CHAPTER XV

BERLIOZ AND LISZT. PROGRAMME MUSIC

There is no doubt that Hector Berlioz (1803-1869), however varied the

appeal of his music to different temperaments, is an artistic

personality to be reckoned with; one not to be ticketed and laid on

the shelf. Although a century and more has elapsed since his birth the

permanent value of his music is still debated, often amusingly enough,

by those who seem unaware that, whatever the theoretical rights of the

case, in practice his principles are the reigning ones in modern

music. As Berlioz stands as the foremost representative of program

music and never wrote anything without a title, it is certain that

before his music or influence can be appreciated, the mind must be

cleared of prejudice and we must recognize that modern program music

is a condition--an artistic fact, not a theory--and that the tendency

towards specific, subjective expression (whether manifested in song,

opera or symphonic poem) is a dominant one among present day

composers. It is true that all music is the expression in tones of the

imagination of the composer; true, also, that music must fulfil

certain conditions of its own being. But imaginations differ. That of

Berlioz, for example, was quite a new phenomenon; and as for the

working principles of musical composition, they are as much subject to

modification as any other form of human experimentation. Berlioz,

himself, says that he never intended to subvert the laws of music,

only to make a new and individual use of them. As he was no abstract

maker of music, his autobiography--one of the most fascinating in the

history of art, only to be compared with that of Benvenuto

Cellini--should be familiar to all who would penetrate the secrets of

his style. Berlioz's compositions, in fact, are more specifically

autobiographic than those of any other notable musician. Both in his

music and his literary works are the same notes of passionate

insistence on his own point of view, of radical dislike for accepting

conditions as they were (he says of himself that he loved to make the

barriers crack) and of fondness for brilliant outward effect. In

considering Berlioz, one is always reminded of Matthew Arnold's lines

on Byron, who resembles Berlioz so closely.

"He taught us little; but our soul

Had felt him, like the thunder's roll.

With shivering heart the strife we saw

Of passion with eternal law;

And yet with reverential awe

We watch'd the fount of fiery life

Which served for that Titanic strife."

Only realize that Berlioz's _Fantastic Symphony_ was composed but

twenty-one years after Haydn's death, and compare the simple,

self-centered Haydn with the restless, wide-visioned Berlioz, of a

mentality positively omnivorous; who, in addition to his musical

achievements, was a brilliant critic and _litterateur_, a man of

travel and wide acquaintance with the world. Then indeed you will

appreciate what an enormous change had come over music. A mere mention

of the authors from whom Berlioz drew his subjects: Shakespeare,

Goethe, Byron, Scott, Virgil, Hugo, shows the wide range of his

reading and the difference in output which would inevitably result.

The previous impersonal attitude towards music is shown by the very

names of compositions which, broadly speaking (till the beginning of

the 19th century) were seldom more than Symphony, Sonata, or Quartet,

No. so and so; while the movements, in an equally mechanical way, were

known by the designations of tempo: allegro, adagio, andante,

etc.--those "senseless terms," as Beethoven himself says. Beginning

pre-eminently with Berlioz, composers have had more highly cultivated

imaginations, much more to say; and the wider range of emotion

resulting therefrom has necessitated differences of form and

treatment. A frequent misconception on the part of the layman is that

worthy music should be so constructed that the hearer be spared all

mental exertion. As long as it was certain that a composer would

present just so many themes in a prescribed order and treated in the

routine fashion, listening to music was a comparatively easy task.

Since Berlioz, music has made ever greater demands on the hearer; who

only when his receptivity is of an equal degree of cultivation with

the creative power of the composer, can grasp the full meaning of the

music. The first step, therefore, toward an appreciation of Berlioz is

to recognize the peculiar, picturesque power of his imagination,

which was of an entirely new order, and may be called musico-poetic in

distinction from purely musical activity. This form of double

consciousness is equally necessary on the part of the hearer. As

Debussy, the modern French composer, so well says, people often do not

understand or enjoy new music because it differs from "une musique"

_i.e._, from a conventional and unvarying type which they have in

their mind. The real effect of Berlioz's "_Carnaval Romain_" Overture,

to take a simple example, is to complement and intensify the mental

picture which any well-read person--or better still, any one who has

actually visited Rome--will have of this characteristic incident in

Italian life. If the work be considered merely as abstract music,

notwithstanding the stimulation and delight caused by the rhythmic

vitality and by the orchestral effects, the real poetic purpose of the

composer remains unfulfilled. This peculiar quality of Berlioz was

partly the result of his fiery excitable temperament and partly the

reactive effect of the environment in which he found himself. What an

amazing group in Paris (beginning about 1830) was that with which he

was associated! De Musset, de Vigny, Liszt, Rossini, Meyerbeer,

Balzac, Dumas, Chopin, Heine, Delacroix, Gericault: young men

representing every art and several nationalities, all under the lead

of Hugo, that prince of Romanticists; their object being--revolt from

conventional standards and a complete expression of their own

personalities. Hugo, as he says in the famous preface to Cromwell, was

tearing down the plaster which hides the facade of the fair temple of

art; Dumas had just demolished Racine; Gericault and Delacroix, by

their daring conceptions, were founding our modern school of painting.

Into this maelstrom of revolution, Berlioz--he of the flaming locks,

"that hairy Romantic" as Thackeray calls him--flung himself with

temperamental ardor; for he was a born fighter and always in

opposition to someone. The audacity and dramatic energy of his

compositions are but the natural result of the tendencies of the

period. Berlioz's early career is of extreme interest to us

English-speaking people, because the first strong stimulus to his

imagination came from his acquaintance with the dramas of Shakespeare.

