. It is for this reason that the feeling of shame may be
aroused by the exposure of very different parts of the body. Thus, the
Hottentot woman wears an apron in front and also one behind. The latter
covers a cushion of fat over the seat, which is greatly developed in
the case of the Hottentot woman and is regarded by these tribes as a
particular mark of beauty. To a Hottentot woman it is no worse to have
the front apron removed than for some one to take away the rear apron.
In the latter case, she seats herself on the ground and cannot be
made to get up until the apron has been restored to her. When Leonard
Schultze was travelling in the Hottentot country of Namaqua Land, he
noticed a certain Hottentot custom which strictly prescribes that the
legs must be stretched out when one sits down upon the ground--they are
not to be bent at the knees. When one of his companions, unfamiliar
with the custom, sat differently, a Hottentot struck him on the knees
so that they straightened out; when the reason was asked, the answer
was that "this manner of sitting brings misfortune." The reply is
significant, particularly because it shows how the feeling of shame,
which arises at a later period in the development of the original idea
of magic and is due to the influence of custom, itself, in turn, reacts
associatively on the older magical ideas. The violation of custom is
regarded as dangerous, and as a matter requiring, wherever possible,
the employment of protective magic. The reasons for guarding against a
violation of custom are not merely subjective, but also objective, for
guilt is followed by punishment. Thus, there is here an intertwining of
motives.
The necklace, bracelet, finger-ring, and sometimes the head-fillet,
occur as specific means of magic, in addition to, and in substitution
for, the loin-cord. In more restricted localities we find also earrings
and nose-rings, the boring through of the lips, and combs to which
twigs and leaves are attached. Of these, the necklace has maintained
itself far down into later culture, for it is the necklace that gives
support to the amulet. The latter is supposed to afford protective
magic against all possible dangers; the finger-ring, on the other
hand, is the favourite vehicle of an active magic, changing things
in accordance with the wishes of the owner--that is to say, it is a
talisman. Similar in its powers to the necklace, furthermore, is the
bracelet--found even in primitive culture--and also the head-fillet,
which encircles the forehead and the back part of the head. The Semangs
and Senoi of the Malaccan forests are invested with the head-fillet
by the medicine-man, who exchanges it for another at particularly
important turning-points of life, such, for example, as the entrance
of the youth into manhood, or of the woman upon marriage. The
head-fillets that have been removed are preserved in the house of the
medicine-man. If the woman is widowed, her former fillet is placed
on her head. This signifies the annulment of the magical union that
existed throughout the period of marriage. Evidently this magic custom
is closely connected with the strict observance of monogamy. These
ceremonial changes in dress are accompanied by a similar change in
name. On entering the married state a woman changes her name, as does
also the youth who passes into manhood. Moreover, this change is not in
the least a mere symbol, but represents a magical act. With the change
in name, the individual himself becomes another person. The name is
so closely connected with the person that even the speaking of it may
exercise a magical influence upon him.
But the magical ideas radiating from death and sickness come to be
associated also with other external objects--objects not attached
to the individual's person, as are clothing and adornment. Examples
of this are implements, and, in particular, the weapon of primitive
man, namely, the bow and arrow. The magical significance has, of
course, frequently disappeared from the memory of the natives. The
Sarasins saw the Veddahs execute dances about an arrow that had been
set upright. On inquiring, the reason, they were told: 'This was done
even by our fathers and grandfathers; why should we not also do it?'
A similar answer could be given in the case of many, indeed, of most
of these magical ceremonies. Those ceremonies particularly that are
in any way complicated are passed down from generation to generation,
being scrupulously guarded and occasionally augmented by additional
magical elements. It is for this reason that, in the presence of the
extraordinarily complicated dances and magical ceremonies of primitive
peoples, we sometimes ask in amazement: How could such a wealth of
connected ideas possibly arise and become expressed in action? To this
it might briefly be replied that they did not arise at all as creations
of a single moment. The meaning of the ceremonies has for the most
part long been lost to the participants themselves, and was probably
unknown even to their ancestors. The general reason for the various
acts that are executed according to ancient usage is that they serve
a magical purpose. The performers firmly believe that the acts will
secure that which is desired, whether it be good fortune or protection
from evil, and that the greater the care and exactitude with which
the act is performed, the more certainly will the magical purpose be
attained. The conditions here are really not essentially different from
those that still prevail everywhere in the cult ceremonies of civilized
peoples. It is the very fact that the motives are forgotten that leads
to the enormous complexity of the phenomena. Even in the case of
the above-mentioned dance about the arrow, there may have entered a
considerable number of motives that were later forgotten. Of them all,
nothing was eventually remembered except that, to insure the welfare of
the individual and that of the group, the act prescribed by custom must
be performed at stated times or under particular conditions.
Quite secondary to these numerous irradiations of magical ideas among
primitive peoples are the general notions connected with natural
phenomena. A cloud may, no doubt, occasionally be regarded as a
demon. And, as already stated, an unusual natural phenomenon, such as
an eclipse of the sun, is likewise almost everywhere regarded as a
demoniacal event. But, on the whole, celestial phenomena play a passing
and an exceedingly variable rôle in the beliefs of primitive man.
Moreover, while the ideas and the resultant acts engendered by death
and sickness are, on the whole, of a uniform character, the fragments
of celestial mythology vary in an irregular and self-contradictory
manner. For this reason the latter cannot be regarded as having any
important significance on the earliest plane of culture. This flatly
contradicts a theory, still prevalent in the scientific world, to
the effect that all mythological thinking is due to the influence of
celestial phenomena, whether it be the moon in its changing phases,
or the sun, the thunderstorm, or the clouds. This theory is certainly
not valid as regards primitive man. It can be maintained only if
we distinguish--as has, indeed, sometimes been done--between two
completely disparate realms, a 'higher' mythology, exemplified by the
above, and a 'lower' mythology. We shall return to this point later. We
are here concerned with the standpoint of nature-mythology only in so
far as it has exercised a decisive influence on the interpretation of
the earliest manifestations of the 'lower' mythology. With respect to
the ultimate psychological motives of mythology as a whole, including
that of primitive man, the idea is even to-day widely current that
mythological thought was from the very beginning a naïve attempt at
an interpretation of the phenomena which man encounters in nature or
in his own life. That is to say, all mythology is regarded as a sort
of primitive science, or, at any rate, as a precursor of philosophy.
