The first objection which was sure to be raised on the part of such

sciences as botany, geology, or physiology is this:—Language is the work

of man; it was invented by man as a means of communicating his thoughts,

when mere looks and gestures proved inefficient; and it was gradually, by

the combined efforts of succeeding generations, brought to that perfection

which we admire in the idiom of the Bible, the Vedas, the Koran, and in

the poetry of Homer, Virgil, Dante, and Shakespeare. Now it is perfectly

true that if language be the work of man, in the same sense in which a

statue, or a temple, or a poem, or a law are properly called the works of

man, the science of language would have to be classed as an historical

science. We should have a history of language as we have a history of art,

of poetry, and of jurisprudence, but we could not claim for it a place

side by side with the various branches of Natural History. It is true,

also, that if you consult the works of the most distinguished modern

philosophers you will find that whenever they speak of language, they take

it for granted that language is a human invention, that words are

artificial signs, and that the varieties of human speech arose from

different nations agreeing on different sounds as the most appropriate

signs of their different ideas. This view of the origin of language was so

powerfully advocated by the leading philosophers of the last century, that

it has retained an undisputed currency even among those who, on almost

every other point, are strongly opposed to the teaching of that school. A

few voices, indeed, have been raised to protest against the theory of

language being originally invented by man. But they, in their zeal to

vindicate the divine origin of language, seem to have been carried away so

far as to run counter to the express statements of the Bible. For in the

Bible it is not the Creator who gives names to all things, but Adam. “Out

of the ground,” we read, “the Lord God formed every beast of the field,

and every fowl of the air; and brought them unto Adam to see what he would

call them: and whatsoever Adam called every living creature, that was the

name thereof.”(14) But with the exception of this small class of

philosophers, more orthodox even than the Bible,(15) the generally

received opinion on the origin of language is that which was held by

_Locke_, which was powerfully advocated by _Adam Smith_ in his Essay on

the Origin of Language, appended to his Treatise on Moral Sentiments, and

which was adopted with slight modifications by _Dugald Stewart_. According

to them, man must have lived for a time in a state of mutism, his only

means of communication consisting in gestures of the body, and in the

changes of countenance, till at last, when ideas multiplied that could no

longer be pointed at with the fingers, “they found it necessary to invent

artificial signs of which the meaning was fixed by mutual agreement.” We

need not dwell on minor differences of opinion as to the exact process by

which this artificial language is supposed to have been formed. Adam Smith

would wish us to believe that the first artificial words were _verbs_.

Nouns, he thinks, were of less urgent necessity because things could be

pointed at or imitated, whereas mere actions, such as are expressed by

verbs, could not. He therefore supposes that when people saw a wolf

coming, they pointed at him, and simply cried out, “He comes.” Dugald

Stewart, on the contrary, thinks that the first artificial words were

nouns, and that the verbs were supplied by gesture; that, therefore, when

people saw a wolf coming, they did not cry “He comes,” but “Wolf, Wolf,”

leaving the rest to be imagined.(16)

But whether the verb or the noun was the first to be invented is of little

importance; nor is it possible for us, at the very beginning of our

inquiry into the nature of language, to enter upon a minute examination of

a theory which represents language as a work of human art, and as

established by mutual agreement as a medium of communication. While fully

admitting that if this theory were true, the science of language would not

come within the pale of the physical sciences, I must content myself for

the present with pointing out that no one has yet explained how, without

language, a discussion on the merits of each word, such as must

necessarily have preceded a mutual agreement, could have been carried on.

But as it is the object of these lectures to prove that language is not a

work of human art, in the same sense as painting, or building, or writing,

or printing, I must ask to be allowed, in this preliminary stage, simply

to enter my protest against a theory, which, though still taught in the

schools, is, nevertheless, I believe, without a single fact to support its

truth.

But there are other objections besides this which would seem to bar the

admission of the science of language to the circle of the physical

sciences. Whatever the origin of language may have been, it has been

remarked with a strong appearance of truth, that language has a history of

its own, like art, like law, like religion; and that, therefore, the

science of language belongs to the circle of the _historical_, or, as they

used to be called, the _moral_, in contradistinction to the _physical_

sciences. It is a well-known fact, which recent researches have not

shaken, that nature is incapable of progress or improvement. The flower

which the botanist observes to-day was as perfect from the beginning.

