PART IV

THE FIRST DUTCH WAR

I. ENGLISH AND DUTCH ORDERS ON THE EVE OF THE WAR, 1648-52

II. ORDERS ISSUED DURING THE WAR, 1653-54

I

ENGLISH AND DUTCH ORDERS ON THE EVE OF THE WAR, 1648-53

INTRODUCTORY

From the foregoing examples it will be seen that at the advent of the

Commonwealth, which was to set on foot so sweeping a revolution in the

naval art, all attempts to formulate a tactical system had been

abandoned. This is confirmed by the following extract from the orders

issued by the Long Parliament in 1648. It was the time when the revolt

of a part of the fleet and a rising in the South Eastern counties led

the government to apprehend a naval coalition of certain foreign

powers in favour of Charles. It is printed by Granville Penn in his

_Memorials of Sir William Penn_ as having been issued in 1647,

but the original copy of the orders amongst the Penn Tracts (_Sloane

MSS._ 1709, f. 55) is marked as having been delivered on May 2,

1648, to 'Captain William Penn, captain of the Assurance frigate and

rear-admiral of the Irish Squadron.' They are clearly based on the

later precedents of Charles I, but it must be noted that Penn is told

'to expect more particular instructions' in regard to the fighting

article. We may assume therefore that the admiralty authorities

already recognised the inadequacy of the established fighting

instructions, and so soon as the pressure of that critical time

permitted intended to amplify them.

Amongst those responsible for the orders however there is no name that

can be credited with advanced views. They were signed by five members

of the Navy Committee, and at their head is Colonel Edward Mountagu,

afterwards Earl of Sandwich, but then only twenty-two years old.[1]

Whether anything further was done is uncertain. No supplementary

orders have been found bearing date previous to the outbreak of the

Dutch war. But there exists an undated set which it seems impossible

not to attribute to this period. It exists in the _Harleian

MSS._ (1247, ff. 43b), amongst a number of others which appear to

have been used by the Duke of York as precedents in drawing up his

famous instructions of 1665. To begin with it is clearly later than

the orders of 1648, upon which it is an obvious advance. Then the use

of the word 'general' for admiral, and of the word 'sign' for 'signal'

fixes it to the Commonwealth or very early Restoration. Finally,

internal evidence shows it is previous to the orders of 1653, for

those orders will be seen to be an expansion of the undated set so far

as they go, and further, while these undated orders have no mention of

the line, those of 1653 enjoin it. They must therefore lie between

1648 and 1653, and it seems worth while to give them here

conjecturally as being possibly the supplementary, or 'more particular

instructions,' which the government contemplated; particularly as this

hypothesis gains colour from the unusual form of the heading

'Instructions for the better ordering.' Though this form became fixed

from this time forward, there is, so far as is known, no previous

example of it except in the orders which Lord Wimbledon propounded to

his council of war in 1625, and those were also supplementary

articles.[2]

Be this as it may, the orders in question do not affect the position

that up to the outbreak of the First Dutch War we have no orders

enjoining the line ahead as a battle formation. Still we cannot

entirely ignore the fact that, in spite of the lack of orders on the

subject, traces of a line ahead are to be detected in the earliest

action of the war. Gibson, for instance, in his _Reminiscences_

has the following passage relating to Blake's brush with Tromp over

the honour of the flag on May 9, 1652, before the outbreak of the

war:[3] 'When the general had got half Channel over he could see the

Dutch fleet with their starboard tacks aboard standing towards him,

having the weather-gage. Upon which the general made a sign for the

fleet to tack. After which, having their starboard tacks aboard (the

general's ship, the Old James, being the southernmost and sternmost

ship in the fleet), the rest of his fleet tacking, first placed

themselves in a line ahead of the general, who after tacking hauled up

his mainsail in the brails, fitted his ship to fight, slung his yards,

and run out his lower tier of guns and clapt his fore topsail upon the

mast.' If Gibson could be implicitly trusted this passage would be

conclusive on the existence of the line formation earlier than any of

the known Fighting Instructions which enjoined it; but unfortunately,

as Dr. Gardiner pointed out, Gibson did not write his account till

1702, when he was 67. He is however to some extent corroborated by

Blake himself, who in his official despatch of May 20, relating the

incident, says that on seeing Tromp bearing down on him 'we lay by and

put ourselves into a fighting posture'--_i.e._ battle order--but

what the 'posture' was he does not say. If however this posture was

actually the one Gibson describes, we have the important fact that in

the first recorded instance of the complete line, it was taken as a

defensive formation to await an attack from windward.

