The following illustrative method, simplified so as to be easily

manipulated, has been invented by Dr Whitehead for the purpose of

showing how points might be manufactured from sense-data. We have first

of all to observe that there are no infinitesimal sense-data: any

surface we can see, for example, must be of some finite extent. But what

at first appears as one undivided whole is often found, under the

influence of attention, to split up into parts contained within the

whole. Thus one spatial object may be contained within another, and

entirely enclosed by the other. This relation of enclosure, by the help

of some very natural hypotheses, will enable us to define a "point" as a

certain class of spatial objects, namely all those (as it will turn out

in the end) which would naturally be said to contain the point. In order

to obtain a definition of a "point" in this way, we proceed as follows:

Given any set of volumes or surfaces, they will not in general converge

into one point. But if they get smaller and smaller, while of any two of

the set there is always one that encloses the other, then we begin to

have the kind of conditions which would enable us to treat them as

having a point for their limit. The hypotheses required for the relation

of enclosure are that (1) it must be transitive; (2) of two _different_

spatial objects, it is impossible for each to enclose the other, but a

single spatial object always encloses itself; (3) any set of spatial

objects such that there is at least one spatial object enclosed by them

all has a lower limit or minimum, _i.e._ an object enclosed by all of

them and enclosing all objects which are enclosed by all of them; (4) to

prevent trivial exceptions, we must add that there are to be instances

of enclosure, _i.e._ there are really to be objects of which one

encloses the other. When an enclosure-relation has these properties, we

will call it a "point-producer." Given any relation of enclosure, we

will call a set of objects an "enclosure-series" if, of any two of them,

one is contained in the other. We require a condition which shall secure

that an enclosure-series converges to a point, and this is obtained as

follows: Let our enclosure-series be such that, given any other

enclosure-series of which there are members enclosed in any arbitrarily

chosen member of our first series, then there are members of our first

series enclosed in any arbitrarily chosen member of our second series.

In this case, our first enclosure-series may be called a "punctual

enclosure-series." Then a "point" is all the objects which enclose

members of a given punctual enclosure-series. In order to ensure

infinite divisibility, we require one further property to be added to

those defining point-producers, namely that any object which encloses

itself also encloses an object other than itself. The "points" generated

by point-producers with this property will be found to be such as

geometry requires.

(3) The question of time, so long as we confine ourselves to one private

world, is rather less complicated than that of space, and we can see

pretty clearly how it might be dealt with by such methods as we have

been considering. Events of which we are conscious do not last merely

for a mathematical instant, but always for some finite time, however

short. Even if there be a physical world such as the mathematical theory

of motion supposes, impressions on our sense-organs produce sensations

which are not merely and strictly instantaneous, and therefore the

objects of sense of which we are immediately conscious are not strictly

instantaneous. Instants, therefore, are not among the data of

experience, and, if legitimate, must be either inferred or constructed.

It is difficult to see how they can be validly inferred; thus we are

left with the alternative that they must be constructed. How is this to

be done?

Immediate experience provides us with two time-relations among events:

they may be simultaneous, or one may be earlier and the other later.

These two are both part of the crude data; it is not the case that only

the events are given, and their time-order is added by our subjective

activity. The time-order, within certain limits, is as much given as the

events. In any story of adventure you will find such passages as the

following: "With a cynical smile he pointed the revolver at the breast

of the dauntless youth. 'At the word _three_ I shall fire,' he said. The

words one and two had already been spoken with a cool and deliberate

distinctness. The word _three_ was forming on his lips. At this moment a

blinding flash of lightning rent the air." Here we have

simultaneity--not due, as Kant would have us believe, to the subjective

mental apparatus of the dauntless youth, but given as objectively as the

revolver and the lightning. And it is equally given in immediate

experience that the words _one_ and _two_ come earlier than the flash.

These time-relations hold between events which are not strictly

instantaneous. Thus one event may begin sooner than another, and

therefore be before it, but may continue after the other has begun, and

therefore be also simultaneous with it. If it persists after the other

is over, it will also be later than the other. Earlier, simultaneous,

and later, are not inconsistent with each other when we are concerned

with events which last for a finite time, however short; they only

become inconsistent when we are dealing with something instantaneous.

It is to be observed that we cannot give what may be called _absolute_

dates, but only dates determined by events. We cannot point to a time

itself, but only to some event occurring at that time. There is

therefore no reason in experience to suppose that there are times as

opposed to events: the events, ordered by the relations of simultaneity

and succession, are all that experience provides. Hence, unless we are

to introduce superfluous metaphysical entities, we must, in defining

what mathematical physics can regard as an instant, proceed by means of

some construction which assumes nothing beyond events and their temporal

relations.