In 1827, some of the dramas, (such as Hamlet, and Romeo and Juliet)

were played in Paris by an English company, and their effect upon

Berlioz was overwhelming. He would wander about the streets raving of

Shakespeare; he promptly fell in love with the most beautiful actress

in the troupe--Henrietta Smithson, whom he later married[226]--and

then began the frenzied period of composing and concert giving, which

came to a climax in the _Fantastic Symphony_ first performed in 1830.

Berlioz's courage and perseverance are shown by his winning the Prix

de Rome, after four failures! His two years in Italy (his picture may

still be seen at the Villa Medici), replete with amusing and thrilling

incidents, were, on the whole the happiest period of his stormy life.

[Footnote 226: For a convincing account of this tragic marriage see

the volume of _Recollections_ by Ernest Legouve.]

But we must pass to some brief comments upon the characteristics, pro

and con, of his style. In the first place it was extremely original;

showed little or no connection with former composers; has had no

imitators, and cannot be parodied. Berlioz likewise possessed great

range of emotion--though he rarely touched the sublime; a power of

laying out works on a vast scale, and, in general, of achieving with

unerring certainty the effects desired. The poet Heine said that much

of Berlioz's music reminded him of "primeval monsters and fabulous

empires." And what a master he was of rhythm!--one of the greatest in

music! Prior to his work, and that of Schumann among the Germans, the

classic rhythms were becoming rather stereotyped; and the vigorous

elasticity introduced by these two composers has widened incalculably

the range of dramatic effect. But his indisputable claim to lasting

recognition is his genius in the treatment of the orchestra. Berlioz

had an inborn instinct for sensuous tonal effect for its own sake, and

not as the clothing of an abstract idea. With him the art of making

that composite instrument, the orchestra, give forth the greatest

beauty and variety of sound became an end in itself; and from his

ingenious and innovating effects has been evolved the orchestra as we

hear it to-day. Berlioz thought, so to speak, in terms of orchestral

color. In his melodies we do not feel that the drawing, the contour of

the pure line, is the chief thing; but that the assignment of the

melody to just the right instrument, and the color-effect thereby

produced, are integral parts of the conception. Notwithstanding the

fact that some of his effects are extravagant or at times bizarre, he

must be credited with revealing possibilities in orchestral shading

and color which, still further developed by Wagner, Strauss and

Tchaikowsky, have become conventional means of expression. Some of his

most celebrated and satisfying works, in addition to those mentioned,

are the _Harold in Italy_ Symphony, with its personification by a solo

viola of the chief character; the _Romeo and Juliet_ Symphony, for

both vocal and instrumental forces (of which the ball-scene with its

wondrous love-melody and the _Queen Mab_ Scherzo--unequalled for

daintiness--represent his highest attainments as a tone-poet) and,

most popular of all, the _Damnation of Faust_ based on scenes from

Goethe's poem. The bewitching incidental pieces for orchestra alone,

such as the _Ballet of Sylphs_ and the _Rakoczy March_, are often

played at symphony concerts, and are familiar to everyone. Certain

blemishes in Berlioz's music are obvious and need not be

over-emphasized. There is often more style and outward effect than

real substance. His works excite, but how seldom do they exalt! For he

was frequently deficient in depth of emotion and in latent

warmth--qualities quite different from the hectic glow and the

feverish passion which his French admirers, Tiersot and Boschot, claim

to be genuine attributes of musical inspiration, of power to compel

universal attention. We of other nations can only firmly dissent.

Without question his work has never succeeded in calling forth the

spontaneous love of a large body of admirers.[227] In an eloquent

passage the conductor and critic Weingartner sums up the case:

"Berlioz will always represent a milestone in the development of

music, for he is the real founder of the modern school. He did not

approach that ethical depth, that ideal purity which surround

Beethoven's name with such unspeakable glory, but no composer since

Beethoven, except Wagner, has enriched music with so many new means of

expression as this great Frenchman. Berlioz, Liszt and Wagner are the

heroes of the last half of the 19th century, just as Haydn, Mozart,

Beethoven, Weber and Schubert were of the first."

[Footnote 227: It is understood that this is merely a personal opinion

of the writer and might well have been prefaced by the Socratic "it

seems to me." Too much criticism reminds us of wine-tasting--Mr.

So-and-So likes port, Mr. So-and-So sherry. The object of fair-minded

appreciation is to understand clearly just what each composer set out

to do, _i.e._, what was the natural tendency of his individual genius;

then the only question is: did or did he not do this well? It is

futile to blame him because he was not someone else or did not achieve

what he never set out to do.]

As Berlioz is, if possible, even more idiomatic for the orchestra than

Chopin for the pianoforte, no conception of the real quality of his

message can be gained from transcriptions, however good. His

works[228] must be studied at first hand in the orchestral score and

then heard in performance by an excellent orchestra. Some preliminary

acquaintance and appreciation, however, of characteristic features in

his style is possible from arrangements and so we select for comment

the following works and movements: The _Fantastic Symphony_, the

_Carnaval Romain_ Overture, the _Ballet des Sylphes_ and the _Feux

Follets_ from the _Damnation of Faust_, the _Pilgrim's March_ from the

_Childe Harold_ Symphony and the Slow Movement from the _Romeo and

Juliet_ Symphony.[229] There is much valuable and stimulating

reading[230] about Berlioz and his influence; for, as Theophile

Gautier acutely remarks, "S'il fut un grand genie, on peut le discuter

encore, le monde est livre aux controverses; mais nul ne penserait a

nier qu'il fut un grand caractere." The _Symphonie_[231]

_fantastique_, op. 14, _episode de la vie d'un artiste_, in five

movements is significant for being the first manifestation of

Berlioz's conviction that music should be yet more specifically

expressive, since it is founded on a characteristic theme, called

l'idee fixe which typifies the heroine, _e.g._

[Music]

[Footnote 228: The best edition is the complete one, beautifully

engraved and with critical comments, by Malherbe and Weingartner. This

is expensive, but should be found in any large library.]

