The road traversed thus far has enabled us to take exact account of the
precise and relative value of the so-called doctrine of factors; we know
also how its adherents come to eliminate objectively those provisional
concepts, which were and are a simple expression of a thought not fully
arrived at maturity.
And, nevertheless, it is necessary that we speak further of this
doctrine, in order to explain better and more in detail for what
reasons two of the so-called factors, the state and the law, have been
and are still considered as the principal and exclusive subject of
history.
Historians have indeed for centuries placed in these forms of social
life the essence of development. Moreover, they have perceived this
development only in the modification of these forms. History has for
centuries been treated as a discipline relative to the
juridico-political movement and even to the political movement
principally. The substitution of society for politics is a recent thing,
and much more recent still is the reduction of society to the elements
of historical materialism. In other words, sociology is of quite recent
invention, and the reader, I hope, will have understood for himself that
I employ this term for the sake of brevity, to indicate in a general
manner the science of social functions and variations, and that I do not
hold to the specific sense given it by the Positivists.
It is more satisfactory to say that, up to the beginning of this
century, the data bearing upon usages, customs, beliefs, etc., or even
upon the _natural conditions_, which serve as the foundation and
connection for social forms, were not mentioned in political histories
unless as objects of simple curiosity, or as accessories and complements
of the narration.
All this cannot be a simple accident, and indeed is not. There is, then,
a double interest in taking account of the tardy appearance of social
history, both because our doctrine justifies yet again by this means
its reason for existence, and because we thus eliminate, in a definite
manner, the so-called factors.
If we make an exception of certain critical moments in which social
classes, by an extreme incapacity for adapting themselves to a condition
of relative equilibrium, enter into a crisis of more or less prolonged
anarchy, and if we make an exception of those catastrophes in which an
entire world disappears, as at the fall of the Roman Empire of the West,
or at the dissolution of the Califate, then it may be said that, ever
since there has been a written history, the state appears not only as
the creation of society but also as its support. The first step that
child-like thought had made in this order of considerations is in this
statement: That which governs is also that which creates.
If, moreover, we make an exception of certain short periods of democracy
exercised with the vivid consciousness of popular sovereignty, as was
the case in a few Greek cities, especially at Athens, and in a few
Italian cities, and especially Florence (the former nevertheless were
composed of free men who were proprietors of slaves, and the latter of
privileged citizens who exploited foreigners and peasants) the society
organized into a state was always composed of a majority at the mercy of
the minority. And thus the majority of men has appeared in history as a
mass sustained, governed, guided, exploited and ill treated, or at least
as a variegated conglomeration of interests, which a few had to govern,
maintaining in equilibrium the divergences, either by pressure or by
compensation.
Thence the necessity of an art of government, and as it is this before
all else which strikes those who are studying collective life, it was
natural that politics should appear as the author of the social order
and as the sign of the continuity in the succession of historic forms.
To say politics is to say activity, which, up to a certain point, is
exercised in a desired direction, until the moment at least when
calculations dash themselves against unknown or unexpected obstacles. By
taking the state as an imperfect experience would suggest for the author
of society, and politics for the author of the social order, it resulted
that the narrators or philosophical historians were driven to place the
essence of history in a succession of forms, institutions and political
ideas.
Whence the state drew its origin, where the basis of its performance was
found, that mattered not, as that matters not in current reasoning. The
problems of the genetic order arose, as is known, rather late. The state
is and it finds its reason for existence in its present necessity; that
is so true that the imagination has not been able to adapt itself to the
idea that it has not always existed, and so it has prolonged its
conjectural existence back to the first origins of the human race. The
gods or demigods and heroes were its founders, in mythology at least,
just as in mediaeval theology the Pope is the first and therefore the
divine and perpetual source of all authority. Even in our time,
inexperienced travelers and imbecile missionaries find the state where
there is, as among savages and barbarians, nothing but the gens, or the
tribe of gentes, or the alliance of gentes.
