The fourth of the fundamental articles of the Confederation was as

follows: "The free inhabitants of each of these States, paupers,

vagabonds, and fugitives from justice, excepted, shall be entitled to

all the privileges and immunities of free citizens in the several

States."

The fact that free persons of color were citizens of some of the

several States, and the consequence, that this fourth article of the

Confederation would have the effect to confer on such persons the

privileges and immunities of general citizenship, were not only known

to those who framed and adopted those articles, but the evidence is

decisive, that the fourth article was intended to have that effect,

and that more restricted language, which would have excluded such

persons, was deliberately and purposely rejected.

On the 25th of June, 1778, the Articles of Confederation being under

consideration by the Congress, the delegates from South Carolina moved

to amend this fourth article, by inserting after the word "free," and

before the word "inhabitants," the word "white," so that the

privileges and immunities of general citizenship would be secured only

to white persons. Two States voted for the amendment, eight States

against it, and the vote of one State was divided. The language of the

article stood unchanged, and both by its terms of inclusion, "free

inhabitants," and the strong implication from its terms of exclusion,

"paupers, vagabonds, and fugitives from justice," who alone were

excepted, it is clear, that under the Confederation, and at the time

of the adoption of the Constitution, free colored persons of African

descent might be, and, by reason of their citizenship in certain

States, were entitled to the privileges and immunities of general

citizenship of the United States.

Did the Constitution of the United States deprive them or their

descendants of citizenship?

That Constitution was ordained and established by the people of the

United States, through the action, in each State, of those persons who

were qualified by its laws to act thereon, in behalf of themselves and

all other citizens of that State. In some of the States, as we have

seen, colored persons were among those qualified by law to act on this

subject. These colored persons were not only included in the body of

"the people of the United States," by whom the Constitution was

ordained and established, but in at least five of the States they had

the power to act, and doubtless did act, by their suffrages, upon the

question of its adoption. It would be strange, if we were to find in

that instrument anything which deprived of their citizenship any part

of the people of the United States who were among those by whom it was

established.

I can find nothing in the Constitution which, _proprio vigore_,

deprives of their citizenship any class of persons who were citizens

of the United States at the time of its adoption, or who should be

native-born citizens of any State after its adoption; nor any power

enabling Congress to disfranchise persons born on the soil of any

State, and entitled to citizenship of such State by its Constitution

and laws. And my opinion is, that, under the Constitution of the

United States, every free person born on the soil of a State, who is a

citizen of that State by force of its Constitution or laws, is also a

citizen of the United States.

I will proceed to state the grounds of that opinion.

The first section of the second article of the Constitution uses the

language, "a natural-born citizen." It thus assumes that citizenship

may be acquired by birth. Undoubtedly, this language of the

Constitution was used in reference to that principle of public law,

well understood in this country at the time of the adoption of the

Constitution, which referred citizenship to the place of birth. At the

Declaration of Independence, and ever since, the received general

doctrine has been, in conformity with the common law, that free

persons born within either of the colonies were subjects of the King;

that by the Declaration of Independence, and the consequent

acquisition of sovereignty by the several States, all such persons

ceased to be subjects, and became citizens of the several States,

except so far as some of them were disfranchised by the legislative

power of the States, or availed themselves, seasonably, of the right

to adhere to the British Crown in the civil contest, and thus to

continue British subjects (McIlvain _v._ Coxe's Lessee, 4 Cranch, 209;

Inglis _v._ Sailors' Snug Harbor, 3 Peters, p. 99; Shanks _v._ Dupont,

Ibid, p. 242.)

The Constitution having recognised the rule that persons born within

the several States are citizens of the United States, one of four

things must be true:

_First._ That the Constitution itself has described what native-born

persons shall or shall not be citizens of the United States; or,

_Second._ That it has empowered Congress to do so; or,

_Third._ That all free persons, born within the several States, are

citizens of the United States; or,

_Fourth._ That it is left to each State to determine what free

persons, born within its limits, shall be citizens of such State, and

_thereby_ be citizens of the United States.

If there be such a thing as citizenship of the United States acquired

by birth within the States, which the Constitution expressly

recognises, and no one denies, then these four alternatives embrace

the entire subject, and it only remains to select that one which is

true.

