Produced by Ralph Zimmerman, Juliet Sutherland, Charles Franks and the
Online Distributed Proofreading Team
DEFINITIONS
ESSAYS IN CONTEMPORARY CRITICISM
BY
HENRY SEIDEL CANBY, Ph.D.
Editor of _The Literary Review_ of _The New York Evening Post_, and a
member of the English Department of Yale University.
NEW YORK
ACKNOWLEDGMENTS
The author wishes to acknowledge the courtesy of _The Atlantic
Monthly, Harper's Magazine, The Century Magazine, The Literary
Review of The New York Evening Post, The Bookman, The Nation, and
The North American Review_ for permission to reprint such of
these essays as have appeared in their columns.
PREFACE
The unity of this book is to be sought in the point of view of the
writer rather than in a sequence of chapters developing a single
theme and arriving at categorical conclusions. Literature in a
civilization like ours, which is trying to be both sophisticated
and democratic at the same moment of time, has so many sources and
so many manifestations, is so much involved with our social
background, and is so much a question of life as well as of art,
that many doors have to be opened before one begins to approach an
understanding. The method of informal definition which I have
followed in all these essays is an attempt to open doors through
which both writer and reader may enter into a better comprehension
of what novelists, poets, and critics have done or are trying to
accomplish. More than an entrance upon many a vexed controversy
and hidden meaning I cannot expect to have achieved in this book;
but where the door would not swing wide I have at least tried to
put one foot in the crack. The sympathetic reader may find his own
way further; or may be stirred by my endeavor to a deeper
appreciation, interest, and insight. That is my hope.
New York, April, 1922.
CONTENTS
PREFACE
I. ON FICTION
SENTIMENTAL AMERICA
FREE FICTION
A CERTAIN CONDESCENSION TOWARD FICTION
THE ESSENCE OF POPULARITY
II. ON THE AMERICAN TRADITION
THE AMERICAN TRADITION
BACK TO NATURE
THANKS TO THE ARTISTS
TO-DAY IN AMERICAN LITERATURE: ADDRESSED TO THE BRITISH TIME'S MIRROR
THE FAMILY MAGAZINE
III. THE NEW GENERATION
THE YOUNG ROMANTICS
PURITANS ALL
THE OLDER GENERATION
A LITERATURE OF PROTEST
BARBARIANS A LA MODE
IV. THE REVIEWING OF BOOKS
A PROSPECTUS FOR CRITICISM
THE RACE OF REVIEWERS
THE SINS OF REVIEWING
MRS. WHARTON'S "THE AGE OF INNOCENCE"
MR. HERGESHEIMER'S "CYTHEREA"
V. PHILISTINES AND DILETTANTE
POETRY FOR THE UNPOETICAL EYE, EAR, AND MIND
OUT WITH THE DILETTANTE
FLAT PROSE
VI. MEN AND THEIR BOOKS
CONRAD AND MELVILLE
THE NOVELIST OF PITY
HENRY JAMES THE SATIRIC
RAGE OF BUTLER
CONCLUSION
DEFINING THE INDEFINABLE
I
ON FICTION
SENTIMENTAL AMERICA
The Oriental may be inscrutable, but he is no more puzzling than
the average American. We admit that we are hard, keen, practical,
--the adjectives that every casual European applies to us,--and yet
any book-store window or railway news-stand will show that we
prefer sentimental magazines and books. Why should a hard race--if
we are hard--read soft books?
By soft books, by sentimental books, I do not mean only the kind
of literature best described by the word "squashy." I doubt
whether we write or read more novels and short stories of the
tear-dripped or hyper-emotional variety than other nations.
Germany is--or was--full of such soft stuff. It is highly popular
in France, although the excellent taste of French criticism keeps
it in check. Italian popular literature exudes sentiment; and the
sale of "squashy" fiction in England is said to be threatened only
by an occasional importation of an American "best-seller." We have
no bad eminence here. Sentimentalists with enlarged hearts are
international in habitat, although, it must be admitted,
especially popular in America.
When a critic, after a course in American novels and magazines,
declares that life, as it appears on the printed page here, is
fundamentally sentimentalized, he goes much deeper than
"mushiness" with his charge. He means, I think, that there is an
alarming tendency in American fiction to dodge the facts of life--
or to pervert them. He means that in most popular books only red-
blooded, optimistic people are welcome. He means that material
success, physical soundness, and the gratification of the emotions
have the right of way. He means that men and women (except the
comic figures) shall be presented, not as they are, but as we
should like to have them, according to a judgment tempered by
nothing more searching than our experience with an unusually
comfortable, safe, and prosperous mode of living. Every one
succeeds in American plays and stories--if not by good thinking,
why then by good looks or good luck. A curious society the
research student of a later date might make of it--an upper world
of the colorless successful, illustrated by chance-saved collar
advertisements and magazine covers; an underworld of grotesque
scamps, clowns, and hyphenates drawn from the comic supplement;
and all--red-blooded hero and modern gargoyle alike--always in
good humor.