The only other description we have of English tactics at this time

occurs in a despatch of the Dutch commander-in-chief in the

Mediterranean, Van Galen, in which he describes how Captain Richard

Badiley, then commanding a squadron on the station, engaged him with

an inferior force and covered his convoy off Monte Christo in August

1652. When the fleets were in contact, he says, as though he were

speaking of something that was quite unfamiliar to him, 'then every

captain bore up from leeward close to us to get into range, and so all

gave their broadsides first of the one side and then again of the

other, and then bore away with their ships before the wind till they

were ready again; and then as before with the guns of the whole

broadside they fired into my flagship, one after the other, meaning to

shoot my masts overboard.'[4] From this it would seem that Badiley

attacked in succession in the time-honoured way, and that the old

rudimentary form of the line ahead was still the ordinary practice.

The evidence however is far from strong, but really little is

needed. Experience teaches us that the line ahead formation would

never have been adopted as a standing order unless there had been some

previous practice in the service to justify it or unless the idea was

borrowed from abroad. But, as we shall see, the oft-repeated assertion

that it was imitated from the Dutch is contrary to all the evidence

and quite untenable. The only experience the framers of the order of

1653 can have had of a line ahead formation must have been in our own

service.

The clearest proof of this lies in the annexed orders which Tromp

issued on June 20, 1652, immediately before the declaration of war,

and after he had had his brush with Blake, in which, if Gibson is to

be trusted, Tromp had seen Blake's line. From these orders it is

clear that the Dutch conception of a naval action was still

practically identical with that of Lindsey's instructions of 1635,

that is, mutual support of squadrons or groups, with no trace of a

regular battle formation. In the detailed 'organisation' of the fleet

each of the three squadrons has its own three flag officers--that is

to say, it was organised, like that of Lord Wimbledon in 1625, in

three squadrons and nine sub-squadrons, and was therefore clearly

designed for group tactics. It is on this point alone, if at all, that

it can be said to show any advance on the tactics which had obtained

throughout the century, or on those which Tromp himself had adopted

against Oquendo in 1639.

Yet further proof is to be found in the orders issued by Witte

Corneliszoon de With to his captains in October 1652, as

commander-in-chief of the Dutch fleet. In these he very strictly

enjoins, as a matter of real importance, 'that they shall all keep

close up by the others and as near together as possible, to the end

that thereby they may act with united force ... and prevent any

isolation or cutting off of ships occurring in time of fight;' adding

'that it behoved them to stand by and relieve one another loyally, and

rescue such as might be hotly attacked.' This is clearly no more than

an amplification of Tromp's order of the previous June. It introduces

no new principle, and is obviously based on the time-honoured idea of

group tactics and mutual support. It is true that De Jonghe, the

learned historian of the Dutch navy, regards it as conclusive that the

line was then in use by the Dutch, because, as he says, several Dutch

captains, after the next action, were found guilty and condemned for

not having observed their instructions. But really there is nothing

in it from which a line can be inferred. It is all explained on the

theory of groups. And in spite of De Jonghe's deep research and his

anxiety to show that the line was practised by his countrymen as well

as by the English in the first Dutch War, he is quite unable to

produce any orders like the English instructions of 1653, in which a

line formation is clearly laid down.

But whether or not we can accept De Jonghe's conclusions as to the

time the line was introduced into the Dutch service, one thing is

clear enough--that he never ventured to suggest that the English

copied the idea from his own countrymen. It is evident that he found

nothing either in the Dutch archives or elsewhere even to raise such

an idea in his mind. But, on the other hand, his conspicuous

impartiality leads him to give abundant testimony that throughout

these wars thoughtful Dutch officers were continually praising the

order and precision of the English tactics, and lamenting the

blundering and confusion of their own. It may be added that Dr.

Gardiner's recent researches in the same field equally failed to

produce any document upon which we can credit the Dutch admirals with

serious tactical reforms. Even De Ruyter's improvements in squadronal

organisation consisted mainly in superseding a multiplicity of small

squadrons by a system of two or three large squadrons, divided into

sub-Squadrons, a system which was already in use with the English, and

was presumably imitated by De Ruyter, if it was indeed he who

introduced it and not Tromp, from the well-established Commonwealth

practice.[5]

FOOTNOTES:

[1] The others were John Rolle, member for Truro, a merchant and

politician, who died in November 1648, and who as early as 1645 had been

proposed, though unsuccessfully, for the Navy Committee; and three less

conspicuous members of Parliament: Sir Walter Earle (of the Presbyterian

party), Giles Greene, and Alexander Bence. They were all superseded the

following year by the new Admiralty Committee of the Council of State.

