BY PROF. CESARE LOMBROSO.

One of the things that most strikes one who compares the ancient

theater, and even the theater of a few years ago, with the modern

theater, is the enormous difference in the character of the

personages, and particularly the curious frequency of insane as

principal personages in the modern theater. We have come to such a

point that one may be almost sure that in reading over a new play, by

Ibsen, for example, he will find three or four insane personages in

it, if, the characters are not all so. These madmen have

characteristics so particularized as to seem as if they might have

been depicted by an alienist. If the protagonists are not mad, they

are agitated by such violent and strange passions as the ordinary

world never meets in life; which it therefore refuses to accept when

they are described in a scientific book, but nevertheless receives

them when it sees them in the scenes or meets them in the romances of

the great modern novelists.

Ibsen, for example, has made a most exact picture of the progressive

general paralysis which arises, precisely as he depicts it, in men of

genius, of great mental activity, who have wasted their hereditary

power in pleasures or excessive work; and there is in them both

impulsiveness and want of will power, complete perversion of all the

instincts, and mental confusion, alternating here and there with

genial flashes; but he is wrong in accumulating in a single subject

the maladies of a large number of diseased, and therefore exaggerating

their eccentricities--as he exaggerates atavism and heredity of

disease when he makes the morbid son repeat the same incoherent

phrases as the father from whom he inherits his disorder used.

Just and true, however, is that other form of heredity under which

from a father corrupted by licentious indulgence and by alcohol, and

criminally vicious, is born, besides a paresic son, a lascivious and

criminal daughter, who throws herself into prostitution at the first

opportunity without any special cause.

So, too, that love of art existing now as only a dream, and that

egotistic good nature which enjoys the advantages of a mother's care

without gratitude, those short accesses of genial eloquence followed

by fury which burst out from the midst of apathy, and which are

drowned in the intoxication of alcohol with a complete, immediate

forgetfulness of everything, are specific traits of paralytic

dementia.

Ibsen, in Hedda Gabler, describes to us a neurotic woman who, being

pregnant, and therefore suffering more acute attacks, avenges herself,

though married, upon her former lover, who had left her, by burning

the manuscripts which he expected to make him famous. Virile, like all

criminals, she nursed her resentment from youth.

In the Pillars of Society the great political characters are rogues

and neurotics.

In Berkmann the true criminal banker comes into play. He does not kill

or ravish, but appropriates the money belonging to his bank under the

illusion that he will be able to make great gains with it through the

accomplishment of wonderful things that will secure to him his single

joy--power; and that he can then restore the sum with redoubled

interest.

This case is of a kind of very frequent occurrence, and shows a

complete absence in the banker of affection and of moral sense. He

sacrifices the woman who loves him to further the desires of an

accomplice. He has a faithful friend who, robbed by him, continues to

visit him every day and give him the solace of admiration even when

all despise him; and he repels him when he fails to absolve him and to

believe in the possibility of his return to power. Later the defaulter

pretends that he has studied his own case, and has probed it in every

way, with the result of a complete acquittal of himself. And why all

this? Because he has used the money of others for great purposes: to

connect seas, to excavate the millions that are shut up in the bosom

of the earth and are crying out to be brought into the light. Thus it

is that with the combined genius and delirium of megalomaniacs he

hears the call of the minerals and the groaning of the ships longing

to be set free. Conscience, duty, and probity do not exist for him. He

believes that his quality as a man of genius permits him everything;

therefore he sacrifices to his chimeras the beings who love him most.

"I am," he says, "like a Napoleon disabled by a shot in his first

battle"; and he does not perceive that he has grown old, that he has a

mortal heart disease; and he dreams of returning to power and of

hearing men ask the benefit of his advice, and no longer talks with

anybody, because there is nobody but his old lover who does not

believe him guilty.

Finally, repulsed by all, he plunges into the whirl of life and the

torment of the mountain, and dies at last of syncope; while his

equally egotistical son deserts the mother who adores him to go to

the south with the wealthy Amasia, daughter of his father's enemy.

In Dostoievski, madmen, especially epileptics, constitute the absolute

majority of the characters; or else they are born criminals, such as

my school has attempted to identify by the figures on the hand.