I am not touching in this picture merely to attack it. It has been
abundantly attacked; what it needs is definition. For there is
much in this bourgeois, good-humored American literature of ours
which rings true, which is as honest an expression of our
individuality as was the more austere product of antebellum New
England. If American sentimentality does invite criticism,
American sentiment deserves defense.
Sentiment--the response of the emotions to the appeal of human
nature--is cheap, but so are many other good things. The best of
the ancients were rich in it. Homer's chieftains wept easily. So
did Shakespeare's heroes. Adam and Eve shed "some natural tears"
when they left the Paradise which Milton imagined for them. A
heart accessible to pathos, to natural beauty, to religion, was a
chief requisite for the protagonist of Victorian literature. Even
Becky Sharp was touched--once--by Amelia's moving distress.
Americans, to be sure, do not weep easily; but if they make
equivalent responses to sentiment, that should not be held against
them. If we like "sweet" stories, or "strong"--which means
emotional--stories, our taste is not thereby proved to be
hopeless, or our national character bad. It is better to be
creatures of even sentimental sentiment with the author of "The
Rosary," than to see the world _only_ as it is portrayed by the pens
of Bernard Shaw and Anatole France. The first is deplorable; the
second is dangerous. I should deeply regret the day when a simple
story of honest American manhood winning a million and a sparkling,
piquant sweetheart lost all power to lull my critical faculty and warm
my heart. I doubt whether any literature has ever had too much of
honest sentiment.
Good Heavens! Because some among us insist that the mystic rose of
the emotions shall be painted a brighter pink than nature allows,
are the rest to forego glamour? Or because, to view the matter
differently, psychology has shown what happens in the brain when a
man falls in love, and anthropology has traced marriage to a care
for property rights, are we to suspect the idyllic in literature
wherever we find it? Life is full of the idyllic; and no
anthropologist will ever persuade the reasonably romantic youth
that the sweet and chivalrous passion which leads him to mingle
reverence with desire for the object of his affections, is nothing
but an idealized property sense. Origins explain very little,
after all. The bilious critics of sentiment in literature have not
even honest science behind them.
I have no quarrel with traffickers in simple emotion--with such
writers as James Lane Allen and James Whitcomb Riley, for example.
But the average American is not content with such sentiment as
theirs. He wishes a more intoxicating brew, he desires to be
persuaded that, once you step beyond your own experience, feeling
rules the world. He wishes--I judge by what he reads--to make
sentiment at least ninety per cent efficient, even if a dream-
America, superficially resemblant to the real, but far different
in tone, must be created by the obedient writer in order to
satisfy him. His sentiment has frequently to be sentimentalized
before he will pay for it. And to this fault, which he shares with
other modern races, he adds the other heinous sin of
sentimentalism, the refusal to face the facts.
This sentimentalizing of reality is far more dangerous than the
romantic sentimentalizing of the "squashy" variety. It is to be
found in sex-stories which carefully observe decency of word and
deed, where the conclusion is always in accord with conventional
morality, yet whose characters are clearly immoral, indecent, and
would so display themselves if the tale were truly told. It is to
be found in stories of "big business" where trickery and rascality
are made virtuous at the end by sentimental baptism. If I choose
for the hero of my novel a director in an American trust; if I
make him an accomplice in certain acts of ruthless economic
tyranny; if I make it clear that at first he is merely subservient
to a stronger will; and that the acts he approves are in complete
disaccord with his private moral code--why then, if the facts
should be dragged to the light, if he is made to realize the exact
nature of his career, how can I end my story? It is evident that
my hero possesses little insight and less firmness of character.
He is not a hero; he is merely a tool. In, let us say, eight cases
out of ten, his curve is already plotted. It leads downward--not
necessarily along the villain's path, but toward moral
insignificance.
And yet, I cannot end my story that way for Americans. There _must_ be
a grand moral revolt. There must be resistance, triumph, and not only
spiritual, but also financial recovery. And this, likewise, is
sentimentality. Even Booth Tarkington, in his excellent "Turmoil," had
to dodge the logical issue of his story; had to make his hero exchange
a practical literary idealism for a very impractical, even though a
commercial, utopianism, in order to emerge apparently successful at
the end of the book. A story such as the Danish Nexo's "Pelle the
Conqueror," where pathos and the idyllic, each intense, each
beautiful, are made convincing by an undeviating truth to experience,
would seem to be almost impossible of production just now in America.
It is not enough to rail at this false fiction. The chief duty of
criticism is to explain. The best corrective of bad writing is a
knowledge of why it is bad. We get the fiction we deserve,
precisely as we get the government we deserve--or perhaps, in each
case, a little better. Why are we sentimental? When that question
is answered, it is easier to understand the defects and the
virtues of American fiction. And the answer lies in the
traditional American philosophy of life.
