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Transcriber's note:
Text enclosed by underscores is in italics (_italics_).
A carat character is used to denote superscription. A
single character following the carat is superscripted
(example: C^1).
ELEMENTS OF FOLK PSYCHOLOGY
Outlines of a Psychological History of the Development of Mankind
by
WILHELM WUNDT
Authorized Translation by Edward Leroy Schaub, Ph.D.
Professor of Philosophy in Northwestern University
London: George Allen & Unwin Ltd.
New York: The Macmillan Company
_First published: July 1916._
_Revised edition: April 1921._
TRANSLATOR'S PREFACE
The keen interest which the present age is manifesting in problems
connected with the interpretation of human experience is no less a
result than it is a precondition of the fruitful labours of individual
scholars. Prominent among these is the distinguished author of the
volume which is herewith rendered accessible to English readers. The
impetus which Professor Wundt has given to the philosophical and
psychological studies of recent years is a matter of common knowledge.
Many of those who are contributing richly to these fields of thought
received their stimulus from instruction directly enjoyed in the
laboratory and the classrooms of Leipzig. But even more than to Wundt,
the teacher, is the world indebted to Wundt, the investigator and the
writer. The number and comprehensiveness of this author's publications,
as well as their range of subjects, are little short of amazing. To
gauge the extent of their influence would require an examination of a
large part of current philosophical and psychological literature. No
small measure of this influence, however, must be credited to those
whose labours have made possible the appearance of Wundt's writings
in other tongues. Of the English translations, we owe the first to
Professors Creighton and Titchener. Succeeding their translation of
the "Lectures on Human and Animal Psychology," came the publication,
in English, of the first volume of the "Principles of Physiological
Psychology," of the two briefer treatises, "Outlines of Psychology" and
"Introduction to Psychology," and, in the meantime, of the valuable
work on "Ethics."
Though Professor Wundt first won recognition through his investigations
in physiology, it was his later and more valuable contributions to
physiological psychology, as well as to logic, ethics, epistemology,
and metaphysics, that gained for him his place of eminence in the world
of scholarship. One may hazard the prophecy, however, that the final
verdict of history will ascribe to his latest studies, those in folk
psychology, a significance not inferior to that which is now generally
conceded to the writings of his earlier years. The _Völkerpsychologie_
is a truly monumental work. The analysis and interpretation of
language, art, mythology, and religion, and the criticisms of rival
theories and points of view, which occupy its five large volumes of
over three thousand pages, are at once so judicial and so suggestive
that they may not be neglected by any serious student of the social
mind. The publication of the _Völkerpsychologie_ made necessary a
number of defensive and supplementary articles. Two of these, in a
somewhat revised form, together with an early article on "The Aim and
Methods of Folk Psychology," and an additional essay on "Pragmatic
and Genetic Psychology of Religion," were published in 1911 under
the title, _Probleme der Völkerpsychologie_. Finally, in 1912, there
appeared the book which we are now presenting in translation, the
_Elemente der Völkerpsychologie_. As regards the difference in method
and character between the _Elemente_ and the _Völkerpsychologie_,
nothing need be added to what may be gleaned from the author's Preface
and Introduction to this, his latest, work. Here, too, Professor
Wundt indicates his conception of the nature and the problem of folk
psychology, a fuller discussion of which may be found both in the
_Völkerpsychologie_ and in the first essay of the _Probleme_.
He who attempts to sketch the "Outlines of a Psychological History of
the Development of Mankind" necessarily incurs a heavy indebtedness,
as regards his material, to various more specialized sciences. The
success with which the data have been sifted in the present instance
and the extent to which the author has repaid the special sciences in
terms of serviceable principles of interpretation, must, to a certain
extent, be left to the determination of those who are engaged in these
specific fields. Human beliefs and institutions, however, as well as
all products of art and modes of labour, of food-getting, of marriage,
of warfare, etc.--in short, all elements of human culture--even though
subject to natural conditions of various sorts, are essentially mental
processes or the expression of psychical activities. Hence no theory
relating to these phenomena is acceptable, or even respectable,
that does violence to well-established psychological principles.
The unpsychological character of many of the hypotheses that still
abound in ethnological, sociological, and historical literature, in
itself renders necessary such discussions as those comprised within
the present volume. One of the very valuable, even though not novel,
features of the "Elements," therefore, is its clear exposure of the
untenability of rationalistic and other similarly erroneous types of
explanation.
The dependence of folk psychology, as conceived by Professor Wundt,
upon general psychology--or, in this particular case, upon the author's
system of physiological psychology--will be apparent. It should not
be overlooked, however, that the examination of the mental processes
that underlie the various forms in which social experience comes to
expression involves a procedure which supplements, in an important
way, the traditional psychological methods. More than this. Wundt's
_Völkerpsychologie_ is the result of a conviction that there are
certain mental phenomena which may not be interpreted satisfactorily by
any psychology which restricts itself to the standpoint of individual
consciousness. Fundamental to the conclusions of the present volume,
therefore, is the assumption of the reality of collective minds. For
Professor Wundt, however, this assumption is not in the least of a
dogmatic character. On the contrary, its acceptance is necessitated by
the failure of opposing theories, and its validity is sustained by the
fact that it renders intelligible a large and important body of facts.
If this be admitted, it follows that folk psychology supplements not
merely the methods of individual or physiological psychology, but also
its principles and its laws. As yet, however, the prevailing tendency
of psychologists, both in England and in America, is to retain the
point of view of individual consciousness even when dealing with those
phenomena which Wundt considers to be creations of the social group.
That this occurs so frequently without any apparent thought of the
necessity of justifying the procedure is--whether the position itself
be right or wrong--an illustration of the barriers offered by a foreign
language.
For the general reader who professes no acquaintance with the nature or
the viewpoint of psychological science, it may not be amiss to remark
that the author aims, in this book, to present, not a discussion of
the philosophical validity of ideas or of the ethical or religious
value of customs and institutions, but merely a descriptive account
of human development. The "Elements" is an attempt to answer the
question as to what beliefs and practices actually prevailed at the
various stages of human development and what psychological explanation
may be given of them. Such an investigation is quite distinct from an
inquiry as to whether these beliefs and practices are justifiable. It
is equally foreign, moreover, to the question as to whether the ideas
that are entertained may be held either to bring us into relation with
trans-subjective realities or to acquaint us with a truth that is, in
any significant sense, eternal. However sacred or profane, true or
delusional, experiences may be to the philosopher, the theologian, or
the man of practical affairs, to him who is psychologizing they all
alike are mental phenomena demanding, not evaluation, but observation,
analysis, and reduction to mental laws. Wundt explicitly emphasizes
the fact that his psychological account neither represents nor renders
unnecessary a philosophy of history; similarly, it may be added, the
present work is neither the equivalent nor the negation of ethics,
jurisprudence, theology, epistemology, or metaphysics. Nevertheless,
while the distinctions which we have suggested should be strictly kept
in mind, a just appreciation of the significance of such books as the
"Elements" demands that we recognize their notable value to all the
various philosophical disciplines. Works of this sort succeed above all
others in stimulating and sustaining a keen empirical interest on the
part of philosophy, and they supply the latter with a fund of carefully
selected and psychologically interpreted facts. Doubtless it is in
connection with ethics and the science of religion that these services
are most obvious. Even the epistemologist, however, will find much
that is suggestive in Wundt's account of the origin and development of
language, the characteristics and content of primitive thought, and
the relation of mythological and religious ideas to the affective and
conative life. That the _Völkerpsychologie_ may contribute largely
toward the solution of metaphysical problems has been strikingly
demonstrated by Professor Royce in his profound volumes on "The Problem
of Christianity."
The trials of the translator have been recounted too often any longer
to require detailed mention. President G. Stanley Hall has suggested
that the German proclivity to the use of long, involved sentences,
loaded with qualifying words and phrases, and with compounds and
supplementary clauses of every description, may perhaps be said to
have the merit of rendering language somewhat correspondent with the
actual course of thought. The significance of this statement can be
appreciated by no one quite so keenly as by a translator, for whom the
very fact which President Hall mentions causes many German sentences to
be objects of despair. In the present instance, the endeavour has been
to reproduce as faithfully as possible both the meaning and the spirit
of the original, while yet taking such liberties as seemed necessary
either to clarify certain passages or to avoid any serious offence to
the English language. In a number of cases, no absolutely satisfactory
equivalent of the German term seemed available. The very expression
'folk psychology,' for example, may scarcely be said to commend itself
in every respect. Its use seemed unescapable, however, in view of
the fact that the author, in his Introduction, expressly rejects the
terms _Sozialpsychologie_ and _Gemeinschaftspsychologie_ in favour of
_Völkerpsychologie. Bildende Kunst_ has been rendered 'formative art,'
not in the belief that this translation is wholly unobjectionable, but
because it seemed preferable to all possible alternatives, such as
'plastic,' 'shaping,' or 'manual' art. Those who are familiar with, or
who will take notice of, the very precise meaning which the present
author gives to the terms _Märchen, Sage, Legende,_ and _Mythus_ will
understand without explanation our frequent use of the word 'saga'
and the necessity of the term 'märchen' in the translation. Wundt has
always attached great significance to the distinctions which he has
drawn between the various forms of the myth, and, more especially,
to his contention that the earliest and, in a sense, the progenitor
of these was the märchen. The crying need of exact definition and
of clear thinking in a field so confused as that of mythology led
him, on one occasion, to enter a plea for a clear-cut and consistent
terminology such as that which he was attempting to maintain (_vide
Völkerpsychologie, Band V, Zweiter Teil, Zweite Auflage, s._ 33). In
this instance again, therefore, it seemed best to give to the author's
own terms a preference over words which, while more familiar to the
English reader, are less suited to convey the precise meaning intended.
The most pleasant of the translator's duties consists in acknowledging
the very material assistance which he has received from his wife, whose
preparation of an enlarged index for this English edition is but the
last of many services which she has rendered in connection with the
present undertaking.
EDWARD LEROY SCHAUB.
NORTHWESTERN UNIVERSITY,
EVANSTON, ILLINOIS,
_October_ 1915.
PREFACE
This volume pursues a different method, in its treatment of the
problems of folk psychology, from that employed in my more extensive
treatment of the subject. Instead of considering successively the main
forms of expression of the folk mind, the present work studies the
phenomena, so far as possible, synchronously, exhibiting their common
conditions and their reciprocal relations. Even while engaged on my
earlier task I had become more and more convinced that a procedure of
this latter sort was required as its supplement. Indeed, I believed
that the chief purpose of investigations in folk psychology must
be found in a synthetic survey. The first prerequisite of such a
survey is, of course, a separate examination of each of the various
fields. The history of the development of the physical organism aims
to understand not merely the genesis of the particular organs but
primarily their co-operation and the correlation of their functions. An
analogous purpose should underlie an account of the mental development
of any human community and, finally, of mankind itself. In addition to
the problem of the relations of the separate processes to one another,
however, we must in this case face also the broader question as to
whether or not mental development is at all subject to law. This it
is, therefore, that the sub-title of the present volume is intended to
suggest. That we can be concerned only with outlines, moreover, and not
with an exhaustive presentation of details, follows from the very fact
that our aim is a synthetic survey. An exhaustive presentation would
again involve us in a more or less detached investigation of single
problems. A briefer exposition, on the other hand, which limits itself
to arranging the main facts along lines suggested by the subject-matter
as a whole, is, without doubt, better adapted both to present a clear
picture of the development, and to indicate its general amenability to
law, the presence of which even the diversity of events cannot conceal.
This being my main purpose, I believed that I might at once reject
the thought of giving the various facts a proportionate degree of
attention. In the case of the better known phenomena, it appeared
sufficient to sketch their place in the general development. That
which was less familiar, however, or was still, perhaps, generally
unknown, seemed to me to require a more detailed discussion. Hence the
following pages deal at some length with the forms of original tribal
organization and of the consummation of marriage, with soul, demon, and
totem cults, and with various other phenomena of a somewhat primitive
culture. On the other hand, they describe in barest outline the social
movements that reach over into historical times, such as the founding
of States and cities, the origin of legal systems, and the like. No
inference, of course, should be drawn from this with regard to the
relative importance of the phenomena themselves. Our procedure, in this
matter, has been governed by practical considerations alone.
The above remark concerning the less familiar and that which is as yet
unknown, will already have indicated that folk psychology in general,
and particularly a history of development in terms of folk psychology,
such as this book aims to give, are as yet forced to rely largely
on suppositions and hypotheses, if they are not to lose the thread
that unites the details. Questions similar to the ones which we have
just mentioned regarding the beginnings of human society, or others,
which, though belonging to a later development, nevertheless still
fall within the twilight dawn of history--such, for example, as those
concerning the origin of gods and of religion, the development of myth,
the sources and the transformations in meaning of the various forms
of cult, etc.--are, of course, as yet largely matters of dispute. In
cases of this sort, we are for the most part dealing not so much with
facts themselves as with hypotheses designed to interpret facts. And
yet it must not be forgotten that folk psychology rests on precisely
the same experiential basis, as regards these matters, as do all other
empirical sciences. Its position in this respect is similar, more
particularly, to that of history, with which it frequently comes into
touch in dealing with these problems of origin. The hypotheses of folk
psychology never refer to a background of things or to origins that
are by nature inaccessible to experiential knowledge; they are simply
assumptions concerning a number of conjectured empirical facts that,
for some reason or other, elude positive detection. When, for example,
we assume that the god-idea resulted from a fusion of the hero ideal
with the previously existing belief in demons, this is an hypothesis,
since the direct transition of a demon into a god can nowhere be
pointed out with absolute certainty. Nevertheless, the conjectured
process moves on the factual plane from beginning to end. The same is
true, not merely of many of the problems of folk psychology, but in
the last analysis of almost all questions relating to the beginning
of particular phenomena. In such cases, the result is seldom based on
actually given data--these are inaccessible to direct observation,
leaving psychological probability as our only guide. That is to say,
we are driven to that hypothesis which is in greatest consonance with
the sum total of the known facts of individual and of folk psychology.
It is this empirical task, constituting a part of psychology and, at
the same time, an application of it, that chiefly differentiates a
psychological history of development, such as the following work aims
briefly to present, from a philosophy of history. In my opinion, the
basis of a philosophy of history should henceforth be a psychological
history of development, though the latter should not intrude upon the
particular problems of the former. The concluding remarks of our final
chapter attempt, in a few sentences, to indicate this connection of a
psychological history of development with a philosophy of historical
development, as it appears from the point of view of the general
relation of psychology to philosophical problems.
W. WUNDT.
LEIPZIG,
_March_ 31, 1912.
CONTENTS
TRANSLATOR'S PREFACE
PREFACE
INTRODUCTION History and task of folk psychology--Its relation
to ethnology--Analytic and synthetic methods of exposition--Folk
psychology as a psychological history of the development of
mankind--Division into four main periods.
CHAPTER I--PRIMITIVE MAN
1. THE DISCOVERY OF PRIMITIVE MAN Early philosophical
hypotheses--Prehistoric remains--Schweinfurth's discovery of the
Pygmies of the Upper Congo--The Negritos of the Philippines, the
inland tribes of Malacca, the Veddahs of Ceylon.
2. THE CULTURE OF PRIMITIVE MAN IN ITS EXTERNAL EXPRESSIONS Dress,
habitation, food, weapons--Discovery of bow and arrow--Acquisition
of fire--Relative significance of the concept 'primitive.'
3. THE ORIGIN OF MARRIAGE AND THE FAMILY Bachofen's "Mother-right"
and the hypothesis of an original promiscuity--Group-marriage and
the Malayan system of relationship--Erroneous interpretation of
these phenomena--Polygyny and polyandry--The monogamy of primitive
peoples.
4. PRIMITIVE SOCIETY The primitive horde--Its relation to the
animal herd--Single family and tribe--Lack of tribal organization.
5. THE BEGINNINGS OF LANGUAGE Languages of primitive tribes of
to-day--The gesture-language of the deaf and dumb, and of certain
peoples of nature--natural gesture-language--Its syntax--General
conclusions drawn from gesture-language.
