From Orality to Writing

Peter S. Bellwood. Prehistory in the Indo-Malaysian Archipelago.

Orlando, FL: Academic Press, 1985.

Andrew Sherrat, Editor. The Cambridge Encyclopedia of

Archaeology. New York: Crown Publishers, 1980.

Eric A. Havelock. Schriftlichkeit. Das griechische Alphabet als

Kulturelle Revolution. Weinheim: Verlag VCH, 1990.

Ishwar Chandra Rahi. World Alphabets, Their Origin and

Development. Allahabad: Bhargava Printing Press, 1977.

Current alphabets vary in number of letters from 12 letters of

the Hawaiian alphabet (transliterated to the Roman alphabet by

an American missionary) to 45 letters in modern Indian

(Devnagari). Most modern alphabets vary from 24 to 33 letters:

modern Greek, 24; Italian, 26; Spanish, 27; modern Cambodian, 32;

modern Russian Cyrillic, 33. Modern Ethiopian has 26 letters

representing consonants, each letter modified for the six vowels

in the language, making a total of 182 letters.

Walter J. Ong. Orality and Literacy. The Technologizing of the

World. London and New York: Methuen, 1982.

The comparison between orality and writing has had a very long

history. It is clear that Plato's remarks are made in a

different pragmatic framework than that of the present. Ong

noticed that: "...language is so overwhelmingly oral that of all

the many thousands of languages-possibly tens of thousands-spoken

in the course of human history, only around 106 have even been

committed to writing to a degree sufficient to have produced

literature, and most have never been written at all" (p.7). Ong

also refers to pictographic systems, noticing that "Chinese is

the largest, most complex, and richest: the K'anglisi dictionary

of Chinese in 1716 AD lists 40,545 characters" (p. 8).

Recently, the assumption that Chinese writing is pictographic

came under scrutiny. John DeFrancis (Visible Speech. The Diverse

Oneness of Writing Systems. Honolulu: University of Hawaii Press,

1989, p. 115) categorizes the Chinese system as morphosyllabic.

Harald Haarman. Universalgeschichte der Schrift. Frankfurt:

Campus Verlag, 1990.

David Diringer. The Alphabet: A Key to the History of Mankind.

2nd ed. New York: Philosophical Library, 1953.

-. The Story of Aleph Beth. New York/London: Yoseloff, 1960.

-. Writing. Ancient Peoples and Places. London: Thames of Hudson,

1962.

Ignace J. Gelb. A Study of Writing. Chicago: Chicago University

Press, 1963.

Gelb, as well as Ong, assumes that writing developed only around

3500 BCE among the Sumerians in Mesopotamia. Many scripts are on

record: Mesopotamian cuneiform, Egyptian hieroglyphs, Minoan or

Mycenean Linear B, Indus Valley script, Chinese, Mayan, Aztec,

and others.

Ritual: a set form or system of rites, religious or otherwise.

Ralph Merrifield. The Archaeology of Ritual and Magic. London: B.

T. Ratsford, 1987.

Catherine Bell. Ritual Theory, Ritual Practice. New York: Oxford

University Press, 1992.

Rite: a ceremonial or formal, solemn act, observance, or

procedure in accordance with prescribed rule or custom, as in

religious use (cf. Webster's Unabridged Dictionary).

Roger Grainger. The Language of the Rite. London: Darton, Longman

& Todd, 1974.

Mythe-rite-symbole: 21 essais d'anthropologie littéraire sur des

textes de Homère. Angers: Presses de l'Université d'Angers,

1984.

Weltanschauung: one's philosophy or conception of the universe

and of life (cf. Webster's Unabridged Dictionary). A particular

philosophy or view of life; a conception of the world (cf. The

Concise Oxford Dictionary of Current English).

Francesco d'Errico. Paleolithic human calendars: a case of

wishful thinking? in Current Anthropology, 30, 1989, pp.

117-118.

He regards petroglyphs were looked at as a possible mathematical

conception of the cosmos, a numbering or even a calculation

system, a rhythmical support for traditional recitation, a

generic system of notation.

B.A. Frolov. Numbers in Paleolithic graphic art and the initial

stages in the development of mathematics, in Soviet

Anthropology and Archaeology, 16 (3-4), 1978, pp. 142-166.

A. Marshack. Upper paleolithic notation and symbol, in Science,

178: 817-28, 1972.

E.K.A. Tratman. Late Upper Paleolithic Calculator? Gough's Cave,

Cheddar, Somerset, in Proceedings, University of Bristol,

Speleological Society, 14(2), 1976, pp.115-122.

Iwar Werlen. Ritual und Sprache: Zum Verhältnis von Sprechen und

Handeln in Ritualen. Tübingen: Narr Verlag, 1984.

Inner clock, or biological clock, defines the relation between a

biological entity and the time-based phenomena in the

environment. As with the so-called circadian cycles (circadian

meaning almost the day and night cycle, circa diem), rhythms of

existence persist even in the absence of external stimuli. The

appearance, at least, is that of an inner clock.