This innate need for explanation is then usually associated with an
alleged _a priori_ principle of causality inherent in the mind. The
mythological view of nature, therefore, is supposed to be nothing
but an application--imperfect as yet, to be sure--of the causal law
to the nexus of phenomena. But if we call to mind the condition of
natural man as revealed in his actions, no trace can be found of
any need for explanation such as requires the initial employment of
the concept of causality. Indeed, as regards the phenomena of daily
life and those that surround him on all hands and constantly recur
in a uniform manner, primitive man experiences no need at all for
explanation. For him everything is as it is just because it has always
been so. Just as he dances about an arrow because his father and his
grandfather practised this custom in the past, so also does he hold
that the sun rises to-day because it rose yesterday. The regularity
with which a phenomenon recurs is for him sufficient testimony and
explanation of its existence. Only that which arouses his emotion and
calls forth particularly fear and terror comes to be an object of
magical and demoniacal belief. The primitive level of mythological
thought differs from the more developed stage in also another respect.
In the former case, the phenomena that are most apt to arouse ideas
of magic and of demons are those that concern man himself and that
arouse fear and terror. But here again death and sickness are of
greatest importance. True, a thunderstorm may occasionally find a
place in the nexus of magical ideas, or an eclipse of the sun, or some
other natural phenomenon--and this occurs the more readily according
as the phenomenon is the more unusual and striking. The regularly
recurring features of the primitive myth, however, have their source
in the immediate environment and in the facts of personal experience,
in fear and terror. Thus, it is not intelligence nor reflection as
to the origin and interconnection of phenomena that gives rise to
mythological thinking, but emotion; ideas are only the material which
the latter elaborates. The idea of a corporeal soul, present in the
corpse yet also capable of abandoning it and of becoming a dangerous
demon, is a creation of the emotion of fear. The demons who possess the
sick man and cause his death, or who depart from him in convalescence,
are products of emotion. They are supersensible, as is the soul,
because they are born purely of emotion. Nevertheless, they always tend
to assume a sensible nature, being imaged either as men, or as external
things, such as animals, plants, weapons, and implements. Only in the
course of later development are the demons themselves equipped with
relatively permanent qualities that differ from the characteristics of
the vehicles in which they are regarded as embodied.
Thus, then, we utterly confuse primitive thinking with our own
scientific standpoint when we explain it by the need for the
interpretation of phenomena. Causality, in our sense of the word, does
not exist for primitive man. If we would speak of causality at all
on his level of experience, we may say only that he is governed by
the causality of magic. This, however, receives its stamp, not from
the laws that regulate the connection of ideas, but from the forces
of emotion. The mythological causality of emotional magic is no less
spasmodic and irregular than the logical causality arising out of
the orderly sequence of perceptions and ideas is constant. That the
former preceded the latter is, nevertheless, of great importance.
For the causality of natural law, as we know it, would hardly have
been possible had not magical causality prepared the way for it. Yet
the later arose from the earlier just at that moment in which the
attention of men ceased to be held by the unusual, the startling,
and the fearful, and occupied itself with the orderly, the regular,
and commonplace. For this reason the very greatest advance in the
investigation of natural laws was made by Galileo, when he took as
the object of his research that which was the most commonplace, the
falling of a body to the earth. Primitive man did not reflect about
this phenomenon nor, until a long time afterwards, did civilized
man. That a body should fall to the earth when thrown upwards 'is
self-evident' because it is thus that bodies have always acted. An
echo of this primitive view remains even in the older physics, which,
following Aristotle, tells us that a body falls because the centre of
the earth is its natural point of rest--that is, to put it otherwise,
it must behave as it does because it has always done so.
8. THE BEGINNINGS OF ART.
Though mythological thinking, particularly on the level of belief in
demons and magic, has but slight connection with later science, it
stands in close relation to the beginnings of _art_. This relation
appears, among other things, in the fact that the simplest forms of
the one are connected with the simplest forms of the other. This
connection is twofold. Ideas of magic are, in a certain sense,
projected into the products of art; art, on the other hand, being the
means whereby mythological thinking finds expression, reacts upon
magical ideas and brings about an enhancement of their motives. This
is particularly apparent, in the beginnings of art, in the fact that,
as viewed by civilized man, primitive peoples have brought but _one_
art to a high degree of perfection, the _art of dancing_. For no other
form of artistic expression is early man better endowed. His body is
incomparably more supple than that of civilized races. The life of the
forest, the climbing of trees, and the capturing of game qualify him
for performances that would prove difficult to a modern art-dancer. All
who have witnessed the dancing of men of nature have marvelled at their
great skill and dexterity, and especially at their wonderful ability
in respect to postures, movements, and mimetic expression. Originally,
the dance was a means for the attainment of magical ends, as we may
conjecture from the fact that even at a very early stage it developed
into the cult dance. Nevertheless, from the very beginning it obviously
also gave rise to pleasure, and this caused it to be re-enacted in
playful form. Thus, even the earliest art ministered not only to
external needs but also to the subjective life of pleasure. The direct
source of the latter is one's own movements and their accompanying
sensations. The dance of the group enhances both the emotion and the
ability of the individual. This appears clearly in the dances executed
by the inland tribes of Malacca. These peoples do not seem to have any
round dances. The individual dancer remains at a fixed spot, though he
is able, without leaving his place, to execute marvellous contortions
and movements of the limbs. These movements, moreover, combine
with those of his companions to form an harmonious whole. They are
controlled, however, by still another factor, the attempt to imitate
animals. It is true that, on the primitive level proper, the animal
does not play so dominant a rôle as in later times. Nevertheless, the
imitation of animals in the dance already foreshadows the totemic
period. Some individuals are able, while remaining at a fixed spot,
to imitate with striking life-likeness the movements of even small
animals, and this is regarded as art of the highest order. Yet the
animal-mask, which is later commonly used in cult and magic, is here as
yet entirely lacking. These very mimic and pantomimic dances, however,
unquestionably bear the traces of magic. When the Veddah imitates
game-animals while executing his dance about the arrow, the arrow is
without doubt regarded as a means of magic, and we may conjecture that
the game-animals that are struck by an arrow are supposed actually to
succumb as a result of this mimetic performance.
