CHAPTER VIII

THE DISRUPTION OF CHARLEMAGNE'S EMPIRE

[Sidenote: Louis the Pious succeeds Charlemagne.]

35. It was a matter of great importance to the world whether

Charlemagne's extensive empire was, after his death, to remain one or to

fall apart. He himself appears to have had no expectation that it would

hold together, for in 806 he divided it up in a very arbitrary manner

among his three sons. We do not know whether he was led thus to undo his

life's work simply because the older tradition of a division among the

king's sons was as yet too strong to permit him to hand down all his

possessions to his eldest son, or because he believed it would be

impossible to keep together so vast and heterogeneous a realm. However

this may have been, the death of his two eldest sons left only Louis,

who succeeded his father both as king and emperor.

[Sidenote: Partition of Charlemagne's empire among the sons of Louis the

Pious.]

Louis the Pious had been on the throne but a few years before he took up

the all-important problem of determining what share each of his sons

should have in the empire after his death. As they were far too

ambitious to submit to the will of their father, we find no less than

six different partitions between the years 817 and 840. We cannot stop

to trace these complicated and transient arrangements, or the rebellions

of the undutiful sons, who set the worst possible example to the

ambitious and disorderly nobles. On the death of Louis the Pious, in

840, his second son, Louis the German, was in possession of Bavaria and

had at various times been recognized as ruler of most of those parts of

the empire now included in Germany. The youngest son, Charles the Bald,

had all the western portion of the Frankish possessions, while

Lothaire, the eldest, had been designated as emperor and ruled over

Italy and the district lying between the possessions of the younger

brothers. Charles and Louis promptly combined to resist the attempts of

Lothaire to assert his superiority as emperor, and defeated him at

Fontenay (841). The treaty of Verdun, which followed, is one of the most

memorable in the history of western Europe.[52]

[Illustration: Map of Treaty of Verdun]

[Sidenote: Treaty of Verdun, 843.]

In the negotiations which led up to the treaty of Verdun there appears

to have been entire agreement among the three parties that Italy should

go to Lothaire, Aquitaine to Charles the Bald, and Bavaria to Louis the

German. The real difficulty lay in the disposal of the rest of the

empire. It seemed appropriate that the older brother, as emperor, should

have, in addition to Italy, the center of the Frankish dominions,

including the capital, Aix-la-Chapelle. A state of the most artificial

kind, extending from Rome to northern Holland, was thus created, which

had no natural unity of language or custom. Louis the German was

assigned, in addition to Bavaria, the country north of Lombardy and

westward to the Rhine. As for Charles the Bald, his realm included a

great part of what is France to-day, as well as the Spanish March and

Flanders.

36. The great interest of the treaty of Verdun lies in the tolerably

definite appearance of a western and an eastern Frankish kingdom, one of

which was to become France and the other Germany. In the kingdom of

Charles the Bald the dialects spoken by the majority of the people were

derived directly from the spoken Latin, and in time developed into

Provençal and French. In the kingdom of Louis the German, on the other

hand, both people and language were German. The narrow strip of country

between these regions, which fell to Lothaire, came to be called

_Lotharii regnum_, or kingdom of Lothaire.[53] This name was perverted

in time into Lotharingia and, later, into Lorraine. It is interesting to

note that this territory has formed a part of the debatable middle

ground over which the French and Germans have struggled so obstinately

down to our own day.

[Sidenote: The Strasburg oaths.]

We have a curious and important evidence of the difference of language

just referred to, in the so-called Strasburg oaths (842). Just before

the settlement at Verdun, the younger brothers had found it advisable to

pledge themselves, in an especially solemn and public manner, to support

one another against the pretensions of Lothaire. First, each of the two

brothers addressed his soldiers in their own language, absolving them

from their allegiance to him should he desert his brother. Louis then

took the oath in what the chronicle calls the _lingua romana_, so that

his brother's soldiers might understand him, and Charles repeated his

oath in the _lingua teudisca_ for the benefit of Louis' soldiers.[54]

Fortunately the texts of both of these oaths have been preserved. They

are exceedingly interesting and important as furnishing our earliest

examples, except some lists of words, of the language spoken by the

common people, which was only just beginning to be written. Probably

German was very rarely written before this time, as all who could write

at all wrote in Latin. The same is true of the old Romance tongue (from

which modern French developed), which had already drifted far from the

Latin.

[Illustration: Map of Treaty of Mersen]

[Sidenote: New divisions of the empire corresponding to France, Germany,

and Italy.]

37. When Lothaire died (855) he left Italy and the middle kingdom to his

three sons. By 870 two of these had died, and their uncles, Charles the

Bald and Louis the German, did not hesitate to appropriate the middle

kingdom and divide it between them by the treaty of Mersen. Italy was

left to Lothaire's only surviving son, together with the imperial crown,

which was to mean nothing, however, for a hundred years to come. The

result was that, as early as 870, western Europe was divided into three

great districts which corresponded with startling exactness to three

important states of modern Europe, i.e., France, Germany, and Italy.

[Sidenote: The empire temporarily reunited under Charles the Fat.]

