The settlement of Athenians in colonies (ἀποικίαι) or on allotments

of conquered land (κληρουχίαι), in the islands or on the seaboard has

been fully treated[204] by Dr Grundy. He shews that this movement had

two aims, the occupation of strategic points as an imperial measure

of security, and the provision of land-lots for poorer citizens as a

measure of economic relief. The latter purpose is part of a general plan

for reducing the financial liabilities of the state with respect to its

citizen population, the necessity for which Dr Grundy explains. By these

settlements abroad some surplus population was removed and provided with

means of livelihood. If the assumption of a surplus citizen population

be sound (and I am not in a position to challenge it), we must also

assume a certain degree of genuine land-hunger, at least more than the

Attic territory could satisfy. If there was such land-hunger, it is

perhaps not unreasonable to connect it with the survival of old Attic

traditions of country life. And it would seem that the settlers, cleruchs

or colonists, did as a rule[205] stay and live in their settlements.

They would probably work their lands on much the same general plan as

their brethren in Attica, and their labour-arrangements would be much

the same. But in 427 BC, when Pericles was dead and there was surely no

surplus population, at least of able-bodied men, owing to the war, we

find a curious record. Reconquered Lesbos[206] had to be dealt with. It

was not subjected to an assessed tribute (φόρος), but parcelled into

3000 allotments, 2700 of which were reserved for 2700 Athenian citizens,

those who drew the lucky lots (τοὺς λαχόντας), and these 2700 were sent

out. But they did not stay[207] there. They let their shares to the old

inhabitants as cultivating tenants, at a rent of two minae per share

per annum, and evidently returned to Athens. By this arrangement a sum

of about £21000 a year would come in to the shareholders in Athens,

who would have a personal interest in seeing that it was punctually

paid. Whether these non-resident landlords were chosen by lot from all

citizens, rich or poor, is not stated. We know that in some cases[208]

at least the choice of settlers was confined to members of the two

lowest property-classes; and it may well be that on this occasion the

opportunity[209] was taken to compensate to some extent members of rural

families, who had suffered loss from the invasions of Attica, but did not

wish to go abroad. In any case their tenants would farm as they had done

before, employing or not employing slave labour according to their means

and the circumstances of the several farms. So too in cases of lands let

on lease, and in the confiscations and redistributions of lands, proposed

or carried out, it was simply their own profit and comfort that attracted

the lessees or beneficiaries. We are entitled to assume that if it paid

to employ slaves, and slaves were to be had, then slaves were employed.

In short, the scraps of evidence furnished by Thucydides leave us pretty

much where we were.

XII. XENOPHON.

=Xenophon=, who lived somewhere between 440 and 350 BC, introduces us

to a great change in the conditions of the Greek world. The uneasiness

and sufferings of the Greek states from the fall of Athens in 404 to the

time of exhaustion resulting from the battle of Mantinea in 362 do not

concern us here. Of such matters we hear much, but very little directly

of the economic changes that were undoubtedly going on. Poverty was as

before a standing trouble in Greece. In the more backward parts[210]

able-bodied men left their homes to serve as hired soldiers. The age of

professional mercenaries was in full swing. Arcadians Achaeans Aetolians

Acarnanians Thessalians and other seekers after fortune became more

and more the staple material of armies. Athens could no longer support

imperial ambitions on imperial tributes, and had to depend on the sale

of her products to procure her supplies of food. These products were

chiefly oil and wine and urban manufactures, and there is reason to think

that in general the most economical method of production was by slave

labour under close and skilful superintendence. Slaves were supplied

by kidnappers from the Euxine and elsewhere, but prisoners captured

by armies were another source of supply. This living loot was one of

the perquisites that made military life attractive, and the captives

found their way to such markets as the industrial centres of Athens and

Corinth. What happened in the rural districts of Attica, how far there

was a revival of the small farmer class, is a point on which we are very

much in the dark. The indirect evidence of Xenophon is interesting but

not wholly conclusive.

