CHAPTER IX

MARK TWAIN'S HUMOR

"To be good is noble; but to show others how to be good is

nobler and less trouble."

_Pudd'nhead Wilson's New Calendar._

And now we are ready for Mark Twain's humor. We recall how reluctant

Mark Twain was to adopt the humorist's career and how, all his life, he

was in revolt against a rôle which, as he vaguely felt, had been thrust

upon him: that he considered it necessary to publish his "Joan of Arc"

anonymously is only one of many proofs of a lifelong sense that Mark

Twain was an unworthy double of Samuel Langhorne Clemens. His humorous

writing he regarded as something external to himself, as something other

than artistic self-expression; and it was in consequence of pursuing it,

we have divined, that he was arrested in his moral and esthetic

development. We have seen, on the other hand, that he adopted this

career because his humor was the only writing he did in Nevada that

found an appreciative audience and that the immediate result of his

decision was that he obtained from the American public the prodigious

and permanent approval which his own craving for success and prestige

had driven him to seek. Here, then, are the facts our discussion of Mark

Twain's humor-will have to explain. We must see what that humor was, and

what produced it, and why in following it he violated his own nature and

at the same time achieved such ample material rewards.

It was in Nevada and California that Mark Twain's humor, of which we

have evidences during the whole of his adolescence, came to the front;

and it is a notable fact that almost every man of a literary tendency

who was brought into contact with those pioneer conditions became a

humorist. The "funny man" was one of the outstanding pioneer types; he

was, indeed, virtually the sole representative of the Republic of

Letters in the old West. Artemus Ward, Orpheus C. Ker, Petroleum V.

Nasby, Dan de Quille, Captain Jack Downing, even Bret Harte,

sufficiently remind us of this fact. Plainly, pioneer life had a sort of

chemical effect on the creative mind, instantly giving it a humorous

cast. Plainly, also the humorist was a type that pioneer society

required in order to maintain its psychic equilibrium. Mr. Paine seems

to have divined this in his description of Western humor. "It is a

distinct product," he says. "It grew out of a distinct condition--the

battle with the frontier. The fight was so desperate, to take it

seriously was to surrender. Women laughed that they might not weep; men,

when they could no longer swear. 'Western humor' was the result. It is

the freshest, wildest humor in the world, but there is tragedy behind

it."

Perhaps we can best surprise the secret of this humor by noting Mark

Twain's instinctive reaction to the life in Nevada. It is evident that

in many ways, and in spite of his high spirits and high hopes, he found

that life profoundly repugnant to him: he constantly confesses in his

diary and letters, indeed, to the misery it involves. "I do _hate_ to go

back to the Washoe," he writes, after a few weeks of respite from

mining. "We fag ourselves completely out every day." He describes Nevada

as a place where the devil would feel homesick: "I heard a gentleman

say, the other day, that it was the 'd----dest country under the

sun'--and that comprehensive conception I fully subscribe to. It never

rains here, and the dew never falls. No flowers grow here, and no green

thing gladdens the eye.... Our city lies in the midst of a desert of the

purest--most unadulterated and uncompromising--_sand_." And as with the

setting--so with the life. "High-strung and neurotic," says Mr. Paine,

"the strain of newspaper work and the tumult of the Comstock had told on

him": more than once he found it necessary--this young man of

twenty-eight--"to drop all work and rest for a time at Steamboat

Springs, a place near Virginia City, where there were boiling springs

and steaming fissures in the mountain-side, and a comfortable hotel."

That he found the pace in California just as difficult we have his own

testimony; with what fervor he speaks of the "d----n San Francisco style

of wearing out life," the "careworn or eager, anxious faces" that made

his brief escape to the Sandwich Islands--"God, what a contrast with

California and the Washoe"!--ever sweet and blessed in his memory.

Never, in short, was a man more rasped by any social situation than was

this young "barbarian," as people have called him, by what people also

call the free life of the West. We can see this in his profanity, which

also, like his humor, came to the front in Nevada and remained one of

his prominent characteristics through life. We remember how "mad" he

was, "clear through," over the famous highway robbery episode: he was

always half-seriously threatening to kill people; he threatened to kill

his best friend, Jim Gillis. "To hear him denounce a thing," says Mr.

Paine, "was to give one the fierce, searching delight of galvanic

waves"; naturally, therefore, no one in Virginia, according to one of

the Gillis brothers, could "resist the temptation of making Sam

swear."--Naturally; but from all this we observe that Mark Twain was

living in a state of chronic nervous exasperation.

