PART II:--HIS MUSIC

VI. THE STUDIES:--TITANIC EXPERIMENTS

October 20, 1829, Frederic Chopin, aged twenty, wrote to his friend

Titus Woyciechowski, from Warsaw: "I have composed a study in my own

manner;" and November 14, the same year: "I have written some studies;

in your presence I would play them well."

Thus, quite simply and without booming of cannon or brazen proclamation

by bell, did the great Polish composer announce an event of supreme

interest and importance to the piano-playing world. Niecks thinks these

studies were published in the summer of 1833, July or August, and were

numbered op. 10. Another set of studies, op. 25, did not find a

publisher until 1837, although some of them were composed at the same

time as the previous work; a Polish musician who visited the French

capital in 1834 heard Chopin play the studies contained in op. 25. The

C minor study, op. 10, No. 12, commonly known as the Revolutionary, was

born at Stuttgart, September, 1831, "while under the excitement caused

by the news of the taking of Warsaw by the Russians, on September 8,

1831." These dates are given so as to rout effectually any dilatory

suspicion that Liszt influenced Chopin in the production of his

masterpieces. Lina Ramann, in her exhaustive biography of Franz Liszt,

openly declares that Nos. 9 and 12 of op. 10 and Nos. 11 and 12 of op.

25 reveal the influence of the Hungarian virtuoso. Figures prove the

fallacy of her assertion. The influence was the other way, as Liszt's

three concert studies show--not to mention other compositions. When

Chopin arrived in Paris his style had been formed, he was the creator

of a new piano technique.

The three studies known as Trois Nouvelles Etudes, which appeared in

1840 in Moscheles and Fetis Method of Methods were published separately

afterward. Their date of composition we do not know.

Many are the editions of Chopin's studies, but after going over the

ground, one finds only about a dozen worthy of study and consultation.

Karasowski gives the date of the first complete edition of the Chopin

works as 1846, with Gebethner & Wolff, Warsaw, as publishers. Then,

according to Niecks, followed Tellefsen, Klindworth--Bote &

Bock--Scholtz--Peters--Breitkopf & Hartel, Mikuli, Schuberth, Kahnt,

Steingraber--better known as Mertke's--and Schlesinger, edited by the

great pedagogue Theodor Kullak. Xaver Scharwenka has edited Klindworth

for the London edition of Augener & Co. Mikuli criticised the Tellefsen

edition, yet both men had been Chopin pupils. This is a significant

fact and shows that little reliance can be placed on the brave talk

about tradition. Yet Mikuli had the assistance of a half dozen of

Chopin's "favorite" pupils, and, in addition, Ferdinand Hiller. Herman

Scholtz, who edited the works for Peters, based his results on careful

inspection of original French, German and English editions, besides

consulting M. Georges Mathias, a pupil of Chopin. If Fontana, Wolff,

Gutmann, Mikuli and Tellefsen, who copied from the original Chopin

manuscripts under the supervision of the composer, cannot agree, then

upon what foundation are reared the structures of the modern critical

editions? The early French, German and Polish editions are faulty,

indeed useless, because of misprints and errata of all kinds. Every

succeeding edition has cleared away some of these errors, but only in

Karl Klindworth has Chopin found a worthy, though not faultless,

editor. His edition is a work of genius and was called by Von Bulow

"the only model edition." In a few sections others, such as Kullak, Dr.

Hugo Riemann and Hans von Bulow, may have outstripped him, but as a

whole his editing is amazing for its exactitude, scholarship, fertility

in novel fingerings and sympathetic insight in phrasing. This edition

appeared at Moscow from 1873 to 1876.

The twenty-seven studies of Chopin have been separately edited by

Riemann and Von Bulow.

Let us narrow our investigations and critical comparisons to

Klindworth, Von Bulow, Kullak and Riemann. Carl Reinecke's edition of

the studies in Breitkopf & Hartel's collection offers nothing new,

neither do Mertke, Scholtz and Mikuli. The latter one should keep at

hand because of the possible freedom from impurities in his text, but

of phrasing or fingering he contributes little. It must be remembered

that with the studies, while they completely exhibit the entire range

of Chopin's genius, the play's the thing after all. The poetry, the

passion of the Ballades and Scherzi wind throughout these technical

problems like a flaming skein. With the modern avidity for exterior as

well as interior analysis, Mikuli, Reinecke, Mertke and Scholtz

evidence little sympathy. It is then from the masterly editing of

Kullak, Von Bulow, Riemann and Klindworth that I shall draw copiously.

They have, in their various ways, given us a clue to their musical

individuality, as well as their precise scholarship. Klindworth is the

most genially intellectual, Von Bulow the most pedagogic, and Kullak is

poetic, while Riemann is scholarly; the latter gives more attention to

phrasing than to fingering. The Chopin studies are poems fit for

Parnassus, yet they also serve a very useful purpose in pedagogy. Both

aspects, the material and the spiritual, should be studied, and with

four such guides the student need not go astray.

In the first study of the first book, op. 10, dedicated to Liszt,

Chopin at a leap reached new land. Extended chords had been sparingly

used by Hummel and Clementi, but to take a dispersed harmony and

transform it into an epical study, to raise the chord of the tenth to

heroic stature--that could have been accomplished by Chopin only. And

this first study in C is heroic. Theodore Kullak writes of it: "Above a

ground bass proudly and boldly striding along, flow mighty waves of

sound. The etude--whose technical end is the rapid execution of widely

extended chord figurations exceeding the span of an octave--is to be

played on the basis of forte throughout. With sharply dissonant

harmonies the forte is to be increased to fortissimo, diminishing again

with consonant ones. Pithy accents! Their effect is enhanced when

combined with an elastic recoil of the hand."