To say that the American is an idealist is to commit a
thoroughgoing platitude. Like most platitudes, the statement is
annoying because from one point of view it is indisputably just,
while from another it does not seem to fit the facts. With regard
to our tradition, it is indisputable. Of the immigrants who since
the seventeenth century have been pouring into this continent a
proportion large in number, larger still in influence, has been
possessed of motives which in part at least were idealistic. If it
was not the desire for religious freedom that urged them, it was
the desire for personal freedom; if not political liberty, why
then economic liberty (for this too is idealism), and the
opportunity to raise the standard of life. And of course all these
motives were strongest in that earlier immigration which has done
most to fix the state of mind and body which we call being
American. I need not labor the argument. Our political and social
history support it; our best literature demonstrates it, for no
men have been more idealistic than the American writers whom we
have consented to call great. Emerson, Thoreau, Hawthorne,
Whitman--was idealism ever more thoroughly incarnate than in them?
And this idealism--to risk again a platitude--has been in the air of
America. It has permeated our religious sects, and created
several of them. It has given tone to our thinking, and even more
to our feeling. I do not say that it has always, or even usually,
determined our actions, although the Civil War is proof of its
power. Again and again it has gone aground roughly when the ideal
met a condition of living--a fact that will provide the
explanation for which I seek. But optimism, "boosting," muck-
raking (not all of its manifestations are pretty), social service,
religious, municipal, democratic reform, indeed the "uplift"
generally, is evidence of the vigor, the bumptiousness of the
inherited American tendency to pursue the ideal. No one can doubt
that in 1918 we believed, at least, in idealism.
Nevertheless, so far as the average individual is concerned, with
just his share and no more of the race-tendency, this idealism
has been suppressed, and in some measure perverted. It is this
which explains, I think, American sentimentalism.
Consider, for example, the ethics of conventional American
society. The American ethical tradition is perfectly definite and
tremendously powerful. It belongs, furthermore, to a population
far larger than the "old American" stock, for it has been
laboriously inculcated in our schools and churches, and
impressively driven home by newspaper, magazine, and book. I shall
not presume to analyze it save where it touches literature. There
it maintains a definite attitude toward all sex-problems: the
Victorian, which is not necessarily, or even probably, a bad one.
Man should be chaste, and proud of his chastity. Woman must be so.
It is the ethical duty of the American to hate, or at least to
despise, all deviations, and to pretend--for the greater prestige
of the law--that such sinning is exceptional, at least in America.
And this is the public morality he believes in, whatever may be
his private experience in actual living. In business, it is the
ethical tradition of the American, inherited from a rigorous
Protestant morality, to be square, to play the game without
trickery, to fight hard but never meanly. Over-reaching is
justifiable when the other fellow has equal opportunities to be
"smart"; lying, tyranny--never. And though the opposites of all
these laudable practices come to pass, he must frown on them in
public, deny their rightness even to the last cock-crow--
especially in the public press.
American political history is a long record of idealistic
tendencies toward democracy working painfully through a net of
graft, pettiness, sectionalism, and bravado, with constant
disappointment for the idealist who believes, traditionally, in
the intelligence of the crowd. American social history is a
glaring instance of how the theory of equal dignity for all men
can entangle itself with caste distinctions, snobbery, and the
power of wealth. American economic history betrays the pioneer
helping to kick down the ladder which he himself had raised toward
equal opportunity for all. American literary history--especially
contemporary literary history--reflects the result of all this for
the American mind. The sentimental in our literature is a direct
consequence.
The disease is easily acquired. Mr. Smith, a broker, finds himself
in an environment of "schemes" and "deals" in which the quality of
mercy is strained, and the wind is decidedly not tempered to the
shorn lamb. After all, business is business. He shrugs his
shoulders and takes his part. But his unexpended fund of native
idealism--if, as is most probable, he has his share--seeks its
due satisfaction. He cannot use it in business; so he takes it out
in a novel or a play where, quite contrary to his observed
experience, ordinary people like himself act nobly, with a success
that is all the more agreeable for being unexpected. His wife, a
woman with strange stirrings about her heart, with motions toward
beauty, and desires for a significant life and rich, satisfying
experience, exists in day-long pettiness, gossips, frivols,
scolds, with money enough to do what she pleases, and nothing
vital to do. She also relieves her pent-up idealism in plays or
books--in high-wrought, "strong" novels, not in adventures in
society such as the kitchen admires, but in stories with violent
moral and emotional crises, whose characters, no matter how
unlifelike, have "strong" thoughts, and make vital decisions;
succeed or fail significantly. Her brother, the head of a
wholesale dry-goods firm, listens to the stories the drummers
bring home of night life on the road, laughs, says to himself
regretfully that the world has to be like that; and then, in
logical reaction, demands purity and nothing but aggressive purity
in the books of the public library.
The hard man goes in for philanthropy (never before so frequently
as in America); the one-time "boss" takes to picture-collecting;
the railroad wrecker gathers rare editions of the Bible; and tens
of thousands of humbler Americans carry their inherited idealism
into the necessarily sordid experiences of life in an imperfectly
organized country, suppress it for fear of being thought "cranky"
or "soft," and then, in their imagination and all that feeds their
imagination, give it vent. You may watch the process any evening
at the "movies" or the melodrama, on the trolley-car or in the
easy chair at home.
