The Spirit of Laws

Charles Louis de Secondat, Baron de La Brede et de Montesquieu, was

born near Bordeaux, in France, Jan. 18, 1689. For ten years he was

president of the Bordeaux court of justice, but it was the

philosophy of laws that interested him rather than the

administration of them. He travelled over Europe and studied the

political systems of the various countries, and found at last in

England the form of free government which, it seemed to him, ought

to be introduced into France. For twenty years he worked at his

masterpiece, "The Spirit of Laws" ("De l'Esprit des Lois"), which

was published anonymously in 1748, and in which he surveys every

political system, ancient and modern, and after examining their

principles and defects, proposes the English constitution as a

model for the universe. It may be doubted if any book has produced

such far-reaching effects. Not only did it help on the movement

that ended in the French Revolution, but it induced those nations

who sought for some mean between despotism and mob-rule to adopt

the English system of parliamentary government. "The Spirit of

Laws" is rather hard reading, but it still remains the finest and

the soundest introduction to the philosophical study of history.

Montesquieu died on February 10, 1755.

_I.--On a Republic_

There are three kinds of governments: the republican, the monarchical,

and the despotic. Under a republic, the people, or a part of the people,

has the sovereign power; under a monarchy, one man alone rules, but by

fixed and established laws; under a despotism, a single man, without law

or regulation, impels everything according to his will or his caprice.

When, in a republic, the whole people possesses sovereign power, it is a

democracy. When this power is in the hands of only a part of the people

it is an aristocracy. In a democracy the people is in certain respects

the monarch, in others it is the subject. It cannot reign except by its

votes, and the laws which establish the right of voting are thus

fundamental in this form of government. A people possessing sovereign

power ought to do itself everything that it can do well; what it cannot

do well it must leave to its ministers. Its ministers, however, are not

its own unless it nominates them; it is, therefore, a fundamental maxim

of this government that the people should nominate its ministers. The

people is admirably fitted to choose those whom it must entrust with

some part of its authority. It knows very well that a man has often been

to war, and that he has gained such and such victories, and it is

therefore very capable of electing a general. It knows if a judge is

hardworking and if the generality of suitors are content with his

decisions, and it knows if he has not been condemned for corruption;

this is sufficient to enable a people to elect its praetors.

All these things are facts about which a people can learn more in a

market-place than a monarch can in a palace. But does a people know how

to conduct an affair of state, to study situations, opportunities, and

profit by them? No. The generality of citizens have sufficient ability

to be electors, but not enough to be elected, and the people, though it

is capable of forming a judgment on the administration of others, is not

competent to undertake the administration itself. The people have always

too much action or too little. Sometimes with a hundred thousand arms it

overtakes everything; sometimes with a hundred thousand feet it moves as

slowly as a centipede.

In a popular state the people are divided into certain classes, and on

the way in which this division is carried out depend the duration of a

democracy and its prosperity. Election by lot is the democratic method;

election by choice the aristocratic method. Determination by lot allows

every citizen a reasonable hope of serving his country; but it is a

defective measure, and it is by regulating and correcting it that great

legislators have distinguished themselves. Solon, for instance,

established at Athens the method of nominating by choice all the

military posts, and of electing by lot the senators and the judges;

moreover, he ordained that the candidates for election by lot should

first be examined, and that those who were adjudged unworthy should be

excluded; in that manner he combined the method of chance and the method

of choice.

It does not require much probity for a monarchy or a despotism to

maintain itself. The force of the laws in one, and the uplifted sword of

the tyrant in the other, regulates and curbs everything. In a democracy,

however, everything depends upon the political virtues of the people.

When a democracy loses its patriotism, its frugality, and its passion

for equality, it is soon destroyed by avarice and ambition.

The principle of democracy grows corrupt, not only when a people loses

its spirit of equality, but when this spirit of equality becomes

excessive, and each man wishes to be the equal of those whom he has

chosen to rule over him. Great successes, and especially those to which

the people have largely contributed, give it so much pride that it is no

longer possible to direct it. Thus it was that the victory over the

Persians corrupted the republic of Athens; thus it was that the victory

over the Athenians ruined the republic of Syracuse. There are two

excesses which a democracy must avoid: the spirit of inequality, which

leads to an aristocracy or to the government by one man; and the spirit

of excessive equality, which ends in despotism.

