Goethe, 133

Grim-humor, 372

Groos, 183, 184, 185, 195

Gross, 278

H

Harmless wit, 128, 211, 219, 222, 284

and tendency-wit, 130

Heine, 9, 15, 26, 43, 44, 47, 55, 57, 92, 94, 106, 109, 119, 122, 171,

215, 216, 223, 341

Heymans, 9, 215

Holmes, 37

Hugo, 373

Humor, 370

Mark Twain’s, 374

I

Imitations, 303, 322

Impulse to impart wit, 200

Indirect expression, 100

with allusion, 101

Infantile and the comic, 364

Inhibitions, 140, 197, 206, 230, 231, 236, 290

expenditure of, 180

Insults, 209

Invectives, 148, 277

Ironical wit, 100

Irony, 276

J

Jest, 197, 201, 211, 274, 284

Johnson, 45

Jokes, cynical, 164

good or poor, 182

Jewish, 59, 72, 97, 166, 218

smutty, 139, 140, 145, 233

K

Kant, 320

Kleinpaul, 198

Kraepelin, 7

L

Lassalle, 115

Laugh, 221

Laughter as a discharge, 228

its determination, 224, 226

Lessing, 97, 130

Libido, 141

Lichtenberg, 39, 78, 89, 95, 97, 104, 115, 118, 121, 122, 129, 132,

149, 218

Lipps, 3, 4, 6, 10, 30, 93, 215, 227, 254, 320, 326

M

Manifold application, 40, 45

Matthews, 44

Michelet, 78

Modification, 42

Moll, 141

Morality, 163

Motives, 214, 239

N

Naïve, 290

characteristics of, 295

examples of, 291

Negativism, 276

Nestroy, 120, 341

Nonsense, 72, 192, 200, 279

Nonsense-witticisms, 76

O

Obscene wit, 138, 203

Obscenity, 142

Omission, 82, 107, 232

Outdoing wit, 96, 97

P

Parody, 280, 324

Pascal, 337

Paul, 3, 7, 8, 18, 29, 301

Persons in tendency-wit, 144, 221, 222, 230, 231, 240

Perversion, 141

Phillips, 151

Play, 211

and jest, 195

on words, 40

Playing with words, 196

Pleasure in nonsense, 190, 271

mechanisms of wit, 177

sources, 150

Psychic energy, 227

Psychoneuroses, 147

Puns, 53

R

Recognition, 183

Regression, 259

Representation through the opposite, 93, 95

through the minute, 111, 112

Repression, 147, 205, 211

Riddle, 232

Rousseau, J. B., 91

Rousseau, J. J., 33

S

Sancho Panza, 216

Satire, 43, 137

Schnitzler, 42

Sense in nonsense, 73, 74, 75, 199

Sexual elements, 139, 140, 219

Shakespeare, 222

Shake-up rhymes, 129

Sky-larking, 192

Smutty jokes, 139, 145, 233

Society, 150

Sophism, 82, 83, 159

Sophistic displacement, 161

faulty thinking, 78, 79

Soulié, 57

Sound, similarity, 39

Spencer, 225

Spinoza, 106

Stettenheim, 343

Subjective determinations, 155, 156, 166, 215, 217

Substitutive formation, 20

T

Tendencies of wit, 127, 206

Tendency to economy, 49

Tendency-wit, 130

its effect, 210

Thought-wit, 128

its techniques, 154

Travesty, 280, 324

U

Ueberhorst, 91

Unconscious, 254, 255, 269, 279, 281, 329

and the infantile, 268

Unification, 45, 88, 117, 121, 188

Unmasking, 303, 324

V

Vischer, 3, 8, 128

Voltaire, 91

W

Winslow, 45

Wish fulfilment, 249, 253

Wit, 4

and comic, 4, 330

and dreams, 249, 273, 285

and rebellion against authority, 153

as an inspiration, 265

as a social process, 214

by word-division, 32

definitions of, 6, 7, 8

desire to impart it, 239

double-facedness of, 240

harmless, 128

hostile and obscene, 138

in the service of tendencies, 146

ironical, 100

its motives, 214

its subjective determinations, 155

its tendencies, 127

Wit, literature of, 134

outdoing, 96, 97

pleasure mechanisms of, 177, 230

psychogenesis of, 177, 195, 200

shallow, 131

