Such was the code of despotism which the continental powers

Produced by Al Haines

FROM ISOLATION TO LEADERSHIP

REVISED

A Review of American Foreign Policy

BY

JOHN HOLLADAY LATANE, PH.D., LL.D.

PROFESSOR OF AMERICAN HISTORY AND DEAN OF THE

COLLEGE FACULTY IN THE JOHNS HOPKINS UNIVERSITY

Author of

"The United States and Latin America"

"America as a World Power"

Etc.

GARDEN CITY ------ NEW YORK

DOUBLEDAY, PAGE & COMPANY

1922

COPYRIGHT, 1918, 1922, BY

DOUBLEDAY, PAGE & COMPANY

ALL RIGHTS RESERVED, INCLUDING THAT OF

TRANSLATION INTO FOREIGN LANGUAGES,

INCLUDING THE SCANDINAVIAN

PREFACE

The first edition of this book appeared in October, 1918, a few weeks

before the signing of the Armistice, when the United States was at the

high tide of its power and influence. In view of the subsequent course

of events, some of my readers may question the propriety of the

original title. In fact, one of my friends has suggested that a more

appropriate title for the new edition would be "From Isolation to

Leadership, and Back." But I do not regard the verdict of 1920 as an

expression of the final judgment of the American people. The world

still waits on America, and sooner or later we must recognize and

assume the responsibilities of our position as a great world power.

The first nine chapters are reprinted with only a few verbal changes.

Chapter X has been rewritten, and chapters XI and XII have been added.

JOHN H. LATANÉ.

Baltimore, June 10, 1922.

CONTENTS

CHAPTER

I. ORIGIN OF THE POLICY OF ISOLATION

II. FORMULATION OF THE MONROE DOCTRINE

III. THE MONROE DOCTRINE AND THE EUROPEAN BALANCE OF POWER

IV. INTERNATIONAL COOPERATION WITHOUT THE SANCTION OF FORCE

V. THE OPEN-DOOR POLICY

VI. ANGLO-AMERICAN RELATIONS

VII. IMPERIALISTIC TENDENCIES OF THE MONROE DOCTRINE

VIII. THE NEW PAN-AMERICANISM

IX. THE FAILURE OF NEUTRALITY AND ISOLATION

X. THE WAR AIMS OF THE UNITED STATES

XI. THE TREATY OF VERSAILLES

XII. THE WASHINGTON CONFERENCE

INDEX

From Isolation to Leadership

I

ORIGIN OF THE POLICY OF ISOLATION

The Monroe Doctrine and the policy of political isolation are two

phases of American diplomacy so closely related that very few writers

appear to draw any distinction between them. The Monroe Doctrine was

in its origin nothing more than the assertion, with special application

to the American continents, of the right of independent states to

pursue their own careers without fear or threat of intervention,

domination, or subjugation by other states. President Monroe announced

to the world that this principle would be upheld by the United States

in this hemisphere. The policy of isolation was the outgrowth of

Washington's warning against _permanent_ alliances and Jefferson's

warning against _entangling_ alliances. Both Washington and Jefferson

had in mind apparently the form of European alliance common in their

day, which bound one nation to support another both diplomatically and

by force in any dispute that might arise no matter whether it concerned

the interests of the first state or not. Such alliances were usually

of the nature of family compacts between different dynasties, or

between different branches of the same dynasty, rather than treaties

between nations. In fact, dynastic aims and ambitions were frequently,

if not usually, at variance with the real interests of the peoples

affected. It will be shown later that neither Washington nor Jefferson

intended that the United States should refrain permanently from the

exercise of its due influence in matters which properly concern the

peace and welfare of the community of nations. Washington did not

object to temporary alliances for special emergencies nor did Jefferson

object to special alliances for the accomplishment of definite objects.

Their advice has, however, been generally interpreted as meaning that

the United States must hold aloof from world politics and attend

strictly to its own business.

The Monroe Doctrine was a perfectly sound principle and it has been

fully justified by nearly a century of experience. It has saved South

America from the kind of exploitation to which the continents of Africa

and Asia have, during the past generation, fallen a prey. The policy

of isolation, on the other hand, still cherished by so many Americans

as a sacred tradition of the fathers, is in principle quite distinct

from the Monroe Doctrine and is in fact utterly inconsistent with the

position and importance of the United States as a world power. The

difference in principle between the two policies can perhaps best be

illustrated by the following supposition. If the United States were to

sign a permanent treaty with England placing our navy at her disposal

in the event of attack from Germany or some other power, on condition

that England would unite with us in opposing the intervention of any

European power in Latin America, such a treaty would not be a violation

of the Monroe Doctrine, but a distinct recognition of that principle.