Among primitive peoples, the dance is not, as a rule, accompanied by
music. At most, means of producing noise are introduced, their purpose
being to indicate the rhythm. The simplest of these noise-instruments
consists of two wooden sticks that are beaten together. The drum is
also common at a very early time; yet it was probably introduced from
without. The real musical accompaniment of the dance is furnished by
the human voice in the _dance-song_. It would, of course, be wrong to
suppose that because the dance originally served purposes of magic,
the dance-song was a sort of primitive cult-song. Of such songs as the
latter no traces occur until later. The contents of the early songs
are derived from the most commonplace experiences of life. The songs
really consist of detached fragments of purely descriptive or narrative
prose, and have no inner connection with the motives of the dance.
That which characterizes them as songs is the refrain. One might say
without qualification that this poetic form of speech begins with the
refrain. The song has grown up out of selected natural sounds. Anything
that has been done or observed may serve as content of the song. After
such material has once been employed, it is continually repeated. Thus
it becomes a folk-song that is sung particularly during the dance. The
melody is of a very monotonous character; could it be translated into
our notes, we would find that in the songs of the Veddahs or of the
inland tribes of Malacca, the melody moves at most within the range
of a sixth. Moreover, there is an absence of harmonic intervals, so
that, not having been phonographically recorded, the songs cannot
be reproduced in our notes except with great uncertainty. Of their
content, the following illustrations may give us some idea. One, of the
songs of the Veddahs runs as follows:--
The doves of Taravelzita say kuturung.
Where the talagoya is roasted and eaten, there blew a wind,
Where the memmina is roasted and eaten, there blew a wind,
Where the deer is roasted and eaten, there blew a wind.
On a somewhat higher level stands the following song of the Semangs. It
refers to the ring-tailed lemur (macaco), a monkey species very common
in the forests of Malacca; by the Semangs it is called 'kra':--
He runs along the branches, the kra,
He carries the fruit with him, the kra,
He runs to and fro, the kra;
Over the living bamboo, the kra,
Over the dead bamboo, the kra;
He runs along the branches, the kra,
He leaps about and screams, the kra,
He permits glimpses of himself, the kra,
He shows his grinning teeth, the kra.
As is clear, we have here simply observations, descriptions of that
which the Semang has seen when watching the lemur in the forest. This
description, of course, serves only as the material for the music of
speech; that which is really musical is the refrain, which in this case
consists simply of the word _kra_. This music of speech exalts and
supplements the dance; when all parts of the body are in motion the
articulatory organs also tend to participate. It is only the modern
art-dance which has substituted an instrumental accompaniment for the
voice and has thus been able to suppress the natural expression of
emotions. But, even in our culture, the emotions receive active, vocal
expression in the folk-dances of our villages.
Musical instruments, in the strict sense of the word, are almost
unknown to primitive man. Where somewhat complex forms occur, they
appear to have been imported. Such, for example, is the bamboo
nose-flute, occasionally found among the inland tribes of the Malay
Peninsula. The nose-flute is similar to our flutes, except that it
is blown from above instead of from the side, and is not played by
means of the mouth, but is placed against one of the nostrils, so
that the side of the nose serves as the tone-producing membrane. It
has from three to five holes that may be covered with the fingers.
This instrument is a genuine product of Melanesia, and was doubtless
acquired from this region by the Malayan tribes. Of earlier origin,
no doubt, are _stringed instruments_. These are to be found even
among primitive peoples. The forms that occur in Malacca have, in
this case also, obviously come from Oceania. But, on the other hand,
an instrument has been found among the Bushmen and the neighbouring
peoples which may be regarded as the most primitive of its kind and
which throws important light on the origin of musical instruments
of this sort. A bow, essentially similar to that which he employs
in the chase, affords the Bushman a simple stringed instrument. The
string of the bow now becomes the string of a musical instrument.
Its tones, however, cannot be heard distinctly by any one except the
player himself. He takes one end of the bow between his teeth and sets
the string into vibration with his finger. The resonance of the bones
of his head then causes a tone, whose pitch he may vary by holding
the string at the middle or at some other point, and thus setting
only a part of the string into vibration. Of this tone, however,
practically no sound reaches the external world. On the other hand,
the tone produces a very strong effect on the player himself, being
powerfully transmitted through the teeth to the firm parts of the skull
and reaching the auditory nerves through a direct bone-conduction.