That the Constitution itself has defined citizenship of the United

States by declaring what persons, born within the several States,

shall or shall not be citizens of the United States, will not be

pretended. It contains no such declaration. We may dismiss the first

alternative, as without doubt unfounded.

Has it empowered Congress to enact what free persons, born within the

several States, shall or shall not be citizens of the United States?

Before examining the various provisions of the Constitution which may

relate to this question, it is important to consider for a moment the

substantial nature of this inquiry. It is, in effect, whether the

Constitution has empowered Congress to create privileged classes

within the States, who alone can be entitled to the franchises and

powers of citizenship of the United States. If it be admitted that the

Constitution has enabled Congress to declare what free persons, born

within the several States, shall be citizens of the United States, it

must at the same time be admitted that it is an unlimited power. If

this subject is within the control of Congress, it must depend wholly

on its discretion. For, certainly, no limits of that discretion can be

found in the Constitution, which is wholly silent concerning it; and

the necessary consequence is, that the Federal Government may select

classes of persons within the several States who alone can be entitled

to the political privileges of citizenship of the United States. If

this power exists, what persons born within the States may be

President or Vice President of the United States, or members of

either House of Congress, or hold any office or enjoy any privilege

whereof citizenship of the United States is a necessary qualification,

must depend solely on the will of Congress. By virtue of it, though

Congress can grant no title of nobility, they may create an oligarchy,

in whose hands would be concentrated the entire power of the Federal

Government.

It is a substantive power, distinct in its nature from all others;

capable of affecting not only the relations of the States to the

General Government, but of controlling the political condition of the

people of the United States. Certainly we ought to find this power

granted by the Constitution, at least by some necessary inference,

before we can say it does not remain to the States or the people. I

proceed therefore to examine all the provisions of the Constitution

which may have some bearing on this subject.

Among the powers expressly granted to Congress is "the power to

establish a uniform rule of naturalization." It is not doubted that

this is a power to prescribe a rule for the removal of the

disabilities consequent on foreign birth. To hold that it extends

further than this, would do violence to the meaning of the term

naturalization, fixed in the common law, (Co. Lit., 8 a, 129 a; 2

Ves., sen., 286; 2 Bl. Com., 293,) and in the minds of those who

concurred in framing and adopting the Constitution. It was in this

sense of conferring on an alien and his issue the rights and powers of

a native-born citizen, that it was employed in the Declaration of

Independence. It was in this sense it was expounded in the Federalist,

(No. 42,) has been understood by Congress, by the Judiciary, (2

Wheat., 259, 269; 3 Wash. R., 313, 322; 12 Wheat., 277,) and by

commentators on the Constitution. (3 Story's Com. on Con., 1-3; 1

Rawle on Con., 84-88; 1 Tucker's Bl. Com. App., 255-259.)

It appears, then, that the only power expressly granted to Congress to

legislate concerning citizenship, is confined to the removal of the

disabilities of foreign birth.

Whether there be anything in the Constitution from which a broader

power may be implied, will best be seen when we come to examine the

two other alternatives, which are, whether all free persons, born on

the soil of the several States, or only such of them as may be

citizens of each State, respectively, are thereby citizens of the

United States. The last of these alternatives, in my judgment,

contains the truth.

Undoubtedly, as has already been said, it is a principle of public

law, recognised by the Constitution itself, that birth on the soil of

a country both creates the duties and confers the rights of

citizenship. But it must be remembered, that though the Constitution

was to form a Government, and under it the United States of America

were to be one united sovereign nation, to which loyalty and obedience

on the one side, and from which protection and privileges on the

other, would be due, yet the several sovereign States, whose people

were then citizens, were not only to continue in existence, but with

powers unimpaired, except so far as they were granted by the people to

the National Government.

Among the powers unquestionably possessed by the several States, was

that of determining what persons should and what persons should not be

citizens. It was practicable to confer on the Government of the Union

this entire power. It embraced what may, well enough for the purpose

now in view, be divided into three parts. _First_: The power to remove

the disabilities of alienage, either by special acts in reference to

each individual case, or by establishing a rule of naturalization to

be administered and applied by the courts. _Second_: Determining what

persons should enjoy the privileges of citizenship, in respect to the

internal affairs of the several States. _Third_: What native-born

persons should be citizens of the United States.

