Does it not find expression, this sympathy, in the youthful Goethe’s

Ganymede-pathos? “_Mit tausendfacher Liebeswonne sich an mein Herz

drängt deiner ewigen Wärme heilig Gefühl._”... “_Aufwärts an deinen

Busen, alliebender Vater!_” Does it not find expression in his

pantheism, which is only the objectivation of his feeling, in such

wise that his own utter surrender gives him to know the divine not as

something from without, but as irradiating him through and through?

In any case, this organic sympathy, this living interest, is entirely

directed toward life, toward the “_ewige Wärme_”; whereas--and what

could be more characteristic of the difference between these two,

nature’s great children?--Tolstoy’s strongest, most tormenting,

deepest, and most productive interest has to do with death. It is

the thought of death which dominates his thoughts and writing, to

such an extent that one may say no other great master of literature

has felt and depicted death as he has--felt it with such frightful

penetration, depicted it so insatiably often. Tolstoy’s poetic genius

for questioning death is the pendant to Goethe’s intuition in the field

of natural science; and sympathy with the organic is at the bottom of

both. Death is a very sensual, very physical business; and it would be

hard to say whether Tolstoy was so interested in death because he was

so much and so sensually interested in the body, and in nature as the

life of the body, or whether it was the other way about. In any case,

in his fixation with death, _love_ comes into play too: for the fear of

death, this source of Tolstoy’s poetry and his feeling for religion, is

fear of the love of nature, it is the negative, naturalistic other side

of Goethe’s Ganymede-impulse.

“_Du führst_,” says Goethe-Faust to the Earth-Spirit:

“_Du führst die Reihe der Lebendigen

Vor mir vorbei und lehrst mich meine Brüder

Im stillen Busch, in Luft und Wasser kennen._”

“My brothers.” We know that it was Goethe who took in all seriousness

the idea of “man’s close relation to the beast,” and that before

science had got far enough on to do so; his possession by this thought,

this profound and true intuition, shows us the child of nature in all

his sympathy with the organic. Schiller’s humanity, his conception of

man, which was at bottom emancipatory, haughtily inimical to nature,

would have found little pleasure in such a conception; and one does

not discover ideas to which one is unsympathetic; that is to say,

ideally unsympathetic. There is not such a thing as an assumptionless

science. Scientific discoveries are always the result of an ideal

assumption: the mediæval statement “_Credo ut intellegam_” is eternally

right. Belief is the organ of knowledge; and without the preconceived,

previsioned idea of a unified plan on which is based the development

of the higher vertebrate world, including man--in the plant world the

conception of the “primitive plant”--Goethe never would have found the

_os intermaxillare_ in man. I may speak of the amusing contradiction

between his discovery and the humanistic explanation he gave it. He

says that the intermaxillary bone is variously shaped, in animals,

according to circumstance and necessity; but that when it came to man,

the highest in the scale, it hid itself for shame, “afraid of betraying

an animal voracity.” Ideal human pride might retort that it was truly

inhuman to spy out the shamefaced hidden bone and bring it to the light.

Yet how remarkable and significant it is to see Goethe’s medical and

biological interest being seasoned from the start with the humanistic,

with his concern with man and his beauty! And consequently with art

too; since art with Goethe was a humanistic discipline, and all the

disciplines and faculties of human endeavour, human wisdom, human

power, were seen by him as variations and adumbrations of one and

the same great compelling and enchanting interest and concern, which

is man. To study humanity from the angle of medicine and the natural

sciences did not lie in his family tradition, as it did in Schiller’s

and Dostoyevsky’s, both of whom were sons of physicians, and neither

of whom gave a thought to man’s physical side. On the other hand, we

know that ever since his Leipsic days Goethe had occupied himself with

medicine, associated every day with medical men in Strasburg, worked

in the dissecting-rooms, spent time in the obstetrical clinic and the

clinic for internal diseases. The spirit in which he pursued these

studies, the kind of interest he took in them, is clear from the fact

that he himself later in life lectured to young artists in the academy

on the bony structure of the body. The same thing comes out even

plainer in the words he puts into the mouth of Wilhelm Meister in the

_Wanderjahre_, when the hero takes his surgical training. His primary

interest is in anatomy; and we get some very curious information on the

point of previous preparation in a quite different field of activity.

