Practically however the chief British colonies are independent as

concerns the internal affairs of each; they are practically dependent

or subject only as regards the common policy of the “realm” or

“empire.” And it has been said, and that not by an opponent of

“Imperial Federation,” that

“These two opposing principles, subordination on the one hand,

and self-government on the other--we might almost say subjection

and freedom--cannot long co-exist. This imperfect, incomplete,

one-sided federation must end either in disintegration or

incomplete and equal and perfect federation.”

The only question is whether a federation thus limited is federation

at all, and not really subjection. When we speak of “imperfect,

incomplete, one-sided federation,” the adjectives destroy the

substantive; they show that the relation spoken of is not a federal

relation at all. All the elements of a federation are wanting. There

is no voluntary union of independent states, keeping some powers to

themselves and granting other powers to a central authority of their

own creation. There is instead a number of dependent bodies, to which

a central authority older than themselves has been graciously pleased

to grant certain powers. This state of things is not federation, but

subjection. It is perfectly true that an American State, as such, has

no more direct voice in the foreign affairs of the American Union than

a British colony has in the foreign affairs of the British “empire.”

But why? The colony has no such voice, because it is a subject

community and never had a voice in such matters. The American State has

no such voice, because the direction of foreign affairs is one of the

powers which the States have ceded to the Federal authority. But, more

than this, not only has the colony no direct voice in ordering foreign

affairs, itself and its citizens have no voice, direct or indirect,

in choosing those who have the ordering of them. But the American

State and its citizens have a direct voice in choosing those who have

the ordering of the foreign affairs of the Union. The citizens of the

several States, as citizens of the United States, choose the [electors

of the] President, by whom foreign affairs are actually ordered. The

States themselves in their Legislatures choose the Senators, by whom

the acts of the President are approved or annulled. Here are two very

different stories; the difference between the position of the American

State and the position of the British colony is nothing short of the

difference between federation and subjection.

In truth the relation between the United Kingdom and the colonies does

not answer my old definition of federation which it has been said to

answer. The colonies are not “states” in the sense of that definition.

The “states” there spoken of are communities like the cities of Achaia,

the cantons of Switzerland, the states of America, sovereign and

independent communities, which, while keeping to themselves certain

of the attributes of sovereignty, have by their own act ceded certain

other of its attributes to a central authority[4]. The colonies

are not states in this sense; instead of having granted any powers

to a central authority, they have only such powers as the central

authority chose to grant to them. They are not states; they are only

municipalities on a great scale. I shall doubtless be told that the

colonies can alter their criminal law, their marriage law, and a crowd

of other laws, which a municipality at home cannot alter. But why? The

colonies can do all these things, simply because Parliament has given

them the power to do them; and Parliament can, if it chooses, give the

same power to the Common Council of London or to the parish vestry of

Little Peddlington.

* * * * *

Thus far we have been dealing with a state of things which may very

likely be “imperial,” but which is assuredly very far from “federal.”

It is a state which--we have good authority for so saying--cannot last

very long, but which must soon be exchanged either for disintegration

or for federation. The question in truth comes to this; Shall an

“empire” break up or shall it be changed into a federation? To speak

of changing an imperfect federation into a perfect one gives a false

idea of the case. What is really proposed to be done is not to change a

lax confederation into a closer one or an imperfect confederation into

a perfect one. It is to bring in federation, as a perfectly new thing,

where at present there is no federation, but its opposite, subjection.

And it is proposed to bring in federation, not only as a perfectly new

thing, but under circumstances utterly unlike those under which any of

the present or past confederations of the world ever came into being.

The proposal that a ruling state--if any one chooses to call it so, an

“imperial” state--should come down from its position of empire, and

enter into terms of equal confederation with its subject communities,

is a very remarkable proposal, and one which has perhaps never before

been made in the history of the world. It may therefore be well to take

a glimpse at the causes which have led to so unprecedented a proposal

and to the unprecedented dilemma of which it forms one horn.

It is this subjection of the colonies to the mother-country which

is, as I have fully argued elsewhere, the great point of difference

between modern European colonies and those colonies of the elder

world which have in other respects so much in common with them. While

the relations between metropolis and colony are the brightest facts

of Greek or Phœnician political life, in modern times the relations

between mother-country and colony have often been among the darkest.

