Ten years prior to the publication in Germany of Baumgarten's first

treatise, there had appeared in Naples (1725) the first _Scienza

nuova,_ which developed ideas on the nature of poetry outlined in

a former work (1721), _De constantia iurisprudentis,_ outcome of

"twenty-five years' continuous and harsh meditation."[1] In 1730 Vico

republished it with fresh developments which gave rise to two special

books (_Della sapienza poetica_ and _Della discoperta del vero Omero_)

in the second _Scienza Nuova._ Nor did he ever tire of repeating his

views and forcing them upon the attention of his hostile contemporaries

at every opportunity, seizing such occasion even in prefaces and

letters, poems on the occasion of weddings or funerals, and in such

press notices as fell to his duty as public censor of literature.

And what were these ideas? Neither more nor less, we may say, than

the solution of the problem stated by Plato, attacked but not solved

by Aristotle, and again vainly attacked during the Renaissance and

afterwards: is poetry rational or irrational, spiritual or brutal?

and, if spiritual, what is its special nature and what distinguishes

it from history and science?

As we know, Plato confined it within the baser part of the soul, the

animal spirits. Vico re-elevates it and makes of it a period in the

history of humanity: and since history for him means an ideal history

whose periods consist not of contingent facts but of forms of the

spirit, he makes it a moment in the ideal history of the spirit, a form

of consciousness. Poetry precedes intellect, but follows sense; through

confusing it with the latter, Plato failed to grasp the position it

should really occupy and banished it from his Republic. "Men at first

feel without being aware; next they become aware with a perturbed and

agitated soul; finally they reflect with an undisturbed mind. This

Aphorism is the Principle of poetical sentences which are formed by the

sense of passions and affections; differing thereby from philosophical

sentences which are formed by reflexion through ratiocination; whence

the latter approach more nearly to truth the more they rise towards

the universal, while the former have more of certainty the more they

approach the individual."[2] An imaginative phase of consciousness, but

one possessed of positive value.

[Sidenote: _Poetry and Philosophy: imagination and intellect._]

The imaginative phase is altogether independent and autonomous with

respect to the intellectual, which is not only incapable of endowing

it with any fresh perfection but can only destroy it. "The studies of

Metaphysics and Poetry are in natural opposition one to the other;

for the former purges the mind of childish prejudice and the latter

immerses and drowns it in the same: the former offers resistance to

the judgement of the senses, while the latter makes this its chief

rule: the former debilitates, the latter strengthens, imagination: the

former prides itself in not turning spirit into body, the latter does

its utmost to give a body to spirit: hence the thoughts of the former

must necessarily be abstract, while the concepts of the latter show

best when most clothed with matter: to sum up, the former strives that

the learned may know the truth of things stripped of all passion: the

latter that the vulgar may act truly by means of intense excitement

of the senses, without which stimulant they assuredly would not act

at all. Hence from all time, in all languages known to man, never has

there been a strong man equally great as metaphysician and poet: such a

poet as Homer, father and prince of poetry."[3] Poets are the senses,

philosophers the intellect, of mankind.[4] Imagination is "stronger in

proportion as reason is weaker."[5]

No doubt "reflexion" may be put in verse; but it does not become poetry

thereby. "Abstract sentences belong to philosophers, since they contain

universals; and reflexions concerning such passions are made by poets

who are false and frigid."[6] Those poets "who sing of the beauty and

virtue of ladies by reflexion ... are philosophers arguing in verses

or in love-rhymes."[7] One set of ideas belongs to philosophers,

another to poets: these latter are identical with those of painters,

from which "they differ only in colours and words."[8] Great poets are

born not in epochs of reflexion but in those of imagination, generally

called barbarous: Homer, in the barbarism of antiquity: Dante in that

of the Middle Ages, the "second barbarism of Italy."[9] Those who have

chosen to read philosophic reason into the verse of the great father

of Greek poetry have transferred the character of a later age into

an earlier, since the era of poets precedes that of philosophers and

countries in infancy were sublime poets. Poetic locutions arose before

prose, "by the necessity of nature" not "by caprice of pleasure";

fables or imaginative universals were conceived before reasoned, _i.e._

philosophical universals.[10]