Thus, then, it is a remarkable fact that music, the most subjective
of the arts, begins with the very stringed instruments which are the
most effective in arousing subjective moods, and with a form in which
the pleasure secured by the player from his playing remains purely
subjective. But, from this point on, the further development to
tone-effects that are objective and are richer in gradations is reached
by simple transitions effected by association. The _one_ string, taken
over from the bow used in the chase, is no longer sufficient. Hence
the bridge appears, which consists of a piece of wood whose upper side
is fastened at the middle of the bow and whose lower side is toothed
for the reception of several strings. The strings also are perfected,
by being made of threads detached from the bamboo of which the bow
is constructed. Then follows a second important advance. Instead of
taking the end of the bow in his mouth and using his own head as a
resonator, the player makes use of a hollow gourd and thus renders the
tone objectively audible. The best and most direct point of connection
between the gourd and the bow proves to be the end of the stick that
carries the bridge. It is now no longer the head of the player that
furnishes the resonance, but the substituted calabash. In its external
appearance the calabash resembles the head--indeed, upon other
occasions also, it is sometimes regarded as a likeness of the head,
and eyes, mouth, and nose are cut into its rind. Thus, the association
of the gourd with the head may possibly have exerted an influence upon
this step in the development of the musical instrument. Perhaps the
inventor himself did not realize until after the artificial head came
into use that he had made a great advance in the perfection of his
instrument. His music was now audible to others as well as to himself.
Another instrument also, the _bull-roarer_, dates back to the
beginnings of music, though its development, of course, differed from
that of the zither. The bull-roarer, indeed, is an instrument of
tone and noise that is to be found only among relatively primitive
peoples. True, it does not reach its highest development among those
peoples who, from a sociological point of view, occupy the lowest
plane of culture; it becomes an instrument of magic, as we shall see,
only within the totemic culture of Australia. Nevertheless, there has
been discovered, again among the Bushmen, a form of bull-roarer of an
especially primitive character. Doubtless that which led primitive
man to the invention of the zither was the tone which he heard in his
everyday experience in war or in the hunt when he applied an arrow
to his bow. No doubt, also, it was the whirring noise of the arrow,
or that, perhaps, of the flying bird which the arrow imitates, that
led him to reproduce this noise in a similar manner. Indeed, in South
Africa, the bull-roarer, though, of course, used only as a plaything,
occurs in a form that at once reminds one of a flying bird or arrow.
The feather of a bird is fastened at right angles to a stick of wood.
When the stick is vigorously swung about in a circle, a whistling
noise is produced, accompanied, particularly when swung with great
rapidity, by a high tone. This tone, however, is not capable of further
perfection, so that no other musical instrument developed from the
bull-roarer. The contrary, rather, is true. In other forms of the
bull-roarer in which the feathers were displaced by a flat wooden
board--whose only resemblance to a bird was a slight similarity in
form--the noise was more intense but the tone less clear. For this
reason the bull-roarer soon lost its place in the ranks of musical
instruments and became purely an instrument of magic, in which function
also it was used only temporarily. In many parts of the world,
moreover, there is a similar primitive implement, the _rattle_, whose
status is the same as that of the bull-roarer.
It was in connection with ideas of magic and of demons that _formative
art_ or, as it would perhaps be truer to say, the elements from which
this art proceeded, was developed. Such art was not unknown even
to the primitive peoples of the pretotemic age. If anywhere, it is
doubtless among the primitive tribes of Malacca and Ceylon that we
can, in some measure and with some certainty, trace formative art to
its earliest beginnings and to the causes back of these. The Bushman
must here be excluded from consideration, since, as we shall see, he
was clearly affected by external influences. The Veddahs, as well as
the Senoi and Semangs, are familiar with only the simplest forms of
linear decoration. Yet this makes it evident that simple lines, such as
can be produced by cutting or by scratching, form the starting-point
of almost all later development. Here again it is the bamboo that is
utilized, its wood being a material suitable for these simple artistic
attempts. Its connection with art is due also to the fact that it is
used in the manufacture of implements and weapons, such as the bow
and the digging-stick, and, later, the blow-pipe and the flute. As
important objects of adornment, we find the combs of the women, which,
among the Malaccan tribes, are extremely rich in linear decorations.
At first, the dominant motive is the triangle. Just as the triangle
is the simplest rectilinear figure of geometry, so also is it the
simplest closed ornamental pattern. The weapons not infrequently have
a series of triangles included within two parallel straight lines.
This illustrates in its simplest form the universal characteristic of
primitive ornaments, namely, uniform repetition. The pattern later
becomes more complicated; the triangles are crossed by lines between
which there are spaces that are also triangular in form. Such figures
are then further combined into double triangles having a common base,
etc. These are followed by other forms, in which simple arcs take the
place of straight lines. For example, an arc is substituted for the
base of each triangle, again with absolute uniformity. Finally, the
arc, in the form of the segment of a circle, is utilized independently,
either in simple repetition or in alternation. These simple designs
then become increasingly complex by the combination either of the forms
as a whole or of some of their parts. This multiplication of motives
reaches its most artistic development in the women's combs found among
the tribes of the Malay Peninsula. The comb, in some form or other,
is a very common article of adornment among peoples of nature. But it
is just in the form in which it occurs among the Senoi and Semangs
that the comb gives evidence of having originally been, at most, only
incidentally an article of adornment and of having only gradually come
to be exclusively a decoration. In shape, it is like the women's combs
of to-day. The teeth are pointed downwards, and serve the purpose of
fastening the hair. The upper part forms a broad crest. But among
these peoples the crest is the main part of the comb, the function
of the teeth being merely to hold it to the head. For the crest is
decorated in rich profusion with the above-mentioned ornamentations,
and, if we ask the Semangs and the Senoi what these mean, we are told
that they guard against diseases. In the Malay Peninsula, the men do
not wear combs, evidently for the practical reason that, because of
their life in the forest and their journeys through the underbrush,
they cut their hair short. In other regions which have also evolved
the comb, as in Polynesia, such conditions do not prevail; the comb,
therefore, is worn by both men and women. In this, its earliest, use,
however, the comb as such is clearly less an object of adornment than a
means of magic. It serves particularly as a sort of amulet, to protect
against sickness-demons. For this reason the ornamental lines in their
various combinations are regarded as referring to particular diseases.
