I call upon the Counsel for the Defendant Funk.

SIR DAVID MAXWELL-FYFE: If Dr. Sauter would allow me, I should like to

say that, with regard to these applications, there is so little between

the applications and the views of the Prosecution that it might shorten

matters if I were to indicate the views of the Prosecution, and then Dr.

Sauter could add anything he has to say. I could be extremely short, but

I do not want to forestall Dr. Sauter if he has any objection.

THE PRESIDENT: Would that meet with your view, Dr. Sauter?

DR. FRITZ SAUTER (Counsel for Defendant Funk): That I present my

applications now and that the Prosecution then reply?

THE PRESIDENT: I think Sir David meant that he should first indicate any

objections which he has, and then you could explain your view.

DR. SAUTER: I quite agree, My Lord.

SIR DAVID MAXWELL-FYFE: If the Tribunal please, the witnesses fall into

four groups. The first group is three witnesses from the Ministry of

Economics, Numbers 1, 2, and 10 on the list. As I understand Dr. Sauter,

he wishes to call Number 2, Herr Hayler, as an oral witness, and to have

affidavits from the witnesses Landfried, Number 1, and Kallus, Number

10. The Prosecution have no objection to this course, except that with

regard to the witness Landfried they may have some observation to make

on the form of the interrogatories, which could no doubt be settled with

Dr. Sauter, and then put to the Tribunal for their approval. Secondly,

they want to reserve the right to apply for further

cross-interrogatories. Apart from that, which I submit are really minor

points, they agree with that suggestion.

The second group is two witnesses from the Reichsbank, Number 5, Herr

Puhl, and Number 7, Dr. August Schwedler. Again, as I understand Dr.

Sauter, he wants an affidavit in the form of answers to questions. The

Prosecution have no objection to that, only again they reserve the right

to apply for cross-interrogatories, if necessary; if the answers take a

certain form, they might have to apply to the Court that the witness be

brought for cross-examination. They simply want to reserve that right,

but, of course, they cannot take up their position until they have seen

the form of the answers.

Then, the third group consists of one witness, who is Dr. Lammers, who

has been called by most of the defendants orally, and there is no

objection to that, and the Prosecution suggest that Dr. Sauter will put

his questions to Dr. Lammers when he is called by the other defendants.

Then, the fourth group is a general one. There is Herr Oeser, who is an

editor, Number 6; Herr Amann, Number 8; and Number 9, Herr Roesen; and

lastly, Number 4, Frau Funk. As I understand it, with regard to all

these witnesses, Dr. Sauter wished either an interrogatory or an

affidavit. The Prosecution make no objection to that, with the same

understanding that they reserve their rights to put

cross-interrogatories or to ask the Tribunal to summon any of them as

witnesses if any point emerges. Subject to the reservation of these

points, there is nothing between us, because the result is, if I have

understood it all correctly, that Dr. Sauter is asking for two oral

witnesses and eight sets of interrogatories.

THE PRESIDENT: Sir David, don’t you draw any distinction between an

affidavit and interrogatories?

SIR DAVID MAXWELL-FYFE: Well, I do, certainly. But, My Lord, Dr. Sauter

has shown in the case of most of the witnesses the interrogatories which

he is putting—apart from Dr. Lammers, who, of course, will be dealt

with orally, because he is being produced as a witness. I understand

that when Dr. Sauter says “affidavit” he means an affidavit in the form

of answers to questions, such as those he has set out in the appendix.

THE PRESIDENT: Well, then, Sir David, so far as the Prosecution are

concerned, they would take the line that you have suggested, meaning by

an affidavit, interrogatories and, if necessary, cross-interrogatories?

SIR DAVID MAXWELL-FYFE: That is so.

THE PRESIDENT: Very well. Yes, Dr. Sauter?

DR. SAUTER: Mr. President, I am in agreement with the suggestions of the

Prosecution as to the individual applications. As to the wording of the

individual interrogatories I shall come to an agreement with the

Prosecution.

THE PRESIDENT: Just one moment. Dr. Sauter, perhaps you could tell us,

dealing, for instance, with Number 6—you say there, “I have in hand an

affirmation from this witness with a supplement thereto.” Does that mean

answers to interrogatories, or does that mean an affidavit, a statement?

Have you got the passage?

DR. SAUTER: Yes, I have an affidavit from this witness, Albert Oeser,

Number 6, and this affidavit will be submitted to the Tribunal, together

with my document book. I am already in possession of this affidavit.

THE PRESIDENT: Well, Sir David, that is not quite the same as

interrogatories. I do not know whether you have seen the affidavit. I

mean, it may be that at a later stage you would want to cross-examine or

to put cross-interrogatories to that witness.

SIR DAVID MAXWELL-FYFE: Yes, that would be so, Your Honor. I must

reserve the right, until I have seen the affidavit, to do that. The ones

that are attached to Dr. Sauter’s application are all in the

interrogatory form, but where the document is in the form of a

statement, the Prosecution would have to reserve these rights. Really,

one cannot make any declaration until one has seen that.

DR. SAUTER: Mr. President, before I put in evidence this affidavit by

the witness Oeser, Number 6, I shall, of course, pass it to the

Prosecution so that they have ample time to decide as to whether they

wish to cross-examine this witness. This goes without saying.

THE PRESIDENT: Where is that particular witness? Where is he?

DR. SAUTER: He is witness Number 6, My Lord.

THE PRESIDENT: Yes, but where is the man? Where is he at the present

moment? Is he in Nuremberg or where?

DR. SAUTER: Witness Oeser is at Schramberg in the Black Forest, in

Baden, near the Rhine. It is some distance from Nuremberg. Moreover, Mr.

President, the points to which the witness is to testify are

comparatively so insignificant that it would hardly be worth while to

bring the witness himself to Nuremberg. I personally do not know the

witness, but an acquaintance of mine mentioned him to me as a person who

could give favorable information on the conduct of the Defendant Funk.

Thus we got to know about witness Oeser and obtained from him an

affidavit which I shall pass to the Prosecution in good time.

SIR DAVID MAXWELL-FYFE: With regard to the documents, My Lord, the first

one is a biography of the Defendant Funk. The extracts were submitted as

part of the Prosecution’s case. I ask that Dr. Sauter intimate what

passages he desires to use, and then the Prosecution can make such

objections or comments as may or may not be necessary.

The second request is, I think, the same as we had yesterday, namely for

the record of the Dachau trial and of the evidence of the witness Dr.

Blaha. The American prosecutors will be pleased to show Dr. Sauter the

report that they have of Dr. Blaha’s evidence at that trial.

With regard to the speeches of the Defendant Funk, there again, if Dr.

Sauter will intimate what they are and what he intends to use, the

Prosecution will consider them. _Prima facie_ they would be a relevant

matter.

And with regard to Number 4, the copy of the newspaper with a report of

the defendant’s speech, that again would _prima facie_ be relevant, and

we shall look into it. It is very unlikely that there would be any

objection, but we shall look into it; and, if necessary, deal with it

when Dr. Sauter makes his presentation.

THE PRESIDENT: Has Dr. Sauter the newspaper?

DR. SAUTER: Mr. President, the newspaper mentioned under Number 4, and

also the speeches mentioned under Number 3, are now in my possession. I

shall not use the entire text of the speeches in my brief.

THE PRESIDENT: Then you would be prepared to indicate to the Prosecution

the passages in your Document 1 and the passages in 3 and 4, which you

wanted to use, so that they can have them translated?

DR. SAUTER: Yes, My Lord. I shall include in the Document Book from the

book mentioned under Number 1 only a few—I think two or three—pages

and from the speeches and newspaper articles only those passages which I

am going to use, and submit these to the Prosecution in time for

translation. As to the record of the Dachau trial, this request is

settled by what the Prosecution stated yesterday regarding the Defendant

Frick. I believe the Dachau stenographic report is already available. I

shall peruse it, so that this matter is settled.

THE PRESIDENT: Very well. Then I call upon counsel for Dr. Schacht.

DR. DIX: I am very pleased to be able to tell the Tribunal that I

believe I am in agreement with Sir David as to the compass of evidence

to be submitted by me, especially as to those applications which I shall

either withdraw or restrict. In order to facilitate matters, may I

therefore first tell the Tribunal which applications on my list I

withdraw and which ones I restrict, so that eventually those will be

left which I maintain. I withdraw application Number 5 for the

examination of Dr. Diels. I heard yesterday that Dr. Diels has been

called for as witness in another application. Should the Tribunal grant

yesterday’s application and order Diels to appear, then I should like to

reserve the right to examine. I myself shall, however, not apply for

him.

Then I should like to call your attention to applications Number 6,

Colonel Gronau; Number 7, Herr Von Scherpenberg; Number 8, State

Secretary Carl Schmid; Number 9, Consul General Dr. Schniewind; Number

10, General Thomas of the armament staff; Number 11, Dr. Walter Asmus;

Number 12, Dr. Franz Reuter; and Number 13, Dr. Berckemeyer. For all

these witnesses I am willing to accept an affidavit. I quite realize

that I have to pass affidavits to the Prosecution and that the latter

have the right to apply for these witnesses to be summoned for

cross-examination.

The following witnesses, therefore, remain to be called before the

Tribunal: Witness Number 1, Dr. Gisevius; witness Number 2, Frau

Strünck; witness Number 3, the former Reichsbank Director, Vocke; and

witness Number 4, the former Reichsbank Director, Ernst Huelse. In

respect to these witnesses, I must insist on my application for their

personal appearance. Schacht’s defense cannot dispense with the oral

examination of these witnesses. May I put forward my reasons in each

case. The testimony of these witnesses is in no way cumulative. One

witness knows things the other does not. Vocke and Huelse were Schacht’s

closest collaborators at the Reichsbank and at the International Bank at

Basel. They know of events and developments which Schacht may not be

able to recall in detail. The oral examination of these witnesses cannot

therefore be replaced by interrogatories because he is no longer

sufficiently versed to draw up the relevant questions. These witnesses

must be informed of the theme of the evidence and be given the

opportunity to make a comprehensive statement.

The same, namely that they still remember events in detail which Schacht

no longer recollects, applies to Frau Strünck and Gisevius, who can

testify particularly as to the plans for the various attempts on

Hitler’s life from 1938 to 1944.

This is all I have to say regarding my application for these witnesses.

