perceptions and sensations are replaced in thought, and combined as
in mental reproduction, but not, as in mental reproduction, according
to the _original_ and _actual_, so that the past is simply repeated,
but rather according to the mind's own _ideal_, and at its own will
and fancy; so that while the groundwork of the representation is
something which has been, at some time, an object of perception, the
picture itself, as it stands before the mind in its completeness, is
not the copy of any thing actually perceived, but a creation of the
mind's own. This power the mind has, and it is a power distinct from
either of those already mentioned, and not less wonderful than either.
The details of the original perception are omitted; time, place,
circumstance fall out, or are varied to suit the fancy; the scene is
laid when and where we like; the incidents follow each other no longer
in their actual order; the original, in a word, is no longer faithfully
transcribed, but the picture is conformed to the taste and pleasure of
the artist. The conception becomes IDEAL. This is imagination in its
true and proper sphere--the creative power of the mind.
§ II.--RELATION OF THIS TO OTHER FACULTIES.
The true province of imagination may be more definitely distinguished
by comparing it with other powers of the mind.
_Imagination as related to Memory._--How, then, does imagination differ
from _memory_? In this, first and chiefly, that memory gives us the
actual, imagination, the ideal; in this also, that memory deals only
with the past, while imagination, not confined to such limits, sweeps
on bolder wing, and without bound, alike through the future and the
past. In one respect they agree. Both give the _absent_--that which is
not now and here present to sense. Both are representative rather than
presentative. Both also are forms of conception.
_To Perception._--In what respect does it differ from _perception_?
In perception the object is given, presented; in imagination it is
thought, conceived; in the former case it is given as _actual_, in the
latter, conceived not as actual but as ideal.
_To Judgment._--Imagination differs from _judgment_, in that the latter
deals, not like the former, with things in themselves considered, but
rather with the relations of things--is, in other words, a form not
of _simple_, but of _relative_ conception; and also in that it deals
with these relations as _actual_, not as ideal. It has always specific
reference to truth, and is concerned in the formation of opinion and
belief, as resting on the evidence of truth, and the perception of the
actual relations of things.
_To Reasoning._--In like manner it differs from _reasoning_, which also
has to do with truths, facts--has for its object to ascertain and state
those facts or principles; its sole and simple inquiry being, what is
_true_? Imagination concerns itself with no such inquiry, admits of
no such limitation. Its thought is not what _did_ actually occur, but
what in given circumstances _might_ occur. Its question is not what
really _was_, or _is_, or _will be_, but what _may_ be; what may be
_conceived_ as possible or probable under such or such contingencies.
Reasoning, moreover, reaches only such truths as are involved in its
premises, and may fairly be deduced as conclusions from those premises.
It furnishes no new material, but merely evolves and unfolds what lies
wrapped up in the admitted premises. Imagination lies under no such
restriction. There is no necessary connection between the wrath of
Achilles, and the consequences that are made to result from it in the
unfolding of the epic.
_To Taste._--Imagination and _taste_ are by no means identical. The
former may exist in a high degree where the latter is essentially
defective. In such a case the conceptions of the imagination are, it
may be, too bold, passing the limits of probability, or, it may be,
offensive to delicacy, wanting in refinement and beauty, or in some
way deficient in the qualities that please a cultivated mind. This
is not unfrequently the case with the productions of the poet, the
painter, the orator. There is no lack of imagination in their works,
while, at the same time, they strike us as deficient in taste. Taste
is the regulating principle, whose office is to guide and direct the
imagination, sustaining to it much the same relation that conscience
does to free moral action. It is a lawgiver and a judge.
_To Knowledge._--Still more widely does imagination differ from simple
knowledge. There may be great learning and no imagination, and the
reverse is equally true. We know that which is--the actual; we imagine
that which is not--the ideal. Learning enlarges and quickens the mind,
extends the field of its vision, augments its resources, expands its
sphere of thought and action; in this way its powers are strengthened,
its conceptions multiplied and vivified. There is furnished,
consequently, both more and better material for the creative faculty
to work upon. Further than this, the imagination is little indebted to
learning.
_Illustration of these Differences._--To illustrate the differences
already indicated: I stand at my window and look out on the landscape.
My eye rests on the form and dark outline of a mountain, pictured
against the sky. Perception, this. I go back to my desk, I shut my
eyes. That form and figure, pencilled darkly against the blue sky,
are still in my mind. I seem to see them still. That heavy mass, that
undulating outline, that bold rugged summit--the whole stands before
me as distinctly as when my eye rested upon it. Conception, this,
replacing the absent object. I not only in my thoughts seem to see the
mountain thus reproduced, but I _know_ it when seen; I recognize it
as the mountain which a moment before I saw from my window. Memory,
this, connecting the conception with something in my past experience.
The picture fades perhaps from my view, and I begin to estimate the
probable distance of the mountain, or its relative height, as compared
with other mountains. Judgment, this, or the conception of relations.
I proceed to calculate the number of square miles of surface on a
mountain of that height and extent. Reasoning, this. And now I sweep
away, in thought, the actual mountain, and replace it with one vastly
more imposing and grand. Eternal snows rest upon its summits; glaciers
hold their slow and stately march down its sides; the avalanche
thunders from its precipices. _Imagination_ now has the field to
herself.
§ III.--ACTIVE AND PASSIVE IMAGINATION.
_View of Dr. Wayland._--"If we regard the several act of this faculty,"
says Dr. Wayland, "we may, I think, observe a difference between them.
We have the power to originate images or pictures for ourselves, and
we have the power to form them as they are presented in language. The
former may be called active, and the latter passive imagination. The
active, I believe, always includes the passive power, but the passive
does not always include the active. Thus we frequently observe
persons who delight in poetry and romance, who are utterly incapable
of creating a scene or composing a stanza. They can form the pictures
dictated by language, but are destitute of the power of original
combination."
_Correctness of this View questioned._--That many who enjoy the
creations of the poet and the splendid fictions of the dramatist and
novelist, are themselves incapable of producing like creations, is
doubtless true. The same is true in other departments of the creative
art. Many persons enjoy a fine painting or statue, good music, or a
noble architectural design, who cannot themselves produce these works
of art. This does not prove them deficient, however, in imagination,
for the inability may be owing to other causes, as want of training;
nor, on the other hand, does the simple enjoyment of ideal creations
involve a different kind of imagination from that exercised in
creating. Imagination is, as it seems to me, always active, never
passive. Where it exists, and whenever it is called into exercise, it
acts, and its action is, in some sense, creative. It conceives the
ideal, that which, as conceived, does not exist, or at least is not
known to the senses as existing. It matters not in what way these ideal
conceptions are suggested, whether by the signs of language written or
spoken, or by those characters which the painter, the sculptor, or the
architect presents, each in his own way, and with his own material,
or by one's own previous conceptions. _Every_ ideal conception is
suggested by _something_ antecedent to itself. All active imagination
is, in other words, passive, in the sense here intended, and all
passive imagination, so called, is in reality active, so far as it
is, properly speaking, imagination at all. The difference between the
faculty that produces and that which merely enjoys, is a difference
of _degree_ rather than of kind. The one is an imagination peculiarly
active; the other slightly so; or, more properly, the one mind has
_much_, the other _little_ imagination.
_Philosophic Imagination._--The term _philosophic_ imagination, in
distinction from _poetic_, is employed by the same distinguished writer
to denote the faculty, possessed by some minds of a high order, of
discovering new truths in science; of so classifying and arranging
known facts as to bring to light the laws which govern them, or, by
a happy conjecture, assigning to phenomena hitherto unexplained, a
theory which will account for them. Whether the faculty now intended
is properly imagination, admits of question. Its field is that of
conjecture, supposition, theory, invention. It involves the exercise
of judgment and reason. It seeks after truth. It is a process of
discovering what is. Imagination deals with the ideal only--inquires
not for the true.
§ IV.--IMAGINATION A SIMPLE FACULTY.
_Common Theory._--The view which has been very generally entertained of
the faculty now under consideration, both in this country, and by the
Scotch philosophers, resolves it partially or wholly into other powers
of the mind, as abstraction, association, judgment, taste. In this
view, it is no longer a simple faculty, if indeed it can with propriety
be called a faculty at all, inasmuch as the effects ascribed to it can
be accounted for by the agency of the other powers now named.
_A different View._--It seems to me that imagination, while doubtless
it presupposes and involves the exercise of the suggestive and
associative principle, of the analytic or divisive principle by which
compounds are broken up into their distinct elements, and also, to
some extent, of judgment, or the principle which perceives relations,
is, nevertheless, itself a power distinct from each of these, and
from all of them in combination. Memory _presupposes_ perception, or
something to be reproduced and remembered. It is not, therefore, to be
regarded as a complex faculty, comprising the perceptive power as one
of its factors. The power to combine, in like manner, _presupposes_
the previous separation of elements capable of being reunited, but is
not to be resolved into that power which produces such separation. It
_involves_ some exercise of judgment along with its own proper and
distinctive activity, but is not to be confounded with, or resolved
into the power of perceiving relations.
The faculty of ideal conception is really a power of the mind, and
it is a simple power, a thing of itself, although it may involve
and presuppose the activity of other faculties along with its own.
Abstraction, association, judgment, taste--none of them singly, nor all
of them combined, are what we mean by it.
_Theory of Brown._--Dr. Brown resolves the faculty now in question into
simple suggestion, accompanied, in the case of _voluntary_ imagination,
with desire, and with judgment. There is nothing in the process
different from what occurs in any case of the suggestion of one thought
by another, he would say. We think of a mountain, we think of gold,
and some analogy, or common property of the two, serves to suggest the
complex conception, mountain of gold. Even where the process is not
purely spontaneous, but accompanied with desire on our part, it is
still essentially the same process. We think of something, and this
suggests other related conceptions, some of which we approve as fit
for our purpose, others we reject as unfit. Here is simple suggestion
accompanied with desire and judgment; and these are all the factors
that enter into the process. "We may term this state, or series of
states, imagination or fancy, and the term may be convenient for its
brevity. But in using it we must not forget that the term, however
brief and simple, is still the name of a state that is complex, or
of a succession of states, that the phenomena comprehended under it
being the same in nature, are not rendered, by the use of a mere word,
different from those to which we have already given peculiar names
expressive of them as they exist separately, and that it is to the
classes of these elementary phenomena, therefore, that we must refer
the whole process of imagination in our philosophic analysis."
_Strictures on this Theory._--This view, it will be perceived, in
reality sweeps the faculty of imagination entirely from the field. To
this I cannot yield my assent. Is not this state, or affection of the
mind, as Dr. Brown calls it, quite a distinct thing from other mental
states and affections? Has it not a character _sui generis_? Is not the
operation, the thing done, a _different_ thing from what is done in
other cases, and by other faculties; and has not the mind the _power_
of doing this new and different thing; and is not that power of doing
a given thing what we mean in any case by a _faculty_ of the mind? Is
there not an element in this process under consideration which is _not_
involved in other mental processes, viz.: the _ideal_ element; the
conception, not of the actual and the real, as in the case of the other
faculties, but of the purely ideal? And if the mind has the faculty of
forming a class of conceptions so entirely distinct from the others,
why not give that faculty a name, and its own proper name, and allow it
a place, its own proper place, among the mental powers?
§ V.--IMAGINATION NOT MERELY THE POWER OF COMBINATION.
_The prevalent View._--This question is closely connected with
that just discussed. The usual definitions make the faculty under
consideration a mere process of combining and arranging ideas
previously in the mind, so as to form new compounds. You have
certain conceptions. These you combine one with another, as a child
puts together blocks that lie before him, to suit himself, now this
uppermost, now that, and the result is a world of imagination. It is
the mere arrangement of previous conceptions, and not itself a power of
producing or connecting any thing. And even this arrangement of former
conceptions is itself a _spontaneous_ casual process, according to Dr.
Brown, not properly a _power_ of the mind.
_Makes Imagination little else than Invention._--According to this
view, imagination is hardly to be distinguished from mere _invention_
in the mechanic arts, which is the result of some new combination of
previously existing materials. The construction of a steam-pump with
a new kind of valve, is as really a work of imagination, as Paradise
Lost. The man who contrives a carding-machine, and the man who
conceives the Transfiguration, the Apollo Belvidere, or the Iliad, are
exercising both the same faculty--merely combining in new forms the
previous possessions of the mind.