6. THE THINKING OF PRIMITIVE MAN The Soudan languages as examples
of relatively primitive modes of thinking--The so-called 'roots'
as words--The concrete character of primitive thought--Lack of
grammatical categories--Primitive man's thinking perceptual.
7. EARLIEST BELIEFS IN MAGIC AND DEMONS Indefiniteness of the
concept 'religion'--Polytheistic and monotheistic theories of
the origin of religion--Conditions among the Pygmies--Belief
in magic and demons as the content of primitive thought--Death
and sickness--The corporeal soul--Dress and objects of personal
adornment as instruments of magic--The causality of magic.
8. THE BEGINNINGS OF ART The art of dancing among primitive
peoples--Its importance as a means of magic--Its accompaniment
by noise-instruments---The dance-song--The beginnings of
musical instruments--The bull-roarer and the rattle--Primitive
ornamentation--Relation between the imitation of objects and
simple geometrical drawings (conventionalization)--The painting of
the Bushmen--Its nature as a memorial art.
9. THE INTELLECTUAL AND MORAL CHARACTERISTICS OF PRIMITIVE
MAN Freedom from wants--Significance of isolation--Capacity
for observation and reflection--No inferiority as to original
endowment demonstrable--Negative nature of the morality of
primitive man--Dependence upon the environment.
CHAPTER II--THE TOTEMIC AGE
1. THE GENERAL CHARACTER OF TOTEMISM The word 'totem'--Its
significance for cult--Tribal organization and the institution of
chieftainship--Tribal wars--Tribal ownership of land--The rise of
hoe-culture and of the raising of domestic animals.
2. THE STAGES OF TOTEMIC CULTURE Australian culture--Its low level
of economic life--Its complicated tribal organization--Perfected
weapons--Malayo-Polynesian culture--The origin and migrations
of the Malays--Celestial elements in Malayo-Polynesian
mythology--The culture of the American Indians and its distinctive
features--Perfection of totemic tribal organization--Decline of
totem cults--African cultures--Increased importance of cattle
raising--Development of despotic forms of rulership--Survivals of
totemism in the Asiatic world.
3. TOTEMIC TRIBAL ORGANIZATION Similarity in the tribal
organizations of the Australians and the American Indians--Totem
groups as cult associations--Retrogression in America--The totem
animal as a coat of arms--The principle of dual division--Systems
consisting of two, four, and eight groups.
4. THE ORIGIN OF EXOGAMY Unlimited and limited exogamy--Direct
and indirect maternal or paternal descent--Effects upon
marriage between relatives--Hypotheses concerning the origin of
exogamy--Hygienic theory--Marriage by capture.
5. MODES OF CONTRACTING MARRIAGE Marriage by peaceful
capture within the same kinship group--Exogamous marriage by
barter--Marriage by purchase and marriage by contract--Survivals
of marriage by capture.
6. THE CAUSES OF TOTEMIC EXOGAMY Relation of clan division to
totem groups--Totem friendships--Parental and traditional totem
alliances--The rise of exogamy with direct and with indirect
maternal or paternal descent.
7. THE FORMS OF POLYGAMY Origin of group-marriage--Chief wife and
secondary wives--Polyandry and polygyny and their combination--The
prevalence and causes of these forms of marriage.
8. THE DEVELOPMENTAL FORMS OF TOTEMISM Two principles of
classification--Tribal and individual totemism--Conception
and sex totemism--Animal and plant totemism--Inanimate totems
(churingas)--Relation to ancestor worship and to fetishism.
9. THE ORIGIN OF TOTEMIC IDEAS Theories based on names--Spencer
and Lang--Frazer's theory of conception totemism as the origin of
totemism--The animal transformations of the breath soul--Relations
to soul belief--Soul animals as totem animals.
10. THE LAWS OF TABOO The concept 'taboo'--The taboo in Polynesia
--The taboo of mother-in-law and father-in-law--Connection with
couvade--The sacred and the impure--Rites of purification--Fire,
water, and magical transference.
11. SOUL BELIEFS OF THE TOTEMIC AGE The psyche as a breath and
shadow soul--Its relation to the corporeal soul--Chief bearers of
the corporeal soul--Modes of disposition of the dead.
12. THE ORIGIN OF THE FETISH Fetishes in totem cult--Attainment of
independence by fetishism--Fetishes as the earliest forms of the
divine image--Retrogressive development of cult objects--Fetish
cult as a cult of magic and demons--Amulet and talisman.
13. THE ANIMAL ANCESTOR AND THE HUMAN ANCESTOR The Mura-Mura
legends of the Australians--The animal ancestor--Transition to the
human ancestor--Relation to disposal of the corpse and to cults of
the dead--Surviving influences of totemism in ancestor cult.
14. THE TOTEMIC CULTS Customs relating to disposition of
the corpse and to sacrifices to the dead--Initiation into
manhood--Vegetation cults--Australian Intichiuma festivals--Cults
of the soil at the stage of hoe-culture--Underlying factor of
community of labour--Unification of cult purposes and their
combination with incipient deity cults.
15. THE ART OF THE TOTEMIC AGE Tatooing--Ceramics--Construction
of dwellings--Pole-houses--The ceremonial dance--Instruments of
concussion and wind Instruments--Cult-songs and work-songs--The
märchen-myth and its developmental forms.
CHAPTER III--THE AGE OF HEROES AND GODS
1. GENERAL CHARACTER OF THE HEROIC AGE Significance of the
individual personality--The hero an ideal human being, the god an
ideal hero--Changes in economic life and in society--The rise of
the State.
2. THE EXTERNAL CULTURE OF THE HEROIC AGE Folk migration and
the founding of States--Plough-culture--Breeding of domestic
animals--The wagon--The taming of cattle--The ox as a draught
animal--The production of milk--Relation of these achievements to
cult--Warfare and weapons--Rise of private property--Colonization
and trade.
3. THE DEVELOPMENT OF POLITICAL SOCIETY The place of the State
in the general development of society--The duodecimal and the
decimal systems in the organization of political society--The mark
community and military organization.
4. FAMILY ORGANIZATION WITHIN POLITICAL SOCIETY The joint
family--The patriarchal family--Paternal descent and paternal
dominance--Reappearance of the monogamous family.
5. THE DIFFERENTIATION OF CLASSES Common property and private
property--The conquering race and the subjugated population--
Distinction in rank and property--The influence of State and of
legal system.
6. THE DIFFERENTIATION OF VOCATIONS The priesthood as combining
class and vocation--Military and political activity--Agriculture
and the lower vocations---The gradual equalization of respect
accorded to vocations.
7. THE ORIGIN OF CITIES The original development of the
city--Castle and temple as the signs of a city--The guardian deity
of city and State--Secondary developments.
8. THE BEGINNINGS OF THE LEGAL SYSTEM Custom and law--Civil law as
the original province of law--Political and religious factors--The
council of elders and the chieftain--The arbitrator and the
appointed judge--The religious sanction of legal practices.
9. THE DEVELOPMENT OF PENAL LAW Blood revenge and its
replacement--Wergild--Right of sanctuary--Development of
imprisonment out of private custody of wrongdoer--The _Jus
Talionis_--Increase in complexity of rewards and punishments.
10. THE DIFFERENTIATION OF LEGAL FUNCTIONS Division of the
judicial function--Influence of social organization--Logical
classification of forms of the State lacking in genetic
significance--Development of constitutions out of history and
custom.
11. THE ORIGIN OF GODS Degeneration theories and developmental
theories--Hypotheses of an original monotheism or
polytheism--Theory based on nature-mythology--Demon theory of
Usener--Characteristics distinguishing the god from the demon and
the hero--The god as the result of a fusion of ideal hero and
demon.
12. THE HERO SAGA The hero of saga and the hero of märchen--The
purely mythical and the historical hero saga--Magic in märchen and
saga--The religious legend--The saint legend.
13. COSMOGONIC AND THEOGONIC MYTHS The gods as demoniacal
beings--Their struggle with the demons of earliest times--Myths of
creation--Sagas of flood and of universal conflagration--Myths of
world-destruction.
14. THE BELIEF IN SOULS AND IN A WORLD BEYOND Sequence of
ideas of the beyond--The spirit-village--The islands of
the blessed--Myths of the underworld--Distinction between
dwelling-places of souls--Elysium--The underworld and the
celestial regions--Purgatory--Cults of the beyond--The conception
of salvation--Transmigration of souls.
15. THE ORIGIN OF DEITY CULTS Relation of myth and cult--Religious
significance of cult--Vegetation cults--Union of cult
purposes--Mystery cults.
16. THE FORMS OF CULT PRACTICES Prayer--Conjuration and the prayer
of petition--Prayer of thanksgiving--Praise--The penitential
psalm--Sacrifice--Purpose of sacrifice originally magical--Jewish
peace-offering and sin-offering--Development of conception
of gift--Connection between value and sacrifice--Votive and
consecration gifts--Sacrifice of the first fruits--Sanctification
ceremonies--Means of lustration as means of sanctification--Water
and fire--Baptism and circumcision--Magical sanctification--Human
sacrifice as a means of sanctification.
17. THE ART OF THE HEROIC AGE Temple and palace--The human
figure as the subject of formative art--Art as generic and as
individualizing--The appreciation of the significant--Expression
of subjective mood in landscape painting--The epic--Its influence
upon the cult-song--The drama--Music as an accessory and as an
independent art.
CHAPTER IV--THE DEVELOPMENT TO HUMANITY
1. THE CONCEPT 'HUMANITY' Herder's idea of humanity as the goal of
history--The concepts 'mankind' and 'human nature'--Humanity as a
value-concept--The idea of a cultural community of mankind and its
developmental forms.
2. WORLD EMPIRES The empires of Egypt and of Western Asia--The
monarch as ruler of the world--The ruler as deity--Apotheosis
of deceased rulers--Underlying cause of formation of
empires--Disappearance of world empires from history.
3. WORLD CULTURE The world dominion of Alexander--Greek
as the universal language--Writing and speech as factors
of culture--Travel as symptomatic of culture--Hellenistic
world culture and its results--The culture of the
Renaissance--Cosmopolitanism and individualism.
4. WORLD RELIGIONS Unity of the world of gods--Cult of Æsculapius
and cults of the beyond--Their transition into redemption
cults--Buddhism and Christianity--Development of the idea of a
superpersonal deity--The incarnate god as the representative of
this deity--Three aspects of the concept 'representative.'
5. WORLD HISTORY Twofold significance of the concept
'history'--History as self-conscious experience--The rôle of
will in history--Prehistoric and historic periods--Influence of
world culture and world religions on the rise of the historical
consciousness--The philosophy of history--Its relation to a
psychological history of the development of mankind.
INDEX
ELEMENTS OF FOLK PSYCHOLOGY
INTRODUCTION
The word '_Völkerpsychologie_'(folk psychology) is a new compound in
our [the German] language. It dates back scarcely farther than to about
the middle of the nineteenth century. In the literature of this period,
however, it appeared with two essentially different meanings. On the
one hand, the term 'folk psychology' was applied to investigations
concerning the relations which the intellectual, moral, and other
mental characteristics of peoples sustain to one another, as well as
to studies concerning the influence of these characteristics upon the
spirit of politics, art, and literature. The aim of this work was a
characterization of peoples, and its greatest emphasis was placed on
those cultural peoples whose civilization is of particular importance
to us--the French, English, Germans, Americans, etc. These were the
questions of folk psychology that claimed attention during that period,
particularly, to which literary history has given the name "young
Germany." The clever essays of Karl Hillebrand on _Zeiten, Völker und
Menschen_ (collected in eight volumes, 1885 ff.) are a good recent
example of this sort of investigation. We may say at the outset that
the present work follows a radically different direction from that
pursued by these first studies in folk psychology.
Practically coincident with the appearance of these earliest studies,
however, was a radically different use of the term 'folk psychology.'
The mental sciences began to realize the need of a psychological
basis; where a serviceable psychology did not exist, they felt it
necessary to establish an independent psychological foundation for
their work. It was particularly in connection with the problems of
philology and mythology, and at about the middle of the century, that
the idea gradually arose of combining into a unified whole the various
results concerning the mental development of man as severally viewed
by language, religion, and custom. A philosopher and a philologist,
Lazarus and Steinthal, may claim credit for the service of having
introduced the term 'folk psychology' to designate this new field of
knowledge. All phenomena with which mental sciences deal are, indeed,
creations of the social community. Language, for example, is not the
accidental discovery of an individual; it is the product of peoples,
and, generally speaking, there are as many different languages as there
are originally distinct peoples. The same is true of the beginnings of
art, of mythology, and of custom. The natural religions, as they were
at one time called, such as the religions of Greece, Rome, and the
Germanic peoples, are, in truth, folk religions; each of them is the
possession of a folk community, not, of course, in all details, but in
general outline. To us this fact has come to appear somewhat strange,
because in our age these universal mental creations have already long
transcended the limits of a single people. Though this is true, it does
not imply that the folk community is not really the original source
of these mental creations. Now, in the works of Lazarus and Steinthal
and in the _Zeitschrift für Völkerpsychologie und Sprachwissenschaft_
edited by them and appearing in twenty volumes from 1860 on, the
conception had not as yet, it is true, received the precise definition
that we must give it to-day. Nevertheless, a beginning was made, and
the new venture was successfully launched along several different
lines. Some uncertainty still prevailed, especially with regard to the
relation of these studies to philosophy, and as to the method which
psychology must follow when thus carried over into a new field. It was
only gradually, as the psychological point of view gained ground in the
special fields of research, that this condition was improved. To-day,
doubtless, folk psychology may be regarded as a branch of psychology
concerning whose justification and problem there can no longer be
dispute. Its problem relates to those mental products which are created
by a community of human life and are, therefore, inexplicable in
terms merely of individual consciousness, since they presuppose the
reciprocal action of many. This will be for us the criterion of that
which belongs to the consideration of folk psychology. A language can
never be created by an individual. True, individuals have invented
Esperanto and other artificial languages. Unless, however, language
had already existed, these inventions would have been impossible.
Moreover, none of these languages has been able to maintain itself,
and most of them owe their existence solely to elements borrowed from
natural languages. How, again, could a religion have been created by
an individual? There have, indeed, been religions whose founders were
individual men: for example, Christianity, Buddhism, and Islamism. But
all these religions rest on earlier foundations; they are elaborations
of religious motives arising within particular folk communities.
Thus, then, in the analysis of the higher mental processes, folk
psychology is an indispensable supplement to the psychology of
individual consciousness. Indeed, in the case of some questions the
latter already finds itself obliged to fall back on the principles
of folk psychology. Nevertheless, it must not be forgotten that just
as there can be no folk community apart from individuals who enter
into reciprocal relations within it, so also does folk psychology, in
turn, presuppose individual psychology, or, as it is usually called,
general psychology. The former, however, is an important supplement to
the latter, providing principles for the interpretation of the more
complicated processes of individual consciousness. It is true that the
attempt has frequently been made to investigate the complex functions
of thought on the basis of mere introspection. These attempts,
however, have always been unsuccessful. Individual consciousness is
wholly incapable of giving us a history of the development of human
thought, for it is conditioned by an earlier history concerning which
it cannot of itself give us any knowledge. For this reason we must
also reject the notion that child psychology can solve these ultimate
problems of psychogenesis. Among cultural peoples, the child is
surrounded by influences inseparable from the processes that arise
spontaneously within its own consciousness. Folk psychology, however,
in its investigation of the various stages of mental development still
exhibited by mankind, leads us along the path of a true psychogenesis.
It reveals well-defined primitive conditions, with transitions leading
through an almost continuous series of intermediate steps to the more
developed and higher civilizations. Thus, folk psychology is, in an
important sense of the word, _genetic psychology_.