The irregular, black, ascending and descending staircases of notes

strike the neophyte with terror. Like Piranesi's marvellous aerial

architectural dreams, these dizzy acclivities and descents of Chopin

exercise a charm, hypnotic, if you will, for eye as well as ear. Here

is the new technique in all its nakedness, new in the sense of figure,

design, pattern, web, new in a harmonic way. The old order was

horrified at the modulatory harshness, the young sprigs of the new,

fascinated and a little frightened. A man who could explode a mine that

assailed the stars must be reckoned with. The nub of modern piano music

is in the study, the most formally reckless Chopin ever penned. Kullak

gives Chopin's favorite metronome sign, 176 to the quarter, but this

editor rightly believes that "the majestic grandeur is impaired," and

suggests 152 instead. The gain is at once apparent. Indeed Kullak, a

man of moderate pulse, is quite right in his strictures on the Chopin

tempi, tempi that sprang from the expressively light mechanism of the

prevailing pianos of Chopin's day. Von Bulow declares that "the

requisite suppleness of the hand in gradual extension and rapid

contraction will be most quickly attained if the player does not

disdain first of all to impress on the individual fingers the chord

which is the foundation of each arpeggio;" a sound pedagogic point. He

also inveighs against the disposition to play the octave basses

arpeggio. In fact, those basses are the argument of the play; they must

be granitic, ponderable and powerful. The same authority calls

attention to a misprint C, which he makes B flat, the last note treble

in the twenty-ninth bar. Von Bulow gives the Chopin metronomic marking.

It remained for Riemann to make some radical changes. This learned and

worthy doctor astonished the musical world a few years by his new marks

of phrasing in the Beethoven symphonies. They topsy-turvied the old

bowing. With Chopin, new dynamic and agogic accents are rather

dangerous, at least to the peace of mind of worshippers of the Chopin

fetish. Riemann breaks two bars into one. It is a finished period for

him, and by detaching several of the sixteenths in the first group, the

first and fourth, he makes the accent clearer,--at least to the eye. He

indicates alla breve with 88 to the half. In later studies examples

will be given of this phrasing, a phrasing that becomes a mannerism

with the editor. He offers no startling finger changes. The value of

his criticism throughout the volume seems to be in the phrasing, and

this by no means conforms to accepted notions of how Chopin should be

interpreted. I intend quoting more freely from Riemann than from the

others, but not for the reason that I consider him as a cloud by day

and a pillar of fire by night in the desirable land of the Chopin

fitudes, rather because his piercing analysis lays bare the very roots

of these shining examples of piano literature. Klindworth contents

himself with a straightforward version of the C major study, his

fingering being the clearest and most admirable. The Mikuli edition

makes one addition: it is a line which binds the last note of the first

group to the first of the second. The device is useful, and occurs only

on the upward flights of the arpeggio.

This study suggests that its composer wished to begin the exposition of

his wonderful technical system with a skeletonized statement. It is the

tree stripped of its bark, the flower of its leaves, yet, austere as is

the result, there is compensating power, dignity and unswerving logic.

This study is the key with which Chopin unlocked--not his heart, but

the kingdom of technique. It should be played, for variety, unisono,

with both hands, omitting, of course, the octave bass.

Von Bulow writes cannily enough, that the second study in A minor being

chromatically related to Moscheles' etude, op. 70, No. 3, that piece

should prepare the way for Chopin's more musical composition. In

different degrees of tempo, strength and rhythmic accent it should be

practised, omitting the thumb and first finger. Mikuli's metronome is

144 to the quarter, Von Bulow's, 114; Klindworth's, the same as Mikuli,

and Riemann is 72 to the half, with an alla breve. The fingering in

three of these authorities is almost identical. Riemann has ideas of

his own, both in the phrasing and figuration. Look at these first two

bars:

[Musical score excerpt without caption: ]

Von Bulow orders "the middle harmonies to be played throughout

distinctly, and yet transiently"--in German, "fluchtig." In fact, the

entire composition, with its murmuring, meandering, chromatic

character, is a forerunner to the whispering, weaving, moonlit effects

in some of his later studies. The technical purpose is clear, but not

obtrusive. It is intended for the fourth and fifth finger of the right

hand, but given in unison with both hands it becomes a veritable but

laudable torture for the thumb of the left. With the repeat of the

first at bar 36 Von Bulow gives a variation in fingering. Kullak's

method of fingering is this: "Everywhere that two white keys occur in

succession the fifth finger is to be used for C and F in the right

hand, and for F and E in the left." He has also something to say about

holding "the hand sideways, so that the back of the hand and arm form

an angle." This question of hand position, particularly in Chopin, is

largely a matter of individual formation. No two hands are alike, no

two pianists use the same muscular movements. Play along the easiest

line of resistance.

We now have reached a study, the third, in which the more intimately

known Chopin reveals himself. This one in E is among the finest

flowering of the composer's choice garden. It is simpler, less morbid,

sultry and languorous, therefore saner, than the much bepraised study

in C sharp minor, No. 7, op. 25. Niecks writes that this study "may be

counted among Chopin's loveliest compositions." It combines "classical

chasteness of contour with the fragrance of romanticism." Chopin told

his faithful Gutmann that "he had never in his life written another

such melody," and once when hearing it raised his arms aloft and cried

out: "Oh, ma patrie!"

I cannot vouch for the sincerity of Chopin's utterance for as Runciman

writes: "They were a very Byronic set, these young men; and they took

themselves with ludicrous seriousness."

Von Bulow calls it a study in expression--which is obvious--and thinks

it should be studied in company with No. 6, in E flat minor. This

reason is not patent. Emotions should not be hunted in couples and the

very object of the collection, variety in mood as well as mechanism, is

thus defeated. But Von Bulow was ever an ardent classifier. Perhaps he

had his soul compartmentized. He also attempts to regulate the

rubato--this is the first of the studies wherein the rubato's rights

must be acknowledged. The bars are even mentioned 32, 33, 36 and 37,

where tempo license may be indulged. But here is a case which innate

taste and feeling must guide. You can no more teach a real Chopin

rubato--not the mawkish imitation,--than you can make a donkey

comprehend Kant. The metronome is the same in all editions, 100 to the

eighth.