Two things were necessary that these prejudices of the judgment should
be overcome. In the first place, it was necessary to recognize that the
functions of the state arise, increase, diminish, alter and follow each
other with the variations of certain social conditions. In the second
place, it was necessary to arrive at a comprehension of the fact that
the state exists and maintains itself in that it is organized for the
defense of certain definite interests, of one part of society against
all the rest of society itself, which must be made in such a way, in its
entirety, that the resistance of the subjects, of the ill treated and
the exploited, either is lost in multiple frictions, or is tempered by
the partial advantages, wretched though they be, to the oppressed
themselves. Politics, that art so miraculous and so admired, thus brings
us back to a very simple formula; to apply a force or a system of forces
to the total of resistances.
The first step, and the most difficult, is taken when the state has been
reduced to the social conditions whence it draws its origin. But these
social conditions themselves have been subsequently defined by the
theory of classes, the genesis of which is in the manner of the
different occupations, granted the distribution of labor, that is to
say, granted the relations which co-ordinate and bind men together in a
definite form of production.
Thenceforth the concept of the state has ceased to represent the direct
cause of the historic movement as the presumed author of society,
because it has been seen that in each of its forms and its variations
there is nothing else than the positive and forced organization of a
definite class rule, or of a definite compact between different classes.
And then by an ulterior consequence from these premises, it is finally
to be recognized that politics, as the art of acting in a desired
direction, is a comparatively small part of the general movement of
history, and that it is but a feeble part of the formation and the
development of the state itself, in which many things, that is to say,
many relations, arise and develop by a necessary compact, by a tacit
consent, or by violence endured and tolerated. The reign of the
unconscious, if by that we mean what is not decreed by free choice and
forethought, but what is determined and accomplished by a succession of
habits, customs, compacts, etc., has become very considerable in the
domain of the data which form the object of the historic sciences; and
politics, which has been taken as an explanation, has itself become
something to explain.
We know now in a positive way the reasons in consequence of which
history had necessarily to appear under a purely political form.
But this does not mean that we ought to believe that the state is a
simple excrescence, a mere accessory of the social body, or of free
association, as so many Utopians and so many ultra-liberal thinkers of
anarchist tendencies have imagined. If society has thus far culminated
in the state, it is because it has had need of this complement of force
and authority, because it is at first composed of units which are
unequal by reason of economic differentiations. The state is something
very real, a system of forces which maintain equilibrium and impose it
through violence and repression. And to exist as a system of forces it
has been compelled to develop and to establish an economic power,
whether this latter rests upon robbery, the result of war, or whether it
consists in direct property in the domain, or whether it is constituted
little by little, thanks to the modern method of public taxes, which
takes on the constitutional appearance of a self-imposed system of
taxation. It is in this economic power, so considerable in modern times,
that its capacity for acting is founded. It results, that by reason of a
new division of labor, the functions of state give rise to special
orders and conditions, that is to say, to very particular classes,
without including the class of parasites.
The state, which is and which must be an economic power that in its
defense of the ruling classes it may be furnished with means to repress,
to govern, to administer and to make war, creates in a direct or an
indirect manner an aggregation of new and particular interests, which
necessarily react upon society. Thus the state, by the fact that it has
arisen and that it maintains itself as a guaranty of the social
antitheses, which are a consequence of economic differentiations,
creates around itself a circle of persons interested directly in its
existence.
Two consequences follow therefrom. As society is not a homogeneous
whole, but a body of specialized articulations, or, rather, a multiform
complexus of objects and interests, it happens that sometimes the
directors of the state seek to isolate themselves, and by this isolation
they oppose themselves to the whole of society, and then, in the second
place, it happens that organs and functions, created first for the
advantage of all, end by no longer serving any interest but those of
groups, and permit abuses of power on the part of coteries and camorras.
Thence arise aristocracies and hierarchies born from the use of the
public power, thence arise dynasties; in the light of simple logic these
formations appear wholly irrational.
From the first beginnings of written history the state has increased or
diminished its powers, but it has never disappeared, because ever since
there have been, in the society of men unequal in consequence of
economic differentiation, reasons for maintaining and for defending,
through force or conquest, slavery, monopolies, or the predominance of
one form of production, with the domination of man over man. The state
has become, as it were, the field of an endless civil war, which is
developing always, even if it does not always show itself under the
startling form of Marius and Sylla, days of June and wars of Secession.