[2] _Supra_, p. 63. It may also be noted that these articles are

intended for a fleet not large enough to be divided into squadrons--just

such a fleet in fact as that in which Penn was flying his flag. The

units contemplated, _e.g._ in Articles 2-4, are 'ships,' whereas in the

corresponding articles of 1653 the units are 'squadrons.'

[3] Gardiner, _Dutch War_, i. 9.

[4] This at least is what Van Galen's crabbed old Dutch seems to mean.

'Alsoo naer bij quam dat se couden toe schieter dragen, de elcken heer

onder den windt, gaven so elck hare laghe dan vinjt d'eene sijde, dan

veer van d'anden sijde, hielden alsdan met haer schepen voor den vindt

tal dat se weer claer waren, dan wast alsvooren met cannoneren van de

heele lagh en in sonderheijt op mijn onderhebbende schip vier gaven van

meeninge masten aft stengen overboort to schieten.' A copy of Van

Galen's despatch is amongst Dr. Gardiner's _Dutch War_ transcripts.

[5] See De Jonghe's introduction to his Third Book on 'The Condition of

the British and Dutch Navies at the outbreak of and during the Second

English War,' _Geschiedenis van het Nederlandsche Zeewesen_, vol. ii.

part ii. pp. 132-141, and his digression on Tactics, pp. 290 _et seq._,

and p. 182 note. De Witte's order is p. 311.

_PARLIAMENTARY ORDERS_, 1648.

[+Sloane MSS. 1709, f. 55. Extract+]

_Instructions given by the Right Honourable the Committee of the

Lords and Commons for the Admiralty and Cinque Ports, to be duly

observed by all captains and officers whatsoever and common men

respectively in their fleet, provided to the glory of God, the honour

and service of Parliament, and the safety of the Kingdom of

England_. [_Fol._ 59.]

If any fleet shall be discovered at sea which may probably be

conjectured to have a purpose to encounter, oppose, or affront the

fleet in the Parliament's service, you may in that case expect more

particular directions. But for the present you are to take notice,

that in case of joining battle you are to leave it to the vice-admiral

to assail the enemy's admiral, and to match yourself as equally as you

can, to succour the rest of the fleet as cause shall require, not

wasting your powder nor shooting afar off, nor till you come side to

side.

_SUPPLEMENTARY INSTRUCTIONS,

circa_ 1650.

[+Harleian MSS. 1247, 43b. Draft unsigned+.]

_Instructions for the better ordering and managing the fleet in

fighting_.

1. Upon discovery of a fleet, receiving a sign from the general's

ship, which is putting abroad the sign made for each ship or frigate,

they are to make sail and stand with them so nigh as to gain knowledge

what they are and of what quality, how many fireships and others, and

what order the fleet is in; which being done the frigates or vessels

are to speak together and conclude on the report they are to give, and

accordingly report to the general or commander-in-chief of the

squadron, and not to engage if the enemy's ships exceed them in number

except it shall appear to them on the place that they have the

advantage.

2. At sight of the said fleet the vice-admiral or he that commands in

the second place, and the rear-admiral or he that commands in the

third place, are to make what sail they can to come up with the

admiral on each wing, as also each ship according to her quality,

giving a competent distance from each other if there be sea-room

enough.

3. As soon as they shall [see] the general engage, or [he] shall make

a sign by shooting off two guns and putting a red flag on the fore

topmast-head, that each ship shall take the best advantage they can to

engage with the enemy next unto him.

4. If any ship shall happen to be over-charged and distressed the next

ship or ships are immediately to make towards their relief and

assistance upon signal given; which signal shall be, if the admiral,

then a pennant in the fore topmast-head; the vice-admiral or commander

in the second place, a pennant in the main topmast-head; and the

rear-admiral the like.

5. In case any ship shall be distressed or disabled by loss of masts,

shot under water, or otherwise so as she is in danger of sinking or

taking, he or they are to give a signal thereof so as, the fleet

having knowledge, they may be ready to be relieved. Therefore the

flagships are to have a special care to them, that such provisions may

be made that they may not be left in distress to the mercy of the

enemy; and the signal is to be a weft[1] of the ensign of the ship so

distressed.

6. That it is the duty of the commanders and masters of all the small

frigates, ketches and smacks belonging to the fleet to know the

fireships that belong to the enemy, and accordingly by observing their

motion to do their utmost to cut off their boats (if possible), or if

opportunity serve that they lay them on board, fire and destroy them;

and to this purpose they are to keep to windward of the fleet in time

of service. But in case they cannot prevent the fireships from coming

on board us by coming between us and them, which by all means possible

they are to endeavour, that then, in such a case, they show themselves

men in such an exigent,[2] and shear aboard them, and with their

boats, grapnels, and other means clear them from us and destroy them;

which service, if honourably done, according to its merit shall be

rewarded, and the neglect thereof strictly and severely called to

account.