It is perhaps important to consider what significance should be attached

to the mention of agricultural work done by men of military forces on

land or sea. In 406 BC we hear of hardships[211] endured by the force

under the Spartan Eteonicus who were cut off in Chios after the defeat

of Arginusae. During the summer months they ‘supported themselves on

the fruits of the season and by working for hire in the country.’ This

is meant to shew that they were in sad straits, as the sequel clearly

proves. Again, in 372 BC Iphicrates was with a force in Corcyra, and

naval operations were for the time over. So he ‘managed[212] to provide

for his oarsmen (νάυτας) chiefly by employing them in farm-work for the

Corcyraeans,’ while he undertook an expedition on the mainland with his

soldiers. In both these cases want of pay was no doubt one reason for

emergency-labour. In the earlier case the destitution of the men led

them to look for any paid work: in the second the general had to do his

best in spite of irregular and insufficient supplies from home. In both

cases it is the exceptional nature of the arrangement that makes it worth

mentioning. It can hardly be viewed as having any economic significance.

But it is of some interest in connexion with a passage of Aristotle[213]

that will require notice below.

In the _Anabasis_ Xenophon reports his own arguments, urging the Greek

army to fight their way out of the Persian empire. He feared that,

now Cyrus was dead, and they were cut off far from home in an enemy’s

country, they might in despair surrender to the King and take service

under him. At best this meant giving up Greece and settling in Persia on

the King’s terms. This he begged them not to do: that they could under

Greek discipline cut their way out was evident from the independence

of many peoples of Asia Minor, who lived and raided as they chose in

defiance of the Persian power. He added ‘Therefore I hold[214] that our

right and proper course is first to make a push to reach Hellas and our

own kinsmen, and to demonstrate to the Greeks that their poverty is

their own fault: for, if they would only convey to these parts those of

their citizens who are now living in want at home, they could see them

in plenty (πλουσίους).’ But he reminds them that the good things of Asia

are only to be had as the reward of victory. For my present purpose

the one important point is that a mixed host of Greek mercenaries are

said to have been appealed to by a reference to the fact of poverty and

land-hunger among their folks at home, and that this reference is said

to have been made by an Athenian. Writing this in later life, Xenophon

would hardly have set down such an argument had it not then, as on the

occasion recorded, had considerable force. In another passage[215] he

gives an interesting account of the motives that had induced most of the

men to join the expedition. He is explaining why they were irritated at

a rumour that they were to be pressed to settle down at a spot on the

Euxine coast. ‘It was not lack of subsistence that had led most of the

soldiers to go abroad on this paid service: they had been told of the

generosity of Cyrus. Some had other men following them, some had even

spent money for the cause: others had run away from their parents, or

left children behind, meaning to win money and return to them, on the

faith of the reported prosperity of those already in the service of

Cyrus. Such was the character of the men, and they were longing to get

safe home to Greece.’ In short, full-blooded men were not content to

drag on poor ill-found stagnant lives in corners of Greece. And we may

add that nothing stimulated the enterprises of Greek adventurers in the

East, and led up to the conquests of Alexander, more effectually than the

experiences of the Ten Thousand.

Among these experiences was of course the capture of booty, more

particularly[216] in the form of marketable prisoners. So many of these

were sometimes in hand that they were a drag on the march: in a moment

of peril[217] they had to be abandoned. Even so, a considerable sum had

been raised by sales[218] and was shared out at Cerasus. The Greek cities

on the Pontic seaboard would all no doubt be resorts of slave-dealers.

One of the Ten Thousand himself, formerly a slave[219] at Athens,

recognized as kinsmen by their speech the people of a mountain tribe in

Armenia. In Thrace too we hear of the chieftain Seuthes, when short of

cash, offering[220] to make a payment partly in slaves. Nor was selling

into slavery a fate reserved for barbarians alone. Greeks[221] had been

treated thus in the great war lately ended; and now the Spartan harmost,

anxious to clear the remainder of the Ten Thousand[222] out of Byzantium

safely, made them an offer of facilities for a raid in Thrace: any that

stayed behind in the town were to be sold as slaves. And more than 400

were accordingly sold. It seems reasonable to infer that at this time the

slave-markets were as busy as ever, perhaps more so than had been the

case during the great war. It may be going too far to say that in some

parts of Greece people were now trying to restore a broken prosperity by

industrial exploitation of slave-labour, while from other parts soldiers

of fortune and kidnappers went forth to enlarge the supply of slaves.