Within the state, the corruption of man by man has always flourished,
because, if there is no form of domination which does not meet
resistance, there are no forms of resistance which, in consequence of
the pressing needs of life, may not degenerate into a passive compact.
For these reasons, historic events, seen on the surface of the ordinary
monotonous narrative, appear like the repetition of the same type, with
few variations, like a series of kaleidoscopic pictures. We need not be
astonished if the idealistic Herbart and the caustic or pessimistic
Schopenhauer arrived at this conclusion, that there is no history, in
the sense of any actual _processus_, which is to say in common language;
history is a tiresome song.
When political history is once reduced to its quintessence, the state
remains illuminated in all its prose. Thenceforth there is no more trace
either of theological divination, nor of metaphysical
transubstantiation, so much in vogue among certain German
philosophers,--for whom the state is the Idea, the State Idea which is
realized in history, the state is the full realization of the
personality, and other stupidities of the same sort. The state is a real
organization of defense to guarantee and perpetuate a mode of
association, the foundation of which is a form of economic production,
or a compact and a transaction between forms. To sum up, the state
assumes, either a system of property, or a compact between several
systems of property. There is the foundation of all its art, the
exercise of which demands that the state itself became an economic
power, and that it also dispose of means and processes to make property
pass from the hands of some into the hands of others. When, by the
effect of an acute and violent change of the forms of production, it is
necessary to resort to an unusual and extraordinary readjustment of the
relations of property (for example, the abolition of mortmain and fiefs,
the abolition of commercial monopolies), then the old political form is
insufficient and revolution is necessary to create a new organ which may
operate the new economic transformation.
If we make an exception of the very ancient times which are unknown to
us, all history is developed in the contacts and the antagonisms of the
different tribes and communities, and thereafter of the different
nations and different states; that is to say, that the reasons for the
internal antitheses in the circle of each society are always more and
more complicated with frictions with the outside world. These two
reasons for antagonism condition each other reciprocally, but in ways
which are always varying. Often it is internal disturbance which urges a
community or a city to enter into external collisions; at other times it
is these collisions which alter the internal relations.
The principal motive for the different relations between the different
communities has been from the beginnings, even as it is to-day,
_commerce_ in the broad sense of the word, that is to say, exchange,
whether it is a matter of giving up, as in the poor tribes, merely the
surplus in exchange for other things, or whether it is a matter, as
to-day, of production on a large scale, which is carried on with the
exclusive intention of selling so as to draw from a sum of money a
larger sum of money. This enormous mass of events exterior and
interior, which accumulate and pile upon each other in history, is such
a trouble to the historians who content themselves with exploring it and
summarizing it, that they become lost in the infinite attempts at
chronological groups and bird's-eye views. Whoever, on the contrary,
knows the internal development of the different social types in their
economic structure, and who considers political events as the particular
results of the forces acting in society, ends by triumphing over the
confusion born out of the multiplicity and the uncertainty of first
impressions, and instead of a chronological or synchronous series, or a
view of the whole, he can arrive at the concrete series of a real
_processus_.
In the presence of these realistic conditions all the ideologies founded
on the ethical mission of the state or on any such conception, fall to
the ground. The state is, so to speak, fitted into its place, and it
remains encased, as it were, in the surroundings of the social
development, in its capacity of a form resulting from other conditions,
and in its turn, by reason of its existence, reacting naturally upon the
rest.
Here arises another question.
Will this form ever be outgrown?--or can there be a society without a
state?--or can there be a society without classes?--and if we must be
more explicit, will there ever be a form of communist production with a
distribution of labor and of tasks such that there will be no room in it
for the development of inequalities, that source of domination of man
over man?
It is in the affirmative answer to this question that _scientific
socialism_ consists, in so far as it affirms the coming of communistic
production, not as a postulate, nor as the aim of a free volition, but
as the result of the _processus_ immanent in history.