Kullak rightly calls this lovely study "ein wunderschones, poetisches

Tonstuck," more in the nocturne than study style. He gives in the

bravura-like cadenza, an alternate for small hands, but small hands

should not touch this piece unless they can grapple the double sixths

with ease. Klindworth fingers the study with great care. The figuration

in three of the editions is the same, Mikuli separating the voices

distinctly. Riemann exercises all his ingenuity to make the beginning

clear to the eye.

[Musical score excerpt]

What a joy is the next study, No. 4! How well Chopin knew the value of

contrast in tonality and sentiment! A veritable classic is this piece,

which, despite its dark key color, C sharp minor as a foil to the

preceding one in E, bubbles with life and spurts flame. It reminds one

of the story of the Polish peasants, who are happiest when they sing in

the minor mode. Kullak calls this "a bravura study for velocity and

lightness in both hands. Accentuation fiery!" while Von Bulow believes

that "the irresistible interest inspired by the spirited content of

this truly classical and model piece of music may become a stumbling

block in attempting to conquer the technical difficulties." Hardly. The

technics of this composition do not lie beneath the surface. They are

very much in the way of clumsy fingers and heavy wrists. Presto 88 to

the half is the metronome indication in all five editions. Klindworth

does not comment, but I like his fingering and phrasing best of all.

Riemann repeats his trick of breaking a group, detaching a note for

emphasis; although he is careful to retain the legato bow. One wonders

why this study does not figure more frequently on programmes of piano

recitals. It is a fine, healthy technical test, it is brilliant, and

the coda is very dramatic. Ten bars before the return of the theme

there is a stiff digital hedge for the student. A veritable lance of

tone is this study, if justly poised.

Riemann has his own ideas of the phrasing of the following one, the

fifth and familiar "Black Key" etude. Examine the first bar:

[Musical Illustration without caption]

Von Bulow would have grown jealous if he had seen this rather fantastic

phrasing. It is a trifle too finical, though it must be confessed looks

pretty. I like longer breathed phrasing. The student may profit by this

analysis. The piece is indeed, as Kullak says, "full of Polish

elegance." Von Bulow speaks rather disdainfully of it as a Damen-Salon

Etude. It is certainly graceful, delicately witty, a trifle naughty,

arch and roguish, and it is delightfully invented. Technically, it

requires smooth, velvet-tipped fingers and a supple wrist. In the

fourth bar, third group, third note of group, Klindworth and Riemann

print E flat instead of D flat. Mikuli, Kullak and Von Bulow use the D

flat. Now, which is right? The D flat is preferable. There are already

two E flats in the bar. The change is an agreeable one. Joseffy has

made a concert variation for this study. The metronome of the original

is given at 116 to the quarter.

A dark, doleful nocturne is No. 6, in E flat minor. Niecks praises it

in company with the preceding one in E. It is beautiful, if music so

sad may be called beautiful, and the melody is full of stifled sorrow.

The study figure is ingenious, but subordinated to the theme. In the E

major section the piece broadens to dramatic vigor. Chopin was not yet

the slave of his mood. There must be a psychical programme to this

study, some record of a youthful disillusion, but the expression of it

is kept well within chaste lines. The Sarmatian composer had not yet

unlearned the value of reserve. The Klindworth reading of this troubled

poem is the best though Kullak used Chopin's autographic copy. There is

no metronomic sign in this autograph. Tellefsen gives 69 to the

quarter; Klindworth, 60; Riemann, 69; Mikuli, the same; Von Bulow and

Kullak, 60. Kullak also gives several variante from the text, adding an

A flat to the last group in bar II. Riemann and the others make the

same addition. The note must have been accidentally omitted from the

Chopin autograph. Two bars will illustrate what Riemann can accomplish

when he makes up his mind to be explicit, leaving little to the

imagination:

[Illustration without caption]

A luscious touch, and a sympathetic soul is needed for this nocturne

study.

We emerge into a clearer, more bracing atmosphere in the C major study,

No. 7. It is a genuine toccata, with moments of tender twilight,

serving a distinct technical purpose--the study of double notes and

changing on one key--and is as healthy as the toccata by Robert

Schumann. Here is a brave, an undaunted Chopin, a gay cavalier, with

the sunshine shimmering about him. There are times when this study

seems like light dripping through the trees of a mysterious forest;

with the delicato there are Puck-like rustlings, and all the while the

pianist without imagination is exercising wrist and ringers in a

technical exercise! Were ever Beauty and Duty so mated in double

harness? Pegasus pulling a cloud charged with rain over an arid

country! For study, playing the entire composition with a wrist stroke

is advisable. It will secure clear articulation, staccato and

finger-memory. Von Bulow phrases the study in groups of two, Kullak in

sixes, Klindworth and Mikuli the same, while Riemann in alternate twos,

fours and sixes. One sees his logic rather than hears it. Von Bulow

plastically reproduces the flitting, elusive character of the study far

better than the others.

It is quite like him to suggest to the panting and ambitious pupil that

the performance in F sharp major, with the same fingering as the next

study in F, No. 8, would be beneficial. It certainly would. By the same

token, the playing of the F minor Sonata, the Appassionata of

Beethoven, in the key of F sharp minor, might produce good results.

This was another crotchet of Wagner's friend and probably was born of

the story that Beethoven transposed the Bach fugues in all keys. The

same is said of Saint-Saens.

In his notes to the F major study Theodor Kullak expatiates at length

upon his favorite idea that Chopin must not be played according to his

metronomic markings. The original autograph gives 96 to the half, the

Tellefsen edition 88, Klindworth 80, Von Bulow 89, Mikuli 88, and

Riemann the same. Kullak takes the slower tempo of Klindworth,

believing that the old Herz and Czerny ideals of velocity are vanished,

that the shallow dip of the keys in Chopin's day had much to do with

the swiftness and lightness of his playing. The noble, more sonorous

tone of a modern piano requires greater breadth of style and less

speedy passage work. There can be no doubt as to the wisdom of a

broader treatment of this charming display piece. How it makes the

piano sound--what a rich, brilliant sweep it secures! It elbows the

treble to its last euphonious point, glitters and crests itself, only

to fall away as if the sea were melodic and could shatter and tumble

into tuneful foam! The emotional content is not marked. The piece is

for the fashionable salon or the concert hall. One catches at its close

the overtones of bustling plaudits and the clapping of gloved palms.