[Footnote 229: The only citations possible in the Supplement are the

Overture and portions of a few of the others.]

[Footnote 230: Particularly to be recommended are the following: the

essay in _Musical Studies_ by Newman; that by R. Rolland in _Musiciens

d'aujourd'hui_ (in French and in English); _Berlioz et la societe de

son temps_ by J. Tiersot; the essay in _Studies in Modern Music_ by

Hadow; Berlioz's own _Memoires_ (in French and in English) and his

entertaining essays, _A Travers Chants_, _Grotesques de la Musique_

and _Soirees d'Orchestre_; the excellent resume of Berlioz's writings

in the _Amateur Series_ by W.F. Apthorp; the _Symphony since

Beethoven_ by Weingartner; and, above all, the monumental work by

Boschot in three parts--_La Jeunesse d'un Romantique_, _Un Romantique

sous Louis Philippe_, _Le Crepuscule d'un Romantique_. There is an

amusing but far from convincing assault against Berlioz as a programme

composer and, to a certain extent, against Romanticism in general, in

the _New Laocoon_ by Professor Irving Babbitt.]

[Footnote 231: On the title page of the autograph copy of the full

score is inscribed the following quotation from King Lear: "As flies

to wanton boys are we to the Gods; they kill us for their sport."]

This theme, with modifications appropriate to the changes in the

character and the environment, is repeated in each movement. As for

the theme itself, frankly it does not amount to much; it certainly

fails to take our emotions by storm or sing itself into our hearts.

Berlioz's harmonization is very bald, and as to his attempts at

development,[232] the less said the better. Of course whatever Berlioz

writes for the orchestra _sounds_ well; of that there is no doubt. But

this is not enough; any more than we are convinced by a person's

statements or arguments merely because he happens to have a beautiful

speaking voice. This dramatization of a musical theme was, after all,

nothing iconoclastically new and Berlioz is perfectly right in

claiming that he was merely extending the possibilities of that same

type of theme as is found in Beethoven himself, _e.g._, in the

_Coriolanus_ Overture and to a certain extent in the Fifth Symphony.

If, furthermore, we look back from the dramatic and highly personified

use made of themes in modern music, in the works of Strauss,

Tchaikowsky, Franck and even Brahms (_e.g._, his First Symphony with

its motto-theme) we can see that this symphony of Berlioz is an

important link in a perfectly logical chain of development. This

melody, then, l'idee fixe, appears in each of the five movements;

undergoing, however, but slight purely thematic development, being

introduced and modified primarily for dramatic purposes. In the second

movement,[233] _Un Bal_, two phrases drawn from it are sung _pp_ by

the clarinet as an indication that, amid the gaieties of the dance,

the vision of the beloved one is ever present. In the _Scene aux

Champs_ it is modified and eloquently declaimed by the flute and oboe,

_e.g._

[Music]

[Footnote 232: Dannreuther, in his essay in the Sixth Volume of the

_Oxford History of Music_, speaks of the peculiar process of

"rabbeting" which serves Berlioz in the place of counterpoint, and the

criticism, though caustic, holds much truth.]

[Footnote 233: This movement is also of interest as an early example

of the Waltz among the conventional symphonic moods. The example has

been followed by Tchaikowsky in the third movement of his Fifth

Symphony.]

At the close of the movement occurs one of Berlioz's most novel and

realistic effects--the imitation of the rumbles of distant thunder

produced by four kettle-drums tuned in a very peculiar way (see page

75 of the orchestral score, Breitkopf and Haertel edition). In the

fourth movement, _Marche au Supplice_, four measures of l'idee fixe

are introduced just at the moment when the head of the hero is to be

chopped off. This is done for purely theatric purposes and certainly

makes our flesh creep--as Berlioz no doubt intended. The most

spectacular effect, however, is in the last movement, _Songe d'une

Nuit du Sabbat_, where the theme is parodied to typify the degraded

appearance which the beloved one takes in the distorted dreams of her

lover, _e.g._

[Music]

The impression made by the Symphony depends largely upon the attitude

of the hearer. In this work we are not to look for the sublimity and

emotional depth of a Bach or Beethoven any more than we expect a

whimsical comedy of Aristophanes to resemble an epic poem of Milton.

But for daring imagination, for rhythmic vitality and certainty of

orchestral effect, it was and remains a work[234] of genius.

[Footnote 234: For further comments on this Symphony see Mr. Mason's

essay in the _Romantic Composers_, an essay which, while thoughtful,

strikes the writer as somewhat biased.]

THE CARNAVAL ROMAIN OVERTURE

(SEE SUPPLEMENT NO. 57)

This work is one of Berlioz's most brilliant pieces, with an

orchestral life and color all its own. The material is taken from his

opera _Benvenuto Cellini_;[235] the checquered career of this artist

having made an irresistible appeal to Berlioz's love of the unusual

and the spectacular. The body of the work is based on the Italian

national dance, the Saltarello; and with this rhythm as a steadying

background Berlioz achieves a continuity sometimes lacking in his

work. The mere thought of the sights, sounds and colors of that

important event in the life of Rome would be enough to inflame his

susceptible imagination, and so here we have Berlioz at his very best.

