From Orality to Writing

Tracing the origin of language to early nuclei of agriculture,

as many authors do (Peter Bellwood, Paul K. Benedict, Colin

Renfrew, Robert Blust, among them), is tantamount to

acknowledging the pragmatic foundation of the practical

experience of language of human beings. Language is not a

passive witness to human dynamics. Diversity of practical

experience is reflected in language and made possible through the

practical experience of language. The origins of language, as

much as the origins of writing, lie in the realm of the natural.

This is why considerations regarding the biological condition of

the individual interacting with the outside world are extremely

important. Practical experiences of self-constitution in

language are constitutive of culture. The act of writing,

together with that of tool-making, is constitutive of a species

increasingly defining its own nature. Considerations regarding

culture are accordingly no less important than those concerning

the biological identity of the human being.

Let us point to some implications of the biological factor. We

know that the number of sounds, for instance, that humans can

produce when they push air through their mouths is very high.

However, out of this practically infinite number of sounds, only

slightly more than forty are identifiable in the Indo-European

languages, as opposed to the number of sounds produced in the

Chinese and Japanese languages. While it is impossible to show

how the biological make-up of individuals and the structure of

their experience are projected onto the system of language, it

would be unwise not to account for this projection as it occurs

at every moment of our existence. When humans speak, muscles,

vocal chords, and other anatomical components are activated and

used according to the characteristics of each. People's voices

differ in many ways and so subtly that to identify people

through voice alone is difficult. When we speak, our hearing is

also involved. In writing, as well as in reading, this

participation extends to sight. Other dynamic features such as

eye movement, breathing, heartbeat, and perspiration come into

play as well. What we are, do, say, write, or read are related.

The experience behind language use and the biological

characteristics of people living in a language differ to such an

extent that almost never will similar events, even the simplest,

be similarly accounted for in language (or in any other sign

system, for that matter) by different persons.

The first history, or the personal inquiry into the probable

course of past events, rests upon orality, integrates myths, and

ends up with the attempt to refer events to places, as well as

to time. Logographers try to reconstruct genealogies of persons

involved in real events (wars, founding of clans, tribes, or

dynasties, for example) or in the dominant fiction of a period

(e.g., the epics attributed to Homer, or the book of Genesis in

the Bible). In the transition from remembrance (mnemai) to

documented accounts (logoi), human beings acquired what we call

today consciousness of time or of history. They became aware of

differences in relating to the same events.

The entire encoding of social experience, from very naive forms

(concerning family, religion, illness) to very complex rules (of

ceremony, power, military conduct) is the result of human

practice diversified with the participation of language. The

tension between orality and writing is, respectively, an

expression of the tension between a more homogeneous way of life

and the ever diversifying new forms that broke through

boundaries accepted for a very long time. In the universe of the

many Chinese languages, this is more evident than in Western

languages. Chinese ideographic writing, which unifies the many

dialects used in spoken Chinese, preserves concreteness, and as

such preserves tradition as an established way of relating to the

world. Within the broader Chinese culture, every effort was made

to preserve characteristics of orality. The philosophy derived

from such a language defends, through the fundamental principle

of Tao in Confucianism, an established and shared mechanism of

transmitting knowledge.

Unlike spoken language, writing is fairly recent. Some scholars

(especially Haarmann) consider that writing did not appear until

4,000 to 3,000 BCE; others extend the time span to 6,000 BCE and

beyond. To repeat: It is not my intention to reconstitute the

history of writing or literacy. It makes little sense to

rekindle disputes over chronology, especially when new findings,

or better interpretations of old findings, are not at hand or

are not yet sufficiently convincing. The so-called boundaries

between oral and post-oral cultures, as well as between

non-literate, literate, and what are called post-literate, or

illiterate, cultures are difficult to determine. It is highly

unlikely that we shall ever be able to discover whether images

(cave drawings or petroglyphs) antecede or come after spoken

language. Probably languages involving notation, drawings,

etchings, and rituals-with their vast repertory of articulated

gestures-were relatively simultaneous. Some historians of

writing ascertain that without the word, there could be no

image. Others reject the logocratic model and suggest that

images preceded the written and probably even the spoken. Many

speculate on the emergence of rituals, placing them before or

after drawing, before or after writing. I suggest that primitive

human expression is syncretic and polymorphous, a direct

consequence of a pragmatic framework of self-constitution that

ascertains multiplicity.

The Civilization of Illiteracy · 第 25 / 217 题