pleasure, or his natural revulsion from a certain pain, may be checked
and transformed by recognition that if he seeks the pleasure, others
will inflict more than an equivalent pain, or if he bears the pain,
others will reward him with more than compensating pleasures. In such
cases, we have the fact of duty or obligation. There is constraint of
first inclination through recognition of superior power, this power
being asserted in its expressly declared intention of rewarding and
penalizing according as its prescriptions are or are not followed. These
are the factors: (1) demands, expectations, rules externally imposed;
(2) consequences in the way of proffered reward of pleasure, and penalty
of pain; (3) resulting constraint of the natural manifestation of
desires. In the main, the theory is based on the analogy of legal
obligations.[167]
=(a) Bentham's Account.=--Bentham dislikes the very word duty; and
speaks preferably of the "sanctions" of an act. The following quotations
will serve to confirm the foregoing statements.
"The happiness of the individuals of whom a community is composed
is ... the sole standard, in conformity to which each individual
_ought_ to be made to fashion his behavior. But whether it be
this, or anything else that is to be done, there is nothing by
which a man can ultimately be _made_ to do it, but either pain or
pleasure."
A kind of pain or pleasure which tends to _make_ an individual find his
own good in the good of the community is a _sanction_. Of these Bentham
mentions four kinds, of which the first alone is not due to the will of
others, but is _physical_. Thus the individual may check his inclination
to drink by a thought of the ills that flow from drunkenness.
Metaphorically, then, he may be said to have a duty not to drink;
strictly speaking, however, this is his own obvious interest. The
sanctions proper are (a) political, consequences in the way of pleasure
and pain (especially pain) attached to injunctions and prohibitions by a
legal superior; (b) popular, the consequences following from the more
indefinite influence of public opinion--such as being "sent to
Coventry," being shunned, rendered unpopular, losing reputation, or
honor, etc.; and (3) religious, penalties of hell and rewards of heaven
attached to action by a divine being, or similar penances and rewards
by the representatives on earth (church, priests, etc.) of this divine
being.[168]
=Value and Deficiencies of This View.=--The strong point of this
explanation of duty is obviously that it recognizes the large, the very
large, role played by social institutions, regulations, and demands in
bringing home to a person the fact that certain acts, whether he is
naturally so inclined or not, should be performed. But its weak point is
that it tends to identify duty with coercion; to change the "ought" if
not into a physical "must," at least into the psychological "must" of
fear of pain and hope of pleasure. Hope of reward and fear of penalty
are real enough motives in human life; but acts performed mainly or
solely on their account do not, in the unprejudiced judgment of mankind,
rank very high morally. Habitually to appeal to such motives is rather
to weaken than to strengthen the tendencies in the individual which make
for right action. The difficulty lies clearly in the purely _external_
character of the "sanctions," and this in turn is due to the fact that
the obligations imposed by the demands and expectancies of others do not
have any intrinsic connection with the character of the individual of
whom they are exacted. They are wholly external burdens and impositions.
The individual, with his desires and his pleasures, being made up out of
particular states of feeling, is complete in himself. Social
relationships must then be alien and external; if they modify in any way
the existing body of feelings they are artificial constraints. One
individual merely _happens_ to live side by side with other individuals,
who are in themselves isolated, and are complete in their isolation. If
their external acts conflict, it may be necessary to invade and change
the body of feelings which make up the self from which the act flows.
Hence duty.
The later development of utilitarianism tended to get away from this
psychical and atomic individualism; and to conceive the good of an
individual as including _within_ himself relations to others. So far as
this was done, the demands of others, public opinion, laws, etc., became
factors _in the development of the individual, and in arousing him to an
adequate sense of what his good is, and of interest in effecting it_.
Later utilitarianism dwells less than Bentham upon external sanctions,
and more upon an unconscious shaping of the individual's character and
motives through imitation, education, and all the agencies which mould
the individual's desires into natural agreement with the social type.
While it is John Stuart Mill who insists most upon the internal and
qualitative change of disposition that thus takes place,[169] it is Bain
and Spencer who give the most detailed account of the methods by which
it is brought about.
=(b) Bain's Account.=--His basis agrees with Bentham's: "The proper
meaning, or import, of the terms (duty, obligation) refers to that class
of action which is enforced by the sanction of punishment" (Bain,
_Emotions and Will_, p. 286). But he sets less store by political
legislation and the force of vague public opinion, and more by the
gradual and subtle processes of family education. The lesson of
obedience, that there are things to be done whether one wishes or no, is
impressed upon the child almost unremittingly from the very first moment
of life. There are three stages in the complete evolution of the sense
of duty. The first, the lowest and that beyond which some persons never
go, is that in which "susceptibility to pleasure and pain is made use
of to bring about obedience, and a mental association is rapidly formed
between the obedience and apprehended pain, more or less magnified by
fear." The fact that punishment may be kept up until the child desists
from the act "leaves on his mind a certain dread and awful impression as
connected with forbidden actions." Here we have in its germ conscience,
acknowledgment of duty, in its most external form.
A child in a good home (and a citizen in a good state) soon adds other
associations. The command is uttered, the penalty threatened, by those
whom he admires, respects, and loves. This element brings in a new
dread--the fear of giving pain to the beloved object. Such dread is more
disinterested. It centers rather about the point of view from which the
act is held wrong than about the thought of harm to self. As
intelligence develops, the person apprehends the positive ends, the
goods, which are protected by the command put on him; he sees the use
and reason of the prohibition to which he is subject, and approving of
what it safeguards, approves the restriction itself. "A new motive is
added on and begirds the action with a threefold fear.... If the duty
prescribed has been approved of by the mind as _protective of the
general interests of persons engaging our sympathies_, the violation of
this on our part affects us with all the pain that we feel from
inflicting _an injury upon those interests_."
=Transformation into an Internal Power.=--When the child appreciates
"_the reasons for the command, the character of conscience is entirely
transformed_." The fear which began as fear of the penalty that a
superior power may inflict, adds to itself the fear of displeasing a
beloved person; and is finally transformed into the dread of injuring
interests the worth of which the individual appreciates and in which he
shares. The sense of duty now "stands upon an independent foundation."
It is an internal "ideal resemblance of public authority," "an imitation
(or facsimile) within ourselves of the government without us." "Regard
is now had to the intent and meaning of the law and not to the mere fact
of its being prescribed by some power." Thus there is developed a sense
of obligation in general, which may be detached from the particular
deeds which were originally imposed under the sanction of penalty, and
transferred to new ends which have never even been socially imposed,
which the individual has perhaps for the first time conceived within
himself. "The feeling and habit of obligation" which was generated from
social pressure remains, but as a distinct individually cherished thing
(Bain, _Emotions and Will_, p. 319 n.). This view of the _final_ sense
of obligation thus approximates Kant's view of the autonomous character
of duty.
=(c) Spencer's Account.=--Herbert Spencer (like Bentham) lays emphasis
upon the restraining influence of various social influences, but lays
stress, as Bentham does not, upon the _internal_ changes effected by
long-continued, unremitting pressure exercised through the entire period
of human evolution. Taken in itself, the consciousness of duty--the
distinctively moral consciousness--is the control of proximate ends by
remote ones, of simple by complex aims, of the sensory or presentative
by the ideal or representative. An undeveloped individual or race lives
and acts in the present; the mature is controlled by foresight of an
indefinitely distant future. The thief who steals is actuated by a
simple feeling, the mere impulse of acquisition; the business man
conducts his acquisition in view of highly complex considerations of
property and ownership. A low-grade intelligence acts only upon sensory
stimulus, immediately present; a developed mind is moved by elaborate
intellectual constructions, by imaginations and ideas which far outrun
the observed or observable scene. Each step of the development of
intelligence, of culture, whether in the individual or the race, is
dependent upon ability to _subordinate_ the immediate simple,
physically present tendency and aim to the remote, compound, and only
ideally present intention (Spencer, _Principles of Ethics_, Vol. I.,
Part I, ch. vii.).
=Subordination of Near to Remote Good Dependent on Social
Influences.=--"The conscious relinquishment of immediate and special
good to gain distant and general good ... is a cardinal trait of the
self-restraint called moral." But this develops out of forms of
restraint which are not moral; where the "relinquishment" and
subordination of the present and temporary good is not consciously
willed by the individual in view of a conscious appreciation of a
distant and inclusive good; but where action in view of the latter is
forced upon the individual by outside authority, operating by menace,
and having the sanction of fear. These outside controls are three in
number: political or legal; supernatural, priestly, or religious; and
popular. All these external controls, working through dread of pain and
promise of reward, bring about, however, in the individual a habit of
looking to the remote, rather than to the proximate, end. At first the
thought of these extrinsic consequences, those which do not flow from
the act but from the reaction of others to it, is mixed up with the
thought of its own proper consequences. But this association causes
attention at least to be fixed upon intrinsic consequences that, because
of their remoteness and complexity, might otherwise escape attention.
Gradually the thought of them grows in clearness and efficacy and
dissociates itself as a motive from the externally imposed consequences,
and there is a control which alone is truly moral.
=The Internal Sanction.=--
"The truly moral deterrent from murder, is not constituted by a
representation of hanging as a consequence, or by a representation
of tortures in hell as a consequence, or by a representation of
the horror and hatred excited in fellow-men; but by a
representation of the _necessary natural results_--the infliction
of death agony on the victim, the destruction of all his
possibilities of happiness, the entailed sufferings to his
belongings" (Spencer, _Ibid._, p. 120).
The external constraints thus serve as a schoolmaster to bring the race
and the individual to internal restraint. Gradually the abstract sense
of coerciveness, authoritativeness, the need of controlling the present
by the future good is disentangled, and there arises the sense of duty
in general. But even this "is transitory and will diminish as fast as
moralization increases" (_Ibid._, p. 127). Persistence in performance of
a duty makes it a pleasure; an habitually exercised obligation is
naturally agreeable.
In the present state of evolutionary development, obligation, or the
demands made by the external environment, and spontaneous inclination,
or the demand of the organism, cannot coincide. But at the goal of
evolution, the organism and environment will be in perfect adjustment.
Actions congenial to the former and appropriate to the latter will
completely coincide. "In their proper times and places, and proportions,
the moral sentiments will guide men just as spontaneously and adequately
as now do the sensations" (_Ibid._, p. 129).
=Criticism of Utilitarianism.=--The utilitarian account of the
development of the consciousness of duty or its emphasis upon concrete
facts of social arrangements and education affords a much-needed
supplement to the empty and abstract formalism of Kant. (i.) The
individual is certainly brought to his actual recognition of specific
duties and to his consciousness of obligation or moral law in general
through social influences. Bain insists more upon the family training
and discipline of its immature members; Bentham and Spencer more upon
the general institutional conditions, or the organization of government,
law, judicial procedure, crystallized custom, and public opinion. In
reality, these two conditions imply and reenforce each other. It is
through the school of the family, for the most part, that the meaning
of the requirements of the larger and more permanent institutions are
brought home to the individual; while, on the other hand, the family
derives the aims and values which it enforces upon the attention of its
individual members mainly from the larger society in which it finds its
own setting. (ii.) The later utilitarianism, in its insistence upon an
"internal sanction," upon the ideal personal, or free facsimile of
public authority, upon regard for "intrinsic consequences," corrects the
weak point in Bentham (who relies so unduly upon mere threat of
punishment and mere fear of pain) and approximates in practical effect,
though not in theory, Kant's doctrine of the connection of duty with the
rational or "larger" self which is social, even if individual. Even in
its revised version utilitarianism did not wholly escape from the rigid
unreal separation between the selfhood of the agent and his social
surroundings forced upon it by its hedonistic psychology.
