MY DEAR ——,

You ask me to explain, in detail, what I mean by asserting that the

Imagination is the basis of knowledge. “Apparently,” you say, “our

knowledge of the world external to ourselves seems to you to spring, not

from the sensations as interpreted by the Reason, but (at all events to

a large extent) from the sensations as interpreted by the Imagination.

If you mean this, I wish you would show how the Imagination thus builds

up our knowledge of the world. But I think I must have misunderstood

you.”

You have not misunderstood me. I would go even further than the limits

of your statement: for I believe that we are largely indebted to the

Imagination for our knowledge, not only of the external world, but also

of ourselves. However, suppose we first take a simple instance of the

knowledge of external things: “This inkstand is hard. How did I come to

know that it was hard? How do I know that it is hard now?”

Let us begin from the beginning. I am an infant scrambling on the floor

where the said inkstand is casually lying. Having a congenital impulse

(commonly called “instinct”) to touch and suck anything that comes in my

way, and especially anything bright, I greedily and rapidly approximate

my lips to the corner of this polished object. I recoil with a sharp

shock of pain. The pain abates. The instinctive recoil from the inkstand

has left in me an instinctive aversion to the pain-causing object: but

my touching and sucking instinct again revives, and as soon as it

prevails over the recoiling instinct, I am impelled again

towards the inkstand, not so rapidly as before, but still

too rapidly. I recoil again, with pain lessened but still

acute. I am acquiring “knowledge”: I “know,” though I cannot

put it into words, that I have twice found the inkstand

not-to-be-rapidly-approached-under-penalty-of-a-certain-kind-of-pain, in

other words, “hard.” But I try again; I try four, five, six times: I

find that when I approach with less velocity my pain is less, and when

with sufficiently diminished velocity, there is no pain at all; I touch

and suck in peace: but when I forget my experience and suppose that the

inkstand—even though I dash wildly at it after my old fashion—will

“behave differently this time,” I find that I am mistaken: the inkstand

will not “behave differently”; it always behaves in the same way. By

this time then I know something very important indeed.

But pause now, my friend, and ask yourself how much this infant has a

right to say he “knows,” so far as the evidence of the senses guides

him. All that the senses have told him is that on five, six, seven,

say even seventy, occasions, he found the inkstand hard. But is this

all that he “knows”? You know perfectly well that he knows infinitely

more: he has made a leap from the past into the future and knows that

the inkstand _will_ be found hard whenever he touches it. When he

grows up and attains the power of speech he will generally express his

knowledge in the Present Tense: “I must not strike the inkstand with

my mouth for it _is_ hard”: but in reality this “is” implies “will

be”; “I must not strike the inkstand with my mouth for I _shall find_

it hard.” Now what is it that has produced in him this conviction

which no philosopher can justify by mere logic, but which every baby

acts on? It seems to have arisen thus. The baby has received in rapid

succession two sensations, first, that of a violent approximation to

the inkstand, secondly, a sudden shock of pain. Having received this

pair of sensations very frequently, he cannot help associating them

together in his thoughts; so that now the thought of a violent

approximation to the inkstand necessarily suggests to him the thought

that it is not-to-be-approached-violently, or “hard.” He began by

learning to expect that perhaps, or probably, the first sensation

would be followed by the second; but having found, after constant

experiments, that the second sensation, so far as his experience goes,

always follows the first, he gradually passes from belief into

certainty, or knowledge, that the second always will, or must, follow

the first.

A similar transition is going on at the same time in the infant’s mind—I

mean the transition from belief to certainty—in regard to thousands of

other propositions besides the one we have selected, “this inkstand is

hard.” Every single case of such transition facilitates the transition

in other cases, by making the child feel that, if he is to get on in the

world and make his way through it without incurring the constant pains

and penalties of Nature, he must not disregard these juxtapositions, or

pairs of sensations, (which, when he grows older, he will, if ever he

becomes an educated man, call “cause” and “effect”), but must take them

to heart and remember them; when the first of a familiar pair comes, he

must be prepared to find the second immediately following. Not

unfrequently the child’s limited experience associates together in his

mind sensations that Nature has not associated; as, for example, when he

infers that a clock must tick because he has never yet in his life seen

a clock that has stopped. In this and other cases the child has

afterwards to dissociate what he had too hastily joined together, and to

correct his conclusions by wider experience. But, on the whole, the

transition from belief to certainty, in any one case, is facilitated by

the great majority of similar cases in which the same transition is

going on with results that are confirmed by his own experience and by

that of his elders. What helps the transition, in each case, is its

general success; it _works_: it helps the child to move more and more

confidently in the world without subjecting himself to the punishments

which Nature has attached to ignorance.