SIR DAVID MAXWELL-FYFE: May it please the Tribunal, Dr. Dix and

Professor Kraus were good enough to indicate to me and my colleagues

yesterday their proposals which Dr. Dix suggested be put before the

Tribunal. The Prosecution felt that by limiting all the witnesses to the

first point and Point 2, Dr. Dix was making a reasonable suggestion. The

Prosecution, of course, reserve all rights as to the relevancy of the

various points set out as to these witnesses, but they felt that that,

as I say, was a reasonable suggestion. On Numbers 3 and 4 it means that

the Defense are limiting all the witnesses, on the general economic

course of conduct of the defendant, and again the Prosecution felt that

that was a reasonable suggestion. With regard to the others, the

Prosecution must, as I have said—and Dr. Dix agreed—reserve all rights

by way of cross-interrogatories or of asking that the witness should be

summoned, but the Prosecution felt that they could be in a position

really to decide what their rights and proper course should be only when

they had seen the affidavits that were put in. That is the reasoning of

the Prosecution in the matter.

THE PRESIDENT: As to documents, Dr. Dix?

DR. DIX: Regarding the documents, I should like to make it clear that

wherever in my list I have referred to books, published speeches, and

such like, especially under Number 2, this does not mean that I intend

to present to the Tribunal long extracts from these books. Only short

quotations will be made and these quotations will be. . .

[_The proceedings were interrupted by technical difficulties in the

interpreting system._]

THE PRESIDENT: The best course would be for us to adjourn now and then

this mechanical defect will be remedied.

[_A recess was taken._]

THE PRESIDENT: Just one moment, Dr. Dix. I have one or two announcements

to make. In the first place, the application which has been made on

behalf of the defendants for a separate trial of the organizations named

under Articles 9 and 10 of the Charter is denied.

Secondly, with reference to the application made on behalf of counsel

for the Defendant Bormann, the Tribunal have considered the application

dated February 23, 1946, by Dr. Bergold, counsel for the Defendant

Bormann, in which he asks that Bormann’s case should be heard last, at

the end of the cases of all the other defendants. The Tribunal have

decided to grant this application.

The Tribunal also rule that the hearing of Dr. Bergold’s applications on

behalf of Bormann for witnesses and documents, in accordance with

Article 24(d), shall not take place at the present time, when the

Tribunal are hearing the applications of all the other defendants, but

at a later date to be fixed within the next three weeks.

Thirdly, with reference to the business of the Tribunal, the Tribunal

will sit in closed session after the conclusion of the applications on

behalf of the four defendants who are being heard today. Tomorrow the

Tribunal will continue the applications on behalf of the next four

defendants, and on Thursday the Tribunal will hear the case on behalf of

the Defendant Göring.

Yes, Dr. Dix.

DR. DIX: Before the recess, I was about to tell the Tribunal, as to

Number 2 of the list of documents, that in my presentation I would

confine myself to really important and quite short quotations, after

having made them available to the Prosecution in our document book. This

disposes of Number 2.

Number 1 consists of extracts from copies already submitted by the

Prosecution. I shall give but one example, namely, the report by

Ambassador Bullitt to the Secretary of State in Washington. The

Prosecution presented the last part of this report, in which they were

interested, whereas I wish to reserve the right to present the first

part, which deals with Schacht’s peaceful intentions and his lack of

political influence on Hitler, and which is therefore of importance to

the Defense.

I now turn, to Number 3, Subparagraph (a), which is the Schacht

memorandum to Hitler of 3 May 1935 concerning the legal rights of Jews,

dissolution of the Gestapo, _et cetera_.

May I again ask the Prosecution to see to it as far as possible that

this document, which has not been introduced so far, be procured

together with Document 1168-PS, which at the time of Schacht’s

interrogation by Colonel Gurfein was produced. As I heard yesterday, the

document has not yet been found, but perhaps Colonel Gurfein, who has

already gone back, can assist us in this matter. These two documents are

very important, as they constitute parts of a Schacht memorandum which

can be understood and appreciated only in its entirety.

Furthermore, here is a letter addressed by Schacht to General Field

Marshal Von Blomberg. It deals with restriction of armaments, et cetera,

and its relevancy is, I think, obvious.

Still a word about Subparagraph (c). This is a Hitler memorandum of

August 1936 regarding the Four Year Plan. This memorandum, in which

Hitler reproaches Schacht most bitterly, even with sabotage, is of

decisive importance to us. Contrary to what appears in the list, I am

not in a position to produce a reliable copy of this memorandum, which

under certain circumstances could replace the original. What I have is

an extract, which in no way can be considered reliable and thus cannot

be submitted to the Tribunal as evidence. In order to ascertain the

exact contents of this memorandum, we must have the original. To my

knowledge the original was among the files of the Dustbin Camp in the

Taunus, and again I ask the Prosecution to assist in procuring it.

Then there is the letter written by Schacht to Göring in November 1942.

Göring’s answer was to dismiss Schacht for defeatism, or rather in

consequence of this letter Schacht was dismissed for defeatism. A

further consequence of this letter was that Göring excluded him from the

Prussian State Council. A copy of this letter was last seen by Schacht

in the possession of one Von Schlaberndorff, who worked with General

Donovan, but who is no longer here. Where Schlaberndorff is now, I do

not know. May I ask the Prosecution to assist us also in this matter.

Furthermore, there is a telegram of January 1943 from Göring to Schacht,

excluding him from the State Council.

As to Subparagraph (f), I have to ask the Russian Prosecution to assist

us in procuring this item. It is made up of miscellaneous notes, records

of Schacht’s reflections, written soliloquies and letters, which were

kept in a box at Schacht’s country seat, Guehlen, near Lindow, Mark

Brandenburg—that is in the Russian occupation zone. According to

information received, this box has been confiscated by Soviet troops. I

should be very much obliged to the Russian Delegation if they would do

their utmost to procure the box with its contents.

The documents under Number 4 are already in our possession. I do not

think it necessary to enumerate and comment on them here; they will be

included in our document book and the Prosecution will then have the

opportunity of making observations on their relevancy. That is all I

have to say now regarding the documents.

SIR DAVID MAXWELL-FYFE: With the approval of the Tribunal I shall

confine the very few remarks I have to make to Paragraph 3 of Dr. Dix’

memorandum. With regard to the document for which Dr. Dix has made a

request, it is not yet procured. I have asked my colleagues to make

inquiries, but at the moment they cannot find certain of these

documents, although a search has been made. For example, (a), the note

handed to Hitler on the same day, is Document Number 1168-PS. Mr. Dodd

tells me that an exhaustive search was made by the American Delegation

two months ago, and they are convinced that that document is not in

their possession, and the same applies to the Soviet Delegation

regarding (e).

THE PRESIDENT: Who was the interrogator, Judge Gurfein?

SIR DAVID MAXWELL-FYFE: Colonel Gurfein is the one who started the

American Prosecution, who conducted the interrogations at the earlier

stages.

THE PRESIDENT: Where is he now?

SIR DAVID MAXWELL-FYFE: New York. That point has been borne in mind in

the usual interrogations. If the document is used, it is very carefully

referred to, and the American Delegation informs me that they took that

line of search, and they had that in mind, and that they have not been

able to find it. Similarly, in regard to Number (e), my Soviet

colleagues told me that they have no trace of the document there

mentioned.

THE PRESIDENT: You mean there is no reference, to that document in the

interrogation conducted by Judge Gurfein?

SIR DAVID MAXWELL-FYFE: That is so, yes. They are unable to find any

reference, I am told, going through the interrogation.

THE PRESIDENT: Have you any knowledge of any communication that has been

sent to Judge Gurfein?

SIR DAVID MAXWELL-FYFE: I am not sure; he had gone when the search was

made two months ago. I am sure that the American Delegation will look

into that. What I was going to say in regard to Number (e) was that my

Soviet colleagues informed me that no trace of this document has been

discovered by the Russian authorities. With regard to the others, the

Prosecution would like some further time to make further inquiries, and

then they will report to Dr. Dix and to the General Secretary if

anything can be done. With regard to the other documents, the ones which

are referred to by Dr. Dix, and the many extracts, his plan is one which

entirely suits the Prosecution if it suits the Tribunal.

THE PRESIDENT: I call on Counsel for the Defendant Dönitz.

FLOTTENRICHTER OTTO KRANZBÜHLER (Counsel for Defendant Dönitz): I should

like to call the following witnesses: First, Judge Admiral Kurt

Eckhardt. He was expert on international law in the Naval War Staff. He

is to testify that the rules of international law were considered when

the German U-boat war policy was laid down. This testimony is relevant

in view of the documents submitted by the Prosecution, according to

which the U-boat war was conducted without regard for international law.

SIR DAVID MAXWELL-FYFE: Again it might help Dr. Kranzbühler and the

Tribunal, if I indicated the view of the Prosecution. They consider that

Number 1, Admiral Eckhardt, and Number 2, Rear Admiral Wagner, and

Number 4, Rear Admiral Godt, should not be the subject of objections;

they do not make objections to these three. With regard to Commander

Hessler, Number 3, it seems to the Prosecution that he is really

cumulative to Rear Admiral Godt, as he ceased to be a U-boat commander

at the end of 1941, before most of the material orders were issued. That

is really the only point; as I said, we raise no objections to the other

three. With regard to the second portion, the interrogatories, the

interrogatory of Mr. Messersmith has been granted. With regard to the

next three, Vice Admiral Kreisch, Captain Roesing, and Commander Suhren,

these were granted on 14 February, and a slight error crept into the

Prosecution’s action which was purely mechanical. The Prosecution

replied that they did not object in principle and did not wish to file

cross-interrogatories; they objected to two of the questions to be

addressed to Commander Suhren, Numbers 7 and 8. It was intended that the

same objection to the same questions should be made with regard to the

other two. It appears that the document only related to Commander

Suhren, but in general there is no objection; with regard to Number 5,

that has been done.

THE PRESIDENT: Well, Sir David, have those mistakes been rectified, in

reference to 2 and 3?

SIR DAVID MAXWELL-FYFE: I am not quite sure. I want to mention that same

objection, to narrow the issues of this objection to two of the

interrogatories, and in connection with all three sets of

interrogatories, I do not think this has been before the Tribunal so far

as I know.

THE PRESIDENT: Yes.

SIR DAVID MAXWELL-FYFE: And with regard to Captain Eck, that evidence

has been taken on commission, and so there is no objection. Finally,

with regard to Admiral Nimitz, the Prosecution do object to that

application; that is a new application, and if the Tribunal will look at

the grounds, they are that the United States submarines attacked all

ships apart from the United States and Allied vessels without warning,

and that the United States submarines attacked all Japanese ships

without warning, at the latest from the time when it could be surmised

that the Japanese ship would resist being taken as a prize. And third,

that the United States submarines did not assist shipwrecked people in

such waters where the submarine would have endangered herself through

such assistance. The reason which Dr. Kranzbühler gives is that this

testimony proves that the United States Admiralty made the same

strategical and legal considerations in carrying out its submarine

warfare. In the submission of the Prosecution this is irrelevant. That

they followed the same legal considerations might have been done as

retaliation, and if so, the question whether the United States broke the

laws and usages of war is quite irrelevant; as the question before the

Tribunal is whether the German High Command broke the laws and usages of

war, it really raises the old problem of evidence directed to _tu

quoque_, an argument which this Prosecution has always submitted

throughout this Trial is irrelevant.