=Fictitious Theory of Nature of Self.=--The supposition that the
individual starts with mere love of private pleasure, and that, if he
ever gets beyond to consideration of the good of others, it is because
others have forced their good upon him by interfering with his private
pleasures, is pure fiction. The requirements, encouragements, and
approbations of others react not primarily upon the pleasures and
calculations of the individual, but upon his _activities_, upon his
inclinations, desires, habits. There is a common defect in the
utilitarian and Kantian psychology. Both neglect the importance of the
active, the organically spontaneous and direct tendencies which enter
into the individual. Both assume unreal "_states_ of consciousness,"
passive sensations, and feelings. Active tendencies may be internally
modified and redirected by the very conditions and consequences of their
own exercise. Family discipline, jural influences, public opinion, may
do little, or they may do much. But their educative influence is as far
from the mere association of feelings of pleasure and pain as it is
from Kant's purely abstract law. _Social influences enable an individual
to realize the weight and import of the socially available and helpful
manifestations of the tendencies of his own nature and to discriminate
them from those which are socially harmful or useless._ When the two
conflict, the perception of the former is the recognition of duties as
distinct from _mere_ inclinations.
Sec. 3. FINAL STATEMENT
=Duty and a Growing Character.=--Duty is what is owed by a partial
isolated self embodied in established, facile, and urgent tendencies, to
that ideal self which is presented in aspirations which, since they are
not yet formed into habits, have no organized hold upon the self and
which can get organized into habitual tendencies and interests only by a
more or less painful and difficult reconstruction of the habitual self.
For Kant's fixed and absolute separation between the self of inclination
and the self of reason, we substitute the relative and shifting
distinction between those factors of self which have become so
definitely organized into set habits that they take care of themselves,
and those other factors which are more precarious, less crystallized,
and which depend therefore upon conscious acknowledgment and
intentionally directed affection. The consciousness of duty grows out of
the complex character of the self; the fact that at any given time, it
has tendencies relatively set, ingrained, and embodied in fixed habits,
while it also has tendencies in process of making, looking to the
future, taking account of unachieved possibilities. The former give the
solid relatively formed elements of character; the latter, its ideal or
unrealized possibilities. Each must play into the other; each must help
the other out.
The conflict of duty and desire is thus an accompaniment of a _growing_
self. Spencer's complete disappearance of obligation would mean an
exhausted and fossilized self; wherever there is progress, tension
arises between what is already accomplished and what is possible. In a
being whose "reach should exceed his grasp," a conflict within the self
making for the readjustment of the direction of powers must always be
found. The value of continually _having to meet the expectations and
requirements of others is in keeping the agent from resting on his oars,
from falling back on habits already formed as if they were final_. The
phenomena of duty in all their forms are thus phenomena attendant upon
the expansion of ends and the reconstruction of character. So far,
accordingly, as the recognition of duty is capable of operating as a
distinct reenforcing motive, it operates most effectively, not as an
interest in duty, or law in the abstract, but as an interest in progress
in the face of the obstacles found within character itself.
LITERATURE
The most important references on the subject of duty are given in the
text. To these may be added: Ladd, _Philosophy of Conduct_, chs. v. and
xv.; Mackenzie, _Manual_, Part I., ch. iv.; Green, _Prolegomena_, pp.
315-320, 353-354 and 381-388; Sharp, _International Journal of Ethics_,
Vol. II., pp. 500-513; Muirhead, _Elements of Ethics_, Book II., ch.
ii.; McGilvary, _Philosophical Review_, Vol. XI., pp. 333-352; Stephen,
_Science of Ethics_, pp. 161-171; Sturt, _International Journal of
Ethics_, Vol. VII., 334-345; Schurman, _Philosophical Review_, Vol.
III., pp. 641-654; Guyau, _Sketch of Morals, without Obligation or
Sanction_.
FOOTNOTES:
[166] _Last Essays on Church and Religion_, preface.
[167] Historically it has often taken theological form. Thus Paley
defined virtue as "doing good to mankind in obedience to the will of
God, and for the sake of everlasting happiness." Of obligation he said,
"A man is said to be obliged, when he is urged by a violent motive
resulting from the command of another."
[168] The earlier English utilitarians (though not called by that name),
such as Tucker and Paley, assert that upon this earth there is no exact
coincidence of the right and the pleasure-giving; that it is future
rewards and punishments which make the equilibrium. Sidgwick, among
recent writers, has also held that no complete identification of virtue
and happiness can be found apart from religious considerations. (See
_Methods of Ethics_, p. 505. For theological utilitarianism see Albee,
_History_.)
[169] See his _Utilitarianism_, ch. iii.
CHAPTER XVIII
THE PLACE OF THE SELF IN THE MORAL LIFE
We have reached the conclusion that disposition as manifest in endeavor
is the seat of moral worth, and that this worth itself consists in a
readiness to regard the general happiness even against contrary
promptings of personal comfort and gain. This brings us to the problems
connected with the nature and functions of the self. We shall, in our
search for the moral self, pass in review the conceptions which find
morality in (1) Self-Denial or Self-Sacrifice, (2) Self-Assertion, (3)
Combination of Regard for Self and for Others, (4) Self-Realization.
Sec. 1. THE DOCTRINE OF SELF-DENIAL
=Widespread Currency of the Doctrine.=--The notion that real goodness,
or virtue, consists essentially in abnegation of the self, in denying
and, so far as may be, eliminating everything that is of the nature of
the self, is one of the oldest and most frequently recurring notions of
moral endeavor and religion, as well as of moral theory. It describes
Buddhism and, in large measure, the monastic ideal of Christianity,
while, in Protestantism, Puritanism is permeated with its spirit. It
characterized Cynicism and Stoicism. Kant goes as far as to say that
every rational being must wish to be wholly free from inclinations.
Popular morality, while not going so far as to hold that all moral
goodness is self-denial, yet more or less definitely assumes that
self-denial on its own account, irrespective of what comes out of it, is
morally praiseworthy. A notion so deeply rooted and widely flourishing
must have strong motives in its favor, all the more so because its
practical vogue is always stronger than any reasons which are
theoretically set forth.
=Origin of the Doctrine.=--The notion arises from the tendency to
identify the self with one of its own factors. It is one and the same
self which conceives and is interested in some generous and ideal good
that is also tempted by some near, narrow, and exclusive good. The force
of the latter resides in the _habitual_ self, in purposes which have got
themselves inwrought into the texture of ordinary character. Hence there
is a disposition to overlook the complexity of selfhood, and to identify
it with those factors in the self which resist ideal aspiration, and
which are recalcitrant to the thought of duty; to identify the self with
impulses that are inclined to what is frivolous, sensuous and sensual,
pleasure-seeking. All vice being, then, egoism, selfishness,
self-seeking, the remedy is to check it at its roots; to keep the self
down in its proper place, denying it, chastening it, mortifying it,
refusing to listen to its promptings. Ignoring the variety and subtlety
of the factors that make up the self, all the different elements of
right and of wrong are gathered together and set over against each
other. All the good is placed once for all in some outside source, some
higher law or ideal; and the source of all evil is placed within the
corrupted and vile self. When one has become conscious of the serious
nature of the moral struggle; has found that vice is easy, and to err
"natural," needing only to give way to some habitual impulse or desire;
that virtue is arduous, requiring resistance and strenuous effort, one
is apt to overlook the habitual tendencies which are the ministers of
the higher goods. One forgets that unless ideal ends were also rooted in
some natural tendencies of the self, they could neither occur to the
self nor appeal to the self. Hence everything is swept into the idea
that the self is inherently so evil that it must be denied, snubbed,
sacrificed, mortified.
In general, to point out the truth which this theory perverts, to
emphasize the demand for constant reconstruction and rearrangement of
the habitual powers of the self--is sufficient criticism of it. But in
detail the theory exercises such pervasive influence that it is worth
while to mention specifically some of the evils that accrue from it.
=1. It so Maims and Distorts Human Nature as to Narrow the Conception of
the Good.=--In its legitimate antagonism to pleasure-seeking, it becomes
a foe to happiness, and an implacable enemy of all its elements. Art is
suspected, for beauty appeals to the lust of the eye. Family life roots
in sexual impulses, and property in love of power, gratification, and
luxury. Science springs from the pride of the intellect; the State from
the pride of will. _Asceticism_ is the logical result; a purely negative
conception of virtue. But it surely does dishonor, not honor, to the
moral life to conceive it as mere negative subjection of the flesh, mere
holding under control the lust of desire and the temptations of
appetite. All positive content, all liberal achievement, is cut out and
morality is reduced to a mere struggle _against_ solicitations to sin.
While asceticism is in no danger of becoming a popular doctrine, there
is a common tendency to conceive self-control in this negative fashion;
to fail to see that the important thing is some positive good _for_
which a desire is controlled. In general we overemphasize that side of
morality which consists in abstinence and _not_ doing wrong.
=2. To Make so Much of Conflict with the "Flesh," is to Honor the Latter
too Much.=--It is to fix too much attention on it. It is an open lesson
of psychology that to oppose doing an act by mere injunction not to do
it, is to increase the power of the thing _not_ to be done, and to
weaken the spring and effectiveness of the other motives, which, if
positively attended to, might keep the obnoxious motive from gaining
supremacy. The "expulsive power" of a generous affection is more to be
relied upon than effort to suppress, which keeps alive the very thing to
be suppressed. The history of monks and Puritan saints alike is full of
testimony to the fact that withdrawal from positive generous and
wholesome aims reenforces the vitality of the lower appetites and
stimulates the imagination to play about them. Flagellation and fasting
work as long as the body is exhausted; but the brave organism reasserts
itself, and its capacities for science, art, the life of the family and
the State not having been cultivated, sheer ineradicable physical
instinct is most likely to come to the front.
=3. We Judge Others by Ourselves Because We Have No Other Way to
Judge.=--It is impossible for a man who conceives his own good to be in
"going without," in just restricting himself, to have any large or
adequate idea of the good of others. Unconsciously and inevitably a
hardening and narrowing of the conditions of the lives of others
accompanies the reign of the Puritanic ideal. The man who takes a high
view of the capacities of human nature in itself, who reverences its
possibilities and is jealous for their high maintenance in himself, is
the one most likely to have keen and sensitive appreciation of the needs
of others. There is, moreover, no selfishness, no neglect of others more
thoroughgoing, more effectively cruel than that which comes from
preoccupation with the attainment of personal goodness, and this
interest is an almost inevitable effect of devotion to the negative
ideal of self-denial.
=4. The Principle Radically Violates Human Nature.=--This indeed is its
claim--that human nature, just as human nature, requires to have
violence done it. But the capacities which constitute the self demand
fulfillment. The place, the time, the manner, the degree, and the
proportion of their fulfillment, require infinite care and pains, and to
secure this attention is the business of morals. Morals is a matter of
direction, not of suppression. The urgency of desires and capacities for
expression cannot be got rid of; nature cannot be expelled. If the need
of happiness, of satisfaction of capacity, is checked in one direction,
it will manifest itself in another. If the direction which is checked is
an unconscious and wholesome one, that which is taken will be likely to
be morbid and perverse. The one who is conscious of continually denying
himself cannot rid himself of the idea that it ought to be "made up" to
him; that a compensating happiness is due him for what he has
sacrificed, somewhat increased, if anything, on account of the unnatural
virtue he has displayed.[170] To be self-sacrificing is to "lay up"
merit, and this achievement must surely be rewarded with happiness--if
not now, then later. Those who habitually live on the basis of conscious
self-denial are likely to be exorbitant in the demands which they make
on some one near them, some member of their family or some friend;
likely to blame others if their own "virtue" does not secure for itself
an exacting attention which reduces others to the plane of servility.
Often the doctrine of self-sacrifice leads to an inverted hedonism: we
are to be good--that is, to forego pleasure--now, that we may have a
greater measure of enjoyment in some future paradise of bliss. Or, the
individual who has taken vows of renunciation is entitled by that very
fact to represent spiritual authority on earth and to lord it over
others.