_This View inadequate._--This is a very meagre and inadequate view, as
it seems to me, of the faculty of imagination. It fixes the attention
upon, and elevates into the importance of a definition, a circumstance
in itself unimportant, while it overlooks the essential characteristic
of the faculty to be defined. The _creative activity_ of the mind is
lost sight of in attending to the _materials_ on which it works.
_The Distinctive Element of Imagination overlooked._--Imagination
I take to be the power of conceiving the ideal. The elements which
enter into and compose that ideal conception, are, indeed, elements
previously existing, not themselves the mind's creations; but the
conception itself is the mind's own creation, and this creative
activity, this power of conceiving the purely ideal, is the very
essence of that which we are seeking to define. True, the separate
conceptions which enter into the composition of Paradise Lost--trees,
flowers, rivers, mountains, angels, deities--were already in the poet's
mind before he began to meditate the sublime epic. They were but the
material on which he wrought. Has he then created nothing, conceived
nothing? Have we truly and adequately described that immortal poem
when we say that it is a mere combination of trees, rivers, hills, and
angels, in certain proportions and relations not previously attempted?
_Illustration drawn from the Arts._--The artist makes use of colors
previously existing when he would produce a painting, and of marble
already in the block, when he would chisel a statue or a temple.
In reality he only combines. Yet it would be but a poor definition
of any one of these sublime arts to say that painting, sculpture,
architecture, is merely the putting together of previous materials to
form new wholes. We object to such a definition, not because it affirms
what is not true, but because it does not affirm the chief and most
important truth; not because of what it states, but because of what it
omits to state. These are creative arts. They give us indeed not new
substances, but new forms, new products, new ideas. So is imagination a
creative faculty. The individual elements may not be new, but the grand
product and result is new, a creation of the mind's own. And this is
of more consequence than the fact that the elementary conceptions were
already in the mind. The one is the essential characteristic, the other
a comparatively unimportant circumstance; the one describes the thing
itself, the other the mere _modus operandi_ of the thing.
_Illustration drawn from the Creation of the material World._--What
is _creation_ in its higher and more proper sense, as applied to the
formation, by divine power, of the world in which we dwell? There was
a moment, in the eternity of the past, when the omnipotent builder
divided the light from the darkness, and the evening and the morning
were the first day. The elements may have existed before--heat, air,
earth, water, the various material and diffused substance of the world
about to be--but latent, confused, chaotic those elements, not called
forth and appointed each to its own proper sphere. Light slumbers
amid the chaotic elements unseen. He speaks the word, and it comes
forth from its hiding-place, and stands revealed in its own beauty
and splendor. Has God made nothing, in so doing? Has he conceived
nothing, _created_ nothing? And when the work goes on, and is at length
complete, and the fair new world hangs poised and trembling on its
axis, perfect in every part, and rejoicing the heart of the builder, is
there no new power displayed in all this, no creation here? And do we
well and adequately express the sublime mystery when we say that the
deity has merely arranged and combined materials previously existing,
to form a new whole?
_Art essentially creative._--So when the poet, the painter, the
skillful architect, the mighty orator, call forth from the slumbering
elements new forms of beauty and power, are not they, too, in their
humble way, creators? True, they have in so doing combined conceptions
previously existing in the mind. The writer combines in new forms
the existing letters of the alphabet, the painter combines existing
colors, the architect puts together previously-existing stones. But is
this all he does? Is it the chief thing? Is this the soul and spirit
of his divine art? No; there is a new power, a new element, not thus
expressed--the power of conceiving, and calling into existence, in the
realm of thought, that which has no actual existence in the world of
sober reality. He who has this power is a _maker_--[Greek: poiêtês]. It
is a power conferred, in some degree, on all, in its highest degree, on
few. The poet, painter, orator, the gifted creative man, whoever he is,
belongs to this class.
§ VI.--IMAGINATION LIMITED TO SENSIBLE OBJECTS.
_Law of the Imagination._--It is a law of the imagination, that
whatever it represents, it realizes, clothes in sensible forms,
conceives as visible, audible, tangible, or in some way within the
sphere and cognizance of sense. Whatever it has to do with, whatever
object it seizes and presents, it brings within this sphere, invests
with sensible drapery. Now, strictly speaking, there are no objects,
save those of sense, which admit of this process, which can be, even
in conception, thus invested with sensible forms, pictured to the eye,
or represented to the other senses as objects of their cognizance.
If I conceive of objects strictly immaterial as thus presented, I
make them, by the very conception, to depart from their proper nature
and to become sensible. Imagination has nothing to do, then, strictly
speaking, with abstract truths and conceptions, with spiritual and
immaterial existences, with ideas and feelings as such, for none of
these can be represented under sensible forms, or brought within
the sphere and cognizance of the senses. Sensible objects are the
groundwork, therefore, of its operation--the materials of its art.
_But not to visible Objects._--It is not limited, however, to _visible_
objects merely--is not a mere picture-forming, image-making power. It
more frequently, indeed, fashions its creations after the conceptions
which sight affords than those of the other senses; but it deals also
with conceptions of sound, as in music, and the play of storm and
tempest, and with other objects of sense, as the taste, the touch,
pressure, etc. Thus the _gelidi fontes_ of Virgil is an appeal to
the sense of delicious coolness not less than to that of sparkling
beauty. A careful analysis of every act of the imagination will show,
I think, a _sensible basis_ as the groundwork of the fabric--something
seen, or heard, or felt--something said or done--some sensible
reality--something which, however ideal and transcendental in itself
and in reality, yet admits of expression in and through the senses;
otherwise it were a mere conception or _abstraction_--a mere idea--not
an imagination.
§ VII.--IMAGINATION LIMITED TO NEW RESULTS.
The simple reproduction of the _past_, whether an object or perception,
or sensation, or conception merely, the simple reproduction or bringing
back of that to the mind, we have assigned as the office of another
faculty. Imagination, we have said, departs from the reality, and gives
you not what you have had before, but something new, other, different.
It is not the simple image-making power, then, for mental reproduction
gives you an image or picture of any former object of perception, _as_
you have seen it--a portrait of the past, true and faithful to the
original.
Some writers would differ from the view now expressed. Some of the
Germans assign to imagination the double office of producing the new
and reproducing the old; the latter they call imaginative reproduction.
In what respect this latter differs from the faculty of mental
reproduction in general, it is difficult to perceive. When I remember a
word spoken, or a song, I have the conception of a _sound_, or a series
of sounds. When I remember an object in nature, as a mountain, a house,
etc., I have the conception of a material object, having some definite
form, and figure, outline, proportion, magnitude, etc. The conception
of the absent object presents itself in such a case, of course, as an
image or picture of the object to the mental eye. It is as really the
work of conception reproductive, however, to replace, in this case, the
absent object as once perceived, as it is to bring back to mind any
thing else that has once been before it; _e. g._, a spoken word or a
date in history. We may, if we please, term this faculty, as employed
on objects of sight, conception _imaginative_ and distinguish it from
the same faculty as employed in reproducing other objects; but it were
certainly better to appropriate the term imagination to the single and
far higher province of creation--the office of conceiving the ideal
under the form of the sensible.
§ VIII.--IMAGINATION A VOLUNTARY POWER, OR PROCESS.
Is it an act which the mind puts forth when it will, and withholds
when it will? Or is it a mere passive susceptibility of the mind to be
impressed in this particular way? As the harp lies passive to the wind,
which comes and goes we know not how or whither, so does the mind lie
open to such thoughts and fancies as flit over it and call forth its
hidden harmonies as they pass by? Those who, with Dr. Brown, resolve
imagination into mere suggestion, of course take the latter view.
_Often spontaneous._--Undoubtedly, the greater part of our ideal
conceptions are spontaneous--the thoughts that rise at the instant,
unpremeditated, uncalled, the suggestions of the passing moment or
event. This is true of our daily reveries, and all the little romances
we construct, when we give the reins to fancy, and a "varied scene
of thought"--to use the beautiful expression of Cudworth--passes
before us, peopled with forms unreal and illusive. There is no special
volition to call up these conceptions, or _such_ as these. They take
their rise and hue from the complexion of the mind at the time, and
the character of the preceding conceptions, in the ever moving, ever
varying series and procession of thought. They are like the shifting
figures on the curtain in a darkened room, shadows coming and going,
as the forms of those without move hither and thither. So far, all
is spontaneous. Nay, more: It is, doubtless, impossible, by direct
volition, to call up any conception, ideal or otherwise; since this,
as Dr. Brown has well argued, would be "either to will without knowing
what we will, which is absurd," or else to have already the conception
which we wished to have, which is not less absurd.
_If no intentional Activity, then Imagination not a Faculty._--Is there
then no intentional creation of new and ideal conceptions, of images,
similes, metaphors, and other like material of a lively and awakened
fancy, but merely a _casual_ suggestion of such and such thoughts,
quite beyond any control and volition or even purpose of ours? If so,
then, after all, is it proper to speak of a faculty of imagination,
since we have not, in this case, the _power_ of _doing_ the thing under
consideration? We merely sit still in the darkened room, and watch the
figures as they come and go, with some desire that the thing may go on,
some appreciation of it, some critical judgment of the different forms
and movements.
_The Mind not wholly passive in the Process._--I reply this is not
altogether so. The mind is not altogether _passive_ in this thing;
there is an _activity_ involved in the process, and that of the mind's
own. There is a power, either original or acquired, of conceiving
such thoughts as are now under consideration, a readiness for them,
a proneness to them, a bias, propensity, inclination, more powerful
in some than in others, by virtue of which this process occurs.
We may call this a faculty, though, more strictly, perhaps, _a
susceptibility_, but it is, in truth, one of the endowments of the
mind, part of its furniture, one form of its activity.
_A more direct voluntary Element._--But there is, further than this,
and more directly, a voluntary element in the process. It is in our
power to yield, or not, to this propensity, this inclination to the
ideal; to put forth the mental activity in this direction, or to
withhold it; to say whether or not the imagination shall have its free,
full play, and with liberated wing soar aloft through her native skies;
whether our speech shall be simple argument, unadorned stout logic, or
logic not less stout, clothed with the pleasing, rustling drapery which
a lively imagination is able to throw, like a splendid robe, over the
naked form of truth.
There is, then, really a mental activity, and an activity in some
degree under control of the will, in the process we are considering.
_Same Difficulty lies elsewhere._--The same difficulty which meets us
here, meets us elsewhere, and lies equally against other mental powers.
We cannot, by direct volition, remember a past event, for this implies,
as in the case of the volition to imagine a given scene, either that
the thing is already in view, or else that we will we know not what.
Yet, as every one knows, there is a way of recalling past events; a
faculty or power of doing this thing; a faculty which we exercise when
we please.
The same may be said of the power of thought in general. We cannot,
by direct volition, _think_ of any given thing, for to will to think
of it is already to have thought of it, yet there is mental activity
involved in every process of thought a mental power exercised, a
faculty of some sort exercised. Nor is it a power altogether beyond
our own control. We can direct our thoughts, can govern them, can turn
them, as we do a water course, that _will_ flow somewhere, but whose
channel we may lead this way or that.
§ IX.--USE AND ABUSE OF IMAGINATION.
_Influence upon the Mind._--As to the benefits arising from the due
use and exercise of this faculty, not much, perhaps, is requisite to
be said. It gives vividness to our conceptions, it raises the tone of
our entire mental activity, it adds force to our reasoning, casts the
light of fancy over the sombre plodding steps of judgment, gilds the
recollections of the past, and the anticipations of the future, with a
coloring not their own. It lights up the whole horizon of thought, as
the sunrise flashes along the mountain tops, and lights up the world.
It would be but a dreary world without that light.
_Influence on the Orator._--By its aid the orator presents his clear,
strong argument in its own simple strength and beauty, or commands
those skillful touches, that, by a magic spell, thrill all hearts in
unison. There floats before his mind, ever as he proceeds, the _beau
ideal_ of what his argument should be; toward this he aspires, and
those aspirations make him what he is. No man is eloquent who has not
the imagination requisite to form and keep vividly before him such an
ideal.
