In the gardens of certain Buddhist temples there are trees which have

been famous for centuries,--trees trained and clipped into

extraordinary shapes. Some have the form of dragons; others have the

form of pagodas, ships, umbrellas. Supposing that one of these trees

were abandoned to its own natural tendencies, it would eventually

lose the queer shape so long imposed upon it; but the outline would

not be altered for a considerable time, as the new leafage would at

first unfold only in the direction of least resistance: that is to

say, within limits originally established by the shears and the

pruning-knife. By sword and law the old Japanese society had been

pruned and clipped, bent and bound, just like such a tree; and after

the reconstructions of the Meiji period,--after the abolition of the

daimiates, and the suppression of the military class, it still

maintained its former shape, just as the tree would continue to do

when first abandoned by the gardener. Though delivered from the bonds

of feudal law, released from the shears of military rule, the great

bulk of the social structure preserved its ancient [382] aspect; and

the rare spectacle bewildered and delighted and deluded the Western

observer. Here indeed was Elf-land,--the strange, the beautiful, the

grotesque, the very mysterious,--totally unlike aught of strange and

attractive ever beheld elsewhere. It was not a world of the

nineteenth century after Christ, but a world of many centuries before

Christ: yet this fact--the wonder of wonders--remained unrecognized;

and it remains unrecognized by most people even to this day.

Fortunate indeed were those privileged to enter this astonishing

fairyland thirty odd years ago, before the period of superficial

change, and to observe the unfamiliar aspects of its life: the

universal urbanity, the smiling silence of crowds, the patient

deliberation of toil, the absence of misery and struggle. Even yet,

in those remoter districts where alien influence has wrought but

little change, the charm of the old existence lingers and amazes; and

the ordinary traveller can little understand what it means. That all

are polite, that nobody quarrels, that everybody smiles, that pain

and sorrow remain invisible, that the new police have nothing to do,

would seem to prove a morally superior humanity. But for the trained

sociologist it would prove something different, and suggest something

very terrible. It would prove to him that this society had been

moulded under immense coercion, and that the coercion must have been

exerted uninterruptedly [383] for thousands of years. He would

immediately perceive that ethics and custom had not yet become

dissociated, and that the conduct of each person was regulated by the

will of the rest. He would know that personality could not develop in

such a social medium,--that no individual superiority dare assert

itself, that no competition would be tolerated. He would understand

that the outward charm of this life--its softness, its smiling

silence as of dreams--signified the rule of the dead. He would

recognize that between those minds and the minds of his own epoch no

kinship of thought, no community of sentiment, no sympathy whatever

could exist,--that the separating gulf was not to be measured by

thousands of leagues, but only by thousands of years,--that the

psychological interval was hopeless as the distance from planet to

planet. Yet this knowledge probably would not--certainly should

not--blind him to the intrinsic charm of things. Not to feel the

beauty of this archaic life is to prove oneself insensible to all

beauty. Even that Greek world, for which our scholars and poets

profess such loving admiration, must have been in many ways a world

of the same kind, whose daily mental existence no modern mind could

share.

Now that the great social tree, so wonderfully clipped and cared for

during many centuries, [384] is losing its fantastic shape, let us

try to see how much of the original design can still be traced.

Under all the outward aspects of individual activity that modern

Japan presents to the visitor's gaze, the ancient conditions really

persist to an extent that no observation could reveal. Still the

immemorial cult rules all the land. Still the family-law, the

communal law, and (though in a more irregular manner) the clan-law,

control every action of existence. I do not refer to any written law,

but only to the old unwritten religious law, with its host of

obligations deriving from ancestor-worship. It is true that many

changes--and, in the opinion of the wise, too many changes--have been

made in civil legislation; but the ancient proverb, "Government-laws

are only seven-day laws," still represents popular sentiment in

regard to hasty reforms. The old law, the law of the dead, is that by

which the millions prefer to act and think. Though ancient social

groupings have been officially abolished, re-groupings of a

corresponding sort have been formed, instinctively, throughout the

country districts. In theory the individual is free; in practice he

is scarcely more free than were his forefathers. Old penalties for

breach of custom have been abrogated; yet communal opinion is able to

compel the ancient obedience. Legal enactments can nowhere effect

immediate [385] change of sentiment and long-established

usage,--least of all among a people of such fixity of character as

the Japanese. Young persons are no more at liberty now, than were

their fathers and mothers under the Shogunate, to marry at will, to

invest their means and efforts in undertakings not sanctioned by

family approval, to consider themselves in any way enfranchised from

family authority; and it is probably better for the present that they

are not. No man is yet complete master of his activities, his time,

or his means.