The marks which a Semang woman carries about with her on her comb are
really magical signs indicating the diseases from which she wishes to
be spared. The head would appear to be a particularly appropriate place
for wearing these magical signs. It is to magical ideas, therefore,
that we must probably look for the origin of this very common means of
adornment. In Malacca, indeed, the combs are carefully preserved; the
drawings made upon them render them, as it were, sacred objects. But it
is impossible to learn directly from the statements of the natives just
how primitive articles of adornment came to acquire the significance
of ornaments. Our only clue is the fact that the decorations on the
bows and blow-pipes are supposed to be magical aids to a successful
hunt; for, among the representations, there are occasionally those
of animals. This fact we may bring into connection with observations
made by Karl von den Steinen among the Bakairi of Central Brazil.
This investigator here found remarkable ornamentations on wood. All
of these were of a simple geometrical design, just as in the case of
other primitive peoples, yet they were interpreted by the natives not
as means of magic but as representations of objects. A consecutive
series of triangles whose angles were somewhat rounded off, was
interpreted as a snake, and a series of squares whose angles touched,
as a swarm of bees. But the representations included also other things
besides animals. For example, a vertical series of triangles in which
the apexes pointed downwards and touched the bases of the next lower
triangles, was regarded as a number of women's aprons--the upper part
was the girdle, and, attached to this, the apron. In a word, primitive
man is inclined to read concrete objects of this kind into his simple
ornamental lines. That we also can still voluntarily put ourselves into
such an attitude, is testified to by Karl von den Steinen himself, when
he tells us that he succeeded without particular effort in discovering
similar objects in certain simple ornamentations. We here have a case
of the psychical process of assimilation. This is characteristic of all
consciousness, but, as might be supposed, from the fact that primitive
peoples live continuously in the open, it is more strongly in evidence
among them than among civilized races.
But the question now arises, Which came first? Did the Bakairi really
wish to represent snakes, bees, women's aprons, etc., and reduce these
to geometrical schematizations? Or did he, without such intention,
first make simple linear decorations, and later read into them, through
imaginative association, the memory images of objects? The latter is
doubtless the case. For it is much easier first to draw simple lines
and then to read complicated objects into them than it is, conversely,
to reduce these pictures at the outset to abstract geometrical
schemata. Indeed, when the Bakairi wishes to draw real objects, he
proceeds just as our children do: he copies them as well as he can.
For example, the Bakairi occasionally draws fishes in the sand for
the purpose of marking out a path, or he attempts to reproduce men
and animals in a way strikingly similar to our children's drawings.
Evidently, therefore, it was not inability to draw the objects
themselves that gave rise to these primitive geometrical decorations.
The decorations came first, and the memory images of the objects of
daily perception were then read into them. The answer, however, to the
question as to why primitive man produces decorations at all, is easily
found by calling to mind the motives discernible in such uniform and
simple series of figures as the triangles and arcs which the Senoi
and the Semangs cut into bamboo. Because of the character of his
locomotor organs, primitive man repeats the movements of the dance at
regular intervals, and this rhythm gives him pleasure. Similarly, he
derives pleasure even from the regularly repeated movements involved
in making the straight lines of his drawings, and this pleasure is
enhanced when he sees the symmetrical figures that arise under his
hand as a result of his movements. The earliest æsthetic stimuli are
symmetry and rhythm. We learn this even from the most primitive of
all arts, the dance. Just as one's own movements in the dance are an
æsthetic expression of symmetry and rhythm, so also are these same
characteristics embodied in the earliest productions of pictorial
art--in the beginning indeed, they alone are to be found. The primitive
song comes to be a song only as a result of the regular repetition
of a refrain that in itself is unimportant. As soon as primitive man
produces lines on wood, his pleasure in rhythmic repetition at once
leads him to make these symmetrical. It is for this reason that we
never find decorations that consist merely of a single figure--a
single triangle, for instance--but always find a considerable number
of figures together, either above one another, or side by side, or
both combined, though the last arrangement occurs only at a somewhat
more advanced stage. If, now, these decorations are more and more
multiplied by reason of the increasing pleasure in their production,
we naturally have figures that actually resemble certain objects.
This resemblance is strengthened particularly by the repetition of
the figures. A single square with its angles placed vertically and
horizontally would scarcely be interpreted as a bee, even by a Bakairi;
but in a series of such squares we ourselves could doubtless imagine
a swarm of bees. Thus there arise representations resembling animals,
plants, and flowers. Because of their symmetrical form, the latter
particularly are apt to become associated with geometrical designs. Yet
on the whole the animal possesses a greater attraction. The animal that
forms the object of the hunt is carved upon the bow or the blow-pipe.
This is a means of magic that brings the animal within range of the
weapon. It is magic, likewise, that affords the explanation of the
statement of the Senoi and the Semangs that the drawings on the combs
of their women are a means of protection against diseases. These two
sorts of purposes illustrate the two forms of magic that are still
exemplified on higher cultural levels by the amulet, on the one hand,
and the talisman, on the other--protection from danger, and assistance
in one's personal undertakings. Now it is easy to understand how
especially the complicated decorations on the combs of the Malaccan
tribes may, through the familiar processes of psychical assimilation,
come to be regarded as living beings, in the form either of animals
or of plants, and how these forms in turn may come to be interpreted
as sickness-demons. For, these demons are beings that have never been
seen; hence the terrified imagination may all the more readily give
them the most fantastic shapes. Indeed, we still find examples of
this in the more elaborate pictures of the art of some semi-cultural
peoples. Thus also are explained many of the masks used among the most
diverse peoples. It is almost always grotesque animal or human masks
that are employed to represent fear-demons. The freer the sway of the
imagination, the easier it is to see the figure of a demon in any
decoration whatsoever. The multiplicity of the ornamental drawings,
moreover, meets the need for distinguishing a great number of such
demons, so that a woman of the Senoi or the Semangs carries about on
her head the demoniacal representation of all known diseases. For,
according to an ancient law of magic, the demon himself has a twofold
rôle--he both causes the sickness and protects against it. Just as a
picture is identified with its object, so also is the drawing that
represents or portrays the sickness-demon regarded as the demon itself.
