The Prince

Niccolo di Bernardo dei Machiavelli was born at Florence, in Italy,

May 3, 1469, and died June 22, 1527. At any early age he took an

active part in Florentine politics, and was employed on numerous

diplomatic missions. A keen student of the politics of his time, he

was also an ardent patriot. The exigencies of party warfare drove

him into temporary retirement, during which he produced a number of

brilliant plays and historical studies; but the most notable of his

achievements is "The Prince." "The Prince" may be regarded as the

first modern work treating of politics as a science. The one

question to which the author devotes himself is: How a prince may

establish and maintain the strongest possible government. Moral

principles, therefore, must yield entirely to the dictates of pure

expediency. It follows that the ruler who acts on the doctrines

laid down will pay no respect to right and wrong as such. Hence the

book has been mercilessly condemned. It was written probably about

1514, and not published till 1532.

_I.--Of Princedoms Won by Merit_

All states and governments are either republics or princedoms.

Princedoms are either hereditary or new. Hereditary states are

maintained with far less difficulty than new states, but in new

princedoms difficulties abound.

And first if the princedom be joined on to ancient dominions of the

prince, so as to form a mixed princedom, rebellion is a danger; for men

are always ready to change masters. When a state rebels and is again got

under it will not afterwards be lost so easily; for the prince will use

the rebellion as a pretext to make himself more secure.

Such new states when they are of the same province and tongue as the

ancient dominions of the prince are easily retained. It is enough to

have rooted out the line of the reigning prince. But where the language

and usages differ the difficulty is multiplied. One expedient is for the

prince himself to dwell in the new state, as the Turk has done in

Greece. Another is to send colonies into one or two places which may

become keys to the province; for the cost of troops is far greater. In

such provinces, moreover, the prince should always make himself the

protector of his weaker neighbours, without adding to their strength;

but should humble the great, and never suffer a formidable stranger to

acquire influence, as was the rule with the Romans. Whereas King Louis

of France has in Italy done the direct opposite in every single respect.

In especial we may draw from the French king's actions the general

axiom, which never or rarely errs, that "he who is the cause of

another's greatness is himself undone."

Now, all princedoms are governed in one or two ways: either by a sole

prince served by ministers, or by a prince with barons who hold their

rank not by favour but by right of descent. The Turk is an example of

the first, the French king of the second. A state of the first kind is

difficult to win, but when won is easily held, since the prince's family

may be easily rooted out; but in such a state as France you may gain an

entry, but to hold your ground afterwards is difficult, since you cannot

root out the barons.

Hence we need not wonder at the ease wherewith Alexander was able to lay

a firm hold on Asia, albeit he died before he had well entered on

possession; since the dominion of Darius was of the same character as

that of the Turk.

When the newly acquired state has hitherto lived under its own laws and

in freedom there are three ways of holding it. The first is to destroy

it; the second to reside in it; the third to leave it under its own

laws, choosing for its governors from the inhabitants such as will be

friendly to you. But the safest course is either to destroy it or to go

and live in it.

Where the prince himself is new, either merit or good fortune is

implied, and if we consider the most excellent examples, such as Moses,

Cyrus, Romulus, and the like, we shall see that they owed to fortune

nothing beyond the opportunity which they seized. Those who, like these,

come to the princedom by virtuous paths acquire with difficulty, but

keep with ease. Their difficulties arise because they are of necessity

innovators. If, then, they have force of their own to employ they seldom

fail. Hence it comes that all armed prophets have been victorious and

all unarmed prophets have been destroyed; as was the case with

Savonarola.

_II.--Of Princedoms Won Otherwise than by Merit_

Those who rise to princedom by mere good fortune have much trouble to

maintain themselves; some lack both the knowledge and the power to do

so. Yet even if such a one be of great parts, he may lose what he has

won, like Cesare Borgia.

It was impossible for the duke to aggrandise himself unless the states

of Italy were thrown into confusion so that he might safely make himself

master of some part of them. This was made easy for him as concerned

Romagna by the conduct of the French and Venetians. The next step was to

weaken the factions of the Orsini and the Colonnesi. Having scattered

the Colonnesi, the Orsini were so won over as to be drawn in their

simplicity into his hands at Sinigaglia. Having thus disposed of the

leaders, he set about ingratiating himself with the population of

Romagna and Urbino. He first set over the country a stern ruler to

restore order. This end being accomplished, that stern but unpopular

ruler was beheaded.