“By a peculiar method, which no one would guess, I had already made

good progress in knowledge of the human frame; and this was during my

theatrical career. When you come down to it, the physical man, after

all, plays the principal rôle there--a fine man, a fine woman! If

the manager is lucky enough to have got hold of these, the writers

of comedy and tragedy are assured. The free footing upon which such

society lives makes their associates more familiar with the peculiar

beauty of the uncovered limbs than any other relationship; different

costumes often oblige them to make visible what otherwise is generally

concealed. On this point I might have much to say, as also of physical

defects which the sensible actor must recognize in himself or others,

in order, if not to correct, at least to hide them. In this way I was

sufficiently prepared to give consistency to the anatomical course

which taught me to know the outer parts more accurately, whilst

the inner parts too were not strange to me, inasmuch as a certain

perception of them had always been present to me.”

This is, I repeat, a significant bit of information. We learn, not

only that the acquaintance with the human form, which Wilhelm owed to

the “free footing” of theatrical life, was a happy preparation for his

anatomical studies; but also that both, his leaning to the theatre and

his interest in medicine, were expressions of one and the same profound

interest, his sympathy with the organic and its highest revelation,

the human form--an interest, and a sympathy, not far removed, as I

said, from Eros. For instance, when Wilhelm Meister, one day in the

dissecting-room, finds that his subject is “the most beautiful female

arm that ever twined itself about a young man’s neck”--and cannot bring

himself to mutilate with his instruments this “glorious manifestation

of nature.” Out of this incident there comes about his acquaintance

with that remarkable man, the “plastic anatomist,” a sculptor who

prepares from wax or other material anatomical dissections possessing

the fresh colour and appearance of the natural subjects, in the

hope of employing his ingenuity and fertility of method to make the

demonstrations more valuable to students and medical practitioners

the world over. There follow the most pregnant conversations upon

the association of plastic art and anatomical knowledge, and the two

intertwine in the most wonderful way when the master “cast in a shaped

mass the beautiful torso of a youth and now was skilfully trying to

divest the ideal form of the epidermis, to change the beautiful shapes

of life into a veritable preparation of muscular tissue.”

Here the prose work of Goethe’s later period refers to his own youthful

thoughts and experiences as a student. He had early discovered and

stated that a knowledge of nature and a knowledge of art reciprocally

heighten each other. “As I observe nature,” he wrote from Rome, “so I

now observe art, and win what I have so long striven after, a perfect

conception of the highest that has been accomplished by man; and _my

soul gets formed_ more on this side and looks into a freer field.”