Was this not due to the extraordinary number of repressions the life of

pioneering involved? It is true that it was, in one sense, a free life.

It was an irresponsible life, it implied a break with civilization, with

domestic, religious and political ties. Nothing could be freer in that

sense than the society of the gold-seekers in Nevada and California as

we find it pictured in "Roughing It." Free as that society was,

nevertheless, scarcely any normal instinct could have been expressed or

satisfied in it. The pioneers were not primitive men, they were

civilized men, often of gentle birth and education, men for whom

civilization had implied many restraints, of course, but innumerable

avenues also of social and personal expression and activity to which

their natures were accustomed. In escaping responsibility, therefore,

they had only placed themselves in a position where their instincts were

blocked on every side. There were so few women among them, for instance,

that their sexual lives were either starved or debased; and children

were as rare as the "Luck" of Roaring Camp, a story that shows how

hysterical, in consequence of these and similar conditions, the mining

population was. Those who were accustomed to the exercise of complex

tastes and preferences found themselves obliged to conform to a single

monotonous routine. There were criminal elements among them, too, which

kept them continually on their guard, and at best they were so diverse

in origin that any real community of feeling among them was virtually

impossible. In becoming pioneers they had, as Mr. Paine says, to accept

a common mold; they were obliged to abdicate their individuality, to

conceal their differences and their personal pretensions under the mask

of a rough good-fellowship that found expression mainly in the nervously

and emotionally devastating terms of the saloon, the brothel and the

gambling-hell. Mark Twain has described for us the "gallant host" which

peopled this hectic scene, that army of "erect, bright-eyed,

quick-moving, strong-handed young giants--the very pick and choice of

the world's glorious ones." Where are they now? he asks in "Roughing

It." "Scattered to the ends of the earth, or prematurely aged or

decrepit--or shot or stabbed in street affrays--or dead of disappointed

hopes and broken hearts--all gone, or nearly all, victims devoted upon

the altar of the golden calf." We could not have a more conclusive proof

of the total atrophy of human nature this old Nevada life entailed.

Innumerable repressions, I say, produced the fierce intensity of that

life, which burnt itself out so quickly. We can see this, indeed, in the

fact that it was marked by an incessant series of eruptions. The

gold-seekers had come of their own volition, they had to maintain an

outward equilibrium, they were sworn, as it were, to a conspiracy of

masculine silence regarding these repressions, of which, in fact, in the

intensity of their mania, they were scarcely aware. Nevertheless, the

human organism will not submit to such conditions without registering

one protest after another; accordingly, we find that in the mining-camps

the practical joke was, as Mr. Paine says, "legal tender," profanity was

almost the normal language, and murder was committed at all hours of the

day and night. Mark Twain tells how, in Virginia City, murders were so

common--that they were scarcely worth more than a line or two in the

newspaper, and "almost every man" in the town, according to one of his

old friends, "had fought with pistols either impromptu or premeditated

duels." We have just noted that for Mark Twain this life was a life of

chronic nervous exasperation. Can we not say now that, in a lesser

degree, it was a life of chronic nervous exasperation for all the

pioneers?

But why? What do we mean when we speak of repressions? We mean that

individuality, the whole complex of personal desires, tastes and

preferences, is inhibited from expressing itself, from registering

itself. The situation of the pioneers was an impossible one, but,

victims as they were of their own thirst for gold, they could not

withdraw from it; and their masculine pride prevented them even from

openly complaining or criticising it. In this respect, as I have already

pointed out, their position was precisely parallel to that of soldiers

in the trenches. And, like the soldiers in the trenches, they were

always on the verge of laughter, which philosophers generally agree in

calling a relief from restraint.

We are now in a position to understand why all the writers who were

subjected to these conditions became humorists. The creative mind is the

most sensitive mind, the most highly individualized, the most

complicated in its range of desires: consequently, in circumstances

where individuality cannot register itself, it undergoes the most

general and the most painful repression. The more imaginative a man was

the more he would naturally feel himself restrained and chafed by such a

life as that of the gold-seekers. He, like his comrades, was under the

necessity of making money, of succeeding--the same impulse had brought

him there that had brought every one else; we know how deeply Mark Twain

was under this obligation, an obligation that prevented him from

attempting to pursue the artistic life directly because it was despised

and because to have done so would have required just those expressions

of individuality that pioneer life rendered impossible. On the other

hand, sensitive as he was, he instinctively recoiled from violence of

all kinds and was thus inhibited by his own nature from obtaining those

outlets in "practical jokes," impromptu duels and murder to which his

companions constantly resorted. Mr. Paine tells us that Mark Twain never

"cared for" duels and "discouraged" them, and that he "seldom indulged

physically" in practical jokes. In point of fact, he abhorred them.