Animals, which are endowed with what is called an artistic instinct, have

never brought that instinct to a higher degree of perfection. The

hexagonal cells of the bee are not more regular in the nineteenth century

than at any earlier period, and the gift of song has never, as far as we

know, been brought to a higher perfection by our nightingale than by the

Philomelo of the Greeks. “Natural History,” to quote Dr. Whewell’s

words,(17) “when systematically treated, excludes all that is historical,

for it classes objects by their permanent and universal properties, and

has nothing to do with the narration of particular or casual facts.” Now,

if we consider the large number of tongues spoken in different parts of

the world with all their dialectic and provincial varieties, if we observe

the great changes which each of these tongues has undergone in the course

of centuries, how Latin was changed into Italian, Spanish, Portuguese,

Provençal, French, Wallachian, and Roumansch; how Latin again, together

with Greek, and the Celtic, the Teutonic, and Slavonic languages, together

likewise with the ancient dialects of India and Persia, must have sprung

from an earlier language, the mother of the whole Indo-European or Aryan

family of speech; if we see how Hebrew, Arabic, and Syriac, with several

minor dialects, are but different impressions of one and the same common

type, and must all have flowed from the same source, the original language

of the Semitic race; and if we add to these two, the Aryan and Semitic, at

least one more well-established class of languages, the Turanian,

comprising the dialects of the nomad races scattered over Central and

Northern Asia, the Tungusic, Mongolic, Turkic,(18) Samoyedic, and Finnic,

all radii from one common centre of speech:—if we watch this stream of

language rolling on through centuries in these three mighty arms, which,

before they disappear from our sight in the far distance, clearly show a

convergence towards one common source: it would seem, indeed, as if there

were an historical life inherent in language, and as if both the will of

man and the power of time could tell, if not on its substance, at least on

its form. And even if the mere local varieties of speech were not

considered sufficient ground for excluding language from the domain of

natural science, there would still remain the greater difficulty of

reconciling with the recognized principles of physical science the

historical changes affecting every one of these varieties. Every part of

nature, whether mineral, plant, or animal, is the same in kind from the

beginning to the end of its existence, whereas few languages could be

recognized as the same after the lapse of but a thousand years. The

language of Alfred is so different from the English of the present day

that we have to study it in the same manner as we study Greek and Latin.