FLOTTENRICHTER KRANZBÜHLER: I shall confine myself to the points to

which Sir David has raised objections.

First of all, witness Number 3, Commander Hessler. I do not consider his

testimony to be cumulative. He is to testify as to when Order 154, which

has been submitted by the Prosecution, was abrogated. This testimony is

important because the Prosecution contend that the order of September

1942 need not have been issued at all but that it would have been

sufficient to refer to the old Order 154. To counter this contention

Hessler is to testify that Order 154 was no longer in force at that

time.

Moreover, Captain Hessler, being on the staff of the U-boat commanders

from 1941 on, instructed nearly all U-boat commanders putting to sea

about the orders issued, particularly the orders regarding treatment of

shipwrecked persons. For these reasons, his testimony is, in my opinion,

indispensable as a check on the statement of witness Moehle.

I now turn to the interrogatories for Numbers 2, 3, and 4: Admiral

Kreisch, Captain Roesing, and Commander Suhren. I think that the

objections of the Prosecution to two of the questions asked in my

interrogatory can be dealt with only after these questions have been

answered. I heard only today that objections would be raised, but I do

not yet know on what grounds.

THE PRESIDENT: Have the Tribunal got the interrogatories and the

objections of the Prosecution to Number 4?

FLOTTENRICHTER KRANZBÜHLER: The Tribunal have received only the

interrogatories from me.

THE PRESIDENT: Have the Prosecution given us their objection to one

question? This, I understand, was an objection that was made to the

interrogatories put to Suhren, which should have been an objection to a

particular question on the other two as well.

SIR DAVID MAXWELL-FYFE: Yes. It is very short. I will indicate it, if

Dr. Kranzbühler will allow me.

The two questions were: “Is it known to you that in September 1942

German submarines saved shipwrecked people after torpedoing the British

steamer _Laconia_ and while doing so were bombed by an Allied plane?”

Number 8, “Do you know whether this incident was the reason for the

commander of the U-boat fleets issuing an order by which assistance at

the risk of endangering one’s own boat was prohibited, and for the

declaration that this was not at variance with the laws of sea warfare?”

The objections—I will read them out: “Question 7. Objection is entered

on the ground that this question is unnecessary and the facts are

admitted.”

“Question 8: Objection entered. It is not seen how the witness could

possibly know the reason for the orders from the Defendant Dönitz.”

These are the objections that were made.

THE PRESIDENT: Yes.

FLOTTENRICHTER KRANZBÜHLER: May I say something to this? I think that

the officers mentioned can testify as to the reasons for the orders

received by them from the commander of the U-boat fleet, because the

events which led to the order of September 1942 were generally known

among the U-boat commanders, and U-boat commanders in the various

theaters of war may possibly have picked up the wireless messages sent

to the U-boats concerned with the _Laconia_ incident. That is all.

I now turn to the application regarding the interrogatory to be put to

Admiral Nimitz. The stand taken by the Prosecution differs entirely from

the conception on which my application is based. I in no way wish to

prove or even to maintain that the American Admiralty in its U-boat

warfare against Japan broke international law. On the contrary, I am of

the opinion that it acted strictly in accordance with international law.

In the United States’ sea war against Japan, the same question arises as

in Germany’s sea war against England, namely the scope and

interpretation of the London Submarine Agreement of 1930. The United

States and Japan were also signatories to this agreement.

My point is that, because of the order to merchant vessels to offer

resistance, the London Agreement is no longer applicable to such

merchantmen; further, that it was not applicable in declared operational

zones in which a general warning had been given to all vessels, thus

making an individual warning unnecessary before the attack.

Through the interrogatory to Admiral Nimitz I want to establish that the

American Admiralty in practice interpreted the London Agreement in

exactly the same way as the German Admiralty, and thus prove that the

German conduct of sea warfare was perfectly legal. The same applies to

the treatment of shipwrecked persons in waters where the U-boat would

endanger herself by rescue measures.

THE PRESIDENT: Yes, Dr. Kranzbühler.

FLOTTENRICHTER KRANZBÜHLER: I now turn to the documents.

THE PRESIDENT: If you are departing from Admiral Nimitz I should like to

ask a question of Sir David.

SIR DAVID MAXWELL-FYFE: If Your Lordship pleases.

THE PRESIDENT: Sir David, I understood you to submit that these

questions to Admiral Nimitz were entirely irrelevant?

SIR DAVID MAXWELL-FYFE: Yes.

THE PRESIDENT: Would it make any difference to your submission whether

the German Navy had attacked merchant ships without warning in the first

instance in the beginning of their war against England?

SIR DAVID MAXWELL-FYFE: Well, that of course would be a clearer breach

of the treaty, as, at that time, there was no question of armament, so

far as I am aware; and there was certainly no question that the German

submarines thought that they were attacking armed vessels which were

really ships of war. Then, of course, one comes to the position which

the Prosecution developed in evidence, that, the German Navy having

indulged in the beginning in that form of submarine warfare, the

position changed, and armament had to be installed in British ships. In

my submission it would make a difference even if one takes the argument

as Dr. Kranzbühler has put it now; he is saying that he is not alleging

breaches of the laws and usages of war, but is relying on his

interpretation of the London Agreement, that merchant ships that were

armed could be attacked. It really becomes a very difficult matter if

one is to construe these treaties by a sort of general investigation of

the interpretation by various commanders. Within the point that Your

Lordship put to me there is that very clear point which appears in our

documents that the arming of merchant ships was the result of the

attacks without warning which took place in the first months of the war.

THE PRESIDENT: But would you say that these questions to Admiral Nimitz

are irrelevant because the United States came into the war in December

1941 when the sea warfare between Germany and England had developed to

that stage, when attacks were being made without warning?

SIR DAVID MAXWELL-FYFE: That is so, My Lord. That is what I was saying.

I am very grateful to Your Lordship for clarifying the argument that I

wanted to make.

THE PRESIDENT: Is that clear to you, Dr. Kranzbühler? The argument which

I understand Sir David is putting forward with reference to these

interrogatories is that they are truly irrelevant because of the date at

which the United States came into the war; a date when the sea war

between England and Germany had, for reasons which must be investigated,

arrived at the stage that submarines were attacking merchant vessels

without warning, and merchant vessels were defending themselves against

those attacks.

FLOTTENRICHTER KRANZBÜHLER: Yes, Mr. President. It is, however, my

opinion that the conditions which developed in the sea war between

Germany and England do not necessarily have a bearing on the measures

applied in the sea war between the United States and Japan, as here an

entirely different theater of war was involved, in which German forces

did not operate. In my opinion, the directives for sea warfare in the

East Asia theater of war should be based on the conditions prevailing

there and not be derived from experiences made in the European theater

of war.

THE PRESIDENT: Then the Tribunal will consider these arguments.

THE TRIBUNAL (Mr. Biddle): How can what any navy did show the proper

construction of a law? It may show what a particular admiral thought

about it, but how are we interested in knowing what one admiral or

another admiral thought about the law? Isn’t that for us to decide? How

is that any evidence? Isn’t that your point, Sir David?

SIR DAVID MAXWELL-FYFE: Yes.

THE TRIBUNAL (Mr. Biddle): How does that really throw any light on the

meaning of a law?

FLOTTENRICHTER KRANZBÜHLER: I do not think that the principles for the

conduct of sea war originate from one admiral, but that in view of their

far-reaching implications they have become a matter for the government.

It is recognized in international law that it springs not only from

treaties, but also from acts of governments. May I give as an example

that Mr. Justice Jackson in his first report to President Truman

specially emphasized that international law is developed by acts of

governments. Consequently, if the London Naval Agreement of 1930 did not

originally imply that merchant vessels which had orders to resist were

excluded, then acts to this effect on the part of the governments of all

nations would have been instrumental in creating new international law

to this end. I am therefore of the opinion that the attitude taken in

this question by the United States as one of the greatest sea powers is

decisive as to the interpretation of the London Agreement and hence as

to the legality of Germany’s conduct.

THE TRIBUNAL (Mr. Biddle): Do you claim that the London Agreement is

ambiguous?

FLOTTENRICHTER KRANZBÜHLER: Yes.

THE TRIBUNAL (Mr. Biddle): What words in the London Agreement are

ambiguous?

FLOTTENRICHTER KRANZBÜHLER: The term “merchant vessels.”

THE TRIBUNAL (Mr. Biddle): You have not got the citation there, have

you?

FLOTTENRICHTER KRANZBÜHLER: Which is it?

THE TRIBUNAL (Mr. Biddle): The phrase in the London Agreement which you

claim is ambiguous.

FLOTTENRICHTER KRANZBÜHLER: I have not got it here, but I can give a

fairly accurate quotation. It says that submarines are subject to the

same rules as surface vessels in their conduct towards merchant vessels.

I shall later submit proof that the term “merchant vessel,” even at the

Washington Conference of 1922, was considered ambiguous, and that also

in books on international law published later it had repeatedly been

stressed that this term is ambiguous.

THE TRIBUNAL (Mr. Biddle): Dr. Kranzbühler, you want Admiral Nimitz to

give us his opinion of his construction of the treaty, do you not? Isn’t

that the purpose of these interrogatories?

FLOTTENRICHTER KRANZBÜHLER: No, I do not want to hear Admiral Nimitz’

opinion, but the policy pursued by the United States in its sea war

against Japan.

THE PRESIDENT: The Tribunal will consider the arguments you have

addressed to them, Dr. Kranzbühler.

FLOTTENRICHTER KRANZBÜHLER: I now turn to the documents. As I have just

heard from Sir David, there are no objections on the part of the

Prosecution. I do not know whether I need give my reasons for submitting

the individual documents.

First of all, there are the war diaries and the standing orders of the

Admiralty and of the commander of the U-boat fleet. They have already

been admitted, and the Prosecution do not raise any objections.

Under Number 3, I ask for the “British Confidential Fleet Orders” and

“Admiralty Merchant Shipping Instructions” of the British Admiralty to

be produced.

SIR DAVID MAXWELL-FYFE: My Lord, this matter came up before the Tribunal

in closed session on an application from Dr. Kranzbühler. I have not

heard definitely from the British Admiralty whether they agreed to do

this, but I have asked Dr. Kranzbühler if he will leave this matter over

for 10 days in the hope that we may be able to meet him. If Dr.

Kranzbühler will not press it for 10 days, I shall, of course, let him

know as soon as I have any definite information.

THE PRESIDENT: Yes.