The overture begins, allegro assai con fuoco, with a partial

announcement of the saltarello theme by the violins and violas, freely

imitated by the wood-wind instruments, _e.g._

[Music]

[Footnote 235: For an entertaining account of the subject matter of

the opera see Chapter VII of Boschot's _Un Romantique sous Louis

Philippe_.]

After a sudden prolonged silence and some crescendo trills the first

periodic melody is introduced, sung by the English horn--the tune

taken from an aria of Benvenuto in the first act. The melody is soon

repeated in the dominant key by the violas and then, treated

canonically, by the 'cellos and violins. The canon really tells and

shows that Berlioz, as is often alleged, was not _altogether_ lacking

in polyphonic skill. The rhythm is now gradually quickened and leads

to the main body of the work, in 6/8 time, based on the Italian

folk-dance--the Saltarello which, as its name implies, is of a

"skipping" nature. The music is freely developed from the two

following themes; there is no second theme proper, _e.g._

[Music: (_a_)]

[Music: (_b_)]

Toward the close there is a return to the introductory melody which is

treated contrapuntally by the bassoons and other wind-instruments. The

saltarello resumes its sway and is worked up to a fiery ending;

especially brilliant are the closing chords scored for full brass with

trills on the cornets.

Two of Berlioz's most poetically conceived descriptive pieces are the

_Menuet des Feux-Follets_ and the _Ballet des Sylphes_, incidental

orchestral numbers from the _Damnation of Faust_; for they illustrate

convincingly what one means by the claim that Berlioz thought in terms

of orchestral color and suggestion. To give a musical picture of such

airy and fantastic imaginings by the mere repetition of conventional

formulae would obviously be of no avail. Berlioz's genius is equal to

the situation; and as we listen to the music we can really see the

flickering of the Will o' the Wisps and feel the graceful swaying of

the Sylphs as they hover about the sleeping Faust. To suggest the

Feux-Follets Berlioz ingeniously gives the theme to two piccolos in

thirds, which are supported by a rich but subdued mass of wind

instruments, horns and trumpets, _e.g._

[Music]

With equal felicity does he create the picture of the delicate,

graceful Sylphs. Any boisterous rhythmic activity would be quite out

of place; and so, above a sustained ground tone on muted 'cellos and

basses (which continues through the piece), and the slightest

suspicion of motion on the second violins and violas, there floats in

the first violins one of the most perfectly rounded and exquisite

melodies in existence, _e.g._

[Music]

In the closing measures there is a charming shadowy dialogue between

kettle-drums (struck with sponge-headed sticks) and harps, in

harmonics, carrying out Berlioz's stage directions--"Les esprits de

l'air se balancent quelque temps autour de Faust endormi et

disparaissent peu a peu." The piece ends with a chord barely whispered

on the clarinets, _pppp_, which, as Hadow aptly suggests, reminds us

of vanishing soap bubbles.

Berlioz's most sustained and perfect work, both in content and

treatment, is universally acknowledged to be the _Harold en Italie_

Symphony[236] in four movements for full orchestra and solo viola.

There is little actual correspondence between the scenes of Byron's

poem and the musical portrayal; and in fact, as Liszt says, "The title

clearly shows that the composer wished to render the impression which

the magnificent nature of Italy could not fail to make on a soul such

as that of Harold languishing in sorrow." The significant features of

the work are the melody for solo viola, recurring[237] in each

movement, which typifies Harold--that "melancholy dreamer," _e.g._,

[Music]

and the dazzling sensationalism of the Finale (Orgy of Brigands)

which, when it was once played "con amore" by a fine orchestra, called

forth from Berlioz the following eulogy,--"Sublime! I thank you,

gentlemen, and I wonder at you; you are perfect brigands." The finale

is also notable in that the opening portion is a reminiscence, a

passing in review, of the chief themes of the preceding movements.

Berlioz, we may surmise, was following the precedent established by

Beethoven in the finale of the _Ninth Symphony_, and, although his

treatment is rather mechanical and lacking in any such dramatic logic

as justified Beethoven, a certain organic connection between the

movements is undoubtedly secured. A portion of the second movement,

_March of Pilgrims_ singing the evening prayer, is cited in the

Supplement (See No. 58) chiefly because it is one of Berlioz's noblest

inspirations, giving an eloquent picture of a procession approaching,

passing by and losing itself in the distance--a long crescendo and

diminuendo. At every eighth measure the March melody is interrupted by

the muffled chant of the pilgrims, very effectively scored for brass

instruments, pianissimo. In the middle of the piece a contrast is

gained by the introduction of a religious chant. The closing measures

of this movement are of haunting beauty--a mysterious effect being

produced by an intentional mixture of tonalities (the sustained B in

the flute and oboe being answered by a C on the horns and harp, while

beneath are heard fragments of the March theme in the main key on the

pizzicato double basses).[238] Berlioz's most pretentious orchestral

composition is that called in the full title "Romeo and Juliet,

dramatic symphony, with choruses, vocal solos, and a prologue in

choral recitative, composed after Shakespeare's tragedy."

Notwithstanding many touches of genius, it is a very uneven work and

is too much a conglomerate of styles--narrative, lyrical, dramatic,

theatric and symphonic--for the constructive ability of the author to

weld into a living whole. There are several portions which, however

noble and glorious may have been Berlioz's conception,[239] and

however inspired by Shakespeare's genius, do not "come off." Two of

the numbers, on the other hand, are worthy of the highest praise--the

_Love Scene_ and the _Queen Mab Scherzo_. Of the latter Saint-Saens

writes--"The famous Scherzo is worth even more than its reputation. It

is a miracle of lightness and gracefulness. Beside such delicacies and

transparencies the _finesses_ of Mendelssohn in the _Midsummer Night's

Dream_ seem heavy." The main theme is fascinating in its daintiness

and sparkle, _e.g._

[Music]

Berlioz considered the _Love Scene_ his finest inspiration and there

are few pieces comparable with it for passionate utterance. The

orchestration is wonderful for richness and variety.[240]

[Footnote 236: For an extended analysis of the work and also for an

account of the alleged connection of the virtuoso Paganini with its

composition, see the essay in Niecks' _Program Music_. There are, in

addition, interesting comments in _Stories of Symphonic Music_ by

Lawrence Gilman.]