If we wish to assign a date exactly by means of events, how shall we

proceed? If we take any one event, we cannot assign our date exactly,

because the event is not instantaneous, that is to say, it may be

simultaneous with two events which are not simultaneous with each other.

In order to assign a date exactly, we must be able, theoretically, to

determine whether any given event is before, at, or after this date, and

we must know that any other date is either before or after this date,

but not simultaneous with it. Suppose, now, instead of taking one event

A, we take two events A and B, and suppose A and B partly overlap, but B

ends before A ends. Then an event which is simultaneous with both A and

B must exist during the time when A and B overlap; thus we have come

rather nearer to a precise date than when we considered A and B alone.

Let C be an event which is simultaneous with both A and B, but which

ends before either A or B has ended. Then an event which is simultaneous

with A and B and C must exist during the time when all three overlap,

which is a still shorter time. Proceeding in this way, by taking more

and more events, a new event which is dated as simultaneous with all of

them becomes gradually more and more accurately dated. This suggests a

way by which a completely accurate date can be defined.

A____________________

B____________________

C________

Let us take a group of events of which any two overlap, so that there is

some time, however short, when they all exist. If there is any other

event which is simultaneous with all of these, let us add it to the

group; let us go on until we have constructed a group such that no event

outside the group is simultaneous with all of them, but all the events

inside the group are simultaneous with each other. Let us define this

whole group as an instant of time. It remains to show that it has the

properties we expect of an instant.

What are the properties we expect of instants? First, they must form a

series: of any two, one must be before the other, and the other must be

not before the one; if one is before another, and the other before a

third, the first must be before the third. Secondly, every event must be

at a certain number of instants; two events are simultaneous if they are

at the same instant, and one is before the other if there is an instant,

at which the one is, which is earlier than some instant at which the

other is. Thirdly, if we assume that there is always some change going

on somewhere during the time when any given event persists, the series

of instants ought to be compact, _i.e._ given any two instants, there

ought to be other instants between them. Do instants, as we have defined

them, have these properties?

We shall say that an event is "at" an instant when it is a member of the

group by which the instant is constituted; and we shall say that one

instant is before another if the group which is the one instant contains

an event which is earlier than, but not simultaneous with, some event in

the group which is the other instant. When one event is earlier than,

but not simultaneous with another, we shall say that it "wholly

precedes" the other. Now we know that of two events which are not

simultaneous, there must be one which wholly precedes the other, and in

that case the other cannot also wholly precede the one; we also know

that, if one event wholly precedes another, and the other wholly

precedes a third, then the first wholly precedes the third. From these

facts it is easy to deduce that the instants as we have defined them

form a series.

We have next to show that every event is "at" at least one instant,

_i.e._ that, given any event, there is at least one class, such as we

used in defining instants, of which it is a member. For this purpose,

consider all the events which are simultaneous with a given event, and

do not begin later, _i.e._ are not wholly after anything simultaneous

with it. We will call these the "initial contemporaries" of the given

event. It will be found that this class of events is the first instant

at which the given event exists, provided every event wholly after some

contemporary of the given event is wholly after some _initial_

contemporary of it.

Finally, the series of instants will be compact if, given any two events

of which one wholly precedes the other, there are events wholly after

the one and simultaneous with something wholly before the other. Whether

this is the case or not, is an empirical question; but if it is not,

there is no reason to expect the time-series to be compact.[17]

[17] The assumptions made concerning time-relations in the above are

as follows:--

I. In order to secure that instants form a series, we assume:

(a) No event wholly precedes itself. (An "event" is defined as

whatever is simultaneous with something or other.)

(b) If one event wholly precedes another, and the other wholly

precedes a third, then the first wholly precedes the third.

(c) If one event wholly precedes another, it is not simultaneous

with it.

(d) Of two events which are not simultaneous, one must wholly

precede the other.

II. In order to secure that the initial contemporaries of a given

event should form an instant, we assume:

(e) An event wholly after some contemporary of a given event is

wholly after some _initial_ contemporary of the given event.

III. In order to secure that the series of instants shall be

compact, we assume:

(f) If one event wholly precedes another, there is an event wholly

after the one and simultaneous with something wholly before the

other.

This assumption entails the consequence that if one event covers the

whole of a stretch of time immediately preceding another event, then

it must have at least one instant in common with the other event;

_i.e._ it is impossible for one event to cease just before another

begins. I do not know whether this should be regarded as inadmissible.

For a mathematico-logical treatment of the above topics, _cf._ N.

Wilner, "A Contribution to the Theory of Relative Position," _Proc.

Camb. Phil. Soc._, xvii. 5, pp. 441-449.