This philosophy of living which I have called American idealism
is in its own nature sound, as is proved in a hundred directions
where it has had full play. Suppressed idealism, like any other
suppressed desire, becomes unsound. And here lies the ultimate
cause of the taste for sentimentalism in the American _bourgeoisie._
An undue insistence upon happy endings, regardless of the premises of
the story, and a craving for optimism everywhere, anyhow, are sure
signs of a "morbid complex," and to be compared with some justice to
the craving for drugs in an alcoholic deprived of liquor. No one can
doubt the effect of the suppression by the Puritan discipline of that
instinctive love of pleasure and liberal experience common to us all.
Its unhealthy reaction is visible in every old American community. No
one who faces the facts can deny the result of the suppression by
commercial, bourgeois, prosperous America of our native idealism.
The student of society may find its dire effects in politics, in
religion, and in social intercourse. The critic cannot overlook
them in literature; for it is in the realm of the imagination that
idealism, direct or perverted, does its best or its worst.
Sentiment is not perverted idealism. Sentiment _is_ idealism,
of a mild and not too masculine variety. If it has sins, they are
sins of omission, not commission. Our fondness for sentiment
proves that our idealism, if a little loose in the waist-band and
puffy in the cheeks, is still hearty, still capable of active
mobilization, like those comfortable French husbands whose plump
and smiling faces, careless of glory, careless of everything but
thrift and good living, one used to see figured on a page whose
superscription read, "Dead on the field of honor."
The novels, the plays, the short stories, of sentiment may prefer
sweetness, perhaps, to truth, the feminine to the masculine
virtues, but we waste ammunition in attacking them. There never
was, I suppose, a great literature of sentiment, for not even "The
Sentimental Journey" is truly great. But no one can make a diet
exclusively of "noble" literature; the charming has its own cozy
corner across from the tragic (and a much bigger corner at that).
Our uncounted amorists of tail-piece song and illustrated story
provide the readiest means of escape from the somewhat uninspiring
life that most men and women are living just now in America.
The sentimental, however,--whether because of an excess of
sentiment softening into "slush," or of a morbid optimism, or of a
weak-eyed distortion of the facts of life,--is perverted. It needs
to be cured, and its cure is more truth. But this cure, I very
much fear, is not entirely, or even chiefly, in the power of the
"regular practitioner," the honest writer. He can be honest; but
if he is much more honest than his readers, they will not read
him. As Professor Lounsbury once said, a language grows corrupt
only when its speakers grow corrupt, and mends, strengthens, and
becomes pure with them. So with literature. We shall have less
sentimentality in American literature when our accumulated store
of idealism disappears in a laxer generation; or when it finds due
vent in a more responsible, less narrow, less monotonously
prosperous life than is lived by the average reader of fiction in
America. I would rather see our literary taste damned forever than
have the first alternative become--as it has not yet--a fact. The
second, in these years rests upon the knees of the gods.
All this must not be taken in too absolute a sense. There are
medicines, and good ones, in the hands of writers and of critics,
to abate, if not to heal, this plague of sentimentalism. I have
stated ultimate causes only. They are enough to keep the mass of
Americans reading sentimentalized fiction until some fundamental
change has come, not strong enough to hold back the van of
American writing, which is steadily moving toward restraint,
sanity, and truth. Every honest composition is a step forward in
the cause; and every clear-minded criticism.
But one must doubt the efficacy, and one must doubt the
healthiness, of reaction into cynicism and sophisticated
cleverness. There are curious signs, especially in what we may
call the literature of New York, of a growing sophistication that
sneers at sentiment and the sentimental alike. "Magazines of
cleverness" have this for their keynote, although as yet the
satire is not always well aimed. There are abundant signs that the
generation just coming forward will rejoice in such a pose. It is
observable now in the colleges, where the young literati turn up
their noses at everything American,--magazines, best-sellers, or
one-hundred-night plays,--and resort for inspiration to the
English school of anti-Victorians: to Remy de Gourmont, to Anatole
France. Their pose is not altogether to be blamed, and the men to
whom they resort are models of much that is admirable; but there
is little promise for American literature in exotic imitation. To
see ourselves prevailingly as others see us may be good for
modesty, but does not lead to a self-confident native art. And it
is a dangerous way for Americans to travel. We cannot afford such
sophistication yet. The English wits experimented with cynicism in
the court of Charles II, laughed at blundering Puritan morality,
laughed at country manners, and were whiffed away because the
ideals they laughed at were better than their own. Idealism is not
funny, however censurable its excesses. As a race we have too much
sentiment to be frightened out of the sentimental by a blase
cynicism.
