“In examining the history of mankind, as well as in examining the

phenomena of the material world, when we cannot trace the process by which

an event _has been_ produced, it is often of importance to be able to show

how it _may have been_ produced by natural causes. Thus, although it is

impossible to determine with certainty what the steps were by which any

particular language was formed, yet if we can show, from the known

principles of human nature, how all its various parts _might_ gradually

have arisen, the mind is not only to a certain degree satisfied, but a

check is given to that indolent philosophy which refers to a miracle

whatever appearances, both in the natural and moral worlds, it is unable

to explain.”(315)

This quotation from an eminent Scotch philosopher contains the best advice

that could be given to the student of the science of language, when he

approaches the problem which we have to examine to-day, namely, the origin

of language. Though we have stripped that problem of the perplexing and

mysterious aspect which it presented to the philosophers of old, yet, even

in its simplest form, it seems to be almost beyond the reach of the human

understanding.

If we were asked the riddle how images of the eye and all the sensations

of our senses could be represented by sounds, nay, could be so embodied in

sounds as to express thought and excite thought, we should probably give

it up as the question of a madman, who, mixing up the most heterogeneous

subjects, attempted to change color into sound and sound into

thought.(316) Yet this is the riddle which we have now to solve.

It is quite clear that we have no means of solving the problem of the

origin of language _historically_, or of explaining it as a matter of fact

which happened once in a certain locality and at a certain time. History

does not begin till long after mankind had acquired the power of language,

and even the most ancient traditions are silent as to the manner in which

man came in possession of his earliest thoughts and words. Nothing, no

doubt, would be more interesting than to know from historical documents

the exact process by which the first man began to lisp his first words,

and thus to be rid forever of all the theories on the origin of speech.

But this knowledge is denied us; and, if it had been otherwise, we should

probably be quite unable to understand those primitive events in the

history of the human mind.(317) We are told that the first man was the son

of God, that God created him in His own image, formed him of the dust of

the ground, and breathed into his nostrils the breath of life. These are

simple facts, and to be accepted as such; if we begin to reason on them,

the edge of the human understanding glances off. Our mind is so

constituted that it cannot apprehend the absolute beginning or the

absolute end of anything. If we tried to conceive the first man created as

a child, and gradually unfolding his physical and mental powers, we could

not understand his living for _one_ day without supernatural aid. If, on

the contrary, we tried to conceive the first man created full-grown in

body and mind, the conception of an effect without a cause, of a

full-grown mind without a previous growth, would equally transcend our

reasoning powers. It is the same with the first beginnings of language.

Theologians who claim for language a divine origin drift into the most

dangerous anthropomorphism, when they enter into any details as to the

manner in which they suppose the Deity to have compiled a dictionary and

grammar in order to teach them to the first man, as a schoolmaster teaches

the deaf and dumb. And they do not see that, even if all their premises

were granted, they would have explained no more than how the first man

might have learnt a language, if there was a language ready made for him.

How that language was made would remain as great a mystery as ever.

Philosophers, on the contrary, who imagine that the first man, though left

to himself, would gradually have emerged from a state of mutism and have

invented words for every new conception that arose in his mind, forget

that man could not by his own power have acquired _the faculty_ of speech

which is the distinctive character of mankind,(318) unattained and

unattainable by the mute creation. It shows a want of appreciation as to

the real bearings of our problem, if philosophers appeal to the fact that

children are born without language, and gradually emerge from mutism to

the full command of articulate speech. We want no explanation how birds

learn to fly, created as they are with organs adapted to that purpose. Nor

do we wish to inquire how children learn to use the various faculties with

which the human body and soul are endowed. We want to gain, if possible,

an insight into the original faculty of speech; and for that purpose I

fear it is as useless to watch the first stammerings of children, as it

would be to repeat the experiment of the Egyptian king who intrusted two

new-born infants to a shepherd, with the injunction to let them suck a

goat’s milk, and to speak no word in their presence, but to observe what

word they would first utter.(319) The same experiment is said to have been

repeated by the Swabian emperor, Frederic II., by James IV. of Scotland,

and by one of the Mogul emperors of India. But, whether for the purpose of

finding out which was the primitive language of mankind, or of discovering

how far language was natural to man, the experiments failed to throw any

light on the problem before us. Children, in learning to speak, do not

invent language. Language is there ready made for them. It has been there

for thousands of years. They acquire the use of a language, and, as they

grow up, they may acquire the use of a second and a third. It is useless

to inquire whether infants, left to themselves, would invent a language.

It would be impossible, unnatural, and illegal to try the experiment, and,

without repeated experiments, the assertions of those who believe and

those who disbelieve the possibility of children inventing a language of

their own, are equally valueless. All we know for certain is, that an

English child, if left to itself, would never begin to speak English, and

that history supplies no instance of any language having thus been

invented.