“Architecture and sculpture and painting are to me now like mineralogy,

botany, and zoology,” he says in a letter to Herder. And again: “We can

finally rival nature by the use of art only when we have learned from

her, at least to some extent, the way she proceeds in the formation of

her works.... The human form cannot be comprehended merely by looking

at the surface of it; one must lay bare its inwardness, disjoin its

parts, observe the connexion between them, note the dissimilarities,

be instructed in the action and counter-action, print upon one’s mind

the hidden and dormant and basic features of a phenomenon, if one wants

really to see and imitate it as it moves, a beautiful, indivisible

whole, in living waves before our eyes.” These are Goethe’s words, and

who could doubt their truth? Who would deny that it advantages the

artist to have knowledge of something beneath the skin, so that he can

paint what is not seen as well as what is: in other words, if he stand

to nature in another relation besides the lyrical, if, for example, he

is a physician on the side, a physiologist, an anatomist, and quietly

knows what he knows about the _dessous_ as well? The envelope of a

human body consists not only of the mucous membrane and cornea of the

epidermis, but underneath one has to imagine the corium with its oil

and sweat glands, blood-vessels and tubercles, and under that again the

adipose tissue, the upholstery that lends the form its charm. But what

the artist knows and thinks tells too: it flows into his hand and has

its effect; it is not there and yet somehow it is, and just this it

is that gives perspicuousness. Art, I repeat, is only one humanistic

discipline among others; all of them, philosophy, jurisprudence,

medicine, theology, even the natural sciences and technology as well,

are only variations and subspecies of one and the same high and

interesting theme--toward which we can never take up a sufficiently

varied and many-sided attitude, for it is man; and the _human form_ is

the summary of them all, it is, to speak with Goethe, “the _non plus

ultra_ of all human knowledge and activity, the alpha and omega of all

things known unto us.”

* * * * *

Autobiography, and education. The two conceptions meet again when

we envisage this idea of the human form, this loftiest expression

of our sympathy with the organic. Yes, in view of this idea, so

genuinely creative, the two conceptions flow into one humane whole:

the pedagogic element resides, consciously or unconsciously (and if

unconsciously, so much the better), in the autobiographic; it follows

from it, it grows out of it.

Goethe somewhere calls Wilhelm Meister his “beloved likeness (_sein

geliebtes Ebenbild_).” In what sense? Does a man love his own

likeness? Unless he suffer from hopeless self-complacency, should

not the sight of it make him aware of his own shortcomings? Yes, of

course, it should. And this very awareness of a need of improvement

and completion, this consciousness of his own ego as a task, a moral,

æsthetic, cultural obligation, becomes objective in the hero of the

autobiographical novel, the epic of education. To this personage the

creative ego acts as guide, philosopher, and friend--at once identical

and superior--to an extent that makes Goethe once refer to his Wilhelm

as “a poor dog.” The phrase bespeaks a parental tenderness, not only

toward the poor fellow in his _dunklen Drange_ whom he created in his

own image, but also toward himself. And thus, at the very heart of the

autobiographic pathos there takes place the turn for the pedagogic.

And this process of objectivation goes on in Wilhelm Meister through

the introduction of the society of the Turm, which takes in hand

his destiny and human development and leads him in mysterious ways.

More and more plainly in the _Lehrjahre_ does the original idea of a

personally conducted adventure in self-improvement tend toward the

pedagogic; until in the _Travels_ it issues entirely in the social,

yes, even in the political. At the end of the _Faust_ there is an

unmistakable flashing-up in poetry of the same vision of the union of

self and society in the educational process. For the Enlightened, who

on earth “_immer strebend sich bemüht_”, is received on high by the

youthful saved, who sing:

“_Wir wurden früh entfernt

Von Lebechören;

Doch dieser hat gelernt,

Er wird uns lehren._”

Nobody has ever loved his own ego, nobody was ever egocentric, in the

sense of conceiving of his own ego as a cultural task and toiling

early and late in pursuance of it, without reaping, almost as though

by accident, educational influence in the outer world, and the joy and

dignity of a leader and former of youth. The harvest never comes save

at the height of life, and the moment of his realization of it is the

sublime moment in the life of the productive human being. He never

foresees, or even suspects, the moment beforehand. The autobiographical

“poor dog,” with his mind from his youth up wholly on the difficulties

of ploughing his own furrow, or, in the religious phrase, on the saving

and justification of his own soul, will not have imagined he can teach

anything, to improve or to convert men. Yet the day comes when, still

incredulous, still astonished, he realizes that he has been teaching

while he learned--shaping, guiding, leading, training, putting his own

stamp on youth, by the power of words, by that lofty instrument of

culture which is Eros-filled and binds the hearts of men. And from the

day of his realization this knowledge possesses his whole life with

a certainty, a creative bliss which leaves far behind it all ordinary

human joys of love and fatherhood--just as the life of the mind is

wont to exceed all personal and sensual things in value, beauty, and

splendour.

* * * * *

“I am reading Goethe. My mind teems,” Tolstoy wrote in his journal at

the beginning of the sixties. He was then a man of some thirty years

and had not long returned to Russia and begun his work as a preaching

and practising pedagogue. What was he reading? Was it contact with

German idealism and humanism that made his mind so to “teem”? It was

an alien sphere to him. For in Tolstoy (otherwise than in Goethe), the

origin of the pedagogic impulse was immediately social and ethical.