At first glance the flood of moral literature now upon us--social-
conscience stories, scientific plays, platitudinous "moralities"
that tell us how to live--may seem to be another protest against
sentimentalism. And that the French and English examples have been
so warmly welcomed here may seem another indication of a reaction
on our part. I refer especially to "hard" stories, full of
vengeful wrath, full of warnings for the race that dodges the
facts of life. H. G. Wells is the great exemplar, with his
sociological studies wrapped in description and tied with a plot.
In a sense, such stories are certainly to be regarded as a protest
against truth-dodging, against cheap optimism, against "slacking,"
whether in literature or in life. But it would be equally just to
call them another result of suppressed idealism, and to regard
their popularity in America as proof of the argument which I have
advanced in this essay. Excessively didactic literature is often a
little unhealthy. In fresh periods, when life runs strong and both
ideals and passions find ready issue into life, literature has no
burdensome moral to carry. It digests its moral. Homer digested
his morals. They transfuse his epics. So did Shakespeare.
Not so with the writers of the social-conscience school. They are
in a rage over wicked, wasteful man. Their novels are bursted
notebooks--sometimes neat and orderly notebooks, like Mr.
Galsworthy's or our own Ernest Poole's, sometimes haphazard ones,
like those of Mr. Wells, but always explosive with reform. These
gentlemen know very well what they are about, especially Mr.
Wells, the lesser artist, perhaps, as compared with Galsworthy,
but the shrewder and possibly the greater man. The very
sentimentalists, who go to novels to exercise the idealism which
they cannot use in life, will read these unsentimental stories,
although their lazy impulses would never spur them on toward any
truth not sweetened by a tale.
And yet, one feels that the social attack might have been more
convincing if free from its compulsory service to fiction; that
these novels and plays might have been better literature if the
authors did not study life in order that they might be better able
to preach. Wells and Galsworthy also have suffered from suppressed
idealism, although it would be unfair to say that perversion was
the result. So have our muck-rakers, who, very characteristically,
exhibit the disorder in a more complex and a much more serious
form, since to a distortion of facts they have often enough added
hypocrisy and commercialism. It is part of the price we pay for
being sentimental.
If I am correct in my analysis, we are suffering here in America,
not from a plague of bad taste merely, nor only from a lack of
real education among our myriads of readers, nor from decadence--
least of all, this last. It is a disease of our own particular
virtue which has infected us--idealism, suppressed and perverted.
A less commercial, more responsible America, perhaps a less
prosperous and more spiritual America, will hold fast to its
sentiment, but be weaned from its sentimentality.
FREE FICTION
What impresses me most in the contemporary short story as I find
it in American magazines, is its curious sophistication. Its bloom
is gone. I have read through dozens of periodicals without finding
one with fresh feeling and the easy touch of the writer who writes
because his story urges him. And when with relief I do encounter a
narrative that is not conventional in structure and mechanical in
its effects, the name of the author is almost invariably that of a
newcomer, or of one of our few uncorrupted masters of the art.
Still more remarkable, the good short stories that I meet with in
my reading are the trivial ones,--the sketchy, the anecdotal, the
merely adventurous or merely picturesque; as they mount toward
literature they seem to increase in artificiality and constraint;
when they propose to interpret life they become machines, and
nothing more, for the discharge of sensation, sentiment, or
romance. And this is true, so far as I can discover, of the
stories which most critics and more editors believe to be
successful, the stories which are most characteristic of magazine
narrative and of the output of American fiction in our times.
I can take my text from any magazine, from the most literary to
the least. In the stories selected by all of them I find the
resemblances greater than the differences, and the latter seldom
amount to more than a greater or a less excellence of workmanship
and style. The "literary" magazines, it is true, more frequently
surprise one by a story told with original and consummate art; but
then the "popular" magazines balance this merit by their more
frequent escape from mere prettiness. In both kinds, the majority
of the stories come from the same mill, even though the minds that
shape them may differ in refinement and in taste. Their range is
narrow, and, what is more damning, their art seems constantly to
verge upon artificiality.
These made-to-order stories (and this is certainly not too strong
a term for the majority of them) are not interesting to a critical
reader. He sticks to the novel, or, more frequently, goes to
France, to Russia, or to England for his fiction, as the sales-
list of any progressive publisher will show. And I do not believe
that they are deeply interesting to an uncritical reader. He reads
them to pass the time; and, to judge from the magazines
themselves, gives his more serious attention to the "write-ups" of
politics, current events, new discoveries, and men in the public
eye,--to reality, in other words, written as if it were fiction,
and more interesting than the fiction that accompanies it,
because, in spite of its enlivening garb, it is guaranteed by
writer and editor to be true. I am not impressed by the perfervid
letters published by the editor in praise of somebody's story as a
"soul-cure," or the greatest of the decade. They were written, I
suppose, but they are not typical. They do not insult the
intelligence as do the ridiculous puffs which it is now the
fashion to place like a sickly limelight at the head of a story;
but they do not convince me of the story's success with the
public. Actually, men and women, discussing these magazines,
seldom speak of the stories. They have been interested,--in a
measure. The "formula," as I shall show later, is bound to get
that result. But they have dismissed the characters and forgotten
the plots.