But that there is some truth in such a statement I do not doubt. It was

evidently no easy matter for persons of small means to live in any sort

of comfort at Athens. We hear of Socrates[223] discussing with a friend

the embarrassments of a genteel household. The late civil disorders have

driven a number of this man’s sisters cousins and aunts to take refuge in

his house. In the present state of things neither land nor house property

are bringing in anything, and nobody will lend. How is he to maintain

a party of 14 free persons in all? Socrates points to the case of a

neighbour who provides for a still larger household without difficulty.

Questions elicit the fact that this household consists of slave-artisans

trained to useful trades. The distressed party have been brought up as

ladies, to do nothing. Socrates suggests that they had better work for

bread than starve. The adoption of this suggestion produced the happiest

results in every way. Such was the way in which Socrates led his friend.

He drew from him the assertion that free people are superior to slaves,

and so brought him round to the conviction that superiority could not be

shewn by mere incapacity for work.

In this conversation of Socrates may be detected the germ of a complete

revolution in thought on labour-subjects. It avoids the topic of

common humanity. That the slave is a man and brother, only the victim

of misfortune, had been hinted by Euripides and was to become a theme

of comic poets. But Socrates lets this point alone, and argues from

natural economic necessity. Elsewhere he denounces[224] idleness and

proclaims that useful labour is good for the labourer, taking a moral

point of view. Again, he suggests[225] that the shortcomings of slaves

are largely due to their masters’ slackness or mismanagement. But he

accepts slavery as a social and economic fact. All the same he makes

play at times with the notion of moral worthlessness, which many people

regarded as characteristic of slaves in general. It is the knowledge of

the true qualities[226] of conduct, in short of the moral and political

virtues, that makes men honourable gentlemen (καλοὺς κἀγαθούς), and the

lack of this knowledge that makes them slavish (ἀνδραποδώδεις). But, if

the difference between a liberal and an illiberal training, expressed

in resulting habits of mind, is thus great, the slavish must surely

include many of those legally free. Hence he even goes so far as to

say ‘Therefore we ought to spare no exertions to escape being slaves

(ἀνδράποδα).’ And he lays stress on the need of moral qualities[227]

in slaves as well as freemen: we should never be willing to entrust

our cattle or our store-houses or the direction of our works to a

slave devoid of self-control. His position suggests two things: first,

that the importance of the slave in the economic and social system was

a striking fact now recognized: second, that the unavoidable moral

degradation generally assumed to accompany the condition of slavery

was either wrongfully assumed or largely due to the shortcomings of

masters. The conception of the slave as a mere chattel, injury to which

is simply a damage to its owner, was proving defective in practice,

and the philosopher was inclined to doubt its soundness in principle.

Xenophon had been brought into touch with such questionings by his

intercourse with Socrates. It remains to see how far he shews traces of

their influence when he comes to treat labour-problems in connexion with

agriculture.

References to agriculture[228] are few and unimportant in the

_Memorabilia_. The _Economicus_ deals directly with the subject. A

significant passage throws light on the condition of rural Attica at

the end of the fifth century BC. The speaker Ischomachus tells[229]

how his father made money by judicious enterprise. He bought up farms

that were let down or derelict, got them into good order, and sold

them at a profit when improved. Clearly he was a citizen, able to deal

in real estate, and a capitalist. There can hardly be a doubt that

he operated by the use of slave-labour on a considerable scale. All

through the _Economicus_ slavery is presupposed, but the attitude of

Xenophon is characteristically genial and humane. The existence of a

slave-market[230], where you may buy likely men, even skilled craftsmen,

is assumed. But the most notable feature of the book is the seriousness

with which the responsibility of the master[231] is asserted. There is

no querulous evasion of the issue by laying the blame of failure on the

incorrigible vices of slaves. Prosperity will depend on securing good

service: good service cannot be secured by any amount of chains and

punishments, if the master be slack and fitful: both in the house and

on the farm, good sympathetic discipline, fairly and steadily enforced,

is the secret of success. Carelessness malingering and desertion must

be prevented or checked. And to achieve this is the function of the

economic art, operating through the influence of hope rather than

fear. The training of slaves[232] is a matter needing infinite pains

on the part of the master and mistress. She must train her housekeeper

(ταμία) as he trains his steward (ἐπίτροπος), and both are to act in a

humane and kindly spirit. Yet the strictly animal view of slaves[233]

appears clearly in a passage where the training of slaves is compared

with that of horses or performing dogs. ‘But it is possible to make

men more obedient by mere instruction (καὶ λόγῳ), pointing out that it

is to their interest to obey: in dealing with slaves the system which

is thought suitable for training beasts has much to recommend it as a

way of teaching obedience. For by meeting their appetites with special

indulgence to their bellies you may contrive to get much out of them.’