A man of parts and attainments, said he, must share with those who

lack such blessings before he can derive pleasure from them himself.

The motive seems _a poor one_ to me; rationalizing and humanitarian,

like all the conscious thought of the great artist just then, I find

it deeply inferior to the beautiful humanity of Goethe, in whom the

social ideal was an organic outgrowth of the cultural and educational.

But what Tolstoy thought was usually smaller than what he was. And

to come back to our starting-point: what was it made his mind “teem”

when he read Goethe and at the same time set to work as single-handed

schoolmaster and founder of a primary school to put into practice the

pedagogic ideas that rumbled in his belly?

Or, rather, to experiment with them. For he had made up his mind to

settle, by actual experiment, what it was that the people, and in

particular youth, wanted to be taught; it had not been settled, and

that it had to be settled was his primary pedagogical thesis. “The

people,” he said, “this most interested party in the whole situation,

party and judge in one, listens quietly to our more or less ingenious

exposition as to the best way of preparing and presenting its mental

fodder. It is not disturbed; for it perfectly knows that in the great

business of its mental development it will never take a false step, or

accept anything that is false; and that all efforts to force it into

paths unsuited to it, for instance German paths, will be like water

on a duck’s back.” One must recognize, Tolstoy declares in writing

and controversy, that the German type of school is a desirable one;

that is a fact for which history vouches. But, even so, one may as

a Russian hesitate to enter the lists in favour of a primary school

which does not yet exist there. What historical argument can be brought

for the assertion that Russian schools must be like those in the

rest of Europe? The people, he says, need education, and every human

being seeks it unconsciously. The more highly cultivated classes,

society, and government officials, seek to extend the benefits of

their knowledge and to educate the less educated masses. One would

suppose that such a concurrence of the needs of both classes, the

giving as well as the receiving, would suffice. But no. The masses

steadily oppose all efforts made in their behalf to educate them, so

that these are often entirely futile. Whose is the fault? Which is

more justified: the opposition, or the system against which it is

directed? Must the opposition be broken or the system altered? The

latter, Tolstoy decides, is the case. “Shall we not,” he asks, “confess

honourably and openly that we do not, cannot, know what the needs of

the coming generations will be; but that we feel none the less bound

to investigate? That we will not charge the masses with ignorance

because they will not accept our education; but rather accuse ourselves

of both ignorance and arrogance if we go on trying to educate them on

our own lines? Let us at last cease to see hostility in the resistance

of the people to our system; and find in it the expression of the

people’s will, which alone should guide us. Let us at last accept the

fact, so clearly evinced by the whole history of pedagogics, that if

the educating class are to know what is good and what bad, the class

to be educated must have full power to register dissatisfaction,

and opportunity to reject a system which they instinctively find

unsatisfying; that, in short, _freedom_ is the sole criterion of

educational methods.”

“The sole criterion of education is freedom, the sole method

experience, experimentation.” This is Tolstoy’s first and highest

pedagogic maxim. According to him, the school should be at once a means

of education and an experiment performed on the rising generation, an

experiment productive of ever new results. It should, in other words,

be an educational laboratory, where the experiment of pedagogic science

seeks to create a firm basis for itself. To do this, it is necessary

that it function under circumstances that ensure the value of its

results--that is, in freedom. The school as it is, Tolstoy declares,

enfeebles the children by distorting their mental faculties. During

the most precious period of development it wrenches the child out of

the family circle, robs him of the joy of freedom, and makes of him

a jaded, suppressed creature, upon whose face rests an expression of

weariness, fear, and boredom, while with his lips he repeats strange

words in a language he does not know. But if we give the people freedom

during their training, then we also give them the chance to speak out

on the score of their necessities, and furthermore to choose among

the kinds of knowledge offered. Philosophers from Plato to Kant have

unanimously striven to free the school from the fetters of tradition.