FLOTTENRICHTER KRANZBÜHLER: I agree to that. Under Number 4 I declare my

intention to submit a number of statements and letters I have received

from German U-boat commanders and officers, some of them through the

General Secretariat. These statements contain items from the lecture

given at Gydnia by the Commander-in-Chief of the Navy and referred to by

witness Heisig, including the instruction of U-boat commanders by

witness Moehle and the orders regarding the treatment of shipwrecked

persons. I understand the Prosecution have no objections.

THE PRESIDENT: Have you got any objection, Sir David?

SIR DAVID MAXWELL-FYFE: My Lord, many of these matters may have to be

considered when the actual document is put before us. There are no class

objections to them.

FLOTTENRICHTER KRANZBÜHLER: I should like to mention that I shall

probably have to submit some further documents later, after I have

spoken to Judge Admiral Eckhardt. May I again ask the Tribunal to allow

me as soon as possible to call this witness, who is particularly

important for the defense of the methods employed in U-boat warfare.

THE PRESIDENT: Yes, I think the Tribunal would grant that, subject, of

course, to there being no delay regarding further applications.

FLOTTENRICHTER KRANZBÜHLER: Yes.

THE PRESIDENT: The Tribunal will now adjourn.

[_The Tribunal adjourned until 6 March 1946 at 1000 hours._]

SEVENTY-FIFTH DAY

Wednesday, 6 March 1946

_Morning Session_

THE PRESIDENT: I desire to announce a slight change in the order of

business.

Dr. Stahmer has submitted a motion in writing, stating that he desired a

little more time in the preparation of his documents and for other

reasons would be grateful if the case of the Defendant Göring did not

come on on Thursday, as announced.

The Tribunal realizes that the case of the first defendant to be heard

may present some difficulties in getting the documents translated in

time. As the Tribunal has announced that they would continue the hearing

of the applications for witnesses until they are all completed, they

will adhere to this decision. It is anticipated that this will give Dr.

Stahmer one day more, but at the conclusion of the hearing of the

applications for witnesses the case of the Defendant Göring will come on

without further delay.

The Tribunal wishes to make it quite clear that no further applications

for delay or postponement on the part of the defendants will be

entertained, save in the most exceptional circumstances.

DR. SIEMERS: For the Defendant Raeder, I should like to apply first for

a witness who will testify to the defendant’s character.

SIR DAVID MAXWELL-FYFE: My Lord, if it would be convenient, I might

first indicate the views of the Prosecution, and then Dr. Siemers can

deal with this point.

The Prosecution has no objection to the following witnesses being called

for oral testimony: Number 3, the retired Minister Severing; Number 5,

Vice Admiral Schulte-Moenting; Number 6 has already been sought for and

not objected to by the Prosecution—a witness for the Defendant Dönitz;

Number 10, Admiral Boehm.

Then, with regard to the following witnesses the Prosecution suggest an

affidavit as the suitable procedure: Number 2, Vice Admiral Lohmann. . .

THE PRESIDENT: Do you mean an affidavit or interrogatories?

SIR DAVID MAXWELL-FYFE: Well, in this case I should prefer an affidavit,

because it is only a history of past events that is involved.

THE PRESIDENT: Very well. Affidavit in which case?

SIR DAVID MAXWELL-FYFE: In the case of Number 2—Lohmann.

Then with regard to Number 4—that is Admiral Albrecht—his evidence

covers the same ground as Number 5. It might be that interrogatories

would be more convenient, but that would be a matter for my friends to

decide.

Then the next, Number 7. That is Dr. Süchting, who is an engineer, and

it is desired to have him speak about the Anglo-German Naval Treaty and

technical questions. The Prosecution suggest an affidavit there, because

apparently it is desired that he speak on technical matters.

Number 8, Field Marshal Von Blomberg, I am told, is still ill. I think

that Dr. Siemers has already submitted questions and has received the

answers. He ought to be dealt with by interrogatories. That is probably

the easiest thing for the Field Marshal and the most suitable.

THE PRESIDENT: Was that not suggested in the case of one of the other

defendants?

SIR DAVID MAXWELL-FYFE: Von Blomberg, yes. I have a note that the

Defense Counsel have submitted questions. I was not quite sure whether

this was Dr. Siemers or another Defense counsel. I think it was Dr.

Nelte, for Keitel.

THE PRESIDENT: I think so, yes. That is Number 8.

SIR DAVID MAXWELL-FYFE: Then the next one, Von Weizsäcker, who was the

Secretary of State at the Foreign Office. He is asked for with regard to

the _Athenia_ case. At the moment I cannot see the point for which the

Defense want this gentleman, but I suggest that if they get an affidavit

from Weizsäcker we should know what he can speak about.

Then the other one is Number 14, Colonel Soltmann. It is desired to give

the results of the interrogation of certain British prisoners of war at

Lillehammer. It would appear that the object was merely to give further

evidence which would be cumulative to the statements in the German

_White Book_, and therefore the Prosecution suggest an affidavit.

There are two witnesses that the Prosecution think are in the border

line between admissibility and affidavits. They are really, in the

submission of the Prosecution, not relevant witnesses, but the Tribunal

might like to consider the question. These are Number 1, a naval

chaplain who really speaks as to the general moral and religious outlook

of the Defendant Raeder. That is, in the submission of the Prosecution,

really irrelevant, and at the most it would be a matter for an

affidavit. The position of the Prosecution is that it is really

irrelevant, but it certainly should not be more than an affidavit, even

if a different view was taken.

The other is Number 16, Admiral Schultze. He speaks as to an interview

with the late Admiral Darlan, and the Prosecution submit that that is

irrelevant; if there are any approaches to relevance—which the

Prosecution have been unable to see—why then it could only be a matter

for an affidavit.

The Prosecution submit that the following are unnecessary: Number

11. . .

THE PRESIDENT: Sir David, dealing with Number 16, would that not be more

suitably dealt with by interrogatories? The Tribunal granted

interrogatories on 9 February in that case, but I suppose they have not

yet been produced.

SIR DAVID MAXWELL-FYFE: Which one was that?

THE PRESIDENT: Number 16.

SIR DAVID MAXWELL-FYFE: Yes. Well, if the Tribunal feel that it is a

matter that should be explored, I agree that interrogatories would be

suitable.

Then, My Lord, the ones that the Prosecution make objection to _in toto_

are:

Number 11, Vice Admiral Bürckner, because he is cumulative to Numbers 5

and 10; Number 12, Commander Schreiber, because on 21 February Dr.

Siemers said that he was willing not to call this witness if Number 5,

Schulte-Moenting, was allowed; Number 13, Lackorn, who is a Norwegian

merchant, who is supposed to speak of the Allied plans, without any

means of knowledge being stated. This witness was temporarily given up

on 21 February; Number 15, Alf Whist, who was Secretary of Commerce in

the Quisling cabinet, as I understand the application. There is no

indication why this witness should be competent to speak on the

reputation of the Defendant Raeder; and Number 16 has been dealt with;

Number 17 is Colonel Goldenberg, who was the interpreter at the meeting

between the Defendant Raeder and Darlan. The Defendant Raeder gives

evidence and Admiral Schultze answers an interrogatory. It will appear

that that interview is well covered.

THE PRESIDENT: Yes, Dr. Siemers?

DR. SIEMERS: I thank Sir David for taking up the individual points, as a

consequence of which I can, as I presume, count on the Tribunal’s

approval of the points to which Sir David has agreed, without giving

specific reasons.

THE PRESIDENT: The Tribunal thinks that the best course would be for you

to go through the ones upon which Sir David has not agreed as to being

called as oral witnesses, and then perhaps it may be necessary to deal

with the ones where he has agreed. I would begin in the order in which

he took them up—2, 4, 7, 8, 9—if that is convenient for you.

In the case of Number 2 he suggested an affidavit.

DR. SIEMERS: Number 2 is the Vice Admiral Lohmann. In this connection I

refer to the last page of my brief, where I have discussed the documents

under “III.” There I have stated that I suggested to the British

Delegation that we come to some agreement as to the figures with regard

to the Treaty of Versailles and the Naval Treaty. The British Delegation

has promised me that such an agreement may be possible and has in the

meantime communicated with the British Admiralty in London on this

matter. If, as I expect, an understanding is reached, I am agreeable to

an affidavit from Vice Admiral Lohmann, for then he is to testify on

only a few points. I ask, therefore, that he be approved for the time

being, and I undertake not to call him if the agreement mentioned is

reached with the Prosecution. If this understanding is not reached, the

proof of some important figures would be very difficult, and I could not

do without Lohmann who is well informed about the figures; otherwise, I

could.

THE PRESIDENT: What do you say about that, Sir David?

SIR DAVID MAXWELL-FYFE: I have circulated Dr. Siemers’ note and request

for agreement to my colleagues, and I have also sent it to the

Admiralty, and I hope that we may be able to give the information and

probably to agree on these matters, but I am waiting to get that

confirmed from the Admiralty in Britain; so I think if we could leave

over the question of this witness until I see if I can get an agreement

which will satisfy Dr. Siemers on the point. . .

THE PRESIDENT: Yes. Then if you cannot make the agreement, probably the

witness would have to be called?

SIR DAVID MAXWELL-FYFE: Yes. I can let Dr. Siemers know whether there is

any controversy on the point, whether I am going to challenge what he

puts forward. If I am going to challenge it, obviously I should not

object to the witness being called.

DR. SIEMERS: Under these circumstances, I shall be satisfied with the

submission of an affidavit. I have written to Vice Admiral Lohmann,

asking him to answer the other brief questions; and regarding the main

points the principles just stated by Sir David will be adhered to.

THE PRESIDENT: Very well.

DR. SIEMERS: Witness Number 4, Admiral Albrecht, was one of the closest

collaborators of Grand Admiral Raeder. From 1926 to 1928 he was Raeder’s

Chief of Staff in Kiel; from 1928 to 1930, chief of the Navy personnel

office of the OKM. From then on he was commanding admiral in Kiel, and

finally Navy Group Commander East in 1939.

I should like to remark in this connection that in this last year he

also joined, upon the suggestion of the Security Group commander, this

organization, and from this point of view also he appears important to

me. Admiral Albrecht has also, as I know, written directly to the

Tribunal for this reason.

Albrecht has known the Defendant Raeder so long that he is well

acquainted with his main ideas and thus orientated on the main charges

of the Indictment. He has known Raeder’s trend of thought since 1928,

that is to say, from the time in which the charges against Raeder have

their beginning. I ask that consideration be given to the tremendous

charges which are brought against Raeder covering a period of 15 years.

I cannot refute all the accusations with one or two witnesses. The

differences among the testimonies are so great that in such a case one

cannot speak of “cumulative.”

Furthermore I ask that note be taken of the fact that so far I have been

unable to talk to Vice Admiral Schulte-Moenting, who has been approved

by the Tribunal and the Prosecution.