If we want to gain an insight into the faculty of flying, which is a

characteristic feature of birds, all we can do is, first, to compare the

structure of birds with that of other animals which are devoid of that

faculty, and secondly, to examine the conditions under which the act of

flying becomes possible. It is the same with speech. Speech is a specific

faculty of man. It distinguishes man from all other creatures; and if we

wish to acquire more definite ideas as to the real nature of human speech,

all we can do is to compare man with those animals that seem to come

nearest to him, and thus to try to discover what he shares in common with

these animals, and what is peculiar to him and to him alone. After we have

discovered this, we may proceed to inquire into the conditions under which

speech becomes possible, and we shall then have done all that we can do,

considering that the instruments of our knowledge, wonderful as they are,

are yet far too weak to carry us into all the regions to which we may soar

on the wings of our imagination.

In comparing man with the other animals, we need not enter here into the

physiological questions whether the difference between the body of an ape

and the body of a man is one of degree or of kind. However that question

is settled by physiologists we need not be afraid. If the structure of a

mere worm is such as to fill the human mind with awe, if a single glimpse

which we catch of the infinite wisdom displayed in the organs of the

lowest creature gives us an intimation of the wisdom of its Divine Creator

far transcending the powers of our conception, how are we to criticise and

disparage the most highly organized creatures of His creation, creatures

as wonderfully made as we ourselves? Are there not many creatures on many

points more perfect even than man? Do we not envy the lion’s strength, the

eagle’s eye, the wings of every bird? If there existed animals altogether

as perfect as man in their physical structure, nay, even more perfect, no

thoughtful man would ever be uneasy. His true superiority rests on

different grounds. “I confess,” Sydney Smith writes, “I feel myself so

much at ease about the superiority of mankind—I have such a marked and

decided contempt for the understanding of every baboon I have ever seen—I

feel so sure that the blue ape without a tail will never rival us in

poetry, painting, and music, that I see no reason whatever that justice

may not be done to the few fragments of soul and tatters of understanding

which they may really possess.” The playfulness of Sydney Smith in

handling serious and sacred subjects has of late been found fault with by

many: but humor is a safer sign of strong convictions and perfect safety

than guarded solemnity.

With regard to our own problem, no one can doubt that certain animals

possess all the physical requirements for articulate speech. There is no

letter of the alphabet which a parrot will not learn to pronounce.(320)

The fact, therefore, that the parrot is without a language of his own,

must be explained by a difference between the _mental_, not between the

_physical_, faculties of the animal and man; and it is by a comparison of

the mental faculties alone, such as we find them in man and brutes, that

we may hope to discover what constitutes the indispensable qualification

for language, a qualification to be found in man alone, and in no other

creature on earth.

I say _mental faculties_, and I mean to claim a large share of what we

call our mental faculties for the higher animals. These animals have

_sensation_, _perception_, _memory_, _will_, and _intellect_, only we must

restrict intellect to the comparing or interlacing of single perceptions.

All these points can be proved by irrefragable evidence, and that evidence

has never, I believe, been summed up with greater lucidity and power than

in one of the last publications of M. P. Flourens, “De la Raison, du

Génie, et de la Folie:” Paris, 1861. There are no doubt many people who

are as much frightened at the idea that brutes have souls and are able to

think, as by “the blue ape without a tail.” But their fright is entirely

of their own making. If people will use such words as soul or thought

without making it clear to themselves and others what they mean by them,

these words will slip away under their feet, and the result must be

painful. If we once ask the question, Have brutes a soul? we shall never

arrive at any conclusion; for _soul_ has been so many times defined by

philosophers from Aristotle down to Hegel, that it means everything and

nothing. Such has been the confusion caused by the promiscuous employment

of the ill-defined terms of mental philosophy that we find Descartes

representing brutes as living machines, whereas Leibniz claims for them

not only souls, but immortal souls. “Next to the error of those who deny

the existence of God,” says Descartes, “there is none so apt to lead weak

minds from the right path of virtue, as to think that the soul of brutes

is of the same nature as our own; and, consequently, that we have nothing

to fear or to hope after this life, any more than flies or ants; whereas,

if we know how much they differ, we understand much better that _our_ soul

is quite independent of the body, and consequently not subject to die with

the body.”

The spirit of these remarks is excellent, but the argument is extremely

weak. It does not follow that brutes have no souls because they have no

human souls. It does not follow that the souls of men are not immortal,

because the souls of brutes are not immortal; nor has the _major premiss_

ever been proved by any philosopher, namely, that the souls of brutes must

necessarily be destroyed and annihilated by death. Leibniz, who has

defended the immortality of the human soul with stronger arguments than

even Descartes, writes:—“I found at last how the souls of brutes and their

sensations do not at all interfere with the immortality of human souls; on

the contrary, nothing serves better to establish our natural immortality

than to believe that all souls are imperishable.”