_On the Artist._--By its aid the artist breathes into the inanimate
marble the breath of life, and it becomes a living soul. By its
aid, deaf old Beethoven, at his stringless instrument, calls up the
richest harmony of sound, and blind old Milton, in his darkness and
desolateness, takes his magician's wand, and lo! there rises before
him the vision of that Paradise where man, in his primeval innocence,
walked with God.
_On other Minds._--Nor is it the poet, the orator, the artist, alone,
that derive benefit from the exercise of this faculty, or have occasion
to make use of it. It is of inestimable value to us all. It opens for
us new worlds, enlarges the sphere of our mental vision, releases us
from the bonds and bounds of the actual, and gives us, as a bird let
loose, the wide firmament of thought for our domain. It gilds the bald,
sullen actualities, and stern realities of life, as the morning reddens
the chill, snowy summits of the Alps, till they glow in resplendent
beauty.
_On the Spectator and Observer._--It is of service, not to him who
writes alone, but to him who reads; not to him who speaks alone, but
to him who hears; not to the artist alone, but to the _observer_ of
art; for neither poet, nor orator, nor artist, can convey the full
meaning, the _soul_, the inspiration of his work, to one who has not
the imagination to appreciate and feel the beauty, and the power,
that lie hidden there. There is just as much meaning in their works,
to us, as there is soul in us to receive that meaning. The man of no
imagination sees no meaning, no beauty, no power, in the Paradise Lost,
the symphonies of Beethoven and Mozart, the Transfiguration of Raphael,
the Aurora of Guido, or the master-pieces of Canova and Thorwalsden.
_Errors of Imagination._--Undoubtedly there are errors, mistakes,
prejudices, illusions of the imagination; mistakes in judgment, in
reasoning, in the affairs of practical life, the source of which is to
be found in some undue influence, some wrong use, of the imagination.
We mistake its conceptions for realities. We dwell upon its pleasing
visions till we forget the sober face of truth. We fancy pleasures,
benefits, results which will never be realized, or we look upon the
dark and dreary side of things till all nature wears the sombre hue of
our disordered fancy.
_Not, therefore, to set aside its due Culture._--All this we are
liable to do. All these abuses of the imagination are possible, likely
enough to occur. Against them we must guard. But to cry out against the
culture and due exercise of the imagination, because of these abuses to
which it is liable, is not the part of wisdom or highest benevolence.
To hinder its fair and full development, and to preclude its use, is to
cut ourselves off, and shut ourselves out, from the source of some of
the highest, purest, noblest, pleasures of this our mortal life.
_No Faculty perhaps of more Value._--It is not too much to say, that
there is, perhaps, no faculty of the mind which, under due cultivation,
and within proper bounds, is of more real service to man, or is more
worthy of his regard, than this. Especially, is it of value in forming
and holding before the mind an ideal of excellence in whatever we
pursue, a standard of attainment, practicable and desirable, but
loftier far than any thing we have yet reached. To present such an
ideal, is the work of the imagination, which looks not upon the actual,
but the possible, and conceives that which is more perfect than the
human eye hath seen, or the human hand wrought. No man ever yet
attained excellence, in any art or profession, who had not floating
before his mind, by day and by night, such an ideal and vision of what
he might and ought to be and to do. It hovers before him, and hangs
over him, like the bow of promise and of hope, advancing with his
progress, ever rising as he rises, and moving onward as he moves; he
will never reach it, but without it he would never be what he is.
§ X.--CULTURE OF THE IMAGINATION.
_Strengthened by Use._--In what way, it is sometimes asked, may the
faculty under consideration be improved and strengthened? To this it
may be replied, in general, that the ideal faculty, like every other,
is developed and strengthened by exercise, weakened and impaired by
neglect. There is no surer way to secure its growth than to call its
present powers, whatever they may be, into frequent exercise. The
mental faculties, like the thews and muscles of the physical frame,
develop by use. Imagination follows the same general law.
_Study of the Works of others._--I do not mean by this exclusively
the direct exercise of the imagination in ideal creations of our own,
although its frequent employment in this way, is of course necessary
to its full development. But the imagination is also exercised by the
study of the ideal creations of others, especially of those highly
gifted minds which have adorned and enriched their age with productions
of rarest value, which bear the stamp and seal of immortality. With
these, in whatever department of letters or art, in poetry, oratory,
music, painting, sculpture, architecture--whatever is grand, and
lofty, and full of inspiration, whatever is beautiful and pleasing,
whatever is of choicest worth and excellence in its own proper sphere;
with these let him become familiar who seeks to cultivate in himself
the faculty of the ideal. Every work of the imagination appeals to
the imagination of the observer, and thus develops the faculty which
it calls into exercise. No one can be familiar with the creations of
Shakspeare and Milton, of Mozart and Beethoven, of Raphael and Michael
Angelo, and not catch something of their inspiration.
_Study of Nature._--Even more indispensable is the study of nature; and
it has this advantage, that it is open to those who may not have access
to the sublime works of the highest masters of art. Nature, in all
her moods and phases--in her wonderful variety of elements--the grand
and the lowly, the sublime and the beautiful, the terrible and the
pleasing--nature in her mildest and most fearful displays of power, and
also in her softest and sweetest attractions, is open to every man's
observation, and he must be a close observer and a diligent student of
her who would cultivate in himself the ideal element. The most gifted
sons of genius, the minds most richly endowed with the power of ideal
creation, have been remarkable for their love and careful study of
nature.
_Mistake on this Point._--I must notice in this connection, however,
a mistake into which some have fallen in regard to this matter. The
simple description of a scene in nature, just as it is, is not properly
a work of the imagination. It is simply perception or memory that is
thus exercised, along with judgment and artistic power of expression.
Imagination gives not the actual, but the ideal. She never satisfies
herself with an exact copy. The mere portrait painter, however
skillful, is not in the highest sense an artist. The painter, mentioned
by Wayland, who copied the wing of the butterfly for the wing of the
Sylph, was not, in so doing, exercising his imagination, but only his
power of imitation. So, too, when Walter Scott gives us, in the cave
of Denzel, a precise description of some spot which he has seen, even
to the very plants and flowers that grow among the rocks, that scene,
however pleasing and life-like, is not properly a creation of his own
imagination; it is a description of the actual, and not a conception of
the ideal. Much that is included under the general title of works of
the imagination is not properly the production of that faculty.
Coleridge has made essentially the same remark, that in what is called
a work of imagination, much is simple narration, much the filling up of
the outline, and not to be attributed to that faculty.
_The Student of Nature not a mere Copyist._--The true study of nature,
is not to observe simply that we may copy what she presents, but rather
to gather materials on which our own conceptive power may work, and
which it may fashion after its own designs into new combinations and
results of beauty. Nature, too, is full of hints and suggestions which
a discerning mind, and an eye practised to the beautiful, will not fail
to catch and improve. It is only when we do this, when we begin, in
fact, to depart from, and go beyond the actual, that we exercise the
imagination.
_Difference illustrated by an Example._--The difference between simple
description, and the creations of the conceptive faculty, may be shown
by reference to a single example:
"The twilight hours, like birds, flew by,
As lightly and as free;
Ten thousand stars were in the sky,
Ten thousand in the sea;
For every wave, with dimpled cheek
That leaped upon the air,
Had caught a star in its embrace,
And held it trembling there."
The quiet stillness of the evening, the reflection of the stars in the
sea, are the two simple ideas which enter into this beautiful stanza.
They would have been faithfully and fully expressed, so far as regards
all the perfections of exact description, by the simple propositions
which follow: "The evening hours passed swiftly and silently; many
stars appeared in the sky, and each was reflected in the sea."
The poet is not content with this description. The swiftness and
silentness of those passing hours remind him of the flight of birds
along the sky. The resemblance strikes him as beautiful. He embodies it
in his description. It is an ideal conception. He goes further. He sees
in the water, not the reflection merely of the stars, but the stars
themselves, as many in the sea as in the sky. Here is a departure from
the truth, from the actual, an advance into the region of the ideal.
Imagination, thus set free, takes still further liberties: attributes
to the inanimate wave the _dimpled cheek_ of beauty, ascribes its
restlessness not to the laws of gravitation, but to the force of a
strictly human passion, under the influence of which it leaps into
the air toward the object of its affection, seizes it, and holds it,
trembling, in its embrace.
§ XI.--HISTORICAL SKETCH.
VARIOUS DEFINITIONS, AND THEORIES OF IMAGINATION BY DIFFERENT WRITERS.
_Definition of Dr. Reid._--_Reid_ makes it nearly synonymous with
simple apprehension. "I take imagination, in its most proper sense, to
signify a lively conception of _objects of sight_," the conception of
things as they appear to the eye. _Addison_ employs the term with the
same limitation, that is, as confined to objects of sight.
_Of Stewart._--_Stewart_ regards this as incorrect, holds that
imagination is not confined to _visible_ or even _sensible_ objects.
He regards it as a complex, not a simple power, including simple
apprehension, abstraction, judgment, or taste, and association of
ideas; its province being to select, from different objects, a variety
of qualities and circumstances, and combine and arrange them so as to
form a new creation of its own.
_Of Brown._--_Brown_ differs not essentially from the view of Stewart.
He also makes imagination a complex operation, involving conception,
abstraction, judgment, association. He distinguishes between the
_spontaneous_ and the _voluntary_ operation of the imaginative power;
in the former case, there is no voluntary effort of selection,
combination, etc., but images arise independently of any desire or
choice of ours, by the laws of suggestion; and this he holds to be
the most frequent operation of the faculty. In the case of voluntary
imagination, which is attended with desire, this desire is the
prominent thing, and serves to keep the conception of the subject
before the mind, in consequence of which, a variety of associated
conceptions follow, by the laws of suggestion, in regular train. Of
these suggested conceptions and images, some, we approve, others, we
do not; the former, by virtue of our approval, become more lively and
permanent, while the latter pass away. Thus, without any direct effort
or power of the will to combine and separate these various conceptions,
they shape themselves according to our approval and desire, in
obedience to the ordinary laws of suggestion.
_Of Smith._--_Sydney Smith_ regards imagination in much the same
light--a faculty in which association plays the principal part,
assisted by judgment, taste, etc., amounting, in fact, to much the same
thing that we call invention; the process by which a poet constructs a
drama, or a machinist a steam-engine, being essentially the same.
_Of Wayland and Upham._--_Wayland_, in common with most of the
authors already cited, makes imagination a complex faculty, involving
abstraction, and association; "the power by which, from simple
conceptions already existing in the mind, we form complex wholes or
images." Some form of abstraction necessarily precedes the exercise
of this power. The different elements of a conception must be first
mentally severed before we can reunite them in a new conception. "It is
this power of reuniting the several elements of a conception at will,
that is, properly, imagination. Imagination may then be designated the
power of combination." _Upham_ takes the same view. The same view,
essentially, is also given by _Amandè Jacques_, a French writer of
distinction.
_View of Tissot._--_Tissot_, as also many of the German philosophers,
gives imagination the double province of recalling sensible intuitions,
objects of sight, such as we have known them, and also of conceiving
objects altogether differently disposed from our original perceptions
of them, varied from the reality. The former they call imagination
_reproductive_, the latter, _creative_. That form of the imagination
which is purely spontaneous, in distinction from the voluntary, they
term fancy.
_Of Coleridge and Mahan._--_Coleridge_, followed by _Mahan_, regards
imagination as the power which recombines the several elements of
thought into conceptions, which conform not to _mere existences_,
but to _certain fundamental ideas in the mind itself_, ideas of the
beautiful, sublime, etc.
_These Definitions agree in what._--These definitions, it will be
perceived, with scarcely an exception make imagination to be a complex
faculty, and regard it as merely _the power of combining_, in new
forms, the various elements of thought already in the mind. The
correctness of each of these ideas has been already discussed.
INTELLECTUAL FACULTIES.
PART THIRD.
THE REFLECTIVE POWER.
GENERAL OBSERVATIONS.