We can read Milton and Bacon, Shakespeare and Hooker; we can make out

Wycliffe and Chaucer; but, when we come to the English of the thirteenth

century, we can but guess its meaning, and we fail even in this with works

previous to the Ormulum and Layamon. The historical changes of language

may be more or less rapid, but they take place at all times and in all

countries. They have reduced the rich and powerful idiom of the poets of

the Veda to the meagre and impure jargon of the modern Sepoy. They have

transformed the language of the Zend-Avesta and of the mountain records of

Behistún into that of Firdusi and the modern Persians; the language of

Virgil into that of Dante, the language of Ulfilas into that of

Charlemagne, the language of Charlemagne into that of Goethe. We have

reason to believe that the same changes take place with even greater

violence and rapidity in the dialects of savage tribes, although, in the

absence of a written literature, it is extremely difficult to obtain

trustworthy information. But in the few instances where careful

observations have been made on this interesting subject, it has been found

that among the wild and illiterate tribes of Siberia, Africa, and Siam,

two or three generations are sufficient to change the whole aspect of

their dialects. The languages of highly civilized nations, on the

contrary, become more and more stationary, and seem sometimes almost to

lose their power of change. Where there is a classical literature, and

where its language is spread to every town and village, it seems almost

impossible that any further changes should take place. Nevertheless, the

language of Rome, for so many centuries the queen of the whole civilized

world, was deposed by the modern Romance dialects, and the ancient Greek

was supplanted in the end by the modern Romaic. And though the art of

printing and the wide diffusion of Bibles, and Prayer-books, and

newspapers have acted as still more powerful barriers to arrest the

constant flow of human speech, we may see that the language of the

authorized version of the Bible, though perfectly intelligible, is no

longer the spoken language of England. In Booker’s Scripture and

Prayer-book Glossary(19) the number of words or senses of words which have

become obsolete since 1611, amount to 388, or nearly one fifteenth part of

the whole number of words used in the Bible. Smaller changes, changes of

accent and meaning, the reception of new, and the dropping of old words,

we may watch as taking place under our own eyes. Rogers(20) said that

“_cóntemplate_ is bad enough, but _bálcony_ makes me sick,” whereas at

present no one is startled by _cóntemplate_ instead of _contémplate_, and

_bálcony_ has become more usual than _balcóny_. Thus _Roome_ and _chaney_,

_layloc_ and _goold_, have but lately been driven from the stage by

_Rome_, _china_, _lilac_, and _gold_, and some courteous gentlemen of the

old school still continue to be _obleeged_ instead of being _obliged_.

_Force_,(21) in the sense of a waterfall, and _gill_, in the sense of a

rocky ravine, were not used in classical English before Wordsworth.

_Handbook_,(22) though an old Anglo-Saxon word, has but lately taken the

place of _manual_, and a number of words such as _cab_ for cabriolet,

_buss_ for omnibus, and even a verb such as _to shunt_ tremble still on

the boundary line between the vulgar and the literary idioms. Though the

grammatical changes that have taken place since the publication of the

authorized version are yet fewer in number, still we may point out some.

The termination of the third person singular in _th_ is now entirely

replaced by _s_. No one now says _he liveth_, but only _he lives_. Several

of the irregular imperfects and participles have assumed a new form. No

one now uses _he spake_, and _he drave_, instead of _he spoke_, and _he

drove_; _holpen_ is replaced by _helped_; _holden_ by _held_; _shapen_ by

_shaped_. The distinction between _ye_ and _you_, the former being

reserved for the nominative, the latter for all the other cases, is given

up in modern English; and what is apparently a new grammatical form, the

possessive pronoun _its_, has sprung into life since the beginning of the

seventeenth century. It never occurs in the Bible; and though it is used

three or four times by Shakespeare, Ben Jonson does not recognize it as

yet in his English Grammar.(23)

It is argued, therefore, that as language, differing thereby from all

other productions of nature, is liable to historical alterations, it is

not fit to be treated in the same manner as the subject-matter of all the

other physical sciences.

There is something very plausible in this objection, but if we examine it

more carefully, we shall find that it rests entirely on a confusion of

terms. We must distinguish between historical change and natural growth.

Art, science, philosophy, and religion all have a history; language, or

any other production of nature, admits only of growth.

Let us consider, first, that although there is a continuous change in

language, it is not in the power of man either to produce or to prevent

it. We might think as well of changing the laws which control the

circulation of our blood, or of adding an inch to our height, as of

altering the laws of speech, or inventing new words according to our own

pleasure. As man is the lord of nature only if he knows her laws and

submits to them, the poet and the philosopher become the lords of language

only if they know its laws and obey them.

When the Emperor Tiberius had made a mistake, and was reproved for it by

Marcellus, another grammarian of the name of Capito, who happened to be

present, remarked that what the emperor said was good Latin, or, if it

were not, it would soon be so. Marcellus, more of a grammarian than a

courtier, replied, “Capito is a liar; for, Cæsar, thou canst give the

Roman citizenship to men, but not to words.” A similar anecdote is told of

the German Emperor Sigismund. When presiding at the Council of Costnitz,

he addressed the assembly in a Latin speech, exhorting them to eradicate

the schism of the Hussites. “Videte Patres,” he said, “ut eradicetis

schismam Hussitarum.” He was very unceremoniously called to order by a

monk, who called out, “Serenissime Rex, schisma est generis neutri.”(24)

The emperor, however, without losing his presence of mind, asked the

impertinent monk, “How do you know it?” The old Bohemian school-master

replied, “Alexander Gallus says so.” “And who is Alexander Gallus?” the

emperor rejoined. The monk replied, “He was a monk.” “Well,” said the

emperor, “and I am Emperor of Rome; and my word, I trust, will be as good

as the word of any monk.” No doubt the laughers were with the emperor; but

for all that, _schisma_ remained a neuter, and not even an emperor could

change its gender or termination.