_II.--On an Aristocracy_

In an aristocracy the sovereign power is in the hands of a group of

persons. It is they who make the laws and see that they are carried out,

and the rest of the people are the subjects of the nobility. When there

is a great number of nobles, a senate is necessary to regulate the

affairs which the nobles themselves are too numerous to deal with, and

to prepare those which they are able to decide on. In this case the

aristocracy exists in the senate, the democracy in the noble class, and

the people count for nothing.

The best aristocracy is that in which the popular party, which has no

share of the power, is so small and so poor that the governing class has

no reason for oppressing it. Thus when Antipater made a law at Athens

that those who had not two thousand drachmas should be excluded from

voting, he formed the best aristocracy possible--for this qualification

was so slight that it excluded very few people, and no one who had any

consideration in the city. Aristocratic families should belong to the

people as much as possible. The more an aristocracy resembles a

democracy, the more perfect it is. The most imperfect of all is that in

which the lower classes are ground down by the upper classes.

An aristocracy has by itself more force than a democracy. The nobles

form a corporation which, by its prerogative and for its particular

interest, restrains the people; but it is very difficult for this

corporation to restrain its own members as easily as it restrains the

populace. Public crimes can, no doubt, be punished, as it is in the

general interests of an aristocracy that this should be done; but, as a

rule, private misdeeds in the nobility will be overlooked. A corporation

of this sort can only curb itself in two ways--either by a great

political virtue, which leads the nobles to regard the people as their

equals and makes for the formation of large republic, or by the lesser

virtue of moderation, which enables them to conserve their power.

An aristocracy grows corrupt when the power of the nobles becomes

arbitrary. When the governing families observe the laws they form a

monarchy which has several monarchies; this is a very good thing in its

nature, because all these monarchies are bound together by the laws.

But when they no longer observe them, they form a despotic state which

has many despots.

The extreme corruption comes about when the nobility becomes hereditary;

it can no longer be moderate in the exercise of its powers. If the

nobles are small in number their power increases, but their surety

diminishes; if they are great in number, their power is less, but their

surety more certain, for power goes on increasing, and surety goes on

diminishing up to the despot whose power is as excessive as his peril. A

multitude of nobles in an hereditary aristocracy thus makes the

government less violent; but as they will have but little political

virtue, they will grow nonchalant, idle, and irresponsible, so that the

state at last will have no longer any force or resilience.

An aristocracy is able to maintain its force if its laws are such that

they make the nobility feel more the dangers and fatigues of government

than the pleasures of it, and if the state is in such a situation that

it has something to dread, and that its surety comes from within, and

its danger threatens from without. A certain confidence forms the glory

and the safety of a monarchy, but a republic lives on its perils. The

fear of the Persians kept the Greek states in strict obedience to

republican laws. Carthage and Rome intimidated and strengthened each

other. It is a strange thing, but democracies and aristocracies are like

water, which grows corrupt only when it is too long unmoved and

untroubled.

_III.--On the Monarchy_

Intermediary, subordinate, and dependent powers constitute the nature of

a monarchical government, in which a single man governs by means of

fundamental laws. The most natural of intermediary, subordinate powers

is that of a nobility. This is indeed an essential part of a monarchy,

of which the maxim is: "No king, no nobility; no nobility, no king."

There are some persons in certain countries of Europe who wish to

abolish all the rights of the nobility. They do not see that they want

to do what the English parliament did in the seventeenth century.

Abolish in a monarchy the prerogatives of the lords, of the clergy, of

the gentry, and of the towns, and you will soon have either a purely

popular government or a despotism.

I am not greatly prepossessed in favour of the privileges of the clergy,

but I should like to see their jurisdiction clearly fixed once for all.

It is not a question of discussing if it be right to establish it, but

of seeing if it is established, and if it forms part of the laws of the

country, and of deciding if a loyal subject is not within his rights in

upholding both the powers of his king and the limits which have from

time immemorial been set to that power. The power of the clergy is

dangerous in a republic, but convenient in a monarchy, and especially in

a monarchy tending to despotism. Where would Spain and Portugal be,

since they have lost their laws, without this power which alone arrests

the arbitrary force of their kings?