The notion of genetic code describes a system by which DNA and

RNA molecules carry genetic information. Particular sequences of

genes in these molecules represent particular sequences of amino

acids (the building blocks of proteins) and thereby embody

instructions for making of different types of proteins. On the

same subject, but obviously at a deeper level than a dictionary

definition, is James D. Watson's celebrated book, The Double

Helix: a personal account of the discovery of the structure of

DNA. (A new critical edition, including text, commentary,

reviews, original papers, edited by Gunther S. Stent). London:

Weidenfeld and Nicolson, 1981.

Homeostasis: the tendency towards a relatively stable

equilibrium between interdependent elements of the human body.

Physiological processes leading to body equilibrium are

interlocked in dynamic processes.

References to the oral phase of language in Claude Lévi-Strauss:

La Pensée Sauvage (1962). Translated as The Savage Mind. Chicago:

University of Chicago Press, 1966. Le Cru et le Cuit (1964) The

Raw and the Cooked. Trans. John and Doreen Weightman. New York:

Harper and Row, 1970.

Andrew and Susan Sherrat (quoted by Peter S. Bellwood, Op.cit): A

distinction accepted is that between unvocalized (Hebrew,

Arabic) and vocalized alphabets (starting with the Greek, in

which the vowels are no longer omitted). Some languages use

syllabaries, reuniting a consonant and a following vowel (such as

in the Japanese Katakana: ka, ke, ki, ko, ku). When two

different conventions are applied, the writing system is hybrid:

the Korean language has a very powerful alphabet, hangul, but

also uses Chinese characters, but pronouned in Korean. The

hangul system (15th century) expressed, for Koreans, a desire for

self- identity.

Plato. Phaedrus, and The Seventh and Eighth Letters (translated

from the Greek), with an introduction by Walter Hamilton.

Harmondsworth: Penguin Press, 1973.

In Phaedrus, Socrates, portrayed by Plato, articulates arguments

against writing: "it will implant forgetfulness in their souls

[of people, M.N.]; they will cease to exercise memory because

they rely on that which is written, calling these things to

remembrance no longer from within themselves, but by means of

external marks; what you have discovered is a recipe [pharmakon,

a potion; some translate it as recipe] not for memory, but for

reminder" (274-278e).

Oraltity and Language Today: What Do People Understand When They

Understand Language?

Ludwig Wittgenstein. Tractatus Logico-Philosophicus. Translated

by D.F. Pears and B.F. Guinness. London: Routledge & Kegan Paul,

1961.

Amos Oz refers to self-constitution in language as follows: "...a

language is never a 'means' or a 'framework' or a 'vehicle' for

culture. It is culture. If you live in Hebrew, if you think,

dream, make love in Hebrew, sing in Hebrew in the shower, tell

lies in Hebrew, you are 'inside'. [...] If a writer writes in

Hebrew, even if he rewrites Dostoevksy or writes about a Tartar

invasion of South America, Hebrew things will always happen in

his stories. Things which are ours and which can only happen with

us: certain rhythms, moods, combinations, associations,

longings, connotations, atavistic attitudes towards the whole of

creation, and so forth," (Under This Blazing Light, Cambridge,

England: University Press, 1979, p. 189).

J. Lyons. Semantics. Cambridge: Cambridge University Press, 1977.

Semantics requires that one "abstract from the user of the

language and analyze only the expressions and their designata"

(Vol. 1., p.115).

Noam Chomsky. The distinction between competence and performance

in Aspects of the Theory of Syntax. Cambridge, MA: MIT Press,

1965. Many scholars noticed the dualism inherent in the Chomskyan

theory. Competence is "the speaker- hearer's knowledge of his

language;" performance is "the actual use of language in concrete

situations" (p.4).

Noam Chomsky started to formulate the idea of the innate

constitution of a speaker's competence in the famous article A

review of B.K. Skinner's Verbal Behavior in Language, 35 (1959),

an idea he has developed through all his scholarly work. In the

review, he considered the alternatives: language is learned

(within Skinner's scheme of stimulus-response), or it is somehow

innate. In Aspects of the Theory of Syntax (Cambridge MA: MIT

Press, 1965), Reflections on Language (London: Fontana, 1976),

and Rules and Representations (Oxford: Blackwell, 1980), the

thought is constantly refined, though not necessarily more

convincing (as his critics noticed).

Roman Jakobson. Essais de Linguistique Générale, Paris: Editions

de Minuit, 1963.

Jakobson refused to ascertain any "private property" in the

praxis of language. Everything in the domain of language "is

socialized" (p. 33).

Feedback: "The property of being able to adjust future conduct by

past performance" (Norbert Wiener, The Human Use of Human

Beings, p.47).

In 1981, Martin Gardner and Douglas Hoffstaedter shared a column

in Scientific American, which Hoffstaedter called Metamagical

Themes. In his first article, he defined self-reference: "It

happens every time anyone says 'I' or 'me' or 'word' or 'speak'

or 'mouth.' It happens every time a newspaper prints a story

about reporters, every time someone writes a book about writing,

designs a book about design, makes a movie about movies, or

writes an article about self-reference. Many systems have the

capability to represent or refer to themselves, or elements of

themselves, within the system of their own symbolism"

(Scientific American, January, 1981, vol. 244:1, pp. 22-23).