"When grown-up people indulge in practical jokes," he wrote, forty

years later, in his Autobiography, "the fact gauges them. They have

lived narrow, obscure and ignorant lives, and at full manhood they still

retain and cherish a job-lot of left-over standards and ideals that

would have been discarded with their boyhood if they had then moved out

into the world and a broader life. There were many practical jokers in

the new Territory." After all those years he had not outgrown his

instinctive resentment against the assaults to which his dignity had had

to submit! To Mark Twain, in short, the life of the gold-fields was a

life of almost infinite repression: the fact, as we have seen, that he

became a universal butt sufficiently proves how large an area of

individuality as it were had to submit to the censorship of public

opinion if he was to fulfill his pledge and "make good" in Nevada.

Here we have the psychogenesis of Mark Twain's humor. An outlet of some

kind that prodigious energy of his was bound to have, and this outlet,

since he had been unable to throw himself whole-heartedly into mining,

had to be one which, in some way, however obliquely, expressed the

artist in him. That expression, nevertheless, had also to be one which,

far from outraging public opinion, would win its emphatic approval. Mark

Twain was obliged to remain a "good fellow" in order to succeed, in

order to satisfy his inordinate will-to-power; and we have seen how he

acquiesced in the suppression of all those manifestations of his

individuality--his natural freedom of sentiment, his love of reading,

his constant desire for privacy--that struck his comrades as "different"

or "superior." His choice of a pen-name, as we have noticed, proves how

urgently he felt the need of a "protective coloration" in this society

where the writer was a despised type. Too sensitive to relieve himself

by horseplay, he had what one might call a preliminary recourse in his

profanity, those "scorching, singeing blasts" he was always directing

at his companions, and that this in a measure appeased him we can see

from Mr. Paine's remark that his profanity seemed "the safety-valve of

his high-pressure intellectual engine.... When he had blown off he was

always calm, gentle, forgiving and even tender." We can best see his

humor, then, precisely as Mr. Paine seems to see it in the phrase, "Men

laughed when they could no longer swear"--as the expression, in short,

of a psychic stage one step beyond the stage where he could find relief

in swearing, as a harmless "moral equivalent," in other words, of those

acts of violence which his own sensitiveness and his fear of

consequences alike prevented him from committing. By means of ferocious

jokes--and most of Mark Twain's early jokes are of a ferocity that will

hardly be believed by any one who has not examined them critically--he

could vent his hatred of pioneer life and all its conditions, those

conditions that were thwarting his creative life; he could, in this

vicarious manner, appease the artist in him, while at the same time

keeping on the safe side of public opinion, the very act of transforming

his aggressions into jokes rendering them innocuous. And what made it a

relief to him made it also popular. According to Freud, whose

investigations in this field are perhaps the most enlightening we have,

the pleasurable effect of humor consists in affording "an economy of

expenditure in feeling." It requires an infinitely smaller psychic

effort to expel one's spleen in a verbal joke than in a practical joke

or a murder, the common method among the pioneers, and it is infinitely

safer, too!--a fact that instantly explains the function of the humorist

in pioneer society and the immense success of Mark Twain. By means of

those jokes of his--("men were killed every week," says Mr. Paine, of

one little contest of wit in which he engaged, "for milder things than

the editors had spoken each of the other")--his comrades were able,

without transgressing the law and the conventions, to vent their own

exasperation with the conditions of their life and all the mutual hatred

and the destructive desires buried under the attitude of good-fellowship

that was imposed by the exigencies of their work. As for Mark Twain

himself, the protective coloration that had originally enabled him to

maintain his standing in pioneer society ended by giving him the

position which he craved, the position of an acknowledged leader.