skeptical, 172, 173

technique of, 14, 194, 240

Wit-work, its formula, 261

Witticism and riddle, 232

critical, 171

Witticisms, blasphemous, 171

Witty nonsense, 211, 212

Woman, unyieldingness of, 143

Word-division, 32, 33, 34

Word-pleasure, 190

Word-wit, 128, 131

-----

Footnote 1:

Monograph Series, Journal of Nervous and Mental Diseases Pub. Co., 2nd

Ed., 1912.

Footnote 2:

Monograph Series, Journal of Nervous and Mental Diseases Pub. Co., 2nd

Ed., 1916.

Footnote 3:

The Macmillan Co., New York, and Allen &

Unwin, London.

Footnote 4:

The Macmillan Co., New York, and T. Fisher Unwin, London.

Footnote 5:

This expression is used advisedly in order to distinguish it from

other methods of “analysis,” which Professor Freud fully disavows. Cf.

_The History of the Psychoanalytic Movement_, translated by A. A.

Brill, _The Psychoanalytic Review_, June-Sept., 1916.

Footnote 6:

Cf. the works of Freud, Abraham, Rank, and others.

Footnote 7:

Cf. Freud: _Totem and Taboo_, a translation in preparation, and the

works of Jones, Rank and Sachs, Jung, and Storfer.

Footnote 8:

Cf. Freud, Berny, Rank, and Sachs, and Sperber.

Footnote 9:

Cf. Freud: _Leonardo da Vinci_, a translation in preparation, and the

works of many others.

Footnote 10:

Cf. _v._ Hug-Hellmuth: _Aus dem Seelenleben des Kindes_, and the works

of Jones, Pfister, and many others.

Footnote 11:

Cf. the works of Freud, Putnam, Hitschmann, Winterstein, and others.

Footnote 12:

_Beiträge zur Aesthetik_, edited by Theodor Lipps and Richard Maria

Werner, VI,—a book to which I am indebted for the courage and capacity

to undertake this attempt.

Footnote 13:

J. V. Falke: _Lebenserinnerungen_, 1897.

Footnote 14:

Since this joke will occupy us again and we do not wish to disturb the

discussion following here, we shall find occasion later to point out a

correction in Lipps’s given interpretation which follows our own.

Footnote 15:

The same holds true for Lipps’s interpretation.

Footnote 16:

_Psychanalysis_: Its Theories and Application, 2nd Ed., p. 331.

Footnote 17:

This same witticism was supposed to have been coined before by Heine

concerning Alfred de Musset.

Footnote 18:

One of the complications involved in the technique of this example

lies in the fact that the modification through which the omitted abuse

is substituted is to be taken as an allusion to the latter, for it

leads to it only through a process of deduction.

Footnote 19:

Another factor which I shall mention later on is also effective in the

technique of this witticism. It has to do with the inner character of

the modification (representation through the opposite—contradiction).

The technique of wit does not hesitate to make use simultaneously of

several means, with which, however, we can only become acquainted in

their sequential order.

Footnote 20:

Translation of 4th Ed. by A. A. Brill, the Macmillan Co., New York,

and Allen &

Unwin, London.

Footnote 21:

_The Interpretation of Dreams_, p. 280.

Footnote 22:

Cited by Brill: _Psychanalysis_, p. 335.

Footnote 23:

l. c., p. 334.

Footnote 24:

The excellence of these jokes depends upon the fact that they, at the

same time, present another technical means of a much higher order.