Such a treaty would, however, be a departure from our traditional

policy of isolation. Of the two policies, that of avoiding political

alliances is the older. It was announced by Washington under

circumstances that will be considered in a moment.

In the struggle for independence the colonies deliberately sought

foreign alliances. In fact, the first treaty ever signed by the United

States was the treaty of alliance with France, negotiated and ratified

in 1778. The aid which France extended under this treaty to our

revolutionary ancestors in men, money, and ships enabled them to

establish the independence of our country. A few years later came the

French Revolution, the establishment of the French Republic followed by

the execution of Louis XVI, and in 1793 the war between England and

France. With the arrival in this country of Genet, the minister of the

newly established French Republic, there began a heated debate in the

newspapers throughout the country as to our obligations under the

treaty of alliance and the commercial treaty of 1778. President

Washington requested the opinions in writing of the members of his

cabinet as to whether Genet should be received and the new government

which had been set up in France recognized, as to whether the treaties

were still binding, and as to whether a proclamation of neutrality

should be issued. Hamilton and Jefferson replied at great length,

taking as usual opposite sides, particularly on the question as to the

binding force of the treaties. Hamilton took the view that as the

government of Louis XVI, with which the treaties had been negotiated,

had been overthrown, we were under no obligations to fulfill their

stipulations and had a perfect right to renounce them. Jefferson took

the correct view that the treaties were with the French nation and that

they were binding under whatever government the French people chose to

set up. This principle, which is now one of the fundamental doctrines

of international law, was so ably expounded by Jefferson that his words

are well worth quoting.

"I consider the people who constitute a society or nation as the source

of all authority in that nation, as free to transact their common

concerns by any agents they think proper, to change these agents

individually, or the organization of them in form or function whenever

they please: that all the acts done by those agents under the authority

of the nation, are the acts of the nation, are obligatory on them, and

enure to their use, and can in no wise be annulled or affected by any

change in the form of the government, or of the persons administering

it. Consequently the Treaties between the United States and France

were not treaties between the United States and Louis Capet, but

between the two nations of America and France, and the nations

remaining in existence, tho' both of them have since changed their

forms of government, the treaties are not annulled by these changes."

The argument was so heated that Washington was reluctant to press

matters to a definite conclusion. From his subsequent action it

appears that he agreed with Jefferson that the treaties were binding,

but he held that the treaty of alliance was purely defensive and that

we were under no obligation to aid France in an offensive war such as

she was then waging. He accordingly issued his now famous proclamation

of neutrality, April, 1793. Of this proclamation W. E. Hall, a leading

English authority on international law, writing one hundred years

later, said: "The policy of the United States in 1793 constitutes an

epoch in the development of the usages of neutrality. There can be no

doubt that it was intended and believed to give effect to the

obligations then incumbent upon neutrals. But it represented by far

the most advanced existing opinions as to what those obligations were;

and in some points it even went farther than authoritative

international custom has up to the present time advanced. In the main,

however, it is identical with the standard of conduct which is now

adopted by the community of nations." Washington's proclamation laid

the real foundations of the American policy of isolation.

The very novelty of the rigid neutrality proclaimed by Washington made

the policy a difficult one to pursue. In the Revolutionary and

Napoleonic wars, which lasted for nearly a quarter of a century, the

United States was the principal neutral. The problems to which this

situation gave rise were so similar to the problems raised during the

early years of the World War that many of the diplomatic notes prepared

by Jefferson and Madison might, with a few changes of names and dates,

be passed off as the correspondence of Wilson and Lansing.

Washington's administration closed with the clouds of the European war

still hanging heavy on the horizon. Under these circumstances he

delivered his famous Farewell Address in which he said:

"The great rule of conduct for us in regard to foreign nations is, in

extending our commercial relations to have with them as little

_political_ connection as possible. So far as we have already formed

engagements let them be fulfilled with perfect good faith. Here let us

stop.

"Europe has a set of primary interests which to us have none or a very

remote relation. Hence she must be engaged in frequent controversies,

the causes of which are essentially foreign to our concerns. Hence,

therefore, it must be unwise in us to implicate ourselves by artificial

ties in the ordinary vicissitudes of her politics or the ordinary

combinations and collisions of her friendships or enmities.

"Our detached and distant situation invites and enables us to pursue a

different course. If we remain one people, under an efficient

government, the period is not far off when we may defy material injury

from external annoyance; when we may take such an attitude as will

cause the neutrality we may at any time resolve upon to be scrupulously

respected; when belligerent nations, under the impossibility of making

acquisitions upon us, will not lightly hazard the giving us

provocation; when we may choose peace or war, as our interest, guided

by justice, shall counsel.