Louis the German was succeeded in the East-Frankish kingdom by his son,

Charles the Fat. In 884, owing to the death of the sons and the

grandsons of Charles the Bald, there was no one to represent his line

except a child of five years. So the aristocracy of the West-Frankish

kingdom invited Charles the Fat to become their king. In this way it

came about that the whole empire of Charlemagne was reunited for two or

three years under a single ruler.[55]

[Sidenote: Charles the Fat and the Northmen.]

Charles the Fat was ill and proved an incompetent emperor, entirely

unequal to the serious task of governing and protecting his vast

territories. His weakness was especially shown in his pusillanimous

treaties with the Northmen. When Paris was making an heroic defense

against them under its count, Odo, Charles, instead of marching at the

head of an army to relieve it, agreed to pay the invaders seven hundred

pounds of silver if they would raise the siege. They were then permitted

to take up their winter quarters far inland, in Burgundy, where they

proceeded to burn and pillage at will.

[Sidenote: Charles the Fat deposed and succeeded by Arnulf.]

This degrading agreement so disgusted the West-Frankish nobility that

they were glad to join a conspiracy set on foot by Charles' nephew, the

brave Arnulf of Carinthia, who had resolved to supplant his inefficient

uncle. Charles was deposed and deserted by all his former supporters in

887. No one, except Napoleon, has ever again succeeded in bringing the

eastern, western, and southern parts of Charlemagne's empire under his

control, even for a brief period. Arnulf, although enjoying the title of

emperor, could scarcely hope to be recognized as king in all parts of

the Frankish empire. Even nominal unity was no longer possible. As one

of the chronicles of the time puts it, "While Arnulf was frittering away

his time, many little kingdoms grew up."

[Sidenote: Origin of the kingdom of Burgundy, or Arles.]

In the West-Frankish territory the nobility of the northern part chose

Odo, the hero of the siege of Paris, as their king; but in the south

another enterprising nobleman, Count Boso of Vienne, succeeded in

inducing the pope to crown him king of a certain district on the Rhone

which included Provence. Immediately after Boso's death a large

territory about the Lake of Geneva, which he had hoped to win for

himself, became a separate kingdom under its own ruler. This region and

that which Boso ruled to the south were later united into the kingdom of

Burgundy, or, as it is often called, Arles.

Even before the deposition of Charles the Fat, many of the counts and

other important landowners began to take advantage of the weakness of

their king to establish themselves as the rulers of the districts about

them, although they did not assume the title of king. In the

East-Frankish kingdom the various German peoples whom Charlemagne had

managed to control, especially the Bavarians and Saxons, began to revive

their old national independence. In Italy the disruption was even more

marked than in the north.[57]

[Sidenote: Causes of disruption.]

[Sidenote: Poor roads.]

38. It is clear, from what has been said, that none of the rulers into

whose hands the fragments of Charlemagne's empire fell, showed himself

powerful and skillful enough to govern properly a great territory like

that embraced in France or Germany to-day. The difficulties in the way

of establishing a well-regulated state, in the modern sense of the word,

were almost insurmountable. In the first place, it was well-nigh

impossible to keep in touch with all parts of a wide realm. The

wonderful roads which the Romans had built had generally fallen into

decay, for there was no longer a corps of engineers maintained by the

government to keep them up and repair the bridges. In those parts of

Charlemagne's possessions that lay beyond the confines of the old Roman

Empire, the impediments to travel must have been still worse than in

Gaul and on the Rhine; there not even the vestiges of Roman roads

existed.

[Sidenote: Scarcity of money for paying government officers and

maintaining armies.]

In addition to the difficulty of getting about, the king had to contend

with the scarcity of money in the Middle Ages. This prevented him from

securing the services of a great corps of paid officials, such as every

government finds necessary to-day. Moreover, it made it impossible for

him to support the standing army which would have been necessary to

suppress the constant insubordination of his officials and of the

powerful and restless nobility, whose chief interest in life was

fighting.

[Sidenote: New invasions,--the Northmen, Slavs, Hungarians, and

Saracens.]

The disintegration of the Frankish empire was hastened by the continued

invasions from all sides. From the north--Denmark, Norway, and

Sweden--came the Scandinavian pirates, the Northmen.[58] They were

skillful and daring seamen, who not only harassed the coast of the North

Sea, but made their way up the rivers, plundering and burning towns

inland as far as Paris. On the eastern boundary of the empire the

Germans were forced to engage in constant warfare with the Slavs. Before

long the Hungarians, a savage race, began their terrible incursions into

central Germany and northern Italy. From the south came the Saracens,

who had got possession of Sicily (in 827), and terrorized southern Italy

and France, even attacking Rome itself.

[Sidenote: Growing power and independence of the great landed

proprietor.]