Footnote 25:

Given by Translator.

Footnote 26:

This resembles an excellent joke of Oliver Wendell Holmes cited by

Brill: “Put not your trust in money, but put your money in trust.” A

contradiction is here announced which does not appear. At all events

it is a good example of the untranslatableness of the witticisms of

such technique.

Footnote 27:

Brill cites a very analogous modification wit: _Amantes—Amentes_

(lovers—lunatics).

Footnote 28:

Compare here K. Fischer (p. 85), who applies the term “double meaning”

to those witticisms in which both meanings are not equally prominent,

but where one overshadows the other. I have applied this term

differently. Such a nomenclature is a matter of choice. Usage of

speech has rendered no definite decision about them.

Footnote 29:

L. c., page 339.

Footnote 30:

Heine’s answer is a combination of two wit-techniques—a displacement

and an allusion—for he does not say directly: “He is an ox.”

Footnote 31:

The word “take,” owing to its meanings, lends itself very well towards

the formation of plays upon words, a pure example of which I wish to

cite as a contrast to the displacement mentioned above. While walking

with his friend, in front of a café, a well-known stock-plunger and

bank director made this proposal: “Let us go in and take something.”

His friend held him back and said: “My dear sir, remember there are

people in there.”

Footnote 32:

For the latter see a later chapter. It will perhaps not be superfluous

to add here a few words for better understanding. The displacement

regularly occurs between a statement and an answer, and turns the

stream of thought to a direction different from the one started in the

statement. The justification for separating the displacement from the

double meaning is best seen in the examples where both are combined,

that is, where the wording of the statement admits of a double meaning

which was not intended by the speaker, but which reveals in the answer

the way to the displacement (see examples).

Footnote 33:

See Chapter III.

Footnote 34:

A similar nonsense technique results when the joke aims to maintain a

connection which seems to be removed through the special conditions of

its content. A joke of this sort is related by J. Falke (l. c.): “_Is

this the place where the Duke of Wellington spoke these words?_”

“_Yes, this is the place; but he never spoke these words._”

Footnote 35:

Following an example of the _Greek Anthology_.

Footnote 36:

Cf. my _Interpretation of Dreams_, Chap. VI, _The Dream Work_,

translated by A. A. Brill, The Macmillan Co., New York, and Allen

& Unwin, London.

Footnote 37:

The word tendency encountered hereafter in the expression

“Tendency-Wit” (Tendenz Witz) is used adjectively in the same sense as

in the familiar phrase “Tendency Play.”

Footnote 38:

Cf. my _Psychopathology of Everyday Life_, translated by A. A. Brill,

The Macmillan Co., New York, and T. Fisher Unwin, London.

Footnote 39:

Cf. _Three Contributions to the Theory of Sex_, 2nd Ed., 1916,

translated by A. A. Brill, Monograph Series, _Journal of Nervous and

Mental Diseases_.

Footnote 40:

Moll’s _Kontrektationstrieb_ (Untersuchungen über die Libido

sexualies, 1898).

Footnote 41:

It is the same mechanism that controls “slips of the tongue” and other

phenomena of self-betrayal. Cf. _The Psychopathology of Everyday

Life_.

Footnote 42:

“There is nothing certain about to-morrow,” Lorenzo del Medici.

Footnote 43:

See his essays in the _Politisch-anthropologischen Revue_, II, 1903.

Footnote 44:

An habitual beggar.

Footnote 45:

If I may be permitted to anticipate what later is discussed in the

text I can here throw some light upon the condition which seems to be

authoritative in the usage of language when it is a question of

calling a joke “good” or “poor.” If by means of a double meaning or

slightly modified word I have gotten from one idea to another by a

short route, and if this does not also simultaneously result in

senseful association between the two ideas, then I have made a “poor”

joke. In this poor joke one word or the “point” forms the only

existing association between the two widely separated ideas. The joke

“Home-Roulard” used above is such an example. But a “good” joke

results if the infantile expectation is right in the end and if with

the similarity of the word another essential similarity in meaning is

really simultaneously produced—as in the examples Traduttore—Traditore

(translator—traitor), and Amantes—Amentes (lovers—lunatics). The two

disparate ideas which are here linked by an outer association are held

together besides by a senseful connection which expresses an important

relationship between them. The outer association only replaces the

inner connection; it serves to indicate the latter or to clarify it.