For, as I have said, Mark Twain's early humor was of a singular

ferocity. The very titles of his Western I sketches reveal their general

character: "The Dutch Nick Massacre," "A New Crime," "Lionizing

Murderers," "The Killing of Julius Cæsar 'Localized'," "Cannibalism in

the Cars"; he is obsessed with the figure of the undertaker and his

labors, and it would be a worthy task for some zealous aspirant for the

doctor's degree to enumerate the occasions when Mark Twain uses the

phrase "I brained him on the spot" or some equivalent. "If the desire to

kill and the opportunity to kill came always together," says Pudd'nhead

Wilson, expressing Mark Twain's own frequent mood, "who would escape

hanging?" His early humor, in short, was almost wholly aggressive. It

began with a series of hoaxes, "usually intended," says Mr. Paine, "as a

special punishment of some particular individual or paper or locality;

but victims were gathered whole-sale in their seductive web." He was

"unsparing in his ridicule of the Governor, the officials in general,

the legislative members, and of individual citizens." He became known,

in fact, as "a sort of general censor," and the officials, the corrupt

officials--we gather that they were all corrupt, except his own

painfully honest brother Orion--were frankly afraid of him. "He was very

far," said one of his later friends, "from being one who tried in any

way to make himself popular." To be sure he was! He was very far even

from trying to be a humorist!

Do we not recall the early youth of that most unhumorous soul Henrik

Ibsen, who, as an apothecary's apprentice in a little provincial town,

found it impossible, as he wrote afterward, "to give expression to all

that fermented in me except by mad, riotous pranks, which brought down

upon me the ill-will of all the respectable citizens, who could not

enter into that world which I was wrestling with alone"? Any young man

with a highly developed individuality would have reacted in the same

way; Mark Twain had committed the same "mad, riotous pranks" in his own

childhood, and with the same effect upon the respectable citizens of

Hannibal: if he had been as conscious as Ibsen and had not been obliged

by that old pledge to his mother to make terms with his environment, his

antagonism would have ultimately taken the form, not of humor, but of

satire also. For it began as satire. He had the courage of the kindest

of hearts, the humanest of souls: to that extent the poet was awake in

him. His attacks on corrupt officials were no more vehement than his

pleas on behalf of the despised Chinese, who were cuffed and maltreated

and swindled by the Californians. In these attacks and these pleas alike

he was venting the humane desires of the pioneers themselves: that is

the secret of his "daily philippics." San Francisco was "weltering in

corruption" and the settlers instinctively loathed this condition of

things almost as much as did Mark Twain himself. They could not

seriously undertake to reform it, however, because this corruption was

an inevitable part of a social situation that made their own adventure,

their own success as gambling miners, possible. The desire to change

things, to reform things was checked in the individual by a

counter-desire for unlimited material success that throve on the very

moral and political disorder against which all but his acquisitive

instincts rebelled. In short, had Mark Twain been permitted too long to

express his indignation directly in the form of satire, it would have

led sooner or later to a reorientation of society that would have put an

end to the conditions under which the miners flourished, not indeed as

human beings, but as seekers of wealth. Consequently, while they admired

Mark Twain's vehemence and felt themselves relieved through it--a relief

they expressed in their "storms of laughter and applause," they could

not, beyond a certain point, permit it. Mark Twain, as we know, had been

compelled to leave Nevada to escape the legal consequences of a duel. He

had gone to San Francisco, where he had immediately engaged in such a

campaign of "muck-raking" that the officials "found means," as Mr. Paine

says, "of making the writer's life there difficult and comfortless." As

a matter of fact, "only one of the several severe articles he wrote

criticising officials and institutions seems to have appeared," the

result being that he lost all interest in his work on the San Francisco

papers. When, on the other hand, he wrote about San Francisco as a

correspondent for his paper in the rival community in Nevada, it was, we

are told, "with all the fierceness of a flaming indignation long

restrained." His impulse, his desire, we see, was not that of the

"humorist"; it was that of the satirist; but whether in Nevada or in

California he was prohibited, on pain of social extinction, from

expressing himself directly regarding the life about him. Satire, in

short, had become for him as impossible as murder: he was obliged to

remain a humorist.

In an old pamphlet about Mark Twain published in the eighties I discover

the report of a phrenologist, one "Professor Beall" of Cincinnati, who

found the trait of secretiveness very strongly indicated in the diameter

of his head just above the ears. Such testimony, I suppose, has no

value; but it is surely significant that this gentleman found the same

trait exhibited in Mark Twain's "slow, guarded manner of speech."

Perhaps we can understand now the famous Mark Twain "drawl," which he

had inherited indeed, but which people say he also cultivated. Perhaps

we can understand also why it is that half the art of American humor

consists in "keeping one's face straight." These humorists! They don't

know themselves how much they are concealing; and they would be as

surprised as anybody to learn that they are really social revolutionists

of a sort who lack the courage to admit it.