Though the individual is now registered, and made directly

accountable to the law, while the household has been relieved from

its ancient responsibility for the acts of its members, still the

family practically remains the social unit, retaining its patriarchal

organization and its particular cult. Not unwisely, the modern

legislators have protected this domestic religion: to weaken its bond

at this time were to weaken the foundations of the national moral

life,--to introduce disintegrations into the most deeply seated

structures of the social organism. The new codes forbid the man who

becomes by succession the head of a house to abolish that house: he

is not permitted to suppress a cult. No legal presumptive heir to the

headship of a family can enter into another family as adopted son or

husband; nor can he abandon the paternal house to establish an

independent [386] family of his own.* Provision has been made to meet

extraordinary cases; but no individual is allowed, without good and

sufficient reason, to free himself from those traditional obligations

which the family-cult imposes. As regards adoption, the new law

maintains the spirit of the old, with fresh provision for the

conservation of the family religion,--permitting any person of legal

age to adopt a son, on the simple condition that the person adopted

shall be younger than the adopter. The new divorce-laws do not permit

the dismissal of a wife for sterility alone (and divorce for such

cause had long been condemned by Japanese sentiment); but, in view of

the facilities given for adoption, this reform does not endanger the

continuance of the cult. An interesting example of the manner in

which the law still protects ancestor-worship is furnished by the

fact that an aged and childless widow, last representative of her

family, is not permitted to remain without an heir. She must adopt a

son if she can: if she cannot, because of poverty, or for other

reasons, [387] the local authorities will provide a son for

her,--that is to say, a male heir to maintain the family-worship.

Such official interference would seem to us tyrannical: it is simply

paternal, and represents the continuance of an ancient regulation

intended to protect the bereaved against what Eastern faith still

deems the supreme misfortune,--the extinction of the home-cult.... In

other respects the later codes allow of individual liberty unknown in

previous generations. But the ordinary person would not dream of

attempting to claim a legal right opposed to common opinion. Family

and public sentiment are still more potent than law. The Japanese

newspapers frequently record tragedies resulting from the prevention

or dissolution of unions; and these tragedies afford strong proof

that most young people would prefer even suicide to the probable

consequence of a successful appeal to law against family decision.

[*That is to say, he cannot separate himself from the family in law;

but he is free to live in a separate house. The tendency to further

disintegration of the family is shown by a custom which has been

growing of late years,--especially in Tokyo: the custom of demanding,

as a condition of marriage, that the bride shall not be obliged to

live in the same house with the parents of the bridegroom. This

custom is yet confined to certain classes, and has been adversely

criticised. Many young men, on marrying, leave the parental home to

begin independent housekeeping,--though remaining legally attached

to their parents' families, of course.... It will perhaps be asked,

What becomes of the cult in such cases? The cult remains in the

parental home. When the parents die, then the ancestral tablets are

transferred to the home of the married son.]

The communal form of coercion is less apparent in the large cities;

but everywhere it endures to some extent, and in the agricultural

districts it remains supreme. Between the new conditions and the old

there is this difference, that the man who finds the yoke of his

district hard to bear can flee from it: he could not do so fifty

years ago. But he can flee from it only to enter into another state

of subordination of nearly the same kind. Full [388] advantage,

nevertheless, has been taken of this modern liberty of movement:

thousands yearly throng to the cities; other thousands travel over

the country, from province to province; working for a year or a

season in one place, then going to another, with little more to hope

for than experience of change. Emigration also has been taking place

upon an extensive scale; but for the common class of emigrants, at

least, the advantage of emigration is chiefly represented by the

chance of earning larger wages. A Japanese emigrant community abroad

organizes itself upon the home-plan;* and the individual emigrant

probably finds himself as much under communal coercion in Canada,

Hawaii, or the Philippine Islands, as he could ever have been in his

native province. Needless to say that in foreign countries such

coercion is more than compensated by the aid and protection which the

communal organization insures. But with the constantly increasing

number of restless spirits at home, and the ever widening experience

of Japanese emigrants abroad, it would seem likely that the power of

the commune for compulsory cooperation must become considerably

weakened in the near future.

[*Except as regards the communal cult, perhaps. The domestic cult is

transplanted; emigrants who go abroad, accompanied by their families,

take the ancestral tablets with them. To what extent the communal

cult may have been established in emigrant communities, I have not

yet been able to learn. It would appear, however, that the absence of

Ujigami in certain emigrant settlements is to be accounted for solely

by the pecuniary difficulty of constructing such temples and

maintaining competent officials. In Formosa, for example, though the

domestic ancestor-cult is maintained in the homes of the Japanese

settlers, Ujigami have not yet been established. The government,

however, has erected several important Shinto temples; and I am told

that some of these will probably be converted into Ujigami when the

Japanese population has increased enough to justify the measure.]