In view of the general nature of the task of the science, objection
has sometimes been raised to its being called folk psychology. For,
the study is concerned, not merely with peoples but also with more
restricted, as well as with more comprehensive, social groups. Family,
group, tribe, and local community, for example, are more restricted
associations; on the other hand, it is to the union and reciprocal
activity of a number of peoples that the highest mental values and
attainments owe their origin, so that, in this case, folk psychology
really becomes a psychology of mankind. But it is self-evident that, if
it is not to fade into indefiniteness, a term such as 'folk psychology'
must be formulated with reference to the most important conception
with which it has to deal. Moreover, scarcely any of the proposed
emendations are practicable. '_Gemeinschaftspsychologie_' (community
psychology) may easily give rise to the misconception that we are
concerned primarily with such communities as differ from the folk
community; _Sozialpsychologie_ (social psychology) at once reminds us
of modern sociology, which, even in its psychological phases, usually
deals exclusively with questions of modern cultural life. In an account
of the total development of mental life, however--and this is the
decisive consideration--the 'folk' is the most important collective
concept and the one with which all others are associated. The 'folk'
embraces families, classes, clans, and groups. These various
communities are not excluded from the concept 'folk,' but are included
within it. The term 'folk psychology' singles out precisely the folk
as the decisive factor underlying the fundamental creations of the
community.
When this point of view is taken, the question, of course, arises
whether the problem thus assigned to folk psychology is not already
being solved by ethnology, the science of peoples, or whether it ought
not to be so solved. But it must be borne in mind that the greatly
enlarged scope of modern ethnology, together with the increased
number and the deepened character of its problems, necessarily
precludes such a psychological investigation as falls to the task of
folk psychology. I may here be allowed to refer to one who, perhaps
more than any other recent geographer, has called attention to this
extension of ethnological problems--Friedrich Ratzel. In his treatise
on anthropography and in a number of scattered essays on the cultural
creations of peoples, Ratzel has shown that ethnology must not only
account for the characteristics and the habitats of peoples, but
must also investigate how peoples originated and how they attained
their present physical and mental status. Ethnology is the science
of the origin of peoples, of their characteristics, and of their
distribution over the earth. In this set of problems, psychological
traits receive a relatively subordinate place. Apparently insignificant
art products and their modifications may be of high importance in the
determination of former migrations, fusions, or transferences. It is
in this way that ethnology has been of valuable service to history,
particularly in connection with prehistoric man. The central problem
of ethnology concerns not only the present condition of peoples, but
the way in which they originated, changed, and became differentiated.
Folk psychology must be based on the results of ethnology; its own
psychological interest, however, inclines it to the problem of mental
development. Though of diverse origins, peoples may nevertheless
belong to the same group as regards the mental level to which they
have attained. Conversely, peoples who are ethnologically related
may, psychologically speaking, represent very different stages of
mental culture. The ethnologist, for example, regards the Magyars and
the Ostiaks of Obi as peoples of like origin. Psychologically, they
belong to different groups: the one is a cultural people, the other
is still relatively primitive. To the folk psychologist, however,
'primitive' always means the psychologically primitive--not that which
the ethnologist regards as original from the point of view of the
genealogy of peoples. Thus, folk psychology draws upon ethnology, while
the latter, in turn, must invoke the aid of the former in investigating
mental characteristics. The problems of the two sciences, however, are
fundamentally different.
In fulfilling its task, folk psychology may pursue different
methods. The course that first suggests itself is to single out one
important phenomenon of community life after another, and to trace
its development after the usual pattern of general psychology in its
analysis of individual consciousness. For example, an attempt is made
to trace the psychological development of language by the aid of the
facts of linguistic history. This psychology of language is then
followed by a study of the development of art, from its beginnings
among primitive races down to its early manifestations among cultural
peoples, at which point its description is taken up by the history
of art. Myth and religion are similarly investigated as regards the
development of their characteristics, their reciprocal relations, etc.
This is a method which considers in longitudinal sections, as it were,
the total course of the development described by folk psychology.
For a somewhat intensive analysis this is the most direct mode of
procedure. But it has the objection of severing mental development into
a number of separate phases, whereas in reality these are in constant
interrelation. Indeed, the various mental expressions, particularly
in their earlier stages, are so intertwined that they are scarcely
separable from one another. Language is influenced by myth, art is
a factor in myth development, and customs and usages are everywhere
sustained by mythological conceptions.
But there is also a second path of investigation, and it is this
which the present work adopts. It consists--to retain the image used
above--in taking transverse instead of longitudinal sections, that
is, in regarding the main stages of the development with which folk
psychology is concerned in their sequence, and each in the total
interconnection of its phenomena. Our first task, then, would be
the investigation of _primitive man_. We must seek a psychological
explanation of the thought, belief, and action of primitive man on
the basis of the facts supplied by ethnology. As we proceed to more
advanced stages, difficulties may, of course, arise with regard to
the delimitation of the various periods; indeed, it will scarcely be
possible to avoid a certain arbitrariness, inasmuch as the processes
are continuous. The life of the individual person also does not fall
into sharply distinct periods. Just as childhood, youth, and manhood
are stages in a continuous growth, so also are the various eras in the
development of peoples. Yet there are certain ideas, emotions, and
springs of action about which the various phenomena group themselves.
It is these that we must single out if the content of folk psychology
is to be classified, with any measure of satisfaction, according to
periods. Moreover, it should be particularly noticed that, in starting
our discussion with primitive man, as we naturally must, the term
'primitive' is to be taken relatively, as representing the lowest
grade of culture, particularly of mental culture. There is no specific
ethnological characteristic that distinguishes this primitive stage
from those that are more advanced; it is only by reference to a number
of psychological traits, such as are indicative of the typically
original, that we may determine that which is primitive. Bearing in
mind this fact, we must first describe the external traits of primitive
culture, and then consider the psychological factors of primitive life.
Of the second period in the development of civilization, we may
safely say that in many respects it represents a newly discovered
world. Historical accounts have nothing, to say concerning it. Recent
ethnology alone has disclosed the phenomena here in question, having
come upon them in widely different parts of the earth. This period
we will call the _totemic age_. The very name indicates that we are
concerned with the discovery of a submerged world. The word 'totem,'
borrowed from a distant American tongue, proves by its very origin
that our own cultural languages of Europe do not possess any word
even approximately adequate to designate the peculiar character of
this period. If we would define the concept of totemism as briefly
as possible, it might perhaps be said to represent a circle of ideas
within which the relation of animal to man is the reverse of that
which obtains in present-day culture. In the totemic age, man does not
have dominion over the animal, but the animal rules man. Its deeds
and activities arouse wonder, fear, and adoration. The souls of the
dead dwell within it; it thus becomes the ancestor of man. Its flesh
is prohibited to the members of the group called by its name, or,
conversely, on ceremonial occasions, the eating of the totem-animal
may become a sanctifying cult activity. No less does the totemic idea
affect the organization of society, tribal division, and the forms
of marriage and family. Yet the elements that reach over from the
thought-world of this period into later times are but scanty fragments.
Such, for example, are the sacred animals of the Babylonians,
Egyptians, and other ancient cultural peoples, the prophetic
significance attached to the qualities or acts of animals, and other
magical ideas connected with particular animals.
Totemic culture is succeeded--through gradual transitions--by a _third_
period, which we will call the _age of heroes and gods_. Initial steps
towards the latter were already taken during the preceding period,
in the development of a rulership of individuals within the tribal
organization. This rulership, at first only temporary in character,
gradually becomes permanent. The position of the chieftain, which
was of only minor importance in the totemic age, gains in power when
the tribal community, under the pressure of struggles with hostile
tribes, assumes a military organization. Society thus develops into the
_State_. War, as also the guidance of the State in times of peace,
calls out men who tower far above the stature of the old chieftains,
and who, at the same time, are sharply distinguished from one another
through qualities that stamp them as typical personalities. In place of
the eldest of the clan and the tribal chieftain of the totemic period,
this new age gives rise to the _hero_. The totemic age possesses
only fabulous narratives; these are credited myths dealing, not
infrequently, with animal ancestors who have introduced fire, taught
the preparation of food, etc. The hero who is exalted as a leader in
war belongs to a different world, a world faithfully mirrored in the
heroic song or epic. As regards their station in life, the heroes of
Homer are still essentially tribal chieftains, but the enlarged field
of struggle, together with the magnified characteristics which it
develops, exalt the leader into a hero. With the development of poetry,
the forms of language also become modified and enriched. The epic is
followed by formative and dramatic art. All this is at the same time
closely bound up with the origin of the State, which now displaces
the more primitive tribal institutions of the preceding period. When
this occurs, different customs and cults emerge. With national heroes
and with States, national religions come into being; and, since these
religions no longer direct the attention merely to the immediate
environment, to the animal and plant world, but focus it primarily upon
the heavens, there is developed the idea of a higher and more perfect
world. As the hero is the ideal man, so the god becomes the ideal hero,
and the celestial world, the ideally magnified terrestrial world.
This era of heroes and gods is finally succeeded by a _fourth_
period. A national State and a national religion do not represent the
permanent limits of human striving. National affiliations broaden into
humanistic associations. Thus there begins a development in which we
of the present still participate; it cannot, therefore, be referred to
otherwise than as an age that is coming to be. We may speak merely of
an advance _toward_ humanity, not of a development _of_ humanity. This
advance, however, begins immediately with the fall of the barriers
that divide peoples, particularly with regard to their religious
views. For this reason, it is particularly the transcendence of the
more restricted folk circle on the part of religions that constitutes
one of the most significant events of mental history. The national
religions--or, as they are generally, though misleadingly, called, the
natural religions--of the great peoples of antiquity begin to pass
beyond their original bounds and to become religions of humanity.
There are three such world religions--Christianity, Islamism, and
Buddhism--each of them adapted in character and history to a particular
part of mankind. This appears most clearly in the contrast between
Christianity and Buddhism, similar as they are in their endeavour to
be world religions. The striving to become a world religion, however,
is also a symptomatic mental phenomenon, paralleled externally by the
extension of national States beyond the original limits set for them
by the tribal unit. Corresponding to this expansion, we find those
reciprocal influences of cultural peoples in economic life, as well as
in custom, art, and science, which give to human society its composite
character, representing a combination of national with universally
human elements. Hellenism and the Roman Empire afford the first and,
for Occidental mental development, the most important manifestations of
these phenomena. How immense is the chasm between the secret barter of
primitive man who steals out of the primeval forest by night and lays
down his captured game to exchange it, unseen by his neighbours, for
implements and objects of adornment, and the commerce of an age when
fleets traverse the seas, and eventually ships course through the air,
uniting the peoples of all parts of the world into one great commercial
community! We cannot undertake to delineate all aspects of this
development, for the latter includes the entire history of mankind.
Our concern is merely to indicate the outstanding psychological
factors fundamental to the progression of the later from that which
was original, of the more perfect from the primitive, partly under the
pressure of external conditions of life and partly as a result of man's
own creative power.
CHAPTER I
PRIMITIVE MAN
1. THE DISCOVERY OF PRIMITIVE MAN.
Who is the primitive man? Where is he to be found? What are his
characteristics? These are the important questions which here at
once confront us. But they are questions to which, strangely enough,
the answer has, up to very recent times, been sought, not in the
facts of experience, history, or ethnology, but purely by the path
of speculation. At the outset the search was not, for the most part,
based on investigations of primitive culture itself, but took as
its starting-point contemporary culture and present-day man. It was
primarily by means of an abstract opposition of culture to nature
that philosophy, and even anthropology, constructed natural man. The
endeavour was not to find or to observe, but to _invent_ him. It was
simply by antithesis to cultural man that the image of natural man took
shape; the latter is one who lacks all the attainments of culture.
This is the negative criterion by means of which the philosophy of the
Enlightenment, with its conceited estimate of cultural achievements,
formed its idea of primitive man. Primitive man is the savage; the
savage, however, is essentially an animal equipped with a few human
qualities, with language and a fragment of reason just sufficient to
enable him to advance beyond his deplorable condition. Man in his
natural state, says Thomas Hobbes, is toward man as a wolf. He lives
with his fellow-beings as an animal among animals, in a struggle for
survival. It is the contrast of wild nature with peaceful culture,
of ordered State with unorganized herd or horde, that underlies this
conception.
But this antithesis between the concepts of culture and of nature,
as objectively considered, is not the only factor here operative;
even more influential is the contrast between the subjective moods
aroused by the actual world and by the realm disclosed by imagination
or reason. Hence it is that the repelling picture of primitive man is
modified as soon as the mood changes. To an age that is satiated with
culture and feels the traditional forms of life to be a burdensome
constraint, the state of nature becomes an ideal once realized in a
bygone world. In contrast to the wild creature of Thomas Hobbes and his
contemporaries, we have the natural man of Jean Jacques Rousseau. The
state of nature is a state of peace, where men, united in love, lead a
life that is unfettered and free from want.
Alongside of these constructions of the character of natural man,
however, there early appeared a different method of investigation,
whose aim it was to adhere more closely to empirical facts. Why should
we not regard those of our human institutions which still appear to be
a direct result of natural conditions as having existed in the earliest
period of our race? Marriage and the family, for example, are among
such permanent cultural institutions, the one as the natural union of
the sexes, the other as its necessary result. If marriage and family
existed from the beginning, then all culture has grown out of the
extension of these primitive associations. The family first developed
into the patriarchal joint family; from this the village community
arose, and then, through the union of several village communities, the
State. The theory of a natural development of society from the family
was first elaborated by Aristotle, but it goes back in its fundamental
idea to legend and myth. Peoples frequently trace their origin to an
original pair of ancestors. From a single marriage union is derived the
single tribe, and then, through a further extension of this idea, the
whole of mankind. The legend of an original ancestral pair, however, is
not to be found beyond the limits of the monogamous family. Thus, it
is apparently a projection of monogamous marriage into the past, into
the beginnings of a race, a tribe, or of mankind. Wherever, therefore,
monogamous marriage is not firmly established, legend accounts for the
origin of men and peoples in various other ways. It thinks of them as
coming forth from stones, from the earth, or from caverns; it regards
animals as their ancestors, etc. Even the Greek legend of Deukalion and
Pyrrha contains a survival of such an earlier view, combined with the
legend of an original ancestral pair. Deukalion and Pyrrha throw stones
behind them, from which there springs a new race of men.
The thought of an original family, thus, represents simply a projection
of the present-day family into an inaccessible past. Clearly,
therefore, it is to be regarded as only an hypothesis or, rather,
a fiction. Without the support which it received from the Biblical
legend, it could scarcely have maintained itself almost down to the
present, as it did in the patriarchal theory of the original state
of man to which it gave rise. The Aristotelian theory of the gradual
origin of more comprehensive organizations, terminating in the State,
is no less a fiction; the social communities existing side by side in
the period of Greece were arbitrarily represented as having emerged
successively in the course of history. Quite naturally, therefore, this
philosophical hypothesis, in common with the corresponding legend of
the original family, presupposes primitive man to have possessed the
same characteristics as the man of to-day. Thus, it gives no answer at
all to the question concerning the nature of this primitive man.
When, therefore, modern anthropology made the first attempt to answer
this question on the basis of empirical facts, it was but natural to
assume that the characteristics of original man were not to be learned
from a study of existing peoples, nor, indeed, from history, but that
the data for the solution of the problem were of a _prehistoric_
nature, to be found particularly in those human remains and those
products of man's activity that have been preserved in the strata of
the earth's crust. What we no longer find _on_ the earth, so it was
held, we must seek _under_ the earth. And thus, about six decades
ago, _prehistoric anthropology_ began to gather material, and this
has gradually grown to a considerable bulk. Upon the completion of
this task, however, it appeared, as might, of course, have been
expected, that psychology could gain but little in this way. The only
source from which it might derive information lay in the exhumed
objects of art. Then, however, the very disappointing discovery was
made that, as regards implements of stone, drawings on the walls of
caves which he inhabited, and pictures cut into horn or bone, the
artistic achievements of the man of diluvial times did not differ
essentially from those of the present-day savage. In so far as physical
characteristics are concerned, however, the discovered remains of
bones seemed to point to certain differences. While these differences,
of course, were incapable of establishing any direct psychological
conclusions, the fact that the measurements of the skeletal parts
more closely resembled those of animals, and, in particular, that the
measurements of the interior of the skull were smaller than those of
the savages of our own time, offered indirect evidence of a lower
development. Because of the close relation of cranial capacity to size
of brain, moreover, a lower degree of intelligence was also indicated.