7. That the fireships belonging to the fleet endeavour to keep the

wind, and they with the small frigate's to be as near the great ships

as they can, and to attend the signal from the commander-in-chief and

to act accordingly.

8. If any engagement shall happen to continue until night and the

general please to anchor, that upon signal given they all anchor in as

good order as may be, the signal being as in the instructions for

sailing; and if the general please to retreat without anchoring, then

the signal to be firing two guns so nigh one the other as the report

may be distinguished, and within three minutes after to do the like

with two guns more. And the commander of this ship is to sign copies

of these instructions to all ships and other vessels of this

fleet. Given on board the ----

FOOTNOTES:

[1] See note, p. 99.

[Transcriber's note: The text for this note reads:

'_Waft_ (more correctly written _wheft_). It is any flag or ensign

stopped together at the head and middle portion, slightly rolled up

lengthwise, and hoisted at different positions at the after-part of a

ship.'--Admiral Smyth (_Sailors' Word-Book_).]

[2] 'Exigent' = exigence, emergency. Shakespeare has 'Why do you cross

me in this exigent?'--_Jul. Cæs._ v. i.

_MARTEN TROMP, June_ 20, 1652.

[+Dr. Gardiner's First Dutch War, vol. i. p. 321. Extract+.]

_June_ 20/30, 1652. _The resolution of Admiral Tromp on the

distribution of the fleet in case of its being attacked_.

Each captain is expressly ordered, on penalty of 300 guilders, _to

keep near_[1] the flag officer under whom he serves. Also he is to

have his guns in a serviceable condition. The squadron under

Vice-Admiral Jan Evertsen is to lie or sail immediately ahead of the

admiral. Further Captain Pieter Floriszoon (who provisionally carries

the flag at the mizen as rear-admiral) is always to remain with his

squadron close astern of the admiral; and the Admiral Tromp is to take

his station between both with his squadron. The said superior officers

and captains are to stand by one another with all fidelity; and each

squadron when another is vigorously attacked shall second and free the

other, using therein all the qualities of a soldier and seaman.

FOOTNOTE:

[1] The Dutch has 'troppen' = to gather round (_cf._ our 'trooping the

colour'). De With's corresponding order has 'dat zij allen bij den

anderen ... gesloten zou den blijven.' _Supra_, p. 86.

II

ORDERS ISSUED DURING THE WAR

1653 AND 1654

INTRODUCTORY

The earliest known 'Fighting Instructions' in any language which aimed

at a single line ahead as a battle formation, were issued by the

Commonwealth's 'generals-at-sea' on March 29, 1653, in the midst of

the Dutch War. This is placed beyond doubt by an office copy amongst

the Duke of Portland's MSS. at Welbeck Abbey.[1] It is of high

importance for the history of naval tactics that we are at last able

to fix the date of these memorable orders. Endless misapprehension on

the subject of our battle formations during the First Dutch War has

been caused by a chronological error into which Mr. Granville Penn was

led in his _Memorials of Penn_ (Appendix L). Sir William Penn's

copy of these Instructions is merely dated 'March 1653,'[2] and his

biographer hazarded the very natural conjecture that, as this is an

'old style' date, it meant 'March 1654.' This would have been true of

any day in March before the 25th, but as we now can fix the date as

the 29th, we know the year is really 1653 and not 1654.[3] There was

perhaps some anxiety on Mr. Penn's part to get his hero some share in

the orders, and as William Penn was not appointed one of the

'generals-at-sea' till December 2, 1653, he could not officially have

had the credit of orders issued in the previous March. This point

however is also set at rest by the Welbeck copy, which besides the

date has the signatures of the generals, and they are those of Blake,

Deane and Monck. Penn did not sign them at all, but this really in no

way affects his claim as a tactical reformer. For as he was

vice-admiral of the fleet and an officer of high reputation, his share

in the orders was probably as great as that of anyone else.

The winter of 1652-3 was the turning point of the war. The summer

campaign had shown how serious the struggle was to be, and no terms

for ending it could be arranged. Large reinforcements consequently had

been ordered, and Monck and Deane nominated to assist Blake as joint

generals-at-sea for the next campaign. Four days later, on November

30, 1652, Blake had been defeated by Tromp off Dungeness, and several

of his captains were reported to have behaved badly. An inquiry was

ordered, and the famous 'Laws of War and Ordinances of the Sea,'

prepared by Sir Harry Vane by order of Parliament for the better

enforcement of discipline, were put in force. Notwithstanding these

vigorous efforts to increase the strength and efficiency of the sea

service, it was not till after the first action of the new campaign

that an attempt was made to improve the fleet tactics. The action off

Portland on February 18, 1653, and the ensuing chase of Tromp, marked

the first real success of the war; but though the generals succeeded

in delivering a severe blow to the Dutch admiral and his convoy, it

must have been clear to everyone that they narrowly escaped defeat

through a want of cohesion between their squadrons. On the 19th and

20th Tromp executed a masterly retreat, with his fleet in a crescent

or obtuse-angle formation and his convoy in its arms, but nowhere is

there any hint that either side fought in line ahead.[4] On the 25th

the fleet had put into Stokes Bay to refit, and between this time and

March 29 the new orders were produced.[5]