"Why forego the advantages of so peculiar a situation? Why quit our

own to stand upon foreign ground? Why, by interweaving our destiny

with that of any part of Europe, entangle our peace and prosperity in

the toils of European ambitions, rivalship, interest, humor, or caprice?

"It is our true policy to steer clear of permanent alliances with any

portion of the foreign world, so far, I mean, as we are now at liberty

to do it; for let me not be understood as capable of patronizing

infidelity to existing engagements. I hold the maxim no less

applicable to public than to private affairs that honesty is always the

best policy. I repeat, therefore, let those engagements be observed in

their genuine sense. But in my opinion it is unnecessary and would be

unwise to extend them.

"Taking care always to keep ourselves by suitable establishments on a

respectable defensive posture, we may safely trust to temporary

alliances for extraordinary emergencies."

It will be observed that Washington warned his countrymen against

_permanent_ alliances. He expressly said that we might "safely trust

to _temporary_ alliances for extraordinary emergencies." Further than

this many of those who are continually quoting Washington's warning

against alliances not only fail to note the limitations under which the

advice was given, but they also overlook the reasons assigned. In a

succeeding paragraph of the Farewell Address he said:

"With me a predominant motive has been to endeavor to gain time to our

country to settle and mature its yet recent institutions, and to

progress without interruption to that degree of strength and

consistency which is necessary to give it, humanly speaking, the

command of its own fortunes."

The expression "entangling alliances" does not occur in the Farewell

Address, but was given currency by Jefferson. In his first inaugural

address he summed up the principles by which he proposed to regulate

his foreign policy in the following terms: "Peace, commerce, and honest

friendship with all nations, entangling alliances with none."

During the brief interval of peace following the treaty of Amiens in

1801, Napoleon undertook the reëstablishment of French power in Santo

Domingo as the first step in the development of a colonial empire which

he determined upon when he forced Spain to retrocede Louisiana to

France by the secret treaty of San Ildefonso in 1800. Fortunately for

us the ill-fated expedition to Santo Domingo encountered the opposition

of half a million negroes and ultimately fell a prey to the ravages of

yellow fever. As soon as Jefferson heard of the cession of Louisiana

to France, he instructed Livingston, his representative at Paris, to

open negotiations for the purchase of New Orleans and West Florida,

stating that the acquisition of New Orleans by a powerful nation like

France would inevitably lead to friction and conflict. "The day that

France takes possession of New Orleans fixes the sentence which is to

restrain her forever within her low water mark. It seals the union of

two nations who in conjunction can maintain exclusive possession of the

ocean. From that moment we must marry ourselves to the British fleet

and nation. We must turn all our attentions to a maritime force, for

which our resources place us on very high grounds: and having formed

and cemented together a power which may render reinforcement of her

settlements here impossible to France, make the first cannon, which

shall be fired in Europe the signal for tearing up any settlement she

may have made, and for holding the two continents of America in

sequestration for the common purposes of the united British and

American nations. This is not a state of things we seek or desire. It

is one which this measure, if adopted by France, forces on us, as

necessarily as any other cause, by the laws of nature, brings on its

necessary effect."

Monroe was later sent to Paris to support Livingston and he was

instructed, in case there was no prospect of a favorable termination of

the negotiations, to avoid a rupture until the spring and "in the

meantime enter into conferences with the British Government, through

their ambassador at Paris, to fix principles of alliance, and leave us

in peace until Congress meets." Jefferson had already informed the

British minister at Washington that if France should, by closing the

mouth of the Mississippi, force the United States to war, "they would

throw away the scabbard." Monroe and Livingston were now instructed,

in case they should become convinced that France meditated hostilities

against the United States, to negotiate an alliance with England and to

stipulate that neither party should make peace or truce without the

consent of the other. Thus notwithstanding his French proclivities and

his warning against "entangling alliances," the author of the immortal

Declaration of Independence was ready and willing in this emergency to

form an alliance with England. The unexpected cession of the entire

province of Louisiana to the United States made the contemplated

alliance with England unnecessary.

The United States was no more successful in its effort to remain

neutral during the Napoleonic wars than it was during the late war,

though the slow means of communication a hundred years ago caused the

struggle for neutral rights to be drawn out for a much longer period of

time. Neither England nor France regarded us as having any rights

which they were bound to respect, and American commerce was fairly

bombarded by French decrees and British orders in council. There was

really not much more reason why we should have fought England than

France, but as England's naval supremacy enabled her to interfere more

effectually with our commerce on the sea and as this interference was

accompanied by the practice of impressing American sailors into the

British service, we finally declared war against her. No effort was

made, however, to form an alliance or even to coöperate with Napoleon.