Thus our definition of instants secures all that mathematics requires,

without having to assume the existence of any disputable metaphysical

entities.

Instants may also be defined by means of the enclosure-relation, exactly

as was done in the case of points. One object will be temporally

enclosed by another when it is simultaneous with the other, but not

before or after it. Whatever encloses temporally or is enclosed

temporally we shall call an "event." In order that the relation of

temporal enclosure may be a "point-producer," we require (1) that it

should be transitive, _i.e._ that if one event encloses another, and the

other a third, then the first encloses the third; (2) that every event

encloses itself, but if one event encloses another different event, then

the other does not enclose the one; (3) that given any set of events

such that there is at least one event enclosed by all of them, then

there is an event enclosing all that they all enclose, and itself

enclosed by all of them; (4) that there is at least one event. To ensure

infinite divisibility, we require also that every event should enclose

events other than itself. Assuming these characteristics, temporal

enclosure is an infinitely divisible point-producer. We can now form an

"enclosure-series" of events, by choosing a group of events such that of

any two there is one which encloses the other; this will be a "punctual

enclosure-series" if, given any other enclosure-series such that every

member of our first series encloses some member of our second, then

every member of our second series encloses some member of our first.

Then an "instant" is the class of all events which enclose members of a

given punctual enclosure-series.

The correlation of the times of different private worlds so as to

produce the one all-embracing time of physics is a more difficult

matter. We saw, in Lecture III., that different private worlds often

contain correlated appearances, such as common sense would regard as

appearances of the same "thing." When two appearances in different

worlds are so correlated as to belong to one momentary "state" of a

thing, it would be natural to regard them as simultaneous, and as thus

affording a simple means of correlating different private times. But

this can only be regarded as a first approximation. What we call one

sound will be heard sooner by people near the source of the sound than

by people further from it, and the same applies, though in a less

degree, to light. Thus two correlated appearances in different worlds

are not necessarily to be regarded as occurring at the same date in

physical time, though they will be parts of one momentary state of a

thing. The correlation of different private times is regulated by the

desire to secure the simplest possible statement of the laws of physics,

and thus raises rather complicated technical problems; but from the

point of view of philosophical theory, there is no very serious

difficulty of principle involved.

The above brief outline must not be regarded as more than tentative and

suggestive. It is intended merely to show the kind of way in which,

given a world with the kind of properties that psychologists find in the

world of sense, it may be possible, by means of purely logical

constructions, to make it amenable to mathematical treatment by defining

series or classes of sense-data which can be called respectively

particles, points, and instants. If such constructions are possible,

then mathematical physics is applicable to the real world, in spite of

the fact that its particles, points, and instants are not to be found

among actually existing entities.

The problem which the above considerations are intended to elucidate is

one whose importance and even existence has been concealed by the

unfortunate separation of different studies which prevails throughout

the civilised world. Physicists, ignorant and contemptuous of

philosophy, have been content to assume their particles, points, and

instants in practice, while conceding, with ironical politeness, that

their concepts laid no claim to metaphysical validity. Metaphysicians,

obsessed by the idealistic opinion that only mind is real, and the

Parmenidean belief that the real is unchanging, repeated one after

another the supposed contradictions in the notions of matter, space, and

time, and therefore naturally made no endeavour to invent a tenable

theory of particles, points, and instants. Psychologists, who have done

invaluable work in bringing to light the chaotic nature of the crude

materials supplied by unmanipulated sensation, have been ignorant of

mathematics and modern logic, and have therefore been content to say

that matter, space, and time are "intellectual constructions," without

making any attempt to show in detail either how the intellect can

construct them, or what secures the practical validity which physics

shows them to possess. Philosophers, it is to be hoped, will come to

recognise that they cannot achieve any solid success in such problems

without some slight knowledge of logic, mathematics, and physics;

meanwhile, for want of students with the necessary equipment, this vital

problem remains unattempted and unknown.

There are, it is true, two authors, both physicists, who have done

something, though not much, to bring about a recognition of the problem

as one demanding study. These two authors are Poincare and Mach,

Poincare especially in his _Science and Hypothesis_, Mach especially in

his _Analysis of Sensations_. Both of them, however, admirable as their

work is, seem to me to suffer from a general philosophical bias.

Poincare is Kantian, while Mach is ultra-empiricist; with Poincare

almost all the mathematical part of physics is merely conventional,

while with Mach the sensation as a mental event is identified with its

object as a part of the physical world. Nevertheless, both these

authors, and especially Mach, deserve mention as having made serious

contributions to the consideration of our problem.

