CHAPTER I

The Theory of Psychoanalysis

Nervous and Mental Disease Monograph

Series, No. 19

The Theory of Psychoanalysis

BY

DR. C. G. JUNG

of Zurich

NEW YORK

THE JOURNAL OF NERVOUS AND MENTAL DISEASE

PUBLISHING COMPANY

1915

NERVOUS AND MENTAL DISEASE

MONOGRAPH SERIES

Edited by

Drs. SMITH ELY JELLIFFE and WM. A. WHITE

Numbers Issued

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By Prof. Sigmund Freud.

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By Dr. Felix Plaut.

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By Prof. Sigmund Freud.

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Copyright, 1915, by

THE JOURNAL OF NERVOUS AND MENTAL DISEASE

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CONTENTS

INTRODUCTION 1

CHAPTER I

CONSIDERATION OF EARLY HYPOTHESES 4

CHAPTER II

THE INFANTILE SEXUALITY 17

CHAPTER III

THE CONCEPTION OF LIBIDO 27

CHAPTER IV

THE ETIOLOGICAL SIGNIFICANCE OF THE INFANTILE SEXUALITY 45

CHAPTER V

THE UNCONSCIOUS 55

CHAPTER VI

THE DREAM 60

CHAPTER VII

THE CONTENT OF THE UNCONSCIOUS 67

CHAPTER VIII

THE ETIOLOGY OF THE NEUROSES 72

CHAPTER IX

THE THERAPEUTICAL PRINCIPLES OF PSYCHOANALYSIS 96

CHAPTER X

SOME GENERAL REMARKS ON PSYCHOANALYSIS 111

INTRODUCTION

In these lectures I have attempted to reconcile my practical experiences

in psychoanalysis with the existing theory, or rather, with the

approaches to such a theory. Here is my attitude towards those

principles which my honored teacher Sigmund Freud has evolved from the

experience of many decades. Since I have long been closely connected

with psychoanalysis, it will perhaps be asked with astonishment how it

is that I am now for the first time defining my theoretical position.

When, some ten years ago, it came home to me what a vast distance Freud

had already travelled beyond the bounds of contemporary knowledge of

psycho-pathological phenomena, especially the psychology of the complex

mental processes, I no longer felt myself in a position to exercise any

real criticism. I did not possess the sorry mandarin-courage of those

people who—upon a basis of ignorance and incapacity—consider themselves

justified in “critical” rejections. I thought one must first work

modestly for years in such a field before one might dare to criticize.

The evil results of premature and superficial criticism have certainly

not been lacking. A preponderating number of critics have attacked with

as much anger as ignorance. Psychoanalysis has flourished undisturbed

and has not troubled itself one jot or tittle about the unscientific

chatter that has buzzed around it. As everyone knows, this tree has

waxed mightily, and not in one world only, but alike in Europe and in

America. Official criticism participates in the pitiable fate of

Proktophantasmist and his lamentation in the Walpurgis-night:

“You still are here? Nay, ’tis a thing unheard!

Vanish at once! We’ve said the enlightening word.”

Such criticism has omitted to take to heart the truth that all that

exists has sufficient right to its existence: no less is it with

psychoanalysis.

We will not fall into the error of our opponents, nor ignore their

existence nor deny their right to exist. But then this enjoins upon

ourselves the duty of applying a proper criticism, grounded upon a

practical knowledge of the facts. To me it seems that psychoanalysis

stands in need of this weighing-up from the inside.

It has been wrongly assumed that my attitude denotes a “split” in the

psychoanalytic movement. Such a schism can only exist where faith is

concerned. But psychoanalysis deals with knowledge and its ever-changing

formulations. I have taken William James’ pragmatic rule as a

plumb-line: “You must bring out of each word its practical cash-value,

set it at work within the stream of your experience. It appears less a

solution, then, than as a program for more work and more particularly as

an indication of the ways in which existing realities may be changed.

_Theories thus become instruments, not answers to enigmas, in which we

can rest._ We don’t lie back upon them, we move forward, and, on

occasion, make nature over again by their aid.”

