In the title itself he included an admonitory explanation which should

have everlasting validity: "Pastoral Symphony; more expression of

feeling than painting." How seriously he thought on the subject we

know from his sketch-books, in which occur a number of notes, some of

which were evidently hints for superscriptions, some records of his

convictions on the subject of descriptive music. The notes are

reprinted in Nottebohm's "Zweite Beethoveniana," but I borrow Sir

George Grove's translation:

[Sidenote: _Beethoven's notes on descriptive music._]

"The hearers should be allowed to discover the situations."

"Sinfonia caracteristica, or a recollection of country

life."

"All painting in instrumental music, if pushed too far, is a

failure."

"Sinfonia pastorella. Anyone who has an idea of country life

can make out for himself the intentions of the author

without many titles."

"People will not require titles to recognize the general

intention to be more a matter of feeling than of painting in

sounds."

"Pastoral symphony: No picture, but something in which the

emotions are expressed which are aroused in men by the

pleasure of the country (or), in which some feelings of

country life are set forth."[C]

As to the relation of programme to music Schumann laid down an

admirable maxim when he said that while good music was not harmed by a

descriptive title it was a bad indication if a composition needed one.

[Sidenote: _Classic and Romantic._]

There are, among all the terms used in music, no words of vaguer

meaning than Classic and Romantic. The idea which they convey most

widely in conjunction is that of antithesis. When the Romantic School

of composers is discussed it is almost universally presented as

something opposed in character to the Classical School. There is

little harm in this if we but bear in mind that all the terms which

have come into use to describe different phases of musical development

are entirely artificial and arbitrary--that they do not stand for

anything absolute, but only serve as platforms of observation. If the

terms had a fixed meaning we ought to be able, since they have

established themselves in the language of history and criticism, to

describe unambiguously and define clearly the boundary which separates

them. This, however, is impossible. Each generation, nay, each

decade, fixes the meaning of the words for itself and decides what

works shall go into each category. It ought to be possible to discover

a principle, a touchstone, which shall emancipate us from the

mischievous and misleading notions that have so long prompted men to

make the partitions between the schools out of dates and names.

[Sidenote: _Trench's definition of "classical."_]

The terms were borrowed from literary criticism; but even there, in

the words of Archbishop Trench, "they either say nothing at all or say

something erroneous." Classical has more to defend it than Romantic,

because it has greater antiquity and, in one sense, has been used with

less arbitrariness.

"The term," says Trench, "is drawn from the political

economy of Rome. Such a man was rated as to his income in

the third class, such another in the fourth, and so on, and

he who was in the highest was emphatically said to be of the

class, _classicus_, a class man, without adding the number

as in that case superfluous; while all others were _infra

classem_. Hence by an obvious analogy the best authors were

rated as _classici_, or men of the highest class; just as in

English we say 'men of rank' absolutely for men who are in

the highest ranks of the State."

Thus Trench, and his historical definition, explains why in music also

there is something more than a lurking suggestion of excellence in the

conception of "classical;" but that fact does not put away the quarrel

which we feel exists between Classic and Romantic.

[Sidenote: _Romantic in literature._]

[Sidenote: _Schumann and Jean Paul._]

[Sidenote: _Weber's operas._]

[Sidenote: _Mendelssohn._]