Sec. 2. SELF-ASSERTION
The idea that morality consists in an unbridled assertion of self, in
its forceful aggressive manifestation, rarely receives consistent
theoretical formulation--possibly because most men are so ready to act
upon it practically that explicit acknowledgment would be a hindrance
rather than a help to the idea. But it is a doctrine which tends to be
invoked more or less explicitly as a reaction from the impotency of the
self-denial dogma. In reference to some superior individual or class,
some leader or group of aristocratically ordained leaders, it is always
a more or less conscious principle. Concerning these it is held that
ordinary morality holds eventually only for the "common herd," the
activities of the leader being amenable to a higher law than that of
common morality.[171] Moreover, since the self-sacrifice morality is
almost never carried out consistently--that is, to the point of monastic
asceticism,--much popular morality is an unbalanced combination of
self-sacrifice in some regards and ruthless self-assertion in others. It
is not "practicable" to carry out the principle of self-denial
everywhere; it is reserved for the family life, for special religious
duties; in business (which is business, not morals), the proper thing is
aggressive and unremitting self-assertion. In business, the end is
success, to "make good"; weakness is failure, and failure is disgrace,
dishonor. Thus in practice the two conceptions of self-denial in one
region and self-assertion in another mutually support each other. They
give occasion for the more or less unformulated, yet prevalent, idea
that moral considerations (those of self-denial) apply to a limited
phase of life, but have nothing to do with other regions in which
accordingly the principle of "efficiency" (that is, personal success,
wealth, power obtained in competitive victory) holds supreme sway.
Recently, however, there has sprung up a so-called "naturalistic" school
of ethics which has formulated explicitly the principle of
self-assertion, and which claims to find scientific sanction for it in
the evolutionary doctrine of Darwin. Evolution, it says, is the great
thing, and evolution means the _survival of the fit in the struggle for
existence_. Nature's method of progress is precisely, so it is said,
ruthless self-assertion--to the strong the victory, to the victorious
the spoils, and to the defeated, woe. Nature affords a scene of egoistic
endeavor or pressure, suffer who may, of struggle to get ahead, that is,
ahead of others, even by thrusting them down and out. But the
justification of this scene of rapine and slaughter is that out of it
comes progress, advance, everything that we regard as noble and fair.
Excellence is the sign of excelling; the goal means outrunning others.
The morals of humility, of obedience to law, of pity, sympathy, are
merely a self-protective device on the part of the weak who try to
safeguard their weakness by setting fast limitations to the activities
of the truly strong (compare what was said of the not dissimilar
doctrine among the Greeks, pp. 120-22). But the truly moral man, in whom
the principle of progress is embodied, will break regardlessly through
these meshes and traps. He will carry his own plans through to
victorious achievement. He is the super-man. The mass of men are simply
food for his schemes, valuable as furnishing needed material and
tools.[172]
=Practical Vogue of the Underlying Idea.=--Such a theory, in and of
itself, is a literary diversion for those who, not being competent in
the fields of outer achievement, amuse themselves by idealizing it in
writing. Like most literary versions of science, it rests upon a
pseudo-science, a parody of the real facts. But at a time when economic
conditions are putting an extraordinary emphasis upon outward
achievement, upon success in manipulating natural and social resources,
upon "efficiency" in exploiting both inanimate energies and the minds
and bodies of other persons, the underlying principle of this theory has
a sanction and vogue which is out of all proportion to the number of
those who consciously entertain it as a theory. For a healthy mind, the
frank statement and facing of the theory is its best criticism. Its bald
brutalism flourishes freely only when covered and disguised. But in view
of the forces at present, and especially in America, making for a more
or less unconscious acceptance of its principle in practice, it may be
advisable to say something (1) regarding its alleged scientific
foundation, and (2) the inadequacy of its conception of efficiency.
=1. The Theory Exaggerates the Role of Antagonistic Competitive Struggle
in the Darwinian Theory.=--(a) The initial step in any "progress" is
_variation_; this is not so much struggle _against_ other organisms, as
it is _invention_ or discovery of some _new_ way of acting, involving
better adaptation of hitherto merely latent natural resources, use of
some possible food or shelter not previously utilized. The struggle
against other organisms at work preserves from elimination a species
already fixed--quite a different thing from the variation which
occasions the introduction of a higher or more complex species. (b)
Moreover, so far as the Darwinian theory is concerned, the "struggle for
existence" may take any conceivable form; rivalry in generosity, in
mutual aid and support, may be the kind of competition best fitted to
enable a species to survive. It not only may be so, but it is so within
certain limits. The rage for survival, for power, must not be asserted
indiscriminately; the mate of the other sex, the young, to some extent
other individuals of the same kin, are spared, or, in many cases,
protected and nourished.[173] (c) The higher the form of life, the
_more_ effective the two methods just suggested: namely, the method of
intelligence in discovering and utilizing new methods, tools, and
resources as substituted for the direct method of brute conflict; and
the method of mutual protection and care substituted for mutual attack
and combat. It is among the lower forms of life, not as the theory would
require among the higher types, that conditions approximate its picture
of the gladiatorial show. The higher species among the vertebrates, as
among insects (like ants and bees), are the "sociable" kinds. It is
sometimes argued that Darwinism carried into morals would abolish
charity: all care of the hopelessly invalid, of the economically
dependent, and in general of all the weak and helpless except healthy
infants. It is argued that our current standards are sentimental and
artificial, aiming to make survive those who are unfit, and thus tending
to destroy the conditions that make for advance, and to introduce such
as make towards degeneration. But this argument (1) wholly ignores the
reflex effect of interest in those who are ill and defective in
strengthening social solidarity--in promoting those ties and reciprocal
interests which are as much the prerequisites of strong individual
characters as they are of a strong social group. And (2) it fails to
take into account the stimulus to foresight, to scientific discovery,
and practical invention, which has proceeded from interest in the
helpless, the weak, the sick, the disabled, blind, deaf, and insane.
Taking the most coldly scientific view, the gains in these two respects
have, through the growth of social pity, of care for the unfortunate,
been purchased more cheaply than we can imagine their being bought in
any other way. In other words, the chief objection to this
"naturalistic" ethics is that it overlooks the fact that, even from the
Darwinian point of view, the human _animal_ is a _human_ animal. It
forgets that the sympathetic and social instincts, those which cause the
individual to take the interests of others for his own and thereby to
restrain his sheer brute self-assertiveness, are the highest
achievements, the high-water mark of evolution. The theory urges a
systematic relapse to lower and foregone stages of biological
development.
=2. Its Conception of "Power," "Efficiency," "Achievement" is
Perverse.=--Compared with the gospel of abstinence, of inefficiency,
preached by the self-denial school, there is an element of healthy
reaction in any ethical system which stresses positive power, positive
success, positive attainment. Goodness has been too much identified with
practical feebleness and ineptitude; strength and solidity of
accomplishment, with unscrupulousness. But power for the sake of power
is as unreal an abstraction as self-denial for the sake of sacrifice, or
self-restraint for the sake of the mere restraint. Erected into a
central principle, it takes means for end--the fallacy of all
materialism. It makes little of many of the most important and excellent
_inherent ingredients_ of happiness in its eagerness to master _external
conditions_ of happiness. Sensitive discrimination of complex and
refined distinctions of worth, such as good taste, the resources of
poetry and history, frank and varied social converse among intellectual
equals, the humor of sympathetic contemplation of the spectacle of life,
the capacity to extract happiness from solitude and society, from nature
and from art:--all of these, as well as the more obvious virtues of
sympathy and benevolence, are swept aside for one coarse
undiscriminating ideal of external activity, measured by sheer quantity
of external changes made and external results accumulated. Of such an
ideal we may say, as Mill said, that the judge of good, of happiness, is
the one who has experienced its various forms; and that as "no
intelligent person would consent to be a fool" on account of the
pleasures of the fool, so no man of cultivated spirit would consent to
be a lover of "efficiency" and "power" for the sake of brute command of
the external commodities of nature and man.
=Present Currency of This Ideal.=--In spite of the extraordinary
currency of this ideal at present, there is little fear that it will be
permanently established. Human nature is too rich and varied in its
capacities and demands; the world of nature and society is too fruitful
in sources of stimulus and interest for man to remain indefinitely
content with the idea of power for power's sake, command of means for
the mere sake of the means. Humanity has long lived a precarious and a
stunted life because of its partial and easily shaken hold on natural
resources. Starved by centuries of abstinence enforced through lack of
control of the forces and methods of nature, taught the gospel of the
merit of abstention, it is not surprising that it should be intoxicated
when scientific discovery bears its fruit of power in utilization of
natural forces, or that, temporarily unbalanced, it should take the
external conditions of happiness for happiness itself. But when the
values of material acquisition and achievement become familiar they will
lose the contrast value they now possess; and human endeavor will
concern itself mainly with the problem of rendering its conquests in
power and efficiency tributary to the life of intelligence and art and
of social communication.[174] Such a moral idealism will rest upon a
more secure and extensive natural foundation than that of the past, and
will be more equitable in application and saner in content than that
with which aristocracies have made us familiar. It will be a democratic
ideal, a good for all, not for a noble class; and it will include, not
exclude, those physical and physiological factors which aristocratic
idealisms have excluded as common and unclean.
Sec. 3. SELF-LOVE AND BENEVOLENCE; OR, EGOISM AND ALTRUISM
For the last three centuries, the most discussed point in English
ethical literature (save perhaps whether moral knowledge is intuitive or
derived from experience) has been the relation of regard for one's own
self and for other selves as motives of action--"the crux of all ethical
speculation," Spencer terms it. All views have been represented: (a)
that man naturally acts from purely selfish motives and that morality
consists in an enforced subjection of self-love to the laws of a common
social order, (b) That man is naturally selfish, while morality is an
"enlightened selfishness," or a regard for self based upon recognition
of the extent to which its happiness requires consideration of others.
(c) That the tendencies of the agent are naturally selfish, but that
morality is the subjection of these tendencies to the law of duty.
(d) That man's interests are naturally partly egoistic and partly
sympathetic, while morality is a compromise or adjustment of these
tendencies. (e) That man's interests are naturally both, and morality a
subjection of both to conscience as umpire. (f) That they are both,
while morality is a subjection of egoistic to benevolent sentiments.
(g) That the individual's interests are naturally in objective ends
which primarily are neither egoistic nor altruistic; and these ends
become either selfish or benevolent at special crises, at which times
morality consists in referring them, equally and impartially for
judgment, to a situation in which the interests of the self and of
others concerned are involved: _to a common good_.
=Three Underlying Psychological Principles.=--We shall make no attempt
to discuss these various views in detail; but will bring into relief
some of the factors in the discussion which substantiate the view (g)
stated last. It will be noted that the theories rank themselves under
three heads with reference to the constitution of man's tendencies:
holding they (1) naturally have in view personal ends exclusively or all
fall under the principle of self-love or self-regard; that (2) some of
them contemplate one's own happiness and some of them that of others;
that (3) primarily they are not _consciously_ concerned with either
one's own happiness or that of others. Memory and reflection may show
(just as it shows other things) that their consequences affect both the
self and others, when the recognition of this fact becomes an additional
element, either for good or for evil, in the motivation of the act. We
shall consider, first, the various senses in which action occurs, or is
said to occur, in behalf of the person's own self; and then take up, in
similar fashion, its reference to the interests of others.