With these observations Vico justified and at the same time corrected

the opinion of Plato in the _Republic,_ denying to Homer wisdom, every

kind of wisdom; the legislative of Lycurgus and Solon, the philosophic

of Thales, Anacharsis and Pythagoras, the strategic of military

commanders.[11] To Homer (he says) belongs wisdom, undoubtedly, but

poetic wisdom only: the Homeric images and comparisons derived from

wild beasts and the elements of savage nature are incomparable; but

"such success does not spring from talent imbued with domesticity and

civilized with any philosophy."[12]

When anybody takes to writing poetry in an era of reflexion, it is

because he is returning to childhood and "putting his mind in fetters";

no longer reflecting with his intellect, he follows imagination

and loses himself in the particular. If a true poet dallies with

philosophical ideas, it is not "that he may assimilate them and dismiss

imagination," but merely "that he may have them in front of him, to

examine as though on a stage or public platform."[13] The New Comedy

which made its appearance after Socrates is undeniably impregnated with

philosophic ideas, with intellectual universals, with "intelligible

kinds of human conduct"; but its authors were poets in so far only as

they knew how to transform logic into imagination and their ideas into

portraits.[14]

[Sidenote: _Poetry and History._]

The dividing line between art and science, imagination and intellect,

is here very strongly drawn: the two distinct activities are repeatedly

contrasted with a sharpness that leaves no room for confusion. The

line of demarcation between poetry and history is hardly less firm.

While not quoting Aristotle's passage, Vico implicitly shows why

poetry seemed to Aristotle more philosophical than history, and at

the same time he dispels the erroneous opinion that history concerns

the particular and poetry the universal. Poetry joins hands with

science not because it consists in the contemplation of concepts but

because, like science, it is ideal. The most beautiful poetic story

must be "wholly ideal": "by means of idea, the poet breathes reality

into things otherwise unreal; masters of poetry claim that their art

must be wholly compact of imagination, like a painter of the ideal,

not imitative like a portrait-painter: whence, from their likeness to

God the Creator, poets and painters alike are called divine."[15] And

against those who blame poets for telling stories which, they say, are

untrue, Vico protests: "The best stories are those approximating most

nearly to ideal truth, the eternal truth of God: it is immeasurably

more certain than the truth of historians who often bring into play

caprice, necessity or fortune; but such a Captain as, for instance,

Tasso's Godfrey is the type of a captain of all times, of all nations,

and so are all personages of poetry, whatever difference there may be

in sex, age, temperament, custom, nation, republic, grade, condition

or fortune; they are nothing save the eternal properties of the human

soul, rationally discussed by politicians, economists and moral

philosophers, and painted as portraits by the poet."[16] Referring

to an observation made by Castelvetro, and approving it in part, to

the effect that if poetry is a presentiment of the possible it should

be preceded by history, imitation of the real, yet finding himself

confronted by the difficulty that, nevertheless, poets invariably

precede historians, Vico solves the problem by identifying history

with poetry: primitive history was poetry, its plot was narration of

fact, and Homer was the first historian; or rather "he was a heroic

character amongst Greek men, in so far as they poetically narrated

their own history."[17] Poetry and history, therefore, are originally

identical; or rather, undifferentiated. "But inasmuch as it is not

possible to give false ideas, since falsity arises from an embroiled

combination of ideas, so is it impossible to give a tradition, however

fabulous, that has not had, at the beginning, a basis of truth."[18]

Hence we gain an entirely new insight into mythology: it is no longer

an arbitrary calculated invention, but a spontaneous vision of truth

as it presented itself to the spirit of primitive man. Poetry gives an

imaginative vision; science or philosophy intelligible truth; history

the consciousness of certitude.

[Sidenote: _Poetry and language._]

Language and poetry are, in Vico's estimation, substantially the same.