The Tribunal has also not yet informed me where Schulte-Moenting is. I

presume that he is in a prisoner-of-war camp in England, but I do not

know whether he will really be at my disposal, and whether I will be

able to talk with him in time.

THE PRESIDENT: You are dealing with Admiral Konrad Albrecht, are you

not? You are dealing with Number 4?

DR. SIEMERS: No; regarding Admiral Albrecht, we know that he is in

Hamburg. I simply pointed out that it would not be cumulative if both

Albrecht and Schulte-Moenting are heard by the Court.

THE PRESIDENT: You see, what Sir David was suggesting was an

interrogatory in the case of Admiral Albrecht and an affidavit in the

case of Admiral Schulte-Moenting.

SIR DAVID MAXWELL-FYFE: I will agree to Admiral Schulte-Moenting’s being

called orally.

THE PRESIDENT: I beg your pardon. I was mixing the numbers. Yes, that is

right, to call the one and have interrogatories from the other. Have you

any objection to that?

DR. SIEMERS: Yes, I request that I be allowed to call both witnesses

because Schulte-Moenting is to testify about a later period and Albrecht

about the earlier period that was immediately subsequent to the

Versailles Treaty. The position of both is entirely different. In

addition, as I have just pointed out, the Tribunal has not yet informed

me whether I can with absolute certainty count on the witness

Schulte-Moenting, whether he has been found, whether it is known where

he is.

THE PRESIDENT: Our information is that Schulte-Moenting has not been

located.

DR. SIEMERS: I have no information as yet.

THE PRESIDENT: One moment. I am not sure that is right. Yes, he has been

located in a prisoner-of-war camp in the United Kingdom. At least I

think so.

Yes, I have a document before me here which shows that he is in a

prisoner-of-war camp in the United Kingdom.

DR. SIEMERS: I thank you very much. I did not know that. Under the

circumstances I am prepared, in regard to Admiral Albrecht, to accept an

affidavit or an interrogatory, provided Schulte-Moenting really appears.

Number 7, Dr. Süchting. In this connection Sir David suggests an

affidavit in order to speed up the Trial. I am satisfied with an

affidavit.

THE PRESIDENT: Yes.

DR. SIEMERS: Again, however, with the one reservation that the matter of

the figures will be clarified between me and the British Prosecution, in

accordance with my letter as already discussed in connection with

Admiral Lohmann, I believe that Sir David is agreeable to this.

THE PRESIDENT: The Tribunal would like to know how you suggest that

these questions of shipbuilding in connection with the German-English

Naval Agreements of 1935 and 1937 are relevant to any charge made here.

DR. SIEMERS: The Defendant Raeder is accused of not having adhered to

the Treaty of Versailles and the Naval Agreement. Such a treaty

violation is mainly a question of the building of ships. Consequently I

must demonstrate what could be built according to the Treaty of

Versailles and the Naval Agreement and what actually was built and what

thoughts and orders the Navy had in this connection. As I said, however,

I shall be satisfied with an affidavit.

THE PRESIDENT: Very well, the Tribunal will consider the arguments on

that.

DR. SIEMERS: Number 8, Field Marshal Von Blomberg. The Prosecution have

suggested an affidavit or an interrogatory. In consideration of Von

Blomberg’s state of health, I am agreeable to this for the sake of

simplicity. Since it does not involve any great number of questions, I

suggest an affidavit.

Number 9, Ambassador Baron Von Weizsäcker. I submitted the application

on 6 February and do not know thus far the position of the Tribunal. At

the time of the _Athenia_ case Weizsäcker was State Secretary in the

Reich Ministry for Foreign Affairs. At that time, in September 1939,

Weizsäcker spoke with the American Ambassador on the subject of the

_Athenia_. Weizsäcker spoke with Hitler and with Raeder. He knows the

details and must be heard on these details. I do not believe that an

affidavit will suffice. First let me remark that I do not know where

Weizsäcker is. But aside from that, the charge which has been made

against the Defendant Raeder in the case of the _Athenia_ is morally so

grave that, although otherwise it might not be such an important point,

I have to put particular stress on this point.

The British Delegation has given particular emphasis to the case of the

_Athenia_ and has made insulting attacks on the defendant in connection

with this case. In the interest of the absolutely irreproachable life of

my client I feel obliged to clarify this case completely. That can only

be done by Weizsäcker.

THE PRESIDENT: Dr. Siemers, as far as the application goes, there is

nothing to show, beyond the position of the suggested witness, that he

knew anything about it at all. Under these circumstances would not

interrogatories be the most appropriate course? You did not show whether

he knew anything about it at all. All you say in your application is

that he was State Secretary in the Reich Ministry for Foreign Affairs.

DR. SIEMERS: I may point out that I stated in my application that the

witness is informed regarding the events connected with the _Athenia_

case.

THE PRESIDENT: You say that he must know on the basis of his position as

State Secretary.

DR. SIEMERS: The American Ambassador approached Weizsäcker immediately

after the _Athenia_ case in order to clarify the case. Thereupon

Weizsäcker spoke with Raeder; however, only after he had already told

the American Ambassador that no German submarine was involved. The

question as to whether a German submarine was involved in the _Athenia_

case was settled only after the return of the German submarine. Prior to

that the Defendant Raeder had not known of it either. The German

submarine returned on 27 September; the sinking was on 3 September.

THE PRESIDENT: Did you state these facts about conversations between the

American Ambassador and State Secretary Weizsäcker in one of your

previous applications?

DR. SIEMERS: Yes, on 6 February I did submit the application, and also

mentioned in general terms the _Athenia_ case. I may add that Weizsäcker

knows also the subsequent occurrences. Weizsäcker knows exactly that the

Navy, and particularly the Defendant Raeder, had nothing, absolutely

nothing to do with the article which the Propaganda Ministry published

in the newspapers. Weizsäcker was just as outraged about this article as

was the Defendant Raeder. But it is precisely this that the Prosecution

charges against Raeder.

THE PRESIDENT: Well, the Tribunal will consider what you say.

DR. SIEMERS: Let me add that I have made a mistake. I just heard that

Weizsäcker is still at the Vatican in Rome; in other words, it is known

where he is.

THE PRESIDENT: Yes.

DR. SIEMERS: Number 14, Colonel Soltmann. As far as I know, Colonel

Soltmann will be requested as a witness also by the Defendant Jodl, and

an affidavit or an interrogatory has already been sent to him. I

therefore concur with Sir David that an affidavit from Soltmann will

suffice, subject to the consent, or the applications of the Defense

Counsel for General Jodl.

THE PRESIDENT: He does not appear to have been located yet.

DR. SIEMERS: Yes—the witness Soltmann? I have given his address in my

application.

THE PRESIDENT: Have you?

DR. SIEMERS: It is Falkenberg near Moosach in Upper Bavaria.

Number 16, Admiral Schultze is in Hamburg, and it is an easy matter to

have him testify personally here in Nuremberg. The Prosecution have

accused the Defendant Raeder of participating in the National Socialist

policy of conquest. This accusation is unfounded. Raeder, both in Norway

and in France, constantly directed his efforts towards bringing about

peace; in other words, not towards the effecting of any final conquest

of the countries. In this Raeder found himself in a strong opposition to

Hitler, and only after much urging did Raeder succeed in enabling

himself to negotiate with Darlan in Paris concerning the possible

conclusion of a peace. I believe that such a positive intervention for a

quick termination of the war with France is important enough, in a trial

like this, to have the witness testify personally. I cannot understand

how Sir David, in view of his accusation, can say that this point is

irrelevant. The Prosecution has constantly declared that the Defendant

Raeder was agitating for war.

THE PRESIDENT: I do not believe that Sir David did say it was

irrelevant. He suggested interrogatories.

DR. SIEMERS: I made a note that Sir David said the witness was

irrelevant, but that he would, as a concession, agree to an affidavit.

THE PRESIDENT: Then I was wrong.

DR. SIEMERS: I simply wanted to make my position clear on the question

as to whether or not this witness is irrelevant. I believe I have shown

that he is relevant.

THE PRESIDENT: You want the witness? You would not agree to an affidavit

or an interrogatory? Is that right?

DR. SIEMERS: I ask the Tribunal to hear Schultze as a witness here in

Nuremberg, because, in my opinion in view of the principles of the

Indictment, it is a vital point that Raeder’s attitude toward the entire

problem is shown by facts prevailing at that time, and not by present

assertions and statements.

I come now to the witness to whom Sir David has objected, witness Number

11, Admiral Bürckner. I asked for him on 31 January. So far I have

received no answer. I asked to be allowed to speak to the witness

Bürckner in order to acquaint myself with the details. The interview is

denied me so long as he has not been approved as a witness. In order to

speak with him therefore I am dependent on his being approved first as a

witness. Should it then prove that this evidence is cumulative, I am

willing to forego the witness. I presume that Sir David is agreeable to

this.

THE PRESIDENT: Sir David, the Tribunal does not quite understand why the

counsel should not have seen this officer who is in prison in Nuremberg,

subject of course to security.

SIR DAVID MAXWELL-FYFE: We have no objection to the counsel’s seeing

Admiral Bürckner. I think up to now the Prosecution have always taken

the view that what Dr. Siemers wanted to see him about was not relevant.

I do not think the Tribunal has ruled on that.

THE PRESIDENT: The view of the Tribunal is that Counsel for the Defense

ought to be in touch with the witnesses before, in order to see whether

they are able to give relevant evidence or not. They cannot give the

evidence or the relevancy of it unless they know what the witness is

going to say.

SIR DAVID MAXWELL-FYFE: No objection will be made, and Dr. Siemers can

make arrangement, as far as the Prosecution are concerned, to see

Admiral Bürckner at the earliest date he likes.

DR. SIEMERS: I am grateful to the Tribunal for clarifying this point.

This point has made the work of the Defense Counsel extremely difficult.

I have been waiting for more than a month to speak to Bürckner. For four

weeks I have not been able to speak to Admiral Wagner for the same

reason. I should like to speak to others also who are in the courthouse

prison. They were all denied me because the Tribunal had not yet

approved them as witnesses. I believe that the point is now clarified.

THE PRESIDENT: Go on, Dr. Siemers.

DR. SIEMERS: It is quite possible that, after speaking with the witness,

I may not call him to the stand, particularly since I hear today that

Schulte-Moenting can be called, and provided that Boehm is approved.

THE PRESIDENT: That who is approved?

DR. SIEMERS: Boehm, Number 10.

THE PRESIDENT: Oh, yes. That was Sir David’s only objection to Number

11, was it not, that it was cumulative to 5 and 10?

DR. SIEMERS: Number 12, Captain Schreiber. Sir David has rightly pointed

out that I have already stated the possibility that I may give up this

witness. This still stands. If the witness Schulte-Moenting and the

witness Boehm actually appear, the witness Schreiber is not necessary.