Next, as a new pope might be dangerous, he set himself to exterminate

the kindred of those lords whom he had despoiled of their possessions,

to win over the Roman nobility, and to secure a majority among the

cardinals. But before the duke had completely consolidated his power his

father, Pope Alexander VI., died. Even so, the skill with which he had

laid the foundations of his power must have resulted in success had he

not himself been almost at death's door at that critical moment. The one

mistake he made was in the choice of the new pope, Julius II., and this

error was the cause of his ultimate downfall.

A man may rise, however, to a princedom by paths of wickedness and

crime; that is, not precisely by either merit or fortune. We may take as

example first Agathocles the Sicilian. To slaughter fellow citizens, to

betray friends, to be devoid of honour, pity, and religion cannot be

counted as merit. But the achievements of Agathocles can certainly not

be ascribed to fortune. We cannot, therefore, attribute either to

fortune or to merit what he accomplished without either. For a modern

instance we may consider Oliverotto of Fermo, who seized upon that town

by a piece of monstrous treachery and merciless butchery; yet he

established himself so firmly and so formidably that he could not have

been unseated had he not let himself be over-reached by Cesare Borgia.

Our lesson from these examples is that on seizing a state the usurper

should make haste to inflict what injuries he must at one stroke, and

afterwards win men over by benefits.

Next is the case of those who are made princes by the favour of their

countrymen, which they owe to what may be termed a fortunate astuteness.

If he be established by the favour of the people, to secure them against

the oppression of the nobles his position is stronger than if he owe it

to the nobles; but in either case it is the people whom he must

conciliate, and this I affirm in spite of the old saw, "He who builds

on the people builds on mire."

A prince who cannot get together an army fit to take the field against

any assailant should keep his city strongly fortified, taking no heed of

the country outside, for then he will not be readily attacked, and if he

be it will be difficult to maintain a siege longer than it may be

resisted.

Merit, or good fortune, are needed to acquire ecclesiastical princedoms,

but not to maintain them, for they are upheld by the authority of

religion. It is due to the policy of the Popes Alexander VI. and Julius

II. that the temporal power of the pope has become so great; and from

his holiness Pope Leo we may hope that as his predecessors made the

papacy great with arms he will render it still greater and more

venerable by his benignity and other countless virtues.

_III.--Of Maintaining a Princedom_

A prince must defend his state with either his own subjects or

mercenaries, or auxiliaries. Mercenaries are utterly untrustworthy; if

their captain be not an able man the prince will probably be ruined,

whereas if he be an able man he will be seeking a goal of his own. This

has been perpetually exemplified among the cities and states of Italy

which have sought to maintain themselves by taking foreigners into their

pay.

But he who would deprive himself of every chance of success should have

recourse to auxiliaries; that is, to the troops of a foreign potentate.

For these are far more dangerous than mercenary arms, bringing ruin with

them ready made. The better such troops are the more dangerous they are.

From Hiero of Syracuse to Cesare Borgia, princes have become powerful in

proportion as they could dispense with such aid and place their

dependence upon national troops.

A prince, then, who would be powerful should have no care or thought

but for war, lest he lose his dominions If he be ignorant of military

affairs he can neither be respected by the soldiers nor trust them.

Therefore, he must both practise and study this art. For the practise,

the chase in many respects provides an excellent training both in

knowledge of the country and in vigour of the body. As to study, a

prince should read histories, note the actions of great men, and examine

the causes of their victories and defeats; seeking to imitate those who

have been renowned.

Anyone who would act up to a perfect standard of goodness in everything

must be ruined among so many who are not good. It is essential therefore

for a prince to have learnt how to be other than good, and to use, or

not to use, his goodness as necessity requires.

It may be a good thing to be reputed liberal, but liberality without the

reputation of it is hurtful. Display necessitates the imposition of

taxes, whereby the prince becomes hateful; whereas through parsimony his

revenue will be sufficient. Hence we have seen no princes accomplish

great results save those who have been accounted miserly.

Every prince should desire to be accounted merciful, not cruel; but a

new prince cannot escape a name for cruelty, for he who quells disorder

by a few signal examples will, in the end, be the more merciful.