In refuting the "vulgar error of grammarians" who maintain the priority

of the birth of prose over that of verse, he finds "within the origin

of Poetry, so far as it has been herein discovered," the "origin of

languages and the origin of letters."[19] This discovery was made by

Vico after "toil as disagreeable and overwhelming as we should undergo

had we to strip off our own nature and enter into that of the primæval

men of Hobbes, Grotius, or Puffendorf; creatures possessing no language

at all, by whom were created the languages of the ancient world."[20]

But his painful labour was richly repaid by his refutation of the

erroneous theory that languages sprang from convention or, as he said,

"signified at will," whereas it is evident that "from their natural

origin words must have had natural meanings; this is plainly seen

in common Latin ... wherein almost all words have arisen by natural

necessity, either from natural properties or from their sensible

effects; and in general, metaphor forms the bulk of language in the

case of every people."[21] This argument strikes a blow at another

common error of the grammarians, "that the language of prose writers

is correct, that of poets incorrect."[22] The poetic tropes grouped

under the heading of metonymy seem to Vico to be "born of the nature

of primitive peoples, not of capricious selection by men skilled in

poetic art";[23] stories told "by means of similitudes, imagery and

comparisons," result "from lack of the genera and species required to

define things with propriety," and "are therefore, by reason of natural

necessities, common to entire peoples."[24] The earliest languages

must have consisted of "dumb gestures and objects which had natural

connexions with the ideas to be expressed."[25] He observes very

acutely that to these figurate languages belong not only hieroglyphics

but the emblems, knightly bearings, devices and blazons which he calls

"mediæval hieroglyphics."[26] In the barbarous Middle Ages "Italy was

forced to fall back on the mute language ... of the earliest gentile

nations in which men, before discovering articulate speech, were

obliged like mutes to use actions or objects having natural connexions

with the ideas, which at that time must have been exceedingly sensuous,

of the things which they wished to signify; such expressions, clad in

almost vocal words, must have had all the lively expressiveness of

poetic diction." [27] Hence arise three kinds or phases of language:

dumb show, the language of the gods; heraldic language, or that of the

heroes; and spoken language. Vico also looked forward to a universal

system of etymology, a "dictionary of mental words common to all

nations."

[Sidenote: _Inductive and formalistic_]

A man with ideas of this sort about imagination, language and poetry

could not say he was satisfied with formalistic and verbal Logic,

whether Aristotelian or scholastic. The human mind (says Vico) "makes

use of intellect when from things which it feels by sense it gathers

something that does not fall under sense: this is the true meaning

of the Latin _intelligere_."[28] In a rapid outline of the history

of Logic, Vico wrote: "Aristotle came and taught the syllogism, a

method more suited to expound universals in their particulars than to

unite particulars by the discovery of universals: then came Zeno with

his sorites, which corresponds with modern philosophic methods and

refines, without sharpening, the wits; and no advantage whatever was

reaped from either by mankind at large. With great reason, therefore,

does Verulam, equally eminent as politician and philosopher, propound,

commend and illustrate induction in his Organum: he is followed by the

English with excellent results to experimental philosophy."[29] From

this source is derived his criticism of mathematics, which have always,

but especially in his day, been considered as the type of perfect

science.

[Sidenote: Vico opposed to all formal theories of poetry.]

In all this, Vico is not only a thorough revolutionary, but is quite

conscious of being so: he knows himself to be in opposition to all

previous theories on the subject. He says that his new principles of

poetry "are wholly opposed to, and not merely different from, all which

have been imagined from the time of Plato and his disciple Aristotle

to Patrizzi, Scaliger and Castelvetro among the moderns; poetry is now

discovered to have been the first language used by all nations alike,

even the Hebrew."[30] In another passage he says that by his theories

"is overthrown all that has ever been said of the origin of poetry,

beginning from Plato and Aristotle, right down to our own Patrizzi,

Scaliger and Castelvetro; and it is found that poetry arising through

defect of human ratiocination is as sublime as any which owes its

being to the later rise of philosophy and the arts of composition and

criticism; indeed, that these later sources never gave rise to any

poetry that could equal, far less surpass it."[31] In the Autobiography

he boasts of having discovered "other principles of poetry than those

found by Greeks and Latins and all others from those times down to the

present day; on these are founded other views on mythology."[32]