Number 13, the witness Lackorn, in Leipzig. Before the occupation of

Norway Lackorn was on business in Oslo. He had nothing to do with the

military. It was purely by accident that he learned, in the Hotel

Bristol in Oslo, that the landing of English troops was imminent. This

point is important because one can only judge the defendant’s attitude

toward the Norwegian undertaking if one considers the general situation

of Norway. The general situation of Norway means, however, the relations

of Norway with Germany, England, Sweden, and all the other countries

adjacent to Norway. It is not proper, in such a decisive question, to

state that only a small part is relevant. I am agreed, however, that the

witness is not to be heard here. I have, therefore, while I was waiting

for the decision of the Prosecution, written to the witness in order to

obtain an affidavit. It is therefore agreeable to me if an affidavit

only is submitted here. He need not be approved as a witness.

THE PRESIDENT: Sir David, you did not deal with that aspect of the

matter, with an affidavit.

SIR DAVID MAXWELL-FYFE: Well, My Lord, I am afraid the view of the

Prosecution is that the story, which apparently started in the bar of a

hotel in Oslo, is not evidence which is really admissible, relevant, or

of any weight in a matter of this kind. That is the view we have taken

throughout.

THE PRESIDENT: Dr. Siemers, it appears from the application which is

before us that you originally made a request for this witness on 19

January 1946, which appears to have been in perfectly general terms, and

that the Tribunal ordered, on 14 February, that you should furnish

supplementary details of the evidence which you wanted to obtain by

calling this witness. Thereupon, on 21 February, you withdrew your

application.

You now submit the application again without giving any details at all,

simply saying that the witness had been in Oslo on business and received

information there of the imminent landing of Allied forces in Norway.

Well, that is a perfectly general statement, just as general as the

original statement. It does not seem to comply with the orders of the

Tribunal at all.

DR. SIEMERS: On 21 February I withdrew my application because of the

basic point of view which I have also presented to the Court.

I have pointed out that, in my opinion, the Defense cannot be expected

to give every single detail, when we have not for three months after we

were consulted had the slightest word, not one word, about a single

witness of the Prosecution. When we of the Defense have not had the

opportunity even of taking a stand on the relevancy of their

witnesses. . .

THE PRESIDENT: I have already pointed out on several occasions that the

reason why the defendants’ counsel have to submit applications for their

witnesses is because they are unable to get their witnesses themselves

and because they are applying to the Tribunal to get their witnesses for

them and their documents for them. It is a work of very considerable

magnitude to find and to bring witnesses to Nuremberg.

I understand from you that with reference to this witness you are trying

now to get an affidavit from him.

DR. SIEMERS: Yes. At any rate I have been making the effort. Whether I

shall receive the answer in time from Leipzig, which is in the Russian

Zone, remains to be seen. In the meantime, in order to facilitate

matters and to avoid delay, I have written to the witness Lackorn.

THE PRESIDENT: Yes.

DR. SIEMERS: I hope that an affidavit will be available in time.

For this reason I am willing to waive having him testify here.

THE PRESIDENT: If you get the affidavit, you will be able to give the

Tribunal particulars of the evidence which the witness would give, and

also to show it to the Prosecution, who will then be able to say whether

they wish to have the witness brought here for cross-examination.

DR. SIEMERS: Certainly.

THE PRESIDENT: Well, the Tribunal will consider this application.

DR. SIEMERS: Witness Number 15 is a Norwegian, Alf Whist, former

Secretary of Commerce. By decision of the Court on 14 February he was

rejected as irrelevant.

Whist can testify that the reputation of the German Navy in Norway was

very good throughout the occupation, and that in Norway the complaints

were directed exclusively against the civil administration and not

against the German Navy. Whist knows definitely, as does every other

Norwegian, that the Navy was not involved in a single illegal or

criminal measure in Norway during the occupation.

If this is considered irrelevant, I presume that Sir David means that

the Navy, during the occupation of Norway, behaved correctly. Of course

this is a question that must be sharply distinguished from the question

which I shall discuss later, that is, the question of the occupation and

the attack on Norway. I am speaking now only of the time after the

occupation had been carried out.

SIR DAVID MAXWELL-FYFE: The point of the Prosecution is this: That

whatever the facts were, assuming for the moment that the facts were

that the German Navy had behaved with meticulous correctness on every

point, the view of Mr. Alf Whist, who was Secretary of Commerce in the

Quisling cabinet in Norway, as to how the German Navy behaved would not

have the slightest interest or relevance or weight with anyone. That is

the view of the Prosecution.

DR. SIEMERS: I hoped that Sir David would make his position clear as to

whether charges in this connection will be made against the Navy. Sir

David speaks of the Germans in general. I draw attention to the fact

that the entire administration in Norway was a civil administration, and

that, in the Terboven jurisdiction, the Navy had nothing to do with this

administration; if I have named a single witness where I might have

named hundreds, I did this only to give the Tribunal a picture of how

Admiral Boehm, the Navy, and Raeder conducted themselves.

THE PRESIDENT: The Tribunal will consider it, Dr. Siemers.

DR. SIEMERS: Thank you.

THE PRESIDENT: Then you have still Number 17, the interpreter.

DR. SIEMERS: Regarding Lieutenant Colonel Goldenberg, it is Sir David’s

point of view that he is unnecessary; if Admiral Schultze is approved as

witness, an affidavit from Goldenberg will suffice for me. A short

affidavit appears to me to be important, because Goldenberg was present

as an impartial interpreter at every conference which took place between

Darlan and Raeder. An affidavit will suffice in this case.

THE PRESIDENT: I think you can pass now to your documents. I ought to

call your attention to an observation at the end of your application,

which is that you intend to summon one or more witnesses. Who are they?

DR. SIEMERS: The Tribunal has declared that the details about a witness

have to be submitted a long time in advance only because the Tribunal

must procure the witness. When it is a question of a witness who comes

to Nuremberg on his own initiative, I should be obliged for a decision

on the point in connection with my defense, as to whether or not the

Tribunal will admit such a witness.

THE PRESIDENT: Dr. Siemers, I have stated one of the principal reasons

why Defense Counsel have to make applications, and another principal

reason is a necessity for expedition in this Trial—expedition and

security. The question of security is important, and therefore we must

insist on being told who the witnesses are that you wish to call, Dr.

Siemers. Otherwise, you will not be able to call them.

DR. SIEMERS: Am I obliged to do this even when the witness is already in

the building?

THE PRESIDENT: Certainly, because, as I have told you, there are 20 or

21 defendants in the dock; and we have to try and make this Trial

expeditious and we therefore cannot allow them to call as many witnesses

as they choose to call. But if it is a question of your not having the

names of the witnesses in your mind at the moment, you can certainly

specify them after a short delay, or tomorrow.

DR. SIEMERS: I shall submit information on this matter shortly. I do not

want to name the witness before I have talked it over with him.

THE PRESIDENT: Dr. Siemers, the Tribunal has no objection to your

applying in respect of other witnesses, provided that you do so by

tomorrow.

DR. SIEMERS: Very well, I know that, at the moment, the witness in

question is not in Nuremberg, so that I cannot talk to him at the

moment. I ask the Tribunal to pardon me for being so cautious. The

Tribunal will be cognizant of the fact that witnesses have been taken

into custody. I cannot take the responsibility for somebody’s being

taken into custody because I named him as a witness. That is the reason.

I shall, however, notify the Tribunal as soon as the witness is in

Nuremberg and I have had a chance to speak to him. I shall do so within

24 hours. It is here a question of a testimony which would take 10

minutes at the most of the Court’s time. Therefore, I do not believe

that this will burden the Tribunal too much.

THE PRESIDENT: Very well.

DR. SIEMERS: Then I should like to add that I can give the address of

the witness Severing, retired Reich Minister. I received it yesterday by

telegraph. Witness Severing is Number 3 and the Prosecution is agreeable

to his being heard. I shall submit the address in writing to the General

Secretary. He is in Bielefeld and can be reached without trouble.

THE PRESIDENT: Yes. If you give it to the General Secretary, that is all

that is required. And now would probably be a convenient time to break

off for 10 minutes.

MR. DODD: Your Honor. There is the matter of Admiral Bürckner. So far as

we know, Dr. Siemers made one request about Admiral Bürckner some time

ago, and at that time he was told, as I understand it, that Admiral

Bürckner was to be called or that the Prosecution intended to call him

as a witness, and that therefore we did not think it proper for him to

talk to Admiral Bürckner until after we had called him as a witness.

Up to a very late date in this presentation of our case, we still had in

mind calling Admiral Bürckner. I think some reference was made to him,

as a matter of fact, before the Tribunal, with reference to the witness

Lahousen. And it was for that reason that we told Dr. Siemers that we

did not think he should talk to the witness until after he had testified

or a decision had been made with reference to his testimony. But we have

at all times tried to co-operate with the Defense and make available

these people who are here in custody so that they may talk with them.

THE PRESIDENT: We will adjourn now for 10 minutes.

[_A recess was taken._]

DR. SIEMERS: May I add something regarding the witnesses? Concerning

witness Number 1, Marinedekan Ronneberger, I agree to use an affidavit

as suggested by Sir David. Concerning the witness Bürckner, I would like

to mention that Mr. Dodd’s statement is based on an error. I am not

permitted to speak to the witness, because he has not yet been approved

by the Tribunal as my witness. No other reason was given.

THE PRESIDENT: We do not think any further discussion is necessary about

this witness. I have already stated what the members of the Tribunal

will act upon.

DR. SIEMERS: I did not understand whether Mr. Dodd agreed to my speaking

with the witness Bürckner now.

THE PRESIDENT: I think he said so. He said the Prosecution have closed

their case, and they now have no longer any objection to your seeing the

witness.

DR. SIEMERS: Then one last remark. The Tribunal will have noticed that I

have not requested any witness concerning naval warfare and submarine

warfare. The reason is that I have agreed with Dr. Kranzbühler that Dr.

Kranzbühler will deal with the entire complex of naval warfare and

submarine warfare, although, in this respect, it not only affects

Grossadmiral Dönitz, but also in a considerable degree Grossadmiral

Raeder in his capacity as Commander-in-Chief of the Navy. Therefore,

insofar as the interests of Grossadmiral Raeder are concerned in this

matter, Dr. Kranzbühler will also represent him.

I should like to point out only that Dr. Kranzbühler’s very important

application regarding the questions to Admiral Nimitz not only affects

Grossadmiral Dönitz but, in particular, Grossadmiral Raeder, and beyond

that, the organization of the General Staff, insofar as the Navy is

concerned.

May I pass to the documents now?

SIR DAVID MAXWELL-FYFE: With regard to Document Number 1, The War

Diaries of the Seekriegsleitung and the B.d.U., Dr. Kranzbühler’s

assistant Dr. Meckel, has gone to London to work on these at the

Admiralty.