[389] As for the tribal or clan law, it survives to the degree of

remaining almost omnipotent in administrative circles, and in all

politics. Voters, officials, legislators, do not follow principles in

our sense of the word: they follow men, and obey commands. In these

spheres of action the penalties of disobedience to orders are endless

as well as serious: by a single such offence one may array against

oneself powers that will continue their hostile operation for years

and years,--unreasoningly, implacably, blindly, with the weight and

persistence of natural forces,--of winds or tides. Any comprehension

of the history of Japanese politics during the last fifteen years is

not possible without some knowledge of clan-history. A political

leader, fully acquainted with the history of clan-parties, and their

offshoots, can accomplish marvellous things; and even foreign

residents, with long experience of Japanese life, have been able, by

pressing upon clan-interests, to exercise a very real power in

government circles. But to the ordinary foreigner, Japanese

contemporary politics must appear a chaos, a disintegration, a

hopeless flux. The truth is that most things remain, under varying

outward forms, "as all were ordered, ages since,"--though the [390]

shiftings have become more rapid, and the results less obvious, in

the haste of an era of steam and electricity.

The greatest of living Japanese statesmen, the Marquis Ito, long ago

perceived that the tendency of political life to agglomerations, to

clan-groupings, presented the most serious obstacle to the successful

working of constitutional government. He understood that this

tendency could be opposed only by considerations weightier than

clan-interests, considerations worthy of supreme sacrifice. He

therefore formed a party of which every member was pledged to pass

over clan-interests, clique-interests, personal and every other kind

of interests, for the sake of national interests. Brought into

collision with a hostile cabinet in 1903, this party achieved the

feat of controlling its animosities even to the extent of maintaining

its foes in power; but large fragments broke off in the process. So

profoundly is the grouping-tendency, the clan-sentiment, identified

with national character, that the ultimate success of Marquis Ito's

policy must still be considered doubtful. Only a national danger--the

danger of war,--has yet been able to weld all parties together, to

make all wills work as one.

Not only politics, but nearly all phases of modern life, yield

evidence that the disintegration of the old society has been

superficial rather than fundamental. Structures dissolved have

recrystallized, taking forms [391] dissimilar in aspect to the

original forms, but inwardly built upon the same plan. For the

dissolutions really effected represented only a separation of masses,

not a breaking up of substance into independent units; and these

masses, again cohering, continue to act only as masses. Independence

of personal action, in the Western sense, is still almost

inconceivable. The individual of every class above the lowest must

continue to be at once coercer and coerced. Like an atom within a

solid body, he can vibrate; but the orbit of his vibration is fixed.

He must act and be acted upon in ways differing little from those of

ancient time.

As for being acted upon, the average man is under three kinds of

pressure: pressure from above, exemplified in the will of his

superiors; pressure about him, represented by the common will of his

fellows and equals; pressure from below, represented by the general

sentiment of his inferiors. And this last sort of coercion is not the

least formidable.

Individual resistance to the first kind of pressure--that represented

by authority--is not even to be thought of; because the superior

represents a clan, a class, an exceedingly multiple power of some

description; and no solitary individual, in the present order of

things, can strive against a combination. To resist injustice he must

find ample support, in [392] which case his resistance does not

represent individual action.

Resistance to the second kind of pressure--communal coercion

--signifies ruin, loss of the right to form a part of the social

body.

Resistance to the third sort of pressure, embodied in the common

sentiment of inferiors, may result in almost anything,--from

momentary annoyance to sudden death,--according to circumstances.

In all forms of society these three kinds of pressure are exerted to

some degree; but in Japanese society, owing to inherited tendency,

and traditional sentiment, their power is tremendous.

Thus, in every direction, the individual finds himself confronted by

the despotism of collective opinion: it is impossible for him to act

with safety except as one unit of a combination. The first kind of

pressure deprives him of moral freedom, exacting unlimited obedience

to orders; the second kind of pressure denies him the right to use

his best faculties in the best way for his own advantage (that is to

say, denies him the right of free competition); the third kind of

pressure compels him, in directing the actions of others, to follow

tradition, to forbear innovations, to avoid making any changes,

however beneficial, which do not find willing acceptance on the part

of his inferiors.

These are the social conditions which, under [393] normal

circumstances, make for stability, for conservation; and they

represent the will of the dead. They are inevitable to a militant

state; they make the strength of that state; they render facile the

creation and maintenance of formidable armies. But they are not

conditions favourable to success in the future international

competition,--in the industrial struggle for existence against

societies incomparably more plastic, and of higher mental energy.

[394]

[395]

MODERN RESTRAINTS

For even a vague understanding of modern Japan, it will be necessary

to consider the effect of the three forms of social coercion,

mentioned in the preceding chapter, as restraints upon individual

energy and capacity. All three represent survivals of the ancient

religious responsibility. I shall treat of them in order inverse,

beginning with the under-pressure.