=I. Action in Behalf of Self.=--1. _Motives as Selfish_: The Natural
Selfishness of Man is maintained from such different standpoints and
with such different objects in view that it is difficult to state the
doctrine in any one generalized form. By some theologians, it has been
associated with an innate corruption or depravity of human nature and
been made the basis of a demand for supernatural assistance to lead a
truly just and benevolent life. By Hobbes (1588-1679) it was associated
with the anti-social nature of individuals and made the basis for a plea
for a strong and centralized political authority[175] to control the
natural "war of all against all" which flows inevitably from the
psychological egoism. By Kant, it was connected with the purely sense
origin of desires, and made the basis for a demand for the complete
subordination of desire to duty as a motive for action. Morals, like
politics, make strange bedfellows! The common factor in these diverse
notions, however, is that every act of a self must, when left to its
_natural_ or psychological course, have the interest of the self in
view; otherwise there would be no motive for the deed and it would not
be done. This theoretical and _a priori_ view is further supported by
pointing out, sometimes in reprobation of man's sinful nature, sometimes
in a more or less cynical vein, the lurking presence of some subtle
regard for self in acts that apparently are most generous and
"disinterested."[176]
=Ambiguity of the Psychological Basis.=--The notion that all action is
"for the self" is infected with the same ambiguity as the (analogous)
doctrine that all desire is for happiness. Like that doctrine, in one
sense it is a truism, in another a falsity--this latter being the sense
in which its upholders maintain it. Psychologically, any object that
moves us, any object in which we imagine our impulses to rest satisfied
or to find fulfillment, _becomes_, in virtue of that fact, a factor in
the self. If I am enough interested in collecting postage stamps, a
collection of postage stamps becomes a part of my "ego," which is
incomplete and restless till filled out in that way. If my habits are
such that I am not content when I know my neighbor is suffering from a
lack of food until I have relieved him, then relief of his suffering
becomes a part of my selfhood. If my desires are such that I have no
rest of mind until I have beaten my competitor in business, or have
demonstrated my superiority in social gifts by putting my fellow at some
embarrassing disadvantage, then that sort of thing constitutes my self.
Our instincts, impulses, and habits all demand appropriate objects in
order to secure exercise and expression; and these ends in their office
of furnishing outlet and satisfaction to our powers form a cherished
part of the "me." In this sense it is true, and a truism, that all
action involves the interest of self.
=True and False Interpretation.=--But this doctrine is the exact
opposite of that intended by those who claim that all action is from
self-love. The true doctrine says, _the self is constituted and
developed through instincts and interests which are directed upon their
own objects with no conscious regard necessarily for anything except
those objects themselves_. The false doctrine implies that the self
_exists by itself apart from these objective ends, and that they are
merely means for securing it a certain profit or pleasure_.
Suppose, for example, it is a case of being so disturbed in mind by the
thought of another in pain that one is moved to do something to relieve
him. This means that certain native instincts or certain acquired habits
demand relief of others as part of themselves. The well-being of the
other is an interest of the self: is a part of the self. This is
precisely what is meant ordinarily by unselfishness: not lack or absence
of a self, but _such_ a self as identifies itself in action with others'
interests and hence is satisfied only when they are satisfied. To find
pain in the thought of others pained and to take pleasure in the thought
of their relief, is to have and to be moved by personal motives, by
states which are "selfish" in the sense of making up the self; but which
are the exact opposite of selfish in the sense of being the thought of
some private advantage to self.[177] Putting it roundly, then, the
fallacy of the selfish motive theory is that it fails to see that
_instincts and habits directed upon objects are primary_, and that they
come before any conscious thought of self as end, since they are
necessary to the constitution of that thought.
The following quotation from James[178] states the true doctrine:
"When I am led by selflove to keep my seat whilst ladies stand, or
to grab something first and cut out my neighbor, what I really
love is the comfortable seat; it is the thing itself which I grab.
I love _them_ primarily, as the mother loves her babe, or a
generous man an heroic deed. Wherever, as here, selfseeking is the
outcome of simple instinctive propensity, it is but a name for
certain reflex acts. Something rivets my attention fatally and
fatally provokes the 'selfish' response.... It is true I am no
automaton, but a thinker. But my thoughts, like my acts, are here
concerned only with the outward things.... In fact the more
utterly selfish I am in this primitive way, the more blindly
absorbed my thought will be in the objects and impulses of my lust
and the more devoid of any inward looking glance."
=2. Results as Selfish: Ambiguity in the Notion.=--We must then give up
the notion that motives are inherently self-seeking, in the sense that
there is in voluntary acts a thought of the self as the end for the sake
of which the act is performed. The self-seeking doctrine may, however,
be restated in these terms: Although there is no thought of self or its
advantage consciously entertained, yet our original instincts are such
that their objects do as _matter of result_ conduce primarily to the
well-being and advantage of the self. In this sense, anger, fear,
hunger, and thirst, etc., are said to be egoistic or self-seeking--not
that their _conscious_ object is the self, but that their inevitable
effect is to preserve and protect the self. The fact that an instinct
secures self-preservation or self-development does not, however, make it
"egoistic" or "selfish" in the moral sense; nor does it throw any light
upon the moral status of the instinct. _Everything depends upon the sort
of self which is maintained._ There is, indeed, some presumption (see
_ante_, p. 294) that the act sustains a _social_ self, that is, a self
whose maintenance is of social value. If the individual organism did not
struggle for food; strive aggressively against obstacles and
interferences; evade or shelter itself against menacing superior force,
what would become of children, fathers and mothers, lawyers, doctors and
clergymen, citizens and patriots--in short, of society? If we avoid
setting up a purely abstract self, if we keep in mind that every actual
self is a self which _includes_ social relations and offices, both
actual and potential, we shall have no difficulty in seeing that
self-preservative instincts _may_ be, and taken by and large, _must_ be,
socially conservative. Moreover, while it is not true that if "a man
does not look after his own interests no one else will" (if that means
that his interests are no one else's affair in any way), it is true that
no one has a right to neglect his own interests in the hope that some
one else will care for them. "His own interests," properly speaking, are
precisely the ends which concern him more directly than they concern any
one else. Each man is, so to say, nearer himself than is any one else,
and, therefore, has certain duties to and about himself which cannot be
performed by any other one. Others may present food or the conditions of
education, but the individual alone can digest the food or educate
himself. It is profitable for society, not merely for an individual,
that each of us should instinctively have his powers most actively and
intensely called out by the things that distinctively affect him and
his own welfare. Any other arrangement would mean waste of social
energy, inefficiency in securing social results.
The quotation from James also makes it clear, however, that under
certain circumstances the mere absorption in a thing, even without
conscious thought of self, is morally offensive. The "pig" in manners is
not necessarily thinking of himself; all that is required to make him a
pig is that he should have too narrow and exclusive an object of regard.
The man sees simply the seat, not the seat _and_ the lady. The boor in
manners is unconscious of many of the objects in the situation which
_should_ operate as stimuli. One impulse or habit is operating at the
expense of others; the self in play is too petty or narrow. Viewed from
the standpoint of results, the fact which constitutes selfishness in the
moral sense is not that certain impulses and habits secure the
well-being of the self, _but that the well-being secured is a narrow and
exclusive one_. The forms of coarse egoism which offend us most in
ordinary life are not usually due to a deliberate or self-conscious
seeking of advantage for self, but to such preoccupation with certain
ends as blinds the agent to the thought of the interests of others. Many
whose behavior seems to others most selfish would deny indignantly (and,
from the standpoint of their _definite_ consciousness, honestly) any
self-seeking motives: they would point to certain objective results,
which in the abstract are desirable, as the true ends of their
activities. But none the less, they _are_ selfish, because the
limitations of their interests make them overlook the consequences which
affect the freedom and happiness of others.
=3. There are also Cases in Which the Thought of the Resulting
Consequence to the Self Consciously Enters in and Modifies the Motive of
the Act.=--With increasing memory and foresight, one can no more ignore
the lesson of the past as to the consequences of an act upon himself
than he can ignore other consequences. A man who has learned that a
certain act has painful consequences to himself, whether to his body,
his reputation, his comfort, or his character, is quite likely to have
the thought of himself present itself as part of the foreseen
consequences when the question of a similar act recurs. In and of
itself, once more, this fact throws no light upon the moral status of
the act. Everything depends upon what sort of a self moves and how it
moves. A man who hesitated to rush into a burning building to rescue a
suit of clothes because he thought of the danger to himself, would be
sensible; a man who rushed out of the building just because he thought
of saving himself when there were others he might have assisted, would
be contemptible.
The one who began taking exercise because he thought of his own health,
would be commended; but a man who thought so continually of his own
health as to shut out other objects, would become an object of ridicule
or worse. _There is a moral presumption that a man should make
consideration of himself a part of his aim and intent._ A certain care
of health, of body, of property, of mental faculty, because they are
one's own is not only permissible, but obligatory. This is what the
older moral writers spoke of as "prudence," or as "reasonable
self-love."
(i.) It is a stock argument of the universal selfishness theory to point
out that a man's acknowledgment of some _public need or benefit_ is
quite likely to coincide with his recognition of some private advantage.
A statesman's recognition of some measure of public policy happens to
coincide with perceiving that by pressing it he can bring himself into
prominence or gain office. A man is more likely to see the need of
improved conditions of sanitation or transportation in a given locality
if he has property there. A man's indignation at some prevalent public
ill may sleep till he has had a private taste of it. We may admit that
these instances describe a usual, though not universal, state of
affairs. But does it follow that such men are moved _merely_ by the
thought of gain to themselves? Possibly this sometimes happens; then the
act is selfish in the obnoxious sense. The man has isolated his thought
of himself as an end and made the thought of the improvement or reform
merely an external means. The latter is not truly his _end_ at all; he
has not identified it with himself. In other cases, while the individual
would not have recognized the end if the thought of himself had not been
implicated, yet _after_ he has recognized it, the two--the thought of
himself and of the public advantage--may blend. His thought of himself
may lend warmth and intimacy to an object which otherwise would have
been cold, _while, at the same time, the self is broadened and deepened
by taking in the new object of regard_.
(ii.) Take the case of amusement or recreation. To an adult usually
engaged in strenuous pursuits, the thought of a pleasure for the mere
sake of pleasure, of enjoyment, of having a "good time," may appeal as
an end. And if the pleasure is itself "innocent," only the requirements
of a preconceived theory (like the Kantian) would question its
legitimacy. Even its moral necessity is clear when relaxation is
conducive to cheerfulness and efficiency in more serious pursuits. But
if a man discriminates mentally between himself and the play or exercise
in which he finds enjoyment and relief, thinking of himself as a
distinct end to which the latter is merely means, he is not likely to
get the recreation. It is by forgetting the self, that is by taking the
light and easy activity _as_ the self of the situation, that the benefit
comes. To be a "lover of pleasure" in the bad sense is precisely to seek
amusements as excitements for a self which somehow remains outside them
as their fixed and ulterior end.
(iii.) Exactly the same analysis applies to the idea of the moral
culture of the self, of its moral perfecting. Every serious-minded
person has, from time to time, to take stock of his status and progress
in moral matters--to take thought of the moral self just as at other
times he takes thought of the health of the bodily self. But woe betides
that man who, having entered upon a course of reflection which leads to
a clearer conception of his own moral capacities and weaknesses,
maintains that thought as a distinct mental end, and thereby makes his
subsequent acts simply means to improving or perfecting his moral
nature. Such a course defeats itself. At the least, it leads to
priggishness, and its tendency is towards one of the worst forms of
selfishness: a habit of thinking and feeling that persons, that concrete
situations and relations, exist simply to render contributions to one's
own precious moral character. The worst of such selfishness is that
having protected itself with the mantle of interest in moral goodness,
it is proof against that attrition of experience which may always recall
a man to himself in the case of grosser and more unconscious absorption.
A sentimentally refined egoism is always more hopeless than a brutal and
naive one--though a brutal one not infrequently protects itself by
adoption and proclamation of the language of the former.
=II. Benevolence or Regard for Others.=--_Ambiguity in Conception_:
There is the same ambiguity in the idea of sympathetic or altruistic
springs to action that there is in that of egoistic and self-regarding.
Does the phrase refer to their conscious and express intent? or to their
objective results when put into operation, irrespective of explicit
desire and aim? And, if the latter, are we to believe contribution to
the welfare of others to be the sole and exclusive character of some
springs of action, or simply that, under certain circumstances, the
_emphasis_ falls more upon the good resulting to others than upon other
consequences? The discussion will show that the same general principles
hold for "benevolent" as for self-regarding impulses: namely (1) that
there are none which from the start are consciously such; (2) that while
reflection may bring to light their bearing upon the welfare of others
so that it becomes an element in the conscious desire, this is a matter
of relative preponderance, not of absolute nature; and (3) that just as
conscious regard for self is not necessarily bad or "selfish," so
conscious regard for others is not necessarily good: the criterion is
the whole situation in which the desire takes effect.