The first two articles it will be seen are practically the same as the

'Supplementary Instructions' on p. 99, but in the third, relating to

'general action,' instead of the ships engaging 'according to the

order presented,' as was enjoined in the previous set, 'they are to

endeavour to keep in a line with the chief,' as the order which will

enable them 'to take the best advantage they can to engage with the

enemy.' Article 6 directs that where a flagship is distressed captains

are to endeavour to form line between it and the enemy. Article 7

however goes still further, and enjoins that where the windward

station has been gained the line ahead is to be formed 'upon severest

punishment,' and a special signal is given for the manoeuvre. Article

9 provides a similar signal for flagships.

Compared with preceding orders, these new ones appear nothing less

than revolutionary. But it is by no means certain that they were

so. Here again it must be remarked that it is beyond all experience

for such sweeping reforms to be so rigorously adopted, and

particularly in the middle of a war, without their having been in the

air for some time previously, and without their supporters having some

evidence to cite of their having been tried and tried successfully, at

least on a small scale. The natural presumption therefore is that the

new orders only crystallised into a definite system, and perhaps

somewhat extended, a practice which had long been familiar though not

universal in the service. A consideration of the men who were

responsible for the change points to the same conclusion. Blake, the

only one of the three generals who had had experience of naval

actions, was ashore disabled by a severe wound, but still able to take

part, at least formally, in the business of the fleet. Deane, another

soldier like Blake, though he had commanded fleets, had never before

seen an action, but had done much to improve the organisation of the

service, and at this time, as his letters show, was more active and

ardent in the work than ever. Monck before the late cruise had never

been to sea at all, since as a boy he sailed in the disastrous Cadiz

expedition of 1625; but he was the typical and leading scientific

soldier of his time, with an unmatched power of organisation and an

infallible eye for both tactics and strategy, at least so far as it

had then been tried. Penn, the vice-admiral of the fleet, was a

professional naval officer of considerable experience, and it was he

who by a bold and skilful movement had saved the action off Portland

from being a severe defeat for Blake and Deane. Monck's therefore was

the only new mind that was brought to bear on the subject. Yet it is

impossible to credit him with introducing a revolution in naval

tactics. All that can be said is that possibly his genius for war and

his scientific and well-drilled spirit revealed to him in the

traditional minor tactics of the seamen the germ of a true tactical

system, and caused him to urge its reduction into a definite set of

fighting instructions which would be binding on all, and would

co-ordinate the fleet into the same kind of homogeneous and handy

fighting machine that he and the rest of the Low Country officers had

made of the New Model Army. In any case he could not have carried the

thing through unless it had commended itself to the experience of such

men as Penn and the majority of the naval officers of the council of

war. And they would hardly have been induced to agree had they not

felt that the new instructions were calculated to bring out the best

of the methods which they had empirically practised.

How far the new orders were carried out during the rest of the war is

difficult to say. In both official and unofficial reports of the

actions of this time an almost superstitious reverence is shown in

avoiding tactical details. Nevertheless that a substantial improvement

was the result seems clear, and further the new tactics appear to have

made a marked impression upon the Dutch. Of the very next action, that

off the Gabbard on June 2, when Monck was left in sole command, we

have a report from the Hague that the English 'having the wind, they

stayed on a tack for half an hour until they put themselves into the

order in which they meant to fight, which was in file at half

cannon-shot,' and the suggestion is that this was something new to the

Dutch. 'Our fleet,' says an English report by an eye-witness, 'did

work together in better order than before and seconded one another.'

