It may be that others have set "Moby Dick" beside the works of

Conrad. Some one must have done it, so illuminating in both

directions is the result. Here are two dreamers who write of the

sea and strange men, of the wild elements and the mysterious in

man; two authors who, a half century apart, sail the same seas and

come home to write not so much of them as what they dream when

they remember their experiences. Each man, as he writes,

transcends the sea, sublimates it into a vapor of pure

imagination, in which he clothes his idea of man, and so doing

gives us not merely great literature, but sea narrative and

description unsurpassed:

And thus, through the serene tranquillities of the tropical seas,

among waves whose hand-clappings were suspended by exceeding

rapture, Moby Dick moved on, still withholding from sight the full

terrors of his submerged trunk, entirely hiding the wretched

hideousness of his jaw.

Melville, writer of vivid descriptions of the South Seas,

"Typee," "Omoo," which were perfect of their kind, but still only

superlative travel books, distinguished in style but seldom

lifting beyond autobiography, began another reminiscent narrative

in "Moby Dick." In spite of his profound intellectual growth away

from the cool and humorous youth who paddled the Marquesan lake

with primitive beauties beside him, he seems to have meant in "The

White Whale" to go back to his earlier manner, to write an

accurate though highly personal account of the whaler's life, and

to that end had assembled a mass of information upon the sperm

whale to add to his own memories. Very literally the story begins

as an autobiography; even the elemental figure of the cannibal,

Queequeg, with his incongruous idol and harpoon in a New Bedford

lodging house, does not warn of what is to come. But even before

the _Pequod_ leaves sane Nantucket an undercurrent begins to

sweep through the narrative. This brooding captain, Ahab (for

Melville also broods, though with characteristic difference), and

his ivory leg, those warning voices in the mist, the strange crew

of all races and temperaments--the civilized, the barbarous, and

the savage--in their ship, which is a microcosm, hints that creep

in of the white whale whose nature is inimical to man and arouses

passions deeper than gain or revenge--all this prepares the reader

for something more than incident. From the mood of Defoe one

passes, by jerks and reversions, to the atmosphere of "The Ancient

Mariner" and of "Manfred."

When Conrad could not manage his story he laid it aside, sometimes

for twenty years, as with "The Rescue." But Melville was a wilder

soul, a greater man, and probably a greater artist, but a lesser

craftsman. He lost control of his book. He loaded his whaling

story with casks of natural history, deck loaded it with essays on

the moral nature of man, lashed to its sides dramatic dialogues on

the soul, built up a superstructure of symbolism and allegory,

until the tale foundered and went down, like the _Pequod_.

And then it emerged again a dream ship searching for a dream

whale, manned by fantastic and terrible dreams; and every now and

then, as dreams will, it takes on an appearance of reality more

vivid than anything in life, more real than anything in Conrad--

the meeting with the _Rachel_ and her captain seeking his

drowned son, the rising of Moby Dick with the dead Parsee bound to

his terrible flank, the grim dialogues of Ahab....

In this bursting of bounds, in these epic grandeurs in the midst

of confusion, and vivid realities mingled with untrammeled

speculation, lies the secret of Melville's purpose, and, by

contrast, the explanation of Conrad's modern effect beside him.

Melville, friend of Hawthorne and transcendentalist philosopher on

his own account, sees nature as greater and more terrible than

man. He sees the will of man trying to control the universe, but

failing; crushed if uncowed by the unmeasured power of an evil

nature, which his little spirit, once it loses touch with the will

of God, vainly encounters. Give man eyes only in the top of his

head, looking heavenward, says Ahab, urging the blacksmith, who

makes him a new leg buckle, to forge a new creature complete. He

writes of man at the beginning of the age of science, aware of the

vast powers of material nature, fretting that his own body is part

of them, desirous to control them by mere will, fighting his own

moral nature as did Ahab in his insensate pursuit of Moby Dick,

and destroyed by his own ambitions, even as Ahab, the

_Pequod_, and all her crew went down before the lashings and

charges of the white whale.