Ductility, an aristocratic ease, a delicate touch and fluent technique

will carry off this study with good effect. Technically it is useful;

one must speak of the usefulness of Chopin, even in these imprisoned,

iridescent soap bubbles of his. On the fourth line and in the first bar

of the Kullak version, there is a chord of the dominant seventh in

dispersed position that does not occur in any other edition. Yet it

must be Chopin or one of his disciples, for this autograph is in the

Royal Library at Berlin. Kullak thinks it ought to be omitted, moreover

he slights an E flat, that occurs in all the other editions situated in

the fourth group of the twentieth bar from the end.

The F minor study, No. 9, is the first one of those tone studies of

Chopin in which the mood is more petulant than tempestuous. The melody

is morbid, almost irritating, and yet not without certain accents of

grandeur. There is a persistency in repetition that foreshadows the

Chopin of the later, sadder years. The figure in the left hand is the

first in which a prominent part is given to that member. Not as noble

and sonorous a figure as the one in the C minor study, it is a distinct

forerunner of the bass of the D minor Prelude. In this F minor study

the stretch is the technical object. It is rather awkward for

close-knit fingers. The best fingering is Von Bulow's. It is 5, 3, 1,

4, 1, 3 for the first figure. All the other editions, except Riemann's,

recommend the fifth finger on F, the fourth on C. Von Billow believes

that small hands beginning with his system will achieve quicker results

than by the Chopin fingering. This is true. Riemann phrases the study

with a multiplicity of legato bows and dynamic accents. Kullak prefers

the Tellefsen metronome 80, rather than the traditional 96. Most of the

others use 88 to the quarter, except Riemann, who espouses the more

rapid gait of 96. Klindworth, with his 88, strikes a fair medium.

The verdict of Von Bulow on the following study in A flat, No. 10, has

no uncertainty of tone in its proclamation:

He who can play this study in a really finished manner may

congratulate himself on having climbed to the highest point of

the pianist's Parnassus, as it is perhaps the most difficult

piece of the entire set. The whole repertory of piano music

does not contain a study of perpetuum mobile so full of genius

and fancy as this particular one is universally acknowledged

to be, except perhaps Liszt's Feux Follets. The most important

point would appear to lie not so much in the interchange of

the groups of legato and staccato as in the exercise of

rhythmic contrasts--the alternation of two and three part

metre (that is, of four and six) in the same bar. To overcome

this fundamental difficulty in the art of musical reproduction

is the most important thing here, and with true zeal it may

even be accomplished easily.

Kullak writes: "Harmonic anticipations; a rich rhythmic life

originating in the changing articulation of the twelve-eights in groups

of three and two each. ... This etude is an exceedingly piquant

composition, possessing for the hearer a wondrous, fantastic charm, if

played with the proper insight." The metronomic marking is practically

the same in all editions, 152 to the quarter notes. The study is one of

the most charming of the composer. There is more depth in it than in

the G flat and F major studies, and its effectiveness in the virtuoso

sense is unquestionable. A savor of the salon hovers over its perfumed

measures, but there is grace, spontaneity and happiness. Chopin must

have been as happy as his sensitive nature would allow when he

conceived this vivacious caprice.

In all the editions, Riemann's excepted, there is no doubt left as to

the alternations of metres. Here are the first few bars of Von

Billow's, which is normal phrasing:

[Musical score excerpt]

Read Riemann's version of these bars:

[Musical score excerpt]

Riemann is conducive to clear-sighted phrasing, and will set the

student thinking, but the general effect of accentuation is certainly

different. All the editors quoted agree with Von Bulow, Klindworth and

Kullak. But if this is a marked specimen of Riemann, examine his

reading of the phrase wherein Chopin's triple rhythm is supplanted by

duple. Thus Von Bulow--and who will dare cavil?

[Musical score excerpt]

Riemann:

[Musical score excerpt]

The difference is more imaginary than real, for the stems of the

accented notes give us the binary metre. But the illustration serves to

show how Dr. Riemann is disposed to refine upon the gold of Chopin.

Kullak dilates upon a peculiarity of Chopin: the dispersed position of

his underlying harmonies. This in a footnote to the eleventh study of

op. 10. Here one must let go the critical valve, else strangle in

pedagogics. So much has been written, so much that is false, perverted

sentimentalism and unmitigated cant about the nocturnes, that the

wonder is the real Chopin lover has not rebelled. There are pearls and

diamonds in the jewelled collection of nocturnes, many are dolorous,

few dramatic, and others are sweetly insane and songful. I yield to

none in my admiration for the first one of the two in G minor, for the

psychical despair in the C sharp minor nocturne, for that noble drama

called the C minor nocturne, for the B major, the Tuberose nocturne;

and for the E, D flat and G major nocturnes, it remains unabated. But

in the list there is no such picture painted, a Corot if ever there was

one, as this E flat study.

Its novel design, delicate arabesques--as if the guitar had been

dowered with a soul--and the richness and originality of its harmonic

scheme, gives us pause to ask if Chopin's invention is not almost

boundless. The melody itself is plaintive; a plaintive grace informs

the entire piece. The harmonization is far more wonderful, but to us

the chord of the tenth and more remote intervals, seem no longer

daring; modern composition has devilled the musical alphabet into the

very caverns of the grotesque, yet there are harmonies in the last page

of this study that still excite wonder. The fifteenth bar from the end

is one that Richard Wagner might have made. From that bar to the close,

every group is a masterpiece.

Remember, this study is a nocturne, and even the accepted metronomic

markings in most editions, 76 to the quarter, are not too slow; they

might even be slower. Allegretto and not a shade speedier! The color

scheme is celestial and the ending a sigh, not unmixed with happiness.

Chopin, sensitive poet, had his moments of peace, of divine

content--lebensruhe. The dizzy appoggiatura leaps in the last two bars

set the seal of perfection upon this unique composition.