Instead of entering into these perplexities, which are chiefly due to the

loose employment of ill-defined terms, let us simply look at the facts.

Every unprejudiced observer will admit that—

1. Brutes see, hear, taste, smell, and feel; that is to say, they have

five senses, just like ourselves, neither more nor less. They have both

sensation and perception, a point which has been illustrated by M.

Flourens by the most interesting experiments. If the roots of the optic

nerve are removed, the retina in the eye of a bird ceases to be excitable,

the iris is no longer movable; the animal is blind, because it has lost

the organ of _sensation_. If, on the contrary, the cerebral lobes are

removed, the eye remains pure and sound, the retina excitable, the iris

movable. The eye is preserved, yet the animal cannot see, because it has

lost the organs of _perception_.

2. Brutes have sensations of pleasure and pain. A dog that is beaten

behaves exactly like a child that is chastised, and a dog that is fed and

fondled exhibits the same signs of satisfaction as a boy under the same

circumstances. We can only judge from signs, and if they are to be trusted

in the case of children, they must be trusted likewise in the case of

brutes.

3. Brutes do not forget, or as philosophers would say, brutes have memory.

They know their masters, they know their home; they evince joy on

recognizing those who have been kind to them, and they bear malice for

years to those by whom they have been insulted or ill-treated. Who does

not recollect the dog Argos in the Odyssey, who, after so many years’

absence, was the first to recognize Ulysses?(321)

4. Brutes are able to compare and to distinguish. A parrot will take up a

nut, and throw it down again, without attempting to crack it. He has found

that it is light; this he could discover only by comparing the weight of

the good nuts with that of the bad: and he has found that it has no

kernel; this he could discover only by what philosophers would dignify

with the grand title of syllogism, namely, “all light nuts are hollow;

this is a light nut, therefore this nut is hollow.”

5. Brutes have a will of their own. I appeal to any one who has ever

ridden a restive horse.

6. Brutes show signs of shame and pride. Here again any one who has to

deal with dogs, who has watched a retriever with sparkling eyes placing a

partridge at his master’s feet, or a hound slinking away with his tail

between his legs from the huntsman’s call, will agree that these signs

admit of but one interpretation. The difficulty begins when we use

philosophical language, when we claim for brutes a moral sense, a

conscience, a power of distinguishing good and evil; and, as we gain

nothing by these scholastic terms, it is better to avoid them altogether.

7. Brutes show signs of love and hatred. There are well-authenticated

stories of dogs following their masters to the grave, and refusing food

from any one. Nor is there any doubt that brutes will watch their

opportunity till they revenge themselves on those whom they dislike.

If, with all these facts before us, we deny that brutes have sensation,

perception, memory, will, and intellect, we ought to bring forward

powerful arguments for interpreting the signs which we observe in brutes

so differently from those which we observe in men.

Some philosophers imagine they have explained everything, if they ascribe

to brutes _instinct_ instead of _intellect_. But, if we take these two

words in their usual acceptations, they surely do not exclude each

other.(322) There are instincts in man as well as in brutes. A child takes

his mother’s breast by instinct; the spider weaves its net by instinct;

the bee builds her cell by instinct. No one would ascribe to the child a

knowledge of physiology because it employs the exact muscles which are

required for sucking; nor shall we claim for the spider a knowledge of

mechanics, or for the bee an acquaintance with geometry, because _we_

could not do what they do without a study of these sciences. But what if

we tear a spider’s web, and see the spider examining the mischief that is

done, and either giving up his work in despair, or endeavoring to mend it

as well as may be?(323) Surely here we have the instinct of weaving

controlled by observation, by comparison, by reflection, by judgment.

Instinct, whether mechanical or moral, is more prominent in brutes than in

man; but it exists in both, as much as intellect is shared by both.

Where, then, is the difference between brute and man?(324) What is it that

man can do, and of which we find no signs, no rudiments, in the whole

brute world? I answer without hesitation: the one great barrier between

the brute and man is _Language_. Man speaks, and no brute has ever uttered

a word. Language is our Rubicon, and no brute will dare to cross it. This

is our matter of fact answer to those who speak of development, who think

they discover the rudiments at least of all human faculties in apes, and

who would fain keep open the possibility that man is only a more favored

beast, the triumphant conqueror in the primeval struggle for life.

Language is something more palpable than a fold of the brain, or an angle

of the skull. It admits of no cavilling, and no process of natural

selection will ever distill significant words out of the notes of birds or

the cries of beasts.

Language, however, is only the outward sign. We may point to it in our

arguments, we may challenge our opponent to produce anything approaching

to it from the whole brute world. But if this were all, if the art of

employing articulate sounds for the purpose of communicating our

impressions were the only thing by which we could assert our superiority

over the brute creation, we might not unreasonably feel somewhat uneasy at

having the gorilla so close on our heels.