I do not deny that this supposedly successful short story is easy
to read. It is--fatally easy. And here precisely is the trouble.
To borrow a term from dramatic criticism, it is "well made," and
that is what makes it so thin, so bloodless, and so unprofitable
to remember, in spite of its easy narrative and its "punch." Its
success as literature, curiously enough for a new literature and a
new race like ours, is limited, not by crudity, or
inexpressiveness, but by form, by the very rigidity of its
carefully perfected form. Like other patent medicines, it is
constructed by formula.
It is not difficult to construct an outline of the "formula" by
which thousands of current narratives are being whipped into
shape. Indeed, by turning to the nearest textbook on "Selling the
Short Story," I could find one ready-made. (There could be no
clearer symptom of the disease I wish to diagnose than these many
"practical" textbooks, with their over-emphasis upon technique and
their under-estimate of all else that makes literature.) The story
_must_ begin, it appears, with action or with dialogue. A mother packs
her son's trunk while she gives him unheeded advice mingled with
questions about shirts and socks; a corrupt and infuriated director
pounds on the mahogany table at his board meeting, and curses the
honest fool (hero of the story) who has got in his way; or, "'Where
did Mary Worden get that curious gown?' inquired Mrs. Van Deming,
glancing across the sparkling glass and silver of the hotel terrace."
Any one of these will serve as instance of the break-neck beginning
which Kipling made obligatory. Once started, the narrative must move,
move, move furiously, each action and every speech pointing directly
toward the unknown climax. A pause is a confession of weakness. This
Poe taught for a special kind of story; and this a later generation,
with a servility which would have amazed that sturdy fighter,
requires of all narrative. Then the climax, which must neatly,
quickly, and definitely end the action for all time, either by a
solution you have been urged to hope for by the wily author in
every preceding paragraph, or in a way which is logically correct
but never, never suspected. O. Henry is responsible for the vogue
of the latter of these two alternatives,--and the strain of living
up to his inventiveness has been frightful. Finally comes a last
suspiration, usually in the advertising pages. Sometimes it is a
beautiful descriptive sentence charged with sentiment, sometimes a
smart epigram, according to the style of story, or the "line"
expected of the author. Try this, as the advertisements say, on
your favorite magazine. This formula, with variations which
readers can supply for themselves or draw from textbooks on the
short story, is not a wholly bad method of writing fiction. It is,
I venture to assert, a very good one,--if you desire merely
effective story-telling. It is probably the best way of making the
short story a thoroughly efficient tool for the presentation of
modern life. And there lies, I believe, the whole trouble. The
short story, its course plotted and its form prescribed, has
become too efficient. Now efficiency is all that we ask of a
railroad, efficiency is half at least of what we ask of
journalism; but efficiency is not the most, it is perhaps the
least, important among the undoubted elements of good literature.
In order to make the short story efficient, the dialogue, the
setting, the plot, the character development, have been squeezed
and whittled and moulded until the means of telling the story fit
the ends of the story-telling as neatly as hook fits eye. As one
writer on how to manufacture short stories tells us in discussing
character development, the aspirant must--
"Eliminate every trait or deed which does not help peculiarly to
make the character's part in the particular story either
intelligible or open to such sympathy as it merits;
"Paint in only the 'high lights,' that is...never qualify or
elaborate a trait or episode, merely for the sake of preserving
the effect of the character's full reality." And thus the story
is to be subdued to the service of the climax as the body of man
to his brain. But what these writers upon the short story do not
tell us is that efficiency of this order works backward as well as
forward. If means are to correspond with ends, why then ends must
be adjusted to means. Not only must the devices of the story-
teller be directed with sincerity toward the tremendous effect he
wishes to make with his climax upon you and me, his readers; but
the interesting life which it is or should be his purpose to write
about for our delectation must be maneuvered, or must be chosen or
rejected, not according to the limitation which small space
imposes, but with its suitability to the "formula" in mind. In
brief, if we are to have complete efficiency, the right kind of
life and no other must be put into the short-story hopper. Nothing
which cannot be told rapidly must be dropped in, lest it clog the
smoothly spinning wheels. If it is a story of slowly developing
incongruity in married life, the action must be speeded beyond
probability, like a film in the moving pictures, before it is
ready to be made into a short story. If it is a tale of
disillusionment on a prairie farm, with the world and life
flattening out together, some sharp climax must be provided
nevertheless, because that is the only way in which to tell a
story. Indeed it is easy to see the dangers which arise from
sacrificing truth to a formula in the interests of efficiency.