Not only does “translator” sound somewhat similar to “traitor,” but he

is a sort of a traitor whose claims to that name are good. The same

may be said of Amantes—Amentes. Not only do the words bear a

resemblance, but the similarity between “love” and “lunacy” has been

noted from time immemorial.

The distinction made here agrees with the differentiation, to be made

later, between a “witticism” and a “jest.” However, it would not be

correct to exclude examples like Home-Roulard from the discussion of

the nature of wit. As soon as we take into consideration the peculiar

pleasure of wit, we discover that the “poor” witticisms are by no

means poor as witticisms, i.e., they are by no means unsuited for the

production of pleasure.

Footnote 46:

_Die Spiele der Menschen_, 1899, p. 153.

Footnote 47:

_Vorschule der Aesthetik_, 1, XVII.

Footnote 48:

Chapter XVII.

Footnote 49:

Kleinpaul: _Die Rätsel der Sprache_, 1890.

Footnote 50:

_Vorschule der Aesthetik_, Vol. 1, V, p. 51, 2nd Ed., Leipzig, 1897.

Footnote 51:

The nonsense-witticisms, which have been somewhat slighted in this

treatise, deserve a short supplementary comment.

In view of the significance attributed by our conception to the factor

“sense in nonsense,” one might be tempted to demand that every

witticism should be a nonsense-joke. But this is not necessary,

because only the play with thoughts inevitably leads to nonsense,

whereas the other source of wit-pleasure, the play with words, makes

this impression incidental and does not regularly invoke the criticism

connected with it. The double root of wit-pleasure—from the play with

words and thoughts, which corresponds to the most important division

into word- and thought-witticisms—sets its face against a short

formulation of general principles about wit as a tangible aggravation

of difficulties. The play with words produces laughter, as is well

known, in consequence of the factor of recognition described above,

and therefore suffers suppression only in a small degree. The play

with thoughts cannot be motivated through such pleasure: it has

suffered a very energetic suppression and the pleasure which it can

give is only the pleasure of released inhibitions. Accordingly one may

say that wit-pleasure shows a kernel of the original play-pleasure and

a shell of removal-pleasure. Naturally we do not grant that the

pleasure in nonsense-wit is due to the fact that we have succeeded in

making nonsense despite the suppression, while we do notice that the

play with words gives us pleasure. Nonsense, which has remained fixed

in thought-wit, acquires secondarily the function of stimulating our

attention through confusion, it serves as a reinforcement of the

effect of wit, but only when it is insistent, so that the confusion

can anticipate the intellect by a definite fraction of time. That

nonsense in wit may also be employed to represent a judgment contained

within the thought has been demonstrated by the example on p. 73. But

even this is not the primal signification of nonsense in wit.

A series of wit-like productions for which we have no appropriate

name, but which may lay claim to the designation of “witty nonsense,”

may be added to the nonsense-jokes. They are very numerous, but I

shall cite only two examples: As the fish was served to a guest at the

table he put both hands twice into the mayonnaise and then ran them

through his hair. Being looked at by his neighbor with astonishment he

seemed to have noticed his mistake and excused himself, saying:

“Pardon me, I thought it was spinach.”

Or: “Life is like a suspension bridge,” said the one. “How is that?”

asked the other. “How should I know?” was the answer.