And so my criticism has not proceeded from academic arguments, but from

experiences which have forced themselves on me during ten years earnest

work in this sphere. I know that my experience in no wise approaches

Freud’s quite extraordinary experience and insight, but none the less it

seems to me that certain of my formulations do present the observed

facts more adequately than is the case in Freud’s method of statement.

At any rate I have found, in my teaching, that the conceptions put

forward in these lectures have afforded peculiar aid in my endeavors to

help my pupils to an understanding of psychoanalysis. With such

experience I am naturally inclined to assent to the view of Mr. Dooley,

that witty humorist of the _New York Times_, when he says, defining

pragmatism: “Truth is truth ‘when it works.’” I am indeed very far from

regarding a modest and moderate criticism as a “falling away” or a

schism; on the contrary, through it I hope to help on the flowering and

fructification of the psychoanalytic movement, and to open a path

towards the scientific treasures of psychoanalysis for those who have

hitherto been unable to possess themselves of psychoanalytic methods,

whether through lack of practical experience or through distaste of the

theoretical hypothesis.

For the opportunity to deliver these lectures I have to thank my friend

Dr. Smith Ely Jelliffe, of New York, who kindly invited me to take part

in the “Extension Course” at Fordham University. These lectures were

given in September, 1912, in New York.

I must here also express my best thanks to Dr. Gregory, of Bellevue

Hospital, for his ready support of my clinical demonstrations.

For the troublesome work of translation I am greatly indebted to my

assistant, Miss M. Moltzer, and to Mrs. Edith Eder and Dr. Eder of

London.

Only after the preparation of these lectures did Adler’s book, “Ueber

den nervösen Character,” become known to me, in the summer of 1912. I

recognize that he and I have reached similar conclusions on various

points, but here is not the place to go into a more intimate discussion

of the matter; that must take place elsewhere.

CHAPTER I

Consideration of Early Hypotheses

It is not an easy task to speak about psychoanalysis in these days. I am

not thinking, when I say this, of the fact that psychoanalysis in

general—it is my earnest conviction—is among the most difficult

scientific problems of the day. But even when we put this cardinal fact

aside, we find many serious difficulties which interfere with the clear

interpretation of the matter. I am not capable of giving you a complete

doctrine elaborated both from the theoretical and the empirical

standpoint. Psychoanalysis has not yet reached such a point of

development, although a great amount of labor has been expended upon it.

Neither can I give you a description of its growth ab ovo, for you

already have in your country, with its great regard for all the progress

of civilization, a considerable literature on the subject. This

literature has already spread a general knowledge of psychoanalysis

among those who have a scientific interest in it.

You have had the opportunity of listening to Freud, the real explorer

and founder of this method, who has spoken in your own country about

this theory. As for myself, I have already had the honor of speaking

about this work in America. I have discussed the experimental foundation

of the theory of complexes and the application of psychoanalysis to

pedagogy.

It can be easily understood that under these circumstances I fear to

repeat what has already been said, or published in many scientific

journals in this country. A further difficulty lies in the fact that in

very many quarters there are already prevailing quite extraordinary

conceptions of our theory, conceptions which are often absolutely wrong,

and unfortunately wrong just in that which touches the very essence of

psychoanalysis. At times it seems nearly impossible to grasp even the

meaning of these errors, and I am constantly astonished to find any one

with a scientific education ever arriving at ideas so divorced from all

foundations in fact. Obviously it would be of no importance to cite

examples of these curiosities, and it will be more valuable to discuss

here those questions and problems of psychoanalysis which really might

provoke misunderstanding.