"This strange family," he writes in The House of the Dead, "had an air

which attracted notice at the first glance." All the prisoners were

melancholy, envious, terribly vain, presumptuous, susceptible, and

formal in the highest degree. Vanity ruled always, without the least

sign of shame or repentance or the least sorrow over the commission of

an offense. Nearly all the convicts dreamed aloud or raved during

sleep. Most usually they spoke words of abuse and slang, talked of

knife and axe. "We are a ruined people," they said; "we have no

bowels; therefore we cry out in the night."

This impossibility of feeling remorse or penitence, along with vanity

and exaggerated love of pomp, are characteristics well known to all

observers. But other traits were manifested perhaps more conspicuous,

and such as are common to children. On feast days the more elegant

ones dressed gorgeously, and could be seen parading themselves through

the barracks. Pleasure in being well dressed amounted to childishness

in them.

Reasoning has no power upon men like Petroff, because they have not

any decisive will. If they have, there are no longer obstacles to it.

Such persons are born with an idea that moves them unconsciously all

their lives hither and thither. They are quiet till they have found

some object that strongly arouses their desire; then they no longer

spare even their heads. "More than once have I wondered to see how

Petroff robbed me in spite of the affection he had for me. This

happened to him at intervals, when he had a strong desire to drink. A

person like him is capable of assassinating a man for twenty-five

soldi, only to drink a litre; on other occasions he would scorn

thousands of rubles. He often confessed his thefts to me, lamenting

that I no longer had the objects, but showed no penitence for having

stolen them; bore reproofs because he thought they were inevitable, or

because he deserved to receive them; because I ought to punish him to

compensate myself for the things I had lost, but thought within

himself that they were trifles that one ought to be above speaking

of."

Further on the novelist speaks of the smuggler by profession, a

pleasant fellow, condemned for life for his offenses, who could not

lose the instinct for smuggling brandy into the prison. He received

only a ridiculous profit, was greatly afraid of the rod, although he

had rarely passed under it, wept, swore that he would not offend any

more, and then fell down.

Zola also reproduces my epileptic moral madman in _La Bête Humaine_,

in the alcoholic in _L'Assommoir_, the paranoiac in Work, and himself

confesses to having taken the brief of his immortal chain of romances,

Rougon, from a study made by Aubry in a provincial family celebrated

for its richness in degenerates, criminals, and insane, all derived

from a dull, neurotic Keratry.

Daudet depicts in Jack a series of _mattoidi_, that particular species

of insane which I first discovered, that occupies a position between

paranoiacs, geniuses, and imbeciles.

ANCIENT ROMANCE AND THEATER.--We turn now to the ancient theater and

romance. All the Roman novels of Petronius and Apuleius are rich in

obscene, mythological, and magical adventures, most improbable and

satirical, without ever defining a character or including a real

madman.

In the ancient Greek theater, while the idea of heredity is

discernible under the form of fate, while violent passion is every now

and then depicted under marvelous forms, while anomalies strike us,

and furies of Ajax and Dejanira, of Orestes and Oedipus, and the

melancholy of Philoctetes, they all still have a common type, which is

not perceived in ordinary life. They are madmen who do not exist in

any asylum, who seem symbolical, and have little correspondence with

the men of the mythological and heroic epoch to which they all

belonged; they never, except in Euripides, present a specific

personage, nor ever, unless with rare exceptions--as in the Persians

of Æschylus and a few other lost works, like the Siege of

Miletus--deal with contemporary historical facts.

These poets were concerned with the symbol, the moral, the tradition,

and, if I may be permitted the term, the blasphemy, the declamation,

rather than with depicting the person. This is further seen in the

comedy of the Greek decadence, and still further in that of the

Romans, in which, except in the political squibs, the same personages

nearly always appear, as well as showing out of the masks intended for

the common people--and these figures have come down to us. There are

nearly always the old miser or rake, the go-between slave, the

braggart soldier. The plots were likewise the same: changed children,

reconciled lovers, except in the Greek political satires, in which the

demerits of the adversary were exaggerated into the most atrocious

caricature, and which became like real humorous journals of the

political trifles of the day.