Mark Twain, once committed to the pursuit of success, was obliged, as I

say, to remain a humorist whether he would or no. When he went East to

carry on his journalistic career, the publishers of _The Galaxy,_ to

which he became a regular contributor, specifically asked him to conduct

a "humorous department"; and after the success of "The Innocents Abroad"

his publisher Bliss, we find, "especially suggested and emphasized a

humorous work--that is to say, a work humorously inclined." We have

already seen, in a previous chapter, that whatever was true of the

pioneer society on the Pacific Slope was essentially true also of the

rest of the American population during the Gilded Age, that the business

men of the East were in much the same case as the pioneers of the West.

The whole country, as we know, was as thirsty for humor as it was for

ice water: Mark Twain's humor fulfilled during its generation a national

demand as universal in America as the demand fulfilled in Russia by

Dostoievsky in France by Victor Hugo, in England by Dickens. We have at

last begun to approach the secret of this interesting fact.

I have spoken of the homogeneity of the American people during the

Gilded Age. Mr. Howells has already related this to the phenomenon of

Mark Twain's humor. "We are doubtless," he says, "the most thoroughly

homogeneous folk that ever existed as a great nation. In our phrase, we

have somehow all 'been there.' When [our humor] mentions hash we smile

because we have each somehow known the cheap boarding-house or

restaurant; when it alludes to putting up stoves in the fall, each of us

feels the grime and rust of the pipes on his hands." We smile _because_!

In that "because" we have the whole story of Mark Twain's success. The

"cheap boarding-house," where every one has to pretend that he loves all

his neighbors, is the scene of many restraints and many irritations; and

as for the grime and rust of stove-pipes, that is a sensation very far

from pleasant. Sensitive men, constrained by love and duty to indulge in

these things, have been known more than once to complain about them and

even, if the truth were known, to cry bloody murder. That was Mark

Twain's habitual reaction, as we can see from the innumerable sketches

in which he wades knee-deep in the blood of chambermaids, barbers,

lightning-rod men, watch-makers and other perpetrators of the small

harassments of life. Mark Twain was more exasperated by these annoyances

of everyday life than most people are, because he was more sensitive;

but, most people are exasperated by them also, and, as Mr. Howells says,

all the American people of Mark Twain's time were exasperated by the

same annoyances. They were more civilized individually, in short, than

the primitive environment to which they had to submit: and Mark Twain's

humor gave them, face to face as they were with these annoyances, the

same relief it had given the miners in the West, afforded them, that is

to say, the same "economy of expenditure in feeling." We "smile because"

that humor shows us that we are all in the same boat; it relieves us

from the strain of being unique and solitary sufferers and enables us to

murder our tormentors in our imaginations alone, thus absolving us from

the odious necessity of shedding the blood our first impulse prompts us

to shed. Mr. Howells says that "we have somehow all 'been there,'" a

phrase which he qualifies by adding that the typical American of the

last generation was "the man who has risen." The man who has "risen" is

the man who has become progressively aware of civilization; and the

demands of the typical American of Mark Twain's time, the demands he

made upon his environment, had become, _pari passu_, progressively more

stringent, while the environment itself remained, perforce, just as

barbarous and corrupt and unregenerate and "annoying" as ever. But why

perforce? Because it was "good for business"; it was the environment

favorable for a régime of commercial exploitation. Wasn't the "man who

has risen," the typical American, himself a business man?

Now, we have already seen that this process of "rising in the world," of

succeeding in business, is attained only at the cost of an all but

complete suppression of individuality. The social effect of the

stimulation of the acquisitive instinct in the individual is a general

"levelling down," and this is universally conceded to have been

characteristic of the epoch of industrial pioneering. The whole nation

was practically organized--by a sort of common consent--on the plan of

a vast business establishment, under a majority rule inalterably opposed

to all the inequalities of differentiation and to a moral and æsthetic

development in the individual that would have retarded or compromised

the success of the business régime. We can see, therefore, that if Mark

Twain's humor was universally popular, it was because it, contributed to

the efficiency of this business régime, because it helped to maintain

the psychic equilibrium of the businessman the country over precisely as

it had at first helped to maintain the psychic equilibrium of the

Western pioneer.

As a matter of fact, Mark Twain has often been called the "business

man's writer." In that humor of his, as in no other literature, the

"strong, silent man" who is the archtype of the business world, sees an

aid rather than a menace to his practical efficiency. But why does he

find it an aid and not a menace? Let us put the question the other way

and ask why, in other forms of literature, he finds a menace and not an

aid? The acquisitive and the creative instincts are, as we know,

diametrically opposed, and, as we also know, all manifestations of the

creative spirit demand, require, an emotional effort, a psychic

coöperation, on the part of the reader or the spectator. This accounts

for the business man's proverbial hatred of the artist, a hatred that

expresses itself in a contemptuous desire to "shove him off the map."