Then there is the important testimony of a Royalist intelligencer who

got his information at the Hague on June 9, from the man who had

brought ashore the despatches from the defeated Dutch fleet. After

relating the consternation which the English caused in the Dutch ranks

as well by their gunnery as their refusal to board, he goes on to say,

'It is certain that the Dutch in this fight (by the relation and

acknowledgment of Tromp's own express sent hither, with whom I spoke)

showed very great fear and were in very great confusion, and the

English he says fought in excellent order.'[6]

Again, for the next battle--that of the Texel--fought on July 31 in

the same year, we have the statement of Hoste's informant, who was

present as a spectator, that at the opening of the action the English,

but not the Dutch, were formed in a single line close-hauled. 'Le 7

Aoust' [_i.e._ N.S.], the French gentleman says, 'je découvris

l'armée de l'amiral composée de plus de cent vaisseaux de

guerre. Elle était rangée en trois escadrons et elle faisoit

vent-arrière pour aller tomber sur les Anglois, qu'elle rencontra

le même jour à peu près en pareil nombre rangez _[sic]_ sur une

ligne qui tenoit plus de quatre lieues Nord-Nord-Est et Sud-Sud-Ouest,

le vent étant Nord-Ouest. Le 8 et le 9 se passèrent en des

escarmouches, mais le 10 on en _[sic]_ vint à une bataille

decisive. Les Anglois avoient essaié de gagner le vent: mais

l'amiral Tromp en aiant toujours conservé l'avantage, et l'étant

rangé sur une ligne parallèle à celle des Anglois arriva sur

eux,' &c. This is the first known instance of a Dutch fleet forming in

single line, and, so far as it goes, would tend to show they adopted

it in imitation of the English formation.[7] At any rate, so far as

we have gone, the evidence tends to show that the English finally

adopted the regular line-ahead formation in consequence of the orders

of March 29, 1653, and there is no indication of the current belief

that they borrowed it from the Dutch.

By the English admirals the new system must have been regarded as a

success. For the Fighting Instructions of 1653 were reissued with

nothing but a few alterations of signals and verbal changes by Blake,

Monck, Disbrowe, and Penn, the new 'admirals and generals of the fleet

of the Commonwealth of England,' appointed in December 1653, when the

war was practically over. They are printed by Granville Penn

(_Memorials of Penn_, ii. 76), under date March 31, 1655, but

that cannot be the actual date of their issue, for Blake was then in

the Mediterranean, Penn in the West Indies, and Monck busy with his

pacification of the Highlands. We must suspect here then another

confusion between old and new styles, and conjecture the true date to

be March 31, 1654, that is just before Monck left for Scotland, and a

few days before the peace was signed. So that these would be the

orders under which Blake conducted his famous campaign in the

Mediterranean, Penn and Venables captured Jamaica, and the whole of

Cromwell's Spanish war was fought.

FOOTNOTES:

[1] _Hist. MSS. Com._ XIII. ii. 85. It is from a transcript of this copy

made for Dr. Gardiner that I have been permitted to take the text below.

A set of 'Instructions for the better ordering of the fleet in Sailing'

accompanies them.

[2] _British Museum, Shane MSS._ 3232, f. 81.

[3] The Sloane copy is not quite identical with that in the Portland

MSS. The variations, however, are merely verbal and in a few signals,

and are of such a nature as to be accounted for by careless

transcription.

[4] Hoste, the author of the first great treatise on Naval Tactics,

quotes Tromp's formation as a typical method of retreat; but his account

is vitiated by what seems a curious mistake. He says: 'Il rangea son

armée en demi-lune et il mit son convoi au milieu: c'est à dire que son

vaisseau faisait au vent l'angle obtus de la demi-lune, et les autres

s'étendoient de part (_sic_) et d'autre _sur les deux lignes du plus-

près_ pour former les faces de la demi-lune qui couvroient le convoi. Ce

fut en cet ordre qu'il fit vent arrière, foudroiant à droite et à gauche

tous les anglois qui s'approchent' But if with the wind aft his two

quarter lines bore from the flagship seven points from the wind, the

formation would have been concave to the enemy and the convoy could not

have been _au milieu_. (_Evolutions Navales_, pp. 90, 95, and plate 29,

p. 91.) The passage is in any case interesting, as showing that what was

then called the crescent or half-moon formation was nothing but our own

'order of retreat,' or 'order of retreat reverted,' of Rodney's time. As

defined by Sir Charles Knowles in 1780, the order of retreat reverted

was formed on two lines of bearing, _i.e._ by the seconds of the centre

ship keeping two points abaft her starboard and larboard beams

respectively. In the simple order of retreat they kept two points before

the beam.

[5] No reference to these orders appears in the correspondence of the

generals at this time, unless it be in a letter of John Poortmans,

deputy-treasurer of the fleet, to Robert Blackbourne, in which he writes

on March 9: 'The generals want 500 copies of the instructions for

commanders of the state's ships printed and sent down.' (_S.P. Dom._ 48,

f. 65.)

[6] _Clarendon MSS._ 45, f. 470.