Hofstaedter finds that self-reference is ubiquitous.

Para-linguistic elements are discussed in detail in Eduard

Ataian's book Jazyk i vneiazykovaia deistvitelnost: opyt

ontologicheskovo sravnenia (Language and paralinguistic activity,

an attempt towards an ontological comparison). Erevan: Izd.

Erevanskovo Universiteta, 1987.

Luciano Canepari. L'internazione linguistica e paralinguistica,

Napoli: Liguori, 1985.

Canepari insists on prosodic elements.

The pragmatic aspect of arithmetic is very complex. Many more

examples relating to the use of numbers and their place in

language can be found in Crump (the examples given are referenced

in The Anthropology of Numbers, Cambridge/New York: Cambridge

University Press, 1990, pp. 34 and 37).

Face-to-face communication, or iteration, attracted the attention

of semioticians because codes other than those of language are

at work. Adam Kendon, among others, thought that non-verbal

communication captures only a small part of the face-to-face

situation. The need to integrate non-verbal semiotic entities in

the broader context of a communicative situation finally leads to

the discovery of non-verbal codes, but also to the question of

how much of the language experience is continued where language

is not directly used. Useful reading can be found in Aspects of

Non-Verbal Communication (Walburga Raffler-Engel, Editor),

Lisse: Swets & Zeitlinger, 1980.

Steven Pinker. The Language Instinct: How the Mind Creates

Language. New York: William Morrow & Co, 1994. (His book

appeared eight years after this chapter was written.)

As opposed to pictograms, which are iconic representations (based

on likeness) of concrete objects, ideograms are composites

(sometimes diagrams) of more abstract representations of the

same. Chao Yuen Ren (in Language and Symbolic Systems,

Cambridge: At the University Press, 1968) shows how Chinese

ideograms for the sequence 1,2,3 are built up: yi, represented as

-; ér as -

; san as -

.

François Cheng. Chinese Poetic Writing, Bloomington: Indiana

University Press, 1982. (Translation by D.A. Riggs and J.P.

Seaton of L'écriture poétique chinoise, Paris: Editions du Seuil,

1977).

"The ideogram for one, consisting of a single horizontal stroke,

separates (and simultaneously unites) heaven and earth" (p. 5).

He goes on to exemplify how, "By combining the basic

strokes,...one obtains other ideograms." The example given is

that of combining [one] and [man, house] to obtain [large, big]

and further on [sky, heaven].

On protolanguage: Thomas V. Gamkredlidze and V.V. Ivanov, The

Early history of Indo-European Languages, in Scientific

American, March 1990, pp.110-116.

Reading by machines, i.e., scanning and full text processing

(through the use of optical character recognition programs) led

some companies to advertise a new literacy. Caere and

Hewlett-Packard, sponsors of Project Literacy US and Reading is

Fundamental came up with the headline "We'd Like to Teach the

World to Read" to introduce optical character recognition

technology (a scanner and software), which makes machine reading

(of texts, numbers, and graphics) possible. In another ad, Que

Software depicts English grammar, punctuation and style books,

and the dictionary opposite a red key. The ad states:

"RightWriter improves your writing with the touch of a hot key."

The program is supposed to check punctuation and grammar. It can

also be customized for specific writing styles (inquiry to your

insurance agent, answer to the IRS, complaints to City Hall or a

consumer protection agency). As a matter of fact, the phenomena

referred to are not a matter of advertisement slogans but of a

new means for reading and even writing. A program such as

VoiceWorks (also known as VoiceRad) was designed for radiologists

who routinely review X-rays and generate written reports on

their findings. Based on patterns recognized by the physician,

the program accepts dictation (from a subset of natural language)

and generates the ca. 150-word report without misspelling

difficult technical terms. VoiceEm (for Emergency Room doctors)

is activated by voice clues (e.g., "auto accident"), displaying

a report from which the physician chooses the appropriate words:

"(belted/non-belted,) (driver/passenger) in (low/moderate/high)

velocity accident struck from (rear/head-on/broadside) and

(claims/denies) rolling vehicle." Canned medical and legal

phrases summarize situations that correspond to circumstances on

record. When the doctor states "normal throat," the machine

spells out a text that reproduces stereotype descriptions:

"throat clear, tongue, pharynx without injections, exudate

tonsilar hypertrophy, teeth normal variant." The 1,000-word

lexicon can handle the vast majority of emergencies. Those

beyond the lexicon usually surpass the competence of the

doctor.

The subject of visual mnemonic devices used in the

interpretation of Shakespeare's plays is marvelously treated in

Frances A. Yates's book The Art of Memory (Harmondsworth: Penguin

Press, 1966). She discusses Robert Fludd's memory system of

theater, from his Ars memoriae (1619), based on the

Shakespearean Globe Theater. In ancient Greece, orators

constructed complex spatial and temporal schemata as aids in

rehearsing and properly presenting their speeches.

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