Whoever carries it about is secure against its attack. Both magic
and counter-magic spring from a common source. The medicine-man who
exercises counter-magic must also be familiar with magic. The two are
but divergent forms of the same magical potency that has its birth in
the emotions of fear and terror.
In summary of what we have thus far learned with regard to the art of
drawing among primitive men, it may be said that this art is throughout
one of _magic_ and _adornment_. These are the _two_ motives from which
it springs, and which, apparently, co-operate from the outset. The mere
drawing of lines in regular and symmetrical repetition is due to that
regularity of movement which also finds expression in the dance and,
even prior to this, in ordinary walking and running. But the artist
himself then attributes a hidden meaning to that which he has created.
Astonishment at his creation fuses with his pleasure in it, and his
wonder at the picture that he has produced makes of it, when animated
and retransformed by the imagination, a magical object. The pictures
carried about on the person, or wrought on an object of daily use,
assist in guarding against diseases and other injuries, or they assure
the success of the weapon and the implement.
In view of these characteristics of a purely magical and decorative
art, it may perhaps at first glance cause surprise that there should
be a people which, although primitive in other essential respects, has
far transcended this stage in artistic attainment, and has, apparently,
followed an entirely different direction in its pathway to art. Such
are the Bushmen. The primitive tribes mentioned above show no traces
of an art of drawing; beyond suggestions of a single object, it is
absolutely impossible to find representations of objects and their
groupings such as are common in the pictures of the Bushmen, which
portray particularly animals and, to a less extent, men. This is all
the more significant in view of the fact that, while the Bushmen
also decorate their weapons and utensils with magical and ornamental
designs, these are of far less importance than in the case of the
primitive tribes referred to above. The painting of the Bushmen,
however, is obviously neither magical nor decorative in character.
Originally these pictures seem to have been drawn in caves; at any
rate, it is here that many of them have been found. We have already
indicated the importance of this primitive dwelling for the beginnings
of a memorial art. When external impressions are absent, as in the
cave, the imagination is all the more impelled to preserve memories
in self-created pictures. The simpler of these resemble, in their
characteristics, the drawings and paintings of present-day children.
But we can plainly distinguish the more primitive work from that which
is more advanced; the latter frequently reproduces its objects with
accuracy, particularly animals, such, for example, as the elk and also
the giraffe, which is a favourite object, probably because of its long
neck. Occasionally, indeed, a quadruped is still represented in profile
with only two legs, but most of the pictures are certainly far beyond
this childish mode of drawing. In general, mineral pigments were used
from the very outset, particularly red iron ore, blue vitriol, etc. We
also find mixtures of pigments, so that almost all colours occur. Now
it might, of course, be supposed that such a picture of an animal has
the same significance as attaches to the drawing occasionally executed
on the bow of a primitive man for the purpose of magically insuring the
weapon of its mark. But the very places where these paintings occur,
far removed as they are from chase and battle, militate against such
a supposition. An even greater objection is the fact that the more
perfect pictures represent scenes from life. One of them, for example,
portrays the meeting of Bushmen with white men, as is evident partly
from the colour and partly from the difference in the size of the
figures. Another well-known picture represents the way in which the
Bushmen steal cattle from a Bantu tribe. The Bantus are represented by
large figures, the Bushmen by small ones; in a lively scene, the latter
drive the animals away, while the far-striding Bantus remain far in
the rear. The picture reveals the joy of the primitive artist over the
successful escapade. This is not magical art, but plainly exemplifies
the first products of a memorial art. The one who painted these
pictures desired first of all to bring before his memory that which he
had experienced, and he doubtless also wished to preserve these scenes
to the memory of his kinsmen. This is memorial art in a twofold sense.
Memory renews the experiences of the past, and it is for memory that
the past is to be retained. But this art also must still be classed as
primitive, for it has not as yet attained to the level of _imitative_
art. It is not an art that reproduces an object by a direct comparison
of picture with copy. This is the sense in which the present-day
portrait or landscape painter practises imitation. Even where the
primitive era transcended a merely magical or decorative art, it did
not advance beyond memorial art. The Bushman did not have the objects
themselves before him, but created his pictures in accordance with his
memory of them. Moreover, suited as the cave is to the development
of a memorial art, it of itself makes imitative art impossible. But
how can we account for the fact that the primitive tribe of Bushmen
attained to a level of art whose exclusion of magical motives ranks
it as relatively advanced, and which must be estimated all the more
highly because it is not shared by the neighbouring African tribes? The
Hottentots, for example, no less than the Bechuanas and the Bantus,
are inferior in artistic accomplishments to the Bushmen, although the
culture of the latter is in other respects far below the level of that
of the former. May we say of this memorial art what seems probable
as regards the magical and decorative art of the inland tribes of
Malacca and of Ceylon, namely, that it arose independently from the
same original motives as the dance? The answer to this question depends
primarily upon the antiquity of these art productions. Do they date
back to an immemorial past, as we may suppose to be the case with the
decorations of the Veddahs and the Malaccan tribes? There are two
considerations, principally, that prove the contrary, namely, that they
are relatively recent creations. In the first place, the paintings
present the pictures of animals, in particular of the horse and the
sheep, with which the Bushman has been acquainted at farthest since
the latter part of the eighteenth century. True, these animals were
brought into Cape Colony as early as the seventeenth century; it was
clearly not until later, however, that the Bushmen became familiar with
them. A second consideration is the remarkable circumstance that these
primitive painters employ essentially the same tools as the Europeans.
This art has now, indeed, almost disappeared, the race having been
crowded back and depleted. But the remains show that the painters
possessed a stone plate on which they mixed their paints and also a
stone pounder with which the mixing was done--that is, a palette and a
pestle. Indeed, for applying the colours they occasionally utilized a
paint-brush made of fine splinters of bone, though some, no doubt, were
content to do this with the fingers.