A Change in the Theory of Psychoanalysis

Although it has very often been repeated, it seems to be still an

unknown fact to many people, that in these last years the theory of

psychoanalysis has changed considerably. Those, for instance, who have

only read the first book, “Studies in Hysteria,” by Breuer and Freud,

still believe that psychoanalysis essentially consists in the doctrine

that hysteria, as well as other neuroses, has its root in the so-called

“traumata,” or shocks, of earliest childhood. They continue to condemn

this theory, and have no idea that it is fifteen years since this

conception was abandoned and replaced by a totally different one. This

change is of such great importance in the whole development of

psychoanalysis, as well for its technique as for its theory, that I must

give it in some detail. That I may not weary you with the complete

recitation of cases already well known, I will only just refer to those

in Breuer and Freud’s book, which I shall assume are known to you, for

the book has been translated into English.[1] You will there have read

that case of Breuer’s, to which Freud referred in his lectures at Clark

University. You will have found that the hysterical symptom has not some

unknown organic source, but is based on certain highly emotional psychic

events, so-called injuries of the heart, traumata or shocks. I think

that now-a-days every careful observer of hysteria will acknowledge from

his own experience that, at the root of this disease, such painful

events are to be found. This truth was already known to the physicians

of former days.

The Traumatic Theory

So far as I know it was really Charcot who, probably under the influence

of Page’s theory of nervous shock, made this observation of theoretical

value. Charcot knew, by means of hypnotism, at that time not understood,

that hysterical symptoms could be called forth by suggestion as well as

made to disappear through suggestion. Charcot believed that he saw

something like this in those cases of hysteria caused by accident, cases

which became more and more frequent. The shock can be compared with

hypnosis in Charcot’s sense. The emotion provoked by the shock causes a

momentary complete paralysis of will-power, during which the remembrance

of the trauma can be fixed as an auto-suggestion. This conception gives

us the original theory of psychoanalysis. Etiological investigation had

to prove whether this mechanism, or a similar one, was also to be found

in those cases of hysteria which could not be called traumatic. This

lack of knowledge of the etiology of hysteria was supplied by the

discovery of Breuer and Freud. They proved that even in those ordinary

cases of hysteria which cannot be said to be caused by shock the same

trauma-element was to be found, and seemed to have an etiological value.

It is natural that Freud, a pupil of Charcot, was inclined to suppose

that this discovery in itself confirmed the ideas of Charcot.

Accordingly the theory elaborated out of the experience of that period,

mainly by Freud, received the imprint of a traumatic etiology. The name

of trauma-theory is therefore justified; nevertheless this theory had

also a new aspect. I am not here speaking of the truly admirable

profoundness and precision of Freud’s analysis of symptoms, but of the

relinquishing of the conception of auto-suggestion, which was the

dynamic force in the original theory, and its substitution by a detailed

exposure of the psychological and psycho-physical effects caused by the

shock. The shock, the trauma, provokes a certain excitation which, under

normal circumstances, finds a natural outlet (“abreagieren”). In

hysteria it is only to a certain extent that the excitation does find a

natural outlet; a partial retention takes place, the so-called blocking

of the affect (“Affecteinklemmung”). This amount of excitation, which

can be compared with an amount of potential energy, is transmuted by the

mechanism of conversion into “physical” symptoms.

_The Cathartic Method._—According to this conception, therapy had to

find the means by which those retained emotions could be brought to a

mode of expression, thereby setting free from the symptoms that amount

of repressed and converted feeling. Hence this was called the cleansing,

or _cathartic method_; its aim was to discharge the blocked emotions.

From this it follows that analysis was then more or less closely

concerned with the symptoms, that is to say, the symptoms were

analyzed—the work of analysis began with the symptoms, a method

abandoned to-day. The cathartic method, and the theory on which it is

based, are, as you know, accepted by other colleagues, so far as they

are interested at all in psychoanalysis, and you will find some

appreciation and quotation of the theory, as well as of the method, in

several text-books.

The Traumatic Theory Criticized

Although, as a matter of fact, the discovery of Breuer and Freud is

certainly true, as can easily be proved by every case of hysteria,

several objections can be raised to the theory. It must be acknowledged

that their method shows with wonderful clearness the connection between

the actual symptoms and the shock, as well as the psychological

consequences which necessarily follow from the traumatic event, but

nevertheless, a doubt arises as to the etiological significance of the

so-called trauma or shock.