We gather that the better and more refined type of Athenian gentleman

with a landed estate, while averse to inhumanity, and aware that slaves

were human, still regarded his slaves as mere chattels. His humanity is

prompted mainly by self-interest. As for rights, they have none.

The system of rewards and punishments on the estate of course rests

wholly on the masters will. The whole success of the working depends on

the efficiency of the steward or stewards. Accordingly the passage in

which Ischomachus explains how he deals with these trusted slaves is

of particular interest. Having carefully trained a man, he must judge

him[234] according to a definite standard—does he or does he not honestly

and zealously discharge his trust? ‘When I find that in spite of good

treatment they still try to cheat me, I conclude that their greediness

is past curing, and degrade them[235] from their charge.’ This seems to

mean that they are reduced to the position of the ordinary hands. ‘But

when I observe any induced to be honest[236] not merely because honesty

pays best, but because they want to get a word of praise from me, these I

treat as no longer slaves (ὥσπερ ἐλευθέροις ἤδη). I not only enrich them,

but shew them respect as men of honour.’ One is tempted to interpret

these last words as implying that actual manumission takes place, the

services of the men being retained as freedmen. But the words do not say

so plainly, and it is safer to read into them no technical sense. That

the men are trusted and allowed to earn for themselves, is enough. The

agriculture depicted in the _Economicus_ is that of a landowner with

plenty of capital, not that of the peasant farmer. The note of it is

superintendence[237] (ἐπιμέλεια), not bodily labour (αὐτουργία). In one

place αὐτουργία is mentioned, when agriculture is praised, one of its

merits being the bodily strength that those gain who work with their own

hands. It is as well to repeat here that the fact of a farmer labouring

himself does not prove that he employs no other labour. On the other

hand there is good reason to infer that the other class, those who ‘do

their farming by superintendence,’ are not manual labourers at all. The

benefit to them is that agriculture ‘makes them early risers and smart in

their movements.’ The master keeps a horse, and is thus enabled to ride

out[238] early to the farm and stay there till late.

It is remarkable that in this book we hear nothing of hired labourers.

There are two references[239] to the earning of pay, neither of them in

connexion with agricultural labour. Yet the existence of a class of poor

people who have to earn their daily bread[240] is not ignored. Socrates

admires the economic skill[241] of Ischomachus. It has enabled him to be

of service to his friends and to the state. This is a fine thing, and

shews the man of substance. In contrast, ‘there are numbers of men who

cannot live without depending on others: numbers too who are content

if they can procure themselves the necessaries of life.’ The solid

and strong men are those who contrive to make a surplus and use it as

benefactors. I read this passage as indirect evidence of the depression

of small-scale free industry and the increase of slaveowning capitalism

in the Athens of Xenophon’s time. And I find another indication[242]

of this in connexion with agriculture. In the course of the dialogue

it appears that the chief points of agricultural knowledge are simple

enough: Socrates knew them all along. Why then do some farmers succeed

and others fail? The truth of the matter is, replies Ischomachus, that

the cause of failure is not want of knowledge but want of careful

superintendence. This criticism is in general terms, but it is surely

inapplicable to the case of the working peasant farmer: he who puts

his own labour into the land will not overlook the shortcomings of a

hired man or a slave. In the agriculture of which this book treats it

is the practical and intelligent self-interest of the master that rules

everything. His appearance on the field[243] should cause all the slaves

to brighten up and work with a will: but rather to win his favour than to

escape his wrath. For in agriculture, as in other pursuits, the ultimate

secret of success[244] is a divine gift, the power of inspiring a willing

obedience.

I have kept back one passage which needs to be considered with reference

to the steward[245]. Can we safely assume that an ἐπίτροπος was always,

or at least normally, a slave? Of those who direct the labourers, the

real treasure is the man who gets zealous and steady work out of the

hands, whether he be steward or director (ἐπίτροπος or ἐπιστάτης).