_Office of this Power._--We have thus far treated of that power of the
mind by which it takes cognizance of objects as directly presented to
sense, and also of that by which it represents to itself former objects
of cognition in their absence. But a large portion of our knowledge and
of our mental activity does not fall under either of these divisions.
There is a class of mental operations which differs from the former, in
that they do not give us directly sensations or perceptions of things,
do not present objects themselves; and from the latter, in that they
do not represent to the thought absent objects of perception; which
differ from both, in that they deal not with the things themselves, but
with the properties and relations of things--not with the concrete, but
with the abstract and general. This class of operations, to distinguish
it from the preceding classes, we have named, in our analysis, the
_reflective power_ of the mind. It comprises a large part of our mental
activity.
_Specific Character._--The form of mental activity which is
characteristic of this faculty, is the perception of relations, that
which Dr. Brown calls _relative suggestion_, but which we should
prefer to term _relative conception_. The mind is so constituted
that when distinct objects of thought are presented, it conceives at
once the notion of certain relations existing between those objects.
One is larger, one smaller, one is here, the other there, one is
a part in relation to a whole, some are like, others unlike each
other. The several relations that may exist and fall under the notice
of this power of the mind are too many to be easily enumerated.
The more important are, position, resemblance, proportion, degree,
comprehension. All these may, perhaps, by a sufficiently minute
analysis, be resolved into one--that of comprehension, or the relation
of a whole to its parts.
_Comprehensive of several Processes._--The faculty now under
consideration will, on careful investigation, be found to underlie
and comprehend several mental processes usually ranked as distinct
operations and faculties of the mind, but which are at most only so
many forms of the general power of relative conception. Such are
the mental operations usually known as _judgment_, _abstraction_,
_generalization_, and _reasoning_. Of these, and their relation to the
general faculty comprehensive of all, we shall have occasion to speak
further as we proceed.
_Two Modes of Operation._--As the relations of object to object may all
be comprised under the general category of comprehension, or the whole
and its parts, there are manifestly two modes or processes in which
the reflective faculty may put forth its activity. It may combine the
several parts or elements to form a complex whole, or it may divide the
complex whole into its several parts and elements. In the one case, it
works from the parts, as already resolved, to the whole; in the other,
from the whole, as already combined, to the parts. The one is the
compositive or synthetic, the other, the analytic or divisive process.
Each will claim our attention.
CHAPTER I.
THE SYNTHETIC PROCESS--GENERALIZATION.
§ I.--NATURE OF THE SYNTHETIC PROCESS.
_Our Conceptions often Complex._--If we examine attentively the various
notions or conceptions of the mind, we find that a large part of them
are in a sense complex--comprising, in a word, a certain aggregate of
properties, which, taken together, constitute our conception of the
object. Thus, my notion of table, or chair, or desk, is made up of
several conceptions, of form, size, material, color, hardness, weight,
use, etc., etc., all which, taken together, constitute my notion of the
object thus designated.
_Originally given as discrete._--These several elements that enter into
the composition of our conceptions of objects, it is further to be
noticed, are, in the first instance, given us in perception, not as a
complex whole, but as discrete elements. Thus, sight gives us form and
color; touch gives us extension, hardness, smoothness, etc.; muscular
resistance gives us weight, and so, by the various senses, we gather
the several properties which make up our cognizance of the object, and
which, taken together, constitute our conception of it.
_Conceptions of Classes._--But a large part of our conceptions, if we
carefully observe the operations of our own minds, are not particular,
but general, not of individual objects, but of classes of objects. Of
this, any one may satisfy himself on a little reflection. How are these
conceptions formed?
_Such Conceptions, how formed._--The process of forming a general
conception, I take to be this: The several elements that compose our
conception of an individual object, being originally presented, as
we have already said, one by one, in the discrete, and not in the
concrete, it is of course in our power to conceive of any one of these
elements by itself. No new power or faculty is needed for this. By the
usual laws of suggestion any one of these elements may be presented
to the mind, distinct from those with which, in perception, it is
associated, and as such it may be the object of attention and thought.
I may thus conceive of the color, the form, the size, or the fragrance
of a flower.
_Extension of the Process to other Objects._--It is of the form, color,
etc., of some particular flower, as yet, however, and not of form and
color in general, that I conceive. Suppose, now, that other flowers
are presented to my notice, possessing the same form and color, for
example, red. Presently I observe other objects, besides flowers, that
are of the same color--horses, cows, tables, books, cloths. As the
field of observation enlarges, still other objects are added to the
list, until that which I first conceived of as the peculiar property
of a single flower, the rose, and of a single specimen, no longer
is appropriated in my thoughts to any individual object or class of
objects, but becomes a general conception. It is an abstraction and
also a generalization; an abstraction because it no longer denotes or
connotes any individual object, but stands before the mind as simple,
pure quality, red, or redness; a generalization inasmuch as it is a
quality pertaining equally to a great variety of objects.
_The Process carried still further._--Having thus obtained the general
conception of red, and, in like manner, of blue, violet, yellow,
indigo, orange, etc., etc., I may carry the process still further, and
form a conception more general than either, and which shall include
all these. These are all varieties denoting the certain peculiarity of
appearance which external objects present to the eye. Fixing my thought
upon this, their common characteristic, I no longer conceive of red, or
blue, or violet, as such, but of color in general.
In like manner, I observe the properties of different
triangles--right-angled, obtuse-angled, acute-angled, equilateral,
isosceles. I leave out of view whatever is peculiar to each of these
varieties, retaining only what is common to them all--the property of
three-sidedness; and my conception is now a general one--triangle.
It is in this manner that we form the conceptions expressed by such
terms as animal, man, virtue, form, beauty, and the like. A large
proportion of the words in ordinary use, are of this sort. They are the
names or expressions of abstract, general, conceptions: abstract, in
that they do not relate to any individual object; general, in that they
comprehend, and are equally applicable to a great variety of objects.
_Process of Classification._--The process of _classification_ is
essentially the same with that by which we form general abstract
conceptions. Observing different objects, I find that they resemble
each other in certain respects, while in others they differ. Objects
A, B, and C, differ, for instance, in form, and size, and weight, and
fragrance, but agree in some other respect, as in color. On the ground
of this resemblance, I class them together in my conceptions. In so
doing, I leave out of view all other peculiarities, the points in which
they differ, and take into account only the one circumstance in which
they agree. In the very act of forming a class, I have formed a general
conception, which lies at the basis of that classification.
_Tendency of the Mind._--The tendency of the mind to group individual
objects together on the ground of perceived resemblances, is very
strong, and must be regarded as one of the universal and instinctive
propensities of our nature, one of the laws of mental action. As
we have already remarked, respecting general abstract terms, a
large portion of the language of ordinary life is the language of
classification. The words which constitute by far the greater part of
the names of things, are common nouns, that is, names of classes.
The names of individual objects are comparatively few. Adjectives,
specifying the qualities of objects, denote groups or classes
possessing that common quality. Adverbs qualifying verbs or adjectives,
designate varieties or classes of action and of quality. Indeed, the
very existence of language as a medium of communication, and means of
expression, involves and depends upon this tendency of the mind to
class together, and then to designate by a common noun, objects diverse
in reality, but agreeing in some prominent points of resemblance. In no
other way would language be possible to man, since, to designate each
individual object by a name peculiar to itself, would be an undertaking
altogether impracticable.
_Rudeness of the earlier Attempts._--The first efforts of the mind
at the process of classification are, doubtless, rude and imperfect.
The infancy of the individual, and the infancy of nations and races,
are, in this respect, alike; objects are grouped roughly and in the
mass, specific differences are overlooked, and individuals differing
widely and essentially are thrown into the same class, on the ground
of some observed and striking resemblance. As observation becomes more
minute, and the mind advances in culture and power of discrimination,
these ruder generalizations are either abandoned or subdivided into
genera and species, and the process assumes a scientific form. What
was at first mere classification, becomes now, in the strictest sense,
_generalization_.
_Scientific Classification._--Classification, however scientific, is
still essentially the process already described. We observe a number of
individuals, for example, of our own species. Certain resemblances and
differences strike us. Some have straight hair, and copper complexion,
others, woolly hair, and black complexion, others, again, differ from
the preceding in both these respects. Neglecting minor and specific
differences, we fix our attention on the grand points of resemblance,
and thus form a general conception, which embraces whatever
characteristics belong, in common, to the several individuals which
thus resemble each other. To this general conception we appropriate the
name Indian, Negro, Caucasian, etc., which henceforth represent to us
so many classes or varieties of the human race. Bringing these classes
again into comparison with each other, we observe certain points of
resemblance between them, and form a conception still more general,
that of man.
_Further Illustration of the same Process._--In this way the genera
and species of science are formed. On grounds of observed resemblance,
we class together, for example, certain animals. They differ from
each other in color, size, and many other respects, but agree in
certain characteristics which we find invariable, as, for example, the
form of the skeleton, number of vertebræ, number and form of teeth,
arrangement of organs of digestion. We give a name to the class thus
formed--carnivora, rodentia, etc. The class thus formed and named,
we term the genus, while the minor differences mark the subordinate
varieties or species included under the genus. In the same way,
comparing other animals, we form other genera. Bringing the several
genera also into comparison, we find them likewise agreeing in certain
broad resemblances. These points of agreement, in turn, constitute
the elements of a conception and classification still wider and more
comprehensive than the former. Under this new conception I unite the
previous genera, and term them all mammalia. And so on to the highest
and widest generalizations of science.
Having formed our classification we refer any new specimen to some
one of the classes already formed, and the more complete our original
survey, the more correct is this process of individual arrangement.
It is remarked by Mr. Stewart, that the islanders of the Pacific, who
had never seen any species of quadruped, except the hog and the goat,
naturally inferred, when they saw a cow, that she must belong to one
or the other of these classes. The limitations of human knowledge may
lead the wisest philosopher into essentially the same error.
It is in the way now described that we form genera, and species, and
the various classes into which, for purposes of science, we divide
the multitude of objects which are presented in nature, and which,
but for this faculty, would appear to us but a confused and chaotic
assemblage without number, order, or arrangement. The individuals
exist in nature--not the classes, and orders, and species: these are
the creations of the human mind, conceptions of the brain, results of
that process of thought now described as the reflective faculty in its
synthetic form.
_Importance of this Process._--It is evident at a glance that this
process lies at the foundation of all science. Had we no power of
generalization--had we no power of separating, in our thoughts, the
quality from the substance to which it pertains, of going beyond the
concrete to the abstract, beyond the particular to the general--could
we deal only with individual existences, neither comparison nor
classification would be possible; each particular individual object
would be a study to us by itself, nor would any amount of diligence
ever carry us beyond the very alphabet of knowledge.
_Existence of general Conceptions questioned._--Important as this
faculty may seem when thus regarded, it has been questioned by some
whether, after all, we have, in fact, or can have, any general abstract
ideas; whether triangle, man, animal, etc., suggest in reality any
thing more to the mind than simply some particular man, or triangle,
or animal, which we take to represent the whole class to which the
individual belongs.
There can be no question, however, that we do distinguish in our minds
the thought of some particular man, as Mr. A, or some particular sort
of man, as black man, white man, from the thought suggested by the term
man; and the thought of an isosceles or right-angled triangle, from
the thought suggested by the unqualified term triangle. They do not
mean the same thing; they have not the same value to our minds. Now
there are a great multitude of such general terms in every language,
they have a definite meaning and value, and we know _what_ they mean.
It must be then that we have general abstract ideas, or general
conceptions.
_Argument of the Nominalist._--But the nominalist replies. The term
man, or triangle, awakens in your mind, in reality and directly, only
the idea of some particular individual or triangle, and this stands as
a sort of _type_ or _representation_ of other like individuals of whom
you do not definitely think as such and so many. I reply, this cannot
be shown; but even if it were so, the very language of the objection
implies the power of having general conceptions. If the individual man
or triangle thought of stands as a type or representation, as it is
said, of a great number of similar men and triangles, then is there
not already in my mind, prior to this act of representation, the _idea
of a class of objects_, arranged according to the law of resemblance,
in other words, a _general abstract idea_ or _conception_? If I had
not already formed such an idea, the particular object presented to my
thoughts could not stand as type or representation of any such thing,
or of any thing beyond itself, for the simple reason that there would
be nothing of the sort to represent.