As applied to literature Romantic was an adjective affected by certain

poets, first in Germany, then in France, who wished to introduce a

style of thought and expression different from that of those who

followed old models. Intrinsically, of course, the term does not imply

any such opposition but only bears witness to the source from which

the poets drew their inspiration. This was the imaginative literature

of the Middle Ages, the fantastical stories of chivalry and knighthood

written in the Romance, or Romanic languages, such as Italian,

Spanish, and Provençal. The principal elements of these stories were

the marvellous and the supernatural. The composers whose names first

spring into our minds when we think of the Romantic School are men

like Mendelssohn and Schumann, who drew much of their inspiration from

the young writers of their time who were making war on stilted

rhetoric and conventionalism of phrase. Schumann touches hands with

the Romantic poets in their strivings in two directions. His artistic

conduct, especially in his early years, is inexplicable if Jean Paul

be omitted from the equation. His music rebels against the formalism

which had held despotic sway over the art, and also seeks to disclose

the beauty which lies buried in the world of mystery in and around us,

and give expression to the multitude of emotions to which unyielding

formalism had refused adequate utterance. This, I think, is the chief

element of Romanticism. Another has more of an external nature and

genesis, and this we find in the works of such composers as Von Weber,

who is Romantic chiefly in his operas, because of the supernaturalism

and chivalry in their stories, and Mendelssohn, who, while distinctly

Romantic in many of his strivings, was yet so great a master of form,

and so attached to it, that the Romantic side of him was not fully

developed.

[Sidenote: _A definition of "Classical" in music._]

[Sidenote: _The creative and conservative principles._]

[Sidenote: _Musical laws of necessity progressive._]

[Sidenote: _Bach and Romanticism._]

[Sidenote: _Creation and conservation._]

If I were to attempt a definition it would be this: Classical

composers are those of the first rank (to this extent we yield to the

ancient Roman conception) who have developed music to the highest

pitch of perfection on its formal side and, in obedience to generally

accepted laws, preferring æsthetic beauty, pure and simple, over

emotional content, or, at any rate, refusing to sacrifice form to

characteristic expression. Romantic composers are those who have

sought their ideals in other regions and striven to give expression to

them irrespective of the restrictions and limitations of form and the

conventions of law--composers with whom, in brief, content outweighs

manner. This definition presents Classicism as the regulative and

conservative principle in the history of the art, and Romanticism as

the progressive, regenerative, and creative principle. It is easy to

see how the notion of contest between them grew up, and the only harm

which can come from such a notion will ensue only if we shut our eyes

to the fact that it is a contest between two elements whose very

opposition stimulates life, and whose union, perfect, peaceful,

mutually supplemental, is found in every really great art-work. No law

which fixes, and hence limits, form, can remain valid forever. Its end

is served when it enforces itself long enough to keep lawlessness in

check till the test of time has determined what is sound, sweet, and

wholesome in the innovations which are always crowding eagerly into

every creative activity in art and science. In art it is ever true, as

_Faust_ concludes, that "In the beginning was the deed." The laws of

composition are the products of compositions; and, being such, they

cannot remain unalterable so long as the impulse freshly to create

remains. All great men are ahead of their time, and in all great

music, no matter when written, you shall find instances of profounder

meaning and deeper or newer feeling than marked the generality of

contemporary compositions. So Bach frequently floods his formal

utterances with Romantic feeling, and the face of Beethoven, serving

at the altar in the temple of Beauty, is transfigured for us by divine

light. The principles of creation and conservation move onward

together, and what is Romantic to-day becomes Classic to-morrow.

Romanticism is fluid Classicism. It is the emotional stimulus

informing Romanticism which calls music into life, but no sooner is it

born, free, untrammelled, nature's child, than the regulative

principle places shackles upon it; but it is enslaved only that it may

become and remain art.

FOOTNOTES:

[B] "Studies in the Wagnerian Drama," p. 22.

[C] "Beethoven and His Nine Symphonies," by George Grove, C.B., 2d

ed., p. 191.

IV

_The Modern Orchestra_

[Sidenote: _The orchestra as an instrument._]

[Sidenote: _What may be heard from a band._]