[7] Hoste, _Evolutions Navales_, p. 78. Dr. Gardiner declared himself

sceptical as to the genuineness of the French gentleman's narrative,

mainly on the ground of certain inaccuracies of date and detail; but, as

Hoste certainly believed in it, it cannot well be rejected as evidence

of the main features of the action for which he used it.

_COMMONWEALTH ORDERS_, 1653.[1]

[+Duke of Portland's MSS.+]

_By the Right Honourable the Generals and Admirals of the Fleet.

Instructions for the better ordering of the fleet in fighting_.

First. Upon the discovery of a fleet, receiving a sign from the

general, which is to be striking the general's ensign, and making a

weft,[2] two frigates [3] appointed out of each squadron are to make

sail, and stand with them so nigh as they may conveniently, the better

to gain a knowledge of them what they are, and of what quality, and

how many fireships and others, and in what posture[4] the fleet is;

which being done the frigates are to speak together and conclude in

that report they are to give, and accordingly repair to their

respective squadrons and commanders-in-chief, and not to engage if the

enemy[5] exceed them in number, except it shall appear to them on the

place they have the advantage:

Ins. 2nd. At sight of the said fleet the vice-admiral, or he that

commands in chief in the 2nd place, and his squadron, as also the

rear-admiral, or he that commandeth in chief in the 3rd place, and his

squadron, are to make what sail they can to come up with the admiral

on each wing, the vice-admiral on the right wing, and the rear-admiral

on the left wing, leaving a competent distance for the admiral's

squadron if the wind will permit and there be sea-room enough.

Ins. 3rd. As soon as they shall see the general engage, or make a

signal by shooting off two guns and putting a red flag over the fore

topmast-head, that then each squadron shall take the best advantage

they can to engage with the enemy next unto them; and in order

thereunto all the ships of every squadron shall endeavour to keep in a

line with the chief unless the chief be maimed or otherwise disabled

(which God forbid!), whereby the said ship that wears the flag should

not come in to do the service which is requisite. Then every ship of

the said squadron shall endeavour to keep[6] in a line with the

admiral, or _he that commands in chief_[7] next unto him, and

nearest the enemy.

Inst. 4th. If any squadron shall happen to be overcharged or

distressed, the next squadron or ships are _speedily_[8] to make

towards their relief and assistance upon a signal given them; which

signal shall be, in the admiral's squadron a pennant on the fore

topmast-head, the vice-admiral or he that commands in chief in the

second place a pennant on the main topmast-head, [and] the

rear-admiral's squadron the like.

Inst. 5th. If in case any ship shall be distressed or disabled for

lack of masts, shot under water, or otherwise _in danger of sinking

or taking, he or they_,[9] thus distressed shall make a sign by

the weft of his jack or ensign, and those next him are strictly

required to relieve him.

Inst. 6th. That if any ship shall be necessitated to bear away from

the enemy to stop a leak or mend what else is amiss, which cannot be

otherwise repaired, he is to put out a pennant on the mizen yard-arm

or ensign staff, whereby the rest of the ships may have notice what it

is for; and if it should be that the admiral or any flagship should do

so, the ships of the fleet or the respective squadrons are to

endeavour to _keep up in a line as close_[10] as they can betwixt

him and the enemy, having always one eye to defend him in case the

enemy should come to annoy him in that condition.

Inst. 7th. In case the admiral should have the wind of the enemy, and

that other ships of the fleet are to windward of the admiral, then

upon hoisting up a blue flag at the mizen yard, or the mizen

topmast,[11] every such ship then is to bear up into his wake, _and

grain upon severest punishment_[12] In case the admiral be to

leeward of the enemy, and his fleet or any part thereof to leeward of

him, to the end such ships to leeward may come up into the line with

their admiral, if he shall put abroad a flag as before and bear up,

none that are to leeward are to bear up, but to keep his or their luff

to gain the wake or grain.

Inst. 8th. If the admiral will have any of the ships _to

endeavour_[13] by tacking or otherwise to gain the wind of the

enemy, he will put abroad a red flag at his spritsail, topmast

shrouds, forestay or main topmast[14] stay. He that first discovers

the signal shall make sail and hoist and lower his sail[15] or ensign,

that the rest of the ships may take notice of it and follow.

Inst. 9th. If we put out a red flag on the mizen shrouds, or mizen

yard-arm, we will have all the flagships to come up in the grain and

wake[16] of us.

Inst. 10th. If in time of fight God shall deliver any of the enemy's

ships into our hands, special care is to be taken to save their men as

the present state of our condition will permit in such a case, but

that the ships be immediately destroyed, by sinking or burning the

same, so that our own ships be not disabled or any work interrupted by

the departing of men or boats from the ships; and this we require all

commanders to be more than mindful of.[17]

Inst. 11th. None shall fire upon any ship of the enemy that is laid

aboard by any of our own ships, but so that he may be sure he endamage

not his friend.