"Oh, Life," says Ahab, "here I am, proud as a Greek god, and yet

standing debtor to this blockhead [the carpenter] for a bone to

stand on!... I owe for the flesh in the tongue I brag with." And

yet as they approach the final waters "the old man's purpose

intensified itself. His firm lips met like the lips of a vise; the

Delta of his forehead's veins swelled like overladen brooks; in

his very sleep his ringing cry ran through the vaulted hull:

'Stern all! The white whale spouts thick blood!'"

Conrad comes at the height of the age of science. The seas for him

are full of dark mysteries, but these mysteries are only the

reflections of man. Man dominates the earth and sea, man conquers

the typhoon, intelligent man subdues the savage wills of the

barbarians of the shallows, man has learned to master all but his

own heart. The center of gravity shifts from without to within.

The philosopher, reasoning of God and of nature, gives place to

the psychologist brooding over an organism that is seat of God and

master of the elements. Melville is centrifugal, Conrad

centripetal. Melville's theme is too great for him; it breaks his

story, but the fragments are magnificent. Conrad's task is easier

because it is more limited; his theme is always in control. He

broods over man in a world where nature has been conquered,

although the mind still remains inexplicable. The emphasis shifts

from external symbols of the immensities of good and evil to the

behavior of personality under stress. Melville is a moral

philosopher, Conrad a speculative psychologist.

The essentially modern quality of Conrad lies in this transference

of wonder from nature to the behavior of man, the modern man for

whom lightning is only electricity and wind the relief of pressure

from hemisphere to hemisphere. Mystery lies in the personality

now, not in the blind forces that shape and are shaped by it. It

is the difference, in a sense, between Hawthorne, who saw the

world as shadow and illusion, symbolizing forces inimical to

humanity, and Hardy, who sees in external nature the grim

scientific fact of environment. It is a difference between eras

more marked in Conrad than in many of his contemporaries, because,

like Melville, Hawthorne, and Poe, he avoids the plain prose of

realism and sets his romantic heroes against the great powers of

nature--tempests, the earthquake, solitude, and grandeur. Thus

the contrast is marked by the very resemblance of romantic

setting. For Conrad's tempests blow only to beat upon the mind

whose behavior he is studying; his moral problems are raised only

that he may study their effect upon man.

If, then, we are to estimate Conrad's work, let us begin by

defining him in these terms. He is a Slav who broods by racial

habit as well as by necessity of his theme. He is a modern who

accepts the growing control of physical forces by the intellect

and turns from the mystery of nature to brood upon personality.

From this personality he makes his stories. External nature bulks

large in them, because it is when beat upon by adversity, brought

face to face with the elemental powers, and driven into strange

efforts of will by the storms without that man's personality

reaches the tensest pitch. Plot of itself means little to Conrad

and that is why so few can tell with accuracy the stories of his

longer novels. His characters are concrete. They are not symbols

of the moral nature, like Melville's men, but they are

nevertheless phases of personality and therefore they shift and

dim from story to story, like lanterns in a wood. Knowing their

hearts to the uttermost, and even their gestures, one nevertheless

forgets sometimes their names, the ends to which they come, the

tales in which they appear. The same phase, indeed, appears under

different names in several stories.

Melville crossed the shadow line in his pursuit of the secret of

man's relation to the universe; only magnificent fragments of his

imagination were salvaged for his books. Conrad sails on an open

sea, tamed by wireless and conquered by steel. Mystery for him

lies not beyond the horizon, but in his fellow passengers. On them

he broods. His achievement is more complete than Melville's; his

scope is less. When the physicists have resolved, as apparently

they soon will do, this earthy matter where now with our

implements and our machinery we are so much at home, into

mysterious force as intangible as will and moral desire, some new

transcendental novelist will assume Melville's task. The sea,

earth, and sky, and the creatures moving therein again will become

symbols, and the pursuit of Moby Dick be renewed. But now, for a

while, science has pushed back the unknown to the horizon and

given us a little space of light in the darkness of the universe.

There the ego is for a time the greatest mystery. It is an

opportunity for the psychologists and, while we are thinking less

of the soul, they have rushed to study the mechanics of the brain.

It was Conrad's opportunity also to brood upon the romance of

personality at the moment of man's greatest victory over dark

external force.