It is extremely difficult for any critical observer of hysteria to admit

that a neurosis, with all its complications, can be based on events in

the past, as it were on one emotional experience long past. It is more

or less fashionable at present to consider all abnormal psychic

conditions, in so far as they are of exogenic growth, as the

consequences of hereditary degeneration, and not as essentially

influenced by the psychology of the patient and the environment. This

conception is too narrow, and not justified by the facts. To use an

analogy, we know perfectly well how to find the right middle course in

dealing with the etiology of tuberculosis. There are, of course, cases

of tuberculosis where in earliest childhood the germ of the disease

falls upon a soil predisposed by heredity, so that even in the most

favorable conditions the patient cannot escape his fate. None the less,

there are also cases where, under favorable conditions, illness can be

prevented, despite a predisposition to the disease. Nor must we forget

that there are still other cases without hereditary disposition or

individual inclination, and, in spite of this, fatal infection occurs.

All this holds equally true of the neuroses, where matters are not

essentially different in their method of procedure than they are in

general pathology. Neither a theory in which the predisposition is

all-important, nor one in which the influence of the environment is

all-important, will ever suffice. It is true the shock-theory can be

said to give predominance to the predisposition, even insisting that

some past trauma is the condition sine qua non of the neurosis. Yet

Freud’s ingenious empiricism presented even in the “Studies in Hysteria”

some views, insufficiently exploited at the time, which contained the

elements of a theory that perhaps more accentuates the value of

environment than inherited or traumatic predisposition.

The Conception of “Repression”

Freud synthesized these observations in a form that was to extend far

beyond the limits of the shock-theory. This conception is the hypothesis

of repression (“Verdrängung”). As you know, by the word “repression” is

understood the psychic mechanism of the re-transportation of a conscious

thought into the unconscious sphere. We call this sphere the

“unconscious” and define it as the psyche of which we are not conscious.

The conception of repression was derived from the numerous observations

made upon neurotic patients who seemed to have the capacity of

forgetting important events or thoughts, and this to such an extent that

one might easily believe nothing had ever happened. These observations

can be constantly made by anyone who comes into close psychological

relations with his patients. As a result of the Breuer and Freud

studies, it was found that a very special method was needed to call

again into consciousness those traumatic events long since forgotten. I

wish to call attention to this fact, since it is decidedly astonishing

for a priori we are not inclined to believe that valuable things can

ever be forgotten. For this reason several critics object that the

reminiscences which have been called into consciousness by certain

hypnotic processes are only suggested ones, and do not correspond with

reality. Even granting this, it would certainly not be justifiable to

regard this in itself as a condemnation of “repression,” since there are

and have been not a few cases where the fact of repressed reminiscences

can be proved by objective demonstration. Even if we exclude this kind

of proof, it is possible to test the phenomena by experiment. The

association-tests provide us with the necessary experiences. Here we

find the extraordinary fact that associations pertaining to complexes

saturated with emotion emerge with much greater difficulty into

consciousness, and are much more easily forgotten.

As my experiments on this subject were never reëxamined, the conclusions

were never adopted, until just lately, when Wilhelm Peters, a disciple

of Kraepelin, proved in general my previous observation, namely, that

painful events are very rarely correctly reproduced (“die unlustbetonten

Erlebnisse werden am seltensten richtig reproduciert”).

As you see, the conception rests upon a firm empirical basis. There is

still another side of the question worth looking at. We might ask if the

repression has its root in a conscious determination of the individual,

or do the reminiscences disappear rather passively without conscious

knowledge on the part of the patient? In Freud’s works you will find a

series of excellent proofs of the existence of a conscious tendency to

repress what is painful. Every psychoanalyst will know more than a dozen

cases showing clearly in their history one particular moment at least in

which the patient knows more or less clearly that he will not allow

himself to think of the repressed reminiscences. A patient once gave

this significant answer: “Je l’ai mis de côté” (I have put it aside).

But, on the other hand, we must not forget that there are a number of

cases where it is impossible for us to show, even with the most careful

examination, the slightest trace of conscious repression; in these cases

it seems as if the mechanism of repression were much more in the nature

of a passive disappearance, or even as if the impressions were dragged

beneath the surface by some force operating from below. From the first

class of cases we get the impression of complete mental development,

accompanied by a kind of cowardice in regard to their own feelings; but

among the second class of cases you may find patients showing a more

serious retardation of development. The mechanism of repression seems

here to be much more an automatic one.