Nevertheless, the remains that have been brought to light have not
as yet led to any indubitable conclusions. There have been fairly
numerous discoveries pointing to races that resemble the lower tribes
among contemporary peoples, and but a few cases in which uncertainty
is possible, and concerning which, therefore, there exists a conflict
of opinions. A typical instance is the history of one of the first
discoveries made in Europe of the remains of a prehistoric man. It was
in 1856, in German territory, that there was discovered, in a grotto or
cave in the Neander valley, near Duesseldorf, a very remarkable skull,
though only, of course, the bones of the cranium and not the facial
bones. All were at once agreed that these were the remains of a very
primitive man. This was indicated particularly by characteristics which
are still to be found, though scarcely in so pronounced a form, among
certain lower races of men. Of special significance were the strongly
developed, prominent bone-elevations above the eye-sockets. Some of the
investigators believed that the long-sought '_homo primigenius_' had
perhaps at last been discovered. It was generally agreed that the form
of the skull resembled most closely that of the modern Australian. In
more recent years, however, anthropologists have developed somewhat
more exact methods of measurement and of the reconstruction of a
skeleton from parts only incompletely given. When Hermann Klaatsch,
equipped with this knowledge, carried out such a reconstruction of the
Neanderthal skull, he came upon the surprising fact that its capacity
was somewhat greater than that of the present-day Australian. Little
as this tells us concerning the actual intelligence of these primitive
men, it nevertheless clearly indicates how uncertain the conclusions
of prehistoric anthropology still are. A number of other recent
discoveries in Germany, France, and elsewhere, have proved that several
prehistoric races of men once lived in Europe. Some of these, no doubt,
date back far beyond the last glacial period, and perhaps even beyond
the period preceding this, for we now know that several glacial periods
here succeeded one another. Nevertheless, no important divergencies
from still existent races of men have been found. This, of course,
does not imply that no differences exist; it means merely that none
has as yet been positively detected, and that therefore the anatomy of
prehistoric man can give us no information concerning the psychological
aspect of the question regarding the nature of primitive man.
Considerably more light is thrown on this question when we examine the
products of human activity, such as implements, weapons, and works of
art. Traces of man, in the form of objects hammered out of flint and
shaped into clubs, chisels, knives, and daggers, capable of serving
as implements of daily use no less than as weapons, are to be found
as far back as the first diluvian epoch, and, in their crudest forms,
perhaps even as early as the tertiary period. The more polished
objects of similar form belong to a later age. Still more remarkable
are the works of art--in particular, the cave pictures of prehistoric
animals, such as the cave bear and the mammoth. Nevertheless, none of
these achievements is of such a nature as to afford positive evidence
of a culture essentially different from, or lower than, that of the
primitive man of to-day. Two outstanding facts, especially, make a
comparison difficult. On the one hand, wood plays an important rôle
in the life of modern primitive man, being used for the construction
of tools, weapons, and, in part, also of baskets and vessels. But the
utensils of wood that may have existed in prehistoric times could not
have withstood the destructive forces of decomposition and decay. All
such utensils, therefore, that prehistoric man may have possessed have
been lost. Thus, for example, it will be difficult ever to ascertain
whether or not he was familiar with the bow and arrow, since the arrow,
as well as the bow, was originally made of wood. Secondly, there is at
the present time no primitive tribe, however much shut off from its
more remote environment, into which barter, which is nowhere entirely
absent, may not introduce some objects representing a higher form of
civilization, particularly metals and metal implements. If, however, we
bear in mind that, in the one case, products have suffered destruction
and that, in the other, articles have been introduced from without, the
impression made by prehistoric utensils and products of art--aside from
certain doubtful remains dating back beyond the diluvial epoch--is not
essentially different from that made by the analogous products of the
Negritos of the Philippines or the inland tribes of Ceylon. Though the
material of which the implements are constructed differs, the knives,
hammers, and axes in both instances possess the usual form. Thus, the
wooden knife which the Veddah of Ceylon still carves out of bamboo
is formed precisely like some of the stone knives of the diluvial
period. We find a similar correspondence when we examine the traces of
dwellings and decorations that have been preserved, as well as certain
remains that throw light upon customs. The oldest prehistoric people
of Europe dwelt in caves, just as the primitive man of the tropics
does to-day in the rainy season. In a rock cavern near Le Moustier,
in France, there was discovered a skeleton whose crouching position
points to a mode of burial still prevalent among primitive peoples,
and one which is doubtless always a fairly positive indication of a
belief in demons such as arises in connection with the impression
made by death. The dead person is bound in the position that will
best prevent his return. Thus, all these prehistoric remains suggest
a culture similar to that of primitive tribes of to-day. But, just
because they reveal conditions not essentially different from those
of the present, these remains make another important contribution to
our knowledge of primitive man. They indicate the great stability of
primitive culture in general, and render it probable that, unless there
are special conditions making for change, such as migrations and racial
fusions, the stability increases in proportion to the antiquity. Though
this may at first glance seem surprising, it becomes intelligible
when we consider that isolation from his surroundings is an important
characteristic of primitive man. Having very little contact with other
peoples, he is in no wise impelled to change the modes of action to
which his environment has led him from immemorial times.
Thus, the correspondence of the prehistoric with that which is
to-day primitive indicates a high degree of permanence on the part
of primitive culture. But, even apart from this consideration, it is
apparent that we must really seek primitive man in the inhabited world
of the present, since it is here alone that we can gain a relatively
accurate knowledge of his characteristics. Our information concerning
primitive man, therefore, must be derived from ethnology. We must not
seek him _under_ the earth, but _on_ the earth. Just where, however,
is he to be found? For decades the natives of Australia were believed
to represent a perfect example of primitive culture. And, as a matter
of fact, their material culture and some of their mythological
ideas still seem to be of a very primitive character. Because of
the conjecture that it was here dealing with a relatively primitive
type of man, modern anthropology has for two decades applied itself
with great partiality to the study of Australian tribes. English and
German investigators have given us many works, some of them excellent,
treating of the continent of Australia, which appears almost as unique
with respect to its population as in its flora and its fauna. From
these investigations, however, which are reported particularly in
the volume by Howitt published in 1900, in the works of Spencer and
Gillen, and, finally, in those of Strehlow, a German missionary, it
is apparent that the Australian culture is anything but primitive: it
represents, rather, a stage of development already somewhat advanced.
In certain respects, indeed, it may contain very primitive elements,
such as are not to be found even among tribes that are, on the whole,
on a lower level. Australian culture, however, possesses an enormously
complex social organization, and this places it above that which may
be called primitive. In its present form, it presupposes a development
of probably thousands of years. Assuredly, therefore, the Australian
should not be included in a chapter on primitive man. He will rather
claim our attention in the next chapter, as a well-defined type of
the totemic age. Indeed, he is beginning, in part, to lose even the
characteristics of this age, mainly, no doubt as a result of racial
fusion, whose influence is here also in evidence.
Although the races of Australia are unquestionably not primitive, as
was formerly believed and is still held in certain quarters, there are
other parts of the earth which, in all probability, really harbour
men who are primitive in that relative sense of the term which alone,
of course, we are justified in using. If one were to connect the
discovery of this primitive man with any single name, the honour would
belong to a German traveller and investigator, George Schweinfurth.
He was the first to discover a really primitive tribe--that is, one
which remained practically untouched by external cultural influences.
When Schweinfurth, sailing up the Upper Nile in 1870, listened to the
narratives of the Nubian sailors in charge of his boat, he repeatedly
heard accounts of a nation of dwarfs, of people two feet tall (so the
exaggerated reports went), living in the impenetrable forests beyond
the great lakes which constitute the source of the Nile. Schweinfurth
was at once reminded of the old legends regarding pygmies. Such legends
are mentioned even by Homer and are introduced also into the writings
of Herodotus and of Aristotle. Aristotle, indeed, expressly says that
these dwarf peoples of Central Africa exist in reality, and not merely
in tales. When Schweinfurth arrived in the country of the Monbuttus,
he was actually fortunate enough to gain sight of these pygmies. It is
true, they did not exactly correspond to the fantastic descriptions
of the sailors--descriptions such as are current here and there even
to-day. The sailors represented the pygmies as having long beards,
reaching to the earth, and gigantic heads; in short, they imputed to
them the characteristics of the dwarf gnome, who appears also in German
folk-lore. In reality, it was found that the pygmies are, indeed,
small--far below the average normal size of man--but that they are of
excellent proportions, have small heads, and almost beardless faces.
Subsequent to Schweinfurth's discovery, similar tribes were found in
various parts of the earth. Emin Pasha, together with his companion
Stuhlmann, had the good fortune to be able to observe the pygmies of
the Congo more closely even than had been possible for Schweinfurth. In
the Negritos of the Philippines a similar dwarf people was discovered.
They also are of small stature, and, according to their own belief
and that of the neighbouring Malays, are the original inhabitants of
their forests. Besides these, there are the inland tribes of the Malay
Peninsula, the Semangs and Senoi, and, finally, the Veddahs of Ceylon,
studied particularly by the cousins Paul and Fritz Sarasin. All of the
peoples just mentioned live in forests and have probably been isolated
from civilization for thousands of years. The Bushmen of South Africa,
of whom we have long known, also belong to this group, although they
have not to the same extent been free from the influence of surrounding
peoples. In all these cases we have to do with tribes which at one time
probably occupied wider territories, but which have now been crowded
back into the forest or wilderness. In addition to these tribes,
furthermore, there are remnants of peoples in Hindustan, in Celebes,
Sumatra, the Sunda Islands, etc. Concerning these, however, we as yet
have little knowledge. In some respects, doubtless, the inhabitants of
the Andaman Islands should also be here included, although they cannot,
on the whole, be regarded as primitive in the strict sense of the word.
This is precluded by their external culture, and especially by their
legends, the latter of which point to the influence of Asiatic culture.
Observations of these relatively most primitive tribes--and this is
especially worth noting---show them to be remarkably similar. If we
read a description of the characteristics, habits, and customs of
the Negritos of the Philippines and then pass on to the Malaccans,
to the Semangs and Senoi, or, further, to the Veddahs of Ceylon,
we constantly meet with almost the same phenomena, there being but
slight differences depending on the specific character of the natural
environment. We are thus in possession of data that are now observable.
The statements and conclusions which these enable us to make are more
than mere speculations with regard to the past; and they are more than
inferences drawn from the silent fragments of the bones and from a
few of the art products of primitive man. According as the phenomena
are simpler in character and require fewer antecedent conditions for
their explanation, may we be confident that we are really dealing with
primitive conditions. This in itself implies that the criteria of
primitive culture are essentially _psychological_ in nature, and that
racial characteristics and original tribal relationships are probably
negligible so far as this question is concerned. A culture would be
absolutely primitive if no antecedent mental development whatsoever
could be presupposed. Such an absolute concept can never be realized
in experience, here any more than elsewhere. We shall, therefore,
call that man primitive in the relative sense of the term--our only
remaining alternative--whose culture approximates most nearly to
the lowest mental achievements conceivable within the limits of
universal human characteristics. The most convenient measure of these
achievements, and the one lying nearest at hand, is that afforded by
_external_ culture, as expressed in dress, habitation, and food, in
self-made implements, weapons, and other productions serving to satisfy
the most urgent needs of life.
2. THE CULTURE OF PRIMITIVE MAN IN ITS EXTERNAL EXPRESSIONS.
Following the above-mentioned criteria as to what may be regarded as
primitive, the question concerning the external culture of primitive
man may, in general, be briefly answered. Of dress there are only
meagre beginnings: about the loins a cord of bast, to which twigs
of trees are attached to cover the genitals--that is generally all,
unless, through secret barter with neighbouring peoples, cotton
goods, leather, and the like, have been imported. As regards personal
decoration, conditions are much the same. On the next stage of
development, the totemic, there is, as we shall later see, a desire for
lavish decoration, especially as regards the adornment of the body by
painting and tatooing. Little of this, however, is to be found among
primitive tribes, and that which exists has probably been introduced
from without. Some examples of such decoration are the scanty tatooing
in single lines, the painting of the face with several red and white
dots, and the wooden plug bored through the bridge of the nose. The
Negritos of the Philippines bore holes through their lips for the
insertion of a row of blades of grass. Other decorations found are
necklaces and bracelets, fillets, combs, hair ornaments made of twigs
and flowers, and the like.
What is true of his dress holds also of the dwelling of primitive man.
Everything indicates that the first permanent dwelling was the cave.
Natural caves in the hillsides, or, less frequently, artificially
constructed hollows in the sand, are the places of refuge that
primitive man seeks when the rainy season of the tropics drives him
to shelter. During the dry season, no shelter at all is necessary; he
makes his bed under a tree, or climbs the tree to gain protection from
wild animals. Only in the open country, under the compulsion of wind
and rain, does he construct a wind-break of branches and leaves after
the pattern supplied by nature in the leafy shelter of the forest. When
the supports of this screen are inclined toward one another and set up
in a circle, the result is the original hut.
Closely connected with the real dwelling of primitive man, the cave,
are two further phenomena that date back to earliest culture. As his
constant companion, primitive man has a single animal, the _dog_,
doubtless the earliest of domestic animals. Of all domestic animals
this is the one that has remained most faithful to man down to the
present time. The inhabitant of the modern city still keeps a dog
if he owns any domestic animal at all, and as early as primitive
times the dog was man's faithful companion. The origin of this first
domestic animal remains obscure. The popular notion would seem to be
that man felt the need of such a companion, and therefore domesticated
the dog. But if one calls to mind the dogs that run wild in the
streets of Constantinople, or the dog's nearest relative, the wolf,
one can scarcely believe that men ever had a strong desire to make
friends of these animals. According to another widely current view,
it was man's need of the dog as a helper in the chase that led to its
domestication. But this also is one of those rationalistic hypotheses
based on the presupposition that man always acts in accordance with a
preconceived plan, and thus knew in advance that the dog would prove a
superior domestic animal, and one especially adapted to assist in the
chase. Since the dog possessed these characteristics only after its
domestication, they could not have been known until this had occurred,
and the hypothesis is clearly untenable. How, then, did the dog and
man come together in the earliest beginnings of society? The answer
to this question, I believe, is to be found in the cave, the original
place of shelter from rain and storm. Not only was the cave a refuge
for man, but it was equally so for animals, and especially for the
dog. Thus it brought its dwellers into companionship. Furthermore, the
kindling of the fire, once man had learned the art, may have attracted
the animal to its warmth. After the dog had thus become the companion
of man, it accompanied him in his activities, including that of the
chase. Here, of course, the nature of the carnivorous animal asserted
itself; as man hunted, so also did the animal. The dog's training,
therefore, did not at all consist in being taught to chase the game.
It did this of itself, as may be observed in the case of dogs that
are not specifically hunting dogs. The training consisted rather in
breaking the dog of the habit of devouring the captured game. This was
accomplished only through a consciously directed effort on the part of
man, an effort to which he was driven by his own needs. Thus, it is
the cave that accounts for the origin of the first domestic animal,
and also, probably, for the first attempt at training an animal. But
there is still another gain for the beginnings of culture that may
probably be attributed to the cave in its capacity of a permanent
habitation. Among primitive peoples, some of whom are already advanced
beyond the level here in question, it is especially in caves that
artistic productions may be found. These consist of crude drawings of
animals and, less frequently, of men. Among the Bushmen, such cave
pictures are frequently preserved from destruction for a considerable
period of time. Natural man, roaming at will through the forests, has
neither time nor opportunity to exercise his imagination except upon
relatively small objects or upon the adornment of his own body. But the
semi-darkness of the cave tends, as do few other places, to stimulate
the reproductive imagination. Undisturbed by external influences, and
with brightnesses and colours enhanced by the darkness, the memory
images of things seen in the open, particularly those of the animals
of the primeval forest, rise to consciousness and impel the lonely and
unoccupied inhabitant to project them upon the wall. Such activity is
favoured by the fact, verifiable by personal introspection, that memory
images are much more vivid in darkness and semi-darkness than in the
light of day. Thus, it was in the cave, the first dwelling-place of
man, that the transition was made, perhaps for the first time, from
the beginnings of a graphic art, serving the purposes of adornment or
magic, to an art unfettered except by memory. It was an art of memory
in a twofold sense: it patterned its objects after the memory of things
actually observed, and it sought to preserve to memory that which it
created.