[Footnote 237: An early example of the modern principle of

transformation and transference by theme.]

[Footnote 238: A striking illustration of "association of ideas" may

be gained from a comparison of the end of this movement with the

closing measures of Strauss's _Thus Spake Zarathustra_; it seems

incredible that Strauss did not have Berlioz's effect in his mind.]

[Footnote 239: See the _Memoires_ for a rhapsodic account of his state

of mind at this time--"basking in the warm rays of Shakespeare's

imagination and believing it in his power to arrive at the marvellous

island where rises the temple of pure Art."]

[Footnote 240: For extended comments and a long citation of the actual

music see the Sixth Volume of the _Oxford History of Music_.]

After a careful study of the foregoing examples the reader, we hope,

is in a position to make a fair estimate of Berlioz's power and to

realize his great significance. It should be understood that this

music is intensely subjective and so requires a sympathetic and

cultivated attitude on the part of the listener. To the writer at

least, there remains one vital lack in Berlioz's music,--that of the

_dissonant element_. It often seems as if his conceptions could not be

fully realized for want of sheer musical equipment, largely due to

insufficient early training. For what is music without dissonance?

Surely "flat, stale and unprofitable" even if, in Berlioz's case, this

deficiency is offset by great rhythmic vitality and gorgeous color.

Yet in his best works[241] there is such a strong note of

individuality, indeed such real character, that they are deserving of

sincere respect and admiration, although by everybody they may not be

deeply loved. We should, furthermore, always remember that, if

Berlioz's poverty of harmonic effect is sometimes annoying, he never

falls into the humdrum ruts of those who have had a stereotyped

academic training. His genius was unhampered by any conventional

harmonic vocabulary, and hence it could always express itself freely.

That he was a real genius no one can fairly doubt.

[Footnote 241: For valuable analytical comments on Berlioz's

orchestral style see Vol. VIII, Chapter X, of the _Art of Music_

(Cesar Saerchinger, N.Y.), and for biographical details and matters of

general import, Vol. II, Chap. IX.]

All the qualities which have been enumerated as typical of the

romantic temperament: warmth of sentiment, broad culture, love of

color and the sensuous side of music, freedom of form, and stress laid

on the orchestra as the most eloquent means of expression, reach their

climax in Franz Liszt (1811-1886). Born near Vienna of a Hungarian

father and a German mother, but chiefly associated with Paris, Weimar,

Budapest and Rome, he is certainly the most picturesque and versatile

figure in the music of the 19th century; for he worked and won fame as

a pianoforte virtuoso--probably the greatest the world has known--as a

prolific composer for pianoforte, orchestra and voice, as a teacher,

conductor and man of letters, and withal spent a large part of his

time, strength and fortune in helping young artists and in producing

works which otherwise might never have seen the light. His life is of

constant and varied interest, so spectacular at times that it seems

like a fairy tale.[242] As a mere boy he began to receive adulation

for his precocity; at the height of his career he was loaded with

honors and wealth; in his old age he was a favorite with everyone of

distinction and influence in France, Germany, England and Italy.

Nevertheless he preserved, throughout, the integrity of his character

and the nobility of his disposition. Whatever may be the final

estimate of his powers as a creative artist, as a man he has earned

nothing but eulogy;[243] for seldom has any one been freer from the

faults of vanity, petty jealousy and envy which so often mar the

artistic temperament. Liszt's generous encouragement and financial

support of Wagner in the struggling days of his unpopularity have

never been surpassed in the brotherhood of art.

[Footnote 242: The best biographies in English are the one by Huneker

and that in Vol. 2 of Grove's Dictionary.]

[Footnote 243: For a lively description of his influence as a

pianoforte teacher see _Music Study in Germany_ by Amy Fay.]