Every sort of spiritual expansion, intellectual interest, emotional

freedom implies a retardation of the business man's mental machinery, a

retardation of the "strenuous life," the life of pure action:

consequently, the business man shuns everything that distracts him,

confuses him, stimulates him to think or to feel. Bad for business! On

the other hand, he welcomes everything that simplifies his course,

everything that helps him to cut short his impulses of admiration,

reverence, sympathy, everything that prevents his mind from opening and

responding to the complications and the implications of the spiritual

and intellectual life. And this is precisely what Mark Twain's humor

does. It is just as "irreverent" as the Boston Brahmins thought--and

especially irreverent toward them!--when they gave him a seat below the

salt: it degrades, "takes down," punctures, ridicules as pretentious and

absurd everything of a spiritual, æsthetic and intellectual nature the

recognition of which, the participation in which, would retard the

smooth and simple operation of the business man's mind, Mark Twain, as

we shall presently see, enables the business man to laugh at art, at

antiquity, at chivalry, at beauty and return to his desk with an

infinitely intensified conceit in his own worthiness and well-being.

That is one aspect of his humor. In another aspect, he releases, in a

hundred murderous, fantasies of which I have mentioned several, all the

spleen which the business life, with its repression of individuality,

involves. Finally, in his books about childhood, he enables the reader

to become "a boy again, just for a day," to escape from the emotional

stress of maturity to a simpler and more primitive moral plane. In all

these respects, Mark Twain's humor affords that "economy of expenditure

in feeling" which, as we now perceive, the business man requires as much

as the pioneer.

Glance, now, at a few examples of Mark Twain's humor: let us see whether

they corroborate this argument.

In "A Tramp Abroad" Mark Twain, at the opera in Mannheim, finds himself

seated directly behind a young girl:

How pretty she was, and how sweet she was! I wished she

would speak. But evidently she was absorbed in her own

thoughts, her own young-girl dreams, and found a dearer

pleasure in silence. But she was not dreaming sleepy

dreams,--no, she was awake, alive, alert, she could not sit

still a moment. She was an enchanting study. Her gown was of

a soft white silky stuff that clung to her round young

figure like a fish's skin, and it was rippled over with the

gracefullest little fringy films of lace; she had deep,

tender eyes, with long, curved lashes; and she had peachy

cheeks, and a dimpled chin, and such a dear little dewy

rosebud of a mouth; and she was so dove-like, so pure, and

so gracious, so sweet and bewitching. For long hours I did

mightily wish she would speak. And at last she did; the red

lips parted, and out leaped her thought,--and with such a

guileless and pretty enthusiasm, too: "Auntie, I just _know_

I've got five hundred fleas on me!"

This bit of humor is certainly characteristic of its author. What is its

tendency, as the psychologists say? Mark Twain has, one observes, all

the normal emotions of a man confronted with a pretty girl: he has them

so strongly indeed that he cannot keep his mind on the "business in

hand," which happens to be the opera. He finds himself actually,

prevented as he is from expressing himself in any direct way, drifting

into a rhapsody about her! What does he do then? He suddenly dashes a

pailful of ice-water over this beautiful vision of his, cuts it short by

a turn of the mind so sharp, so vulgar indeed, that the vision itself

evaporates in a sudden jet of acrid steam. That young girl will no

longer disturb the reader's thoughts! She has vanished as utterly as a

butterfly under a barrel of quicklime. Beauty is undone and trampled in

the dust, but the strong, silent business man is enabled to return to

his labors with a soul purified of all troubling emotions.

Another example, the famous "œsophagus" hoax in the opening paragraph

of "A Double-Barrelled Detective Story":

It was a crisp and spicy morning in early October. The

lilacs and laburnums, lit with the glory-fires of autumn,

hung burning and flashing in the upper air, a fairy bridge

provided by kind nature for the wingless wild things that

have their home in the tree-tops and would visit together;

the larch and the pomegranate flung their purple and yellow

flames in brilliant broad splashes along the slanting sweep

of woodland, the sensuous fragrance of innumerable deciduous

flowers rose upon the swooning atmosphere, far in the empty

sky a solitary œsophagus slept upon motionless wing;

everywhere brooded stillness, serenity, and the peace of

God.