From the consideration of dress and habitation we turn to that of
food. Primitive man was not bound to fixed hours for his meals.
Among civilized peoples, so close a connection has grown up between
meals and definite hours of the day that the German word for meal,
_Mahlzeit_, reminds us of this regularity by twice repeating the word
for time---for _Mahl_ also means time. Primitive man knew nothing of
the sort. If he found food and was hungry, he ate; if he found none, he
went hungry. Sometimes, moreover, in order to provide for the future,
he gorged to such an extent as to injure his health. As concerns the
food itself, there is an old theory which has led to misconceptions
concerning primitive man. He was a hunter, we are told; the chase
supplied him with food; only incidentally and occasionally did he
enjoy parts of plants or fruits that he had gathered or accidentally
discovered. It is scarcely correct, however, to assume that systematic
hunting was practised by primitive man. Doubtless he did engage in this
occupation. Yet this furnished him with only an incidental part of his
food supply--apart with which, living as he did from hand to mouth, he
satisfied only his momentary needs. It was with plant food, if at all,
that he made provision for the future. Here may be found also the first
traces of a division of labour: woman gathered the plant food--roots,
bulbs, and berries--while man occasionally found it necessary to hunt.
Plant food being capable of longer preservation, it was woman who
first learned to economize and to make provision for the future. In
part, indeed, the influence of these cultural beginnings persists even
to-day. Moreover, just as mixed food, part plant and part animal, is by
far the most common to-day, so also was it the original diet of man.
The proportion, however, varied more than in later times, according as
the external conditions of life were propitious or otherwise. Of this
the Bushmen afford a striking illustration. Fifty years ago they were
still by preference huntsmen. Armed with their bows, they dared to
hunt the elephant and the giraffe. But after the surrounding peoples
of South Africa--the Hottentots, Betschuans, and Herero--came into the
possession of firearms, which the Bushman scornfully rejects, the game
was, in part, exterminated, and to-day the Bushmen, crowded back into
rocky wastes, derive but a small part of their living from the chase.
They gather bulbs, roots, and other parts of plants, such as can be
rendered edible by boiling or roasting. Their animal food, moreover, is
no longer wild game, but consists, for the most part, of small animals
found while gathering the plant food--frogs, lizards, worms, and even
insects. Hunting, therefore, was never more than one of the customary
means of providing food; and primitive man, especially, was a gatherer
rather than a hunter. The word 'gatherer' implies also that he took
from nature only what it directly offered, and that he was familiar
neither with agriculture nor with the raising of animals. In procuring
his food, moreover, he was aided by a knowledge, often surprising, of
the properties of the objects gathered. This knowledge, probably gained
as a result of many disastrous experiences in his search for food,
enabled primitive man to utilize even such roots and fruits as are not
wholesome in their raw state, either because they are not edible until
prepared by means of fire, or because they are poisonous. Primitive man
learned to overcome the injurious effects of many of these plants.
By reducing them to small pieces, washing them in a solution of lye,
and heating them, he converted them into palatable food. The bulbs and
roots were secured from beneath the surface of the ground by means of
the most primitive of all agricultural implements and the progenitor of
all succeeding ones, the _digging-stick_. This is a wooden stick, with
a pointed end that has been hardened by fire.
Connected with the removal of poison, by means of water and fire, from
parts of plants that are otherwise edible, is still another primitive
discovery--the utilization of the poisons themselves. Only when the
arrow is smeared with plant poisons does the bow become a real weapon.
In itself the arrow wound is not sufficient to kill either game or
enemy; the arrow must be poisoned if the wound is to cause death
or even temporary disability. The Veddahs and the inland tribes of
Malacca therefore use the juice of the upas-tree mixed with that of
strychnos-trees. The best known of these arrow poisons, curare, used in
South America and especially in Guiana, is likewise prepared from the
juice of strychnos-trees.
This brings us to the _weapons_ of primitive man. In this connection it
is highly important to note that all of the primitive peoples mentioned
above are familiar with the use of bow and arrow, but we must also
bear in mind that this is practically their only weapon. Contrary to
what archæological excavations would suggest concerning the earliest
age of peoples, primitive culture, in respect to implements and
weapons, depended only to a small extent upon the working of stone. We
might better speak of this period as an age of wood. Wood is not only
decidedly easier to manipulate than stone, but it is always more easily
obtainable in shapes suitable for constructive purposes. Possibly even
the arrow-head was originally always made of wood, as it sometimes is
even to-day. Only in later times was the wood replaced by a sharpened
stone or by iron acquired through barter.
It is not difficult to see how wood, in the forms which it possesses
by nature, came to be fashioned into clubs, axes, and digging-sticks,
and how bones, horns, shells, and the like were converted into tools
and objects of adornment. But how did primitive man acquire _bow and
arrow_? The general belief seems to be that this weapon was invented
by some resourceful mind of an early age. But an inventor, in the
proper sense of the word, must know in advance what he wishes to
invent. The man, therefore, who constructed the bow and arrow for the
first time must already have had some previous idea of it. To effect
a combination of existing implements, or to improve them in useful
ways, is a comparatively easy matter. But no one can manufacture
implements if he possesses nothing over and above material that is in
itself somehow suitable for the purpose. The most primitive implements,
therefore, such as the digging-stick, the club, and the hammer, are
all products of nature, at most changed slightly by man as their
use requires. But this is obviously not true of bow and arrow. We
may, perhaps, find a suggestion for the solution of our problem in a
hunting weapon which, though belonging, of course, to the later totemic
culture, is in principle simpler than the bow and arrow--the boomerang
of the Australians. The word is probably familiar to all, but the
nature of the weapon is not so well known, especially its peculiarly
characteristic form by virtue of which, if it fails to strike its
object, it flies back to the one who hurled it. The boomerang, which
possesses this useful characteristic, is, in the first place, a bent
wooden missile, pointed at both ends. That this curved form has a
greater range and strikes truer to aim than a straight spear, the
Australian, of course, first learned from experience. The boomerang,
however, will not return if it is very symmetrically constructed; on
the contrary, it then falls to the ground, where it remains. Now it
appears that the two halves of this missile are asymmetrical. One of
the halves is twisted spirally, so that the weapon, if thrown forward
obliquely, will, in accordance with the laws of ballistics, describe
a curve that returns upon itself. This asymmetry, likewise, was
discovered accidentally. In this case, the discovery was all the more
likely, for primitive weapons were never fashioned with exactitude.
That this asymmetry serves a useful purpose, therefore, was first
revealed by experience. As a result, however, primitive man began to
copy as faithfully as possible those implements which most perfectly
exhibited this characteristic. Thus, this missile is not a weapon that
required exceptional inventive ability, though, of course, it demanded
certain powers of observation. The characteristics, accordingly, that
insured the survival of the boomerang were discovered accidentally
and then fixed through an attentive regard to those qualities that
had once been found advantageous. Now, can we conceive of the origin
of bow and arrow in an analogous way? Surely this weapon also was not
devised in all its parts at a single time. The man of nature, pressing
his way through the dense underbrush of the forest and experiencing
in person the hard blows of branches that he has bent back, gains a
lively impression of the elastic power of bent wood. How easily the
attention is forced to the observation that this effect increases when
the wood is bent out of its natural shape, appears strikingly in the
case of a kind of bow found in Asia and the Asiatic islands. The bow
is here constructed out of a piece of wood bent by nature, not in such
a way, however, that the natural curve of the wood forms the curve
of the bow, but contrariwise. Thus arises a _reflexive_ bow, whose
elastic power is, of course, considerably increased. In order that such
a bow may be bent back more easily, some people of a more advanced
culture construct it out of several layers of wood, horn, sinew, or
the like. Having first observed the powerful impulsive force which a
rod gains through being bent, it was a simple matter to render this
force permanently available by bending the rod back and binding its
ends together with a cord of bast, or, if bamboo was used, with strips
torn from the bamboo itself. Thus originated the common form of the
bow. Next, it was, of course, easy to observe that the bowstring thus
contrived would communicate a powerful impetus to a lighter piece of
wood placed against it. In addition to the bow, we then have the arrow,
which is hurled into the distance by the combined propelling power
of the bow and its string. But at this point a new factor appeared,
clearly indicating that several motives generally co-operated in the
case of such so-called primitive inventions. In these inventions nature
itself played no less a part than did the inventive genius of the
individual. The arrow but rarely consists merely of a piece of wood one
of whose ends is somehow pointed or provided with a stone head, or, at
a later period, with an iron head. As is well known, the other end is
feathered, either with genuine bird feathers or, as in the case of the
pygmies of Central Africa, with an imitation of bird feathers made of
palm-leaves. The feathers are usually supposed to have been added to
insure the accurate flight of the arrow. And this accuracy is, indeed,
the resultant effect. As in the case of the boomerang, however, we must
again raise the question: How did man come to foresee this effect,
of whose mechanical conditions he had, of course, not the slightest
knowledge? The solution of this problem probably lies in the fact of an
association of the discharged arrow with a flying bird that pierces the
air by the movement of its feathers. Thus, in the arrow, man copied the
mode of movement of the bird. He certainly did not copy it, however,
with the thought that he was causing movement in a mechanical way. We
must bear in mind that for primitive man the image of a thing is in
reality always equivalent to the thing itself. Just as he believes
that his spirit resides in his picture, with the result that he is
frequently seized with fright when a painter draws his likeness and
carries it away with him, so also does the feathered arrow become for
him a bird. In his opinion, the qualities of the bird are transferred
by force of magic to the arrow. In this case, indeed, the magical
motive is in harmony with the mechanical effect.
Nature directly supplies primitive man not only with the patterns of
his implements and weapons, but also with those of the _vessels_ which
he uses. Of the primitive tribes none is familiar, at the outset,
with pottery. In its stead, suitable natural objects are utilized for
storing what is gathered. The Negritos of the Philippines, for example,
employ coconut shells. The inland tribes of the Malay Peninsula use
bamboo, whose varying thicknesses, and, particularly, whose internodes
enable it to be converted into the desired vessels by cutting the
stem at the upper end of an internode and immediately below it, thus
securing a vessel with a bottom. Wherever primitive peoples cut vessels
out of wood, as occurs among the Veddahs and the Bushmen, we may be
sure that this represents a comparatively late acquirement, following
upon a knowledge of metals and the use of stone implements. Primitive
man possesses no vessels for cooking purposes. He prepares his food
directly in the fire or in hot ashes.
We are now confronted by a final and an especially interesting
question of primitive culture, that of the _acquisition of fire_. This
acquisition made a deep impression on the human mind, and one whose
effects long survived in legend. The totemic age, as we shall see,
is replete with legends of beneficent animals which brought fire to
man. In the heroic age, the fire-bringing animal is displaced by the
fire-bringing hero. We may call to mind Prometheus, who brought fire
from heaven, and by so doing drew upon himself the vengeance of the
gods. Nevertheless, the question concerning the original production
of fire is a very simple one. As in the case of very many utensils
and tools, we must look to natural conditions that present themselves
in the course of experience. Man did not invent the art of kindling
fire; it would be nearer the truth to say that he found it, inasmuch
as he discovered it while making his utensils. In this connection,
particularly, it is highly important to note that the first age, if we
would designate it by its tools, was not an age of stone but an age of
wood. We have already referred to the way in which bamboo was worked
up into vessels for the storing of fruits and liquids. With a sharp
sliver of bamboo, a bamboo-stem is sawed into pieces in order that its
parts may be utilized. If this sawing occurs during dry weather, the
wood is pulverized and the heated sawdust finally becomes ignited. As
soon as it begins to glow, the worker blows upon it and the fire flames
up. This mode of kindling fire has been called that of _sawing_, and
is probably the oldest in origin. After fire was thus accidentally
produced, it became possible to kindle it at will, and this developed
into a skilful art. At a later stage, however, there came the further
need of drilling holes into wood. This gave rise to a second method of
kindling fire, that of drilling. A piece of wood is bored through with
a sharpened stick of hard wood, and the same results occur as in the
case of the sawing. The method of drilling is the more effective; it
produces fire more quickly. Nevertheless, both methods are laborious
and tedious, and we cannot blame the savage for regarding as a magician
the European who before his very eyes lights a match by friction.
Because of the difficulty in producing fire, its preservation plays
an important rôle in the life of the savage. When he changes his
dwelling-place, his first consideration, as a rule, is to take with him
some live fire so that he will not be obliged to kindle it anew.
In conclusion, we may supplement these sketches of external culture
by mention of a feature that is particularly characteristic of the
relation of primitive man to his environment. Primitive man lives in
close association with his fellow-tribesmen, but he secludes himself
from other tribes of the neighbourhood. He is led to do so because they
threaten his means of subsistence; indeed, he himself may fall a prey
to them, as do the Pygmies of Central Africa to the anthropophagic
customs of the Monbuttus. And yet, primitive man early feels the need
of such useful articles as he cannot himself produce but with which
he has, in some accidental manner, become acquainted. This gives rise
to what is generally called 'secret barter.' An illuminating example
of this occurs in the records of the Sarasin cousins as relating to
the Veddahs. The Veddah goes by night to the house of a neighbouring
Singhalese smith and there deposits what he has to offer in barter,
such as captured game, ivory, etc. With this he places a representation
of an arrow-head, made of palm-leaves. The next night he returns and
finds real arrows of iron which the smith has laid out in exchange for
the proffered goods. It might be thought that such a system of barter
would imply an excessive measure of confidence. The smith, however,
knows that, should he take away that which was brought to him without
delivering the arrows, he would himself be struck by an arrow shot from
some sheltered ambush. Thus, many things, especially iron, materials
for clothing, and articles of adornment, come into the possession of
primitive man through secret barter, raising his external culture to a
somewhat higher level.
A retrospective survey of this culture brings to notice especially
the fact that the concept 'primitive' is never valid, as applied to
man, except in a _relative_ sense. Of an absolutely primitive man we
know nothing at all. Moreover, the knowledge of such a being could
hardly render explicable his further development, since he would
really belong to the animal level and therefore to the prehuman
stage of existence. Primitive man is _relatively_ primitive, for,
while he does possess certain beginnings of culture, these are in no
respect more than mere beginnings, all of which are borrowed from
nature and from the direct means of assistance which it offers. It
is precisely these elementary acquisitions, however, that already
differentiate primitive man from the animal. He has the beginnings of
a dwelling and of dress, even though he does no more in either case
than merely to utilize the means which nature offers, or than partly
to imitate and partly to combine these means, as he does in the case
of the leafy wind-break and of the weapons which doubtless represent
the highest achievement of this age--namely, the bow and arrow. But
these are all beginnings which already contain within themselves the
possibilities of higher achievements. The development of the hut out
of the wind-break, of the lance out of the staff and the arrow, of
the woven basket out of the coconut or the gourd, severally represent
easy steps in the advance from nature to culture. Next there comes
the preparation of food by means of fire. This is closely connected
with the discovery of the art of kindling fire, which, in its turn,
was partly an accidental discovery connected with the manufacture of
primitive tools out of wood and partly a real invention. Thus, the
manufacture of tools, on the one hand, and the kindling of fire, which
was connected with it, on the other, are the two primary features
which from early times on distinguished primitive man from animals.
Furthermore, there is the bow and arrow, which is the first real weapon
and differs markedly from all other implements. Its construction also
was dependent upon the assistance of nature. The fact that this was
the only weapon of primitive society throws an important light on the
nature of the latter. The bow and arrow continued to be used for a
long time afterwards--indeed, even down to the appearance of firearms;
it served not only as a weapon of warfare but also as an implement
for hunting. With it alone, however, no organized strife or warfare
of any sort is possible. While, therefore, it is true that the archer
appears on the earliest monuments of cultural peoples, it is only
as the fellow-combatant of the warrior who is armed with shield and
lance. With lance and shield it is possible to fight in closed ranks.