Yet these highly cultivated peoples, agitated by grand public

passions, had absorbing, moving controversies--the struggles of the

Gracchi, the banishment of Themistocles and Aristides, and the varying

fortunes of Marius, of which no trace is found. Nor, for the rest, did

the Latins, who were our masters, and were, as we are after them,

copyists, followers in the footsteps of their Greek predecessors,

readapt contemporary events to their dramatic lines. We in our turn,

down to Goldoni and Molière, and even to this very century, have

copied those ancient comic and tragic writers, warming them up afresh

from Orestes and Clytemnestra, and from events which had not the least

echo among us. Trissin, Maffei, and Alfieri delineated more or less,

on one side tyrants, on the other tyrannicides, which have little to

distinguish them from one another. So in Schiller and Goethe, all the

passions are of the scene rather than of personages. Thus Faust, for

example, and Margaret, are not persons who have a special character.

They are, in fact, personages who cover a symbol, who would tell the

story of literature, the story of the beautiful, the skepticism of

knowledge, but they tell it with a number of interesting, moving

facts, without delineating an individuality. Faust is neither very

good nor very bad, since he with his easy way of speaking commits

rogueries of every kind till finally he is redeemed. He is a

scientific student with a passion for investigation, but in his

enthusiasm, instigated by the devil or by doubt, he too often deserts

the search for the truth for that of pleasure, too often forsakes the

studies that had ennobled his life from youth, and as a man to enjoy

the nights of the Brocken, and worse, the favors of Margaret, of

Helen, till the moment when he redeems himself by saving a people; but

he does this at the last instant, when he is about to die, and has

nothing more to enjoy. Margaret, too, is a child like other children,

who, like so many others, suffers herself to be beguiled by manly

beauty, and has no good qualities except that of being able to die

with fortitude, hoping with the penalty to expiate the sin, which is,

in fact, more the devil's than hers.

The elder Dumas invented an immense diverting confusion of facts, but

his personages are always the same, and are the occasion, the

instrument, the setting of the adventures.

THE REASONS FOR THIS ABSENCE.--The inquiry into the reasons of this

absence of insane persons in the older romances and dramas is a

curious one. The first cause lies evidently in the law of proceeding

in every organism as in every work from the simple to the complex. As

in penal law, not the criminal but the crime was studied at first,

while now both are studied together; as in primordial medicine only

the disease was studied, while now the patient is studied first of

all; so in the drama and in comedy, in the measure that the thought

has become discriminating, it has substituted or rather associated

with observation of the fact _per se_, that of the author of the fact.

The study, of course, exacts more acumen, but it also better satisfies

our reinvigorated culture and opens broader horizons to us.

We have thus done more than abandon the pedantesque scale of the old

time and the mere study of the fact; we have introduced characters

into the personages, which, while they correspond to living and real

characters that we have under our eyes, attempt to resolve a problem

and teach us a moral, and go so far as to represent to us a symbolical

idea which is a pure abstraction of the author's, reaching thence the

maximum of complication.

Naturally, such salient characters as madmen, eccentrics, and

criminals would not be likely to escape the notice of the dramatist,

who finds in them motives for great effects without departing from

truth and probability.

But there is another more material reason for the recent introduction

of insane characters into the theater, and for their greater frequency

and participation in real life. It has been remarked that insane

persons have multiplied a hundredfold with civilization, to such an

extent that where a few years ago one madhouse was enough, now five

hundred and six are needed. Taking, for example, the statistics of the

most progressive country in the world, those of the United States,

furnished by its invaluable census report,[A] we see that the number

of insane persons, which was 15,610 in 1850, 24,042 in 1860, and

37,432 in 1870, rose in 1880 to 91,994; while the population, from

23,191,876 in 1850, increased to 38,558,371 in 1870, to 50,155,783 in

1880--that is, while the population doubled in a little more than

thirty years, the insane increased sixfold; so, in the last decade the

increase in population was thirty per cent, and that of insane one

hundred and fifty-five per cent.

In France[B] there were 131.1 insane per 100,000 inhabitants in 1883,

133 in 1884, 136 in 1888. These figures indicate that the number of

insane is larger in the most civilized countries, and is increasing

every year. It may indeed be said that many of these insane are not

produced but are only revealed by civilization, and that the opening

of the large asylums has caused a considerable number to be brought

into the light who were not known of before. It is true that the

greater care we give now to the insane, as well as to consumptives,

makes them longer-lived. And it is true that as the mind grows

enlightened criminals come to be regarded as insane and thus increase

the apparent number of such. But all this is not sufficient to explain

a doubling in a decade, a tenfold increase in twenty years.