As is well known, the premise of this prevision is in the actual
conditions of present capitalist production. This, socializing
continually the mode of production, has subjected living labor more and
more with its regulations to the objective conditions of the technical
process, it has day after day concentrated the property in the means of
production more and ever more into the hands of a few, who as
stockholders, or speculators, are always found to be more and more
removed from immediate labor, the direction of which passes over to
intelligence and science. With the increased consciousness of this
situation among the proletarians, whose instruction in solidarity comes
from the actual conditions of their employment, and with the decrease of
the capacity of the holders of capital to preserve the private direction
of productive labor, a moment will come, when in one fashion or another,
with the elimination in every form of private rent, interest, profit,
the production will pass over to the collectivist association, that is
to say, will become communistic. Thus will disappear all inequalities,
except those of sex, age, temperament and capacity, that is to say, all
those inequalities will cease which engender economic classes, or which
are engendered by them, and the disappearance of classes will put an end
to the possibility of the state, as domination of man over man. The
technical and pedagogical government of intelligence will form the only
organization of society.
In this fashion, scientific socialism, in an ideal fashion at least, has
triumphed over the state; and its triumph has given it a complete
knowledge both of its mode of origin and the reasons for its natural
disappearance. It has understood it precisely because it does not rise
up against it in a one-sided and subjective fashion, as did more than
once, at different epochs, the cynics, the stoics, the epicureans of all
sorts, the religious sectaries, the visionary monks, the utopians and
finally, in our days, the anarchists of every stripe. Still more,
instead of rising up against it, scientific socialism is proposing to
show how the state continually rises up of itself against itself, by
creating in the means with which it cannot dispense, as, for example, a
colossal system of taxation, militarism, universal suffrage, the
development of education, etc., the conditions of its own ruin. The
society which has produced it will reabsorb it; that is to say, that
just as society in organizing a new form of production will eliminate
the antagonisms between capital and labor, so, with the disappearance of
proletarians and the conditions which render proletarians possible, will
disappear all dependence of men upon his fellow man in any form of
hierarchy, whatever it may be.
The terms in which the genesis and the development of the state evolve,
from its initial point of appearance in a particular community, where
economic differentiation is beginning, up to the moment where this
disappearance begins to foreshadow itself, make it henceforth
intelligible to us.
The State has been reduced till it is but a necessary complement of
certain definite economic forms, and thus the theory which would have
seen in it an independent factor in history is thenceforth forever
eliminated.
It is henceforth relatively easy to take account of the fashion in which
_law_ has been raised up to the rank of a decisive factor of society,
and thus of history, directly or indirectly.
Before all else, we must remember in what fashion arose this philosophic
conception of justice generalized, which is the principal foundation of
the theory which maintains that history is dominated by the progress of
independent legislation.
With the precocious dissolution of the feudal society in certain parts
of Central and Northern Italy, and with the birth of the Communes, which
were republics of production grouped in trade guilds and merchant
guilds, the Roman law was forced into a place of honor. This law
flowered anew in the Universities. It entered into a struggle with the
barbaric laws and also in part with the canon law; it was then evidently
a form of thought which answered better to the needs of the
bourgeoisie, which was beginning to develop.
In fact, considering the peculiarities of rival laws, which were either
customs of barbarous nations, or corporation privileges, or papal or
imperial concessions, this law appeared as the universality of _written
reason_. Had it not arrived at the point of regarding human personality
in its most abstract and human relations, since a certain Titius is
capable of becoming debtor and creditor, of selling and buying, of
making a cession, a donation, etc.? Roman law, although elaborated in
its last editing at the command of emperors by servile parasites,
appeared then, amid the decline of mediaeval institutions, as a
revolutionary force, and as such it constituted a great step of
progress. This law, so universal that it gave the means of overthrowing
barbaric laws, was certainly a law which corresponded to human nature
considered under its generic relations; and by its opposition to private
laws and privileges it appeared as a natural law.
We know, moreover, how this ideology of natural law arose. It acquired
its greatest distinction in the seventeenth and eighteenth centuries;
but it had long been prepared for by the jurisprudence which took for
its base the Roman law, whether it adopted it, revised it, or corrected
it.