THE NOVELIST OF PITY

To those interested in the meaning of the generation that has now

left us quivering on the beach of after war, Thomas Hardy's books

are so engrossing that to write of them needs no pretext; yet the

recent publication of an anniversary edition with all his prefaces

included is a welcome excuse for what I propose to make, not so

much an essay as a record of a sudden understanding. Long

familiarity with Hardy's novels had led to an afternoon of

conversation with the author himself in the mildness of old age.

But he remained for me a still inexplicable figure, belonging to

an earlier century, yet in other respects so clearly abreast, if

not ahead, of the emotions of our own times, that at eighty he saw

the young men beginning to follow him. It was a reading of "The

Dynasts," in the tall, red volumes of the new edition, that

suddenly and unexpectedly seemed to give me a key.

The danger, so I had thought and think, is that Hardy bids fair to

become a legendary figure with an attribute, as is the way with

such figures, better known than the man himself. "Hardy, oh, yes,

the pessimist" threatens to become all the schoolboy knows and all

he needs to know of him, and his alleged philosophy of gloom is

already overshadowing the man's intense interest in strong and

appealing life. It has been the fate of many a great artist to get

a nickname, like a boy, and never be rid of it.

I do not wish by any ingenious fabrication to prove that Hardy was

not a pessimist. He is the father of the English school that

refuse to be either deists or moralists, and, like them, pushes

his stories to an end that is often bitter. His temperament is

cast in that brooding, reflective mood that concerns itself less

readily with jollity than with grief, and is therefore ever

slanting toward pessimism. This, even his style indicates. Like

the somber Hawthorne's, his style is brooding, adumbrative, rather

than incisive or brilliant, and it often limps among the facts of

his story like a man in pain. Indeed, Hardy is seldom a stylist,

except when his mood is somber; therefore it is by his sadder

passages that we remember him. Yet the most important fact about

Hardy is not that he is pessimistic.

His manner of telling a story, however, helps to confirm the

popular impression. Hardy's plots are a series of accidents, by

which the doom of some lovely or aspiring spirit comes upon it by

the slow drift of misfortune. Tess, Grace, Eustacia, Jude--it is

clear enough to what joys and sorrows their natures make them

liable. But the master prepares for them trivial error, unhappy

coincidence, unnecessary misfortune, until it is not surprising if

the analytic mind insists that he is laboring some thesis of

pessimism to be worked out by concrete example.

Nevertheless, this is incomplete definition, and it is annoying

that the dean of letters in our tongue should be subjected to a

sophomoric formula in which the emphasis is wrongly placed. The

critics, in general, have defined this pessimism, stopped there,

and said, this is Hardy. But youth that does not like pessimism

reads Hardy avidly. More light is needed.

Mr. Hardy himself does not suggest the simple and melancholy

pessimist. A mild old man, gentleness is the first quality one

feels in him, but at eighty he still waxed his mustache tips, and

his eyes lit eagerly. I remember how earnestly he denied knowledge

of science, piqued, I suppose, by the omniscient who had declared

that his art consisted of applying the results of scientific

inquiry to the study of simple human nature. If his treatment of

nature was scientific, as I affirmed, his wife agreed, and he did

not deny, then, he implied, his knowledge came by intuition, not

by theory. The war was still on when I talked with him. It had

lifted him to poetry at first, but by 1918 no longer interested

him vitally. "It is too mechanical," he said. His novels, where

fate seems to operate mechanically sometimes, he was willing that

day to set aside as nil. Poetry, he thought, was the only proper

form of expression. The novel was too indirect; too wasteful of

time and space in its attempt to come at real issues. Yet these

real issues, it appeared as we talked, were not theories. Ideas,

he said, if emphasized, destroy art. Writers, he thought, in the

future would give up pure fiction (serious writers, I suppose he

meant). Poetry would be their shorthand; they would by intenser

language cut short to their end.

What was _his_ end? Not mechanical, scientific theories, that

was clear. Not mere realistic description of life. He told me he

had little faith in mere observation, except for comic or quaint

characterization. He had seldom if ever studied a serious

character from a model. One woman he invented entirely (was it

Tess?) and she was thought to be his best. What, then, was this

essence which the novelist, growing old, would convey now in

concentrated form by poetry which to him, so he said, was story-

telling in verse.