With regard to Number 2, Weyer’s _Navy Diary_, and Nautikus’ _Navy Year

Book_, there is no objection to Dr. Siemers having these. He will

indicate in the ordinary way the passages he intends to use.

With regard to General Marshall’s report of 10 October 1945, I cannot

see the relevancy of it at the moment, but if Dr. Siemers will indicate

which part he intends to use, it can be discussed when he actually

presents it to the Tribunal.

Now Number 4, the British Admiralty documents, May 1939 to April 1940,

which are wanted as to the preparations of landing in Scandinavia and

Finland. Although, strictly, what is relevant is what was known to the

Defendant Raeder, I shall make inquiries about these documents, and if

the Tribunal will give me a short time, I hope to be able to report to

the Tribunal upon them.

I want to make it clear that I cannot, of course, undertake to give

details on Allied documents; but I hope to be able to produce some

documents which may be helpful to the Tribunal, and deal with them

authoritatively. I would rather not be pressed for details at the

moment.

DR. SIEMERS: I agree with Sir David, I hope that I will receive the

books which belong to Number 2 and Number 3 soon, because otherwise a

delay may be caused. The report of General Marshall of 10 October 1945

is, as far as I can judge from the excerpts, important for the reason

that General Marshall adopts, on various points, an entirely different

attitude from Justice Jackson’s. I believe that a comparison of two such

outstanding opinions is of sufficient importance to have the report of

General Marshall also heard here. Concerning Number 4, I am waiting for

the final decision of the Prosecution.

I have only one more request, and I ask to be excused, since, by error,

I have not listed this Number 5. It is the following: The Prosecution

has repeatedly presented quotations from the book _Mein Kampf_ by Adolf

Hitler and inferred from it that each one of the defendants who held a

leading position as early as 1933 should have known from this book, even

before 1933, that Hitler was contemplating the launching of aggressive

wars. I noticed that the quotations in the document book which was

presented in November are all taken from an edition which was published

only in 1933. The edition of 1933, however, differs in many points from

the original edition. Unfortunately, I am personally only in possession

of an edition which was published after 1933. In order to check these

questions, that is to say, in order to see what anybody could have read

in this book in 1928, and not 1933, I ask the Prosecution to try to

submit a copy of the first edition. As far as I know, the first edition

was published in 1925, and the second in 1927, by the publishing firm of

Franz Eher.

SIR DAVID MAXWELL-FYFE: We shall try to get an earlier edition, so that

Dr. Siemers can compare the passages.

THE PRESIDENT: Are you going to deal with Page 2 of your document? Sir

David, you have not dealt with this, have you?

SIR DAVID MAXWELL-FYFE: No. I assume, Your Lordship, that Dr. Siemers

would, in due course, indicate what excerpts he was going to use. We

could discuss when he presents them, whether the Prosecution have any

objection.

THE PRESIDENT: Yes. You intended, Dr. Siemers, I suppose, to indicate

the passages upon which you rely in your document book?

DR. SIEMERS: Yes.

THE PRESIDENT: Very well.

SIR DAVID MAXWELL-FYFE: We have already discussed the point on Page 3,

that is the question of tonnages built, and so on—I said I am making

inquiries with regard to that.

THE PRESIDENT: My attention is drawn, Sir David, to Paragraph 4 B on

Page 2. Are you suggesting that the Tribunal supply him with documents

on German policy without any further reservation?

SIR DAVID MAXWELL-FYFE: I am very sorry. It was an oversight. I took it

that that was included in the words at the top of the page:

“In addition, I shall submit documents and affidavits, some of

which are already in my possession, and some of which I shall

procure myself without having the assistance of the

Prosecution.”

I took it that Dr. Siemers had certain documents on German policy, and

will indicate what passages he is going to use. I am very sorry I did

not refer to that.

THE PRESIDENT: Does this part of the application mean that, with

reference to all these documents, Dr. Siemers has them and does not wish

any further action to be taken with reference to them?

DR. SIEMERS: Yes, Sir.

THE PRESIDENT: I call on counsel for the Defendant Von Schirach.

SIR DAVID MAXWELL-FYFE: Dr. Sauter suggests it would be convenient if I

indicate the view of the Prosecution.

THE PRESIDENT: Yes.

SIR DAVID MAXWELL-FYFE: May I ask the Tribunal to note that Dr. Sauter

is asking for witnesses 1 to 8, except witness 5, as oral witnesses;

that is, he is asking for seven oral witnesses, and Numbers 5 and 9 to

13 by way of affidavit.

The Prosecution suggest that, as far as oral witnesses are concerned,

the defendant might have Number 1 or Number 2. that is, Wieshofer or

Hoepken, because these witnesses appear to cover the same ground; that

he might have Number 3, the witness Lauterbacher, who was Chief of Staff

of the Reich Youth Leadership (Reichsjugendführung); and, also, that he

might have Number 8, that is Professor Heinrich Hoffmann, who, I think,

is Schirach’s father-in-law—since the description of his evidence takes

up nine pages of the application, he is obviously a very important

witness.

Then the Prosecution suggest that there might be affidavits from Number

5, Scharizer, who was the deputy Gauleiter of Vienna; Number 11, who is

Madame Vasso; Number 12, Herr Schneeberger; and Number 13, Field Marshal

Von Blomberg.

The witnesses that the Prosecution find difficulty in perceiving the

necessity for are: First of all, Number 4, Frau Hoepken—there are no

details given in this application, except that she was secretary to Von

Schirach; Number 6, the witness Heinz Schmidt, who apparently repeats

part of the evidence of the witness Lauterbacher word for word; Number

7, Dr. Schlünder, who also repeats the witness Lauterbacher word for

word; and Number 9, Dr. Klingspor, who passes a personal view on the

defendant, which, in the submission of the Prosecution, is not really

helpful evidence; and finally, Dr. Roesen, Number 10, who speaks as to

an isolated incident of kindness on the part of the defendant to the

family of the musician Richard Strauss.

This is the position which the Prosecution take with regard to the

witnesses.

DR. SAUTER: Your Honors, I have, in the case of Baldur von Schirach

also, limited my evidence as much as possible. For a personal hearing,

here before the Tribunal, I have proposed as witnesses, Numbers 1, 2, 3,

6, 7, and 8, and I must earnestly request you, Your Honors, to grant me

these witnesses.

The difficulty, in the case of Schirach, as regards the presentation of

evidence, is that evidence must be produced and offered for two entirely

separate complexes. One is the activity of the Defendant Von Schirach in

his capacity as Reich Youth Leader; and the second is his activity in

Vienna, during the period from 1940 to 1945, in which he still exercised

certain functions in Youth Leadership in addition to his main duties.

Therefore, I need witnesses for both these activities of the Defendant

Von Schirach.

In addition to this difficulty there is still another one. The Defendant

Von Schirach was Reich Youth Leader, and that implied that practically

without exception all his collaborators were relatively young people who

during the second World War served a long time in the Army. Therefore it

is quite possible that for a few years during the World War one witness

might know nothing at all, because he did not work on the staff of the

Defendant Von Schirach during this time; and that therefore, for this

time, another collaborator of Schirach will have to be called upon, in

order to give information on his activity.

Your Honors, in earlier written applications I had requested more

witnesses, but I have omitted these additional witnesses right from the

beginning in the application now submitted to you, in order to

contribute thus, as far as I can, to expediting the procedure. But, Your

Honors, these six witnesses that I have requested to have brought before

the Tribunal I really must have granted me for, if a clear picture of

Schirach’s activities is to be gained, I cannot forego any one of them.

I may also point out that all these six witnesses that I have listed

under the numbers given, for the purpose of calling them, have already

been approved by the Tribunal, so that the new approval will consist

only of a repetition of your own earlier decision.

The witness Wieshofer, Your Honors, who is listed under Number 1, was

from 1940 to 1945 adjutant of the Defendant Von Schirach; that is to

say, during the period that covers the activity of the Defendant Von

Schirach as Gauleiter of Vienna and Reichsstatthalter.

This collaborator, who was with the Defendant Schirach daily and who

knew him very well, has been named by me particularly for the purpose of

testifying—although, of course, he will also testify on other

things—that Schirach, in his capacity as Gauleiter of Vienna, pursued

an entirely different policy to that of his predecessor, the former

Gauleiter Bürckel; that he, contrary to Bürckel, endeavored to establish

correct relations with the Catholic Church, and that, with this aim in

mind, he successfully influenced and instructed also his collaborators

and subordinates. I say successfully, because these efforts by the

Defendant Von Schirach to bring about satisfactory relations with the

Catholic Church have also been repeatedly acknowledged on the part of

the Church, as well as by the Catholic population of Vienna.

Besides, the witness Wieshofer will also corroborate that the Defendant

Von Schirach had nothing at all to do with the deportation of Jews from

Vienna; that this matter of the Jews was. . .

THE PRESIDENT: Do not Numbers 1 and 2, Wieshofer and Hoepken, really

deal substantially with the same subject? Would it not be sufficient if

one were called as a witness and if the other one gave evidence by

interrogatory?

DR. SAUTER: I do not quite think so, Mr. President, because the witness

Hoepken, who is listed under Number 2, was a collaborator of the

Defendant Von Schirach as early as 1938, in the Reich Youth Leadership,

and because he is supposed to give information especially about the

activity of the Defendant Von Schirach as Reich Youth Leader and in

particular also about his efforts to bring about understanding and

friendship with the youth of other nations, such as, for instance,

England and France. I believe, Your Honors, that with regard to the

specific importance of these particular questions, the attitude of the

Defendant Von Schirach in the naming of witnesses should be given

recognition here, and that not one witness only, but both should be

granted. I have submitted the addresses of both witnesses to the

Tribunal. They are in a camp, and I believe, Your Honors, it is

imperative to summon both witnesses to establish the facts.

THE PRESIDENT: I still do not follow what the essential difference is

between the two.

DR. SAUTER: Mr. President, I have just pointed out that the witness

Number 2, Hoepken, had a leading position in the Reich Youth Leadership,

and that therefore the witness Number 2, Hoepken, is in a position to

give information especially about the activity of the Defendant Von

Schirach as Reich Youth Leader.

THE PRESIDENT: But Dr. Sauter, you stated that Wieshofer, Number 1, was

adjutant to Schirach in his capacity as Reichsleiter of Education of

Youth, so that he was in just as close contact with the defendant on the

question of the education of youth as Hoepken.

DR. SAUTER: Yes, but youth education was Hoepken’s main official task

while the activity of the witness Wieshofer was limited mainly to the

job of adjutant to the Defendant Von Schirach, primarily in his capacity

as Gauleiter in Vienna. That is the main difference, and the witnesses

who could provide information about his activity in Vienna are mainly

the witness Wieshofer and, to a small extent, also Hoepken. But I need

Hoepken, by all means, as I said, for the clarification of the activity

of Schirach in the Reich Youth Leadership.