_Further Reply._--Besides, there is a large class of general terms to
which this reasoning of the nominalist would not at all apply--such
terms as virtue, vice, knowledge, wisdom, truth, time, space--which
manifestly do not awaken in the mind the thought of any particular
virtue or vice, any particular truth, any definite time, any definite
space, but a general notion under which all particular instances may be
included. To this the nominalist will perhaps reply, that in such cases
we are really thinking, after all, of mere _names_ or _signs_, as when
we use the algebraic formula _x-y_, a mere term of convenience, having
indeed some value, we do not know precisely what, _itself_ the terminus
and object of our thought for the time being. In such cases the mind
stops, he would say, with the term itself, and does not go beyond it
to conjure up a general conception for it. So it is with the terms
virtue, vice; so with the general terms, class, species, genus, man,
animal, triangle; they are mere collective terms, _signs_, formulas of
convenience, to which you attach no more meaning than to the expression
_x-y_. If you would find their meaning and attach any definite idea
to them, you must resolve them into the _particular_ objects, the
particular vices, virtues, etc., which go to make up the class.
I reply to all this, you are still classifying, still forming a general
conception, the expression of which is your so called formula, _x-y_,
alias virtue, man, and the like.
§ II.--PROVINCE AND RELATION OF SEVERAL TERMS EMPLOYED TO DENOTE, IN
PART, OR AS A WHOLE, THIS POWER OF THE MIND.
We are now prepared to consider the proper province and relation of
several terms frequently employed, with considerable latitude and
diversity of meaning, to denote, in part, or as a whole, the process
now described. Such are the terms _abstraction_, _generalization_,
_classification_, and _judgment_.
I. ABSTRACTION.
_Term often used in a Wide Sense._--This term is frequently employed
to denote the entire synthetic process as now described--the power
of forming abstract general conceptions, and of classifying objects
according to those conceptions. It is thus employed by Stewart,
Wayland, Mahan, and others. There is, perhaps, no objection to this use
of the word, except that it is manifestly a departure from the strict
and proper sense of the term.
_More limited Sense._--There is another and more common use of the term
abstraction, which gives it a more limited sense. As thus employed,
it denotes that act of the mind by which we fix our attention on some
one of the several parts, properties, or qualities of an object, to
the exclusion of all the other parts or properties which go to make up
the complex whole. In consequence of this exclusive direction of the
thoughts to that one element, the other elements or properties are lost
sight of, drop out of the account, and there remains in our present
conception only that one item which we have singled out from the rest.
This is denominated, in common language, _abstraction_. Such is the
common idea and definition of that term. It is Mr. Upham's definition.
_This not really Abstraction._--Whether this, again, is the true idea
of abstraction, is, to say the least, questionable. When I think of
the cover of a book, the handle of a door, the spring of a watch,
in distinction from the other parts which make up a complex whole,
I am hardly exercising the power of abstract thought; certainly no
new, distinct faculty is requisite for this, but simply attention to
one among several items or objects of perception. Hardly ever can it
be called analysis, with Wayland. It is the simple direction of the
thought to some one out of several objects presented. A red rose is
before me. I may think of its color exclusively, in distinction from
its form and fragrance; that is, of the redness of this particular
rose, this given surface before me. The object of my thought is
purely a sensible object. I have not abstracted it from the sensible
individual object to which it belongs. It is in no sense an abstract
idea, a pure conception. There has been nothing done which is not
done in any case where one thing, rather than another of a group or
assemblage of objects, is made the object of attention.
_The true Nature of Abstraction._--But suppose now that instead of
thinking of the redness of this rose in particular, I think of the
color red in general, without reference to the rose or any other
substance; or, to carry the process further, of color in general,
without specifying in my thought any particular color, evidently I
am dealing now with abstractions. I have in my thought _drawn away_
(abstraho) the color from the substance to which it belongs, from
all substance, and it stands forth by itself a pure conception, an
_abstraction_, having, as such, no existence save in my mind, but
there it does exist a definite object of contemplation. The form of
mental activity now described, I should call _abstraction_. It is not
necessary, perhaps, to assign it a place as a distinct faculty of
the mind. It is, in reality, a part, and an important part, of the
synthetic process already described. But it is not the whole of that
process, and the term abstraction should not, therefore, in strict
propriety, at least as now defined, be applied as a general term to
designate that class of mental operations. The synthetic process
involves something more than mere abstraction; viz.:
II. CLASSIFICATION AS DISTINGUISHED FROM GENERALIZATION.
_Classification._--When the general idea or conception has been formed
in the mind, we proceed to bring together and arrange, on the basis of
that general conception, whatever individual objects seem to us to fall
under that general rule. This we call classification. Thus, forming
first the abstract, or general conception red, we bring together in our
thought a variety of objects to which this conception is applicable,
as red horses, red flowers, red books, red tables, etc., etc., thus
forming classes of objects on the ground of this common property. The
difference between _classification_ and _generalization_, in so far as
they are not synonymous, I take to be simply this, that in the former
we group and arrange objects according to no general law, but mere
appearance or resemblance, often, therefore, on fanciful or arbitrary
grounds while in the latter case, we proceed according to some general
and scientific principle or law of classification, making only those
distinctions the basis of our arrangement which are founded in nature,
and are at once invariable and essential.
III. JUDGMENT AS RELATED TO CLASSIFICATION.
_Judgment._--We have already spoken of that specific process by which,
having formed a given conception, or a given rule, we bring the
individual objects of perception and thought under that rule, or reject
them from it, according as they agree or disagree with the conception
we have formed. The process itself we have called classification. The
mental activity thus employed is technically termed _judgment_--the
power of subsuming, under a given notion or conception, the particular
objects which properly belong there. Thus, the botanist, as he meets
with new plants, and the ornithologist, as he discovers new varieties
of birds, refers them at once to the family, the genus, the species to
which they belong. His mind runs over the generic types of the several
classes and orders into which all plants and birds are divided, he
perceives that his new specimen answers to the characteristic features
of one of these families, or classes, and not to those of the others,
and he accordingly assigns it a place under one, and excludes it from
the rest. So doing, he exercises judgment. All classification involves
and depends upon this power; closely viewed, the action of the mind, in
the exercise of this power, amounts simply to this, the perception of
agreement or disagreement between two objects of thought. In the case
supposed, the genus or species, as described by those who have treated
of the particular science, is one of the objects contemplated; the next
specimen of plant or bird, as carefully observed and studied, is the
other. These two objects of thought are compared; the one is perceived
to agree or not to agree with the other; and on the ground of this
agreement or disagreement, the classification is made. This perception
of agreement in such a case is an act of judgment, so called.
_Not a distinct Faculty._--The form of mental activity now described,
is hardly to be ranked as a distinct faculty of the mind, although it
has been not unfrequently so treated by writers on mental science.
It enters more or less fully into all mental operations; like
consciousness and attention, it is, to some extent, involved in the
exercise of all the faculties, and cannot, therefore, be ranked,
with propriety, as coördinate with them. It is not confined to the
investigations of science, but is an activity constantly exercised
by all men. We have in our minds a multitude of general conceptions,
the result of previous observation and thought. Every moment some new
object presents itself. With the quickness of thought, we find its
place among the conceptions already in the mind: it agrees with this,
it is incompatible with that, it belongs with the one, it is excluded
from the other. This is the form of most of our thinking; indeed,
no small part of our mental activity consists in this perception of
agreements and disagreements, and in the referring of some particular
object of experience, some individual conception, to the class or
general conception under which it properly belongs. The expression of
such a judgment is a proposition. We think in propositions, which are
only judgments mentally expressed. We discourse in propositions, which
are judgments orally expressed. We cannot frame a proposition which
does not affirm, or deny, or call in question, something of something.
_Judgment in relation to Knowledge._--Are judgment and knowledge
identical? Is all knowledge only some form of judgment? So Kant,
Tissot, and other writers of that school, would affirm. "Judgment is
the principal operation of the mind, since it is concerned in all
knowledge properly so called." "All our knowledges are judgments. To
know, is to distinguish, and to distinguish, is at once to affirm,
and to deny." Such was also Dr. Reid's doctrine, in opposition to
Locke, who distinguished between knowledge and judgment. Reid, on the
contrary, regards knowledge as only one class of judgments, namely,
those about which we are most positive and certain. According to this
view, judgment seems to cover the whole field of mental activity.
Sir William Hamilton thus regards it. We cannot even experience a
sensation, he maintains, without the mental affirmation or judgment
that we are thus and thus affected.
_Common Speech distinguishes them._--It must be admitted, however, that
in common use there is a distinction between knowing and judging, the
one implying the comparative certainty of the thing known, the other
implying some room and ground for doubt, the existence of opinion and
belief, rather than of positive knowledge. The word itself, both in its
primitive signification, and its derivation, indicating, as it does,
the decision by legal tribunal of doubtful cases, favors this usage.
That an exercise of judgment is, strictly speaking, involved in all
knowledge, is, nevertheless true, since, to know that a thing is thus
and thus, and not otherwise, is to distinguish it from other things,
and that is to judge.
§ III.--HISTORICAL SKETCH.
_The Realist and Nominalist Controversy._
_The Question at Issue._--No question has been more earnestly and even
more bitterly discussed, in the whole history of philosophical inquiry,
than the point at issue between the Realist and Nominalist, as to what
is the precise object of thought when we form an abstract general
conception. When I use the term _man_, for example, is it a mere
_name_, and nothing more, or is there a _real existence_ corresponding
to that name, or is it neither a mere name on the one hand, nor, on
the other, a real existence, but a conception of my own mind, which
is the object of thought? These three answers can be made, these
three doctrines held, and essentially only these three. Each has been
actually maintained with great ability and acuteness. The names by
which the three doctrines are respectively designated are, Realism,
Nominalism, and Conceptualism.
_Early History of Realism._--Of these doctrines, the former, Realism,
was the first to develop itself. To say nothing of the ancients,
we find traces of it in modern philosophy, as early as the ninth
century. Indeed, it would seem to have been the prevalent doctrine,
though not clearly and sharply defined; a belief, as Tissot has well
expressed it, "spontaneous, blind, and without self-consciousness."
John Scotus Erigena, and St. Anselm, Archbishop of Canterbury, both
philosophers of note, together with many others of less distinction,
in the ninth, tenth, and eleventh centuries, were prominent Realists.
The Platonic view may, in fact, be said to have prevailed down to that
period. The early fathers of the Christian Church were strongly tinged
with Platonism, and the Realistic theory accordingly very naturally
engrafted itself upon the philosophy of the middle ages. The logical
and the ontological, existence as mere thought of the mind, and
existence as reality, were not distinguished by the leading minds of
those centuries. The reality of the thought as thought, and the reality
of an actual existence, corresponding to that thought, were confounded
the one with the other. As the rose of which I conceive has existence
apart from my conception, so man, plant, tree, animal, are realities,
and not mere conceptions of the mind.
_Rise of Nominalism._--It was not till nearly the close of the
eleventh century, that the announcement of the opposite doctrine was
distinctly made, in opposition to the prevalent views. This was done
by Roscelinus, who maintained that universal and general ideas have no
objective reality; that the only reality is that of the individuals
comprised under these genera; that there are no such existences as
man, animal, beauty, virtue, etc.; that generality is only a pure form
given by the mind to the matter of its ideas, a pure abstraction, a
mere name.
In this we have the opposite extreme of Realism. If the Realist went
too far in affirming the objective reality of his conception, the
Nominalist erred on the other in overlooking its subjective reality as
a mode or state of the mind, and reducing it to a mere name.
_Dispute becomes theological._--The dispute now, unfortunately,
but almost inevitably, became theological. The Realist accused the
Nominalist of virtually denying the doctrine of the Trinity, inasmuch
as, according to him, the idea of Trinity is only an abstraction, and
there is no Being corresponding to that idea. To this, Roscelinus
replied, with at least equal force and truth, that on the same ground
the Realist denied the doctrine of divine unity, by holding a doctrine
utterly incompatible with it. Roscelinus, however was defeated, if not
in argument, at least by numbers and authority, and was condemned by
council at the close of the eleventh century.