It is easier to understand what he meant if one thinks how

definitely Hardy belongs to his age, the latter nineteenth

century, in spite of his reachings forward. On the one hand, his

very gentleness is characteristic of a period that was above all

others humane, On the other, his somber moods sprang from a

generation that was the first to understand the implications of

the struggle for life in the animal world all about them. They, to

be sure, deduced from what they saw a vague theory of evolution in

which the best (who were themselves) somehow were to come out best

in the end. He, though gentle as they were, deduced nothing so

cheerful, saw rather the terrible discrepancies between fact and

theory, so that his very gentleness made him pessimistic, where

Browning was optimistic. Then, like Hawthorne in the generation

before him, Hardy went back to an earlier, simpler life than his

own, and there made his inquiries. Hawthorne, who did not accept

the theology of Puritanism, was yet strangely troubled by the

problem of sin. Hardy, accepting the implacability of evolution

without its easy optimism, was intensely moved to pity. This is

his open secret.

The clearest statement is in his poetry, where again and again, in

our conversation that day, he seemed to be placing it--most of

all, I think, in "The Dynasts."

"The Dynasts" was published too soon. We English speakers, in

1904-1906, were beginning to read plays again, under the stimulus

of a dramatic revival, and the plays we read were successful on

the stage. As I recollect the criticism of "The Dynasts," much of

it at least was busied with the form of the drama, its great

length and unwieldiness. We thought of it not as a dramatic epic,

but as a dramatized novel--a mistake. We thought that Hardy was

taking the long way around, when in truth he had found a short cut

to his issues. That "The Dynasts," considering the vastness of its

Napoleonic subject, was far more concise, more direct, clearer

than his novels, did not become manifest, although the sharper-

eyed may have seen it.

In "The Dynasts" I find all of Hardy. The Immanent Will is God, as

Hardy conceives Him, neither rational nor entirely conscious,

frustrating His own seeming ends, without irony and without

compassion, and yet perhaps evolving like His world, clearing like

men's visions, moving towards consistency. The Sinister Angel and

the Ironic Angel are moods well known to Hardy, but not loved by

him. The Spirit of the Years that sees how poor human nature

collides with accident, or the inevitable, and is bruised, is

Hardy's reasoned philosophy. The Spirit of Pities (not always, as

he says, logical or consistent) is Hardy's own desire, his will,

his faint but deep-felt hope. I quote, from the very end of the

great spectacle, some lines in which the Spirits, who have watched

the confused tragedy of the Napoleonic age, sum up their thoughts:

AFTER SCENE

SPIRIT OF THE YEARS

Thus doth the Great Foresightless mechanize

Its blank entrancement now as evermore

Its ceaseless artistries in circumstance....

Yet seems this vast and singular confection

Wherein our scenery glints of scantest size,

Inutile all--so far as reasonings tell.

SPIRIT OF PITIES

Thou arguest still the

Inadvertent Mind.

But, even so, shall blankness be for aye?...

SPIRIT OF THE YEARS

What wouldst have hoped and had the

Will to be?...

SEMI-CHORUS I OF THE PITIES

Nay;--shall not

Its blindness break?

Yea, must not

Its heart awake,

Promptly tending

To its mending

In a genial germing purpose,

and for loving-kindness' sake?

SEMI-CHORUS II

Should It never

Curb or cure

Aught whatever

Those endure

Whom It quickens,

Let them darkle

To extinction

Swift and sure,

CHORUS

But--a stirring thrills the air

Like to sounds of joyance there

That the rages

Of the ages

Shall be cancelled, and

Deliverance offered

From the darts that were,

Consciousness the

Will informing, till

It fashions all things fair!

The Spirit of the Years (which is another name for Hardy's

reflections upon life and history) planned in sad conviction of

the "blank entrancement" of the Great Foresightless Will, those

sad narratives in which innocence, as in "Tess of the

d'Ubervilles," is crushed, or vivid personality frustrated, as in

"The Return of the Native." It is the Spirit of Pities in Hardy

which wrote the stories. Philosophy constructed them, but pity

worked them out.