The idea that language can be changed and improved by man is by no means a

new one. We know that Protagoras, an ancient Greek philosopher, after

laying down some laws on gender, actually began to find fault with the

text of Homer, because it did not agree with his rules. But here, as in

every other instance, the attempt proved unavailing. Try to alter the

smallest rule of English, and you will find that it is physically

impossible. There is apparently a very small difference between _much_ and

_very_, but you can hardly ever put one in the place of the other. You can

say, “I am very happy,” but not “I am much happy,” though you may say “I

am most happy.” On the contrary, you can say “I am much misunderstood,”

but not “I am very misunderstood.” Thus the western Romance dialects,

Spanish and Portuguese, together with Wallachian, can only employ the

Latin word _magis_ for forming comparatives:—Sp. _mas dulce_; Port. _mais

doce_; Wall, _mai dulce_; while French, Provençal, and Italian only allow

_of plus_ for the same purpose: Ital. _più dolce_; Prov. _plus dous_; Fr.

_plus doux_. It is by no means impossible, however, that this distinction

between _very_, which is now used with adjectives only, and _much_, which

precedes participles, should disappear in time. In fact, “very pleased”

and “very delighted” are Americanisms which may be heard even in this

country. But if that change take place, it will not be by the will of any

individual, nor by the mutual agreement of any large number of men, but

rather in spite of the exertions of grammarians and academies. And here

you perceive the first difference between history and growth. An emperor

may change the laws of society, the forms of religion, the rules of art:

it is in the power of one generation, or even of one individual, to raise

an art to the highest pitch of perfection, while the next may allow it to

lapse, till a new genius takes it up again with renewed ardor. In all this

we have to deal with the conscious acts of individuals, and we therefore

move on historical ground. If we compare the creations of Michael Angelo

or Raphael with the statues and frescoes of ancient Rome, we can speak of

a history of art. We can connect two periods separated by thousands of

years through the works of those who handed on the traditions of art from

century to century; but we shall never meet with that continuous and

unconscious growth which connects the language of Plautus with that of

Dante. The process through which language is settled and unsettled

combines in one the two opposite elements of necessity and free will.

Though the individual seems to be the prime agent in producing new words

and new grammatical forms, he is so only after his individuality has been

merged in the common action of the family, tribe, or nation to which he

belongs. He can do nothing by himself, and the first impulse to a new

formation in language, though given by an individual, is mostly, if not

always, given without premeditation, nay, unconsciously. The individual,

as such, is powerless, and the results apparently produced by him depend

on laws beyond his control, and on the co-operation of all those who form

together with him one class, one body, or one organic whole.

But, though it is easy to show, as we have just done, that language cannot

be changed or moulded by the taste, the fancy, or genius of man, it is

very difficult to explain what causes the growth of language. Ever since

Horace it has been usual to compare the growth of languages with the

growth of trees. But comparisons are treacherous things. What do we know

of the real causes of the growth of a tree, and what can we gain by

comparing things which we do not quite understand with things which we

understand even less? Many people speak, for instance, of the terminations

of the verb, as if they sprouted out from the root as from their parent

stock.(25) But what ideas can they connect with such expressions? If we

must compare language with a tree, there is one point which may be

illustrated by this comparison, and this is that neither language nor the

tree can exist or grow by itself. Without the soil, without air and light,

the tree could not live; it could not even be conceived to live. It is the

same with language. Language cannot exist by itself; it requires a soil on

which to grow, and that soil is the human soul. To speak of language as a

thing by itself, as living a life of its own, as growing to maturity,

producing offspring, and dying away, is sheer mythology; and though we

cannot help using metaphorical expressions, we should always be on our

guard, when engaged in inquiries like the present, against being carried

away by the very words which we are using.