We know, too, that civilization has brought on the development of new

forms of disease, which hardly existed before. For example, general

progressive paralysis was formerly so rare that no special name was

given to it till our time, while now it forms the larger quota of the

maladies of the wealthy, of thinkers, and of military men. Epilepsy

has greatly increased in its psychical form, so that what are called

psychical and obscure epilepsy are a revelation of our times, and that

its close association with crime (which I believe to be one of the

sure facts of modern psychiatry) is still accepted by only a very few

alienists, not to say that it is rejected with indignation, and, I

will remark, with profound ignorance, by most modern jurists.

Alcoholism, too, has taken on enormous proportions. Not that the

ancients did not drink, but rather that pure alcohol had not yet been

introduced; while in the middle ages it passed for one of the most

efficacious remedies--_aqua vita_, living water. Dr. Beard has made a

most judicious observation in America which I have been able to verify

in Sicily--that there must be a very advanced degree of civilization,

or rather of degeneracy produced by civilization, for inebriety to be

transformed into that aggregation of disasters, especially of the

nervous system, which is called alcoholism. Now we have not alcoholism

only, but morphinism, cocainism, all stimuli of the nervous system,

which are used by barbarians as potent excitants, but not to the point

of producing stable alterations except in rare cases, like the _amuck_

of the Malays.

And now, we all of us, at least in the capitals and the great centers,

find ourselves consumed by a feverish activity which makes the mind

labor much more than Nature intended it should, under which is

produced all this mass of neurasthenics, hystericals, besides the

multitudes of moral insane, profoundly egotistical persons, without

affection and wholly directed by a powerful passion for gold, for

which they sacrifice everything, even salvation!

And, finally, we have that group of semi-insane, which I call

_mattoidi_, and who are known as _détraqués_ in France and _cranks_ in

North America--that is, those who have the livery of genius with a

substratum of weakness and the practical cunning of the average man,

who betray their errors only when they write, who hardly exist save

among males (with a few exceptions, like Michel) and in the great

centers. I have never seen them in the country. Civilization is now

depopulating the country and building up the cities, as it is also

augmenting physical excitants with alcoholism, morphinism, etc.

Civilization emblazons the baton of the marshal, and not only of the

marshal but of the president of the republic, in the eyes of everybody

who can read and write. Why, then, should we not suppose that

civilization can further derange the equilibrium of mental labor and,

indirectly, therefore cause an increase of insanity?

Not only has the number of insane increased, but their importance in

society has multiplied fourfold; for which reason we can not fail to

give them attention. The morally insane in politics and the

megalomaniac insane in the bank who inspired Ibsen are to be found

walking around in every country. The blood-criminal, transmuted into

the forger and the bankrupt, penetrates into our houses, and we suffer

from him every day; while the insane man at first was not regarded, or

was adored under the form of a saint or hated as a wizard, possessed

of the devil always, or seemed a phenomenon strange to society, a

species of extraplanetary meteor. If we add that the degeneration

provoked by the abuses of civilization has begotten a multitude of

forms akin to madness which afford a field for combinations now

tragic, now strangely comic--like the phobia by which one is afraid to

cross a room, or avoids a certain group of words, or refuses to know

how many doors and windows there are on the street, or can not be at

ease without saying sexual pacifying formulas; a class who with their

perverted tastes form a real new world apart; and they all may inspire

new dramatic settings forth.

As a third cause we add that in our age psychology has penetrated into

all departments. There are psychologies of the senses, of the

sentiments, of the will, the psychology of the crowd, of the insane,

of criminals, and finally the psychology of the cell, or at least of

the infusoria (Binet). Therefore, as statistics is applied to history,

to politics, to religion, in the same way psychology has at last

entered into romance and the drama, and has taken the lion's share.