_Rise of Conceptualism._--It was about this time, that Abelard, pupil
of Roscelinus, proposed a modified view of the matter, avoiding the
extreme position both of the Realist and the Nominalist party, and
allowing the _subjective_, but not the _objective_ reality, of general
ideas. This is substantially the doctrine of Conceptualism. The general
abstract idea of man, rose, mountain, etc., has indeed no existence or
reality as an external object, nor is there among external objects any
thing corresponding to this idea; but it has, nevertheless, a reality
and existence as a thought, a conception of my mind.
_Prevalence of Realism during the twelfth and thirteenth
Centuries._--The doctrine, as thus modified, gained some prevalence,
but was condemned by successive councils and by the Pope. Sustained by
such authority, as well as by the names of men greatly distinguished
for learning and philosophy, Realism prevailed over its antagonists
during the latter part of the twelfth and the whole of the thirteenth
century. The fourteenth witnessed again the rise and spread of the
Conceptualist theory, under the leadership of Occam. The dispute was
bitter, leading to strife and even blood.
_Later History of the Discussion._--In the seventeenth century we find
Hobbes, Hume, and Berkley advocating the doctrine of the Nominalists,
while Price maintains the side of Realism. Locke and Reid were
Conceptualists, Stewart a Nominalist.
CHAPTER II.
THE ANALYTIC PROCESS--REASONING.
_Relation to the Synthetic Process._--We have thus far considered that
form or process of the reflective faculty, by which we combine the
elements of individual complex conceptions, to form general conceptions
and classes, on the basis of perceived agreements and differences.
This we have termed the synthetic process. The divisive or analytic
process remains to be considered. This, as the name denotes, is, so
far as regards the method of procedure, the opposite of the former.
We no longer put together, but take apart, no longer combine the many
to form one, but from the general complex whole, as already formed
and announced, we evolve the particular which lies included in it.
This process comprehends what is generally called analysis, and also
reasoning.
In discussing this most important mental process, we shall have
occasion to treat more particularly of its _nature_, its _forms_, and
its _modes_.
§ I.--THE NATURE OF THE PROCESS.
_Conceptions often Complex._--It was remarked, in speaking of our
conceptions, that many of them are complex. My notion of a table, for
example, is that of an object possessing certain qualities, as form,
size, weight, color, hardness, each of which qualities is known to me
by a distinct act of perception, if not by a distinct sense, and each
of which is capable, accordingly, of being distinctly, and by itself,
an object of thought or conception. The understanding combines these
several conceptions, and thus forms the complex notion of a table. The
notion thus formed, is neither more nor less than the aggregate, or
combination of the several elementary conceptions already indicated.
When I am called on to define my complex conception, I can only specify
these several elementary notions which go to make up my idea of the
table. I can say it is an object round, or square, of such or such
magnitude, that it is of such or such material, of this or that color,
and designed for such and such uses.
_Virtual Analysis of complex Conceptions._--Now when I affirm that the
table is round, I state one of the several qualities of the object so
called, one of the several parts of the complex notion. It is a partial
analysis of that complex conception. I separate from the whole, one of
its component parts, and then affirm that it sustains the relation of a
part to the comprehensive whole. The separation is a virtual analysis.
The affirmation is an act of judgment expressed in the form of a
proposition. Every proposition is, in fact, a species of synthesis,
and implies the previous analysis of the conception, or comprehensive
whole, whose component parts are thus brought together. Thus, when I
say snow is white, man is mortal, the earth is round, I simply affirm
of the object designated, one of the qualities which go to make up my
conception of that object. Every such statement or proposition involves
an analysis of the complex conception which forms the subject of
the proposition, while the thing predicated or affirmed is, that the
quality designated--the result of such analysis--is one of the parts
constituting that complex whole.
_Reasoning, what._--Reasoning is simply a series of such propositions
following in consecutive order, in which this analysis is carried
out more or less minutely. Thus, when I affirm that man is mortal,
I resolve my complex notion of man into its component parts, among
which I find the attribute of mortality, and this attribute I then
proceed to affirm of the subject, man. I simply evolve, and distinctly
announce, what was involved in the term man. But this term expresses
not merely a complex, but a general notion. Resolving it as such into
its individual elements, I find it to comprehend among the rest, a
certain person, Socrates, _e. g._, and the result of this analysis I
state in the proposition, Socrates is a man. But on the principle that
what is true of a class must be true of the individuals composing it,
it follows that the mortality already predicated of the class, man, is
an attribute of the individual, Socrates. When I affirm, then, that
Socrates is mortal, I announce, in reality, only what was virtually
implied in the first proposition--man is mortal. I have analyzed
the complex general conception, man, have found involved in it the
particular conception, mortal, and the individual conception, Socrates,
and by a subsequent synthesis have brought together these results in
the proposition, Socrates is mortal, a proposition which sustains to
the affirmation, man is mortal, the simple relation of a part to the
whole.
_Reasoning and Analysis, how related._--This analytic process, as
applied to propositions, for the purpose of evolving from a complex
general statement, whatever is involved or virtually contained in it,
is called reasoning; as applied not to propositions, but to simple
conceptions merely, it is known as simple analysis. The psychological
process is, in either case, one and the same.
_Illustration by Dr. Brown._--Dr. Brown has well illustrated the nature
of the reasoning process in its relation to the general proposition
with which we set out, by reference to the germ enclosed in the bulb
of the plant. "The truths at which we arrive, by repeated intellectual
analysis, may be said to resemble the premature plant which is to
be found enclosed in that which is itself enclosed in the bulb, or
seed which we dissect. We must carry on our dissection more and more
minutely to arrive at each new germ; but we do arrive at one after
the other, and when our dissection is obliged to stop, we have reason
to suppose that still finer instruments, and still finer eyes, might
prosecute the discovery almost to infinity. It is the same in the
discovery of the truths of reasoning. The stage at which one inquirer
stops is not the limit of analysis in reference to the object, but the
limit of the analytic power of the individual. Inquirer after inquirer
discovers truths which were involved in truths formerly admitted by
us, without our being able to perceive what was comprehended in our
admission.... There may be races of beings, at least we can conceive
of races of beings, whose senses would enable them to perceive the
ultimate embryo plant enclosed in its innumerable series of preceding
germs; and there may, perhaps, be created powers of some higher order,
as we know that there is one Eternal Power, able to feel, in a single
comprehensive thought, all those truths, of which the generations of
mankind are able, by successive analyses, to discover only a few, that
are, perhaps, to the great truths which they contain, only as the
flower, which is blossoming before us, is to that infinity of future
blossoms enveloped in it, with which, in ever renovated beauty, it is
to adorn the summers of other ages."
_Inquiry suggested._--But here the inquiry may arise. How happens it
that, if the reasonings which conduct to the profoundest and most
important truths, are but successive and continued analyses of our
previous conceptions, we should have admitted those preceding truths
and conceptions without a suspicion of the results involved in them?
The reason is probably to be found, as Dr. Brown suggests, in the fact
that in the process of generalizing we form classes and orders before
distinguishing the minuter varieties; we are struck with some obvious
points of agreement which lead us to give a common place and a common
term to the objects of such resemblance, and this very circumstance
of agreement which we perceive, may involve other circumstances which
we do not at the time perceive, but which are disclosed on minute and
subsequent attention. "It is as if we knew the situations and bearings
of all the great cities in Europe, and could lay down, with most
accurate precision, their longitude and latitude. To know thus much,
is to know that a certain space must intervene between them, but it
is not to know what that space contains. The process of reasoning, in
the discoveries which it gives, is like that topographic inquiry which
fills up the intervals of our map, placing here a forest, there a long
extent of plains, and beyond them a still longer range of mountains,
till we see, at last, innumerable objects connected with each other in
that space which before presented to us only a few points of mutual
bearing."
_The Position further argued from the Nature of the Syllogism._--That
all deductive reasoning, at least, is essentially what has now been
described, an analytic process, is evident from the fact that the
syllogism to which all such argument may be reduced, is based upon
the admitted principle that whatever is true of the class, is true of
all the individuals comprehended under it. Something is affirmed of a
given class; an individual or individuals are then affirmed to belong
to that class; and on the strength of the principle just stated, it is
thereupon affirmed that what was predicated of the class is also true
of the individual. Nothing can be plainer than that in this process we
are working from the given whole to the comprehended parts, from the
complex conception stated at the outset, to the truths that lie hidden
and involved in it. In other words, it is a process of analysis which
we thus perform, and as all reasoning, when scientifically stated, is
brought under this form, it follows that all reasoning is essentially
analytic in its nature.
_Inductive Reasoning no Exception._--It may be supposed that the
inductive method of reasoning is an exception to this rule, inasmuch
as we proceed, in that case, not from the general to the particular,
but the reverse. Whatever may be true of deduction, is not induction
essentially a synthetic process? So it might, at first, appear. I have
observed, for example, that several animals of a particular species,
sheep, for instance, chew the cud. Having observed this in several
instances, I presently conclude that the same is true of the whole
class to which these several individuals belong, in other words, that
all sheep are ruminant. Extending my observation further, I find other
species of animals likewise chewing the cud. I observe, moreover,
that every animal, possessing this characteristic, is distinguished
by the circumstance of having horns and cloven hoofs; I find, so far
as my observation goes, the two things always associated, and hence
am led, on observing the one, immediately to infer the other. The
proposition that was at the outset particular, now becomes general,
viz., all animals that have horns and cloven hoofs are ruminant. Is
the conclusion at which I thus arrive, involved in the premiss with
which I start? Is the fact that all horned and cloven-footed animals
are ruminant, implied and contained in the fact that _some_ horned and
cloven-footed animals, that is, so many as I have observed, are so?
_Even here the Evidence of the Conclusion lies in the Premiss._--A
little reflection will convince us that these questions are to be
answered in the affirmative. If the conclusion be itself correct and
true, then it is a truth involved in the previous proposition; for
whatever evidence I have of the truth of my conclusion, that all
animals of this sort are ruminant, is manifestly derived from, and
therefore contained in, the fact that such as I have observed are
so. I have no other evidence in the case supposed. If this evidence
is insufficient, then the conclusion is not established. If it be
sufficient, then the conclusion which it establishes, is derived from
and involved in it.
The argument fully and scientifically stated, runs thus:
A, B, C, animals observed, are ruminant. But A, B, C, represent the
class Z to which they belong.
Therefore, class Z is ruminant.
Admitting now the correctness of my observation in respect to A, B, C,
that they are ruminant, the argument turns entirely upon the second
proposition that A, B, C, represent the class Z, so that what is true
of them in this respect, is true of the whole class. If A, B, C, _do_
represent the class Z, then to say that A, B, C, are ruminant, is to
say that Z is so. The one is contained in the other. If they do _not_,
then the conclusion is itself groundless, and there is no occasion to
inquire in what it is contained, or whether it is contained in any
thing. It is no longer a valid argument and therefore cannot be brought
in evidence that some reasoning is not analytic.
_What sort of Propositions constitute Reasoning._--It is hardly
necessary to state that not any and every series of propositions
constitute reasoning. The propositions must be consecutive, following
in a certain order, and not only so, but must be in such a manner
connected with and related to each other, that the truth of the final
proposition shall be manifest from the propositions which precede. To
affirm that snow is white, that gold is more valuable than silver, and
that virtue is the only sure road to happiness, is to state a series
of propositions, each one of which is true, but which have no such
relation to each other as to constitute an argument. The truth of the
last proposition does not follow from the truth of the preceding ones.
§ II.--RELATION OF JUDGMENT AND REASONING.
_Judgment Synthetic, Reasoning Analytic._--The relation of judgment and
reasoning to each other becomes evident from what has been said of the
nature of the reasoning process. Judgment is essentially synthetic.
Reasoning, essentially analytic. The former combines, affirms one thing
to be true of another; the latter divides, declares one truth to be
contained in another. All reasoning involves judgment, but all judgment
is not reasoning. The several propositions that constitute a chain of
reasoning, are so many distinct judgments. Reasoning is the evolution
or derivation of one of these judgments, viz., the conclusion, from
another, viz., the premiss. It is the process by which we arrive at
some of our judgments.