The subjection of the colony is, as none see more clearly than some

advocates of Imperial Federation, an unnatural thing, at the very least

a thing which becomes unnatural as soon as the colony has outgrown its

childhood. Then comes the alternative, “disintegration” or federation.

That is, Shall the colonies part from the mother-country and become

independent, or shall they remain united to the mother-country on

some terms other than those of subjection? In the Greek system the

alternative could not occur; where the colony was independent from

the beginning, there was no room for “disintegration.” And though we

are sure that the mother-country, taught by experience, would not now

think of trying to keep by force any colony that wished to separate,

yet “disintegration” is a process which is perhaps not to be desired in

itself. It must be better either never to have been united or never to

separate. The separation may be needful, but it must be something of an

unpleasant wrench. The Greek system made it needless. Metropolis and

colony were all the better friends because the relation of subjection

had never existed between them.

But it is the other alternative of federation which we have now to

discuss. Is that alternative, the substitution of federation for

empire, possible? Let us at least remember that what is proposed

is unlike anything that ever happened in the world before. That

certainly does not of itself prove that the proposed scheme is either

impossible or undesirable; still it is a fact worth bearing in mind.

It is always dangerous to imagine a precedent where there is none. A

perfectly new scheme should stand forth as a perfectly new scheme, as

something which may commend itself by its abstract merits, but which

has nothing in the way of experience to recommend it. And such is the

scheme of federation between the mother-country and the colonies.

No ruling state has ever admitted its subject states into a federal

relation[5]. Ruling states have often admitted subject states to equal

privileges with themselves; but the promotion has taken the shape, not

of federation but of absorption; that is, subjects were raised to the

rank of citizens. Of this Rome is the great example; her citizenship

was gradually extended, first to the Italian allies--fruit of their

war of independence--and then by slow degrees to the provinces also.

Now the people of our colonies need no admission to citizenship. They

are already British subjects; the essence of the modern colonial

relation is that they remain British subjects. The inhabitants of the

colonies, each man by himself, are the equals of the inhabitants of the

United Kingdom; this or that colonist may be an elector in the United

Kingdom; let him come and live in the United Kingdom and he may become

a member of Parliament, a cabinet minister, a peer of the realm. It is

only the communities, as communities, that are subject. Now it would

be quite possible to unite the mother-country and the colonies in a

way that might be called at pleasure the removal of subjection or its

aggravation. They might be united as Rome and her Italian allies were

united, as Scotland, and Ireland were united to England. They might

send members to the Parliament of the United Kingdom in fair proportion

to their numbers. They would then have exactly the same control over

the general affairs of the kingdom, “realm,” “empire,” whatever it is

to be called, which the inhabitants of the United Kingdom have now.

And, considering the geography of the case, it may be that, instead

of Westminster, some point, some island perhaps, more central for the

whole “empire” might be chosen as the place of assembly. But, with

such an union as this, the local Legislatures of the colonies must be

abolished. The Parliament of the whole “empire” must legislate for

the whole “empire.” The colony, in short, must rise or sink to the

level of a county. The soil of the colony, the people of the colony,

would receive the most perfect equality with the soil and the people

of the mother-country. Subjection would be utterly done away with.

Canada would be no more subject than York. But a share in the control

of the affairs of the whole empire would be bought by the loss of all

special control over the affairs of the colony itself. Some might

think that such a price would be too dear. Self-government, the kind

of self-government which the colonies have hitherto enjoyed, would

come to an end. There would be only that lesser self-government which

belongs to an English county or borough; the internal affairs of any

colony would be legislated for by an assembly in which the members

for that colony might be outvoted. Subjection, in short, formally

abolished, would practically be made more complete.

I believe that nobody proposes anything like this. I feel sure that

every colony would at once reject such a scheme. Still such a scheme

would be the consistent carrying out of one form of union, and that the

most perfect form. But it may be said, We wish to preserve the colonial

Parliaments, and at the same time to have members for the colonies in

the Imperial Parliament. The question would then arise, the question

which arises also in the case of Ireland, Are the colonial members to

have votes in the affairs of the United Kingdom? If the Parliaments

of the colonies are to remain, while members for the colonies have

votes in the Imperial Parliament which, it is to be supposed, is still

to settle the affairs of the United Kingdom, one of two results must

come. If, while the affairs of the colonies are discussed in their

own assemblies, the affairs of the United Kingdom are discussed in an

assembly in which the representatives of the colonies have votes, then

the mother-country will in truth become dependent on the colonies.