Touching upon the execution, one may say that it is not for small

hands, nor yet for big fists. The former must not believe that any

"arrangements" or simplified versions will ever produce the aerial

effect, the swaying of the tendrils of tone, intended by Chopin. Very

large hands are tempted by their reach to crush the life out of the

study in not arpeggiating it. This I have heard, and the impression was

indescribably brutal. As for fingering, Mikuli, Von Bulow, Kullak,

Riemann and Klindworth all differ, and from them must most pianists

differ. Your own grasp, individual sense of fingering and tact will

dictate the management of technics. Von Bulow gives a very sensible

pattern to work from, and Kullak is still more explicit. He analyzes

the melody and, planning the arpeggiating with scrupulous fidelity, he

shows why the arpeggiating "must be affected with the utmost rapidity,

bordering upon simultaneousness of harmony in the case of many chords."

Kullak has something to say about the grace notes and this bids me call

your attention to Von Bulow's change in the appoggiatura at the last

return of the subject. A bad misprint is in the Von Bulow edition: it

is in the seventeenth bar from the end, the lowest note in the first

bass group and should read E natural, instead of the E flat that stands.

Von Bulow does not use the arpeggio sign after the first chord. He

rightly believes it makes unclear for the student the subtleties of

harmonic changes and fingering. He also suggests--quite like the

fertile Hans Guido--that "players who have sufficient patience and

enthusiasm for the task would find it worth their while to practise the

arpeggi the reverse way, from top to bottom; or in contrary motion,

beginning with the top note in one hand and the bottom note in the

other. A variety of devices like this would certainly help to give

greater finish to the task."

Doubtless, but consider: man's years are but threescore and ten!

The phrasing of the various editions examined do not vary much. Riemann

is excepted, who has his say in this fashion, at the beginning:

[Musical score excerpt]

More remarkable still is the diversity of opinion regarding the first

three bass chord groups in the fifteenth bar from the close: the bottom

notes in the Von Bulow and Klindworth editions are B flat and two A

naturals, and in the Riemann, Kullak and Mikuli editions the notes are

two B flats and one A natural. The former sounds more varied, but we

may suppose the latter to be correct because of Mikuli. Here is the

particular bar, as given by Riemann:

[Musical score excerpt]

Yet this exquisite flight into the blue, this nocturne which should be

played before sundown, excited the astonishment of Mendelssohn, the

perplexed wrath of Moscheles and the contempt of Rellstab, editor of

the "Iris," who wrote in that journal in 1834 of the studies in op.

10:--

"Those who have distorted fingers may put them right by practising

these studies; but those who have not, should not play them, at least

not without having a surgeon at hand." What incredible surgery would

have been needed to get within the skull of this narrow critic any

savor of the beauty of these compositions! In the years to come the

Chopin studies will be played for their music, without any thought of

their technical problems.

Now the young eagle begins to face the sun, begins to mount on

wind-weaving pinions. We have reached the last study of op. 10, the

magnificent one in C minor. Four pages suffice for a background upon

which the composer has flung with overwhelming fury the darkest, the

most demoniac expressions of his nature. Here is no veiled surmise, no

smothered rage, but all sweeps along in tornadic passion. Karasowski's

story may be true regarding the genesis of this work, but true or not,

it is one of the greatest dramatic outbursts in piano literature. Great

in outline, pride, force and velocity, it never relaxes its grim grip

from the first shrill dissonance to the overwhelming chordal close.

This end rings out like the crack of creation. It is elemental. Kullak

calls it a "bravura study of the very highest order for the left hand.

It was composed in 1831 in Stuttgart, shortly after Chopin had received

tidings of the taking of Warsaw by the Russians, September 8, 1831."

Karasowski wrote: "Grief, anxiety and despair over the fate of his

relatives and his dearly-beloved father filled the measure of his

sufferings. Under the influence of this mood he wrote the C minor

Etude, called by many the Revolutionary Etude. Out of the mad and

tempestuous storm of passages for the left hand the melody rises aloft,

now passionate and anon proudly majestic, until thrills of awe stream

over the listener, and the image is evoked of Zeus hurling thunderbolts

at the world."

Niecks thinks it "superbly grand," and furthermore writes: "The

composer seems fuming with rage; the left hand rushes impetuously along

and the right hand strikes in with passionate ejaculations." Von Bulow

said: "This C minor study must be considered a finished work of art in

an even higher degree than the study in C sharp minor." All of which is

pretty, but not enough to the point.

Von Bulow fingers the first passage for the left hand in a very

rational manner; Klindworth differs by beginning with the third instead

of the second finger, while Riemann--dear innovator--takes the group:

second, first, third, and then, the fifth finger on D, if you please!

Kullak is more normal, beginning with the third. Here is Riemann's

phrasing and grouping for the first few bars. Notice the half note with

peculiar changes of fingering at the end. It gives surety and variety.

Von Bulow makes the changes ring on the second and fifth, instead of

third and fifth, fingers. Thus Riemann:

[Musical score excerpt]

In the above the accustomed phrasing is altered, for in all other

editions the accent falls upon the first note of each group. In Riemann

the accentuation seems perverse, but there is no question as to its

pedagogic value. It may be ugly, but it is useful though I should not

care to hear it in the concert room. Another striking peculiarity of

the Riemann phrasing is his heavy accent on the top E flat in the

principal passage for the left hand. He also fingers what Von Bulow

calls the "chromatic meanderings," in an unusual manner, both on the

first page and the last. His idea of the enunciation of the first theme

is peculiar:

[Musical score excerpt]

Mikuli places a legato bow over the first three octaves--so does

Kullak--Von Bulow only over the last two, which gives a slightly

different effect, while Klindworth does the same as Kullak. The heavy

dynamic accents employed by Riemann are unmistakable. They signify the

vital importance of the phrase at its initial entrance. He does not use

it at the repetition, but throughout both dynamic and agogic accents

are unsparingly used, and the study seems to resound with the sullen

booming of a park of artillery. The working-out section, with its

anticipations of "Tristan and Isolde," is phrased by all the editors as

it is never played. Here the technical figure takes precedence over the

law of the phrase, and so most virtuosi place the accent on the fifth

finger, regardless of the pattern. This is as it should be. In

Klindworth there is a misprint at the beginning of the fifteenth bar

from the end in the bass. It should read B natural, not B flat. The

metronome is the same in all editions, 160 to the quarter, but speed

should give way to breadth at all hazards. Von Bulow is the only

editor, to my knowledge, who makes an enharmonic key change in this

working-out section. It looks neater, sounds the same, but is it

Chopin? He also gives a variant for public performance by transforming

the last run in unisono into a veritable hurricane by interlocked

octaves. The effect is brazen. Chopin needs no such clangorous padding

in this etude, which gains by legitimate strokes the most startling

contrasts.