These extreme examples produce an effect through the fact that they

give rise to the expectation of wit, so that one makes the effort to

find the hidden sense behind the nonsense. But none is found, they are

really nonsense. Under that deception it was possible for one moment

to liberate the pleasure in nonsense. These witticisms are not

altogether without tendencies, they furnish the narrator a certain

pleasure in that they deceive and annoy the hearer. The latter then

calms his anger by resolving that he himself should take the place of

the narrator.

Footnote 52:

H. Spencer, _The Physiology of Laughter_ (first published in

_Macmillan’s Magazine_ for March, 1860), Essays, Vol. 11, 1901.

Footnote 53:

Different points in this declaration would demand an exhaustive

inquiry into an investigation of the pleasure of the comic, a thing

that other authors have already done, and which, at all events, does

not touch our discussion. It seems to me that Spencer was not happy in

his explanation of why the discharge happens to find just that path,

the excitement of which results in the physical picture of laughter. I

should like to add one single contribution to the subject of the

physiological explanation of laughter, that is, to the derivation or

interpretation of the muscular actions that characterize laughter—a

subject that has been often treated before and since Darwin, but which

has never been conclusively settled. According to the best of my

knowledge the grimaces and contortions of the corners of the mouth

that characterize laughter appear first in the satisfied and satiated

nursling when he drowsily quits the breasts. There it is a correct

motion of expression since it bespeaks the determination to take no

more nourishment, an “enough,” so to speak, or rather a “more than

enough.” This primal sense of pleasurable satiation may have furnished

the smile, which ever remains the basic phenomenon of laughter, the

later connection with the pleasurable processes of discharge.

Footnote 54:

Cf. _The Interpretation of Dreams_, Chap. VII, also _On the Psychic

Force_, etc., in the above cited book of Lipps (p. 123), where he

says: “This is the general principle: The dominant factors of the

psychic life are not represented by the contents of consciousness but

by those psychic processes which are unconscious. The task of

psychology, provided it does not limit itself to a mere description of

the content of consciousness, must also consist of revealing the

nature of these unconscious processes from the nature of the contents

of consciousness and its temporal relationship. Psychology must itself

be a theory of these processes. But such a psychology will soon find

that there exist quite a number of characteristics of these processes

which are unrepresented in the corresponding contents of

consciousness.”

Footnote 55:

Heymans (_Zeitschrift für Psychol._, XI) has taken up the viewpoint of

the nascent state in a somewhat different connection.

Footnote 56:

Through an example of displacement-wit I desire to discuss another

interesting character of the technique of wit. The genial actress

Gallmeyer when once asked how old she was is said to have answered

this unwelcome question with abashed and downcast eyes, by saying, “In

Brünn.” This is a very good example of displacement. Having been asked

her age, she replied by naming the place of her birth, thus

anticipating the next query, and in this manner she wishes to imply:

“This is a question which I prefer to pass by.” And still we feel that

the character of the witticism does not here come to expression

undimmed. The deviation from the question is too obvious; the

displacement is much too conspicuous. Our attention understands

immediately that it is a matter of an intentional displacement. In

other displacement-witticisms the displacement is disguised and our

attention is riveted by the effort to discover it. In one of the

displacement-witticisms (p. 69) the reply to the recommendation of the

horse—“What in the world should I do in Monticello at 6:30 in the

morning?”—the displacement is also an obtrusive one, but as a

substitute for it it acts upon the attention in a senseless and

confusing manner, whereas in the interrogation of the actress we know

immediately how to dispose of her displacement answer.

The so-called “facetious questions” which may make use of the best

techniques deviate from wit in other ways. An example of the facetious

question with displacement is the following: “What is a cannibal who

devours his father and mother?—Answer: An orphan.—And when he has

devoured all his other relatives?—Sole-heir.—And where can such a

monster ever find sympathy?—In the dictionary under S.” The facetious

questions are not full witticisms because the required witty answers

cannot be guessed like the allusions, omissions, etc., of wit.

Footnote 57:

Cf. _The Interpretation of Dreams_, Chapter VII.