And, far from being repelled by the public, the authors who use it or

abuse it, like Euripides and to a certain point Shakespeare, win the

admiration of the public; and we are proud to see Zola taking from

_L'Uomo delinquente_ the Jacques of his _Bête humaine_ to make an

immortal figure of him, and Dostoiewski depicting innate criminals in

his House of the Dead, and the criminaloid in his Crime and

Punishment; and we do not despise Bourget when, making more a

caricature of psychology than a psychology, he assumes to apply it to

the toilets of women and the Parisian _cocottes_ under the form of a

psychology of love.

It may at first sight seem a contradiction that we have shown that

there were also found in antiquity at great intervals dramatic poets

and romancers like Shakespeare, Dante, and Euripides who, led by the

observing and creative instinct, did not confine themselves to events,

but studied characters too, and, keenly perceiving the dramatic

potencies in the character of insanity, treasured it up in their

works. Thus Euripides depicts Helena, vain even into her old age,

saving a part of the hair she was offering at the tomb of her sister

so as not to lose what remained of her former beauty; and Orestes has

not the simple bestial fury depicted by Æschylus, but has choreic

movements, genial intervals, and a tendency to suicide, which show

that the author had attained a true conception of the maniac.

In the Mahabharata the maiden Damaianti is described as made insane by

love (Book II, st. iii) and Nalo, who, possessed by the demon Kali,

stakes his kingdom on the dice, and, denying his wife, abandons her in

the wood:

"And with soul slave to the thought, discolored face, and all absorbed

in sighs, now lifting up the head, now musing, bereft of sense, you

would say; a sudden pallor came on. With mind occupied with one

desire, nor sleep, nor the table, nor the sight of familiar friends

afforded pleasure, nor day nor night gave repose. Ah! poor miserable

one! thus exclaiming and bursting into tears, by that lament, by those

soul-sick acts, she was recognized by her friends."

Niceforus has shown how Dante in his Inferno has delineated in the

damned the characteristics which my school gives to the born criminal.

Shakespeare has done better, and has divined many criminal

characteristics through the greater intensity of the crime in the

criminal woman. Virile even when compared with the criminal man, Lady

Macbeth is crueler than her husband, and, more than that, has many of

the characteristics of men:

"Bring forth men-children only,

For thy undaunted mettle should compose

Nothing but males."

And Macbeth, as cool in the crime as the artful contriver of it, is

hysterical and hypnotic, and in the accesses reproduces the acts and

words of the tragedy, showing that the author knew that hysterics and

somnambulists often repeat the acts and the emotions which mark the

climax of their malady.

Hamlet has the folly of doubts and hallucinations, simulates the

ravings of a madman, but in his suspicious cunning discovers and

anticipates what is contemplated to his harm, is homicidal through

fear, and is yet often discreet, and a good lover, save that his love

vanishes before the fixed idea.

In Ophelia, disappointed love, the contact with a madman or a

pretended one, the death of her father almost under her very eyes,

provoke a species of madness which would now be called mental

confusion, with vague ideas of persecution, dim recollections of love

betrayed and of her father, incoherent and confused expressions ending

in automatic suicide. This confirms our conclusions.

Genius has also anticipated an epoch in the use and abuse of lunatics,

just because time is canceled for genius, because genius anticipates

the future work of centuries. But on this subject the inquiry is

pertinent why, while in the complaisant literary world such creations

as the Argenson of Daudet, the Jack of Zola, and the Eliza of Goncourt

find, if not an immediate, a kindly and ready acceptance--while all

the great artists, even the most ancient ones, have given the type

which I assign to the born delinquents to executioners and

criminals--the world has refused to accept the existence of the

criminal type of insanity in genius, and the relations in criminals

between epilepsy and crime which are nevertheless received in romance

and the drama. It is because when we are in the presence of true

figures, made to move before us under a strong light by the great

artists, the consciousness of the truth which lies dormant in all of

us, smothered and broken under distortion by the schools, reawakens,

and rebels against the conventional forms which they have imposed; all

the more so because the charm of art has vastly magnified the lines of

the truth, has rendered them more evident, and has thus much

diminished the effort required to master them. If, on the other hand,

we base our conclusion upon cold statistics and what I should call a

skeleton study of the facts, we find the old views rising in confusion

with those of sentiment and the artistic sense, and we arrive at

nothing.

Appletons' Popular Science Monthly, May 1899 Volume LV, No. 1, May 1899 · 第 23 / 46 题