The study is full of tremendous pathos; it compasses the sublime, and

in its most torrential moments the composer never quite loses his

mental equipoise. He, too, can evoke tragic spirits, and at will send

them scurrying back to their dim profound. It has but one rival in the

Chopin studies--No. 12, op. 25, in the same key.

II

Opus 25, twelve studies by Frederic Chopin, are dedicated to Madame la

Comtesse d'Agoult. The set opens with the familiar study in A flat, so

familiar that I shall not make further ado about it except to say that

it is delicious, but played often and badly. All that modern editing

can do since Miluki is to hunt out fresh accentuation. Von Bullow is

the worst sinner in this respect, for he discovers quaint nooks and

dells for his dynamics undreamed of by the composer. His edition should

be respectfully studied and, when mastered, discarded for a more poetic

interpretation. Above all, poetry, poetry and pedals. Without pedalling

of the most varied sort this study will remain as dry as a dog-gnawed

bone. Von Bulow says the "figure must be treated as a double

triplet--twice three and not three times two--as indicated in the first

two bars." Klindworth makes the group a sextolet. Von Bulow has set

forth numerous directions in fingering and phrasing, giving the exact

number of notes in the bass trill at the end. Kullak uses the most

ingenious fingering. Look at the last group of the last bar, second

line, third page. It is the last word in fingering. Better to end with

Robert Schumann's beautiful description of this study, as quoted by

Kullak:

In treating of the present book of Etudes, Robert Schumann,

after comparing Chopin to a strange star seen at midnight,

wrote as follows: "Whither his path lies and leads, or how

long, how brilliant its course is yet to be, who can say? As

often, however, as it shows itself, there is ever seen the

same deep dark glow, the same starry light and the same

austerity, so that even a child could not fail to recognize

it. But besides this, I have had the advantage of hearing most

of these Etudes played by Chopin himself, and quite a la

Chopin did he play them!"

Of the first one especially he writes: "Imagine that an

aeolian harp possessed all the musical scales, and that the

hand of an artist were to cause them all to intermingle in all

sorts of fantastic embellishments, yet in such a way as to

leave everywhere audible a deep fundamental tone and a soft

continuously-singing upper voice, and you will get the right

idea of his playing. But it would be an error to think that

Chopin permitted every one of the small notes to be distinctly

heard. It was rather an undulation of the A flat major chord,

here and there thrown aloft anew by the pedal. Throughout all

the harmonies one always heard in great tones a wondrous

melody, while once only, in the middle of the piece, besides

that chief song, a tenor voice became prominent in the midst

of chords. After the Etude a feeling came over one as of

having seen in a dream a beatific picture which when half

awake one would gladly recall."

After these words there can be no doubt as to the mode of

delivery. No commentary is required to show that the melodic

and other important tones indicated by means of large notes

must emerge from within the sweetly whispering waves, and that

the upper tones must be combined so as to form a real melody

with the finest and most thoughtful shadings.

The twenty-fourth bar of this study in A major is so Lisztian that

Liszt must have benefited by its harmonies.

"And then he played the second in the book, in F minor, one in which

his individuality displays itself in a manner never to be forgotten.

How charming, how dreamy it was! Soft as the song of a sleeping child."

Schumann wrote this about the wonderful study in F minor, which

whispers, not of baleful deeds in a dream, as does the last movement of

the B flat minor sonata, but is--"the song of a sleeping child." No

comparison could be prettier, for there is a sweet, delicate drone that

sometimes issues from childish lips, having a charm for ears not

attuned to grosser things.

This must have been the study that Chopin played for Henrietta Voigt at

Leipsic, September 12, 1836. In her diary she wrote: "The over

excitement of his fantastic manner is imparted to the keen eared. It

made me hold my breath. Wonderful is the ease with which his velvet

fingers glide, I might almost say fly, over the keys. He has enraptured

me--in a way which hitherto had been unknown to me. What delighted me

was the childlike, natural manner which he showed in his demeanor and

in his playing." Von Bulow believes the interpretation of this magical

music should be without sentimentality, almost without

shading--clearly, delicately and dreamily executed. "An ideal

pianissimo, an accentless quality, and completely without passion or

rubato." There is little doubt this was the way Chopin played it. Liszt

is an authority on the subject, and M. Mathias corroborates him.

Regarding the rhythmical problem to be overcome, the combination of two

opposing rhythms, Von Bulow indicates an excellent method, and Kullak

devotes part of a page to examples of how the right, then the left, and

finally both hands, are to be treated. Kullak furthermore writes: "Or,

if one will, he may also betake himself in fancy to a still, green,

dusky forest, and listen in profound solitude to the mysterious

rustling and whispering of the foliage. What, indeed, despite the

algebraic character of the tone-language, may not a lively fancy

conjure out of, or, rather, into, this etude! But one thing is to be

held fast: it is to be played in that Chopin-like whisper of which,

among others, Mendelssohn also affirmed that for him nothing more

enchanting existed." But enough of subjective fancies. This study

contains much beauty, and every bar rules over a little harmonic

kingdom of its own. It is so lovely that not even the Brahms'

distortion in double notes or the version in octaves can dull its

magnetic crooning. At times so delicate is its design that it recalls

the faint fantastic tracery made by frost on glass. In all instances

save one it is written as four unbroken quarter triplets in the

bar--right hand. Not so Riemann. He has views of his own, both as to

fingering and phrasing:

[Musical score excerpt]

Jean Kleczynski's interesting brochure, "The Works of Frederic Chopin

and Their Proper Interpretation," is made up of three lectures

delivered at Warsaw. While the subject is of necessity foreshortened,

he says some practical things about the use of the pedals in Chopin's

music. He speaks of this very study in F minor and the enchanting way

Rubinstein and Essipowa ended it--the echo-like effects on the four

C's, the pedal floating the tone. The pedals are half the battle in

Chopin playing. ONE CAN NEVER PLAY CHOPIN BEAUTIFULLY ENOUGH. Realistic

treatment dissipates his dream palaces, shatters his aerial

architecture. He may be played broadly, fervently, dramatically but

coarsely, never. I deprecate the rose-leaf sentimentalism in which he

is swathed by nearly all pianists. "Chopin is a sigh, with something

pleasing in it," wrote some one, and it is precisely this notion which

has created such havoc among his interpreters. But if excess in feeling

is objectionable, so too is the "healthy" reading accorded his works by

pianists with more brawn than brain. The real Chopin player is born and

can never be a product of the schools.

Schumann thinks the third study in F less novel in character, although

"here the master showed his admirable bravura powers." "But," he

continues, "they are all models of bold, indwelling, creative force,

truly poetic creations, though not without small blots in their

details, but on the whole striking and powerful. Yet, if I give my

complete opinion, I must confess that his earlier collection seems more

valuable to me. Not that I mean to imply any deterioration, for these

recently published studies were nearly all written at the same time as

the earlier ones, and only a few were composed a little while ago--the

first in A flat and the last magnificent one in C minor, both of which

display great mastership."

One may be permitted to disagree with Schumann, for op. 25 contains at

least two of Chopin's greater studies--A minor and C minor. The most

valuable point of the passage quoted is the clenching of the fact that

the studies were composed in a bunch. That settles many important

psychological details. Chopin had suffered much before going to Paris,

had undergone the purification and renunciation of an unsuccessful love

affair, and arrived in Paris with his style fully formed--in his case

the style was most emphatically the man.

Kullak calls the study in F "a spirited little caprice, whose kernel

lies in the simultaneous application of four different little rhythms

to form a single figure in sound, which figure is then repeated

continuously to the end. In these repetitions, however, changes of

accentuation, fresh modulations, and piquant antitheses, serve to make

the composition extremely vivacious and effective." He pulls apart the

brightly colored petals of the thematic flower and reveals the inner

chemistry of this delicate growth. Four different voices are

distinguished in the kernel.

"The third voice is the chief one, and after it the first, because they

determine the melodic and harmonic contents":

[Musical score excerpt of 'four different voices']

Kullak and Mikuli dot the C of the first bar. Klindworth and Von Bulow

do not. As to phrasing and fingering I pin my faith to Riemann. His

version is the most satisfactory. Here are the first bars. The idea is

clearly expressed:

[Musical score excerpt]

Best of all is the careful accentuation, and at a place indicated in no

other edition that I have examined. With the arrival of the

thirty-second notes, Riemann punctuates the theme this way:

[Musical score excerpt]

The melody, of course in profile, is in the eighth notes. This gives

meaning to the decorative pattern of the passage. And what charm,

buoyancy, and sweetness there is in this caprice! It has the

tantalizing, elusive charm of a humming bird in full flight. The human

element is almost eliminated. We are in the open, the sun blazes in the

blue, and all is gay, atmospheric, and illuding. Even where the tone

deepens, where the shadows grow cooler and darker in the B major

section, there is little hint of preoccupation with sadness. Subtle are

the harmonic shifts, admirable the ever changing devices of the

figuration. Riemann accents the B, the E, A, B flat, C and F, at the

close--perilous leaps for the left hand, but they bring into fine

relief the exquisite harmonic web. An easy way of avoiding the tricky

position in the left hand at this spot--thirteen bars from the

close--is to take the upper C in bass with the right hand thumb and in

the next bar the upper B in bass the same way. This minimizes the risk

of the skip, and it is perfectly legitimate to do this--in public at

least. The ending, to be "breathed" away, according to Kullak, is

variously fingered. He also prescribes a most trying fingering for the

first group, fourth finger on both hands. This is useful for study, but

for performance the third finger is surer. Von Bulow advises the player

to keep the "upper part of the body as still as possible, as any haste

of movement would destroy the object in view, which is the acquisition

of a loose wrist." He also suggests certain phrasing in bar seventeen,

and forbids a sharp, cutting manner in playing the sforzati at the last

return of the subject. Kullak is copious in his directions, and thinks

the touch should be light and the hand gliding, and in the B major part

"fiery, wilful accentuation of the inferior beats." Capricious,

fantastic, and graceful, this study is Chopin in rare spirits. Schumann

has the phrase--the study should be executed with "amiable bravura."

There is a misprint in the Kullak edition: at the beginning of the

thirty-second notes an A instead of an F upsets the tonality, besides

being absurd.

Of the fourth study in A minor there is little to add to Theodor

Kullak, who writes:

"In the broadest sense of the word, every piece of music is an

etude. In a narrower sense, however, we demand of an etude

that it shall have a special end in view, promote facility in

something, and lead to the conquest of some particular

difficulty, whether of technics, of rhythm, expression or

delivery." (Robert Schumann, Collected Writings, i., 201.) The

present study is less interesting from a technical than a

rhythmical point of view. While the chief beats of the measure

(1st, 3d, 5th and 7th eighths) are represented only by single

tones (in the bass part), which are to a certain extent "free

and unconcerned, and void of all encumbrance," the inferior

parts of the measure (2d, 4th, 6th and 8th eighths) are

burdened with chords, the most of which, moreover, are

provided with accents in opposition to the regular beats of

the measure. Further, there is associated with these chords,

or there may be said to grow out of them, a cantilene in the

upper voice, which appears in syncopated form opposite to the

strong beats of the bass. This cantilene begins on a weak

beat, and produces numerous suspensions, which, in view of the

time of their entrance, appear as so many retardations and

delayals of melodic tones.