The characters that Hardy loved--Grace, Marty South, Jude, Tess--

are life, brooding, intense, potential, and lovely, struggling

against a fate which they help to draw upon themselves, but which

is, nevertheless, not necessary, not rational. The cruelty of this

fate he assumes and depicts, but the stories are not told to

describe it. It is his creatures that get the color, the interest;

they are valuable to us, and would be to him, whatever the truth

of his philosophy. But because he loves life, the living thing,

even the lizard in the woods, he broods upon their frustrations.

Pessimistic Hardy is, as any gentle heart would be who chose to

study misfortune; yet pessimist is not the right term for him.

Realist he is clearly, in the philosophic sense of one who is

willing to view things as they are without prejudice. I seek a

term for a mild spirit who sees clearly that the sufferer is more

intelligible than his fate, and so is pitiful even when most

ruthless in the depiction of misfortune. Pity for the individual,

not despair of the race, is his motive. And pity makes his gentle

style, pity makes him regardless of artifice, and gives his often

clumsy novels an undercurrent which sweeps them beyond technical

masterpieces whose only merit is sharpness of thought. It is

instructive to compare the relative fortunes of Hardy and

Meredith, once always bracketed--the apostle of pity in comparison

with the most subtle and brilliant mind of his time. Hardy has

outranked him.

Already it begins to appear that the inconsistent, half-conscious

Will that was the sum and substance of Hardy's pessimism was given

certain attributes of gloom that scarcely belonged to it. The

ruthless struggle for life by which the fittest for the

circumstances of the moment, and by no means the best, survive at

the expense of the others is no longer conceived as the clear law

of human life. Science, with the rediscovery of Mendelism and its

insistence upon psychological factors has submitted important

qualifications to this deduction which Hardy, in common with

others intellectually honest of his age, was forced to make. But

it is not Hardy's philosophy, sound or unsound, that counts in his

art? except in so far as it casts the plan of his stories, or

sometimes, as in "Tess," or "The Woodlanders," gives too much play

to cruel accident, and therefore an air of unreality to the tenser

moments of the plots. Our critical emphasis in the past has been

wrong. It should, to follow Hardy's own words, be set not upon the

idea, the suggested explanation of misfortune, but upon the living

creatures in his novels and poems alike. It is the characters he

wrought in pity, and, it would appear, in hope, that make him a

great man in our modern world, although only once did he pass

beyond the bounds of his primitive Wessex. The novelist of pity

and its poet, not the spokesman for pessimism, is the title I

solicit for him.

HENRY JAMES

It has always surprised Europeans that Henry James, the most

intellectual of modern novelists, should have been an American;

for most Europeans believe, as does Lowes Dickinson, that we are

an intelligent but an unintellectual race. Was the fact so

surprising after all? The most thoroughgoing pessimists come from

optimistic communities. Henry James, considered as a literary

phenomenon, represented a sensitive mind's reaction against the

obviousness of the life that one finds in most American "best

sellers." I suppose that he reacted too far. I feel sure of it

when he is so unobvious that I cannot understand him. And yet

every American writer must feel a little proud that there was one

of our race who could make the great refusal of popularity, sever,

with those intricate pen strokes of his, the bonds of interest

that might have held the "general reader," and write just as well

as he knew how.

Whether his novels and short stories gained by this heroic

"highbrowism," is another question. Certainly they did not always

do so. To get a million of readers is no sure sign of greatness;

but to find only thousands, as did Henry James in his later books,

is to be deplored. In "Daisy Miller" and "The Bostonians" he was

a popular novelist of the best kind, a novelist who drew the best

people to be his readers. But men read "The Golden Bowl" and "The

Wings of the Dove" because they were skilful rather than because

they were interesting. They were novelists' novels, like the

professional matinees that "stars" give on Tuesday afternoons for

the benefit of rivals and imitators in art.

But to stop here would be to misunderstand totally the greatest

craftsman that has come out of America. The flat truth is that

Henry James was not a novelist at all, at least in the good, old-

fashioned sense that we usually give to the word. He was primarily

a critic; the greatest American critic since Poe. Sometimes he

criticized literature with supreme success, as in his "Notes on

Novelists" of 1914; but ordinarily he criticized life. His later

novels are one-fifth story, one-fifth character creation, and the

rest pure criticism of life.

Definitions: Essays in Contemporary Criticism [First Series] · 第 15 / 17 段