This is the limitation by form; the limitation by subject is quite
as annoying. American writers from Poe down have been fertile in
plots. Especially since O. Henry took the place of Kipling as a
literary master, ingenuity, inventiveness, cleverness in its
American sense, have been squandered upon the short story. But
plots do not make variety. Themes make variety. Human nature
regarded in its multitudinous phases makes variety. There are only
a few themes in current American short stories,--the sentimental
theme from which breed ten thousand narratives; the theme of
intellectual analysis and of moral psychology favored by the
"literary" magazines; the "big-business" theme; the theme of
American effrontery; the social-contrast theme; the theme of
successful crime. Add a few more, and you will have them all. Read
a hundred examples, and you will see how infallibly the authors--
always excepting our few masters--limit themselves to conventional
aspects of even these conventional themes. Reflect, and you will
see how the first--the theme of sentiment--has overflowed its
banks and washed over all the rest, so that, whatever else a story
may be, it must somewhere, somehow, make the honest American heart
beat more softly.
There is an obvious cause for this in the taste of the American
public, which I do not propose to neglect. But here too we are in
the grip of the "formula," of the idea that there is only one way
to construct a short story--a swift succession of climaxes rising
precipitously to a giddy eminence. For the formula is rigid, not
plastic as life is plastic. It fails to grasp innumerable stories
which break the surface of American life day by day and disappear
uncaught. Stories of quiet homely life, events significant for
themselves that never reach a burning climax, situations that end
in irony, or doubt, or aspiration, it mars in the telling. The
method which makes story-telling easy, itself limits our variety.
Nothing brings home the artificiality and the narrowness of this
American fiction so clearly as a comparison, for better and for
worse, with the Russian short story. I have in mind the works of
Anton Tchekoff, whose short stories have now been translated into
excellent English. Fresh from a reading of these books, one feels,
it is true, quite as inclined to criticize as to praise. Why are
the characters therein depicted so persistently disagreeable, even
in the lighter stories? Why are the women always freckled, the men
predominantly red and watery in the eye? Why is the country so
flat, so foggy, so desolate; and why are the peasants so lumpish
and miserable? Russia before the Revolution could not have been so
dreary as this; the prevailing grimness must be due to some mental
obfuscation of her writers. I do not refer to the gloomy, powerful
realism of the stories of hopeless misery. There, if one
criticizes, it must be only the advisability of the choice of such
subjects. One does not doubt the truth of the picture. I mean the
needless dinginess of much of Russian fiction, and of many of
these powerful short stories.
Nevertheless, when one has said his worst, and particularly when
he has eliminated the dingier stories of the collection, he
returns with an admiration, almost passionate, to the truth, the
variety, above all to the freedom of these stories. I do not know
Russia or the Russians, and yet I am as sure of the absolute truth
of that unfortunate doctor in "La Cigale," who builds up his
heroic life of self-sacrifice while his wife seeks selfishly
elsewhere for a hero, as I am convinced of the essential
unreality, except in dialect and manners, of the detectives, the
"dope-fiends," the hard business men, the heroic boys and lovely
girls that people most American short stories. As for variety,--
the Russian does not handle numerous themes. He is obsessed with
the dreariness of life, and his obsession is only occasionally
lifted; he has no room to wander widely through human nature. And
yet his work gives an impression of variety that the American
magazine never attains. He is free to be various. When the mood of
gloom is off him, he experiments at will, and often with
consummate success. He seems to be sublimely unconscious that
readers are supposed to like only a few kinds of stories; and as
unaware of the taboo upon religious or reflective narrative as of
the prohibition upon the ugly in fiction. As life in any
manifestation becomes interesting in his eyes, his pen moves
freely. And so he makes life interesting in many varieties, even
when his Russian prepossessions lead him far away from our Western
moods.
Freedom. That is the word here, and also in his method of telling
these stories. No one seems to have said to Tchekoff, "Your
stories must move, move, move." Sometimes, indeed, he pauses
outright, as life pauses; sometimes he seems to turn aside, as
life turns aside before its progress is resumed. No one has ever
made clear to him that every word from the first of the story must
point unerringly toward the solution and the effect of the plot.
His paragraphs spring from the characters and the situation. They
are led on to the climax by the story itself. They do not drag the
panting reader down a rapid action, to fling him breathless upon
the "I told you so" of a conclusion prepared in advance.
I have in mind especially a story of Tchekoff's called "The Night
Before Easter." It is a very interesting story; it is a very
admirable story, conveying in a few pages much of Russian
spirituality and more of universal human nature; but I believe
that all, or nearly all, of our American magazines would refuse
it; not because it lacks picturesqueness, or narrative suspense,
or vivid characterization--all of these it has in large measure.
They would reject it because it does not seem to move rapidly, or
because it lacks a vigorous climax. The Goltva swollen in flood
lies under the Easter stars. As the monk Jerome ferries the
traveler over to where fire and cannon-shot and rocket announce
the rising of Christ to the riotous monastery, he asks, "Can you
tell me, kind master, why it is that even in the presence of great
happiness a man cannot forget his grief?" Deacon Nicholas is dead,
who alone in the monastery could write prayers that touched the
heart. And of them all, only Jerome read his "akaphists." "He used
to open the door of his cell and make me sit by him, and we used
to read....His face was compassionate and tender--" In the
monastery the countryside is crowding to hear the Easter service.