=1. The Existence of Other-Regarding Springs to Action.=--Only the
preconceptions of hedonistic psychology would ever lead one to deny the
existence of reactions and impulses called out by the sight of others'
misery and joy and which tend to increase the latter and to relieve the
former. Recent psychologists (writing, of course, quite independently of
ethical controversies) offer lists of native instinctive tendencies such
as the following: Anger, jealousy, rivalry, secretiveness,
acquisitiveness, fear, shyness, sympathy, affection, pity, sexual love,
curiosity, imitation, play, constructiveness.[179] In this inventory,
the first seven may be said to be aroused specially by situations having
to do with the preservation of the self; the next four are responses to
stimuli proceeding especially from others and tending to consequences
favorable to them, while the last four are mainly impersonal. But the
division into self-regarding and other-regarding is not exclusive and
absolute. Anger _may_ be wholly other-regarding, as in the case of
hearty indignation at wrongs suffered by others; rivalry may be generous
emulation or be directed toward surpassing one's own past record. Love
between the sexes, which should be the source of steady, far-reaching
interest in others, and which at times expresses itself in supreme
abnegation of devotion, easily becomes the cause of brutal and
persistent egoism. In short, the division into egoistic and altruistic
holds only "other things being equal."
Confining ourselves for the moment to the native psychological
equipment, we may say that man is endowed with instinctive promptings
which naturally (that is, without the intervention of deliberation or
calculation) tend to preserve the self (by aggressive attack as in
anger, or in protective retreat as in fear); and to develop his powers
(as in acquisitiveness, constructiveness, and play); and which equally,
without consideration of resulting ulterior benefit either to self or to
others, tend to bind the self closer to others and to advance the
interests of others--as pity, affectionateness, or again,
constructiveness and play. Any given individual is _naturally_ an
erratic mixture of fierce insistence upon his own welfare and of
profound susceptibility to the happiness of others--different
individuals varying much in the respective intensities and proportions
of the two tendencies.
=2. The Moral Status of Altruistic Tendencies.=--We have expressly
devoted considerable space (ch. xiii.) to showing that there are no
motives which in and of themselves are right; that any tendency, whether
original instinct or acquired habit, requires sanction from the special
consequences which, in the special situation, are likely to flow from
it. The mere fact that pity in general tends to conserve the welfare of
others does not guarantee the rightness of giving way to an impulse of
pity, just as it happens to spring up. This might mean sentimentalism
for the agent, and weakening of the springs of patience, courage,
self-help, and self-respect in others. The persistence with which the
doctrine of the evils of indiscriminate charity has to be taught is
sufficient evidence that the so-called other-regarding impulses require
the same control by reason as do the "egoistic" ones. They have no
inherent sacredness which exempts them from the application of the
standard of the common and reasonable happiness.
=Evils of Unregulated Altruism.=--So much follows from the general
principles already discussed. But there are special dangers and evils
attendant upon an exaggeration of the altruistic idea. (i.) _It tends to
render others dependent_, and thus contradicts its own professed aim:
the helping of others. Almost every one knows some child who is so
continuously "helped" by others, that he loses his initiative and
resourcefulness. Many an invalid is confirmed in a state of helplessness
by the devoted attention of others. In large social matters there is
always danger of the substitution of an ideal of conscious "benevolence"
for justice: it is in aristocratic and feudal periods that the idea
flourishes that "charity" (conceived as conferring benefits _upon_
others, doing things _for_ them) is inherently and absolutely a good.
The idea assumes the continued and necessary existence of a dependent
"lower" class to be the recipients of the kindness of their superiors; a
class which serves as passive material for the cultivation in others of
the virtue of charity, the higher class "acquiring merit" at expense of
the lower, while the lower has gratitude and respect for authority as
its chief virtues.
(ii.) _The erection of the "benevolent" impulse into a virtue in and of
itself tends to build up egoism in others._ The child who finds himself
unremittingly the object of attention from others is likely to develop
an exaggerated sense of the relative importance of his own _ego_. The
chronic invalid, conspicuously the recipient of the conscious altruism
of others, is happy in nature who avoids the slow growth of an insidious
egoism. Men who are the constant subjects of abnegation on the part of
their wives and female relatives rarely fail to develop a self-absorbed
complacency and unconscious conceit.
(iii.) Undue emphasis upon altruism as a motive is quite likely to react
to form a _peculiarly subtle egoism in the person who cultivates it_.
Others cease to be _natural_ objects of interest and regard, and are
converted into excuses for the manifestation and nurture of one's own
generous goodness. Underlying complacency with respect to social ills
grows up because they afford an opportunity for developing and
displaying this finest of virtues. In our interest in the maintenance of
our own benign altruism we cease to be properly disturbed by conditions
which are intrinsically unjust and hateful.[180] (iv.) As present
circumstances amply demonstrate, there is the danger that the erection
of benevolence into a conscious principle in some things will serve to
supply rich persons with a cloak for selfishness in other directions.
Philanthropy is made an offset and compensation for brutal exploitation.
A man who pushes to the breaking-point of legality aggressively selfish
efforts to get ahead of others in business, squares it in his own
self-respect and in the esteem of those classes of the community who
entertain like conceptions, by gifts of hospitals, colleges, missions,
and libraries.
=Genuine and False Altruism.=--These considerations may be met by the
obvious retort that it is not true altruism, genuine benevolence,
sincere charity, which we are concerned with in such cases. This is a
true remark. We are not of course criticizing true but spurious interest
in others. But why is it counterfeit? What is the nature of the genuine
article? The danger is not in benevolence or altruism, but in that
conception of them which makes them equivalent to regard for others _as
others_, irrespective of a social situation to which all alike belong.
There is nothing in the selfhood of others, because they are others,
which gives it any supremacy over selfhood in oneself. Just as it is
exclusiveness of objective ends, the ignoring of relations, which is
objectionable in selfishness, so it is taking the part for the whole
which is obnoxious in so-called altruism. To include in our view of
consequences the needs and possibilities of others on the same basis as
our own, is to take the only course which will give an adequate view of
the situation. There is no situation into which these factors do not
enter. To have a generous view of others is to have a larger world in
which to act. To remember that they, like ourselves, are persons, are
individuals who are centers of joy and suffering, of lack and of
potentiality, is alone to have a just view of the conditions and issues
of behavior. Quickened sympathy means liberality of intelligence and
enlightened understanding.
=The Social Sense versus Altruism.=--There is a great difference in
principle between modern philanthropy and the "charity" which assumes a
superior and an inferior class. The latter principle tries to acquire
merit by employing one's superior resources to lessen, or to mitigate,
the misery of those who are fixed in a dependent status. Its principle,
so far as others are concerned, is negative and palliative merely. The
motive of what is vital in modern philanthropy is constructive and
expansive because it looks to the well-being of society as a whole, not
to soothing or rendering more tolerable the conditions of a class. It
realizes the interdependence of interests: that complex and variegated
interaction of conditions which makes it impossible for any one
individual or "class" really to secure, to assure, its own good as a
separate thing. Its aim is general social advance, constructive social
reform, not merely doing something kind for individuals who are rendered
helpless from sickness or poverty. Its aim is the equity of justice, not
the inequality of conferring benefits. That the sight of the misery that
comes from sickness, from insanity, from defective organic structure (as
among the blind and deaf), from poverty that destroys hope and dulls
initiative, from bad nutrition, should stimulate this general
quickening of the social sense is natural. But just as the activities of
the parent with reference to the welfare of a helpless infant are wisely
directed in the degree in which attention is mainly fixed not upon
weakness, but upon positive opportunities for growth, so the efforts of
those whose activities, by the nature of circumstances, have to be
especially remedial and palliative are most effective when centered on
the social rights and possibilities of the unfortunate individuals,
instead of treating them as separate individuals to whom, in their
separateness, "good is to be done."
The best kind of help to others, whenever possible, is indirect, and
consists in such modifications of the conditions of life, of the general
level of subsistence, as enables them independently to help
themselves.[181] Whenever conditions require purely direct and personal
aid, it is best given when it proceeds from a natural social
relationship, and not from a motive of "benevolence" as a separate
force.[182] The gift that pauperizes when proceeding from a
philanthropist in his special capacity, is a beneficent acknowledgment
of the relationships of the case when it comes from a neighbor or from
one who has other interests in common with the one assisted.
=The Private and the Social Self.=--The contrast between the narrow or
restrictive and the general or expansive good explains why evil presents
itself as a selfish end in contrast with an authoritative, but faint,
good of others. This is not, as we have seen, because regard for the
good of self is inherently bad and regard for that of others
intrinsically right; but because we are apt to identify the self with
the habitual, with that to which we are best adjusted and which
represents the customary occupation. Any moral crisis is thus fairly
pictured as a struggle to overcome selfishness. The tendency under such
circumstances is to contract, to secrete, to hang on to what is already
achieved and possessed. The habitual self needs to go out of the
narrowness of its accustomed grooves into the spacious air of more
generous behavior.
Sec. 4. THE GOOD AS SELF-REALIZATION
We now come to the theory which attempts to do justice to the one-sided
truths we have been engaged with, _viz._, the idea that the moral end is
_self-realization_. Like self-assertion in some respects, it differs in
conceiving the self to be realized as universal and ultimate, involving
the fulfillment of _all_ capacities and the observance of _all_
relations. Such a comprehensive self-realization includes also, it is
urged, the truth of altruism, since the "universal self" is realized
only when the relations that bind one to others are fulfilled. It avoids
also the inconsistencies and defects of the notion of self-sacrifice for
its own sake, while emphasizing that the present incomplete self must be
denied for the sake of attainment of a more complete and final self. A
discussion of this theory accordingly furnishes the means of gathering
together and summarizing various points regarding the role of the self
in the moral life.
=Ambiguity in the Conception.=--Is self-realization the end? As we have
had such frequent occasion to observe, "end" means either the
consequences actually effected, the closing and completing phase of an
act, or the aim held deliberately in view. Now realization of self is an
end (though not the only end) in the former sense. Every moral act in
its outcome marks a development or fulfillment of selfhood. But the very
nature of right action forbids that the self should be the end in the
sense of being the conscious aim of moral activity. For there is no way
of discovering the nature of the self except in terms of objective ends
which fulfill its capacities, and there is no _way_ of realizing the
self except as it is forgotten in devotion to these objective ends.
=1. Self-Realization as Consequence of Moral Action.=--Every good act
realizes the selfhood of the agent who performs it; every bad act tends
to the lowering or destruction of selfhood. This truth is expressed in
Kant's maxim that every personality should be regarded as always an end,
never as a means, with its implication that a wrong intent always
reduces selfhood to the status of a mere tool or device for securing
some end beyond itself--the self-indulgent man treating his personal
powers as mere means to securing ease, comfort, or pleasure. It is
expressed by ordinary moral judgment in its view that all immoral action
is a sort of prostitution, a lowering of the dignity of the self to base
ends. The destructive tendency of evil deeds is witnessed also by our
common language in its conception of wrong as dissipation,
dissoluteness, duplicity. The bad character is one which is shaky,
empty, "naughty," unstable, gone to pieces, just as the good man is
straight, solid, four-square, sound, substantial. This conviction that
at bottom and in the end, in spite of all temporary appearance to the
contrary, the right act effects a realization of the self, is also
evidenced in the common belief that virtue brings its own bliss. No
matter how much suffering from physical loss or from material and mental
inconvenience or loss of social repute virtue may bring with it, the
_quality of happiness_ that accompanies devotion to the right end is so
unique, so _invaluable_, that pains and discomforts do not weigh in the
balance. It is indeed possible to state this truth in such an
exaggerated perspective that it becomes false; but taken just for what
it is, it acknowledges that whatever harm or loss a right act may bring
to the self in some of its aspects,--even extending to destruction of
the bodily self,--the inmost moral self finds fulfillment and
consequent happiness in the good.