Now therefore, reviewing the stages of the progress upwards, we see that

the knowledge of which we are speaking is based upon an inherent and

fundamental belief of which we can give no logical justification

whatever. Why should an inkstand always be hard? The child can allege no

reason for this except that, having found the inkstand to be hard in a

great number of past instances, he is compelled to believe that it will

be always hard, with such a force of conviction that he cannot but feel

and say he “knows” it. But of course there is no logical justification

for this assertion. He might argue for some months or even years, in

precisely the same way about a clock, and say that “a clock always

ticks,” because he has seen the clock tick times innumerable and never

known it not to tick. Why should not a larger experience confute his

so-called knowledge in the case of the inkstand as in the case of the

clock? As the clock collapses, why should not the nature of the inkstand

collapse—be, come unwound, so to speak, or altogether transmuted? There

is no possible answer to this question for the child, at present, except

the following:—“It never has done so, and therefore I believe that it

never will. I believe in the uniformity of Nature. The sequences of

observed cause and effect are Nature’s promises, and if she does not

keep them, life will break down. I am compelled to believe, and to act

on the belief, that life will not break down. I believe that this

inkstand is hard, because this belief _works_.”

I conclude therefore that all knowledge of the kind we are now

describing is based on belief (viz. the belief that what has been will

be) tested by experience. I think it must also be admitted that

Imagination contributed to the result: for the child not only remembers

his two past consecutive sensations but gradually _images_ in his mind a

kind of bond between them, which memory pure and simple could not have

contributed. Memory reproduces “Inkstand and _then_ hardness;”

Imagination paints, or begins to paint, a new idea, “Inkstand and

_therefore_ hardness.” Again, Memory reproduces vaguely numerous

instances, “The inkstand was hard ten, eleven, twenty, many times;” then

comes Imagination and at a leap sets before the mind an entirely new

notion, and invents for it the word “always.”

Concerning other and more complex kinds of knowledge what need is there

to say a word? For if such simple propositions as “a stone is hard,” are

shown to depend upon Imagination for suggesting, and Faith for

retaining, a conviction of the uniformity of Nature, much more must

these influences be presupposed if the child is to attain knowledge

about matters avowedly future, _e.g._ “the sun will rise to-morrow.” In

reality all knowledge of any practical value has to do with a future,

immediate or remote; and therefore I do not think I shall be

exaggerating in saying that for all knowledge about things outside us we

depend largely upon Imagination and Faith.

But I pass now to consider a child’s knowledge about himself. Take for

example such a proposition as this, “I like sugar.” Is Faith or

Imagination required to enable a child to arrive at the knowledge of

this proposition about himself? I think so. The very use of the word

“I,” if used intelligently, appears to need some imaginative effort. Of

course I do not deny that this subtle metaphysical idea may have been

suggested to us originally by our faculty of touch, and especially the

faculty of self-pinching or self-touching. I dare say you have read how

men have sometimes caught hold of their own benumbed hand by night, and

awakened a household by shouting that they had caught a robber: has it

ever occurred to you that, if you never had the power of distinguishing

your own hand from anybody else’s hand by the sense of touch, you might

have gone through life with no sense, or with a very tardily acquired

sense, of your own identity? If the monkey who boiled his own tail in

the caldron had felt no pain, might he not have been excused for

doubting sometimes whether the tail belonged to him? And if his head

were equally painless or joyless when he thumped it or scratched it,

ought he to be condemned for disowning his own head? And if a monkey, or

even a child, could not lay claim to its own head, it seems to me

doubtful whether he could ever claim such a separation from the outside

world as would necessitate his using the word “I.” But, as it is, having

this self-pinching faculty, the child soon finds that to pinch a ball,

or a bladder, or a sister, is an entirely different thing from pinching

himself: and this self-touching faculty confirms the evidence suggested

by the bumps and thumps of the external world; all of which lead him to

the belief that he has a bodily frame of his own, liable to pain and to

pleasure, and largely dependent for pain and pleasure on his own

motions, which motions he dimly perceives dependent upon something that

appears to be inside himself.