They have sought to discover wherein the intellectual needs of man

consist, and to build up new schools on these more or less correctly

envisaged needs. Luther demands that the masses shall study the

Scripture from the original text, and not from the commentaries of the

Fathers. Bacon advises the study of nature from nature herself and not

from the works of Aristotle. Rousseau wants to teach life _from life_,

as he conceives it, and not from outworn experience. All philosophy

stands for freeing the school from the idea of instructing the younger

generation in that which the older generation held to be science; and

in favour of the idea of teaching them what they themselves need. And

we can see by the history of pedagogic science that every step forwards

consists in greater natural _rapport_ between pupil and teacher, in

less compulsion and greater facilitation of the process of learning.

Tolstoy, then, an anarchistic pedagogue, sets his face against

discipline. “The school in which there is less compulsion,” he says,

“is better than the one in which there is more. The method which can

be introduced without increased disciplinary strain is good; one which

requires greater severity is surely wrong. Take a school like mine and

try to carry on conversations about tables and corners of rooms or

shove little dice to and fro. A frightful disorder will reign at once,

and it will be absolutely necessary to restore order. But tell them an

interesting story or set them an interesting task, or let someone write

on the board and the others correct, and _let them all out of their

benches_, and they will all be busy, and there will be no mischief, and

no increased discipline will be necessary. We may safely say that this

way is good.”

“The children bring nothing with them,” thus Tolstoy describes the

procedure at Yasnaya Polyana, “neither primers nor copy-books. There

are no tasks to take home. They need not remember anything--nothing

of what they did the day before. They need carry nothing, either in

their hands or in their heads. They bring nothing with them but their

receptive natures and the conviction that school will be just as jolly

today as it was yesterday; they only think of the instruction when it

has begun. No one who comes late is ever scolded, and they never come

late, except some of the older ones, whose fathers occasionally keep

them to work. When that happens, they run as fast as they can to school

and get there breathless.”

Lucky village children of Yasnaya Polyana! But it is comprehensible

that Tolstoy tries to make the school at least pleasant for his pupils;

his faith in its educational value is weak, and he makes in the end no

secret of his conviction--which he declares he derived from personal

observation in the schools of Paris, Marseilles, and other cities of

western Europe--that the greater part of popular education is gained,

not from school, but from life; and that free public instruction,

by means of lectures, clubs, books, exhibitions, and so on, remains

far superior to any teaching in schools. But be that as it may; what

interests us here is not the rightness or wrongness of Tolstoy’s ideas,

but rather what is characteristic in them; and characteristic they

certainly are, in the highest degree, and from every point of view, not

only in a personal sense, but also as a sign, even as an augury of his

time.

What strikes one first of all, then, is a note that sounds in clearest

contradiction to certain other of his doctrines: to the pacifistic and

antinational ones, to the thesis of democratic equality he preached

in his latter days. It is the national note. He emphasizes the

right of the Russian people to an education suited to their genius,

independently of the foreign spirit. His root-and-branch Russianism,

at this time still quite unregenerate, denies the right of the upper

and official classes, with their west-European liberal education, to

force upon the masses an education not suited to their actual needs.

Here he is turning against Peter the Great, who created these official

classes and gave them their orientation toward liberalism and the

west. Tolstoy’s educational ideas are all extreme anti-“Petrinic,”

anti-western, anti-progressive. He openly declares that the educated

class is not capable of giving the masses their proper training,

conceiving, as it does, that the well-being of the people lies in the

direction of civilization and progress. What speaks out of Tolstoy’s

mouth, what rules his thinking, is Moscow. It is that leaning toward

Asia which so alarmed Turgeniev and others like him in Tolstoy’s

writings and which here is elevated to a pedagogic principle. His

anarchism, his faith in the anarchistic principle as the single

reasonable basis of communal human life; his doctrine that absolute

freedom makes all discipline superfluous--all these are part of it, and

it and they are expressed in Tolstoy’s prescription to “let all the

children out of the benches” and free them from every oppressive sense

of duty.

Three essays · 第 7 / 17 段