Liszt is akin to Berlioz in many respects; we feel the same natural

tendency to derive musical inspiration from external sources, poetic,

pictorial or from the realm of Nature. Purely as a musician, however,

Liszt was far greater, with a wider vocabulary and more power in

thematic development. His work also is somewhat uneven; moments of

real beauty alternating with passages which are trivial, bombastic or

mere lifeless padding. When we bear in mind Liszt's unparalleled

versatility, his output in quantity and variety is so amazing--there

being well over 1,000 works of about every kind--that it is unfair to

expect the style to be as finely wrought as the original conception is

noble. A serious and unbiased study of his best compositions will

convince one that Liszt is entitled to high rank as a musician of

genuine poetic inspiration. The average music-lover is prone to dwell

upon him as the composer of _Les Preludes_, the _Hungarian

Rhapsodies_, and as the somewhat flashy transcriber of operatic

potpourris, such as the _Rigoletto Fantasie_. But _Les Preludes_,

notwithstanding a certain charm and the clever manner in which the

music (without becoming minutely descriptive) supplements the poem of

Lamartine, is yet barred from the first rank by its mawkishness of

sentiment and by its cloying harmonies. The most significant among the

symphonic poems are _Orpheus_ with its characteristic crescendos and

diminuendos; _Tasso_ of great nobility and pathos, and _Mazeppa_, a

veritable tour de force of descriptive writing. To hear any one of

these masterpieces can not fail to alter the opinion of those who may

have considered Liszt as exclusively given over to sensational

effects. As for the _Hungarian Rhapsodies_, which Liszt intended as a

kind of national ballade and so, for the basic themes and rhythms,

drew largely on Hungarian Folk music, here again the public, with its

fondness for being dazzled, has laid exclusive stress on the flashy

ones to the detriment of those containing much that is noble and of

enduring worth. In his transcriptions of standard songs Liszt did as

valuable a public service as any popularizer, and has thereby made

familiar the melodies of Schubert and Schumann to hundreds who

otherwise would know nothing of them. In considering Liszt's

pianoforte works we must remember that he was a born virtuoso with a

natural fondness for exploiting the possibilities of his instrument,

and with an amazing technique as a performer. When the sincerity of a

composer is in question there is a great difference as to what should

be the standard of judgment, whether the work be for orchestra or for

pianoforte. In writing for orchestra the composer naturally centres

himself on the pure ideas and their treatment, as the execution is

something entirely external to himself. In works for pianoforte,

however, the composer who is also a virtuoso will often, and quite

justifiably, introduce passages of purely pianistic effect which in

other circumstances would amount to a confession of deficient

imagination. That Liszt at times abused his facility in decoration

need not be gainsaid, and yet how poetic and eloquent are his best

pianoforte compositions!--the _Etudes_, the _Waldesrauschen_, the

_Ballade_ and, above all, the _Sonata in B minor_.[244] Much unjust

criticism has been expended upon Liszt for treating the pianoforte

like an orchestra. As a matter of fact he widened, in a perfectly

legitimate way, the possibilities of the instrument as to sonority,

wealth and variety of color-effect. According to the testimony of

contemporary colleagues, Rubinstein, Taussig and von Buelow who, had

they not been convinced of his supremacy, might well have been

jealous, Liszt was incontestably the greatest interpreter of Bach,

Beethoven and Chopin; and his power as a Beethoven scholar is attested

by the poetically annotated edition of the Sonatas. It is often

asserted that Liszt lacked spontaneous melodic invention. This is a

hard saying unless taken in a relative sense. We may grant that Liszt

was neither a Schubert nor a Mozart, and yet recognize in his works

some extremely haunting melodies. His creative power was acknowledged

by Wagner and in a very practical manner. In fact, after a comparative

study of their works, one is amazed at the number of melodies which

Wagner borrowed from Liszt and at the generous complaisance of the

latter. The reactive influence of Liszt and Wagner, each upon the

other, is an interesting chapter in the development of modern art.

Liszt was undoubtedly encouraged in his revolutionary aims by Wagner's

fiery courage. Wagner, on his side, owed much to Liszt's unselfish

generosity; and with his more powerful constructive gifts worked up

into enduring form motives which, internal evidence clearly shows,

came from Liszt himself.

[Footnote 244: For a most entertaining description of this work see

the Huneker Biography, pp. 64-70.]

Just a few closing words as to Liszt's specific contributions to the

expansion of musical structure. He was an advanced leader in the

"program school," being endowed with considerably more constructive

power than Berlioz, who often fell between two stools: in that while

his subject demanded the freest treatment, he lacked the vigor to

break away from the formal routine of his classic models. In Liszt's

orchestral works, however, the term "Symphonic Poem"--one of his own

invention--is fully justified, _i.e._, they are _symphonic_ in that

they have organic unity, although this is not attained by preserving

the classic number and arrangement of themes; and they are also

_poetic_, being not a presentation of abstract tone patterns, but

illustrative of some external idea which shapes the course of the

music entirely to its own needs.[245] The distinguishing quality of

the Symphonic Poem is its unbroken continuity. Although objective

points are reached, and while there are broad lines of demarcation

with reference to the varied moods of the poem to be illustrated,

there are _no rigid stops_--everything is fused together into a

continuous whole. Liszt was an advocate of persistent development,

_i.e._, the music going out into space like a straight line instead of

returning on itself. Inner evidence shows, however, that although he

avoided many needless and conventional repetitions, he could not

entirely throw overboard the cyclical law of restatement; for there is

not one of his _Symphonic Poems_ which does not repeat, at the end,

thematic material already heard. Liszt carried the principle of theme

transformation still further than Berlioz; and, as a German, tended to

lay stress rather on the psychological aspects of character than on

those outward theatric events which appeal to French taste. The

difference is well shown by a comparison of the _Damnation of Faust_

with Liszt's _Faust_ Symphony, considered his most inspired orchestral

work. Liszt must not be forgotten as a song-writer, especially for his

settings to Goethe's poems; which, as Huneker says, are masterpieces

and contain, in essence, all the dramatic lyricism of modern writers,

Strauss included. In these songs the instrumental part is of special

import; Liszt in pianistic treatment anticipating Hugo Wolf with his

"Songs for Voice and Pianoforte," _i.e._, the voice and the instrument

are treated as coequal factors.

[Footnote 245: For stimulating comments see _The Symphony since

Beethoven_ by Weingartner, pp. 71-86.]

The works of Liszt selected for analytical comment are the Symphonic

Poem _Orpheus_, the _Faust_ Symphony and the Pianoforte Etude,

_Waldesrauschen_. The student, however, should become familiar with

several others[246] of the Symphonic Poems, notably _Tasso_, _Les

Preludes_ and _Mazeppa_; with the Pianoforte Sonata in B minor in one

movement, in which Liszt works on the same plan as Schumann in the

Fourth Symphony; with the descriptive pianoforte pieces and etudes;

and with the songs, of which _Kennst du das Land_, _Die Lorelei_ and

_Du bist wie eine Blume_ are beautiful examples.