These ancient principles of poetry "laid down first by Plato and

confirmed by Aristotle" had been the anticipation or prejudice which

had misled all writers on poetic reason (among whom he cites Jacopo

Mazzoni). Statements "even of most serious philosophers such as

Patrizzi and others" upon the origin of song and verse are so inept

that he "blushes even to mention them."[33] It is curious to see him

annotating the _Ars Poetica_ of Horace, with a view to finding some

plausible sense in it by applying the principles of the _Scienza

nuova_.[34]

It is probable that he was familiar with the writings of Muratori

among contemporaries, for he quotes him by name, and of Gravina, who

was a personal acquaintance; but if he read the _Perfetta Poesia_ and

the _Forza della fantasia_ he could not have been satisfied by the

treatment meted out to the faculty of imagination, so highly valued

and respected by himself; and if Gravina influenced him at all it must

have been by provoking him to contradiction. In this latter (if not

directly in such French writers as Le Bossu) he may have met with the

fallacy of regarding Homer as a repository of wisdom, a fallacy which

he combated with vigour and pertinacity. In his estimation, among the

gravest faults of the Cartesians was their inability to appreciate the

world of imagination and poetry. Of his own times he complained they

were "benumbed by analytical methods and by a philosophy which sought

to deaden every faculty of soul which reached it through the body,

especially that of imagination, now held to be mother of all human

error": times "of a wisdom which freezes the generous soul of the best

poetry," and prevents all understanding of it.[35]

[Sidenote: _Judgments of grammarians and linguists who preceded him_]

It is just the same with the theory of language. "The manner of birth

and the nature of languages has been the cause of much painful toil

and meditation: nor, from the _Cratylus_ of Plato, in which in our

other works we have falsely delighted and believed" (he alludes to

the doctrine followed by him in his own first book, _De antiquissima

Italorum sapientia_), "down to Wolfgang Latius, Julius Cæsar Scaliger,

Francisco Sanchez and others, can we find anything to satisfy our

understanding; so much that in discussing matters of this kind Signor

Giovanni Clerico says there is nothing in philology involved in such a

maze of doubt and difficulty."[36] The chief grammarian-philosophers do

not escape criticism. Grammar, says he, lays down rules for speaking

correctly: Logic for speaking truly; "and since in the order of

nature we must speak truly before learning to speak correctly, Giulio

Cesare della Scala, followed by the best grammarians, employs all his

magnificent energy to reason to the causes of the Latin language from

the principles of logic. But his great design ended in failure for this

reason, that he attached himself to the logical principles of a single

philosopher, namely Aristotle, whose principles are too universal to

explain the almost infinite particulars which naturally beset him who

would reason concerning a language. Whence it happened that Francisco

Sanchez, who followed him with admirable zeal, attempting in his

_Minerva_ to explain the innumerable particles which are found in

Latin by his famous principle of ellipsis, and trying thereby, though

without success, to vindicate the logical principles of Aristotle, fell

into the most cumbrous clumsinesses among an almost innumerable host

of Latin phrases whereby he meant to make good the slight and subtle

omissions employed by Latin in expressing its meaning."[37] The origin

of parts of speech and syntax is wholly different from that assigned

to them by folk who fancied that "the people who invented language

must first have gone to school to Aristotle."[38] The same criticism

undoubtedly must have extended to the logico-grammarians of Port-Royal,

for Vico remarked that the Logic of Arnauld was built "on the same plan

as that of Aristotle."[39]

[Sidenote: _Influence of seventeenth century writers on Vico._]