The choir sings "Lift up thine eyes, O Zion, and behold." But
Nicholas is dead, and there is none to penetrate the meaning of
the Easter canon, except Jerome who toils all night on the ferry
because they had forgotten him. In the morning, the traveler
recrosses the Goltva. Jerome is still on the ferry. He rests his
dim, timid eyes upon them all, and then fixes his gaze on the rosy
face of a merchant's wife. There is little of the man in that long
gaze. He is seeking in the woman's face the sweet and gentle
features of his lost friend.
The American editor refuses such a story. There is no plot here,
he says, and no "punch." He is wrong, although an imperfect
abstract like mine cannot convict him. For the narrative presents
an unforgettable portrait of wistful hero-worship, set in the dim
mists of a Russian river against the barbaric splendor of an
Easter midnight mass. To force a climax upon this poignant story
would be to spoil it. And when it appears, as it will, in reprint,
in some periodical anthology of current fiction, it will not fail
to impress American readers.
But the American editor must have a climax which drives home what
he thinks the public wants. If it is not true, so much the worse
for truth. If it falsifies the story, well, a lying story with a
"punch" is better than a true one that lacks a fire-spitting
climax. The audience which judge a play by the effect of its
"curtain," will not complain of a trifling illogicality in
narrative, or a little juggling with what might happen if the
story were life. Of what the editor wants I find a typical example
in a recent number of a popular magazine. The story is well
written; it is interesting until it begins to lie; moreover it is
"featured" as one of the best short stories of the year. An
American girl, brought up in luxury, has fed her heart with
romantic sentiment. The world is a Christmas tree. If you are good
and pretty and "nice," you have only to wait until you get big
enough to shake it, and then down will come some present--respect
from one's friends and family, perhaps a lover. And then she wakes
up. Her father points out that she is pinching him by her
extravagance. Nobody seems to want her kind of "nice-ness"; which
indeed does no one much good. There is nothing that she can do
that is useful in the world, for she has never learned. She begins
to doubt the Christmas tree. There enters a man--a young
electrical engineer, highly trained, highly ambitious, but caught
in the wheels of a great corporation where he is merely a cog;
wanting to live, wanting to love, wanting to be married, yet
condemned to labor for many years more upon a salary which perhaps
would little more than pay for her clothes. By an ingenious device
they are thrown together in a bit of wild country near town, and
are made to exchange confidences. So far, no one can complain of
the truth of this story; and furthermore it is well told. Here are
two products of our social machine, both true to type. Suppose
they want to marry? What can we do about it? The story-teller has
posed his question with a force not to be denied.
But I wish we had had a Tchekoff to answer it. As for this author,
he leads his characters to a conveniently deserted house, lights a
fire on the hearth, sets water boiling for tea, and in a few pages
of charming romance would persuade us that with a few economies in
this rural residence, true love may have its course and a
successful marriage crown the morning's adventure. Thus in one
dazzling sweep, the greatest and most sugary plum of all drops
from the very tip of the Christmas tree into the lap of the lady,
who had just learned that happiness in the real world comes in no
such haphazard and undeserved a fashion. Really! have we
degenerated from Lincoln's day? Is it easy now to fool all of us
all of the time, so that a tale-teller dares to expose silly
romance at the beginning of his story, and yet dose us with it at
the end? Not that one objects to romance. It is as necessary as
food, and almost as valuable. But romance that pretends to be
realism, realism that fizzles out into sentimental romance--is
there any excuse for that? Even if it provides "heart interest"
and an effective climax?
The truth is, of course, that the Russian stories are based upon
life; the typical stories of the American magazines, for all their
realistic details, are too often studied, not from American life
but from literary convention. Even when their substance is fresh,
their unfoldings and above all their solutions are second-hand. If
the Russian authors could write American stories I believe that
their work would be more truly popular than what we are now
getting. They would be free to be interesting in any direction and
by any method. The writer of the American short story is not free.
I should like to leave the subject here with a comparison that
any reader can make for himself. But American pride recalls the
past glory of our short story, and common knowledge indicates the
present reality of a few authors--several of them women--who are
writing fiction of which any race might be proud. The optimist
cannot resist meditating on the way out for our enslaved short
story.
The ultimate responsibility for its present position must fall, I
suppose, upon our American taste, which, when taken by and large,
is unquestionably crude, easily satisfied, and not sensitive to
good things. American taste does not rebel against the "formula."
If interest is pricked it does not inquire too curiously into the
nature of the goad. American taste is partial to sentiment, and
antagonistic to themes that fail to present the American in the
light of optimistic romance. But our defects in taste are slowly
but certainly being remedied. The schools are at work upon them;
journalism, for all its noisy vulgarity, is at work upon them. Our
taste in art, our taste in poetry, our taste in architecture, our
taste in music go up, as our taste in magazine fiction seems to go
down.
But what are the writers of short stories and what are the editors
and publishers doing to help taste improve itself until, as Henry
James says, it acquires a keener relish than ever before?