This difference is closely connected with the question I mentioned

before—that is, the question of the relative importance of

predisposition and environment. The first class of cases appears to be

mainly influenced by environment and education; in the other,

predisposition seems to play the chief part. It is pretty clear where

treatment will have more effect. (As I have already said, the conception

of repression contains an element which is in intrinsic contradiction

with the shock-theory.) We find, for instance, in the case of Miss Lucy

R.,[2] described by Freud, that the essential etiological moment is not

to be found in the traumatic scenes, but in the insufficient readiness

of the patient to set store upon the convictions passing through her

mind. But if we think of the later views we find in the “Selected Papers

on Hysteria,”[3] where Freud, forced through further experience,

supposes certain traumatic sexual events in early childhood to be the

source of the neurosis, then we get the impression of an incongruity

between the conception of repression and that of shock. The conception

of “repression” contains the elements of an etiological theory of

environment, while the conception of “shock” is a theory of

predisposition.

But at first the theory of neurosis developed along the lines of the

trauma conception. Pursuing Freud’s later investigations, we see him

coming to the conclusion that no such positive value can be ascribed to

the traumatic events of later life, as their effects could only be

conceivable if the particular predisposition of the patient were taken

into account. Evidently the enigma was to be resolved just at this

point. As the analytical work progressed, the roots of hysterical

symptoms were found in childhood; they reached back from the present far

into the past. The further end of the chain threatened to get lost in

the mists of early childhood. But it was just there that reminiscences

appeared of certain scenes where sexual activities had been manifested

in an active or passive way, and these were unmistakably connected with

the events which provoked the neurosis. (For further details of these

events you must consult the works of Freud, as well as the numerous

analyses which have already been published.)

The Theory of Sexual Trauma in Childhood

Hence arose the theory of sexual trauma in childhood which provoked

bitter opposition, not from theoretical objections against the

shock-theory in general, but against the element of sexuality in

particular. In the first place, the idea that children might be sexual,

and that sexual thoughts might play any part with them, aroused great

antagonism. In the second place, the possibility that hysteria had a

sexual basis was most unwelcome, for the sterile position that hysteria

was either a reflex neurosis of the uterus or arose from lack of sexual

satisfaction had just been given up. Naturally, therefore, the real

value of Freud’s observations was disputed. If critics had limited

themselves to that question, and had not adorned their opposition with

moral indignation, a calm discussion would have been possible. In

Germany, for instance, this method of attack made it impossible to get

any credit for Freud’s theory. As soon as the question of sexuality was

touched general resistance, as well as haughty contempt were awakened.

But in truth there was but one question at issue: were Freud’s

observations true or not? That alone could be of importance to a really

scientific mind. It is possible that these observations do not seem very

probable at first sight, but it is unjustifiable to condemn them a

priori as false. Wherever really sincere and thorough investigations

have been carried out it has been possible to corroborate his

observations. The fact of a psychological chain of consequences has been

absolutely confirmed, although Freud’s original conception, that real

traumatic scenes were always to be found, has not been.

Theory of Sexual Trauma Abandoned

Freud himself abandoned his first presentation of the shock-theory after

further and more thorough investigation. He could no longer retain his

original view as to the reality of the sexual shock. Excessive

sexuality, sexual abuse of children, or very early sexual activity in

childhood, were later on seen to be of secondary importance. You will

perhaps be inclined to share the suspicion of the critics that the

results derived from analytic researches were based on suggestion. There

might be some justification for this view if these assertions had been

published broadcast by some charlatan or ill-qualified person. But

anyone who has carefully read Freud’s works, and has himself similarly

sought to penetrate into the psychology of his patients, will know that

it is unjust to attribute to an intellect like Freud’s the crude

mistakes of a journeyman. Such suggestions only redound to the discredit

of those who make them. Ever since then patients have been examined by

every possible means from which suggestion could be absolutely excluded.