It has often been asserted by foreign observers that the real power

in Japan is exercised not from above, but from below. There is some

truth in this assertion, but not all the truth: the conditions are

much too complex to be covered by any general statement. What cannot

be gainsaid is that superior authority has always been more or less

restrained by tendencies to resistance from below.... At no time in

Japanese history, for example, do the peasants appear to have been

left without recourse against excessive oppression,--notwithstanding

all the humiliating regulations imposed on their existence. They were

suffered to frame their own village-laws, to estimate the possible

amount of [396] their tax-payments,--and to make protest--through

official channels--against unmerciful exaction. They were made to pay

as much as they could; but they were not reduced to bankruptcy or

starvation; and their holdings were mostly secured to them by laws

forbidding the sale or alienation of family property. Such was at

least the general rule. There were, however, wicked daimyo, who

treated their farmers with extreme cruelty, and found ways to prevent

complaints or protests from reaching the higher authorities. The

almost invariable result of such tyranny was revolt; and the tyrant

was then made responsible for the disorder, and punished. Though

denied in theory, the right of the peasant to rebel against

oppression was respected in practice; the revolt was punished, but

the oppressor was likewise punished. Daimyo were obliged to reckon

with their farmers in regard to any fresh imposition of taxes or

forced labour. We also find that although heimin were made subject to

the military class, it was possible for artizans and commercial folk

to form, in the great cities, strong associations by which military

tyranny was kept in check. Everywhere the reverential deference of

the common people to authority, as exercised in usual directions,

seems to have been accompanied by an extraordinary readiness to defy

authority exercised in other directions.

It may seem strange that a society in which religion [397] and

government, ethics and custom, were practically identical, should

furnish striking examples of resistance to authority. But the

religious fact itself supplies the explanation. From the earliest

period there was firmly established, in the popular mind, the

conviction that implicit obedience to authority was the universal

duty under all ordinary circumstances. But with this conviction there

was united another,--that resistance to authority (excepting the

sacred authority of the Supreme Ruler) was equally a duty under

extraordinary circumstances. And these seemingly opposed convictions

were not really inconsistent. So long as rule followed precedent,--so

long as its commands, however harsh, did not conflict with sentiment

and tradition,--that rule was regarded as religious, and there was

absolute submission. But when rulers presumed to break with ethical

usage,--in a spirit of reckless cruelty or greed,--then the people

might feel it a religious obligation to resist with all the zeal of

voluntary martyrdom. The danger-line for every form of local tyranny

was departure from precedent. Even the conduct of regents and princes

was much restrained by the common opinion of their retainers, and by

the knowledge that certain kinds of arbitrary conduct were likely to

provoke assassination.

Deference to the sentiment of vassals and retainers was from ancient

time a necessary policy with Japanese rulers,--not merely because of

the peril involved [398] by needless oppression, but much more

because of the recognition that duties are well performed only when

subordinates feel assured that their efforts will be fairly

considered, and that sudden needless changes will not be made to

their disadvantage. This old policy still characterizes Japanese

administration; and the deference of high authority to collective

opinion astonishes and puzzles the foreign observer. He perceives

only that the conservative power of sentiment, as exercised by groups

of subordinates, remains successfully opposed to those conditions of

discipline which we think indispensable to social progress. Just as

in Old Japan the ruler of a district was held, responsible for the

behaviour of his subjects, so to-day, in New Japan, every official in

charge of a department is held responsible for the smooth working of

its routine. But this does not mean that he is responsible only for

the efficiency of a service: it means that he is held responsible

likewise for failure to satisfy the wishes of his subordinates, or at

least the majority of his subordinates. If this majority be

displeased with their minister, governor, president, manager, chief,

or director, the fact is considered proof of administrative

incompetency.... Perhaps educational circles afford the most curious

examples of this old idea of responsibility. A student-revolt is

commonly supposed to mean, not that the students are intractable, but

that the superintendent or teacher does not know [399] his business.

Thus the principal of a college, the director of a school, holds his

office only on the condition that his rule gives satisfaction to a

majority of the students. In the higher government institutions, each

professor or lecturer is made responsible for the success of his

lectures. No matter how great may be his ability in other directions,

the official instructor, unable to make himself liked by his pupils,

will be got rid of in short order--unless some powerful protectors

interfere on his behalf. The efforts of the man will never be judged

(officially) by any accepted standard of excellence,--never estimated

by their intrinsic worth; they will be considered only according to

their direct effect upon the average of minds.* Almost everywhere

this antique system of responsibility is maintained. A minister of

state is by public sentiment made responsible not only for the

results of his administration, but likewise for any scandals or

troubles that may occur in his department, independently of the

question whether he could or could not have prevented them. To a

considerable degree, therefore, it is true that the ultimate [400]

power is below. The highest official is not able with impunity to

impose his personal will in certain directions; and, for the time

being, it is probably better that his powers are thus restrained.

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