We scarcely need Mr. Paine's assurance that "the warm light and luxury

of this paragraph are facetious. The careful reader will note that its

various accessories are ridiculously associated, and only the most

careless reader will accept the œsophagus as a bird." Mark Twain's

sole and wilful purpose, one observes, is to disturb the contemplation

of beauty, which requires an emotional effort, to degrade beauty and

thus divert the reader's feeling for it.

To degrade beauty, to debase distinction and thus to simplify the life

of the man with an eye single to the main chance--that, one would almost

say, is the general tendency of Mark Twain's humor. In almost every one

of his sallies, as any one can see who examines them, he burns the house

down in order to roast his pig--he destroys, that is to say, an entire

complex of legitimate pretensions for the sake of puncturing a single

sham. And, as a rule, even the "shams" are not shams at all; they are

manifestations of just that personal, æsthetic or moral distinction

which any but a bourgeois democracy would seek in every way to cherish.

Consider, for example, the value assailed in his famous speech on

General Grant and his big toe. The effect of Mark Twain's humorous

assault on the dignity of General Grant was to reduce him not to the

human but to the common level, to puncture the reluctant reverence of

the groundlings for the fact of moral elevation itself; and the success

of that audacious venture, its success even with General Grant, was the

final proof of the universal acquiescence of a race of pioneers in a

democratic régime opposed, in the name of business, to the recognition

of any superior value in the individual: what made it possible was the

fact that Grant himself had gone the way of all flesh and become a

business man. The supreme example of Mark Twain's humor in this kind is,

however, the "Connecticut Yankee." "It was another of my surreptitious

schemes for extinguishing knighthood by making it grotesque and absurd,"

says the Yankee. "Sir Ozana's saddle was hung about with leather

hat-boxes, and every time he overcame a wandering knight he swore him

into my service and fitted him with a plug and made him wear it." Mark

Twain's contemporaries, Mr. Howells among them, liked to imagine that

in this fashion he was exposing shams and pretensions; but unhappily for

this argument knighthood had been long extinct when Mark Twain undertook

his doughty attack upon it, and it had no unworthy modern equivalent. To

exalt the plug above the plume was a very easy conquest for our

humorist; it was for this reason, and not, as Mark Twain imagined, from

any snobbish self-sufficiency, that the English public failed to be

abashed by the book. In this respect, at least, the "Connecticut Yankee"

was an assault, not upon a social institution, but upon the principle of

beauty itself, an assault, moreover, in the very name of the shrewd

pioneer business man.

How easy it is now to understand the prodigious success of "The

Innocents Abroad," appearing as it did precisely at the psychological

moment, at the close of the Civil War, at the opening of the epoch of

industrial pioneering, in the hour when the life of business had become

obligatory upon every American man! How easy it is to understand why it

was so generally used as a guidebook by Americans traveling in Europe!

Setting out only to ridicule the sentimental pretensions of the author's

own pseudo-cultivated fellow-countrymen, it ridiculed in fact everything

of which the author's totally uncultivated fellow-countrymen were

ignorant, everything for which they wished just such an excuse to be

ignorant where knowledge would have contributed to an individual

development incompatible with success in business, a knowledge that

would have involved an expenditure in thought and feeling altogether too

costly for the mind that was fixed upon the main chance. It attacked not

only the illegitimate pretensions of the human spirit but the legitimate

pretensions also. It expressly made the American business man as good as

Titian and a little better: it made him feel that art and history and

all the great, elevated, admirable, painful discoveries of humankind

were things not worth wasting one's emotions over. Oh, the Holy Land,

yes! But the popular Biblical culture of the nineteenth century was

notoriously, as Matthew Arnold pointed out, the handmaid of commercial

philistinism; and besides, ancient Palestine was hardly a rival, in

civilization, of modern America. "I find your people--your best people,

I suppose they are--very nice, very intelligent, very pleasant--only

talk about Europe," says a traveling Englishman in one of Howells's

novels. "They talk about London, and about Paris, and about Rome; there

seems to be quite a passion for Italy; but they don't seem interested in

their own country. I can't make it out." It was true, true at least of

the colonial society of New England; and no doubt Mark Twain's dash of

cold water had its salutary effect. The defiant Americanism of "The

Innocents Abroad" marked, almost as definitely as Whitman's "Leaves of

Grass," the opening of the national consciousness of which every one

hopes such great things in the future. But, unlike "Leaves of Grass,"

having served to open it, it served also to postpone its fruition. Its

whole tendency ran precisely counter to Whitman's, in sterilizing, that

is to say, instead of promoting, the creative impulses in the

individual. It buttressed the feeble confidence of our busy race in a

commercial civilization so little capable of commanding the true

spiritual allegiance of men that they could not help anxiously enquiring

every traveling foreigner's opinion of it. Here we have the measure of

its influence both for good and for evil. That influence was good in so

far as it helped to concentrate the American mind upon the problems and

the destinies of America; it was evil, and it was mainly evil, in so far

as it contributed to a national self-complacency, to the prevailing

satisfaction of Americans with a banker's paradise in which, as long as

it lasts, the true destinies of America will remain unfulfilled.