Men are less careful how they offend him who makes himself loved than

him who makes himself feared; yet should a prince inspire fear in such a

fashion that, if he do not win love, he may escape hate; remembering

that men will sooner forget the slaying of their father than the loss of

their patrimony.

Princes who set little store by their word, but have known how to

overreach men by their cunning, have accomplished great things, and in

the end got the better of those who trusted to honest dealing. The

prince must be a lion, but he must also know how to play the fox. He

who wishes to deceive will never fail to find willing dupes. The prince,

in short, ought not to quit good courses if he can help it, but should

know how to follow evil courses if he must.

A prince must avoid being despised as well as being hated; therefore

courage, wisdom, and strength must be apparent in all his actions.

Against such a one conspiracy is difficult. That prince is wise who

devolves on others those matters that entail responsibility, and may

therefore make him odious either to the nobles or to the commons, but

reserves to himself the matters that relate to grace and favour.

What I have said is not contradicted by the history of the Roman

emperors; for they had to choose between satisfying the soldiers and

satisfying the people. It was imperative that at any cost they should

maintain control of the soldiery, which scarce any of them could do

without injustice to the people. If we examine their histories in detail

we shall find that they fully bear out the principles I have laid down.

But in our time the standing armies of princes have not the same power

as the armies of the Roman empire, and except under the Turk and the

Soldan it is more needful to satisfy the people than the soldiery.

_IV.--Of Artifices_

A new prince will never disarm his subjects, but will rather arm them,

at least in part. For thus they become his partisans, whereas without

them he must depend on mercenaries.

But a prince who adds a new state to his old possessions should disarm

its inhabitants, relying on the soldiers of his own ancient dominions.

Some have fostered feuds among their new subjects in order to keep them

weak, but such a policy rarely proves useful in the end. The prince who

acquires a new state will gain more strength by winning over and

trusting those who were at first opposed to him than by relying on those

who were at first his friends. The prince who is more afraid of his

subjects than of strangers ought to build fortresses, while he who is

more afraid of strangers than of his subjects should leave them alone.

On the whole, the best fortress you can have is in not being hated by

your subjects.

Nothing makes a prince so well thought of as to undertake great

enterprises and give striking proofs of his capacity. Ferdinand of

Aragon, in our own time, has become the foremost king in Christendom. If

you consider his achievements, you will find them all great and some

extraordinary. First he made war on Grenada, and this was the foundation

of his power. Under the cloak of religion, with what may be called pious

cruelty, he cleared his kingdom of the Moors; under the same pretext he

made war on Africa, invaded Italy, and finally attacked France; while

his subjects, occupied with these great actions, had neither time nor

opportunity to oppose them.

The prince whose ministers are at once capable and faithful may always

be accounted wise, since he must be one who can discern the merits and

demerits of his servant. For which discernment this unfailing rule may

be laid down: When you see a minister thinking more of himself than of

you, and in all his actions seeking his own ends, that man can never be

a minister you can trust. To retain a good minister the prince will bind

him to himself by benefits. Above all, he will avoid being deceived by

flatterers, and while he consults his counsellors should reflect and

judge for himself. A prince who is not wise himself cannot be well

advised by others.

The Italian princes who in our own times have lost their dominions have

either been deficient in respect of arms, or have had the people against

them, or have not known how to secure themselves against the nobles. As

to the influence of fortune, it may be the case that she is the mistress

of one half of our actions, but leaves the control of the other half to

ourselves. That prince will prosper most whose mode of acting best

adapts itself to the character of the times; so that at one time a

cautious temperament, and at another an impetuous temperament, will be

the more successful.

Now, at this time the whole land of Italy is without a head, without

order, beaten, spoiled, torn in pieces, overrun, and abandoned to

destruction in every shape. She prays God to send someone to rescue her

from these barbarous cruelties; she is eager to follow anyone who could

undertake the part of a deliverer; nor does this seem too hard a task

for you, the Magnificent Lorenzo of the illustrious house of Medici. The

cause is just; we have before us unexampled proofs of Divine favour.

Everything has concurred to promote your greatness. What remains to be

done must be done by you, for God will not do everything Himself.

The World's Greatest Books — Volume 14 — Philosophy and Economics · 第 80 / 96 题