[Footnote 246: An enlightening and comprehensive account of each of

these may be found in Niecks's _Programme Music_ already referred to.

See also Chapter VII, pp. 141-155 in Vol. VI of the _Oxford History_

for what is perhaps a rather biased point of view. There is an

excellent tabulation of the themes from _Les Preludes_ in Mason's

_Romantic Composers_.]

SYMPHONIC POEM, ORPHEUS

In this work, as must always be the case in poetically suggestive

music, the composer trusts to the general intelligence and insight of

the listener. For a mere mention of the name Orpheus may well call up

the vision of a majestic, godlike youth proclaiming his message of joy

and peace to soften the unruly passions of men and animals.

It is said that Liszt's imagination was kindled by a beautiful

representation of Orpheus playing on the lyre, which decorates an

Etruscan vase in the Louvre. The aim of the music was thus to

intensify and supplement the visual effect. The Poem begins with soft,

sustained calls on the horns, creating a mood of expectancy,

interspersed with modulatory arpeggios on the harp serving to complete

the legendary picture. In these Symphonic Poems, we must always

observe how closely the nature of the themes and the whole import of

the music are involved with the orchestral dress. For Liszt, though

not perhaps so brilliant and sensational as Berlioz, was equally a

great master of orchestral coloring and poetic suggestion by means of

appropriate instruments; often, too, more delicate and refined. In

measure 15 begins for sustained strings the stately march which

typifies the gradual approach of Orpheus. The second phrase of the

march, beginning in measure 38, has received the compliment of being

appropriated, almost literally, by Wagner in the second act of the

_Valkyrie_ for the march motive with which Wotan is ushered in. Some

beautiful modulatory developments of the march theme, with which the

original horn calls are united, lead to the impassioned theme in E

major, sung by an English horn, which is the message of Orpheus to the

sons of men, _e.g._

[Music]

The theme is expanded by means of striking modulations until, in

measure 102, it is presented by the full orchestra. Some rather

meaningless repetitions, in detached phrases, of the Orpheus theme

bring us, in measure 130, to a return of the original march which is

finally proclaimed _ff_ with great power and sonority. It seems to

typify the triumphant justification of Orpheus's appearance. The

dissonant modulations in the following passage, beginning measure 155,

(in which the double basses take a dramatic part) have been thought by

some to represent realistically the uncouth roars of forest monsters.

These outcries finally subside and in the Coda, beginning at measure

180, we have first a beautiful reminiscence of Orpheus's message and

then a last announcement of the march theme, which is now presented in

the form of a long diminuendo, as if the God-like apparition were

slowly withdrawing from our sight. A series of shifting modulations

(adagio and pianissimo) seems to bring a cloud before our enraptured

senses, and the work closes with a long sustained chord in C major,

_ppp_, giving an elemental idea of peace and satisfaction. From the

standpoint of musical structure the work is a crescendo followed by a

diminuendo and, poetically considered, is a convincing picture in

terms of music of the effect made upon Liszt's imagination by the

legend of Orpheus. Observe that, although the composition is free in

form, it is _not_ formless.[247] The main lines are the familiar ones

of statement, contrast and restatement, _i.e._, three-part form, and

the key-relationship is clear and carefully planned.

[Footnote 247: An allegation often brought against Liszt's work by

those whose conception of "form" is that of a cast-iron mould.]

THE FAUST SYMPHONY

This work, although embodying Liszt's favorite ideas of dramatic

characterization and transformation of theme as found in the Symphonic

Poems, more nearly resembles the ordinary symphony in that it is in

three distinct movements--with pauses between--which stand,

respectively, for the three chief characters in Goethe's drama: Faust,

Gretchen and Mephistopheles. In the _Faust_ Symphony the principle of

transformation or metamorphosis of themes is of such importance that

it may be defined as their rhythmic, melodic and harmonic modification

for the purpose of changing the meaning to correspond with a

modification in the characters for which they stand. The first

movement sets before us five themes illustrative of the most prominent

traits in the complex nature of Faust; the three most important being

(_a_) typical of brooding, speculative inquiry, (_b_) the longing of

love, (_c_) the enthusiasm and chivalry of Faust, _e.g._

[Music: (_a_)]

[Music: (_b_)]

[Music: (_c_)]

The development of these themes is entirely free, the musical texture

being held together by a general application of the principle of

contrast and by a logical key-scheme. The second movement has two main

themes, _e.g._

[Music: (_a_)]

[Music: (_b_)]

which portray eloquently the sweetness and dreamy ecstacy of

Gretchen's nature. In the course of this portrayal there appear

several themes from the first movement showing, by their

transformation, the effect upon the introspective Faust of the

awakening influence of love. Thus the love theme appears as--

[Music]

and also later in this form--

[Music]

Towards the close of the movement there is a subtle reference to the

chivalrous theme, as follows--

[Music]

Much of the appeal of the music depends upon the orchestration which

throughout is of remarkable beauty.