The most eloquent, potent, and capable instrument of music in the

world is the modern orchestra. It is the instrument whose employment

by the classical composers and the geniuses of the Romantic School in

the middle of our century marks the high tide of the musical art. It

is an instrument, moreover, which is never played upon without giving

a great object-lesson in musical analysis, without inviting the eye to

help the ear to discern the cause of the sounds which ravish our

senses and stir up pleasurable emotions. Yet the popular knowledge of

its constituent parts, of the individual value and mission of the

factors which go to make up its sum, is scarcely greater than the

popular knowledge of the structure of a symphony or sonata. All this

is the more deplorable since at least a rudimentary knowledge of these

things might easily be gained, and in gaining it the student would

find a unique intellectual enjoyment, and have his ears unconsciously

opened to a thousand beauties in the music never perceived before. He

would learn, for instance, to distinguish the characteristic timbre of

each of the instruments in the band; and after that to the delight

found in what may be called the primary colors he would add that which

comes from analyzing the vast number of tints which are the products

of combination. Noting the capacity of the various instruments and the

manner in which they are employed, he would get glimpses into the

mental workshop of the composer. He would discover that there are

conventional means of expression in his art analogous to those in the

other arts; and collating his methods with the effects produced, he

would learn something of the creative artist's purposes. He would find

that while his merely sensuous enjoyment would be left unimpaired, and

the emotional excitement which is a legitimate fruit of musical

performance unchecked, these pleasures would have others consorted

with them. His intellectual faculties would be agreeably excited, and

he would enjoy the pleasures of memory, which are exemplified in music

more delightfully and more frequently than in any other art, because

of the rôle which repetition of parts plays in musical composition.

[Sidenote: _Familiar instruments._]

[Sidenote: _The instrumental choirs._]

The argument is as valid in the study of musical forms as in the study

of the orchestra, but it is the latter that is our particular business

in this chapter. Everybody listening to an orchestral concert

recognizes the physical forms of the violins, flutes, cornets, and big

drum; but even of these familiar instruments the voices are not always

recognized. As for the rest of the harmonious fraternity, few give

heed to them, even while enjoying the music which they produce; yet

with a few words of direction anybody can study the instruments of the

band at an orchestral concert. Let him first recognize the fact that

to the mind of a composer an orchestra always presents itself as a

combination of four groups of instruments--choirs, let us call them,

with unwilling apology to the lexicographers. These choirs are: first,

the viols of four sorts--violins, violas, violoncellos, and

double-basses, spoken of collectively as the "string quartet;" second,

the wind instruments of wood (the "wood-winds" in the musician's

jargon)--flutes, oboes, clarinets, and bassoons; third, the wind

instruments of brass (the "brass")--trumpets, horns, trombones, and

bass tuba. In all of these subdivisions there are numerous variations

which need not detain us now. A further subdivision might be made in

each with reference to the harmony voices (showing an analogy with the

four voices of a vocal choir--soprano, contralto, tenor, and bass);

but to go into this might make the exposition confusing. The fourth

"choir" (here the apology to the lexicographers must be repeated with

much humility and earnestness) consists of the instruments of

percussion--the kettle-drums, big drum, cymbals, triangle, bell chime,

etc. (sometimes spoken of collectively in the United States as "the

battery").

[Illustration: SEATING PLAN OF THE NEW YORK PHILHARMONIC SOCIETY.]

[Sidenote: _How orchestras are seated._]

[Sidenote: _Plan of the New York Philharmonic._]

The disposition of these instruments in our orchestras is largely a

matter of individual taste and judgment in the conductor, though the

general rule is exemplified in the plan given herewith, showing how

Mr. Anton Seidl has arranged the desks for the concerts of the

Philharmonic Society of New York. Mr. Theodore Thomas's arrangement

differed very little from that of Mr. Seidl, the most noticeable

difference being that he placed the viola-players beside the second

violinists, where Mr. Seidl has the violoncellists. Mr. Seidl's

purpose in making the change was to gain an increase in sonority for

the viola part, the position to the right of the stage (the left of

the audience) enabling the viola-players to hold their instruments

with the F-holes toward the listeners instead of away from them. The

relative positions of the harmonious battalions, as a rule, are as

shown in the diagram. In the foreground, the violins, violas, and

'cellos; in the middle distance, the wood-winds; in the background,

the brass and the battery; the double-basses flanking the whole body.