In order to advance liberty, the English have destroyed all the

intermediary powers that form their monarchy. They have good reason to

guard and cherish this liberty. If ever they lose it, they will be one

of the most enslaved races on earth.

It is not sufficient that there should be intermediary ranks in the

monarchy; there must also be a depository of laws. This depository

cannot be found anywhere save in political corporations, which announce

laws when they are made, and recall them when they are forgotten. The

ignorance natural to nobility, its inattention, its contempt for civil

government, require that there should be a corporation which unceasingly

recovers laws from the dust in which they are buried.

As democracies are ruined by the populace stripping the senate, the

magistrates, and the judges of their functions, so monarchies decay when

the prerogatives of the higher classes and the privileges of towns are

little by little destroyed. In the first case, things end in a despotism

of the multitude; in the other, in the despotism of a single man.

The people of the ancient world had no knowledge of a monarchy founded

on a nobility, and still less knowledge of a monarchy founded on a

legislative corporation formed, as in England, by the representatives of

the people. On reading the admirable work of Tacitus on the ancient

Germans, one sees that it is from them that the English have derived the

idea of their political system. This fine form of government was

discovered in the forests. It is based on a separation of the three

powers found in every state--the legislative power, the executive power,

and the judicial power. The first is in the hands of the parliament, the

second is in the hands of the monarch, and the third in the hands of the

magistracy. The English people would lose their liberty if the same man,

or the same corporation, or the lords, or the people themselves, were

possessed of these three powers.

By their representative system the English have avoided the great defect

of the ancient republics, in which the populace were allowed to take an

active part in the government.

There is in every state a number of persons distinguished by birth,

wealth, or honour. If they were confounded among the people, and had

there only one vote like the rest, the common liberty would be to them a

slavery, and they would have no interest in defending it, because most

of the laws would be directed against them. The part they play in

legislation should, therefore, be proportionate to the other advantages

which they have in the state. In England they rightly form a legislative

body, which has the power of arresting the enterprises of the people,

in the same way as the people have the power of arresting theirs. A

house of lords must be hereditary. It is so naturally, and, besides,

this gives it a very great interest in the preservation of its

prerogatives, which, in a free country, must always be in danger. But as

an hereditary power might be tempted to follow its private interests to

the neglect of the public welfare, it is necessary that in matters in

which corruption can easily arise, such as matters relating to money

bills, the House of Lords should have neither any initiating nor any

correcting faculty; it should have only a power of veto and a power of

approving, like the tribunes of ancient Rome.

The cabinet should not wield the executive power as well as the

legislative power. Unless the monarch himself retains the executive

power, there is no liberty, for liberty depends upon each of the three

powers being kept entirely separate. It is in this way that the balance

of the constitution is preserved. As all human things have an end,

England will one day lose its liberty, and perish. Rome, Sparta, and

Carthage have not been able to last. England will perish when the

legislative power grows more corrupt than the executive power.

_IV.--On Despotism_

From the nature of despotism it follows that a despot gives the

government into the hands of another man. A creature whose five senses

are always telling him that he is everything and that other men are

nothing is naturally idle, ignorant, and pleasure-seeking. He therefore

abandons the control of affairs. But if he entrusted them to several

persons there would be disputes among them, and the despot would be put

to the trouble of interfering in their intrigues. The easier way,

therefore, is for him to surrender all administration to a vizier, and

give him full power. The establishment of a vizier is a fundamental law

of despotism. The more people a despot has to govern, the less he thinks

of governing them; the greater the business of the state becomes, the

less trouble he takes to deliberate upon it.

A despotic state continually grows corrupt because it is corrupt in its

nature. Other forms of government perish through particular accidents; a

despotism perishes inwardly, even when several accidental causes seem to

support it.

It is only maintained when certain circumstances derived from the

climate, the religion, the situation, or the genius of a people compel

it to observe some order and submit to some regulation. These things

compel it, but do not change its nature; its ferocity remains, though

for a time it is tamed.

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