These are all signs which certainly suggest a not very distant past.
Moreover, art products cannot resemble each other in so many respects
without having some connection in origin. Added to this is the fact
that the very character of such pictures as are still in existence
scarcely allows us to regard them as more than sixty to seventy
years old. From all of this we must conclude that this art is not
primitive at all, but was imported, resembling in this many other
things that gain entrance into the life of a primitive tribe. If the
essential elements of the Biblical account of the Creation reached
the Andamanese, who in other respects are primitive, why may we not
also suppose that a wandering European artist at one time came to
the Bushmen, even before any other elements of European culture had
become accessible to them? Nevertheless, the fact that this painting
exists indicates the presence of a remarkable talent. This brings us to
our last problem in the psychology of primitive man, to the question
concerning his mental equipment in general.
9. THE INTELLECTUAL AND MORAL CHARACTERISTICS OF PRIMITIVE MAN.
For a general estimate of the mental characteristics of a race or a
tribe, the observation of a single individual or of several individuals
is not adequate. Judgment can be based only on the totality of the
various mental phases of culture--language, custom, myth, and art. But,
if we would also obtain a conception of the mental capacities of a
people or a tribe, we must take into further consideration the mental
endowment of the _individual_. For, in the case of mental capacity,
we must consider not merely that which has actually been achieved but
also everything within the possibility of attainment. Here, again, the
standpoint differs according as we are concerned (to limit ourselves
to the two most important and typical aspects) with an _intellectual_
or a _moral_ estimate. These two aspects, the intellectual, taken in
its widest sense, and the moral, are not only of supreme importance,
but, as experience shows, they in no wise run parallel courses. For an
understanding of mental development in general, therefore, and of the
relation of these its aspects, the early conditions of human culture
are particularly significant.
If, now, we consider the general cultural conditions of primitive
man, and recall the very meagre character of his external cultural
possessions as well as his lack of any impulse to perfect these, we
may readily be led to suppose that his intellectual capacities also
have remained on a very low plane of development. How, some have asked,
could the Bushman have dispensed for decades with firearms--just as
accessible to him as to the surrounding tribes--unless he possessed
a low degree of intelligence? Even more true is this of the Negritos
of the Philippines or the Veddahs of Ceylon. How, unless their
mental capacities were essentially more limited than those of their
neighbours, could they have lived in the midst of highly cultivated
tribes and have remained for decades on an unchanged mental level? But
we need to bear in mind two considerations that are here decisive. The
first of these is the _limited nature of the wants_ of primitive man,
a condition fostered, no doubt, by his relatively small intercourse
with neighbouring peoples. Added to this is the fact that up to very
recent times--for here also many changes have arisen--the primitive
man of the tropics has found plenty of game and plant food in his
forests, as well as an abundance of material for the clothing and
adornment to which he is accustomed. Hence he lacks the incentive to
strive for anything beyond these simple means of satisfying his wants.
It is agreed, particularly by the investigators who have studied those
tribes of Malacca and Ceylon that have remained primitive, that the
most outstanding characteristic of primitive man is contentment. He
seeks for nothing further, since he either finds all that he desires
in his environment, or, by methods handed down from the ancient past,
knows how he may produce it out of the material available to him. For
this reason the Semangs and Senoi, no less than the Veddahs, despise
as renegades those mixed tribes that have arisen through union, in the
one case, with the Malays, and, in the other, with the Singhalese and
Tamils. All the more firmly, therefore, do they hold to that which
was transmitted to them by their fathers. Together with this limited
character of their wants, we find a fixity of conditions, due to their
long isolation. The longer a set of customs and habits has prevailed
among a people, the more difficult it is to overturn. Prior to any
change we must, in such cases, first have mighty upheavals, battles,
and migrations. To what extent all deeper-going changes of culture are
due to racial fusions, migrations, and battles we shall presently see.
The tribes that have remained relatively primitive to this day have led
a peaceful existence since immemorial times. Of course, the individual
occasionally slays the man who disturbs his marriage relations or
trespasses upon his hunting-grounds. Otherwise, however, so long as he
is not obliged to protect himself against peoples that crowd in upon
him, primitive man is familiar with the weapon only as an implement
of the chase. The old picture of a war of all with all, as Thomas
Hobbes once sketched the natural state of man, is the very reverse of
what obtained. The natural condition is one of peace, unless this is
disturbed by external circumstances, one of the most important of which
is contact with a higher culture. The man of nature, however, suffers
less from an advanced culture than he does from the barbarism of
semi-culture. But whenever a struggle arises for the possession of the
soil and of the means of subsistence which it furnishes, semi-culture
may come to include more peoples than are usually counted as belonging
to it. The war of extermination against the red race was carried on by
the pious New England Puritans with somewhat different, though with
scarcely better, weapons than the Hottentots and Herero to-day turn
against the Bushmen, or the Monbuttus against the Negritos of Central
Africa.
It is characteristic of primitive culture that it has failed to advance
since immemorial times, and this accounts for the uniformity prevalent
in widely separated regions of the earth. This, however, does not at
all imply that, within the narrow sphere that constitutes his world,
the intelligence of primitive man is inferior to that of cultural man.