Inst. 12th. That it is the duty of commanders and masters of all small

frigates,[18] ketches, and smacks belonging to the several squadrons

to know the fireships belonging to the enemy, and accordingly by

observing their motions to do their utmost to cut off their boats if

possible, or, if opportunity be, that they lay them aboard, seize or

destroy them. And to this purpose they are to keep to windward of

their squadrons in time of service. But in case they cannot prevent

the fireships [coming][19] on board by clapping between us and them

(which by all means possible they are to endeavour), that then in such

cases they show themselves men in such an exigent and steer on board

them, and with their boats, grapnels, and other means clear them from

us and destroy them; which service (if honourably done) according to

its merit shall be rewarded, but the neglect severely to be called to

accompt.

Inst. 13th. That the fireships in the several squadrons endeavour to

keep the wind; and they with the small frigates to be as near the

great ships as they can, to attend the signal from the general or

commander-in-chief, and to act accordingly. If the general hoist up a

white flag on the mizen yard-arm or topmast-head, all small frigates

in his squadron are to come under his stern for orders.

Inst. 14th. That if any engagement by day shall continue till night

and the general shall please to anchor, then upon signal given they

all anchor in as good order as may be, the signal being as in the

'Instructions for Sailing'; and if the general please to retreat

without anchoring, the signal to be firing two guns, the one so nigh

the other as the report may be distinguished, and within three minutes

after to do the like with two guns more.

Given under our hands at Portsmouth, this March 29th, 1653.

ROBERT BLAKE.

RICHARD DEANE.

GEORGE MONCK.

FOOTNOTES:

[1] Re-issued in March 1654, by Blake, Monck, Disbrowe, and Penn, with

some amendments and verbal alterations. As reissued they are in _Sloane

MSS._ 3232, f. 81, and printed in Granville Penn's _Memorials of Sir

William Penn_, ii. 76. All the important amendments in the new edition,

apart from mere verbal alterations, are given below in notes to the

articles in which they occur.

[2] '_Waft_ (more correctly written _wheft_). It is any flag or ensign

stopped together at the head and middle portion, slightly rolled up

lengthwise, and hoisted at different positions at the after-part of a

ship.'--Admiral Smyth (_Sailors' Word-Book_).

[3] The orders of 1654 have 'one frigate.'

[4] _I.e._ 'formation.'

[5] 1654, 'enemy's ships.'

[6] 1654, 'get.'

[7] 1654, 'or the commander-in-chief.'

[8] 1654, 'immediately.'

[9] 1654, 'so as she is in danger of being sunk or taken, then they.'

[10] 1654, 'to keep on close in a line.'

[11] 1654, 'mizen topmast-head.'

[12] 1654, 'or grain upon pain of severe punishment.' Nothing is more

curious in naval phraseology than the loss of this excellent word

'grain,' or 'grayne,' to express the opposite of 'wake.' To come into a

ship's grain meant to take station ahead of her. There is nothing now

which exactly supplies its place, and yet it has long fallen into

oblivion, so long, indeed, that its existence was unknown to the learned

editors of the new _Oxford Dictionary_. This is to be the more regretted

as its etymology is very obscure. It may, however, be traced with little

doubt to the old Norse 'grein,' a branch or prong, surviving in the word

'grains,' a pronged harpoon or fish spear. From its meaning, 'branch,'

it might seem to be akin to 'stem' and to 'bow,' which is only another

spelling of'bough.' But this is not likely. The older meaning of 'bows'

was 'shoulders,' and this, it is agreed, is how it became applied to the

head of a ship. There is, however, a secondary and more widely used

sense of 'grain,' which means the space between forking boughs, and so

almost any angular space, like a meadow where two rivers converge. Thus

'grain,' in the naval sense, might easily mean the space enclosed by the

planks of a ship where they spring from the stem, or if it is not

actually the equivalent of 'bows,' it may mean the diverging waves

thrown up by a ship advancing through the water, and thus be the exact

analogue of 'wake.'

[13] 1654, 'to make sail and endeavour.'

[14] 1654, 'Fore topmast.'

[15] 1654, 'jack.'

[16] 1654, 'wake or grain.'

[17] 1654, 'more than ordinarily careful of.'

[18] It should be remembered that 'frigate' at this time meant a

'frigate-built ship.' The larger ones were 'capital ships' and lay in

the line, while the smaller ones were used as cruisers.

[19] Inserted from 1654 copy.

Fighting Instructions, 1530-1816 Publications of the Navy Records Society Vol. XXIX. · 第 4 / 10 章