Footnote 58:

Besides the dream-work and the technique of wit I have been able to

demonstrate condensation as a regular and significant process in

another psychic occurrence, in the mechanism of normal (not purposive)

forgetting. Singular impressions put difficulties in the way of

forgetting; impressions in any way analogous are forgotten by becoming

fused at their points of contact. The confusion of analogous

impressions is one of the first steps in forgetting.

Footnote 59:

Many of my patients while under psychoanalytic treatment are wont to

prove regularly by their laughter that I have succeeded in

demonstrating faithfully to their conscious perception the veiled

unconscious; they laugh also when the content of what is disclosed

does not at all justify this laughter. To be sure, it is conditional

that they have approached this unconscious closely enough to grasp it

when the physician has conjectured it and presented it to them.

Footnote 60:

In doing this we must not forget to reckon with the distortion brought

about by the censor which is still active in the psychoses.

Footnote 61:

_The Interpretation of Dreams._

Footnote 62:

The character of the comical which is referred to as its “dryness”

also depends in the broadest sense upon the differentiation of the

things spoken from the antics accompanying it.

Footnote 63:

_The Interpretation of Dreams_, p. 296.

Footnote 64:

This very remarkable and still inadequately understood behavior of

antagonistic relationships is probably not without value for the

understanding of the symptom of negativism in neurotics and in the

insane. Cf. the two latest works on the subject: Bleuler, “Über die

negative Suggestibilität,” _Psych.-Neurol. Wochenschrift_, 1904, and

Otto Groos’s _Zur Differential diagnostik negativistischer Phänomene_,

also my review of the _Gegensinn der Urworte_, in _Jahrb. f.

Psychonalyse_ II, 1910.

Footnote 65:

An expression of G. T. Fechner’s which has acquired significance from

the point of view of my conception.

Footnote 66:

Given by Translator.

Footnote 67:

I have everywhere identified the naïve with the naïve-comic, a

practice which is certainly not permissible in all cases. But it is

sufficient for our purposes to study the characteristics of the naïve

as exhibited by the “naïve joke” and the “naïve obscenity.” It is our

intention to proceed from here with the investigation of the nature of

the comic.

Footnote 68:

Also Bergson (_Laughter_, An essay on the Meaning of the Comic,

translated by Brereton and Rothwell, The Macmillan Co., 1914) rejects

with sound arguments this sort of explanation of comic pleasure, which

has unmistakably been influenced by the effort to create an analogy to

the laughing of a person tickled. The explanation of comic pleasure by

Lipps which might, in connection with his conception of the comic, be

represented as an “unexpected trifle,” is of an entirely different

nature.

Footnote 69:

The recollection of this innervation expenditure will remain the

essential part of the idea of this motion, and there will always be

methods of thought in my psychic life in which the idea will be

represented by nothing else than this expenditure. In other

connections a substitute for this element may possibly be put in the

form of other ideas, for instance the visual idea of the object of the

motion, or it may be put in the form of the word-idea; and in certain

types of abstract thought a sign instead of the full content itself

may suffice.

Footnote 70:

“What one has not in his head,” as the saying goes, “he must have in

his legs.”

Footnote 71:

The problem has been greatly confused by the general conditions

determining the comic, whereby the comic pleasure is seen to have its

source now in a too-muchness and now in a not-enoughness.

Footnote 72:

Degradation: A. Bain (_The Emotions and the Will_, 2nd Ed., 1865)

states: “The occasion of the ludicrous is the degradation of some

person of interest possessing dignity, in circumstances that excite no

other strong emotion” (p. 248).

Footnote 73:

“Thus every conscious and clever evocation of the comic is called wit,

be it the comic of views or situations. Naturally we cannot use this

view of wit here.” Lipps, l. c., p. 78.

Footnote 74:

At the most this is inserted by the dreamer as an explanation.

Footnote 75:

l. c., p. 294.

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