Now, what we call the growth of language comprises two processes which

should be carefully distinguished, though they may be at work

simultaneously. These two processes I call,

1. _Dialectical Regeneration._

2. _Phonetic Decay._

I begin with the second, as the more obvious, though in reality its

operations are mostly subsequent to the operations of dialectical

regeneration. I must ask you at present to take it for granted that

everything in language had originally a meaning. As language can have no

other object but to express our meaning, it might seem to follow almost by

necessity that language should contain neither more nor less than what is

required for that purpose. It would also seem to follow that if language

contains no more than what is necessary for conveying a certain meaning,

it would be impossible to modify any part of it without defeating its very

purpose. This is really the case in some languages. In Chinese, for

instance, _ten_ is expressed by _shĭ_. It would be impossible to change

_shĭ_ in the slightest way without making it unfit to express _ten_. If

instead of _shĭ_ we pronounced _t’sĭ_, this would mean _seven_, but not

_ten_. But now, suppose we wished to express double the quantity of ten,

twice ten, or twenty. We should in Chinese take _eúl_, which is two, put

it before _shĭ_, and say _eúl-shĭ_, twenty. The same caution which applied

to _shĭ_, applies again to _eúl-shĭ_. As soon as you change it, by adding

or dropping a single letter, it is no longer twenty, but either something

else or nothing. We find exactly the same in other languages which, like

Chinese, are called monosyllabic. In Tibetan, _chu_ is ten, _nyi_ two;

_nyi-chu_, twenty. In Burmese _she_ is ten, _nhit_ two; _nhit-she_,

twenty.

But how is it in English, or in Gothic, or in Greek and Latin, or in

Sanskrit? We do not say _two-ten_ in English, nor _duo-decem_ in Latin,

nor _dvi-da’sa_ in Sanskrit.

We find(26) in Sanskrit _vin’sati_.

in Greek _eikati_.

in Latin _viginti_.

in English _twenty_.

Now here we see, first, that the Sanskrit, Greek, and Latin, are only

local modifications of one and the same original word; whereas the English

_twenty_ is a new compound, the Gothic _tvai tigjus_ (two decads), the

Anglo-Saxon _tuêntig_, framed from Teutonic materials; a product, as we

shall see, of Dialectical Regeneration.

We next observe that the first part of the Latin _viginti_ and of the

Sanskrit _vin’sati_ contains the same number, which from _dvi_ has been

reduced to _vi_. This is not very extraordinary; for the Latin _bis_,

twice, which you still hear at our concerts, likewise stands for an

original _dvis_, the English _twice_, the Greek _dis_. This _dis_ appears

again as a Latin preposition, meaning _a-two_; so that, for instance,

_discussion_ means, originally, striking a-two, different from

_percussion_, which means striking through and through. _Discussion_ is,

in fact, the cracking of a nut in order to get at its kernel. Well, the

same word, _dvi_ or _vi_, we have in the Latin word for twenty, which is

_vi-ginti_, the Sanskrit _vin-’sati_.

It can likewise be proved that the second part of _viginti_ is a

corruption of the old word for ten. Ten, in Sanskrit, is _da’san_; from it

is derived _da’sati_, a decad; and this _da’sati_ was again reduced to

_’sati_; thus giving us with _vi_ for _dvi_, two, the Sanskrit _vi’sati_

or _vin’sati_, twenty. The Latin _viginti_, the Greek _eikati_, owe their

origin to the same process.

Now consider the immense difference—I do not mean in sound, but in

character—between two such words as the Chinese _eúl-shĭ_, two-ten, or

twenty, and those mere cripples of words which we meet with in Sanskrit,

Greek, and Latin. In Chinese there is neither too much, nor too little.

The word speaks for itself, and requires no commentary. In Sanskrit, on

the contrary, the most essential parts of the two component elements are

gone, and what remains is a kind of metamorphic agglomerate which cannot

be understood without a most minute microscopic analysis. Here, then, you

have an instance of what is meant by _phonetic corruption_; and you will

perceive how, not only the form, but the whole nature of language is

destroyed by it. As soon as phonetic corruption shows itself in a

language, that language has lost what we considered to be the most

essential character of all human speech, namely, that every part of it

should have a meaning. The people who spoke Sanskrit were as little aware

that _vin’sati_ meant _twice ten_ as a Frenchman is that _vingt_ contains

the remains of _deux_ and _dix_. Language, therefore, has entered into a

new stage as soon as it submits to the attacks of phonetic change. The

life of language has become benumbed and extinct in those words or

portions of words which show the first traces of this phonetic mould.

Henceforth those words or portions of words can be kept up only

artificially or by tradition; and, what is important, a distinction is

henceforth established between what is substantial or radical, and what is

merely formal or grammatical in words.

Lectures on the Science of Language · 第 2 / 30 段