Mr. President, may I also point out that much is at stake for the

Defendant Von Schirach, and that, from the point of view of the Court,

it should really not make much difference, in a matter so important to

Schirach, whether one witness or two witnesses are called.

Your Honors, I could have suggested perhaps four witnesses in the hope

that two would then be granted. If now, in the name of the Defendant Von

Schirach, I am proposing to call only two witnesses, I would not think

it very just if one of these two witnesses should be denied.

THE PRESIDENT: The Tribunal will consider what you have said.

DR. SAUTER: Furthermore, Your Honors, in the third place, I have to

request Hartmann Lauterbacher. If I have understood correctly, the

Prosecution agree to this; therefore, I can be brief.

The witness Lauterbacher, who was Chief of Staff of the Reich Youth

Leadership, is in a position to supply information especially about the

fact that the Defendant Schirach in no way prepared the youth

psychologically and pedagogically for the war, and by no means for an

aggressive war. Furthermore, he can testify that the allegations of a

Polish report—presented by the Russian Prosecution in one of the

sessions during February, I believe on 9 February 1946—are definitely

false. According to this report, the Hitler Youth had used spies and

parachute agents in Poland. And this is false and the witness

Lauterbacher will refute it. . .

THE PRESIDENT: Dr. Sauter, Sir David said he would not object to Number

3 being called as a witness, but what he did object to was 6 and 7, whom

you are also asking for, as oral witnesses, because he said that they

repeated what Lauterbacher said—Numbers 6 and 7, that is Schmidt and

Schlünder.

DR. SAUTER: Mr. President, there again is the difficulty which I pointed

out before. From the Polish Government report which was read by the

Soviet Prosecution on 9 February 1946, it cannot be seen in what period

these activities concerning the Hitler Youth agents and spies are to

have taken place.

Now it may happen here that, if I have only one witness, it will be

alleged that it was at some other time, perhaps at a time when this

witness was in the Army; and that is why, in the interest of a complete

clarification of these facts, I have asked to have witness Number 6

heard also. That is the witness Schmidt.

THE PRESIDENT: Well, if you say that, does it not appear that, with

reference to Schlünder, his collaboration with the defendant extended

from 1933 to 1945 and therefore if he were called or were to give an

affidavit or an interrogatory, and Lauterbacher, who extends only from

1933 to 1940, you would cover the whole period and you could exclude

Schmidt?

DR. SAUTER: If I understand you correctly, Mr. President, you are

referring to an interrogatory in the case of Lauterbacher.

THE PRESIDENT: No, Sir David was prepared to have Lauterbacher called as

a witness.

DR. SAUTER: Lauterbacher is to be called as a witness and Schmidt is to

receive an interrogatory?

THE PRESIDENT: He said that Schmidt and Schlünder were cumulative. Then

you said they did not relate to the same period, as I understood you,

and that might raise a difficulty. So I pointed out to you that Number 7

related to the whole period, that is to say from 1933, beyond the period

dealt with by Lauterbacher, and goes to 1945, and therefore, if he were

called, that would cover the whole period, and if you called

Lauterbacher and Schlünder and left out Schmidt. . .

DR. SAUTER: You mean that an interrogatory is to be obtained from

Schmidt? I am agreeable to that.

THE PRESIDENT: The statements which you make with reference to Schmidt

and to Schlünder are practically identical.

DR. SAUTER: Yes, only they refer to different periods, as each of them

was in the Army. If one of them comes, he cannot say anything, of

course, about the time during which he served in the Army. He cannot

give any information as to whether, during his military service, agents

were used.

THE PRESIDENT: I do not know about that. You have stated that they were

collaborators with the defendant from 1938 to 1945 in the one case, and

from 1933 to 1945 in the other case, and therefore, if that is correct,

they cannot have been in the Army; they cannot have taken an active part

in the Army.

SIR DAVID MAXWELL-FYFE: I should be quite prepared to agree to the

suggestion that Your Lordship put forward; that would then cover the

whole period. If both Lauterbacher and Schlünder were called, it would

dispense with the necessity for Schmidt.

DR. SAUTER: May I point out, Mr. President, that in any case I need

Schlünder, who, by the way, was arrested a few weeks ago, because he was

a specialist for physical training with the Reich Youth Leadership, and

because, therefore, I want to prove, especially through Dr. Schlünder,

that the education of the youth, as administered by the Defendant Von

Schirach, was absolutely neither extraordinary nor militaristic. The

Defendant Von Schirach has thus far, during the entire procedure in his

interrogations. . .

THE PRESIDENT: I think, really, there is a substantial agreement between

you and Sir David that Number 1 and Number 3 certainly should be called

and that Number 7 might be called; but I do not know whether Sir David

agrees that an affidavit or an interrogatory might be given by Number 6.

SIR DAVID MAXWELL-FYFE: I have no objection to that, My Lord.

THE PRESIDENT: That is substantially what you want, Dr. Sauter?

DR. SAUTER: Yes, Sir.

THE PRESIDENT: Very well; let us get on then.

DR. SAUTER: Your Honors, I have then, in addition, under Number 4,

listed an affidavit by a witness, Maria Hoepken. I shall submit this

affidavit, which is already in my possession, to the Tribunal and to the

Prosecution, along with my document book, sufficiently in advance.

Then I have also affidavits in my possession, if I may mention that now,

from two witnesses: Number 9, Dr. Klingspor, and Number 10, Dr. Roesen.

The same thing applies here. The Tribunal and the Prosecution will

receive these two affidavits in time, together with my document book.

Concerning Number 8, the witness Hoffmann, the Prosecution agree to

having him called as a witness since this witness is here in Nuremberg.

Therefore I believe that I do not have to make any detailed statements

concerning this witness.

The same applies to Number 12 and Number 13. These are two witnesses:

One a Gauobmann Schneeberger from Vienna, who, primarily, is to inform

us on the attitude of the defendant on the question of foreign workers

during the time of his activity as Gauleiter in Vienna; and Number 13,

Field Marshal Von Blomberg, who is to inform us on the attitude of the

Defendant Von Schirach on the question of the premilitary education of

the youth, on the question of physical training, and on the question of

patriotic education of youth. The Prosecution agree to interrogatories

from these two witnesses—which I have already suggested myself.

And now, Your Honors, I come to the one figure on my list which is

closest to the heart of my client and myself. It is Number 11; that is

the application to examine a French woman by the name of Ida Vasso. Of

this witness, Ida Vasso, we have heard in court for the first time when

the Soviet Prosecution submitted a commission “Report on the Atrocities

of the Fascist-German Invaders in the Lvov Area,” as the title

reads—Document Number USSR-6.

This document contains a sentence to the effect that a French woman, Ida

Vasso, who was working in a children’s home in Lvov, had reported that

the Hitler Youth had committed special atrocities in Lvov. It was

alleged that from the ghetto small children were sold; however, it was

not revealed by whom and to whom these children were to have been sold;

and yet, as a matter of course, it is the Hitler Youth who are said to

have used these children as targets.

Your Honors, we are fully aware that such happenings would represent a

quite extraordinary atrocity, and I can tell you that none of all the

presentations of the Prosecution during the last three months has so

distressed the Defendant Schirach, as has this statement. The Defendant

Schirach has always, even in his earlier interrogations, maintained that

he assumes full responsibility for the education and training of the

German Youth, as directed by him; and that he is ready and willing, even

as a defendant here, to explain to the Tribunal what principles guided

him, what aims he had, and what successes he achieved. He has, for

instance, never denied that this youth training was based on

patriotism. . .

THE PRESIDENT: Dr. Sauter, you are only applying for witnesses now, are

you not? You see, you agree in your application to an affidavit. . .

DR. SAUTER: I did not understand, Mr. President?

THE PRESIDENT: What I was pointing out to you was that this is only an

application with reference to witnesses, and in your application you

say, “However, in consideration of the far distance of the witness from

Nuremberg, I agree that at first an affidavit should be drawn up.”

DR. SAUTER: Yes.

THE PRESIDENT: Sir David agreed that an affidavit should be drawn up. So

you are in agreement, and I do not understand why we should be troubled

with further application.

DR. SAUTER: However, Mr. President, I have added something to my

application. I have written that a personal appearance of this witness

before the Tribunal would be useful so that she can be questioned,

because her testimony is important for the judging of the Hitler Youth

as a whole. I have also added. . .

THE PRESIDENT: Your application states that you reserve that right.

Well, you can prepare the affidavit and then send it out to the witness,

and then you can see whether you want the witness for cross-examination.

And Sir David agrees to that course.

DR. SAUTER: Mr. President, my client attaches so much importance to this

particular case for the following reasons: The HJ, that is the Hitler

Youth, which he led, comprised about 8 million members. It was therefore

larger than. . .

THE PRESIDENT: But Dr. Sauter, the Tribunal quite understands why the

defendant is interested in the matter. But it seems to them it would be

perfectly satisfactory if an affidavit were drawn up and sent to the

witness; and then you can see whether you want the witness, whose

present location is unknown, brought here personally.

DR. SAUTER: Mr. President, my client noticed one thing in particular,

that is, that among 8 million members only one single case of atrocities

occurred, of which he never heard anything at all in the Reich Youth

Leadership. However, I agree to the obtaining of an affidavit for

reasons of expediency; but for just this case I must reserve the right

to have the witness called, if the affidavit should be insufficient.

THE PRESIDENT: That deals with the witnesses, and we had better adjourn

now.

[_The Tribunal recessed until 1400 hours._]

_Afternoon Session_

SIR DAVID MAXWELL-FYFE: May it please the Tribunal, with regard to the

documents for which Dr. Sauter asked, the Prosecution take the usual

line that there is no general objection to extracts being used, but at

this stage they reserve their right to challenge admissibility of the

extracts on the grounds of relevance.

They will have to look particularly closely at Number 9, the book

entitled, _Look, the Heart of Europe_, and the commentary on it by the

late Lord Lloyd George, but they can see that these are particularly

matters which can be more conveniently dealt with when they have seen

the document book and the extracts are before them.

DR. SAUTER: Mr. President, I can state my position regarding the

documents very briefly. In the main, it is a question of books,

speeches, and essays by the Defendant Von Schirach. These literary works

are in my possession and I shall submit them to the Prosecution along

with my document book. With the document book I shall submit to the

Tribunal and the Prosecution the individual extracts which I propose to

use as evidence, so that the Prosecution will still be able to make any

statements it wishes with regard to the individual excerpts.

Trial of the Major War Criminals Before the International Military Tribunal, Nuremburg 14 November 1945-1 October 1946, Volume 08 · 第 122 / 127 题