The other alternative is that the dormant power of the Imperial

Parliament to legislate for the colonies, a power which has never been

formally laid aside, will be called into new being whenever it suits

the purposes of the members for the United Kingdom. The difficulties

and confusions of such a state as this would be endless; so would

be those that would follow on the scheme which would doubtless be

proposed as their remedy. That would be something like this. As the

colonial Parliaments settle the affairs of the colonies, so let the

Parliament of the United Kingdom still settle the affairs of the

United Kingdom; let the colonial members who are added to it in its

“Imperial” character vote only on “Imperial” questions, and leave the

affairs of Great Britain and Ireland to be settled by the members for

Great Britain and Ireland. But to say nothing of the odd position of

men who would be members of Parliament on one division and not members

of Parliament on another, how is the distinction to be drawn? Even in

a real federal constitution, where the States surrender certain named

powers to the federal authority and keep all other powers, questions

will arise whether this or that point is of federal or cantonal

competence. How much more will such questions arise when it may be

asked in almost every case of legislation, Does this matter concern the

colonies or not? Would, for instance, such a question as Irish Home

Rule, or any change in any direction in the relations between Ireland

and Great Britain, be looked on as an “Imperial” question, or as one

touching Great Britain and Ireland only[6]? It is often hard enough

to settle rules for assemblies called into being for the first time;

but how much harder will it be, when an assembly has had for ages an

absolutely boundless range of powers, and where every member has always

had an equal voice on all subjects, to bring in a new class of members

who shall have votes on certain classes of subjects only, and those

classes of subjects which it will be practically impossible to define.

* * * * *

But, be any scheme of this kind good or bad, possible or impossible,

it is not Federation. We have seen elsewhere what Federation means

and how federations grow. A federal union involves a certain loss of

power and position on the part of the states which unite to form it.

But, as federations have been formed hitherto, that loss of power and

position has either been merely nominal or else has been fully made up

in other ways. When the Achaian cities, the Swiss cantons, the Batavian

provinces, the American States, were threatened by enemies, whom they

could resist only by union, it was worth their while to give up the

independent power of peace and war; for each city or state to cleave

to it would have meant for each city or state to be subdued singly.

In some of these cases many of the states had never really exercised

the independent powers of peace and war. There was no moment when

Aargau or Indiana could have made war on its own account; and, if we

say that there was a moment when Massachusetts or Pennsylvania might

have done so, it was only an ideal moment which had no real historical

being. In each of the great federal unions some of the members, in

some of them all the members, distinctly gained in political position

by entering the Union. Federation is a check on independence; but many

of the states had never known separate independence. But it will be

quite another thing to ask a great power, a ruling power, a mighty

and ancient kingdom, which has for ages held its place among the

foremost nations of the earth, to give up its dominion, to give up its

independence, to sink of its own will to the level of a new State or

Canton. It will be quite another thing to ask the Parliament of such

a kingdom, a Parliament which has for ages been a sovereign assembly,

which has for a very long time believed itself to be the first of all

assemblies, a Parliament whose range of functions has been boundless,

whose will has known no limit save the limits which the laws of nature

impose on all wills--to ask such a Parliament as this to come down from

its seat, to give up to some other assembly not yet in being the widest

and greatest of its powers. In any real federation between the United

Kingdom and the colonies, the Parliament of the United Kingdom would be

no more than the Legislature of an American state or a Swiss canton; it

would have to content itself with those lesser powers which it would

not be called upon to surrender, with mere local powers over the mere

local affairs of the United Kingdom of Great Britain and Ireland. No

voice, direct or indirect, in the great business of the world could

be allowed to such a purely local body, any more than it is at this

moment allowed to the Legislature of Bern or of New York. We must look

things in the face, and this is what we have to look in the face.