The archer must fight single-handed. Primitive man, therefore, does
not engage in tribal wars; he is familiar only with the strife of
individual with individual. In fact, wherever the bow and arrow is used
exclusively, open warfare is impossible. With it, primitive man slays
his enemy from behind a sheltering bush. It is thus that the Veddah of
nature serves the cultural Veddah, or the Singhalese who has deceived
him in secret barter, or even the fellow-tribesman who steals his wife.
Just as secret barter is carried on in concealment, so also is warfare.
This, however, indicates that the bow and arrow was originally
intended for hunting and not for warfare. From this consideration alone
it is evident that primitive life was not a war of all against all, as
it was described by Thomas Hobbes. On the contrary, there doubtless
existed a state of peace, interrupted only occasionally by the strife
of individual with individual--a strife that resulted from a conflict
of interests, such as occurred even during this early period.
3. THE ORIGIN OF MARRIAGE AND THE FAMILY.
That the origin of marriage and the family really constitutes a
problem, long failed to be recognized. Because of the natural relations
of the sexes it was supposed that man lived in a state of marriage
from the very beginning. Furthermore, the monogamous marriage of the
present was projected back into an indefinite past, where it found
final termination in the idea of a primal pair of ancestors. But, even
apart from this mythological belief, there were also positive grounds
for supposing an original state of monogamy. Do not many animals live
in monogamous union? In addition to nest-building birds, monogamy
prevails particularly among mammals, and, of the latter, among those
that have the closest physical relationship to man. We might cite the
gorilla, the primate that most resembles man, and probably also the
chimpanzee, although in this case we lack positive proof. Why, then,
should not man have carried over monogamous marriage from his animal
state into his primitive culture? This theory, therefore, was regarded
as almost self-evident until after the middle of the last century.
But in 1861, a Swiss jurist and antiquarian, J. Bachofen, published a
remarkable work on "Mother-right." In this book Bachofen attempted to
prove the falsity of the doctrine--previously almost uncontested--that
monogamy was the original form of marriage, and to refute the view,
regarded as equally self-evident, that within this marriage union
man held the supremacy--in brief, the patriarchal theory. Bachofen
started with a discussion of the Lycians as described by Herodotus.
According to this writer, the kinship of the children, among the
Lycians, was determined by the mother, not by the father. The sons
and daughters belonged to the family of the mother, and descent was
traced through her instead of through the father. Bachofen found
similar indications among other peoples also. He called attention, for
example, to Tacitus's reports in the _Germania_ of some of the German
tribes in which a son stands closer to the brother of his mother than
he does to his father. Similar statements occur in Cæsar's _Bellum
Gallicum_ concerning the Britons. Bachofen collected other examples
of the same nature, and also especially emphasized certain elements
in myth and legend that seemed to indicate a like ascendancy of woman
in early times. In his opinion, legend is esteemed too lightly if, as
occurred in his day, it is regarded as entirely meaningless. Of course,
legend is not history; yet it gives a picture, even though in fanciful
terms, of the real conditions of earlier times. On the basis of these
detached observations, Bachofen at once constructed a general theory.
Preceding the patriarchal period of paternal rule, there was maternal
rule, gynecocracy. In earliest times the mother was the head of the
family. In romantic colours Bachofen pictures the era in which the fair
sex guided the destinies of humanity. Later, man, with his rougher
nature but greater intelligence, displaced her and seized the dominion
for himself. Bachofen then asks, How did it come about that, in spite
of this natural superiority of man, woman ruled the family earlier
than he? To this he gives an extremely prosaic and realistic reply,
contrasting sharply with his romantic ideas in connection with the
dominance of woman. We must find a clue, he believes, in those cases
of our own day in which mothers still determine the name, descent,
etc., of their children. This happens when the children are born out of
wedlock. Under such conditions, the child does not know its father, nor
does, perhaps, even the mother. To understand the origin of maternal
descent, therefore, we must suppose that children were universally
born out of wedlock. Thus, prior to the ascendancy of woman, there
existed a state of agamy, in which there was no marriage but only a
promiscuous relation of the sexes. We thus have, as it were, a picture
whose outlines are determined by contrast with the family of civilized
peoples, and which reminds us of Hobbes's account of the earliest
political relations, there being in both cases an entire absence of
order. But it is precisely in this fact, Bachofen believes, that we
have a clue to the origin of gynecocracy if only we bear in mind the
actual characteristics of woman. Woman's nature is such that this
universal promiscuity of the sexes must have become repulsive, first of
all, to her. Turning away all other men, she accepted but a single one.
In so doing, woman proved herself the champion of chastity and morals
which she has since remained. To her, and not to man, is due the honour
of having founded the monogamous family. At the outset she was also its
natural preserver and guardian. The children were counted to her kin;
her kin determined descent; and, in Bachofen's view, this condition,
which arose out of causes of a universal nature, long prevailed
throughout the world generally. But why was it not maintained? It was
not possible, so runs the answer, because, though woman alone was
psychically fitted to establish it--man could never have instituted
monogamy--she was not equally fitted to render it permanent. Woman is
not born to rule. In intelligence, as well as in physical strength,
she is inferior to man. Altogether, therefore, there are three periods
of development: agamy or promiscuity, followed by female supremacy or
mother-right, and, finally, by the dominance of man, or father-right.
These hypotheses of Bachofen created much dispute in succeeding years.
Some of the facts could not be denied from the standpoint of the
antiquarian. Nevertheless, the supposition of the universality of an
early mother-right was quite rightly questioned, and its origin out
of the completely unrestrained condition of the horde was even more
vigorously contested. And so the theory of the Swiss jurist, which was
based essentially on philologic-antiquarian arguments, gradually fell
into the background, until, in the seventies of the nineteenth century,
it suddenly seemed to find important corroboration and a new basis
from an entirely different quarter. It was ethnology that supplied the
new facts, and these were again derived from a study of Australia,
that field of ethnological observation which was generally regarded as
more particularly exemplifying primitive culture. Bachofen believed
to have demonstrated that maternal descent was originally a universal
custom, even in the case of those who are now cultural peoples.
Ethnology revealed the fact that this system of kinship is still very
prevalent in Australia. Indeed, it is so prevalent that even to-day
about three-fifths of the tribes trace descent through the mother and
only two-fifths through the father. In some of the cases in which
the system of paternal descent is now established, moreover, it is
probable that the mother once determined the kinship of the children.
It was on the basis of these facts that, in his volume on the natives
of south-eastern Australia, Howitt, the most thorough investigator of
the social conditions of the Australians, came to a conclusion similar
to that previously reached by Bachofen on the basis of his antiquarian
investigations. In Howitt's view, all family relations were originally
based on the system of maternal descent. This system, though generally
restricted to narrower bounds than in Australia, is likewise to be
found in America, Melanesia, Polynesia, and in several parts of the
Old World, especially among the peoples of northern Siberia and among
the Dravidian tribes in the southern part of Hindustan. These facts
have more and more led present-day ethnologists to a view that is in
essential agreement with Bachofen's theory. Again the question was
raised how such a system of maternal descent was possible. The answer
was that it could be possible only if the mother, but not the father,
was known to son and daughter--again an analogical conclusion from
conditions prevailing in present-day society outside the marriage tie.
Accordingly, the idea was again adopted that, anteceding marriage,
there was an original state of promiscuity. It was believed that there
was originally neither marriage nor family, but merely a condition in
which there were sexual relations of all with all--a picture of the
relations between man and woman suggested by the idea of an original
state of natural rights and of freedom from political restraints, and
forming, as it were, the counterpart of the latter.
But ethnology then discovered other phenomena also that seemed to
favour this view. _Two_ lines of argument, particularly, have here
played an important rôle, and still retain a measure of influence.
The first argument was again derived from the ethnology of Australia.
This region possesses a remarkable institution, describable neither
as monogamy nor as agamy, but appearing, at first glance, to be
an intermediate form of association. This is the so-called _group
marriage_; several men are united in common marriage with several
women. Either a number of brothers marry a number of sisters, or a
number of men belonging to one kinship group marry in common women
of another. Group marriage, therefore, may seem to represent a sort
of transitional stage between promiscuity and monogamy. At first, so
we might picture it to ourselves, the union of all with all became
restricted to more limited groups, and only later to the union of one
man with one woman.
But had not a further argument been added, perhaps neither female
descent alone nor group marriage would have attracted to this theory so
many prominent ethnologists, including, besides Howitt, the two able
investigators of Australia, Spencer and Gillen, the learned exponent
of comparative ethnology, J. G. Frazer, and a number of others. This
further argument was presented with particular thoroughness by the
American ethnologist Lewes Morgan, in his history of primitive man,
"Ancient Humanity" (1870). It is based upon what Morgan has termed
the 'Malayan system of relationship.' We are not, of course, familiar
with this as a system of actual relationship; it occurs only in the
languages of certain peoples, as a system of names--in short, as a
nomenclature--referring in part to relations of kinship, but chiefly
to age-relations within one and the same kinship group. The name
'Malayan' is not entirely appropriate as applied to this system. The
nomenclature is found particularly on the island of Hawaii, though it
also occurs in Micronesian territory. Its essential characteristic may
be very simply described. It consists, or consisted, in the fact that
a native of Hawaii, for example, calls by the name of 'father,' not
only his actual father but also every man of an age such that he could
be his father--that is, every man in the kinship group of the next
older generation. Similarly, he calls by the name 'mother,' not only
his own mother but every woman who might possibly, as regards age, be
his mother. He calls brother and sister the men and women of his own
generation, son and daughter those of the next younger generation, and
so on up to grandfather and grandmother, grandson and grand-daughter.
The Hawaiian native does not concern himself about more distant
generations; great-grandfather is for him the same as grandfather, and
great-grandchild the same as grandchild. The terms, thus, are of the
simplest sort. The brothers and sisters of a man, whom we designate in
the accompanying diagram by M, are placed alongside of him in the same
generation; above, as an older generation, are fathers and mothers;
still
Grandparents
|
Fathers\ | /Mothers
\ | /
Brothers---- M ----Sisters
/ | \
Sons/ | \Daughters
|
Grandchildren
higher, are grandfathers and grandmothers; below, are sons and
daughters and the grandsons and granddaughters. The same, of course,
holds also for women. Thus, the system as a whole comprises five
generations.
Now, it was maintained that this system could have arisen only out of
a previous condition of general promiscuity. For, unless the actual
father were universally unknown, how could it be possible that a
person would call by the name of father every man within the same
kinship group who might, as regards age, be his father? If, however,
we propose this argument, we immediately strike a weak point in the
hypothesis, since all women of the older generation are called mother
just as its men are called father. We should certainly expect that the
real mother would be known, because the child derives its nourishment
from her during a period which is especially long among primitive
peoples, and because it grows up close to her. And, furthermore, the
hypothesis is hardly reconcilable with the fact that, for the most
part, Malayo-Polynesian languages differentiate relations by marriage
even more sharply than do our own. An Hawaiian man, for example, calls
the brother of his wife by a different name than does a woman the
brother of her husband. Thus, in place of our word 'brother-in-law'
they have two expressions. In any event, the term 'brother-in-law'
is applied to an individual, and therefore implies marriage. To meet
this point, we would be obliged to fall back on the supposition that
these terms represent later additions to the original nomenclature
of relationship. But even then the fact would remain that, in their
direct reference, these terms are merely names for differences in age.
It therefore remains an open question whether the terms also designate
relationship; to the extent of our observation, this is certainly not
the case. The native of Hawaii, so far as we know anything about him,
knew his father and mother: what he lacked was merely a specific name
for them. Whenever he did not call his father by his given name, he
evidently called him by the same name that he applied to the older men
of his immediate group. Among European peoples also, the terms 'father'
and 'mother' are sometimes used in connection with men and women
outside this relationship. For example, the Russians, particularly,
have a custom of addressing as 'little father' and 'little mother'
persons who are not in the least related to them. That which makes it
highly probable that in the so-called Malayan system of relationship we
are dealing not with degrees of relationship but with age-periods, is,
in the last event, a different phenomenon--one that has hitherto been
overlooked in connection with these discussions. In the very regions
whose languages employ this nomenclature, custom prescribes that the
youths and men live in separation from the women and children from
their earliest years on. This is the institution of the men's club with
its age-groups. Its social rôle is an important one, crowding even
the family association into the background. Under such circumstances,
the individual is naturally interested first of all in his companions
of the same age-group, for each of these usually occupies a separate
apartment in the men's house. Thus, the so-called Malayan system of
relationship is really not a system of relationship at all, but a
nomenclature of age-groups based on social conditions. These conditions
bring it about that companions of the same sex are more closely
associated than are men and women. In the men's houses a companion of
the same group is a brother, one of the next older group, a father.
Together with these men the individual goes to war and to the hunt.
Thus, these phenomena cannot be said to belong to the lowest stage of
culture. Nor, obviously, does this terminology, which has reference
to differences of age, exclude any particular form of marriage. In
this case it is a mistake to associate the names 'father,' 'mother,'
'brother,' etc., with the concepts that we attach to these words.
The hypothesis that the family, whether of monogamous or of polygamous
organization, was preceded by a state of unrestricted sexual
intercourse, so-called agamy or promiscuity, is, however, as was
remarked above, based not only on the fact of maternal descent and of
the Malayo-Polynesian method of designating ages, but also on that
of group-marriage. In this form of marriage, a number of men marry
in common a number of women. This is interpreted as a transitional
stage between an unrestricted sexual intercourse within the tribe and
the limited marriage unions of later times. At first glance, indeed,
this might appear probable. In order, however, to decide whether
such a transition could take place, and how it might occur, we must
first of all consider the relation which group-marriage sustains,
among the peoples who practise it, to the other forms of marriage. It
then appears at once that it is a particular form of polygamy. True,
it is not identical with the form of polygamy most familiar to us,
in which one man possesses several wives. But there is also a second
form, which, though less frequent, is of greatest importance for an
interpretation of group-marriage. One woman may have several husbands.
The two forms of polygamy may conveniently be called _polygyny_ and
_polyandry_, and these terms should always be distinguished in any
attempt at a precise account of polygamous marriage. Polygyny is very
prevalent even in our day, occurring particularly in the Mohammedan
world, but also among the heathen peoples of Africa, and in other
regions as well. It was likewise practised by the ancient Israelites,
and also by the Greeks, although the Indo-Germanic tribes for the most
part adhered to monogamy from early times on. Polyandry is much less
common, and is, indeed, to be found only among relatively primitive
peoples. It occurs in Australia and, in the southern part of Hindustan,
among the Dravidians, a tribe of people crowded back to the extreme end
of the continent by peoples who migrated into India; it is found also
far in the north among the Esquimos of Behring Strait and among the
Tchuktchis and Ghilyaks of Siberia, and, finally, here and there in the
South Sea Islands.
If, now, we wish to understand the relation of these two forms of
polygamy to each other, we must first of all attempt to picture to
ourselves the motives that underlie them, or, wherever the custom has
become fixed through age, to bring to light the motives that were
originally operative. In the case of polygamy, the immediate motive is
evidently the sexual impulse of man which is more completely satisfied
by the possession of several wives than by that of a single one. This
motive, however, does not stand alone; as a rule other contributing
circumstances are present. Two such important factors, in particular,
are property rights and the power of authority. Polygyny flourishes
particularly wherever the general conceptions of property and of
authority, and, connected with the latter, that of the supremacy of
man within the family, have attained undue importance. Under the
co-operation of these motives, the wife becomes the absolute property
of the husband, and may, therefore, wherever polygyny prevails among
barbaric peoples, be given away or exchanged. Bound up with this,
moreover, is the fact that, wherever there are considerable social
differences, dependent on differences in property and rank, it is
principally the wealthy or the aristocratic man who possesses many
wives. In the realm of Islam, the common man is, as a rule, content
with a _single_ wife, so that monogamy here prevails in the lowest
stratum of society.