It may well be granted that Vico was more in sympathy with the

seventeenth-century rhetoricians, in whom we have detected a

premonition of æsthetic science. For Vico, as for them, wit (referring

to imagination and memory) was "the father of all invention": judgement

concerning poetry was for him a "judgement of the senses," a phrase

equivalent to "taste" or "good taste," expressions never used by him

in this connexion. There is no doubt he was familiar with the writers

of treatises on wit and conceits, for, in a dry rhetorical manual

written for the use of his school (in which one looks in vain for a

shadow of his own personal ideas), he quotes Paolo Beni, Pellegrini,

Pallavicino and the Marquis Orsi.[40] He highly esteems Pallavicini's

treatise on _Style_ and has knowledge of the book _Del bene_ by the

same author;[41] perhaps too his mind was not unaffected by the flash

of genius which had enabled the Jesuit for one instant to perceive that

poetry consists of "first apprehensions." He does not name Tesauro, but

there is no doubt he knew him; indeed the _Scienza nuova_ includes a

section, besides that on poetry, upon "blazons," "knightly bearings,"

"military banners," "medals," and so forth, precisely similar in

method to that of Tesauro when he treats of" figurate conceits" in

his _Cannochiale aristotelico_.[42] For Tesauro such conceits are

merely metaphorical ingenuities, like any other; for Vico they are

wholly the work of imagination, for imagination expresses itself not

in words only, but in the "mute language" of lines and colours. He

knew something also of Leibniz; the great German and Newton were by

him described as" the greatest wits of the time"[43]; but he seems to

have remained in complete ignorance of the æsthetic attempts of the

Leibnitian school in Germany. His "Logic of poetry" was a discovery

independent of, and earlier than, Bülffinger's Organon of the inferior

faculties, the _Gnoseologia inferior_ of Baumgarten, and the _Logik

der Einbildungskraft_ of Breitinger. In truth, Vico belongs on one

side to the vast Renaissance reaction against formalism and scholastic

verbalism, which, beginning with the reaffirmation of experience and

sensation (Telesio, Campanella, Galileo, Bacon), was bound to go on by

reasserting the function of imagination in individual and social life:

on the other side he is a precursor of Romanticism.

[Sidenote: _Æsthetic in the "Scienza nuova."_]

The importance of Vico's new poetic theory in his thought as a whole

as well as in the organism of his _Scienza nuova_ has never been fully

appreciated, and the Neapolitan philosopher is still commonly regarded

as the inventor of the Philosophy of History. If by such a science is

meant the attempt to deduce concrete history by ratiocination and to

treat epochs and events as if they were concepts, the only result of

Vico's efforts to solve the problem could have been failure; and the

same is true of his many successors. The fact is that his philosophy of

history, his ideal history, his _Scienza nuova d' intorno alia comune

natura delle nazioni,_ does not concern the concrete empirical history

which unfolds itself in time: it is not history, it is a science of the

ideal, a Philosophy of the Spirit. That Vico made many discoveries in

history proper which have been to a great extent confirmed by modern

criticism (_e.g._ on the development of the Greek epic and the nature

and genesis of feudal society in antiquity and in the Middle Ages)

certainly deserves all emphasis; but this side of his work must be kept

distinctly apart from the other, strictly philosophical, side. And

if the philosophical part is a doctrine expounding the ideal moments

of the spirit, or in his own words "the modifications of our human

mind," of these moments or modifications Vico undertakes especially

to define and fully describe not the logical, ethical and economic

moments (though on these too he throws much fight), but precisely the

imaginative or poetic. The larger portion of the second _Scienza nuova_

hinges on the discovery of the creative imagination, including the "new

principles of Poetry," the observations on the nature of language,

mythology, writing, symbolic figures and so forth. All his "system

of civilization, of the Republic, of laws, of poetry, of history, in

a word, of humanity at large" is founded upon this discovery, which

constitutes the novel point of view at which Vico places himself. The

author himself observes that his second book, dedicated to Poetic

Wisdom, "wherein is made a discovery totally opposed to Verulam's,"

forms "nearly the whole body of the work"; but the first and third

books also deal almost exclusively with works of the imagination. It

might be maintained, therefore, that Vico's "New Science" was really

just Æsthetic; or at least the Philosophy of the Spirit with special

emphasis upon the Philosophy of the Æsthetic Spirit.

[Sidenote: _Vico's mistakes._]

Æsthetic as science of expression and general linguistic · 第 20 / 44 段