And still the associations described by Freud have been proved to be

true in principle. We are thus obliged in the first place to regard many

of these shocks of early childhood as phantoms, while other traumata

have objective reality. With this knowledge, at first somewhat

confusing, the etiological importance of the sexual trauma in childhood

declines, as it seems now quite irrelevant whether the trauma really

took place or not. Experience teaches us that phantasy can be, so to

speak, of the same traumatic value as real shock. In the face of such

facts, every physician who treats hysteria will recall cases where the

neurosis has indeed been provoked by violent traumatic impressions. This

observation is only in apparent contradiction with our knowledge,

already referred to, of the unreality of traumatic events in childhood.

We know perfectly well that many persons suffer shocks in childhood or

in adult life who nevertheless get no neurosis. Therefore the trauma

has, ceteris paribus, no absolute etiological importance, but owes its

efficacy to the nature of the soil upon which it falls.

The Predisposition for the Trauma

No neurosis will grow on an unprepared soil where no germ of neurosis is

already existing; the trauma will pass by without leaving any permanent

and effective mark. From this simple consideration it is pretty clear

that, to make it really effective, the patient must meet the shock with

a certain internal predisposition. This internal predisposition is not

to be understood as meaning that totally obscure hereditary

predisposition of which we know so little, but as a psychological

development which reaches its apogee and its manifestation at the

moment, and even through, the trauma.

I will show you first of all by a concrete case the nature of the trauma

and its psychological predisposition. A young lady suffered from severe

hysteria after a sudden fright. She had been attending a social

gathering that evening and was on her way home at midnight, accompanied

by several acquaintances, when a carriage came behind her at full speed.

Everyone else drew aside, but she, paralyzed by fright, remained in the

middle of the street and ran just in front of the horses. The coachman

cracked his whip, cursed and swore without any result. She ran down the

whole length of the street, which led to a bridge. There her strength

failed her, and to escape the horses’ feet she thought, in her extreme

despair, of jumping into the water, but was prevented in time by

passers-by. This very same lady happened to be present a little later on

that bloody day, the 22d of January, in St. Petersburg, when a street

was cleared by soldiers’ volleys. Right and left of her she saw people

dying or falling down badly wounded. Remaining perfectly calm and

clear-minded, she caught sight of a gate that gave her escape into

another street.

These terrible moments did not agitate her, either at the time, or later

on. Whence it must follow that the intensity of the trauma is of small

pathogenic importance: the special conditions form the essential

factors. Here, then, we have the key by which we are able to unlock at

least one of the anterooms to the understanding of predisposition. We

must next ask what were the special circumstances in this

carriage-scene. The terror and apprehension began as soon as the lady

heard the horses’ foot-steps. It seemed to her for a moment as if these

betokened some terrible fate, portending her death or something

dreadful. Then she lost consciousness. The real causation is somehow

connected with the horses. The predisposition of the patient, who acts

thus wildly at such a commonplace occurence, could perhaps be found in

the fact that horses had a special significance for her. It might

suffice, for instance, if she had been once concerned in some dangerous

accident with horses. This assumption does hold good here. When she was

seven years old, she was once out on a carriage-drive with the coachman;

the horses shied and approached the steep river-bank at full speed. The

coachman jumped off his seat, and shouted to her to do the same, which

she was barely able to do, as she was frightened to death. Still, she

sprang down at the right moment, whilst the horses and carriage were

dashed down below.

It is unnecessary to prove that such an event must leave a lasting

impression behind. But still it does not offer any explanation for the

exaggerated reaction to an inadequate stimulus. Up till now we only know

that this later symptom had its prologue in childhood, but the

pathological side remains obscure. To solve this enigma we require other

experiences. The amnesia which I will set forth fully later on shows

clearly the disproportion between the so-called shock and the part

played by phantasy. In this case phantasy must predominate to an

extraordinary extent to provoke such an effect. The shock in itself was

too insignificant. We are at first inclined to explain this incident by

the shock that took place in childhood, but it seems to me with little

success. It is difficult to understand why the effect of this infantile

trauma had remained latent so long, and why it only now came to the

surface. The patient must surely have had opportunities enough during

her lifetime of getting out of the way of a carriage going full speed.