To the formation of the ideology of natural law another element
contributed, the Greek philosophy of later epochs. The Greeks, who were
the inventors of those definite arts of the mind which are sciences,
never, as is known, drew from their multiple local laws a discipline
corresponding to that which we call the science of law. On the contrary,
by the rapid progress of abstract research in the circle of their
democracies, they arrived very soon at a logical, rhetorical and
pedagogical discussion on the nature of justice, the state, the law,
penalty; and in their philosophy we may trace the rudimentary forms of
all later discussions. But it is not until later, that is to say, in the
Hellenistic epoch, when the limits of Greek life were sufficiently
enlarged to be mingled with those of the civilized world, that, in the
cosmopolitan environment which carried with it the need of searching in
each man for the generic man, the rationalism of justice arose--of
justice or of natural right in the form given it by the stoic
philosophy. The Greek rationalism which had already furnished a certain
formal element to the logical codification of Roman law reappeared in
the eighteenth century in the doctrine of natural right.
That ideology, whose criticism has served as an arm and an instrument
for giving a juridical form to the economic organization of modern
society, has had, consequently, various sources. Yet, in fact, this
juridical ideology reflects, in the struggle for law and against law,
the revolutionary period of the bourgeois spirit. And, although it takes
its doctrinal point of departure in a return to the traditions of the
ancient philosophy, in the generalization of Roman jurisprudence, in
everything else, and in all its development, it is completely new and
modern. Roman law, although it was generalized by scholasticism and by
modern elaboration, still remains within itself a collection of special
cases which have not been deduced according to a preconceived system,
nor preordained by the systematic mind of the legislator. On the other
hand, the rationalism of the stoics, their contemporaries and their
disciples, was a work of pure contemplation, and it produced no
revolutionary movement around it. The ideology of natural law, which
finally took the name of philosophy of law, was, on the contrary,
systematic, it started always from general formulae, it was aggressive
and polemic, and still more, it was at war with orthodoxy, with
intolerance, with privilege, with constituted bodies; in fine, it fought
for the liberties which to-day constitute the formal conditions of
modern society. It is with this ideology, which was a method of
struggle, that arose for the first time, in a typical and decisive form,
that idea that there is a law which is one and the same with reason. The
laws against which the struggle was carried on appear as deviations,
backward steps, errors.
From this faith in rational law arose the blind belief in the power of
the legislator, which grew into fanaticism at the critical moments of
the French Revolution.
Thence the belief that society as a whole is to be submitted to one
single law, equal for all, systematic, logical, consistent. Thence the
conviction that a law guaranteeing to all a legal equality, that is to
say, the privilege of contracting, guaranteed also liberty to all.
The triumph of true law assures the triumph of reason, and the society
which is regulated by a law equal for all is a perfect society!
It is useless to say that there were illusions at the bottom of these
tendencies. We all know to what this universal liberation of men was to
lead. But what is most important here is the fact that these persuasions
arose from a conception of law, which considered it as detached from the
social causes which produced it. Likewise that reason, to which these
ideologies appealed, reduced itself to relieving labor, association,
traffic, commerce, political forms and conscience from all limits and
all obstacles which prevented free competition. I have already shown in
another chapter how the great Revolution of the eighteenth century may
serve us for experience. And if there is still some one to-day who
insists on speaking of a rational law which dominates history, of a law,
in short, which would be a _factor_, instead of being a simple _fact_ in
historic revolution, that means that he is living out of our time and
that he has not understood that our liberal and equalitarian
codification has already, in fact, marked the end and the term of that
whole school of natural law.
By different ways we have arrived in this century at reducing law,
considered previously as a rational thing, into a material thing, and
thus into a thing corresponding to definite social conditions.
In the first place, the interest in history gained in extent and in
depth, and it led students to recognize that to understand the origins
of law, it was not sufficient to stop at the data of pure reason, nor at
the study of Roman law alone. Barbaric laws, the usages and customs of
nations and societies, so despised by the rationalists, have been
theoretically restored to honor. That was the only way to arrive,
through the study of the most ancient forms, at an understanding of how
the most recent forms could have been successively produced.