So much for the nature and the significance of Mark Twain's humor. I

think we can understand now the prodigious practical success it brought

him. And are we not already in a position to see why the rôle of

humorist was foreign to his nature, why he was reluctant to adopt it,

why he always rebelled against it, and why it arrested his own

development?

Obviously, in Mark Twain, the making of the humorist was the undoing of

the artist. It meant the suppression of his æsthetic desires, the

degradation of everything upon which the creative instinct feeds. How

can a man everlastingly check his natural impulses without in the end

becoming the victim of his own habit?

I have spoken of the "Connecticut Yankee." We know how Mark Twain loved

the tales of Sir Thomas Malory: they were to him a lifelong passion and

delight. As for "knightly trappings," he adored them: think of his love

for gorgeous costumes, of the pleasure he found in dressing up for

charades, of the affection with which he wrote "The Prince and the

Pauper"! When, therefore, in his valiant endeavor to "extinguish

knighthood," he sends Sir Ozana about the country laying violent hands

on wandering knights and clapping plug-hats on their heads he is doing

something very agreeable, indeed, to the complacent American business

man, agreeable to the business man in himself, but in absolute violation

of his own spirit. That is why his taste remained infantile, why he

continued to adore "knightly trappings" instead of developing to a more

advanced æsthetic stage. His feelings for Malory, we are told, was one

of "reverence": the reverence which he felt was the complement of the

irreverence with which he acted. One cannot degrade the undegradeable:

one can actually degrade only oneself, and the result of perpetually

"taking things down" is that one remains "down" oneself, and beauty

becomes more and more inaccessibly "up." That is why, in the presence of

art, Mark Twain always felt, as he said, "like a barkeeper in heaven."

In destroying what he was constrained to consider the false pretensions

of others, he destroyed also the legitimate pretensions of his own soul.

Thus his humor, which had originally served him as a protective

coloration against the consequences of the creative life, ended by

stunting and thwarting that creative life and leaving Mark Twain himself

a scarred child.

He had, to the end, the intuition of another sort of humor. "Will a day

come," asks Satan, in "The Mysterious Stranger," "when the race will

detect the funniness of these juvenilities and laugh at them--and by

laughing at them destroy them? For your race, in its poverty, has

unquestionably one really effective weapon--laughter. Power, money,

persuasion, supplication, persecution--these can lift at a colossal

humbug--push it a little--weaken it a little, century by century; but

only laughter can blow it to rags and atoms at a blast.... As a race, do

you ever use it at all? No; you lack sense and the courage." It was

satire that he had in mind when he wrote these lines, the great

purifying force with which nature had endowed him, but of the use of

which his life had deprived him. How many times he confessed that it was

he who lacked the "courage"! How many times we have seen that if he

lacked the courage it was because, quite literally, he lacked the

"sense," the consciousness, that is to say, of his own powers, of his

proper function! Satire necessitates, above all, a supreme degree of

moral maturity, a supreme sense of proportion, a free individual

position. As for Mark Twain, by reacting immediately to every irritating

stimulus he had literally sworn and joked away the energy, the

indignation, that a free life would have enabled him to store up, the

energy that would have made him not the public ventilator that he became

but the regenerator he was meant to be. Mr Paine speaks of his

"high-pressure intellectual engine." Let us follow the metaphor by

saying that Mark Twain permitted the steam in his system to escape as

fast as it was generated: he permitted it to escape instead of

harnessing it till the time was ripe to "blow to rags and atoms" that

world of humbug against which he chafed all his life. But he had staked

everything upon the dream of happiness; and humor, by affording him an

endless series of small assuagements, enabled him to maintain that

equilibrium. "I am tired to death all the time," he wrote in 1895, out

of the stress of his financial anxieties. With that in mind we can

appreciate the unconscious irony in Mr. Paine's comment: "Perhaps, after

all, it was his comic outlook on things in general that was his chief

life-saver."

The Ordeal of Mark Twain · 第 9 / 11 章