But neither this nor any other explanation of the manner in which the

sensations prepare the way for the construction of the idea of the “I,”

ought to prevent us from recognizing that the idea itself is the work of

the Imagination, and not of the unaided sensations, nor of the unaided

reason. Self-pinching and contact with the rough external world might

convince the child that he was different from his environment at the

time when he made his last experiments and underwent his last

experiences; but they could not convince him that he _is_ different

_now_, or that he _will be_ different in the next instant; and for this

conviction he depends upon faith. Again, the imagination of the “I”

seems closely bound up with two other nearly simultaneous imaginations,

those of Force and Cause. First he feels a desire to touch the inkstand,

then he feels himself moving towards the inkstand, then he feels the

inkstand touched. These sequences of desire, action, result, he can

repeat as often as he likes. By their frequency therefore, as well as by

their vividness, they impress him more powerfully than sequences of

phenomena not dependent on himself; and it is from these probably that

he first imagines the idea of “must,” or “necessity,” or “cause and

effect.” If he feels a desire to move a limb, the motion of the limb

immediately follows; it always obeys him; it _must_ obey him. He pushes

a brick; what caused the brick to fall? He feels that it was his own

force that caused it; he no longer looks upon the push and the fall as

if the former merely preceded the latter; he imagines a connection of

necessity between the push and the fall, the cause and the effect, and

gradually comes to imagine himself as the causer of the cause. But all

these imaginations are mere imaginations, not proofs. To gather together

all the sensations of which he retains the memory, the sensations of

which he is at present conscious, and the sensations to which he looks

forward, and to put an “I” behind or below all these, as the foundation

of them all, and partial causer of them all—what an audacious assumption

is this! Not Plato and Aristotle combined could prove to a child, or to

the most consummate of philosophers, that he has a right to call himself

“I,” or that he is any other than a machine and a part of the universal

machinery. How can I prove and vindicate my independence, my right to an

“I”? By saying that I will do, or not do, and by then doing, or not

doing, any conceivable thing at any conceivable time? Such an attempt is

futile. The retort is unanswerable: “In the great machine which you call

the universe, that small part which you call ‘I’ was so constructed and

wound up that it could no more help saying and doing what it did and

said, than a clock could help pointing and striking.”

What then is the real proof that we are right in using the word “I” and

in distinguishing ourselves from other objects which we call external?

There is no proof at all except that, first, we are led to this way of

looking at things by Nature and Imagination, and secondly, this way of

looking at things _works_ best. The “I-view” is better fitted than the

“machine-view” to develop in us the faculties of judgment and

self-control, to give us a sense of responsibility and a capability of

amendment, and to make us ultimately more hopeful and more active. So

too, the belief in “cause and effect” _works_ better than a mere mental

record of past antecedents and sequences, accompanied by a blank and

strictly logical neutrality of mind as to what will happen in the

future. Faith in “cause and effect” is the foundation of all stable life

and all regular progress alike in the individual and in the state. The

unfaithful unbeliever in causality is the Esau, both in the moral and in

the intellectual world, the happy-go-lucky hunter who depends on stray

venison and refuses to resort to system in order to make a sure

provision for the needs of the future; the believer is the quiet

plodding Jacob who has his goats in the fold where he knows he can find

them when wanted. The unbeliever is the unimaginative savage who has not

faith enough to see the harvest in the seed; the believer is the man of

civilisation who can trust Nature through six long months of waiting and

can say to her, not in the language of hope, “_do ut des_,” but in the

language of conviction, “_do daturae_.” Nevertheless, convenient as

these ideas may be for our comfort, nay, though they may be even

necessary for our existence, we are bound to recollect that they are

merely ideas. Like the ideas of force, cause, effect, necessity, so the

idea of “I,”—though produced with the aid of experience and tested by

appeal to experience and reason—appears to be nothing but a child of the

Imagination, and a foster-child of Faith.

Perhaps your conclusion from all this is that I am proving that we can

know nothing? Not in the least. What I am saying does not prove that we

know less or more than we profess to know at present. I am merely

showing that our knowledge comes to us from sources other than those

which are ordinarily assumed.

IV

IDEALS

The Kernel and the Husk: Letters on Spiritual Christianity · 第 35 / 72 题