The United States fought the War of 1812 without allies, and while we

gained a number of single-ship actions and notable victories on Lake

Erie and Lake Champlain, we failed utterly in two campaigns to occupy

Canada, and the final result of the conflict was that our national

capitol was burned and our commerce absolutely swept from the seas.

Jackson's victory at New Orleans, while gratifying to our pride, took

place two weeks after the treaty of Ghent had been signed and had,

consequently, no effect on the outcome of the war.

II

FORMULATION OF THE MONROE DOCTRINE

The international situation which gave rise to the Monroe Doctrine was

the most unusual in some respects that modern history records. The

European alliance which had been organized in 1813 for the purpose of

bringing about the overthrow of Napoleon continued to dominate the

affairs of Europe until 1823. This alliance, which met at the Congress

of Vienna in 1815 and held later meetings at Aix-la-Chapelle in 1818,

at Troppau in 1820, at Laybach in 1821, and at Verona in 1822,

undertook to legislate for all Europe and was the nearest approach to a

world government that had ever been tried. While this alliance

publicly proclaimed that it had no other object than the maintenance of

peace and that the repose of the world was its motive and its end, its

real object was to uphold absolute monarchy and to suppress every

attempt at the establishment of representative government. As long as

England remained in the alliance her statesmen exercised a restraining

influence, for England was the only one of the allies which professed

to have a representative system of government. As Castlereagh was

setting out for the meeting at Aix-la-Chapelle Lord Liverpool, who was

then prime minister, warned him that, "The Russian must be made to feel

that we have a parliament and a public, to which we are responsible,

and that we cannot permit ourselves to be drawn into views of policy

which are wholly incompatible with the spirit of our government."

The reactionary spirit of the continental members of the alliance was

soon thoroughly aroused by the series of revolutions that followed one

another in 1820. In March the Spanish army turned against the

government of Ferdinand VII and demanded the restoration of the

constitution of 1812. The action of the army was everywhere approved

and sustained by the people and the king was forced to proclaim the

constitution and to promise to uphold it. The Spanish revolution was

followed in July by a constitutional movement in Naples, and in August

by a similar movement in Portugal; while the next year witnessed the

outbreak of the Greek struggle for independence. Thus in all three of

the peninsulas of Southern Europe the people were struggling for the

right of self-government. The great powers at once took alarm at the

rapid spread of revolutionary ideas and proceeded to adopt measures for

the suppression of the movements to which these ideas gave rise. At

Troppau and Laybach measures were taken for the suppression of the

revolutionary movements in Italy. An Austrian army entered Naples in

March, 1821, overthrew the constitutional government that had been

inaugurated, and restored Ferdinand II to absolute power. The

revolution which had broken out in Piedmont was also suppressed by a

detachment of the Austrian army. England held aloof from all

participation in the conferences at Troppau and Laybach, though her

ambassador to Austria was present to watch the proceedings.

The next meeting of the allied powers was arranged for October, 1822,

at Verona. Here the affairs of Greece, Italy, and in particular Spain

came up for consideration. At this congress all five powers of the

alliance were represented. France was especially concerned about the

condition of affairs in Spain, and England sent Wellington out of

self-defense. The Congress of Verona was devoted largely to a

discussion of Spanish affairs. Wellington had been instructed to use

all his influence against the adoption of measures of intervention in

Spain. When he found that the other powers were bent upon this step

and that his protest would be unheeded, he withdrew from the congress.

The four remaining powers signed the secret treaty of Verona, November

22, 1822, as a revision, so they declared in the preamble, of the

Treaty of the Holy Alliance, which had been signed at Paris in 1815 by

Austria, Russia, and Prussia. This last mentioned treaty sprang from

the erratic brain of the Czar Alexander under the influence of Baroness

Krüdener, and is one of the most remarkable political documents extant.

No one had taken it seriously except the Czar himself and it had been

without influence upon the politics of Europe. The text of the treaty

of Verona was never officially published, but the following articles

soon appeared in the press of Europe and America:

"Article I.--The high contracting powers being convinced that the

system of representative government is equally as incompatible with the

monarchical principles as the maxim of the sovereignty of the people

with the divine right, engage mutually, in the most solemn manner, to

use all their efforts to put an end to the system of representative

governments, in whatever country it may exist in Europe, and to prevent

its being introduced in those countries where it is not yet known.

"Article II.--As it cannot be doubted that the liberty of the press is

the most powerful means used by the pretended supporters of the rights

of nations, to the detriment of those of Princes, the high contracting

parties promise reciprocally to adopt all proper measures to suppress

it, not only in their own states, but, also, in the rest of Europe.