With polyandry the case is essentially otherwise. In it, entirely
different motives are operative; it might, indeed, be said that they
are the exact opposite of those that bring about polygyny. It is
particularly significant that polyandry is found in regions where there
is a scarcity of women. This scarcity, however, is, in turn, generally
due to an evil custom of barbaric culture, namely, infanticide. In
Polynesia, where polyandry was very prevalent, this custom was at
one time fairly rampant. Even to-day infanticide still appears to
be practised by some of the Dravidian tribes of Hindustan. Similar
conditions prevail among the Australians. In Polynesia, however,
and probably in other localities as well, it was chiefly the female
children who were the victims of infanticide. The natural result was
a decrease in women and a striking numerical disproportion between
the sexes. Thus, Ellis, one of the older English investigators of
conditions in these territories, estimated the relation of men to women
as about six to one. Under such circumstances the custom of polyandry
is intelligible without further explanation. It was not possible for
every one to possess a wife of his own, and so several men united to
win one wife in common.
We might ask why it was chiefly girls who fell victims to this murder.
That children in general should be sacrificed, under the rough
conditions of nature, is not inexplicable. It is due to the struggle
for the necessities of life and to the indolence that shrinks from the
labour of raising children. The desire is to preserve the lives of only
a limited number; the remainder are killed immediately after birth. In
Polynesia, the murder was forbidden if the child had lived but a single
hour. Occasionally, magical motives are operative, as in the case of
the horror which the man of nature feels towards deviations from the
normal and towards the birth of twins. That male children are more
often spared than female, however, can scarcely be explained otherwise
than on the ground that a particular value is placed on men. The man
is a companion in sport and in the chase, and is regarded as more
valuable for the further reason that he aids in tribal warfare. This
higher value reverts back even to the child. It is evidenced also in
the fact that, in the case of women, the arrival of adolescence is not
celebrated with the same solemn ceremonies as are held in the case of
young men. Whereas great celebrations are held when the youth reaches
the age of manhood, little notice is taken, as a rule, of the maiden's
entrance into womanhood. By means of these celebrations, the youths
are received into the society of men, and, together with companions of
their own age, are initiated into the traditional ceremonies. In these
ceremonies women are not allowed to participate.
Though the causes of polyandry are thus entirely different from those
of polygyny, it does not at all follow that these forms of marriage
are mutually exclusive. On the contrary, they may very well exist
side by side, as, indeed, they actually do in many places. But how,
then, is so-called group-marriage related to these two forms? It is
obviously nothing but a combination of polyandry and polygyny. In fact,
whenever a group of men marries a group of women, these two forms of
polygamy are both involved. Every man has several wives, and every
wife has several husbands. Only, indeed, on the basis of a purely
external and superficial consideration could one look upon polygyny
and polyandry as unconjoinable, because they are, in a certain sense,
opposing ideas. As a matter of fact, they do not really exclude each
other. If we bear in mind the causes mentioned above, it is obvious
that under certain conditions of life, such as occur particularly
in a more primitive environment, their combination is more probable
than their mutual exclusion. If, especially among tribes who have
not yet developed sharply defined distinctions based on property and
power, as, for example, among the Australians, every man strives to
obtain several wives (which is the state of polygyny), while, on the
other hand, there actually exists a dearth of women (which means that
motives to polyandry are present), the two forms naturally combine
with each other. This is frequently verified, moreover, whenever we
are able to gain any degree of insight into the particular conditions
surrounding the origin of such group-marriages, and also whenever their
forms undergo a modification of details. Among Australian tribes, for
example, particularly in the southern part of the continent, there is
a common form of group-marriage, in which a man possesses either one
or several chief wives, together with secondary wives; the latter are
the chief wives of other men, whereas his own chief wife is in turn the
secondary wife of those men or of others. This custom is very similar
to what is probably the most common form of polygyny, namely, the
possession by a man of only _one_ chief wife in addition to several
secondary wives,--a form of marriage that is obviously derived from
monogamy. One agency that is particularly apt to bring about such a
form of marriage, transitional between monogamy and polygyny, is war.
We know from the Iliad that in barbaric times woman was the booty
of the conqueror, and became his slave or secondary wife. So also,
according to the Biblical legend, Abraham possessed a chief wife,
Sarah, who belonged to his own tribe, but also a secondary wife, Hagar,
who was an Egyptian slave. Wherever the concept of property became
prominent, the purchase of women proved to be a further source of
polygyny. In this case also, there was generally _one_ chief wife,
wherever polyandry did not interfere. When the Mohammedan of modern
times calls his chief wife 'favourite,' it is merely another indication
that this form of polygyny developed from monogamy, since, according
to the old custom, there was but _one_ chief wife. Here, however, the
chief wife is no longer necessarily the wife belonging to a man's own
tribe, as was the case among the ancient Israelites; the favour of the
master determines which wife shall be given the privileged place.
Thus, from whatever angle we view group-marriage, its polygyny and
its polyandry seem to rest on monogamy. This is true also of forms
of group-marriage other than those mentioned above. Where the theft
of women still continues to be a practice more serious than are the
somewhat playful survivals that occur in the marriage ceremonies of
cultural peoples, the one who wishes to steal a wife not infrequently
secures confederates for his undertaking. Custom then commonly gives
these companions a certain right to the stolen woman. This right, of
course, is for the most part temporary, but it may nevertheless come
to approximate the conditions of group-marriage in case the first man
assists his confederates in the same way in which they have aided him.
There is still another and a related motive that may lead to the same
result. When a woman enters into marriage with a man of a certain
tribe, she at once enters into very close relations with the tribe
itself. Where tribal association has gained a preponderant importance,
custom sometimes grants to all the male members of the tribe certain
transient rights with respect to the woman on the occasion of her
marriage. This occurs particularly when the man and woman belong to
different tribes--that is, in the case of exogamy, an institution
characteristic of the totemic age and to be considered later. For,
the lively consciousness of kinship differences naturally tends to
strengthen the right of appropriation belonging to the entire tribe.
A similar thought is reflected in the mediæval _jus primæ noctis_ of
certain provinces of France and Scotland, except that in place of the
right of the kinship group to the possession of the individual we here
find the authority of the lord over his vassals.
Thus, all these phenomena, belonging in part to the transitional
stage between monogamy and polygamy and in part to a combination of
the two forms of polygamy, namely, polygyny and polyandry, point to
monogamy as the basal form of marriage, and that form from which, under
the influence of particular conditions, all others have developed.
Whether or not we regard it as probable that the system of maternal
descent was at one time universal, no argument for the existence of
an original promiscuity can be based upon it. If we call to mind
the close association of the youths and men of the kinship group in
the men's house, it will be apparent that such conditions of social
intercourse make for a particularly intimate bond between mother and
children. Before his entrance into the community of men, the boy lives
in the company of the women. This close association between mother and
children is sufficient to account for the origin of maternal descent.
But, owing to the gradual change of cultural conditions, it is to be
expected that maternal descent should pass over into paternal descent
as soon as more positive conceptions of authority and property are
formed. Moreover, the possibility also remains that among some tribes
paternal descent prevailed from the very outset; positive proof is
here not available. We cannot, of course, deny the possibility that
under certain cultural conditions man exercised the decisive influence
from the very beginning, as early, indeed, as one may speak of clan
membership and hereditary succession. The most primitive stage of
culture, as we shall see in the following discussion, lacks the
conditions for either maternal or paternal descent, inasmuch as it
possesses neither clearly defined clans nor any personal property worth
mention.
Thus, the arguments based on the existing conditions of primitive
peoples, and contending that the original condition of mankind was that
of a horde in which both marriage and the family were lacking, are
untenable. On the contrary, the phenomena, both of group-marriage,
valued as the most important link in the chain of proof, and of the
simpler forms of polygamy, everywhere point to _monogamy_ as their
basis. Furthermore, these arguments all rest on the assumption that
the peoples among whom these various phenomena occur, particularly
the combination of polygyny and polyandry in group-marriage, occupy a
primitive plane of social organization. This presupposition also has
proven fallacious, since it has become evident that this organization,
especially among the Australian tribes, is an extremely complicated
one, and points back to a long history involving many changes of custom.
Meanwhile, primitive man, in so far as we may speak of him in the
relative sense already indicated, has really been discovered. But the
Australian does not belong to this class, nor, even less, can many of
the peoples of Oceania be counted within it. It includes only those
tribes which, having probably been isolated for many centuries and
cut off from the culture of the rest of the world, have remained on
the same primitive level. We have become familiar with them in the
preceding account of the external culture of primitive man. We find
them to be forest peoples who have, for the most part, been crowded
back into inaccessible territory and who have entered but slightly
into intercourse with the outside world, inasmuch as their needs are
limited. They generally call themselves, whether rightly or wrongly
we need not inquire, the original inhabitants of these regions,
and they are regarded as such by their neighbours. They include,
in addition to several tribes of Hindustan (as yet insufficiently
studied), particularly the Semangs and Senoi of the interior of the
Malay Peninsula, the Veddahs of Ceylon, the Negritos of the Philippines
and Central Africa, and, finally, to some extent, also the Bushmen.
This is certainly a considerable number of peoples, some of whom live
at great distances from the others. In spite of this, however, even
their external culture is largely the same. Considering the primitive
character of their social institutions and customs, it would seem safe
to say that without doubt they approach the lowest possible level of
human culture. Besides bow and arrow they have scarcely a weapon, no
vessels of clay, and practically only such implements as are presented
directly by nature herself. At this stage there is scarcely anything
to distinguish man from the animal except the early discovered art of
kindling fire, with its influence on the utilization of the food that
is gathered. Briefly summarized, these are the main traits of primitive
culture that are known to us.
What, now, is the status of marriage and the family at this period? The
answer to this question will come as a surprise to those who are imbued
with the widespread hypotheses that presuppose the primitive state to
be that of the horde. And yet, if these hypotheses be regarded in the
proper light, our answer might almost be expected. Among the primitive
tribes that we have mentioned, monogamy is everywhere found to be not
only the exclusive mode of marriage, but that which is always, so to
speak, taken for granted; and this monogamy, indeed, takes the form of
single marriage. It is but rarely that related families live together
more or less permanently, forming the beginning of the joint family.
The Bushmen alone offer something of an exception to this rule. Among
them, polygyny, together with other practices, has been introduced.
This is probably due to the influence of neighbouring African peoples,
such as the Hottentots and the Bantus. Elsewhere conditions are
different. This is true especially of the Semangs and Senoi, whose
isolation has remained more complete, and of the Veddahs of nature,
as the Sarasin cousins call them in distinction from the surrounding
Veddahs of culture. Among these peoples, monogamy--indeed, lifelong
monogamy--has remained the prevailing form of marriage. Connected with
it is found the original division of labour, which is based on sex.
Man provides the animal food by hunting; woman gathers the vegetable
food--fruits, tubers, and seeds--and, by the employment of fire, if
necessary, renders both it and the game edible. This basis of division
of labour, which appears natural and in harmony with the endowment of
the sexes, contrasts with the conditions of later culture in that it
indicates an approximate equality of the sexes. Furthermore, Rudolf
Martin and the two Sarasins, investigators of the primitive Asiatic
tribes of Malacca and Ceylon, commend the marriage of these peoples
as being a union of husband and wife strictly guarded by custom.
In forming a moral estimate of these conditions, it should not be
overlooked that the exclusive possession of the wife is probably due to
jealousy as much as it is to mutual faithfulness. Among the Veddahs,
the intruder who threatens this possession is struck to earth by a
well-aimed arrow shot from behind ambush, and custom approves this act
of vengeance as a justifiable measure on the part of the injured man.
Therefore, even though a French traveller and investigator may, to a
certain extent, have confused cause and effect when he stated that the
monogamy of these tribes had its origin in jealousy, the exercise of
the right of revenge may, nevertheless, have helped to strengthen the
custom. But, of course, in view of the primitive state of culture that
here prevails, this custom of revenge is itself merely an indication of
the undisputed supremacy of monogamy. Even as the individual, and not
the clan, exercises this vengeance, so also does marriage continue to
be restricted to single marriage. Of the formation of joint families,
which arise out of the union of immediate blood relations, we find at
most, as has been remarked, only the beginnings.
4. PRIMITIVE SOCIETY.
The more extensive social groups generally result from the fact that
during the rainy season families withdraw into caves among the hills.
The larger caves are frequently occupied in common by a number of
families, particularly by such as are most closely related. Yet the
groups of co-dwellers are not so much determined by considerations
of kinship as by the size of the places of refuge; a single family
occasionally occupies a small cave by itself. Nevertheless, this
community life plainly furnishes the incentive to a gradual formation
of wider social groups. This, no doubt, accounts for the fact that
during the favourable season of the year several families of the
Veddahs claim for themselves a specific plot of ground, whose supply of
game, as well as of the products of the soil, which the women gather,
belongs exclusively to them. Thus, there is a division of the people
into districts, and these are determined geographically rather than
ethnologically. Every one is entitled to obtain his food, whether game
or products of the soil, from a specified territory. Custom strictly
guards this communal property, just as it protects the single marriage.
The Veddah, for example, who encroaches upon the territory belonging to
a group other than his own, is in no less danger of falling a victim to
an arrow shot from an ambush than is the one who trespasses on marriage
ties.
These various institutions form the beginnings of social organization,
but as yet they do not represent developed clan groups or established
joint families of the patriarchal type. On the contrary, as they
arise through the free association of individuals, so also may they
be freely dissolved. Each man has exclusive possession of his wife.
Without interference on the part of his clan, moreover, he exercises
absolute control over his children, who remain with the individual
family just as in the case of a developed monogamy. There is no trace
of sex-groups, such as are later to be found in the case of the men's
houses and the age-groups. Only temporarily, on the occasion of common
undertakings, such as the hunting of large animals, which requires a
considerable measure of strength, or when new hunting-grounds are being
sought, is a leader appointed from among the older men. His leadership,
however, ceases with the completion of the undertaking. There are no
permanent chiefs, any more than there are clans or tribal organizations.
Thus, in summary, we might say: Whenever the social organization
of primitive man has remained uninfluenced by peoples of a higher
culture, it consists in a firmly established monogamy of the form of
_single marriage_--a mode of existence that was probably carried over
from a prehuman stage resembling that of the present-day anthropoids.
There are also scanty beginnings of social groups. If we consider
these tribes as a whole, they still continue to lead the life of a
_horde_, meaning by this an unorganized, in contrast to an organized,
tribe of people. Indeed, it was through a curious change of meaning
that this word acquired its present significance. It is supposed to
have originated in a Mongolian idiom, whence it found its way first
into the Russian and later into other European languages. The Tartars
called a division of warriors a _horda_. First used in this sense, the
word apparently did not receive its present meaning in Germany until
the beginning of the eighteenth century. Having in mind the "Golden
Horde" of the Tartars, a horde was understood to mean a particularly
dreaded division of warriors. The furious force of these Asiatic
hordes, and the terror which they spread, later caused the concept
to be extended to all unorganized, wild, and unrestrained masses of
men. Taking the word in this wider significance, we may now say that
the horde, as a fairly large social group in which only very meagre
suggestions of an organized tribal system occur, is characteristic of
primitive times, no less than are the isolated single family and the
beginnings of the joint family. Thus defined, however, the horde does
not differ essentially from the animal _herd_, in the meaning which the
latter concept would possess when applied to human-kind. And it is not
impossible that in the extension of the meaning of the term 'horde,'
this association of the foreign word with the original Germanic word
'herd' played a part. A horde, we might say, is a human herd, but it is
precisely a _human_ herd. Between the members of a horde, therefore,
there exists a relation that is lacking in the animal herd, in flocks
of migratory birds, for example, or in herds of sheep and cattle. This
relation is established and preserved through a community of language.
Herder, therefore, truthfully remarks that man was from the beginnings
a 'herding animal,' in so far as he possessed social instincts. Even
in the formation of language these social instincts were operative.
Without a community life, and, we may add, without the mental
interaction of individuals, language would be impossible. Language,
however, in turn, strengthened this community life, and elevated it
above the status of the animal herd or of an association concerned
merely with momentary needs.