Perhaps not one man in a thousand who has chattered about “Imperial

Federation” has ever stopped to think what “federation” means, any

more than he has stopped to think what “empire” means. Most likely he

means something quite different from the picture which has just been

drawn. Most likely he thinks that Great Britain and the Parliament

of Great Britain will somehow become greater by becoming parts of an

“Imperial Federation.” All this confusion comes of using words without

thinking of their meaning. If by “federation” is meant some wholly new

device, something the like of which is not to be found either in the

existing world or in any past age of the world, we can better discuss

the merits of the new device if it is called by some new name of its

own, rather than if it uses old names like “empire” and “federation”

in some strange sense. But if by federation is meant a known political

system, a system which has existed in the past and which does exist

in the present, if is meant such a constitution as once was in Achaia

and Lykia, as actually is in Switzerland and America, then we may

undoubtedly answer that such a demand was never yet made on any ruling

people or any ruling assembly, and that the Parliament and people of

Great Britain will assuredly not be the first to set the world the

example of accepting it. Every man of us will feel his back set up if

we are asked that the Houses of Lords and Commons shall become the

Senate and House of Representatives, not of “Greater Britain,” which

might haply be promotion, but of a mere canton of Greater Britain,

a canton keeping for its Legislature powers somewhat larger, it may

be, than those of a Town Council or a Court of Quarter Sessions, but

powers as essentially local and secondary in their nature. This or

that American or Australian colony may be naturally glad to meet the

mother-country half-way; but will the mother-country be equally glad to

go and meet them? To rise to the political level of Bern and New York

in the existing world[7], of Megalopolis and Xanthos in a past world,

would be undoubted promotion for Victoria or New Zealand. It would

hardly be promotion for Great Britain, for England or Scotland, or for

Wales either, to sink to that political level.

Now some votaries of the federal scheme seem to see all this, which

its more enthusiastic partisans seem not to have thought of. Such

disputants do not argue for the perfect form of Federation, the

_Bundesstaat_, the constitution of Achaia as it was, of Switzerland and

America as they are. They would have us fall back on something more

like the mere _Staatenbund_, the type of imperfect Federation which the

Seven United Provinces never threw off, but which Switzerland, after

a long experience, and the United States after a short one, did throw

off in favour of those more perfect forms of Federation which they at

present possess. It does not perhaps quite settle the question to say

that this would be indeed a step backwards. It might be argued, at

least as a specimen of ingenuity in disputation, that such a lax kind

of union might possibly suit a confederation whose members lie at vast

distances from one another, though it has been proved not to suit

confederations whose members lie close together. And then one might

argue back again that the physical disunion needed of itself to be,

as far as might be, counterbalanced by the closest political union.

In a mere _Staatenbund_ all difficulties about the relations of the

British Parliament to the new Federal Parliament would be got rid of;

for there would be no need of any Federal Parliament. But either the

union would have to be so lax as to be really no confederation at all,

or else, even in this less perfect union, the British Parliament would

still have to give up some of its chiefest and most cherished powers.

Instead of a Federal Assembly, there would be a mere congress[8] or

conference of representatives from each member of the Union, a congress

meeting to discuss the foreign affairs of the Union, perhaps with power

to settle them, perhaps not. At present the foreign affairs of the

kingdom, and of the “empire” too, are settled by the advisers of the

Crown, subject to the indirect control of the British Parliament. And

in a perfect federation, a _Bundesstaat_, this indirect system might go

on, the indirect control being of course transferred from the British

Parliament to the Parliament of the whole “empire.” But in a mere

_Staatenbund_ it is hard to see how an indirect control can be brought

to bear upon anybody. If the Congress is to have authority to decide

in foreign affairs, it must consist of representatives of the several

members of the Union. Only then where would be the authority of the

Crown and the responsibility of the ministers of the Crown? And with

the authority of the Crown, the authority of Parliament, of all the

Parliaments, will have vanished also. The only way of giving them, or

leaving them, any authority, would be the helpless plan of making the

congress merely consultative. It might be a body which should simply

recommend measures, and leave them to be approved and carried out by

the Legislatures and Executives of the several States, or possibly of

some majority of them. This is in theory a possible form of union; but

it is not exactly the form most likely to lead to speedy and energetic

action, if a confederation scattered over every corner of the globe

should be called on to strike a sudden blow for its political being.

In short, if the _Bundesstaat_ is out of the question, the

_Staatenbund_ is yet more out of the question. The _Bundesstaat_ is a

form of constitution which has worked well in those cases where it has

suited the circumstances of the time and place in which it has been

introduced. Only it is not suited to the circumstances of Great Britain

and her colonies, and it is not likely to work well among them. But

it is not too much to say that the _Staatenbund_ has never yet really

worked well under any circumstances, and that it is certainly not

likely to work well for the first time when applied to circumstances

yet more unfavourable than any under which it has hitherto been tried.

* * * * *

Greater Greece and Greater Britain; and, George Washington, the Expander of England. Two Lectures with an Appendix · 第 5 / 6 段