"Article III.--Convinced that the principles of religion contribute

most powerfully to keep nations in the state of passive obedience which

they owe to their Princes, the high contracting parties declare it to

be their intention to sustain, in their respective states, those

measures which the clergy may adopt, with the aim of ameliorating their

own interests, so intimately connected with the preservation of the

authority of Princes; and the contracting powers join in offering their

thanks to the Pope, for what he has already done for them, and solicit

his constant coöperation in their views of submitting the nations.

"Article IV.--The situation of Spain and Portugal unite unhappily all

the circumstances to which this treaty has particular reference. The

high contracting parties, in confiding to France the care of putting an

end to them, engage to assist her in the manner which may the least

compromise them with their own people and the people of France, by

means of a subsidy on the part of the two empires, of twenty millions

of francs every year, from the date of the signature of this treaty to

the end of the war."

Such was the code of despotism which the continental powers adopted for

Europe and which they later proposed to extend to America. It was an

attempt to make the world safe for autocracy. Wellington's protest at

Verona marked the final withdrawal of England from the alliance which

had overthrown Napoleon and naturally inclined her toward a

rapprochement with the United States. The aim of the Holy Allies, as

the remaining members of the alliance now called themselves, was to

undo the work of the Revolution and of Napoleon and to restore all the

peoples of Europe to the absolute sway of their legitimate sovereigns.

After the overthrow of the constitutional movements in Piedmont,

Naples, and Spain, absolutism reigned supreme once more in western

Europe, but the Holy Allies felt that their task was not completed so

long as Spain's revolted colonies in America remained unsubjugated.

These colonies had drifted into practical independence while Napoleon's

brother Joseph was on the throne of Spain. Nelson's great victory at

Trafalgar had left England supreme on the seas and neither Napoleon nor

Joseph had been able to establish any control over Spain's American

colonies. When Ferdinand was restored to his throne in 1814, he

unwisely undertook to refasten on his colonies the yoke of the old

colonial system and to break up the commerce which had grown up with

England and with the United States. The different colonies soon

proclaimed their independence and the wars of liberation ensued. By

1822 it was evident that Spain unassisted could never resubjugate them,

and the United States after mature deliberation recognized the new

republics and established diplomatic intercourse with them. England,

although enjoying the full benefits of trade with the late colonies of

Spain, still hesitated out of regard for the mother country to take the

final step of recognition.

In the late summer of 1823 circular letters were issued inviting the

powers to a conference at Paris to consider the Spanish-American

question. George Canning, the British foreign secretary, at once

called into conference Richard Rush, the American minister, and

proposed joint action against the schemes of the Holy Alliance. Rush

replied that he was not authorized to enter into such an agreement, but

that he would communicate the proposal at once to his government. As

soon as Rush's dispatch was received President Monroe realized fully

the magnitude of the issue presented by the proposal of an

Anglo-American alliance. Before submitting the matter to his cabinet

he transmitted copies of Rush's dispatch to ex-Presidents Jefferson and

Madison and the following interesting correspondence took place. In

his letter to Jefferson of October 17th, the President said:

"I transmit to you two despatches, which were receiv'd from Mr. Rush,

while I was lately in Washington, which involve interests of the

highest importance. They contain two letters from Mr. Canning,

suggesting designs of the holy alliance, against the Independence of

So. America, & proposing a co-operation, between G. Britain & the U

States, in support of it, against the members of that alliance. The

project aims, in the first instance, at a mere expression of opinion,

somewhat in the abstract, but which, it is expected by Mr. Canning,

will have a great political effect, by defeating the combination. By

Mr. Rush's answers, which are also enclosed, you will see the light in

which he views the subject, & the extent to which he may have gone.

Many important considerations are involved in this proposition. 1st

Shall we entangle ourselves, at all, in European politicks, & wars, on

the side of any power, against others, presuming that a concert, by

agreement, of the kind proposed, may lead to that result? 2d If a case

can exist in which a sound maxim may, & ought to be departed from, is

not the present instance, precisely that case? 3d Has not the epoch

arriv'd when G. Britain must take her stand, either on the side of the

monarchs of Europe, or of the U States, & in consequence, either in

favor of Despotism or of liberty & may it not be presum'd that, aware

of that necessity, her government has seiz'd on the present occurrence,

as that, which it deems, the most suitable, to announce & mark the

commenc'ment of that career?

"My own impression is that we ought to meet the proposal of the British

govt. & to make it known, that we would view an interference on the

part of the European powers, and especially an attack on the Colonies,

by them, as an attack on ourselves, presuming that, if they succeeded

with them, they would extend it to us. I am sensible however of the

extent & difficulty of the question, & shall be happy to have yours, &

Mr. Madison's opinions on it."