The reminiscence of the danger to her life seems to be quite

insufficiently effective: the real danger in which she was at that one

moment in St. Petersburg did not produce the slightest trace of

neurosis, despite her being predisposed by an impressive event in her

childhood. The whole of this traumatic event still lacks explanation;

from the point of view of the shock-theory we are hopelessly in the

dark.

You must excuse me if I return so persistently to the shock-theory. I

consider this necessary, as now-a-days many people, even those who

regard us seriously, still keep to this standpoint. Thus the opponents

to psychoanalysis and those who never read psychoanalytic articles, or

do so quite superficially, get the impression that in psychoanalysis the

old shock-theory is still in force.

The question arises: what are we to understand by this predisposition,

through which an insignificant event produces such a pathological

effect? This is the question of chief significance, and we shall find

that the same question plays an important rôle in the theory of

neurosis, for we have to understand why apparently irrelevant events of

the past are still producing such effects that they are able to

interfere in an impish and capricious way with the normal reactions of

actual life.

The Sexual Element in the Trauma

The early school of psychoanalysis, and its later disciples, did all

they could to find the origin of later effects in the special kind of

early traumatic events. Freud’s research penetrated most deeply. He was

the first, and it was he alone, who discovered that a certain sexual

element was connected with the shock. It is just this sexual element

which, speaking generally, we may consider as unconscious, and it is to

this that the traumatic effect is generally due. The unconsciousness of

sexuality in childhood seems to throw a light upon the problem of the

persistent constellation of the primary traumatic event. The true

emotional meaning of the accident was all along hidden from the patient,

so that in consciousness this emotion was never brought into play, the

emotion never wore itself out, it was never used up. We might perhaps

explain the effect in the following way: this persistent constellation

was a kind of “suggestion à échéance,” for it is unconscious and the

action occurs only at the stipulated moment.

It is hardly necessary to give detailed examples to prove that the true

nature of sexual manifestations during infancy is not understood.

Physicians know, for instance, how often a manifest masturbation

persisting up to adult life, especially in women, is not understood as

such. It is, therefore, easy to realize that to a child the true nature

of certain actions would be far less conscious. And that is the reason

why the real meaning of these events, even in adult life, is still

hidden from our consciousness. In some cases, even, the traumatic events

are themselves forgotten, either because their sexual meaning is quite

unknown to the patient, or because their sexual character is

inacceptable, being too painful. It is what we call “repressed.”

As we have already mentioned, Freud’s observation, that the admixture of

a sexual element with the shock is essential for any pathological

effect, leads on to the theory of the _infantile sexual trauma_.

This hypothesis may be thus expressed: the pathogenic event is a sexual

one. This conception forced its way with difficulty. The general opinion

that children have no sexuality in early life made such an etiology

inadmissible, and at first prevented its acceptance.

The Infantile Sexual Phantasy

The change in the shock-theory already referred to, namely, that in

general the shock is not even real, but is essentially a phantasy, did

not make things better. On the contrary, still worse, since we are

forced to the conclusion that we find in the infantile phantasy at least

one positive sexual manifestation. It is no longer some brutal

accidental impression from the outside, but a positive sexual

manifestation created by the child itself, and this very often with

unmistakable clearness. Even real traumatic events of an outspoken

sexual type do not always happen to a child quite _without its

coöperation_, but are not infrequently apparently _prepared and brought

about by the child itself_. Abraham stated this, proving his statement

with evidence of the greatest interest, and this, in connection with

many other experiences of the same kind, makes it very probable that

even really sexual scenes are frequently called forth and supported by

the peculiar psychological state of the child’s mind. Perfectly

independently from psychoanalytic investigation, medical criminology has

discovered striking parallels to this psychoanalytic statement.

Footnote 1:

“Selected Papers on Hysteria and Other Psychoneuroses,” by Prof.

Sigmund Freud. Nervous and Mental Disease Monograph Series, No. 4.

Footnote 2:

Monograph No. 4, p. 14.

Footnote 3:

_Ibid._

The Theory of Psychoanalysis · 第 1 / 10 章