If we call to mind the means which the former employs to seek out, to
overtake, and to entrap his game, we have testimony both of reflection
and, equally so, of powers of observation. In order to capture the
larger game, for example, the Bushman digs large holes in the ground,
in the middle of which he constructs partitions which he covers with
brush. An animal that falls into such a hole cannot possibly work its
way out, since two of its legs will be on one side of the partitional
division and two on the other. Smaller animals are captured by traps
and snares similar to those familiar to us. The Negritos of the
Philippines, furthermore, employ a very clever method for securing
wild honey from trees without exposing themselves to injury from the
bees. They kindle a fire at the foot of the tree, causing a dense
smoke. Enveloped by this, an individual climbs the tree and removes the
object of his desire, the smoke rendering the robber invisible to the
scattering swarm. It is thus that the Negritos secure honey, their most
precious article of food. How great, moreover, is the inventive ability
required by the bow and arrow, undoubtedly fashioned even by primitive
men! We have seen, of course, that these inventions were not snatched
from the blue, but that they were influenced by all sorts of empirical
elements and probably also by magical ideas, as in the case of the
feathering of the arrow. Nevertheless, the assembling and combining
of these elements in the production of a weapon best suited to the
conditions of primitive life is a marvellous achievement, scarcely
inferior, from an intellectual point of view, to the invention of
modern firearms. Supplementing this, we have the testimony of observers
concerning the general ability of these races. A missionary teacher in
Malacca, whose school included Chinese, Senoi, and Malays, gave first
rank to the Chinese as regards capacity, and second place to the Senoi,
while the Malays were graded last, though they, as we know, are held
to be a relatively talented race. Now, this grading, of course, may
have been more or less accidental, yet it allows us to conclude that
the intellectual endowment of primitive man is in itself approximately
equal to that of civilized man. Primitive man merely exercises his
ability in a more restricted field; his horizon is essentially narrower
because of his contentment under these limitations. This, of course,
does not deny that there may have been a time, and, indeed, doubtless
was one, when man occupied a lower intellectual plane and approximated
more nearly to the animal state which preceded that of human beings.
This earliest and lowest level of human development, however, is not
accessible to us.
But what, now, may be said concerning the moral characteristics of
primitive man? It is clear that we must here distinguish sharply
between those tribes that have hitherto remained essentially
unaffected by external influences and those that have for some time
past eked out a meagre existence in their struggle with surrounding
peoples of a higher culture. The primitive man who still lives
uninfluenced by surrounding peoples--typical examples are, in general,
the natural Veddahs of Ceylon and the inland tribes of the Malay
Peninsula--presents an entirely different picture from that of the
man who seeks in the face of difficulties to protect himself against
his environment. In the case of the tribes of Ceylon and Malacca,
the somewhat civilized mixed peoples constitute a sort of protective
zone, in the former case against the Singhalese and Tamils, in the
latter, against the Malays. These mixed peoples are despised, and
therefore they themselves hesitate to enter into intercourse with the
primitive tribes. Thus they offer an outer buttress against inpressing
culture. The result is that these primitive peoples continue to
live their old life essentially undisturbed. Now, the testimony of
unprejudiced observers is unanimous in maintaining that primitive man
is frank and honest, that lying is unknown to him, and that theft
does not exist. He may, of course, be strongly moved by emotion, so
that the man who disturbs the Veddah's marriage relation may be sure
of a poisoned arrow, as may also the strange huntsman who encroaches
unbidden upon his hunting-grounds. This reprisal is not based upon
legal enactments--of such there are none; it is custom that allows
this summary procedure. Many investigators have believed that these
various characteristics exhibited by unmixed primitive culture indicate
a high state of morality. In this they agree with Wilhelm Schmidt, for
whom primitive men are the infant peoples of the world, in that they
possess the innocence of childhood. It is not only man's moral outlook,
however, but also his moral character, as this very illustration
shows, that depends upon the environment in which he lives. Since the
primitive man who lives undisturbed by external conditions has no
occasion to conceal anything, his honesty and frankness ought scarcely
to be counted to his particular credit; so far as theft is concerned,
how can there be a thief where there is no property? It may, of course,
happen that an individual takes the weapon of his companion for a short
time and uses it. This action, however, is all the more permissible
since each man makes his own bow and arrow. The same is true of
clothing and articles of adornment. Thus, the rather negative morality
of primitive man also has its origin in his limited wants, in the
lack of any incentives to such action as we would call immoral. Such
a positive situation, however, is, no doubt, afforded by the strict
monogamy, which probably originated in the prehuman natural state and
was thenceforth maintained.
Quite different is the moral picture of primitive man wherever he is
at strife with surrounding peoples. Here, as was noted particularly by
Emin Pasha and Stuhlmann in the case of the Negritos of the Upper Nile,
the outstanding characteristics are, in the first place, fear, and then
deception and malice. But can we wonder at this when we learn that
the flesh of the Pygmies is especially prized by the anthropophagic
Monbuttus of that region, and that the pursuit of this human game on
the part of the latter is absolutely unrestrained, except by the fear
of the arrows which the Pygmies shoot from behind ambush? Here, of
course, innocence, frankness, and honesty are not to be expected; under
these circumstances, theft also comes to be a justifiable act. Wherever
the Negrito finds something to take, he takes it. The same is true of
the South African Bushmen, who occupy a similarly precarious position
with respect to the Bantus and Hottentots. The Bushmen are the most
notorious thieves of South Africa. Of this we have striking evidence in
the above-mentioned picture of the Bushman who glorifies and preserves
to memory the theft of cattle. The Bushman is crafty and treacherous,
and steals whenever there is opportunity. But what else could be
expected, when we consider that, by killing off the game with their
firearms, the Hottentots and Bantus deprive the Bushman of that which
was once his source of food, and that they shoot the Bushman himself if
he resists?
To summarize: The intelligence of primitive man is indeed restricted
to a narrow sphere of activity. Within this sphere, however, his
intelligence is not noticeably inferior to that of civilized man. His
morality is dependent upon the environment in which he lives. Where
he lives his life of freedom, one might almost call his state ideal,
there being few motives to immoral conduct in our sense of the word.
On the other hand, whenever primitive man is hunted down and hard
pressed, he possesses no moral principles whatsoever. These traits are
worth noting, if only because they show the tremendous influence which
external life exerts, even under the simplest conditions, upon the
development of the moral nature.