=2. Self-Realization as Aim of Moral Action.=--This realization of
selfhood in the right course of action is, however, not _the_ end of a
moral act--that is, it is not the only end. The moral act is one which
sustains a whole complex system of social values; one which keeps vital
and progressive the industrial order, science, art, and the State. The
patriot who dies for his country may find in that devotion his own
supreme realization, but none the less the aim of his act is precisely
that for which he performs it: the conservation of his nation. He dies
_for_ his country, not _for_ himself. He is what he would be in dying
for his country, not in dying for himself. To say that his conscious aim
is self-realization is to put the cart before the horse. That his
willingness to die for his country proves that his country's good is
taken by him to constitute himself and his own good is true; but his aim
is his country's good _as constituting_ his self-realization, not the
self-realization. It is impossible that genuine artistic creation or
execution should not be accompanied with the joy of an expanding
selfhood, but the artist who thinks _of_ himself and allows a view of
himself to intervene between his performance and its result, has the
embarrassment and awkwardness of "self-consciousness," which affects for
the worse his artistic product. And it makes little difference whether
it is the thought of himself as materially profiting, or as famous, or
as technical performer, or as benefiting the public, or as securing his
own complete artistic culture, that comes in between. In any case, there
is loss to the work, and loss in the very thing taken as end, namely,
development of his own powers. The problem of morality, upon the
intellectual side, is the discovery of, the finding of, the self, in the
objective end to be striven for; and then upon the overt practical side,
it is the losing of the self in the endeavor for the objective
realization. This is the lasting truth in the conception of
self-abnegation, self-forgetfulness, disinterested interest.
=The Thought of Self-Realization.=--Since, however, the realization of
selfhood, the strengthening and perfecting of capacity, is as matter of
fact one phase of the objective end, it may, _at times_, be definitely
present in thought as part of the foreseen consequences; and even, _at
times_, may be the most prominent feature of the conceived results. The
artist, for example a musician or painter, may practice for the sake of
acquiring skill, that is, of developing capacity. In this case, the
usual relationship of objective work and personal power is reversed; the
product or performance being subordinated to the perfecting of power,
instead of power being realized in the use it is put to. But the
development of power is not conceived as a final end, but as _desirable
because of an eventual more liberal and effective use_. It is matter of
temporary emphasis. Something of like nature occurs in the moral
life--not that one definitely rehearses or practices moral deeds for the
sake of acquiring more skill and power. At times the effect upon the
self of a deed becomes the conspicuously controlling element in the
forecast of consequences. (See p. 382.) For example, a person may
realize that a certain act is trivial in its effects upon others and in
the changes it impresses upon the world; and yet he may hesitate to
perform it because he realizes it would intensify some tendency of his
own in such a way as, in the delicate economy of character, to disturb
the proper balance of the springs to action. Or, on the other hand, the
agent may apprehend that some consequences that are legitimate and
important in themselves involve, in their attainment, an improper
sacrifice of personal capacity. In such cases, the consideration of the
effect upon self-realization is not only permissible, but imperative as
_a part or phase of the total end_.
=The Problem of Equating Personal and General Happiness.=--Much moral
speculation has been devoted to the problem of equating personal
happiness and regard for the general good. Right moral action, it is
assumed, consists especially of justice and benevolence,--attitudes
which aim at the good of others. But, it is also assumed, a just and
righteous order of the universe requires that the man who seeks the
happiness of others should also himself be a happy man. Much ingenuity
has been directed to explaining away and accounting for the seeming
discrepancies: the cases where men not conspicuous for regard for others
or for maintaining a serious and noble view of life seem to maintain a
banking-credit on the side of happiness; while men devoted to others,
men conspicuous for range of sympathetic affections, seem to have a
debit balance. The problem is the more serious because the respective
good and ill fortunes do not seem to be entirely accidental and
external, but to come as results from the moral factors in behavior. It
would not be difficult to build up an argument to show that while
extreme viciousness or isolated egoism is unfavorable to happiness, so
also are keenness and breadth of affections. The argument would claim
that the most comfortable course of life is one in which the man
cultivates enough intimacies with enough persons to secure for himself
their support and aid, but avoids engaging his sympathies too closely in
their affairs and entangling himself in any associations which would
require self-sacrifice or exposure to the sufferings of others: a course
of life in which the individual shuns those excesses of vice which
injure health, wealth, and lessen the decent esteem of others, but also
shuns enterprises of precarious virtue and devotion to high and
difficult ends.
=Real and Artificial Aspects of the Problem.=--The problem thus put
seems insoluble, or soluble only upon the supposition of some
prolongation of life under conditions very different from those of the
present, in which the present lack of balance between happiness and
goodness will be redressed. _But the problem is insoluble because it is
artificial._[183] It assumes a ready-made self and hence a ready-made
type of satisfaction of happiness. It is not the business of moral
theory to demonstrate the existence of mathematical equations, in this
life or another one, between goodness and virtue. It is the business of
men to develop such capacities and desires, such selves as render them
capable of finding their own satisfaction, their invaluable value, in
fulfilling the demands which grow out of their associated life. Such
happiness may be short in duration and slight in bulk: but that it
outweighs in quality all accompanying discomforts as well as all
enjoyments which may have been missed by not doing something else, is
attested by the simple fact that men do consciously choose it. Such a
person has found _himself_, and has solved the problem in the only place
and in the only way in which it can be solved: _in action_. To demand in
advance of voluntary desire and deliberate choice that it be
demonstrated that an individual shall get happiness in the measure of
the rightness of his act, is to demand the obliteration of the essential
factor in morality: the constant discovery, formation, and reformation
of the self in the ends which an individual is called upon to sustain
and develop in virtue of his membership in a social whole. The solution
of the problem through the individual's voluntary identification of
himself with social relations and aims is neither rare nor utopian. It
is achieved not only by conspicuous social figures, but by multitudes of
"obscure" figures who are faithful to the callings of their social
relationships and offices. That the conditions of life for all should be
enlarged, that wider opportunities and richer fields of activity should
be opened, in order that happiness may be of a more noble and variegated
sort, that those inequalities of status which lead men to find their
advantage in disregard of others should be destroyed--these things are
indeed necessary. But under the most ideal conditions which can be
imagined, if there remain any moral element whatsoever, it will be only
through personal deliberation and personal preference as to objective
and social ends that the individual will discover and constitute
himself, and hence discover the sort of happiness required as his good.
Our final word about the place of the self in the moral life is, then,
that the problem of morality is the formation, out of the body of
original instinctive impulses which compose the natural self, of a
voluntary self in which socialized desires and affections are dominant,
and in which the last and controlling principle of deliberation is the
love of the objects which will make this transformation possible. If we
identify, as we must do, the interests of such a character with the
virtues, we may say with Spinoza that happiness is not the reward of
virtue, but is virtue itself. What, then, are the virtues?
LITERATURE
For asceticism, see Lecky, _History of European Morals_.
For self-denial, Mackenzie, _International Journal of Ethics_, Vol. V.,
pp. 273-295.
For egoism and altruism: Comte, _System of Positive Politics_,
Introduction, ch. iii., and Part II., ch. ii.; Spencer, _Principles of
Ethics_, Vol. I., Part I., chs. xi.-xiv.; Stephen, _Science of Ethics_,
ch. vi.; Paulsen, _System of Ethics_, pp. 379-399; Sorley, _Recent
Tendencies in Ethics_; Sidgwick, _Methods of Ethics_, pp. 494-507.
For the doctrine of self-interest, see Mandeville, _Fable of Bees_;
Sidgwick, _Methods of Ethics_, Book I., ch. vii., and Book II., ch. v.;
Stephen, _Science of Ethics_, ch. x.; Martineau, _Types of Ethical
Theory_, Part II., Book II., Branch I., ch. i.; Fite, _Introductory
Study_, ch. ii.
For historic development of sympathy, see Sutherland, _Origin and Growth
of the Moral Instinct_.
For the doctrine of self-realization, see Aristotle, _Ethics_; Green,
_Prolegomena to Ethics_; Seth, _Principles of Ethics_, Part I., ch.
iii.; Bradley, _Ethical Studies_, Essay II.; Fite, _Introductory Study_,
ch. xi.; Paulsen, _System of Ethics_, Book II., ch. i.; Taylor,
_International Journal of Ethics_, Vol. VI., pp. 356-371; Palmer, _The
Heart of Ethics_, and _The Nature of Goodness_; Calderwood,
_Philosophical Review_, Vol. V., pp. 337-351; Dewey, _Philosophical
Review_, Vol. II., pp. 652-664; Bryant, _Studies in Character_, pp.
97-117.
For the ethics of success, besides the writings of Nietzsche, see Plato,
_Gorgias_ and _Republic_, Book I., and Sumner, _Folkways_, ch. xx.
For the social self: Cooley, _Human Nature and the Social Order_, chs.
v. and vi.; for the antagonistic self, chs. vii.-ix.
For a general discussion of the Moral Self, see Bosanquet, _Psychology
of the Moral Self_; Ladd, _Philosophy of Conduct_, ch. ix. (see also ch.
xviii. on the Good Man).
FOOTNOTES:
[170] Compare the opening words of Emerson's _Essay on Compensation_.
[171] The principle of a "higher law" for the few who are leaders was
first explicitly asserted in modern thought by Machiavelli.
[172] Some phases of the writings of Nietzsche supply relevant material
for this sketch. See especially his _Will for Power, Beyond Good and
Evil_, and such statements as: "The loss of force which suffering has
already brought upon life is still further increased and multiplied by
sympathy. Suffering itself becomes contagious through sympathy"
(overlooking the reaction of sympathy to abolish the source of suffering
and thus increase force). "Sympathy thwarts, on the whole, in general,
the law of development, which is the law of selection."--_Works_, Vol.
XI., p. 242.
[173] This phase of the matter has been brought out (possibly with some
counter-exaggeration) by Kropotkin in his _Mutual Aid_.
[174] Spencer puts the matter truly, if ponderously, in the following:
"The citizens of a large nation industrially organized, have reached
their possible ideal of happiness when the producing, distributing and
other activities, are such in their kinds and amounts, that each
individual finds in them a place for all his energies and aptitudes,
while he obtains the means of satisfying all his desires. Once more we
may recognize as not only possible, but probable, the eventual existence
of a community, also industrial, the members of which, having natures
similarly responding to these requirements, are also characterized by
dominant aesthetic faculties, and achieve complete happiness only when a
large part of life is filled with aesthetic activities" (_Principles of
Ethics_, Vol. I., p. 169).
[175] Machiavelli, transferring from theology to statecraft the notion
of the corruption and selfishness of all men, was the first modern to
preach this doctrine.
[176] See, for example, Hobbes, _Leviathan_; Mandeville, _Fable of the
Bees_; and Rochefoucauld, _Maxims_.
[177] Compare what was said above, p. 273, on the confusion of pleasure
as end, and as motive. Compare also the following from Leslie Stephen,
_Science of Ethics_, p. 241. It is often "insinuated that I dislike your
pain because it is painful to me in some special relation. I do not
dislike it as your pain, but in virtue of some particular consequence,
such, for example, as its making you less able to render me a service.
In that case I do not really object to your pain as your pain at all,
but only to some removable and accidental consequences." The entire
discussion of sympathy (pp. 230-245), which is admirable, should be
consulted.
[178] _Psychology_, Vol. I., p. 320. The whole discussion, pp. 317-329,
is very important.
[179] See, for example, James, _Principles of Psychology_, Vol. II., ch.
xxiv.
[180] Measures of public or state activity in the extension, for
example, of education (furnishing free text-books, adequate medical
inspection, and remedy of defects), are opposed by "good people" because
there are "charitable" agencies for doing these things.
[181] Compare Spencer's criticisms of Bentham's view of happiness as a
social standard in contrast with his own ideal of freedom. See _Ethics_,
Vol. I., pp. 162-168.
[182] See Addams, _Democracy and Social Ethics_, ch. ii.