Thus, these reflections concerning the social relations of primitive
man lead us to a further field of phenomena which likewise affords
a glimpse into the mental characteristics of primitive peoples. For
that which differentiates the horde from the herd is the _language_ of
primitive man, together with the activity most closely bound up with
language, namely, _thinking_.
5. THE BEGINNINGS OF LANGUAGE.
Our knowledge of those peoples whom we, avoiding the errors of the
past, may now regard as primitive, led to the conviction that the
Asiatic and African tribes described above were actually primitive,
in the above-mentioned relative sense of the word. Naturally the
question concerning the language of these peoples then began to arouse
considerable attention, on the part, not only of ethnologists, but also
of those interested in philology. The question is of equal importance,
to say the least, for the psychologist. For language is bound up
with thought. From the phenomena of language, therefore, we may draw
inferences concerning the most general characteristics of thought. Such
fundamental differences of language as exist, for example, between the
Chinese and the Indo-Germanic tongues do not, of course, allow the
direct conclusion that there are quantitative differences in mental
culture. They do imply, however, that there are divergent directions
and forms of thought. In their ceaseless change, the latter react upon
language, and this, in turn, again influences mental characteristics.
We cannot suppose that, in the period of Old High German, much less
in that of the original German, our ancestors employed the same forms
of thought with which we of to-day are familiar. To a lesser degree,
similar changes have undoubtedly transpired within much shorter spaces
of time.
These considerations make the question concerning the language of
primitive man of the utmost psychological importance. Linguistic
investigations, however, so far as they, in their early attempts,
had been able to survey the field, had brought to light a fact which
discouraged all efforts to discover an original language. Indeed, it
was inevitable that at first glance this discovered fact should have
appeared exceedingly strange, particularly when viewed in connection
with the life of primitive man. It appeared that, for the most part,
the original languages of primitive tribes no longer exist. It is true
that in the vocabularies of the Semangs and Senoi of Malacca, of the
Veddahs of Ceylon, of the Negritos of the Philippines, and in other
vocabularies that have been collected, single words may be found which
do not occur in the languages of the neighbouring tribes; and it is
noteworthy that the bow and arrow are the objects most frequently
designated by such words, a proof of the fact that these are really
relatively primitive inventions. On the whole, however, the Veddahs
speak the language of the Singhalese and Tamils; the Semangs and Senoi,
as well as the Negritos of the Philippines, that of their neighbours,
the Malays; similarly, among the African tribes, the Pygmies of Central
Africa have apparently appropriated the language of the Monbuttus and
other negro races, and the Bushmen that of the Hottentots.
How may this remarkable fact be explained? That these tribes formerly
possessed languages of their own can scarcely be doubted. For, as
respects physical characteristics, they are absolutely distinct races.
Considering their characteristics as a whole, moreover, it is utterly
impossible that they could have lacked language before coming into
contact with the peoples who entered the country at a later period.
How, then, did these people come apparently to lose their original
language? To this we may briefly reply that there here transpired
what always occurs when the well-known principle of the struggle for
existence is applied to the field of mental phenomena. The stronger
race crowded out the most important mental creation of the weaker, its
language. The language of the weaker race, which was probably very
meagre, succumbed to a language that was more highly developed. At
first glance, this explanation would appear to contradict what we know
concerning the life of these primitive tribes. With what anxiety they
isolate themselves from their neighbours! A striking proof of this is
offered by the practice of secret barter, in which primitive man sets
out from the forest, if possible by night, and deposits his captured
game at a place which custom has set apart for this purpose, returning
the next night to take whatever the more civilized neighbouring tribes
have left in exchange--iron implements and weapons, material for
clothing, and especially articles of adornment. The participants in
this barter do not see each other, much less speak with each other. But
where such seclusion exists, how is it possible for a strange language
to penetrate? This problem appears almost insoluble. Nevertheless,
a solution that appears at least probable was suggested by the
investigations of Kern, an able Dutch scholar. His studies were based
mainly on the development of the various Malayan idioms. A remarkable
exception to the rule that primitive tribes have adopted the language
of their more civilized neighbours came to light in the case of the
Negritos of the Philippines. Their neighbours, as well as those of
the tribes of the interior of Malacca, belong to that much-migrating
race, the Malayans. If we compare the Negrito word-formations that
have been collected during the past forty years with the vocabulary
of the neighbouring Malayans, it is evident that all the words are
entirely different, or at least seem to be so with few exceptions.
When, however, Kern traced the probable development of these words, and
compared them, not with the present-day usage of the Malays but with
older stages of their language, he found that the latter invariably
contained the counterparts of the Negrito words. Thus, while these
Negritos have remained untouched by the present-day Malays, who
probably entered the country at least several centuries ago, they have
evidently derived their language from a Malayan influx that occurred
much earlier still. To this may be added the demonstrable fact,
gleaned from another source, that from very early times the Malayan
tribes undertook migrations at widely separated intervals. Traversing
the seas in their unsteady boats, they at various times peopled such
islands, in particular, as were not too remote from the mainland. Now
the testimony of language, to which we have referred, demonstrates
that there were at least two such migrations to the Philippines, and
that they occurred at widely different times. The original Malayan
dialect, which has now become extinct or unknown to the modern Malays,
was assimilated by the Negrito peoples, who probably occupied this
territory before the arrival of any of the Malays. But this leads to
a further inference. If the language was appropriated in prehistoric
times and if the conditions of the present are such as would make this
scarcely possible, we must conclude that the interrelations of the
immigrants and the original inhabitants were formerly not the same as
those that now prevail. And, as a matter of fact, this seems altogether
probable, if we call to mind the descriptions which modern travellers
give of their experiences among these primitive peoples. The traits of
character that particularly distinguish them are fear and hatred of
their more civilized neighbours; corresponding to this, is the contempt
felt by the latter, because of their higher culture, for the more
primitive peoples. The only thing that restrains the immigrant people
from waging a war of extermination against the original inhabitants
is the fear of the poisoned arrow which the Negrito directs against
his enemy from behind an ambush. In view of these facts it is not
difficult to understand the almost universal isolation of primitive
man at the present time. On the other hand, travellers who have
been admitted into the lives of the primitive tribes of Malacca and
Ceylon and have sought to gain their friendship, unanimously assure us
that, whenever a person has once succeeded in coming close to these
people and in overcoming their distrust, he finds their outstanding
characteristics to be good nature and readiness to render assistance.
We may, therefore, be justified in assuming that the seclusion of
primitive man was not an original condition, but that it grew up, here
and elsewhere, as a result of the war of extermination to which he was
exposed on the part of the races attempting to crowd him out of a large
part of his territory. Before this state of affairs arose, barter also
could scarcely have possessed that character of secrecy which only fear
and hatred could give it. In all probability the intercourse which
necessarily took place in early times between the older inhabitants
and the newer peoples, led to a competition of languages in which
the poorer and less developed language of primitive man inevitably
succumbed. Nevertheless, the primitive language may also have quietly
exercised a reciprocal influence upon the more advanced language.
An observation that we cannot escape, even on far higher stages of
linguistic development, is the fact that, in such a struggle between a
superior minority and a less civilized majority, the former determines
the main stock of words, and even, under favourable conditions, the
grammatical form, whereas the latter exercises a decisive influence
on pronunciation. That a similar process occurred in connection with
the displacement of primitive languages, the language of the Bushmen
offers proof. This is essentially a Hottentot dialect, even though
it is characterized by certain traits of primitive thought. The
Hottentots, however, have derived their well-known clacking sounds from
the Bushmen, who also gave these sounds to the languages of the Bantu
peoples.
But are we deprived of all knowledge concerning the most primitive
grammatical forms and concerning the related question of the origin
of language, by virtue of the fact that the languages of primitive
peoples have, with the exception of meagre remnants, apparently been
lost? There is a consideration touching the question of primitive forms
of thought and language that enables us, in spite of the difficulty
suggested, to answer this question in the _negative_. The development
of language does not at all keep pace with that of the other forms of
culture. Primitive forms of thought especially, and the corresponding
expression which they receive in language, may long persist after
external culture is relatively advanced. And thus, among tribes that
are in general far beyond the primitive stage, linguistic forms may
still be found which are exact counterparts of phenomena that, from a
psychological point of view, must be regarded as primitive. As regards
this point, it is especially the African languages of the Soudan that
offer a typical field for linguistic study. If we analyse the syntax of
such a language and the forms of thought which the sentence structure
allows us to infer, we gain the impression that it is hardly possible
to imagine a form of human thought whose essential characteristics
could be more primitive. This is clearly apparent from a consideration
of the Ewe language of the peoples of Togo, a German colonial
possession. This is a Soudan language, on whose grammar D. Westermann,
a German missionary, has given us a valuable treatise. While the
Ewe language does not contain all the essential features apparently
characteristic of relatively primitive thought, it does exemplify some
of them. We are led to this conclusion particularly when we compare
it, together with other Soudan languages, with a form of language
which, though it arises under highly advanced cultural conditions, may
nevertheless be regarded as primitive, since it is actually formed anew
before our very eyes. I refer to _gesture-language_. In this case, it
is not sounds, but expressive movements, imitative and pantomimic, that
form the means by which man communicates his thoughts to man. Though
we may regard gesture-language as an original form of language, in so
far as we can observe it at the moment of its creation, we must not, of
course, forget that the genesis of the forms of gesture communication
familiar to us belongs to a higher culture whose conditions differ
widely from those of primitive thought.
Now, of the various forms of gesture-language, the one that is least
subject to change is doubtless the means of communication employed
by those who are bereft of hearing, and therefore of speech as well,
namely, the _deaf and dumb_. A similar means of communication through
signs and gestures may also be observed among peoples of low culture.
Especially when they consist of tribes with markedly different
dialects, do such peoples make use of gestures in communicating
with one another. Investigations of the spontaneously arising
gesture-language of deaf-mutes date largely from the first half of
the nineteenth century. More recent studies have been made of the
gestures of the North American Indian tribes, and similar, though less
complete, observations have been reported concerning the Australians.
In these cases, however, gestures sometimes serve also as a sort of
secret language. This is even more true of certain signs that occur
among some of the peoples of southern Europe, as, for example, among
the Neapolitans. In considering the question before us, such cases
must, of course, be excluded, since the motive of communicating ideas
may here be entirely displaced by that of keeping them secret; instead
of a language that arises spontaneously, we have a means which is, on
the whole, consciously elaborated for purposes of mutual understanding.
If we disregard these cases, which belong to an entirely different
order of facts, and examine the data gathered from widely different
parts of the earth and from very diverse conditions of culture, we
find a remarkable agreement. In certain details, of course, there are
differences. The ideas of the Indian are not in all respects like those
of the civilized European or those of the Australian. Nevertheless,
the gestures that refer to specific concrete objects are frequently so
similar that many of the signs employed by the gesture-language of the
deaf-mutes of Europe may be found among the Dakota Indians. Could we
transfer one of these deaf and dumb persons to this group of Indians,
he would probably have no difficulty at all in communicating with them.
In more recent times the opportunity of investigating spontaneous
gesture-language has not been so great, because deaf-mutes have become
more and more educated to the use of verbal language. The principal
material for the study of the natural gesture-language of deaf-mutes
is, therefore, still to be found in the older observations of Schmalz
(1838, 2nd ed. 1848), a German teacher of people thus afflicted, and in
the somewhat later reports of an Englishman by the name of Scott (1870).
What, now, do these observations teach us concerning the origin of
gesture-language, and therefore probably also concerning the factors
underlying the origin of language in general? According to the
popular notion, a so-called impulse for communication or, perhaps,
certain intellectual processes, voluntary reflections, and actions,
account for the fact that the contents of one's own consciousness
come to be communicated to other individuals. If, however, we observe
gesture-language in its origin, we obtain an entirely different
view. This mode of communication is not the result of intellectual
reflections or conscious purposes, but of emotion and the involuntary
expressive movements that accompany emotion. Indeed, it is simply a
natural development of those expressive movements of human beings
that also occur where the intention of communicating is obviously
absent. As is well known, it is not only emotions that are reflected
in one's movements, particularly in mimetic movements of the face,
but also ideas. Whenever ideas strongly tinged with feeling enter
into the course of emotions, the direct mimetic expressions of the
face are supplemented by movements of the arms and hands. The angry
man gesticulates with movements which clearly indicate the impulse
to attack that is inherent in anger. Or, when we have an ideational
process of an emotional nature, and ideas arise referring to objects
that are present to us, we point to the objects, even though there be
no intention of communicating the ideas. Directions in space, likewise,
as well as past time and futurity, are involuntarily expressed by
means of backward and forward pointing movements; 'large' and 'small'
are expressed by the raising and lowering of the hands. When further
movements are added, indicating the form of an object by describing its
image in the air with the hands, all the elements of a gesture-language
are complete. What is lacking is only that the emotionally coloured
idea be not a mere expression of one's own emotion, but that it evoke
the same emotion and, through this, the same idea, in the minds of
others. Under the influence of the emotion aroused within them, those
addressed must then reply with the same, or slightly different,
expressive movements. When this occurs, there is developed a common
thinking in which impulsive movements are more and more displaced
by voluntary actions, and ideational contents, together with the
corresponding gestures, enter into the foreground of attention. By
virtue of this ideational content, movements expressive of emotions
come to be expressions of ideas; the communication of an individual's
experiences to others results in an exchange of thought--that is, in
language. This development, however, is influenced by that of all
the other psychical functions, and especially by the transition of
emotional and impulsive movements into voluntary actions.
Of what nature, now, is the content of such a gesture-language as
arises independently within a community, and which may, in so far,
be regarded as primitive? To this we may briefly reply that all
elements of this language are perceptible to the senses, and therefore
immediately intelligible. Hence it is that deaf-mutes, though of
different nationalities, can make themselves understood without
difficulty, even upon meeting for the first time. This intelligibility
of gesture-language, however, rests upon the fact that the signs it
employs--or, translated into the terminology of spoken language, its
words--are direct representations of the objects, the qualities, or
the events referred to. Whenever the object discussed is present, the
gesture of _pointing_ with the hand and finger is itself the clearest
way of designating the object. Thus, for instance, 'I' and 'you' are
expressed by the speaker's pointing to himself or to the other person.
This suggests a similar movement to designate a 'third person' who
is not present. The sign in this case is a backward movement of the
finger. Whenever the objects of conversation are present in the field
of vision, the dumb person, as a rule, dispenses with every other form
of representation but that of merely pointing to them.
Since the objects under discussion are, on the whole, only rarely
present, there is a second and important class of gestures, which,
for the sake of brevity, we may call _graphic_. The deaf-mute, as
also the Indian and the Australian, represents an absent object by
pictures outlined in the air. What he thus sketches in only very
general outlines is intelligible to one practised in gesture-language.
Moreover, there is a marked tendency for such gestures to become
permanent within a particular social group. For the word 'house,'
the outlines of roof and walls are drawn; the idea of walking is
communicated by imitating the movements of walking with the index and
middle fingers of the right hand upon the left arm, which is held out
horizontally; the idea of striking is represented by causing the hand
to go through the movements of striking. Not infrequently, however,
several signs must be combined to make a gesture intelligible. In the
German and English deaf and dumb language, the word 'garden,' for
example, is expressed by first describing a circle with the index
finger to indicate a place, and by then lifting the thumb and the index
finger to the nose as the gesture for smelling. 'Garden,' thus, is, as
it were, a place where there are flowers to smell. The idea 'teacher'
cannot, of course, be directly represented or pictured; it is too
complicated for a language of representation. The deaf and dumb person,
therefore, is likely to proceed by first making the gesture for man.
For this purpose, he singles out an incidental characteristic, his
gesture being that of lifting his hat. Since women do not remove their
hats in greeting, this gesture is highly typical. The distinctive sign
for woman consists in laying the hands upon the breast. Now, in order
to communicate the idea of 'male teacher,' the hat is first lifted as
the above gesture for man, and then the index finger is raised. This is
done either because pupils in school raise the index finger to indicate
their knowledge of a certain thing or, perhaps, because the teacher
occasionally raises his finger when he wishes to command attention or
to threaten punishment.