The first-named power, that of establishing a uniform rule of

naturalization, was granted; and here the grant, according to its

terms, stopped. Construing a Constitution containing only limited and

defined powers of government, the argument derived from this definite

and restricted power to establish a rule of naturalization, must be

admitted to be exceedingly strong. I do not say it is necessarily

decisive. It might be controlled by other parts of the Constitution.

But when this particular subject of citizenship was under

consideration, and, in the clause specially intended to define the

extent of power concerning it, we find a particular part of this

entire power separated from the residue, and conferred on the General

Government, there arises a strong presumption that this is all which

is granted, and that the residue is left to the States and to the

people. And this presumption is, in my opinion, converted into a

certainty, by an examination of all such other clauses of the

Constitution as touch this subject.

I will examine each which can have any possible bearing on this

question.

The first clause of the second section of the third article of the

Constitution is, "The judicial power shall extend to controversies

between a State and citizens of another State; between citizens of

different States; between citizens of the same State, claiming lands

under grants of different States; and between States, or the citizens

thereof, and foreign States, citizens, or subjects." I do not think

this clause has any considerable bearing upon the particular inquiry

now under consideration. Its purpose was, to extend the judicial power

to those controversies into which local feelings or interests might so

enter as to disturb the course of justice, or give rise to suspicions

that they had done so, and thus possibly give occasion to jealousy or

ill will between different States, or a particular State and a foreign

nation. At the same time, I would remark, in passing, that it has

never been held, I do not know that it has ever been supposed, that

any citizen of a State could bring himself under this clause and the

eleventh and twelfth sections of the judiciary act of 1789, passed in

pursuance of it, who was not a citizen of the United States. But I

have referred to the clause, only because it is one of the places

where citizenship is mentioned by the Constitution. Whether it is

entitled to any weight in this inquiry or not, it refers only to

citizenship of the several States; it recognises that; but it does not

recognise citizenship of the United States as something distinct

therefrom.

As has been said, the purpose of this clause did not necessarily

connect it with citizenship of the United States, even if that were

something distinct from citizenship of the several States, in the

contemplation of the Constitution. This cannot be said of other

clauses of the Constitution, which I now proceed to refer to.

"The citizens of each State shall be entitled to all the privileges

and immunities of citizens of the several States." Nowhere else in the

Constitution is there anything concerning a general citizenship; but

here, privileges and immunities to be enjoyed throughout the United

States, under and by force of the national compact, are granted and

secured. In selecting those who are to enjoy these national rights of

citizenship, how are they described? As citizens of each State. It is

to them these national rights are secured. The qualification for them

is not to be looked for in any provision of the Constitution or laws

of the United States. They are to be citizens of the several States,

and, as such, the privileges and immunities of general citizenship,

derived from and guarantied by the Constitution, are to be enjoyed by

them. It would seem that if it had been intended to constitute a class

of native-born persons within the States, who should derive their

citizenship of the United States from the action of the Federal

Government, this was an occasion for referring to them. It cannot be

supposed that it was the purpose of this article to confer the

privileges and immunities of citizens in all the States upon persons

not citizens of the United States.

And if it was intended to secure these rights only to citizens of the

United States, how has the Constitution here described such persons?

Simply as citizens of each State.

But, further: though, as I shall presently more fully state, I do not

think the enjoyment of the elective franchise essential to

citizenship, there can be no doubt it is one of the chiefest

attributes of citizenship under the American Constitutions; and the

just and constitutional possession of this right is decisive evidence

of citizenship. The provisions made by a Constitution on this subject

must therefore be looked to as bearing directly on the question what

persons are citizens under that Constitution; and as being decisive,

to this extent, that all such persons as are allowed by the

Constitution to exercise the elective franchise, and thus to

participate in the Government of the United States, must be deemed

citizens of the United States.

Here, again, the consideration presses itself upon us, that if there

was designed to be a particular class of native-born persons within

the States, deriving their citizenship from the Constitution and laws

of the United States, they should at least have been referred to as

those by whom the President and House of Representatives were to be

elected, and to whom they should be responsible.

Instead of that, we again find this subject referred to the laws of

the several States. The electors of President are to be appointed in

such manner as the Legislature of each State may direct, and the

qualifications of electors of members of the House of Representatives

shall be the same as for electors of the most numerous branch of the

State Legislature.