[183] Compare the following extreme words of Sumner (_Folkways_, p. 9):
"The great question of world philosophy always has been, what is the
real relation between happiness and goodness? It is only within a few
generations that men have found courage to say there is none." But when
Sumner, in the next sentence, says, "The whole strength of the notion
that they are correlated is in the opposite experience which proves that
no evil thing brings happiness," one may well ask what more relation any
reasonable man would want. For it indicates that "goodness" consists in
active interest in those things which really bring happiness; and while
it by no means follows that this interest will _bring_ even a
preponderance of pleasure over pain to the person, it is always open to
him to _find_ and _take_ his dominant happiness in making this interest
dominant in his life.
CHAPTER XIX
THE VIRTUES
INTRODUCTORY
=Definition of Virtue.=--It is upon the self, upon the agent, that
ultimately falls the burden of maintaining and of extending the values
which make life reasonable and good. The worth of science, of art, of
industry, of relationship of man and wife, parent and child, teacher and
pupil, friend and friend, citizen and State, exists only as there are
characters consistently interested in such goods. Hence any trait of
character which makes for these goods is esteemed; it is given positive
value; while any disposition of selfhood found to have a contrary
tendency is condemned--has negative value. The habits of character whose
effect is to sustain and spread the rational or common good are virtues;
the traits of character which have the opposite effect are vices.
=Virtue and Approbation; Vice and Condemnation.=--The approbation and
disapprobation visited upon conduct are never purely intellectual. They
are also emotional and practical. We are stirred to hostility at
whatever disturbs the order of society; we are moved to admiring
sympathy of whatever makes for its welfare. And these emotions express
themselves in appropriate conduct. To disapprove and dislike is to
reprove, blame, and punish. To approve is to encourage, to aid, and
support. Hence the judgments express the character of the one who utters
them--they are traits of his conduct and character; and they react into
the character of the agent upon whom they are directed. They are part
of the process of forming character. The commendation is of the nature
of a reward calculated to confirm the person in the right course of
action. The reprobation is of the nature of punishment, fitted to
dissuade the agent from the wrong course. This encouragement and blame
are not necessarily of an external sort; the reward and the punishment
may not be in material things. It is not from ulterior design that
society esteems and respects those attributes of an agent which tend to
its own peace and welfare; it is from natural, instinctive response to
acknowledge whatever makes for its good. None the less, the social
esteem, the honor which attend certain acts inevitably educate the
individual who performs these acts, and they strengthen, emotionally and
practically, his interest in the right. Similarly, there is an
instinctive reaction of society against an infringement of its customs
and ideals; it naturally "makes it hot" for any one who disturbs its
values. And this disagreeable attention instructs the individual as to
the consequences of his act, and works to hinder the formation of
dispositions of the socially disliked kind.
=Natural Ability and Virtue.=--There is a tendency to use the term
virtue in an abstract "moralistic" sense--a way which makes it almost
Pharisaic in character. Hard and fast lines are drawn between certain
traits of character labeled "virtues" and others called talents, natural
abilities, or gifts of nature. Apart from deliberate or reflective
nurture, modesty or generosity is no less and no more a purely natural
ability than is good-humor, a turn for mechanics, or presence of mind.
Every natural capacity, every talent or ability, whether of inquiring
mind, of gentle affection or of executive skill, becomes a virtue when
it is turned to account in supporting or extending the fabric of social
values; and it turns, if not to vice at least to delinquency, when not
thus utilized. The important habits conventionally reckoned virtues are
barren unless they are the cumulative assemblage of a multitude of
anonymous interests and capacities. Such natural aptitudes vary widely
in different individuals. Their endowments and circumstances occasion
and exact different virtues, and yet one person is not more or less
virtuous than another because his virtues take a different form.
=Changes in Virtues.=--It follows also that the meaning, or content, of
virtues changes from time to time. Their abstract form, the man's
attitude towards the good, remains the same. But when institutions and
customs change and natural abilities are differently stimulated and
evoked, ends vary, and habits of character are differently esteemed both
by the individual agent and by others who judge. No social group could
be maintained without patriotism and chastity, but the actual meaning of
chastity and patriotism is widely different in contemporary society from
what it was in savage tribes or from what we may expect it to be five
hundred years from now. Courage in one society may consist almost wholly
in willingness to face physical danger and death in voluntary devotion
to one's community; in another, it may be willingness to support an
unpopular cause in the face of ridicule.
=Conventional and Genuine Virtue.=--When we take these social changes on
a broad scale, in the gross, the point just made is probably clear
without emphasis. But we are apt to forget that minor changes are going
on all the while. The community's formulated code of esteem and regard
and praise at any given time is likely to lag somewhat behind its
practical level of achievement and possibility. It is more or less
traditional, describing what used to be, rather than what are, virtues.
The "respectable" comes to mean tolerable, passable, conventional.
Accordingly the prevailing scheme of assigning merit and blame, while on
the whole a mainstay of moral guidance and instruction, is also a menace
to moral growth. Hence men must look behind the current valuation to the
real value. Otherwise, mere conformity to custom is conceived to be
virtue;[184] and the individual who deviates from custom in the interest
of wider and deeper good is censured.
=Moral Responsibility for Praise and Blame.=--The practical assigning of
value, of blame and praise, is a measure and exponent of the character
of the one from whom it issues. In judging others, in commending and
condemning, we judge ourselves. What we find to be praiseworthy and
blameworthy is a revelation of our own affections. Very literally the
measure we mete to others is meted to us. To be free in our attributions
of blame is to be censorious and uncharitable; to be unresentful to evil
is to be indifferent, or interested perhaps chiefly in one's own
popularity, so that one avoids giving offense to others. To engage
profusely in blame and approbation in speech without acts which back up
or attack the ends verbally honored or condemned, is to have a
perfunctory morality. To cultivate complacency and remorse apart from
effort to improve is to indulge in sentimentality. In short, to approve
or to condemn is itself a moral act for which we are as much responsible
as we are for any other deed.
=Impossibility of Cataloguing Virtues.=--These last three
considerations: (1) the intimate connection of virtues with all sorts of
individual capacities and endowments, (2) the change in types of habit
required with change of social customs and institutions, (3) the
dependence of judgment of vice and virtue upon the character of the one
judging,[185] make undesirable and impossible a catalogued list of
virtues with an exact definition of each. Virtues are numberless. Every
situation, not of a routine order, brings in some special shading, some
unique adaptation, of disposition.
=Twofold Classification.=--We may, however, classify the chief
institutions of social life--language, scientific investigation,
artistic production, industrial efficiency, family, local community,
nation, humanity--and specify the types of mental disposition and
interest which are fitted to maintain them flourishingly; or, starting
from typical impulsive and instinctive tendencies, we may consider the
form they assume when they become intelligently exercised habits. A
virtue may be defined, accordingly, either as _the settled intelligent
identification of an agent's capacity with some aspect of the reasonable
or common happiness_; or, as _a social custom or tendency organized into
a personal habit of valuation_. From the latter standpoint, truthfulness
is the social institution of language maintained at its best pitch of
efficiency through the habitual purposes of individuals; from the
former, it is an instinctive capacity and tendency to communicate
emotions and ideas directed so as to maintain social peace and
prosperity. In like fashion, one might catalogue all forms of social
custom and institution on one hand; and all the species and varieties of
individual equipment on the other, and enumerate a virtue for each. But
the performance is so formal as not to amount to much.
=Aspects of Virtue.=--Any virtuous disposition of character exhibits,
however, certain main traits, a consideration of which will serve to
review and summarize our analysis of the moral life.
=I. The Interest Must be Entire or Whole-hearted.=--The whole self,
without division or reservation, must go out into the proposed object
and find therein its own satisfaction. Virtue is integrity; vice
duplicity. Goodness is straight, right; badness is crooked, indirect.
Interest that is incomplete is not interest, but (so far as incomplete)
indifference and disregard. This totality of interest we call affection,
love; and love is the fulfilling of the law. A grudging virtue is next
to no virtue at all; thorough heartiness in even a bad cause stirs
admiration, and lukewarmness in every direction is always despised as
meaning lack of character. Surrender, abandonment, is of the essence of
identification of self with an object.
=II. The Interest Must be Energetic and Hence Persistent.=--One swallow
does not make a summer nor a sporadic right act a virtuous habit.
Fair-weather character has a proverbially bad name. Endurance through
discouragement, through good repute and ill, weal and woe, tests the
vigor of interest in the good, and both builds up and expresses a formed
character.
=III. The Interest Must be Pure or Sincere.=--Honesty is, doubtless, the
best policy, and it is better a man should be honest from policy than
not honest at all. If genuinely honest from considerations of prudence,
he is on the road to learn better reasons for honesty. None the less, we
are suspicious of a man if we believe that motives of personal profit
are the only stay of his honesty. For circumstances might arise in
which, in the exceptional case, it would be clear that personal
advantage lay in dishonesty. The motive for honesty would hold in most
cases, in ordinary and routine circumstances and in the glare of
publicity, but not in the dark of secrecy, or in the turmoil of
disturbed circumstance. The eye single to the good, the "disinterested
interest" of moralists, is required. The motive that has to be coaxed or
coerced to its work by some promise or threat is imperfect.
=Cardinal or Indispensable Aspects of Virtue.=--Bearing in mind that we
are not attempting to classify various acts or habits, but only to state
traits essential to all morality, we have the "cardinal virtues" of
moral theory. As whole-hearted, as complete interest, any habit or
attitude of character involves justice and love; as persistently active,
it is courage, fortitude, or vigor; as unmixed and single, it is
temperance--in its classic sense. And since no habitual interest can be
integral, enduring, or sincere, save as it is reasonable, save, that is,
as it is rooted in the deliberate habit of viewing the part in the light
of the whole, the present in the light of the past and future, interest
in the good is also wisdom or conscientiousness:--interest in the
discovery of the true good of the situation. Without this interest, all
our interest is likely to be perverted and misleading--requiring to be
repented of.
Wisdom, or (in modern phrase) conscientiousness, is the nurse of all the
virtues. Our most devoted courage is in the will to know the good and
the fair by unflinching attention to the painful and disagreeable. Our
severest discipline in self-control is that which checks the exorbitant
pretensions of an appetite by insisting upon knowing it in its true
proportions. The most exacting justice is that of an intelligence which
gives due weight to each desire and demand in deliberation before it is
allowed to pass into overt action. That affection and wisdom lie close
to each other is evidenced by our language; thoughtfulness, regard,
consideration for others, recognition of others, attention to others.
Sec. 1. TEMPERANCE
The English word "temperance" (particularly in its local association
with agitation regarding use of intoxicating liquors) is a poor
substitute for the Greek _sophrosyne_ which, through the Latin
_temperantia_, it represents. The Athenian Greek was impressed with the
fact that just as there are lawless, despotically ruled, and
self-governed communities, so there are lawless, and servile, and
self-ruled individuals. Whenever there is a self-governed soul, there
is a happy blending of the authority of reason with the force of
appetite. The individual's diverse nature is tempered into a living
harmony of desire and intelligence. Reason governs not as a tyrant from
without, but as a guide to which the impulses and emotions are gladly
responsive. Such a well-attuned nature, as far from asceticism on one
side as from random indulgence on the other, represented the ideal of
what was fair and graceful in character, an ideal embodied in the notion
of _sophrosyne_. This was a _whole-mindedness_ which resulted from the
happy furtherance of all the elements of human nature under the
self-accepted direction of intelligence. It implied an _aesthetic_ view
of character; of harmony in structure and rhythm in action. It was the
virtue of judgment exercised in the estimate of pleasures:--since it is
the agreeable, the pleasant, which gives an end excessive hold upon us.
=Roman Temperantia.=--The Roman conceived this virtue under the term
_temperantia_, which conveys the same idea, but accommodated to the
Roman genius. It is connected with the word _tempus_, time, which is
connected also with a root meaning divide, distribute; it suggests a
consecutive orderliness of behavior, a freedom from excessive and
reckless action, first this way, and then that. It means seemliness,
decorum, decency. It was "moderation," not as quantity of indulgence,
but as a moderating of each act in a series by the thought of other and
succeeding acts--keeping each in sequence with others in a whole. The
idea of time involves time to think; the sobering second thought
expressed in seriousness and gravity. The negative side, the side of
restraint, of inhibition, is strong, and functions for the consistent
calm and gravity of life.