39. In the absence of a powerful king with a well-organized army at his

back, each district was left to look out for itself. Doubtless many

counts, margraves, bishops, and other great landed proprietors who were

gradually becoming independent princes, earned the loyalty of the people

about them by taking the lead in defending the country against its

invaders and by establishing fortresses as places of refuge when the

community was hard pressed. These conditions serve to explain why such

government as continued to exist during the centuries following the

deposition of Charles the Fat was necessarily carried on mainly, not by

the king and his officers, but by the great landholders. The grim

fortresses of the mediæval lords, which appeared upon almost every point

of vantage throughout western Europe during the Middle Ages, would not

have been tolerated by the king, had he been powerful enough to destroy

them. They plainly indicate that their owners were practically

independent rulers.

When the traveler in France or Germany comes upon the picturesque ruins

of a mediæval castle, perched upon some rocky cliff, accessible from one

side only, and commanding the surrounding country, he cannot but see

that those massive walls, with their towers and battlements, their moat

and drawbridge, were never intended as a dwelling place for the peaceful

household of a private citizen, but rather as the fortified palace of a

ruler. We can picture the great hall crowded with armed retainers, who

were ready to fight for the proprietor when he was disposed to attack a

neighboring lord, and who knew that below were the dungeons to which the

lord might send them if they ventured to rebel against his authority.

[Illustration: Mediæval Fortress, showing Moat and Drawbridges]

[Sidenote: The landed proprietor and the manor.]

In order to understand the position of the mediæval noble and the origin

of feudalism we must consider the situation of the great landowners. A

large part of western Europe in the time of Charlemagne appears to have

been divided up into great estates, resembling the Roman villas. Just

how these originated we do not know. These estates, or _manors_, as they

were called, were cultivated mainly by serfs, who were bound to the land

and were under the control of its proprietor. They tilled such part of

the estate as the owner reserved for his own particular use, and

provided for his needs and their own without the necessity of buying

much from the outside. When we speak of a mediæval landowner we mean one

who held one or more of these manors, which served to support him and

left him free to busy himself fighting with other proprietors in the

same position as himself.[59]

[Sidenote: Immunities.]

It had been common even before Charlemagne's time to grant to

monasteries and churches, and even to individuals, an extraordinary

privilege which exempted their lands from the presence or visits of

government officials. No public officer with the power to hear cases,

exact fines, obtain lodging or entertainment for the king and his

followers when traveling about, or make requisitions of any kind, was to

enter the lands or villages belonging to the monastery or person

enjoying the _immunity_. These exemptions were evidently sought with a

view to getting rid of the exactions of the king's officials and

appropriating the various fines and fees, rather than with the purpose

of usurping governmental prerogatives. But the result was that the

monasteries or individuals who were thus freed from the requisitions of

the government were left to perform its functions,--not, however, as yet

in their own right, but as representatives of the king.[60] It is not

hard to see how those who enjoyed this privilege might, as the central

power weakened, become altogether independent. It is certain that a

great many landowners who had been granted no exemption from the

jurisdiction of the king's officers, and a great many of the officers

themselves, especially the counts and margraves, gradually broke away

altogether from the control of those above them and became the rulers of

the regions in which they lived.

[Sidenote: Tendency to hereditary offices.]

The counts were in a particularly favorable position to usurp for their

own benefit the powers which they were supposed to exercise for the

king. Charlemagne had chosen his counts and margraves in most cases from

the wealthy and distinguished families of his realms. As he had little

money, he generally rewarded their services by grants of estates, which

only served to increase their independence. They gradually came to look

upon their office and their land as private property, and they were

naturally disposed to hand it on to their sons after them. Charlemagne

had been able to keep control of his agents by means of the _missi_.

After his death his system fell into disuse and it became increasingly

difficult to get rid of inefficient or rebellious officers.

[Sidenote: Forces opposed to disruption, viz., partial survival of royal

authority and feudalism.]

Yet we must not infer that the state ceased to exist altogether during

the centuries of confusion that followed the break-up of Charlemagne's

empire, or that it fell entirely apart into little local governments

independent of each other. In the first place, a king always retained

some of his ancient majesty. He might be weak and without the means to

enforce his rights and to compel his more powerful subjects to meet

their obligations toward him. Yet he was, after all, the _king_,

solemnly anointed by the Church as God's representative on earth. He was

always something more than a feudal lord. The kings were destined to get

the upper hand before many centuries in England, France, and Spain, and

finally in Italy and Germany, and to destroy the castles behind whose

walls their haughty nobles had long defied the royal power.

[Sidenote: Feudalism.]

In the second place, the innumerable independent landowners were held

together by _feudalism_. One who had land to spare granted a portion of

it to another person on condition that the one receiving the land should

swear to be true to him and perform certain services,--such as fighting

for him, giving him counsel, and lending aid when he was in particular

difficulties. In this way the relation of lord and vassal originated.

All lords were vassals either of the king or of other lords, and

consequently all were bound together by solemn engagements to be loyal

to one another and care for one another's interests. Feudalism served

thus as a sort of substitute for the state. Private arrangements between

one landowner and another took the place of the weakened bond between

the subject and his king.

The feudal form of government and the feudal system of holding land are

so different from anything with which we are now familiar that it is

difficult for us to understand them. Yet unless we do understand them, a

great part of the history of Europe during the past thousand years will

be well-nigh meaningless.[61]

An Introduction to the History of Western Europe · 第 8 / 42 章