When a point or an instant is defined as a class of sensible qualities,

the first impression produced is likely to be one of wild and wilful

paradox. Certain considerations apply here, however, which will again be

relevant when we come to the definition of numbers. There is a whole

type of problems which can be solved by such definitions, and almost

always there will be at first an effect of paradox. Given a set of

objects any two of which have a relation of the sort called "symmetrical

and transitive," it is almost certain that we shall come to regard them

as all having some common quality, or as all having the same relation to

some one object outside the set. This kind of case is important, and I

shall therefore try to make it clear even at the cost of some repetition

of previous definitions.

A relation is said to be "symmetrical" when, if one term has this

relation to another, then the other also has it to the one. Thus

"brother or sister" is a "symmetrical" relation: if one person is a

brother or a sister of another, then the other is a brother or sister of

the one. Simultaneity, again, is a symmetrical relation; so is equality

in size. A relation is said to be "transitive" when, if one term has

this relation to another, and the other to a third, then the one has it

to the third. The symmetrical relations mentioned just now are also

transitive--provided, in the case of "brother or sister," we allow a

person to be counted as his or her own brother or sister, and provided,

in the case of simultaneity, we mean complete simultaneity, _i.e._

beginning and ending together.

But many relations are transitive without being symmetrical--for

instance, such relations as "greater," "earlier," "to the right of,"

"ancestor of," in fact all such relations as give rise to series. Other

relations are symmetrical without being transitive--for example,

difference in any respect. If A is of a different age from B, and B of a

different age from C, it does not follow that A is of a different age

from C. Simultaneity, again, in the case of events which last for a

finite time, will not necessarily be transitive if it only means that

the times of the two events overlap. If A ends just after B has begun,

and B ends just after C has begun, A and B will be simultaneous in this

sense, and so will B and C, but A and C may well not be simultaneous.

All the relations which can naturally be represented as equality in any

respect, or as possession of a common property, are transitive and

symmetrical--this applies, for example, to such relations as being of

the same height or weight or colour. Owing to the fact that possession

of a common property gives rise to a transitive symmetrical relation, we

come to imagine that wherever such a relation occurs it must be due to a

common property. "Being equally numerous" is a transitive symmetrical

relation of two collections; hence we imagine that both have a common

property, called their number. "Existing at a given instant" (in the

sense in which we defined an instant) is a transitive symmetrical

relation; hence we come to think that there really is an instant which

confers a common property on all the things existing at that instant.

"Being states of a given thing" is a transitive symmetrical relation;

hence we come to imagine that there really is a thing, other than the

series of states, which accounts for the transitive symmetrical

relation. In all such cases, the class of terms that have the given

transitive symmetrical relation to a given term will fulfil all the

formal requisites of a common property of all the members of the class.

Since there certainly is the class, while any other common property may

be illusory, it is prudent, in order to avoid needless assumptions, to

substitute the class for the common property which would be ordinarily

assumed. This is the reason for the definitions we have adopted, and

this is the source of the apparent paradoxes. No harm is done if there

are such common properties as language assumes, since we do not deny

them, but merely abstain from asserting them. But if there are not such

common properties in any given case, then our method has secured us

against error. In the absence of special knowledge, therefore, the

method we have adopted is the only one which is safe, and which avoids

the risk of introducing fictitious metaphysical entities.

LECTURE V

THE THEORY OF CONTINUITY

The theory of continuity, with which we shall be occupied in the present

lecture, is, in most of its refinements and developments, a purely

mathematical subject--very beautiful, very important, and very

delightful, but not, strictly speaking, a part of philosophy. The

logical basis of the theory alone belongs to philosophy, and alone will

occupy us to-night. The way the problem of continuity enters into

philosophy is, broadly speaking, the following: Space and time are

treated by mathematicians as consisting of points and instants, but they

also have a property, easier to feel than to define, which is called

continuity, and is thought by many philosophers to be destroyed when

they are resolved into points and instants. Zeno, as we shall see,

proved that analysis into points and instants was impossible if we

adhered to the view that the number of points or instants in a finite

space or time must be finite. Later philosophers, believing infinite

number to be self-contradictory, have found here an antinomy: Spaces and

times could not consist of a _finite_ number of points and instants, for

such reasons as Zeno's; they could not consist of an _infinite_ number

of points and instants, because infinite numbers were supposed to be

self-contradictory. Therefore spaces and times, if real at all, must not

be regarded as composed of points and instants.

But even when points and instants, as independent entities, are

discarded, as they were by the theory advocated in our last lecture, the

problems of continuity, as I shall try to show presently, remain, in a

practically unchanged form. Let us therefore, to begin with, admit

points and instants, and consider the problems in connection with this

simpler or at least more familiar hypothesis.

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