Jefferson's reply dated Monticello, October 24th, displays not only a

profound insight into the international situation, but a wide vision of

the possibilities involved. He said:

"The question presented by the letters you have sent me, is the most

momentous which has ever been offered to my contemplation since that of

Independence. That made us a nation, this sets our compass and points

the course which we are to steer through the ocean of time opening on

us. And never could we embark on it under circumstances more

auspicious. Our first and fundamental maxim should be, never to

entangle ourselves in the broils of Europe. Our second, never to

suffer Europe to intermeddle with cis-Atlantic affairs. America, North

and South, has a set of interests distinct from those of Europe, and

peculiarly her own. She should therefore have a system of her own,

separate and apart from that of Europe. While the last is laboring to

become the domicil of despotism, our endeavor should surely be, to make

our hemisphere that of freedom. One nation, most of all, could disturb

us in this pursuit; she now offers to lead, aid, and accompany us in

it. By acceding to her proposition, we detach her from the bands,

bring her mighty weight into the scale of free government, and

emancipate a continent at one stroke, which might otherwise linger long

in doubt and difficulty. Great Britain is the nation which can do us

the most harm of any one, or all on earth; and with her on our side we

need not fear the whole world. With her then, we should most

sedulously cherish a cordial friendship; and nothing would tend more to

knit our affections than to be fighting once more, side by side, in the

same cause. Not that I would purchase even her amity at the price of

taking part in her wars. But the war in which the present proposition

might engage us, should that be its consequence, is not her war, but

ours. Its object is to introduce and establish the American system, of

keeping out of our land all foreign powers, of never permitting those

of Europe to intermeddle with the affairs of our nations. It is to

maintain our own principle, not to depart from it. And if, to

facilitate this, we can effect a division in the body of the European

powers, and draw over to our side its most powerful member, surely we

should do it. But I am clearly of Mr. Canning's opinion, that it will

prevent instead of provoking war. With Great Britain withdrawn from

their scale and shifted into that of our two continents, all Europe

combined would not undertake such a war. For how would they propose to

get at either enemy without superior fleets? Nor is the occasion to be

slighted which this proposition offers, of declaring our protest

against the atrocious violations of the rights of nations, by the

interference of any one in the internal affairs of another, so

flagitiously begun by Bonaparte, and now continued by the equally

lawless Alliance, calling itself Holy."

Madison not only agreed with Jefferson as to the wisdom of accepting

the British proposal of some form of joint action, but he went even

further and suggested that the declaration should not be limited to the

American republics, but that it should express disapproval of the late

invasion of Spain and of any interference with the Greeks who were then

struggling for independence from Turkey. Monroe, it appears, was

strongly inclined to act on Madison's suggestion, but his cabinet took

a different view of the situation. From the diary of John Quincy

Adams, Monroe's secretary of state, it appears that almost the whole of

November was taken up by cabinet discussions on Canning's proposals and

on Russia's aggressions in the northwest. Adams stoutly opposed any

alliance or joint declaration with Great Britain. The composition of

the President's message remained in doubt until the 27th, when the more

conservative views of Adams were, according to his own statement of the

case, adopted. He advocated an independent course of action on the

part of the United States, without direct reference to Canning's

proposals, though substantially in accord with them. Adams defined his

position as follows: "The ground that I wish to take is that of earnest

remonstrance against the interference of the European powers by force

with South America, but to disclaim all interference on our part with

Europe; to make an American cause and adhere inflexibly to that."

Adams's dissent from Monroe's position was, it is claimed, due partly

to the influence of Clay who advocated a Pan-American system, partly to

the fact that the proposed coöperation with Great Britain would bind

the United States not to acquire some of the coveted parts of the

Spanish possessions, and partly to the fear that the United States as

the ally of Great Britain would be compelled to play a secondary part.

He probably carried his point by showing that the same ends could be

accomplished by an independent declaration, since it was evident that

the sea power of Great Britain would be used to prevent the reconquest

of South America by the European powers. Monroe, as we have seen,

thought that the exigencies of the situation justified a departure from

the sound maxim of political isolation, and in this opinion he was

supported by his two predecessors in the presidency.