This distribution of forces is dictated by considerations of sonority,

the most assertive instruments--the brass and drums--being placed

farthest from the hearers, and the instruments of the viol tribe,

which are the real backbone of the band and make their effect by a

massing of voices in each part, having the place of honor and greatest

advantage. Of course it is understood that I am speaking of a concert

orchestra. In the case of theatrical or operatic bands the arrangement

of the forces is dependent largely upon the exigencies of space.

[Sidenote: _Solo instruments._]

Outside the strings the instruments are treated by composers as solo

instruments, a single flute, oboe, clarinet, or other wind instrument

sometimes doing the same work in the development of the composition as

the entire body of first violins. As a rule, the wood-winds are used

in pairs, the purpose of this being either to fill the harmony when

what I may call the principal thought of the composition is consigned

to a particular choir, or to strengthen a voice by permitting two

instruments to play in unison.

[Sidenote: _Groupings for harmony effects._]

[Sidenote: _Wagner's instrumental characterization._]

[Sidenote: _An instrumental language._]

Each choir, except the percussion instruments, is capable of playing

in full harmony; and this effect is frequently used by composers. In

"Lohengrin," which for that reason affords to the amateur an admirable

opportunity for orchestral study, Wagner resorts to this device in

some instances for the sake of dramatic characterization. _Elsa_, a

dreamy, melancholy maiden, crushed under the weight of wrongful

accusation, and sustained only by the vision of a seraphic champion

sent by Heaven to espouse her cause, is accompanied on her entrance

and sustained all through her scene of trial by the dulcet tones of

the wood-winds, the oboe most often carrying the melody. _Lohengrin's_

superterrestrial character as a Knight of the Holy Grail is prefigured

in the harmonies which seem to stream from the violins, and in the

prelude tell of the bringing of the sacred vessel of Christ's passion

to Monsalvat; but in his chivalric character he is greeted by the

militant trumpets in a strain of brilliant puissance and rhythmic

energy. Composers have studied the voices of the instruments so long

and well, and have noted the kind of melodies and harmonies in which

the voices are most effective, that they have formulated what might

almost be called an instrumental language. Though the effective

capacity of each instrument is restricted not only by its mechanics,

but also by the quality of its tones--a melody conceived for one

instrument sometimes becoming utterly inexpressive and unbeautiful by

transferrence to another--the range of effects is extended almost to

infinity by means of combination, or, as a painter might say, by

mixing the colors. The art of writing effectively for instruments in

combination is the art of instrumentation or orchestration, in which

Berlioz and Wagner were Past Grand Masters.

[Sidenote: _Number of instruments._]

The number of instruments of each kind in an orchestra may also be

said to depend measurably upon the music, or the use to which the band

is to be put. Neither in instruments nor in numbers is there absolute

identity between a dramatic and a symphonic orchestra. The apparatus

of the former is generally much more varied and complex, because of

the vast development of variety in dramatic expression stimulated by

Wagner.

[Sidenote: _Symphony and dramatic orchestras._]

The modern symphony, especially the symphonic poem, shows the

influence of this dramatic tendency, but not in the same degree. A

comparison between model bands in each department will disclose what

is called the normal orchestral organization. For the comparison (see

page 82), I select the bands of the first Wagner Festival held in

Bayreuth in 1876, the Philharmonic Society of New York, the Boston

Symphony Orchestra, and the Chicago Symphony Orchestra.

[Sidenote: _Instruments rarely used._]

Instruments like the corno di bassetto, bass trumpet, tenor tuba,

contra-bass tuba, and contra-bass trombone are so seldom called for in

the music played by concert orchestras that they have no place in

their regular lists. They are employed when needed, however, and the

horns and other instruments are multiplied when desirable effects are

to be obtained by such means.

[Sidenote: _Orchestras compared._]

New York

Instruments Bayreuth. Philharmonic. Boston. Chicago.