_Mr. Stewart's View._--Reasoning is frequently defined as a combination
of judgments, in order to reach a result not otherwise obvious. Mr.
Stewart compares our several judgments to the separate blocks of stone
which the builder has prepared, and which lie upon the ground, upon any
one of which a person may elevate himself a slight distance from the
ground; while these same judgments, combined in a process of reasoning,
he likens to those same blocks converted now, by the builder's art,
into a grand staircase leading to the summit of some lofty tower. It is
a simple combination of separate judgments, nor is there any thing in
the last step of the series differing at all in its nature, says Mr.
Stewart, from the first step. Each step is precisely like every other,
and the process of reaching the top is simply a repetition of the act
by which the first step is reached.
_This View called in Question._--It is evident that this position is
not in accordance with the general view which we have maintained of the
nature of the reasoning process. According to this view, reasoning is
not so much a combination as an analysis of judgments; nor is the last
of the several propositions in a chain of argument of the same nature
precisely as the first. It is, like the first, a judgment, but unlike
the first, it is a particular sort of judgment, viz., an inference or
conclusion, a judgment involved in and derived from the former.
In the series of propositions, A is B, B is C, therefore A is C, the
act of mind by which I perceive that A is B, or that B is C, is not
of the same nature with that by which I perceive the consequent truth
that A is C; no mere repetition of the former act would amount to the
latter. There is a new sort of judgment in the latter case, a deduction
from the former. In order to reach it, I must not merely perceive that
A is B, and that B is C, but must also perceive the connection of the
two propositions, and what is involved in them. It is only by bringing
together in the mind these two propositions, that I perceive the new
truth, not otherwise obvious, that A is C, and the state or act of mind
involved in this latter step seems to me a different one from that by
which I reach the former judgments.
§ III.--DIFFERENT KINDS OF REASONING.
_Two Kinds of Truth._--The most natural division is that according to
the subject-matter, or the materials of the work. The truths which
constitute the material of our reasoning process are of two kinds,
_necessary_, and _contingent_. That two straight lines cannot enclose
a space, that the whole is greater than any one of its parts, are
examples of the former. That the earth is an oblate spheroid, moves in
an elliptical orbit, and is attended by one satellite, are examples of
the latter.
_The Difference lies in what._--The difference is not that one is any
_less certain_ than the other, but of the one you cannot conceive the
opposite, of the other you can. That three times three are nine, is no
more true and certain, than that Cæsar invaded Britain, or that the
sun will rise to-morrow a few minutes earlier or later than to-day.
But the one admits of the contrary supposition without absurdity,
the other does not; the one is contingent, the other necessary. Now
these two classes of truths, differing as they do, in this important
particular, admit of, and require, very different methods of reasoning.
The one class is susceptible of _demonstration_, the other admits only
that species of reasoning called _probable_ or _moral_. It must be
remembered, however that when we thus speak we do not mean that this
latter class of truths is deficient in proof; the word probable is not,
as thus used, opposed to _certainty_, but only to _demonstration_. That
there is such a city as Rome, or London, is just as _certain_ as that
the several angles of a triangle are equal to two right-angles; but
the evidence which substantiates the one is of a very different nature
from that of the other. The one can be demonstrated, the other cannot.
The one is an eternal and necessary truth, subject to no contingence,
no possibility of the opposite. The other is of the nature of an event
taking place in time, and dependent on the will of man, and might,
without any absurdity, be supposed not to be as it is.
I. DEMONSTRATIVE REASONING.
_Field of Demonstrative Reasoning._--Its field, as we have seen, is
necessary truth. It is limited, therefore, in its range, takes in only
things abstract, conceptions rather than realities, the relations of
things rather than things themselves, as existences. It is confined
principally, if not entirely, to mathematical truths.
_No degrees of Evidence._--There are no _degrees_ of evidence or
certainty in truths of this nature. Every step follows irresistibly
from the preceding. Every conclusion is inevitable. One demonstration
is as good as another, so far as regards the certainty of the
conclusion, and one is as good as a thousand. It is quite otherwise in
probable reasoning.
_Two Modes of Procedure._--In demonstration, we may proceed directly,
or indirectly; as, _e. g._, in case of two triangles to be proved
equal. I may, by super-position, prove this directly; or I may suppose
them unequal, and proceed to show the absurdity of such a supposition;
or I may make a number of suppositions, one or the other of which
_must_ be true, and then show that all but the one which I wish to
establish are false.
_Force of Mathematical reasoning._--The question arises whence the
peculiar force of mathematical, in distinction from other reasoning?--a
fact observed by every one, but not easily explained: how happens
this, and on what does it depend, this irresistible cogency which
compels our assent? Is it owing to the pains taken to define the terms
employed, and the strict adherence to those definitions? I think not;
for other sciences approximate to mathematics in this, but not to the
cogency of its reasoning. The explanation given by Stewart is certainly
plausible. He ascribes the peculiar force of demonstrative reasoning
to the fact, that the first principles from which it sets out, _i.
e._, its definitions, are _purely hypothetical_, involving no basis or
admixture of facts, and that by simply reasoning strictly upon these
assumed hypotheses the conclusions follow irresistibly. The same thing
would happen in any other science, could we (as we cannot) construct
our definitions to suit ourselves, instead of proceeding upon _facts_
as our data. The same view is ably maintained by other writers.
If this be so, the superior certainty of mathematical, over all other
modes of reasoning, if it does not quite vanish, becomes of much less
consequence than is generally supposed. Its truths are necessary in
no other sense than that certain definitions being assumed, certain
_suppositions_ made, then the certain other things follow, which is no
more than may be said of any science.
_Confirmation of this View._--It may be argued, as a confirmation of
this view, that whenever mathematical reasoning comes to be applied
to sciences involving facts either as the data, or as objects of
investigation, where it is no longer possible to proceed entirely
upon hypothesis, as, _e. g._, when you apply it to mechanics,
physics, astronomy, practical geometry, etc., then it ceases to be
demonstrative, and becomes merely probable reasoning.
_Mathematical reasoning supposed by some to be identical._--It has been
much discussed whether all mathematical reasoning is merely identical,
asserting, in fact, nothing more than that _a=a_; that a given thing
is equivalent to itself, capable of being resolved at last into merely
this. This view has been maintained by Leibnitz, himself one of the
greatest mathematicians, and by many others. It was for a long time the
prevalent doctrine on the Continent. Condillac applies the same to all
reasoning, and Hobbes seems to have had a similar view, _i. e._, that
all reasoning is only so much addition or subtraction. Against this
view Stewart contends that even if the propositions themselves might be
represented by the formula _a=a_, it does not follow that the various
steps of reasoning leading to the conclusion amount merely to that.
A paper written in cipher may be said to be identical with the same
paper as interpreted; but the evidence on which the act of deciphering
proceeds, amounts to something more than the perception of identity.
And further, he denies that the propositions are identical, _e. g._,
even the simple proposition 2×2=4. 2×2 express one set of quantities,
and 4 expresses another, and the proposition that asserts their
equivalence is not identical; it is not saying that the same quantity
is equal to itself, but that two different quantities are equivalent.
II. PROBABLE REASONING.
_Not opposed to Certainty._--It must be borne in mind, as already
stated, that the probability now intended is not opposed to certainty.
That Cæsar invaded Britain is _certain_, but the reasoning which goes
to establish it, is only probable reasoning, because the thing to be
proved is an event in history, contingent therefore, and not capable
of demonstration.
_Sources of Evidence._--Evidence of this kind of truths is derived from
three sources: 1. Testimony; 2. Experience; 3. Analogy.
1. _Evidence of Testimony._
_In itself probable._--This is, à priori, _probable_. We are so
constituted as to be inclined to believe testimony, and it is only when
the incredibility of the witness has been ascertained by sufficient
evidence, that we refuse our assent. The child believes whatever is
told him. The man, long conversant with human affairs, becomes wary,
cautious, suspicious, incredulous. It is remarked by Reid that the
evidence of testimony does not depend altogether on the character of
the witness. If there be no _motive_ for deception, especially if there
be weighty reasons why he should speak truth, or if the narrative be
in itself probable and consistent, and tallies with circumstances, it
is in such cases to be received even from those not of unimpeachable
integrity.
_Limits of Belief._--What are the limits of belief in testimony?
Suppose the character of witnesses to be good, the narrative
self-consistent, the testimony concurrent of various witnesses,
explicit, positive, full, no motive for deception; are we to believe
in that case whatever may be testified? One thing is certain, we do in
fact believe in such cases; we are so constituted. Such is the law of
our nature. Nor can it be shown irrational to yield such assent. It has
been shown by an eminent mathematician that it is always possible to
assign a number of independent witnesses, so great that the falsity of
their concurrent testimony shall be mathematically more improbable, and
so more incredible, than the truth of their statement, _be it what it
may_.
_Case supposed._--Suppose a considerable number of men of undoubted
veracity, should, without concert, and agreeing in the main as to
particulars, all testify, one by one, that they witnessed, on a given
day and hour, some very strange occurrence, as, _e. g._, a ball of
fire, or a form of angelic brightness, hovering in the air, over this
building, or any like unwonted and inexplicable phenomenon. Are we to
withhold or yield our assent? I reply, if the number of witnesses is
large, and the testimony concurrent, and without concert, and no motive
exists for deception, and they are men of known integrity, especially
if they are sane and sober men, not easily imposed upon, I see not
how we can reasonably withhold assent. Their testimony is to be taken
as true testimony, _i. e._, they did really witness the phenomenon
described. The proof becomes stronger or weaker in proportion as the
circumstances now mentioned coexist to a greater or less extent, _i.
e.._, in proportion as there are more or fewer of these concurring and
corroborating circumstances. If there was but a single witness, or if
a number of the witnesses were not of the best character, or if there
were some possible motive for deception, or if they were not altogether
agreed as to important features of the case, so far the testimony would
of course be weakened. But we may always suppose a case so strong that
the falsity of the witnesses would be a greater miracle than the truth
of the story. This is the case with the testimony of the witnesses to
our Saviour's miracles.
_Distinction to be made._--An important distinction is here to be
noticed between the falsity, and the incorrectness, of the witness,
between his intention to deceive, and his being himself deceived.
He may have seen precisely what he describes; he may be mistaken in
thinking it to have been an angel, or a spirit, or a ball of fire.
Just as in the case of certain illusions of sense--an oar in the
water--the eye correctly reports what it sees, but the judgment is in
error, in thinking the oar to be crooked. So the witness may be true,
and the testimony true in the case of a supposed miracle or other
strange phenomenon; the _appearance_ may have been just as stated,
but the question may still be raised, were the witnesses correct, in
their inference, or judgment, as to what was the cause of the said
appearance, as to _what it was_ that they saw or heard?
This must be decided by the rules that govern the proceedings of
sensible men in common affairs of life.
2. _Reasoning from Experience._
_Induction as distinguished from Deduction._--This is called
_induction_, the peculiar characteristic of which, in distinction from
deductive reasoning, is that it begins with individual cases, and from
them infers a general conclusion, whereas, the deductive method starts
with a general proposition, and infers a particular one. From the
proposition all men are mortal, the syllogism infers that Socrates is
mortal. From the fact that Socrates, Plato, Aristotle, Pliny, Cæsar,
Cicero, and any number of other individuals, are mortal, induction
leads you to conclude that all men are so. The premises here are
facts occurring within the range of observation and experience, and
the reasoning proceeds on the principle of the general uniformity of
nature and her laws. Induction, then, is, in other words, the process
of inferring that what we know to be true in certain observed cases is
also true, and will be found to be true, in other like cases which have
not fallen under our observation.
_Basis of this Mode of reasoning._--The groundwork of induction, as
I have already said, is the axiom or universal proposition of the
uniformity of nature. Take this away, and all reasoning from induction
or experience fails at once. This is a truth which the human mind is,
by its nature and constitution, always disposed to proceed upon. It
may not be embodied in the shape of a definite proposition, but it is
tacitly assumed and acted upon by all men. How came we by this general
truth. Is it _intuitive_? So say the disciples of certain schools, so
says Cousin, and so say the Scotch metaphysicians, and the German.