Codified Roman law is a very modern form; that personality, which it
assumes as a universal subject, is an elaboration of a very advanced
epoch, in which the cosmopolitanism of social relations was dominated by
a military-bureaucratic constitution. In this environment, in which a
written code of reason had been built up, there was no longer any trace
of spontaneity or popular life, there was no more democracy. This same
law, before arriving at this crystallization, had arisen and had
developed: and if we study it in its origins and in its developments,
and especially if, in this study, we employ the comparative method, we
recognize that, upon many points, it is analogous to the institutions of
inferior societies and nations. It therefore becomes evident that the
true science of law can be nothing less than the genetic history of the
law itself.
But, while the European continent had created in the codification of
civil law the type and the textbook of practical bourgeois judgment, was
there not in England another self-originating form of law, which arose
and developed in a purely practical manner, from the very conditions of
the society which produced it without system, and without the action of
methodical rationalism having any part in it? The law, which actually
exists and is applied, is therefore a much simpler and much more modest
thing than was imagined by the enthusiasts who sing the praises of
written judgment, of the empire of reason. For their defense, it must
not be forgotten that they were the ideal precursors of the great
Revolution. For ideology it was necessary to substitute the history of
legal institutions. The philosophy of law ended with Hegel; and if
objectors mention the books published since, I reply that the works
published by professors are not always the index of the progress of
thought. The philosophy of law thus became the philosophical study of
the history of law. And it is not necessary to repeat here again how
historic philosophy ended in economic materialism and in what sense
critical communism is the reversal of Hegel.
This revolution, apparently a revolution in ideas alone, is merely an
intellectual reflection of the revolutions which have been produced in
practical life.
In our century, legislating has become an epidemic; and reason enthroned
in legal ideology has been dethroned by parliaments. In these the
antitheses of class interests have taken on the form of parties; and the
parties struggle for or against definite laws; and all law appears as a
simple fact, or as a thing which it is useful or not useful to do.
The proletariat has arisen; and wherever the struggle of the laborers
has taken definite form, the bourgeois codes have been convicted of
falsehood. Written judgment has shown itself powerless to save the
wage-workers from the oscillations of the market, to guarantee women and
children against the oppressive hours of the factories, or to find an
expedient to solve the problem of forced idleness. The partial
limitation of the hours of labor has, itself alone, been the subject and
the occasion of a gigantic struggle. The small and the large
bourgeoisie, agrarians and manufacturers, advocates of the poor and
defenders of accumulated wealth, monarchists and democrats, socialists
and reactionaries, have bitterly contended over extracting profit from
the action of the public authorities and over exploiting the
contingencies of politics and parliamentary intrigue, to find the
guaranty and the defense of certain definite interests in the
interpretation of existing law, or in the creation of a new law. This
new legislation has more than once been revised, and the strangest
oscillations may be observed in it; extending from the humanitarianism
which defends the poor and even animals, to the promulgation of martial
law. Justice has been stripped of its mask and has become merely a
profane thing.
The consciousness of experience has come to us and has given us a
formula as precise as it is modest; every rule of law has been and is
the customary, authoritative, or judicial defense of a definite
interest; the reduction of law to economics is then almost immediately
accomplished.
If the materialistic conception finally came to furnish to these
tendencies an explicit and systematic view, it is because its
orientation has been determined by the visual angle of the proletariat.
This last is the necessary product and the indispensable condition of a
society in which all the persons are, from an abstract point of view,
equal before the law, but where the material conditions of development
and the liberties of each are unequal. The proletarians are the forces
through which the accumulated means of production reproduce themselves
and reconstitute themselves into new wealth; but they themselves live
only by enrolling themselves under the authority of capital; and from
one day to the next they find themselves out of work, impoverished and
exiles. They are the army of social labor, but their chiefs are their
masters. They are the negation of justice in the empire of law, that is
to say, that they are the irrational element in the pretended domain of
reason.
History then has not been a _processus_ for arriving at the empire of
reason in law; it has thus far been nothing else than a series of
changes in the form of subjection and servitude. History then consists
entirely in the struggle of interests, and law is but the authoritative
expression of the interests which have triumphed.
These formulae indeed do not permit us to explain, by the immediate
examination of the various interests which are at its base, every
particular law which has appeared in history. The facts of history are
very complicated; but these general formulae suffice to indicate the
style and the method of research which has been substituted for legal
ideology.