In the final movement, entitled Mephistopheles, there are a few

independent themes which portray the malign influence of the spirit of

Evil--the movement is marked Allegro vivace ironico!--but most of the

material is a transformation of the Faust themes which are here

burlesqued, parodied; as if all the noble aspirations of Faust were

being mocked and set at naught. This treatment is a perfectly logical

result of the correspondence, for which Liszt was striving, between

the music and the spirit of the underlying drama. As for the final

impressiveness of his artistic message, the composer may well have

felt that the effect would be indefinite without the specific meaning

which words alone can give. For the style is very subjective

throughout; that is, if the hearer is in a responsive condition, an

effect is produced on his imagination--otherwise, not. To close the

work, therefore, in the most moving and dignified manner, Liszt, with

unerring instinct and following the precedent of Beethoven in the

Ninth Symphony, introduces a chorus of men's voices--marked Andante

Mistico--which intones the famous stanza "Alles Vergaengliche"[248] at

the close of the second part of Faust; while, above this chorus, a

solo tenor proclaims the motto of the redeeming love of woman, "Das

ewig Weibliche"--a sentiment so dear to the German[249] mind and one

that plays such an important part in the music dramas of Wagner. A

dramatic and musical connection between the movements is established

by using, for this solo part, the melody (intensified by augmentation)

which in the second movement typified the love and charm of Gretchen,

_e.g._

[Music: Das ewig Weibliche]

[Footnote 248: Translated as follows by Bayard Taylor:--

Chorus Misticus

All things transitory

But as symbols are sent;

Earth's insufficiency

Here grows to Event;

The Indescribable,

Here it is done:

The Woman-Soul leadeth us

Upward and on!]

[Footnote 249: The way in which the Germans in the recent war have

applied this doctrine raises, we must say, many searching questions.]

Notwithstanding the ultra sensationalism in some of Liszt's works

there is no doubt that, in the closing pages of Faust, he has produced

an effect of genuine power and of inspired musical beauty.[250]

_Faust_, in fact, may be called a great work because of the character

of its leading melodies, its freedom of structure and expression and

its wealth of appropriate orchestral color. For these merits we may

overlook certain dreary passages where it would surely seem as if the

imagination of the composer were not able to translate into tones all

the phases of Goethe's stupendous drama.[251]

[Footnote 250: That this is the verdict of the public is shown by the

fact that, whenever of late years _Faust_ has been given by the Boston

Symphony Orchestra, it has had to be repeated by popular request.]

[Footnote 251: For further comments on the work see Huneker's _Franz

Liszt_, pp. 141-146 and the third part (on Program Music) of Finck's

_R. Strauss, The Man and His Works_. Also Chap. VII passim in Vol. VI

of the Oxford History.]

In a book such as this, chiefly concerned with broad principles of

structure and style, it would be out of place to attempt a detailed

account of Liszt's numerous and varied pianoforte compositions. But

they can by no means be left out of consideration by anyone who wishes

to gain a comprehensive estimate of his influence. For although the

fundamental principles of pianoforte style, both in writing for the

instrument and in playing upon it, are derived from Chopin and

Schumann,[252] Liszt so amplified the work of these men and added so

many novel features of his own in pianistic effect and especially in

execution that he is rightly considered a genius of the instrument. He

certainly brought out of the pianoforte a sonority and wealth of color

which heretofore had been associated only with the orchestra. The

chief groups of the pianoforte works are (1) the transcriptions of

songs, notably of Schubert and Schumann, and of operas, particularly

of Wagner. In this group should also be included the remarkable

arrangement for solo-pianoforte of all the Beethoven Symphonies. (2)

The Etudes, especially the set entitled "_Etudes d'execution

transcendante_"--a description which clearly shows the idea Liszt set

before himself and indubitably attained; of this set the one in F

minor is particularly fine. (3) The world-famed _Hungarian

Rhapsodies_, fifteen in number, based on national melodies and

rhythms. In these Liszt aspired to be the poet of his nation, and they

are still among the most important manifestations of the national

spirit so prominent in our modern music. Perhaps the most eloquent and

celebrated are the 2d, the 12th and the 14th. Even if at times they

are overencrusted with effects meant primarily for display, the

rhythmic vitality and color of the melodies cannot be withstood.

[Footnote 252: Weber and Schubert had, of course, done valuable

pioneer work.]

CONCERT ETUDE, _Waldesrauschen_

(SEE SUPPLEMENT NO. 59)

This composition begins with a swaying, cantabile theme for the left

hand very characteristic of Liszt, which stands out in relief against

some beautifully placed arabesque figures in the upper register of the

instrument--the whole to be played una corda, dolce con grazia. It

really is a poetic picture, in terms of music, of the delicious murmur

of the woods. In the 15th measure the theme is transferred to the

right hand, in octaves, over sonorous, widely extended groups below.

The theme is expanded through a series of striking modulations and

then returns, in measure 30, to the left hand in a single melodic

line. This middle portion, measures 30-50, is very beautiful in its

genuine atmospheric treatment. Towards its close, however, Liszt's

fondness for sensational effect rather runs away with him and there is

a good deal, in measures 50-60 (marked martellato, strepitoso and

_fff_), which is rather difficult to reconcile with the poetic

subject. Perhaps a mighty wind is roaring through the trees! In

measure 61 the theme is once more presented in amplified form by the

right hand, piu mosso and molto appassionata, and worked up to a

brilliant climax--ending with an interlocking trill and a long,

descending passage of delightful sensuous effect. The closing

measures, una corda and dolcissimo, afford a reminiscence of the

haunting appeal of the chief melody. All in all, in spite of a certain

admixture of alloy, here is a poetic composition, a real tone-picture

of the woods and of the effects implied by the title. Certainly a

piece which, in its picturesque suggestiveness and pianistic

treatment, may fairly be called the ancestor of much that is beautiful

in such modern composers as Debussy and Ravel.

As a final estimate of Liszt and as a suggestion for the student's

attitude we cite from Niecks the following quotation, since, in our

opinion, it is true and forcibly expressed:

"Liszt's works are too full of originality and striking expressiveness

to deserve permanently the neglect that has been their lot. Be,

however, the ultimate fate of these works what it may, there will

always remain to Liszt the fame of a daring striver, a fruitful

originator and a wide-ranging quickener."

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