Others, however, contend that it is itself an induction, as truly as
any other, a truth learned from experience and observation, and by no
means the first, but rather among the latest of our inductions. Without
stopping to discuss this question, it is sufficient for our purpose to
notice the fact, that this simple truth is universally admitted, and
constitutes the basis of all reasoning from experience.
_Incorrect Mode of Statement._--The proposition is sometimes
incorrectly stated, as, _e. g._, that the future will resemble the
past. This is not an adequate expression of the great truth to which we
refer. It is not that the future merely will resemble the past merely,
but that the unknown will resemble the known. The idea of time is not
properly connected with the subject. That which is unknown may lie in
the future, it may lie in the present or the past.
_Limits of this Belief._--An important question here arises. What are
the limits, if limits there are, to this belief of the uniformity of
nature, and to the reasoning based on that belief? Are we warranted,
in all cases, in inferring that the unknown will be, in similar
circumstances, like the known--that what we have found to be true in
five, ten, or fifty cases, and without exception, will be universally
true? We do reason thus very generally. Such is the tendency of the
mind, its nature. Is it correct procedure? Is it certain that our
experience, though it be uniform and unvaried, is the universal
experience? If not, if limits there are to this method of reasoning,
what are they?
_Erroneous Induction._--The inhabitants of Siam have never seen water
in any other than a liquid or gaseous form. They conclude that water
is never solid. The inhabitants of central Africa may be supposed
never to have seen or heard of a white man. They infer that all men
are black. Are these correct inductions? No; for they lead to false
conclusions. They are built on insufficient foundations. There was
not a sufficiently wide observation of facts to justify so wide a
conclusion. Evidently, we cannot infer from our own non-observation
of exceptions, that exceptions do not exist. We must first know that
if there were exceptions we should have known them. In both the cases
now supposed, this was overlooked. The African has only seen men who
were natives of Africa. There may be in other countries, races that he
has not seen, and has had no opportunity to see. The world may be full
of exceptions to this general rule, and yet he not know it. Correct
induction in his case would be this: I have seen many men, natives of
central Africa, and they have all been black men, without exception.
I conclude, therefore, that _all_ the natives of central Africa are
black. In a word, it is only _under like circumstances_ that we can
infer the uniformity of nature, and so reason inductively from the
known to the unknown.
_Superstitious Belief of the Ancients._--The tendency of men to
believe in the universal permanence of nature, and, on that ground, to
generalize from insufficient data, is illustrated in the superstitious
and widely prevalent idea among the ancients, and some of the moderns
also, of grand cycles of events extending both to the natural and the
_moral_ world. According to this idea, the changes of the atmosphere,
and all other natural phenomena, as observed at any time, would, after
a period, return again in the same order of succession as before;
storms, and seasons, and times, being subject to some regular law.
It was supposed, in fact, "that all the events"--to use the language
of one of these theorists--"within the immeasurable circuit of the
universe, are the successive evolutions of an extended series, which,
at the return of some vast period, repeats its eternal round during
the endless flux of time." This is a sufficiently grand induction,
startling in its sweep and range of thought, but requiring for its
data a somewhat wider observation of facts than can fall to the lot of
short-lived and short-sighted man, during the few years of his narrow
sojourn, and pilgrimage, in a world like this.
3. _Reasoning from Analogy._
_Meaning of the term Analogy._--This word, analogy, is used with great
variety of meaning, and with much vagueness, therefore. It properly
denotes any sort of resemblance, whether of relation or otherwise; and
the argument from analogy is an argument from resemblance, an argument
of an inductive nature, but not amounting to complete induction. A
resembles B in certain respects; therefore it probably resembles it,
also, in a certain other respect: such is the argument from _analogy_.
A resembles B in such and such properties, but these are always found
connected with a certain other property; therefore A resembles B also
in regard to that property: such is the argument from _induction_.
Every resemblance which can be pointed out between A and B creates a
further and increased probability that the resemblance holds also in
respect to the property which is the object of inquiry. If the two
resembled each other in all their properties, there would be no longer
any doubt as to this one, but a positive certainty, and the more
resemblances in other respects so much the nearer we come to certainty
respecting the one that happens to be in question.
_Illustration of this Principle._--It was observed by Newton, that
the diamond possessed a very high refractive power compared with its
density. The same thing he knew to be true of combustible substances.
Hence, he conjectured that the diamond was combustible. He conjectured
the same thing, and for the same reason, of water, _i. e._, that it
contains a combustible ingredient. In both instances, he guessed
right--reasoning from analogy.
_Further Illustration of Reasoning from Analogy._--Reasoning from
analogy, I might infer that the moon is inhabited, thus: The earth is
inhabited--land, sea, and air, are all occupied with life. But the
moon resembles the earth in figure, relation to the sun, movement,
opacity, etc.; moreover, it has volcanoes as the earth has; therefore,
it is _probably_ like the earth in this other respect, that of being
inhabited. To make this out by induction, I must show that the moon
not only resembles the earth in these several respects, but that these
circumstances are in other cases observed to be connected with the one
in question; thus, in other cases, bodies that are opaque, spherical,
and moving in elliptical orbits, are known to be inhabited. The same
thing is probably true then in all cases, and inasmuch as the moon has
these marks, it is therefore inhabited.
_Counter Probability._--On the other hand, the points of dissimilarity
create a counter probability, as, _e. g._, the moon has no atmosphere,
no clouds, and therefore no water; but air and water are, on our
planet, essential to life; the presumption is, then, looking at these
circumstances merely, that the moon is uninhabited. Nay, more: if
life exists, then it must be under very different conditions from
those under which it exists here. Evidently, then, the greater the
resemblance in other respects between the two planets, the less
probability that they differ in this respect (_i. e._, the mode of
sustaining life), so that the resemblances already proved, become,
themselves, presumptions _against_ the supposition that the moon is
inhabited.
_Amount of Probability._--The analogy and diversity, when they come
thus into competition and the arguments from the one conflict with
those of the other, must be weighed against each other. The extent of
the resemblance, compared with the extent of the difference, gives
the amount of probability on one side or the other, so _far as these
elements are known_. If any region lies unexplored, we can infer
nothing with certainty or probability as to that. Suppose then, that so
far as we have had the means of observing, the resemblances are to the
differences as four to one; we conclude with a probability of four to
one, that any given property of the one will be found to belong to the
other. The chances are four out of five.
_Value of Analogical Reasoning._--The chief value of analogy,
as regards science, however, is as a guide to conjecture and to
experiment; and even a faint degree of analogical evidence may be of
great service in this way, by directing further inquiries into that
channel, and so conducting to eventual probability, or even certainty.
It is well remarked by Stewart, that the tendency of our nature is so
to reason from analogy, that we naturally confide in it, as we do in
the evidence of testimony.
_Liable to mislead._--It must be confessed, however, that it is a
species of reasoning likely to mislead in many cases. Its chief value
lies not in proving a position, but in rebutting objections; it is
good, not for assault, but defence. As thus used it is a powerful
weapon in the hands of a skilful master. Such it was in Butler's hands.
§ IV.--USE OF HYPOTHESES AND THEORIES IN REASONING.
_Theory, what._--The terms hypothesis and theory are often used
interchangeably and loosely. Confusion is the result. It is difficult
to define them accurately.
_Theory_ (from the Greek, [Greek: Theôria]; Latin, theoria; French,
théorie; Italian, teoria; from [Greek: Theôreô], to perceive, see,
contemplate) denotes properly any philosophical explanation of
phenomena, any connected arrangement and statement of facts according
to their bearing on some real or imaginary law. The facts, the
phenomena, once known, proved, rest on independent evidence. Theory
takes survey of them as such, with special reference to the law which
governs and connects them, whether that law be also known or merely
conjectured.
_Hypothesis, what._--_Hypothesis_ ([Greek: hypo-tithêmi]) denotes a
gratuitous supposition or conjecture, in _the absence_ of all positive
knowledge as to what the law is that governs and connects the observed
phenomena, or as to the cause which will account for them.
_Theory may or may not be Hypothesis._--Hypothesis is, in its
nature, conjectural, and therefore uncertain; has its degrees of
probability--no certainty. The moment the thing supposed is proved
true, or verified, if it ever is, it ceases to be hypothesis. Theory,
however, is not necessarily a matter of uncertainty. After the law or
the cause is ascertained, fully known, and no longer a hypothesis at
all, there may be still a theory about it; a survey of the facts and
phenomena, as they stand affected by that law, or as accounted for
by that cause. The motion of the planets in elliptical orbits, was
originally matter of conjecture, of hypothesis. It is still matter of
theory.
_Probability of Hypothesis._--The probability of a hypothesis is in
proportion to the number of facts or phenomena, in the given case,
which it will satisfactorily explain, in other words, account for.
Of several hypotheses, that is the most probable which will account
for the greatest number of the given phenomena--those which, if the
hypothesis be true, ought to fall under it as their law. If it accounts
for all the phenomena in the case, it is generally regarded as having
established its claim to certainty. So Whewell maintains. This,
however, is not exactly the case. The hypothesis can be verified only
by showing that the facts or phenomena in the case cannot possibly be
accounted for on any _other_ supposition, or result from any _other_
cause; not simply that they can be accounted for, or can result from
this. This is well stated by Mill in his System of Philosophy. The
hypothesis of the undulating movement of a subtle and all-pervading
ether will account for many of the known phenomena of light; but it has
never been shown, and in the nature of the case never can be, probably,
that no _other_ hypothesis possible or supposable will also account for
them.
_Use of Hypotheses._--As to the _use_ of hypotheses in science,
Reid's remarks are altogether too sweeping, and quite incorrect. It
is not true that hypotheses lead to no valuable result in philosophy.
Almost all discoveries were at first hypotheses, suppositions, lucky
guesses, if you please to call them so. The Copernican theory that
the earth revolves on its axis was a mere hypothesis at the outset.
Kepler's theory of the elliptical orbits of the planets was such;
he made and abandoned nineteen false ones before he hit the right.
This discovery led to another--that planets describe equal areas in
equal times. Newton never framed hypotheses, if we may believe him.
But his own grand discovery of the law of gravity as the central
force of the system, depends for one of its steps of evidence on his
previous discovery that the force of attraction varies as the inverse
square of the distance, and this was suggested by him at first as a
mere hypothesis; he was able to verify it only by calling in the aid
of Kepler's discovery of equal areas in equal times, which latter,
as already stated, was itself the result of hypothesis. Had it not
been for one hypothesis of Newton, verified by the results of another
hypothesis of Kepler Newton could never have made his own discovery.
A hypothesis, it must be remembered, is any supposition, with or
without evidence, made in order to deduce from it conclusions agreeable
to known facts. If we succeed in doing this, we verify our hypothesis
(unless, indeed, it can be shown that some other hypothesis will
equally well suit these facts), and our hypothesis, when verified,
ceases to be longer a hypothesis, takes its place as known truth, and
in turn serves to explain those facts which would, on the supposition
of its truth, follow from it as a cause. It is simply a short-hand
process of arriving at conclusions in science. Suppose the problem to
be the one already named--to prove that the central force of the solar
system is one and the same with _gravity_. Now it may not be easy, or
even possible in some cases, to establish the first step or premiss
in such a chain of reasoning. The inductions leading to it may not
be forthcoming. Hypothesis steps in and supplies the deficiency, by
substituting in place of the induction a supposition. Assuming that
distant bodies attract each other with a power inversely as the square
of the distance, it proceeds on that supposition, and arrives at the
desired conclusion.
_In what Cases admissible._--Now this method is always allowable, and
strictly scientific, whenever it is possible to verify our hypothesis,
_i. e._, in every case in which it is possible to show that no law
but the one assumed can lead to these same results; that no _other_
hypothesis can accord with the facts.
In the case supposed, it would not be possible to prove that the same
movements might not follow from some other law than the one supposed.
It is not certain, therefore, that the moving force of the solar system
is identical with gravitation, _merely because_ the latter would, if
extended so far, produce the same results. In many other cases it
_is_ practicable; indeed, _in all cases where the inquiry is not to
ascertain the cause, but, the cause being already known, to ascertain
the law of its action_.
Even in cases where the inquiry is not of this nature, hypothesis is
of use in the suggestion of future investigations, and, as such, is
frequently indispensable.