The opinions of Monroe, Jefferson, and Madison in favor of an alliance

with Great Britain and a broad declaration against the intervention of

the great powers in the affairs of weaker states in any part of the

world, have been severely criticised by some historians and ridiculed

by others, but time and circumstances often bring about a complete

change in our point of view. After the beginning of the great world

conflict, especially after our entrance into it, several writers raised

the question as to whether, after all, the three elder statesmen were

not right and Adams and Clay wrong. If the United States and England

had come out in favor of a general declaration against intervention in

the concerns of small states and established it as a world-wide

principle, the course of human history during the next century might

have been very different, but Adams's diary does not tell the whole

story. On his own statement of the case he might be justly censured by

posterity for persuading the president to take a narrow American view

of a question which was world-wide in its bearing. An important

element in the situation, however, was Canning's change of attitude

between the time of his conference with Rush in August and the

formulation of the president's message. Two days after the delivery of

his now famous message Monroe wrote to Jefferson in explanation of the

form the declaration had taken: "Mr. Canning's zeal has much abated of

late." It appears from Rush's correspondence that the only thing which

stood in the way of joint action by the two powers was Canning's

unwillingness to extend immediate recognition to the South American

republics. On August 27th, Rush stated to Canning that it would

greatly facilitate joint action if England would acknowledge at once

the full independence of the South American colonies. In communicating

the account of this interview to his government Mr. Rush concluded:

"Should I be asked by Mr. Canning, whether, in case the recognition be

made by Great Britain without more delay, I am on my part prepared to

make a declaration, in the name of my government, that it will not

remain inactive under an attack upon the independence of those states

by the Holy Alliance, the present determination of my judgment is that

I will make such a declaration explicitly, and avow it before the

world." About three weeks later Canning, who was growing restless at

the delay in hearing from Washington, again urged Rush to act without

waiting for specific instructions from his government. He tried to

show that the proposed joint declaration would not conflict with the

American policy of avoiding entangling alliances, for the question at

issue was American as much as European, if not more. Rush then

indicated his willingness to act provided England would "immediately

and unequivocally acknowledge the independence of the new states."

Canning did not care to extend full recognition to the South American

states until he could do so without giving unnecessary offense to Spain

and the allies, and he asked if Mr. Rush could not give his assent to

the proposal on a promise of future recognition. Mr. Rush refused to

accede to anything but immediate acknowledgment of independence and so

the matter ended.

As Canning could not come to a formal understanding with the United

States, he determined to make a frank avowal of the views of the

British cabinet to France and to this end he had an interview with

Prince Polignac, the French ambassador at London, October 9, 1823, in

which he declared that Great Britain had no desire to hasten

recognition, but that any foreign interference, by force, or by menace,

would be a motive for immediate recognition; that England "could not go

into a joint deliberation upon the subject of Spanish America upon an

equal footing with other powers, whose opinions were less formed upon

that question." This declaration drew from Polignac the admission that

he considered the reduction of the colonies by Spain as hopeless and

that France "abjured in any case, any design of acting against the

colonies by force of arms." This admission was a distinct victory for

Canning, in that it prepared the way for ultimate recognition by

England, and an account of the interview was communicated without delay

to the allied courts. The interview was not communicated to Rush until

the latter part of November, and therefore had no influence upon the

formation of Monroe's message.

The Monroe Doctrine is comprised in two widely separated paragraphs

that occur in the message of December 2, 1823. The first, relating to

Russia's encroachments on the northwest coast, and occurring near the

beginning of the message, was an assertion to the effect that the

American continents had assumed an independent condition and were no

longer open to European colonization. This may be regarded as a

statement of fact. No part of the continent at that time remained

unclaimed. The second paragraph, relating to Spanish America and

occurring near the close of the message, was a declaration against the

extension to the American continents of the system of intervention

adopted by the Holy Alliance for the suppression of popular government

in Europe.

The language used by President Monroe is as follows:

1. "At the proposal of the Russian Imperial Government, made through

the minister of the Emperor residing here, a full power and

instructions have been transmitted to the minister of the United States

at St. Petersburg to arrange by amicable negotiation the respective

rights and interests of the two nations on the north-west coast of this

continent. A similar proposal had been made by His Imperial Majesty to

the Government of Great Britain, which has likewise been acceded to.

The Government of the United States has been desirous by this friendly

proceeding of manifesting the great value which they have invariably

attached to the friendship of the Emperor and their solicitude to

cultivate the best understanding with his Government. In the

discussions to which this interest has given rise and in the

arrangements by which they may terminate the occasion has been judged

proper for asserting, as a principle in which the rights and interests

of the United States are involved, that the American continents, by the

free and independent condition which they have assumed and maintain,

are henceforth not to be considered as subjects for future colonization

by any European powers."

2. "In the wars of the European powers in matters relating to

themselves we have never taken any part, nor does it comport with our

policy so to do. It is only when our rights are invaded or seriously

menaced that we resent injuries or make preparation for our defense.