It cannot be denied that brutes, though they do not use articulate sounds

for that purpose, have nevertheless means of their own for communicating

with each other. When a whale is struck, the whole shoal, though widely

dispersed, are instantly made aware of the presence of an enemy; and when

the grave-digger beetle finds the carcass of a mole, he hastens to

communicate the discovery to his fellows, and soon returns with his _four_

confederates.(325) It is evident, too, that dogs, though they do not

speak, possess the power of understanding much that is said to them, their

names and the calls of their master; and other animals, such as the

parrot, can pronounce every articulate sound. Hence, although for the

purpose of philosophical warfare, articulate language would still form an

impregnable position, yet it is but natural that for our own satisfaction

we should try to find out in what the strength of our position really

consists; or, in other words, that we should try to discover that inward

power of which language is the outward sign and manifestation.

For this purpose it will be best to examine the opinions of those who

approached our problem from another point; who, instead of looking for

outward and palpable signs of difference between brute and man, inquired

into the inward mental faculties, and tried to determine the point where

man transcends the barriers of the brute intellect. That point, if truly

determined, ought to coincide with the starting-point of language: and, if

so, that coincidence ought to explain the problem which occupies us at

present.

I shall read an extract from Locke’s Essay concerning Human Understanding.

After having explained how universal ideas are made, how the mind, having

observed the same color in chalk, and snow, and milk, comprehends these

single perceptions under the general conception of whiteness, Locke

continues:(326) “If it may be doubted, whether beasts compound and enlarge

their ideas that way to any degree: this, I think, I may be positive in,

that the power of abstracting is not at all in them; and that the having

of general ideas is that which puts a perfect distinction betwixt man and

brutes, and is an excellency which the faculties of brutes do by no means

attain to.”

If Locke is right in considering the having general ideas as the

distinguishing feature between man and brutes, and, if we ourselves are

right in pointing to language as the one palpable distinction between the

two, it would seem to follow that language is the outward sign and

realization of that inward faculty which is called the faculty of

abstraction, but which is better known to us by the homely name of Reason.

Let us now look back to the result of our former Lectures. It was this.

After we had explained everything in the growth of language that can be

explained, there remained in the end, as the only inexplicable residuum,

what we called _roots_. These roots formed the constituent elements of all

languages. This discovery has simplified the problem of the origin of

language immensely. It has taken away all excuse for those rapturous

descriptions of language which invariably preceded the argument that

language must have a divine origin. We shall hear no more of that

wonderful instrument which can express all we see, and hear, and taste,

and touch, and smell; which is the breathing image of the whole world;

which gives form to the airy feelings of our souls, and body to the

loftiest dreams of our imagination; which can arrange in accurate

perspective the past, the present, and the future, and throw over

everything the varying hues of certainty, of doubt, of contingency. All

this is perfectly true, but it is no longer wonderful, at least not in the

Arabian Nights sense of that word. “The speculative mind,” as Dr. Ferguson

says, “in comparing the first and last steps of the progress of language,

feels the same sort of amazement with a traveller, who, after rising

insensibly on the slope of a hill, comes to look from a precipice of an

almost unfathomable depth to the summit of which he scarcely believes

himself to have ascended without supernatural aid.” To certain minds it is

a disappointment to be led down again by the hand of history from that

high summit. They prefer the unintelligible which they can admire, to the

intelligible which they can only understand. But to a mature mind reality

is more attractive than fiction, and simplicity more wonderful than

complication. Roots may seem dry things as compared with the poetry of

Goethe. Yet there is something more truly wonderful in a root than in all

the lyrics of the world.

What, then, are these roots? In our modern languages roots can only be

discovered by scientific analysis, and, even as far back as Sanskrit, we

may say that no root was ever used as a noun or as a verb. But originally

roots were thus used, and in Chinese we have fortunately preserved to us a

representative of that primitive radical stage which, like the granite,

underlies all other strata of human speech. The Aryan root _DÂ_, to give,

appears in Sanskrit _dâ-nam_, _donum_, gift, as a substantive; in _do_,

Sanskrit _dadâmi_, Greek _di-dō-mi_, I give, as a verb; but the root DÂ

can never be used by itself. In Chinese, on the contrary, the root TA, as

such, is used in the sense of a noun, greatness; of a verb, to be great;

of an adverb, greatly or much. Roots therefore are not, as is commonly

maintained, merely scientific abstractions, but they were used originally

as real words. What we want to find out is this, What inward mental phase

is it that corresponds to these roots, as the germs of human speech?

Two theories have been started to solve this problem, which, for

shortness’ sake, I shall call the _Bow-wow theory_ and the _Pooh-pooh

theory_.(327)

Lectures on the Science of Language · 第 21 / 30 段