Laying aside, then, the case of aliens, concerning which the

Constitution of the United States has provided, and confining our view

to free persons born within the several States, we find that the

Constitution has recognised the general principle of public law, that

allegiance and citizenship depend on the place of birth; that it has

not attempted practically to apply this principle by designating the

particular classes of persons who should or should not come under it;

that when we turn to the Constitution for an answer to the question,

what free persons, born within the several States, are citizens of the

United States, the only answer we can receive from any of its express

provisions is, the citizens of the several States are to enjoy the

privileges and immunities of citizens in every State, and their

franchise as electors under the Constitution depends on their

citizenship in the several States. Add to this, that the Constitution

was ordained by the citizens of the several States; that they were

"the people of the United States," for whom and whose posterity the

Government was declared in the preamble of the Constitution to be

made; that each of them was "a citizen of the United States at the

time of the adoption of the Constitution," within the meaning of those

words in that instrument; that by them the Government was to be and

was in fact organized; and that no power is conferred on the

Government of the Union to discriminate between them, or to

disfranchise any of them--the necessary conclusion is, that those

persons born within the several States, who, by force of their

respective Constitutions and laws, are citizens of the State, are

thereby citizens of the United States.

It may be proper here to notice some supposed objections to this view

of the subject.

It has been often asserted that the Constitution was made exclusively

by and for the white race. It has already been shown that in five of

the thirteen original States, colored persons then possessed the

elective franchise, and were among those by whom the Constitution was

ordained and established. If so, it is not true, in point of fact,

that the Constitution was made exclusively by the white race. And that

it was made exclusively for the white race is, in my opinion, not only

an assumption not warranted by anything in the Constitution, but

contradicted by its opening declaration, that it was ordained and

established, by the people of the United States, for themselves and

their posterity. And as free colored persons were then citizens of at

least five States, and so in every sense part of the people of the

United States, they were among those for whom and whose posterity the

Constitution was ordained and established.

Again, it has been objected, that if the Constitution has left to the

several States the rightful power to determine who of their

inhabitants shall be citizens of the United States, the States may

make aliens citizens.

The answer is obvious. The Constitution has left to the States the

determination what persons, born within their respective limits, shall

acquire by birth citizenship of the United States; it has not left to

them any power to prescribe any rule for the removal of the

disabilities of alienage. This power is exclusively in Congress.

It has been further objected, that if free colored persons, born

within a particular State, and made citizens of that State by its

Constitution and laws, are thereby made citizens of the United States,

then, under the second section of the fourth article of the

Constitution, such persons would be entitled to all the privileges and

immunities of citizens in the several States; and if so, then colored

persons could vote, and be eligible to not only Federal offices, but

offices even in those States whose Constitutions and laws disqualify

colored persons from voting or being elected to office.

But this position rests upon an assumption which I deem untenable. Its

basis is, that no one can be deemed a citizen of the United States who

is not entitled to enjoy all the privileges and franchises which are

conferred on any citizen. (See 1 Lit. Kentucky R., 326.) That this is

not true, under the Constitution of the United States, seems to me

clear.

A naturalized citizen cannot be President of the United States, nor a

Senator till after the lapse of nine years, nor a Representative till

after the lapse of seven years, from his naturalization. Yet, as soon

as naturalized, he is certainly a citizen of the United States. Nor is

any inhabitant of the District of Columbia, or of either of the

Territories, eligible to the office of Senator or Representative in

Congress, though they may be citizens of the United States. So, in all

the States, numerous persons, though citizens, cannot vote, or cannot

hold office, either on account of their age, or sex, or the want of

the necessary legal qualifications. The truth is, that citizenship,

under the Constitution of the United States, is not dependent on the

possession of any particular political or even of all civil rights;

and any attempt so to define it must lead to error. To what citizens

the elective franchise shall be confided, is a question to be

determined by each State, in accordance with its own views of the

necessities or expediencies of its condition. What civil rights shall

be enjoyed by its citizens, and whether all shall enjoy the same, or

how they may be gained or lost, are to be determined in the same way.

Report of the Decision of the Supreme Court of the United States, and the Opinions of the Judges Thereof, in the Case of Dred Scott versus John F. A. Sandford December Term, 1856. · 第 20 / 26 段