With the movements in this hemisphere we are of necessity more

immediately connected, and by causes which must be obvious to all

enlightened and impartial observers. The political system of the

allied powers is essentially different in this respect from that of

America. This difference proceeds from that which exists in their

respective Governments; and to the defense of our own, which has been

achieved by the loss of so much blood and treasure, and matured by the

wisdom of their most enlightened citizens, and under which we have

enjoyed unexampled felicity, this whole nation is devoted. We owe it,

therefore, to candor and to the amicable relations existing between the

United States and those powers to declare that we should consider any

attempt on their part to extend their system to any portion of this

hemisphere as dangerous to our peace and safety. With the existing

colonies or dependencies of any European power we have not interfered

and shall not interfere. But with the Governments who have declared

their independence and maintained it, and whose independence we have,

on great consideration and on just principles, acknowledged, we could

not view any interposition for the purpose of oppressing them, or

controlling in any other manner their destiny, by any European power in

any other light than as the manifestation of an unfriendly disposition

toward the United States."

The message made a profound impression on the world, all the more

profound for the fact that Canning's interview with Polignac was known

only to the chancelleries of Europe. To the public at large it

appeared that the United States was blazing the way for democracy and

liberty and that Canning was holding back through fear of giving

offense to the allies. The governments of Europe realized only too

well that Monroe's declaration would be backed by the British navy, and

all thought of intervention in Latin America was therefore abandoned.

A few months later England formally recognized the independence of the

Spanish-American republics, and Canning made his famous boast on the

floor of the House of Commons. In a speech delivered December 12,

1826, in defense of his position in not having arrested the French

invasion of Spain, he said: "I looked another way--I sought for

compensation in another hemisphere. Contemplating Spain, such as our

ancestors had known her, I resolved that, if France had Spain, it

should not be Spain _with the Indies_. I called the New World into

existence to redress the balance of the Old."

III

THE MONROE DOCTRINE AND THE EUROPEAN BALANCE OF POWER

President Monroe said in effect that the western hemisphere must be

made safe for democracy. It was reserved for our own generation and

for President Wilson to extend the declaration and to say that the

world must be made safe for democracy. President Monroe announced that

we would uphold international law and republican government in this

hemisphere, and as _quid pro quo_ he announced that it was the settled

policy of the United States to refrain from all interference in the

internal affairs of European states. He based his declaration,

therefore, not mainly on right and justice, but on the doctrine of the

separation of the European and American spheres of politics. The

Monroe Doctrine and the policy of isolation thus became linked together

in the public mind as compensating policies, neither one of which could

stand without the other. Even Secretary Olney as late as 1895 declared

that "American non-intervention in Europe implied European

non-intervention in America." It is not strange, therefore, that the

public at large should regard the policy of isolation as the sole

justification for the Monroe Doctrine. There is, however, neither

logic nor justice in basing our right to uphold law and freedom in this

hemisphere on our promise not to interfere with the violation of law

and humanity in Europe. The real difficulty is that the Monroe

Doctrine as interpreted in recent years has developed certain

imperialistic tendencies and that the imperialistic implications of the

policy resemble too closely the imperialistic aims of the European

powers.

For three quarters of a century after Monroe's declaration the policy

of isolation was more rigidly adhered to than ever, the principal

departure from it being the signature and ratification of the

Clayton-Bulwer Treaty in 1850. By the terms of this treaty we

recognized a joint British interest in any canal that might be built

through the isthmus connecting North and South America, undertook to

establish the general neutralization of such canal, and agreed to

invite other powers, European and American, to unite in protecting the

same. Owing to differences that soon arose between the United States

and England as to the interpretation of the treaty, the clause

providing for the adherence of other powers was never carried out.

For nearly a hundred years we have successfully upheld the Monroe

Doctrine without a resort to force. The policy has never been

favorably regarded by the powers of continental Europe. Bismarck

described it as "an international impertinence." In recent years it

has stirred up rather intense opposition in certain parts of Latin

America. Until recently no American writers appear to have considered

the real nature of the sanction on which the doctrine rested. How is

it that without an army and until recent years without a navy of any

size we have been able to uphold a policy which has been described as

an impertinence to Latin America and a standing defiance to Europe?

Americans generally seem to think that the Monroe Doctrine has in it an

inherent sanctity which prevents other nations from violating it. In

view of the general disregard of sanctities, inherent or acquired,

during the early stages of the late war, this explanation will not hold

good and some other must be sought. Americans have been so little

concerned with international affairs that they have failed to see any

connection between the Monroe Doctrine and the balance of power in

Europe. The existence of a European balance of power is the only

explanation of our having been able to uphold the Monroe Doctrine for

so long a time without a resort to force. Some one or more of the

European powers would long ago have stepped in and called our bluff,

that is, forced us to repudiate the Monroe Doctrine or fight for it,

had it not been for the well-grounded fear that as soon as they became

engaged with us some other European power would attack them in the

rear. A few illustrations will be sufficient to establish this thesis.

From Isolation to Leadership, Revised A Review of American Foreign Policy · 第 1 / 13 段