=Christian Purity.=--Through the Christian influence, the connotation
which is marked in the notion of control of sexual appetite, became most
obvious--_purity_. Passion is not so much something which disturbs the
harmony of man's nature, or which interrupts its orderliness, as it is
something which defiles the purity of spiritual nature. It is the
grossness, the contamination of appetite which is insisted upon, and
temperance is the maintenance of the soul spotless and unsullied.
=Negative Phase=:--Self-control. A negative aspect of self-control,
restraint, inhibition is everywhere involved.[186] It is not, however,
desire, or appetite, or passion, or impulse, which has to be checked
(much less eliminated); it is rather that tendency of desire and passion
so to engross attention as to destroy our sense of the other ends which
have a claim upon us. This moderation of pretension is indispensable for
every desire. In one direction, it is modesty, humility; the restraint
of the tendency of self-conceit to distort the relative importance of
the agent's and others' concerns; in another direction, it is chastity;
in another, "temperance" in the narrower sense of that word--keeping the
indulgence of hunger and thirst from passing reasonable bounds; in
another, it is calmness, self-possession--moderation of the transporting
power of excitement; in yet another, it is discretion, imposing limits
upon the use of the hand, eye, or tongue. In matters of wealth, it is
decent regulation of display and ostentation. In general, it is
prudence, control of the present impulse and desire by a view of the
"long run," of proximate by remote consequences.[187]
=Positive Phase: Reverence.=--The tendency of dominant passion is to
rush us along, to prevent our thinking. The one thing that desire
emphasizes is, for the time being, the most important thing in the
universe. This is necessary to heartiness and effectiveness of interest
and behavior. But it is important that the thing which thus absorbs
desire should be an end capable of justifying its power to absorb. This
is possible only if it expresses the entire self. Otherwise capacities
and desires which will occur later will be inconsistent and
antagonistic, and conduct will be unregulated and unstable. The
underlying idea in "temperance" is then a care of details for the sake
of the whole course of behavior of which they are parts; heedfulness,
painstaking devotion. Laxness in conduct means carelessness; lack of
regard for the whole life permits temporary inclinations to get a sway
that the outcome will not justify. In its more striking forms, we call
this care and respect _reverence_; recognition of the unique, invaluable
worth embodied in any situation or act of life, a recognition which
checks that flippancy of surrender to momentary excitement coming from a
superficial view of behavior. A sense of momentous issues at stake means
a sobering and deepening of the mental attitude. The consciousness that
every deed of life has an import clear beyond its immediate, or first
significance, attaches dignity to every act. To live in the sense of the
larger values attaching to our passing desires and deeds is to be
possessed by the virtue of temperance.
=Control of Excitement.=--What hinders such living is, as we have seen,
the exaggerated intensity, the lack of proportion and perspective, with
which any appetite or desire is likely to present itself. It is this
which moralists of all ages have attacked under the name of
pleasure--the alluring and distracting power of the momentarily
agreeable. Seeing in this the enemy which prevents the rational survey
of the whole field and the calm, steady insight into the true good, it
is hardly surprising that moralists have attacked "pleasure" as the
source of every temptation to stray from the straight path of reason.
But it is not pleasure, it is one form of pleasure, the _pleasure of
excitement_, which is the obstacle and danger.[188] Every impulse and
desire marks a certain disturbance in the order of life, an exaltation
above the existing level, a pressure beyond its existing limit. To give
way to desire, to let it grow, to taste to the full its increasing and
intensifying excitement, is the temptation. The bodily appetites of
hunger and thirst and sex, with which we associate the grossest forms of
indulgence and laxity, exemplify the principle of expanding waves of
organic stimulation. But so also do many of the subtler forms of
unrestraint or intemperate action. The one with a clever and lively
tongue is tempted to let it run away with him; the vain man feeds upon
the excitement of a personality heightened by display and the notice of
others; the angry man, even though he knows he will later regret his
surrender, gives away to the sense of expanding power coincident with
his discharge of rage. The shiftless person finds it easier to take
chances and let consequences take care of themselves, while he enjoys
local and casual stimulations. Trivialities and superficialities
entangle us in a flippant life, because each one as it comes promises to
be "thrilling," while the very fear that this promise will not be kept
hurries us on to new experiences. To think of alternatives and
consequences is not "thrilling," but serious.
=Necessity of Superior Interest.=--Now calculation of the utilitarian
type is not adequate to deal with this temptation. Those who are prone
to reflection upon results are just those who are least likely to be
carried away by excitement--unless, as is the case with some
specialists, thinking is itself the mode of indulgence in
excitement.[189] With those who are carried away habitually by some mode
of excitement, the disease and the incapacity to take the proffered
remedy of reflection are the same thing. Only some _other_ passion will
accomplish the desired control. With the Greeks, it was aesthetic
passion, love of the grace and beauty, the rhythm and harmony, of a
self-controlled life. With the Romans, it was the passion for dignity,
power, honor of personality, evidenced in rule of appetite. Both of
these motives remain among the strong allies of ordered conduct. But the
passion for purity, the sense of something degrading and foul in
surrender to the base, an interest in something spotless, free from
adulteration, are, in some form or other, the chief resource in
overcoming the tendency of excitement to usurp the governance of the
self.[190]
Sec. 2. COURAGE[191] OR PERSISTENT VIGOR
While love of excitement allures man from the path of reason, fear of
pain, dislike to hardship, and laborious effort, hold him back from
entering it. Dislike of the disagreeable inhibits or contracts the
putting forth of energy, just as liking for agreeable stimulation
discharges and exhausts it. Intensity of active interest in the good
alone subdues that instinctive shrinking from the unpleasant and hard
which slackens energy or turns it aside. Such energy of devotion is
courage. Its etymological connection with the Latin word for _heart_,
suggests a certain abundant spontaneity, a certain overflow of positive
energy; the word was applied to this aspect of virtue when the heart was
regarded as literally (not metaphorically) the seat of vital impulse and
abundant forcefulness.
=Courage and the Common Good.=--One of the problems of early Greek
thought was that of discriminating courage as virtuous from a sort of
animal keenness and alacrity, easily running into recklessness and
bravado. It was uniformly differentiated from mere overflow of
physical energy by the fact that it was exhibited in support of some
common or social good. It bore witness to its voluntary character
by abiding in the face of threatened evil. Its simplest form was
patriotism--willingness to brave the danger of death in facing the
country's enemy from love of country. And this basic largeness of spirit
in which the individual sinks considerations of personal loss and harm
in allegiance to an objective good remains a cardinal aspect of all
right disposition.
=Courage is Preeminently the Executive Side of Every Virtue.=--The good
will, as we saw, means endeavor, effort, towards certain ends; unless
the end stirs to strenuous exertion, it is a sentimental, not a moral or
practical end. And endeavor implies obstacles to overcome, resistance to
what diverts, painful labor. It is the degree of threatened harm--in
spite of which one does not swerve--which measures this depth and
sincerity of interest in the good.
=Aspects of Interest in Execution.=--Certain formal traits of courage
follow at once from this general definition. In its onset, willingness
in behalf of the common good to endure attendant private evils is
alacrity, promptness. In its abiding and unswerving devotion, it is
constancy, loyalty, and faithfulness. In its continual resistance to
evil, it is fortitude, patience, perseverance, willingness to abide for
justification an ultimate issue. The _totality_ of commitment of self
to the good is decision and firmness. Conviction and resolution
accompany all true moral endeavor. These various dimensions (intensity,
duration, extent, and fullness) are, however, only differing expressions
of one and the same attitude of vigorous, energetic identification of
agency with the object.
=Goodness and Effectiveness.=--It is the failure to give due weight to
this factor of morality (the "works" of theological discussion) which is
responsible for the not uncommon idea that moral goodness means loss of
practical efficacy. When inner disposition is severed from outer action,
wishing divorced from executive willing, morality is reduced to mere
harmlessness; outwardly speaking, the best that can then be said of
virtue is that it is innocent and innocuous. Unscrupulousness is
identified with energy of execution; and a minute and paralyzing
scrupulosity with goodness. It is in reaction from such futile morality
that the gospel of force and of shrewdness of selecting and adapting
means to the desired end, is preached and gains hearers--as in the Italy
of the Renaissance[192] in reaction against mediaeval piety, and again in
our own day (see _ante_, p. 374).
=Moral Courage and Optimism.=--A characteristic modern development of
courageousness is implied in the phrase "moral courage,"--as if all
genuine courage were not moral. It means devotion to the good in the
face of the customs of one's friends and associates, rather than against
the attacks of one's enemies. It is willingness to brave for sake of a
new idea of the good the unpopularity that attends breach of custom and
convention. It is this type of heroism, manifested in integrity of
memory and foresight, which wins the characteristic admiration of
to-day, rather than the outward heroism of bearing wounds and undergoing
physical dangers. It is _attention_ upon which the stress falls.[193]
This supplies, perhaps, the best vantage point from which to survey
optimism and pessimism in their direct moral bearings. The individual
whose pursuit of the good is colored by honest recognition of existing
and threatening evils is almost always charged with being a pessimist;
with cynical delight in dwelling upon what is morbid, base, or sordid;
and he is urged to be an "optimist," meaning in effect to conceal from
himself and others evils that obtain. Optimism, thus conceived, is a
combination of building rosy-colored castles in the air and hiding,
ostrich-like, from actual facts. As a general thing, it will be those
who have some interest at stake in evils remaining unperceived, and
hence unremedied, who most clamor in the cause of such "optimism." Hope
and aspiration, belief in the supremacy of good in spite of all evil,
belief in the realizability of good in spite of all obstacles, are
necessary inspirations in the life of virtue. The good can never be
demonstrated to the senses, nor be proved by calculations of personal
profit. It involves a radical venture of the will in the interest of
what is unseen and prudentially incalculable. But such optimism of
_will_, such determination of the man that, so far as his choice is
concerned, only the good shall be recognized as real, is very different
from a sentimental refusal to look at the realities of the situation
just as they are. In fact a certain intellectual pessimism, in the sense
of a steadfast willingness to uncover sore points, to acknowledge and
search for abuses, to note how presumed good often serves as a cloak for
actual bad, is a necessary part of the moral optimism which actively
devotes itself to making the right prevail. Any other view reduces the
aspiration and hope, which are the essence of moral courage, to a
cheerful animal buoyancy; and, in its failure to see the evil done to
others in its thoughtless pursuit of what it calls good, is nextdoor to
brutality, to a brutality bathed in the atmosphere of sentimentality and
flourishing the catchwords of idealism.
Sec. 3. JUSTICE
=In Ethical Literature Justice Has Borne at Least Three Different
Senses.=[194]--In its widest sense, it means righteousness, uprightness,
rectitude. It sums up morality. It is not _a_ virtue, but it is virtue.
The just act is the _due_ act; justice is fulfillment of obligation. (2)
This passes over into fairness, equity, impartiality, honesty in all
one's dealing with others. (3) The narrowest meaning is that of
_vindication_ of right through the administration of law.[194] Since
Aristotle's time (and following his treatment) this has been divided
into (i.) the _distributive_, having to do with the assignment of honor,
wealth, etc., in proportion to desert, and (ii.) the _corrective_,
vindicating the law against the transgressor by effecting a requital,
redress, which restores the supremacy of law.
=A Thread of Common Significance Runs through These Various
Meanings.=--The rational good means a comprehensive or complete end, in
which are harmoniously included a variety of special aims and values.
The just man is the man who takes in the whole of a situation and reacts
to it in its wholeness, not being misled by undue respect to some
particular factor. Since the general or inclusive good is a common or
social good, reconciling and combining the ends of a multitude of
private or particular persons, justice is the preeminently social
virtue: that which maintains the due order of individuals in the
interest of the comprehensive or social unity.