First violins 16 18 16 16

Second violins 16 18 14 16

Violas 12 14 10 10

Violoncellos 12 14 8 10

Double-basses 8 14 8 9

Flutes 3 3 3 3

Oboes 3 3 2 3

English horn 1 1 1 1

Clarinets 3 3 3 3

Basset-horn 1 0 0 0

Bassoons 3 3 3 3

Trumpets or cornets 3 3 4 4

Horns 8 4 4 4

Trombones 3 3 3 3

Bass trumpet 1 0 0 1

Tenor tubas 2 0 2 4

Bass tubas 2 1 2 1

Contra-bass tuba 1 0 1 0

Contra-bass trombone 1 0 0 1

Tympani (pairs) 2 2 2 2

Bass drum 1 1 1 1

Cymbals (pairs) 1 1 1 1

Harps 6 1 1 2

[Sidenote: _The string quartet._]

[Sidenote: _Old laws against instrumentalists._]

[Sidenote: _Early instrumentation._]

[Sidenote: _Handel's orchestra._]

The string quartet, it will be seen, makes up nearly three-fourths of

a well-balanced orchestra. It is the only choir which has numerous

representation of its constituent units. This was not always so, but

is the fruit of development in the art of instrumentation which is the

newest department in music. Vocal music had reached its highest point

before instrumental music made a beginning as an art. The former was

the pampered child of the Church, the latter was long an outlaw. As

late as the fourteenth and fifteenth centuries instrumentalists were

vagabonds in law, like strolling players. They had none of the rights

of citizenship; the religious sacraments were denied them; their

children were not permitted to inherit property or learn an honourable

trade; and after death the property for which they had toiled

escheated to the crown. After the instruments had achieved the

privilege of artistic utterance, they were for a long time mere

slavish imitators of the human voice. Bach treated them with an

insight into their possibilities which was far in advance of his time,

for which reason he is the most modern composer of the first half of

the eighteenth century; but even in Handel's case the rule was to

treat them chiefly as supports for the voices. He multiplied them just

as he did the voices in his choruses, consorting a choir of oboes and

bassoons, and another of trumpets of almost equal numbers with his

violins.

[Sidenote: _The modern band._]

The so-called purists in England talk a great deal about restoring

Handel's orchestra in performances of his oratorios, utterly unmindful

of the fact that to our ears, accustomed to the myriad-hued orchestra

of to-day, the effect would seem opaque, heavy, unbalanced, and

without charm were a band of oboes to play in unison with the violins,

another of bassoons to double the 'cellos, and half a dozen trumpets

to come flaring and crashing into the musical mass at intervals. Gluck

in the opera, and Haydn and Mozart in the symphony, first disclosed

the charm of the modern orchestra with the wind instruments

apportioned to the strings so as to obtain the multitude of tonal

tints which we admire to-day. On the lines which they marked out the

progress has been exceedingly rapid and far-reaching.

[Sidenote: _Capacity of the orchestra._]

[Sidenote: _The extremes of range._]

In the hands of the latter-day Romantic composers, and with the help

of the instrument-makers, who have marvellously increased the capacity

of the wind instruments, and remedied the deficiencies which

embarrassed the Classical writers, the orchestra has developed into an

instrument such as never entered the mind of the wildest dreamer of

the last century. Its range of expression is almost infinite. It can

strike like a thunder-bolt, or murmur like a zephyr. Its voices are

multitudinous. Its register is coextensive in theory with that of the

modern pianoforte, reaching from the space immediately below the sixth

added line under the bass staff to the ninth added line above the

treble staff. These two extremes, which belong respectively to the

bass tuba and piccolo flute, are not at the command of every player,

but they are within the capacity of the instruments, and mark the

orchestra's boundaries in respect of pitch. The gravest note is almost

as deep as any in which the ordinary human ear can detect pitch, and

the acutest reaches the same extremity in the opposite direction.

[Sidenote: _The viols._]

[Sidenote: _The violin._]

How to Listen to Music, 7th ed. Hints and Suggestions to Untaught Lovers of the Art · 第 3 / 15 段