What difference is connoted by these terms? In the _Memorabilia_[246],

Socrates meets an old friend who is impoverished by the results of the

great war, and driven to earn his living by bodily labour. Socrates

points out to him that this resource will fail with advancing age: he had

better find some employment less dependent on bodily vigour. ‘Why not

look out for some wealthy man who needs an assistant in superintendence

of his property? Such a man would find it worth his while to employ you

as director (or foreman, ἔργων ἐπιστατοῦντα), to help in getting in his

crops and looking after his estate.’ He answers ‘it would gall me to put

up with a servile position (δουλείαν).’ Clearly the position of ἐπιστάτης

appears to him a meaner occupation than free wage-earning by manual

labour. In another place[247] we hear of an ἐπιστάτης for a mine-gang

being bought for a talent (£235). That superintendents, whatever their

title, were at least normally slaves, seems certain. As to the difference

between ‘steward’ and ‘director’ I can only guess that the former might

be a slave promoted from the ranks, but might also be what the ‘director’

always was, a new importation. It seems a fair assumption that, as a

free superintendent must have been a new importation, a specially bought

slave ‘director’ would rank somewhat higher than an ordinary ‘steward,’

whose title ἐπίτροπος at once marked him as a slave. In relation to the

general employment of slave-labour there is practically no difference:

both are slave-driving ‘overseers.’ As the pamphlet on the Revenues has

been thought by some critics not to be the work of Xenophon, I pass

it by, only noting that it surely belongs to the same generation. It

fully attests the tendency to rely[248] on slave-labour, but it is not

concerned with agriculture.

The romance known as _Cyropaedia_ wanders far from fact. Its purpose is

to expound or suggest Xenophon’s own views on the government of men:

accordingly opportunities for drawing a moral are sought at the expense

of historical truth. But from my present point of view the chief point

to note is that it does not touch the labour-question with which we

are concerned. True, we hear[249] of αὐτουργοί, and of the hardship

and poverty of such cultivators, gaining a painful livelihood from an

unkind soil. That the value of a territory depends on the presence of

a population[250] able and willing to develop its resources, is fully

insisted on by Cyrus. But this is in connexion with conquest. The

inhabitants of a conquered district remain as tributary cultivators,

merely changing their rulers. That the labour of the conquered is

to provide the sustenance of the conquering race, is accepted as a

fundamental principle. It is simply the right of the stronger: if he

leaves anything to his subject, that is a voluntary act of grace. The

reason why we hear little of slavery is that all are virtually slaves

save the one autocrat. The fabric of Xenophon’s model government is

a very simple one: first, an oriental Great King, possessed of all

the virtues: second, a class of warrior nobles, specially trained and

dependent on the King’s favour: third, a numerous subject population,

whose labour supports the whole, and who are practically serfs. A cynical

passage[251] describes the policy of Cyrus, meant to perpetuate the

difference of the classes. After detailing minutely the liberal training

enjoined on those whom he intended to employ in governing (οὓς ... ἄρχειν

ᾤετο χρῆναι), Xenophon proceeds to those whom he intended to qualify

for servitude (οὓς ... κατεσκεύαζεν εἰς τὸ δουλεύειν). These it was his

practice not to urge to any of the liberal exercises, nor to allow them

to possess arms. He took great care to spare them any privations: for

instance at a hunt: the hunters had to take their chance of hunger and

thirst, being freemen, but the beaters had ample supplies and halted

for meals. They were delighted with this consideration, the design of

which was to prevent their ever ceasing to be slaves (ἀνδράποδα). The

whole scheme is frankly imperial. All initiative and power rests with

the autocrat, and all depends on his virtues. That a succession of

such faultless despots could not be ensured, and that the scheme was

consequently utopian, did not trouble the simple Xenophon. Like many

other thoughtful men of the time, he was impressed by the apparent

efficiency of the rigid Spartan system, and distrusted the individual

liberty enjoyed in democratic states, above all in Athens. In Persia,

though he thought the Persians were no longer what Cyrus the Great had

made them, he had seen how great was still the power arising from the

control of all resources by a single will. These two impressions combined

seem to account for the tone of the _Cyropaedia_, and the servile

position of the cultivators explains why it has so very little bearing on

the labour-question in agriculture.

XIII. THE COMIC FRAGMENTS.

Agricola(#74220) · 第 6 / 60 段