All these things combine to give the composition a wholly

peculiar coloring, to render its flow somewhat restless and to

stamp the etude as a little characteristic piece, a capriccio,

which might well be named "Inquietude."

As regards technics, two things are to be studied: the

staccato of the chords and the execution of the cantilena. The

chords must be formed more by pressure than by striking. The

fingers must support themselves very lightly upon the chord

keys and then rise again with the back of the hand in the most

elastic manner. The upward movement of the hand must be very

slight. Everything must be done with the greatest precision,

and not merely in a superficial manner. Where the cantilena

appears, every melodic tone must stand apart from the tones of

the accompaniment as if in "relief." Hence the fingers for the

melodic tones must press down the keys allotted to them with

special force, in doing which the back of the hand may be

permitted to turn lightly to the right (sideward stroke),

especially when there is a rest in the accompaniment. Compare

with this etude the introduction to the Capriccio in B minor,

with orchestra, by Felix Mendelssohn, first page. Aside from a

few rallentando places, the etude is to be played strictly in

time.

I prefer the Klindworth editing of this rather sombre, nervous

composition, which may be merely an etude, but it also indicates a

slightly pathologic condition. With its breath-catching syncopations

and narrow emotional range, the A minor study has nevertheless moments

of power and interest. Riemann's phrasing, while careful, is not more

enlightening than Klindworth's. Von Bulow says: "The bass must be

strongly marked throughout--even when piano--and brought out in

imitation of the upper part." Singularly enough, his is the only

edition in which the left hand arpeggios at the close, though in the

final bar "both hands may do so." This is editorial quibbling. Stephen

Heller remarked that this study reminded him of the first bar of the

Kyrie--rather the Requiem Aeternam of Mozart's Requiem.

It is safe to say that the fifth study in E minor is less often heard

in the concert room than any one of its companions. I cannot recall

having heard it since Annette Essipowa gave that famous recital during

which she played the entire twenty-seven studies. Yet it is a sonorous

piano piece, rich in embroideries and general decorative effect in the

middle section. Perhaps the rather perverse, capricious and not

altogether amiable character of the beginning has caused pianists to be

wary of introducing it at a recital. It is hugely effective and also

difficult, especially if played with the same fingering throughout, as

Von Bulow suggests. Niecks quotes Stephen Heller's partiality for this

very study. In the "Gazette Musicale," February 24, 1839, Heller wrote

of Chopin's op. 25:

What more do we require to pass one or several evenings in as

perfect a happiness as possible? As for me, I seek in this

collection of poesy--this is the only name appropriate to the

works of Chopin--some favorite pieces which I might fix in my

memory, rather than others. Who could retain everything? For

this reason I have in my notebook quite particularly marked

the numbers four, five and seven of the present poems. Of

these twelve much loved studies--every one of which has a

charm of its own--the three numbers are those I prefer to all

the rest.

The middle part of this E minor study recalls Thalberg. Von Bulow

cautions the student against "the accenting of the first note with the

thumb--right hand--as it does not form part of the melody, but only

comes in as an unimportant passing note." This refers to the melody in

E. He also writes that the addition of the third in the left hand,

Klindworth edition, needs no special justification. I discovered one

marked difference in the Klindworth edition. The leap in the left

hand--first variant of the theme, tenth bar from beginning--is preceded

by an appoggiatura, E natural. The jump is to F sharp, instead of G, as

in the Mikuli, Kullak and Riemann editions. Von Bulow uses the F sharp,

but without the ninth below. Riemann phrases the piece so as to get the

top melody, B, E and G, and his stems are below instead of above, as in

Mikuli and Von Bulow. Kullak dots the eighth note. Riemann uses a

sixteenth, thus:

[Musical score excerpt]

Kullak writes that the figure 184 is not found on the older metronomes.

This is not too fast for the capriccio, with its pretty and ingenious

rhythmical transformations. As regards the execution of the 130th bar,

Von Bulow says: "The acciaccature--prefixes--are to be struck

simultaneously with the other parts, as also the shake in bar 134 and

following bars; this must begin with the upper auxiliary note." These

details are important. Kullak concludes his notes thus:

Despite all the little transformations of the motive member

which forms the kernel, its recognizability remains

essentially unimpaired. Meanwhile out of these little

metamorphoses there is developed a rich rhythmic life, which

the performer must bring out with great precision. If in

addition, he possesses a fine feeling for what is graceful,

coquettish, or agreeably capricious, he will understand how to

heighten still further the charm of the chief part, which, as

far as its character is concerned, reminds one of Etude, op.

25, No. 3.

The secondary part, in major, begins. Its kernel is formed of

a beautiful broad melody, which, if soulfully conceived and

delivered, will sing its way deep into the heart of the

listener. For the accompaniment in the right hand we find

chord arpeggiations in triplets, afterward in sixteenths,

calmly ascending and descending, and surrounding the melody as

with a veil. They are to be played almost without

accentuation.

It was Louis Ehlert who wrote of the celebrated study in G sharp minor

op. 25, No. 6: "Chopin not only versifies an exercise in thirds; he

transforms it into such a work of art that in studying it one could

sooner fancy himself on Parnassus than at a lesson. He deprives every

passage of all mechanical appearance by promoting it to become the

embodiment of a beautiful thought, which in turn finds graceful

expression in its motion."

And indeed in the piano literature no more remarkable merging of matter

and manner exists. The means justifies the end, and the means employed

by the composer are beautiful, there is no other word to describe the

style and architectonics of this noble study. It is seldom played in

public because of its difficulty. With the Schumann Toccata, the G

sharp minor study stands at the portals of the delectable land of

Double Notes. Both compositions have a common ancestry in the Czerny

Toccata, and both are the parents of such a sensational offspring as

Balakirew's "Islamey." In reading through the double note studies for

the instrument it is in the nature of a miracle to come upon Chopin's

transfiguration of such a barren subject. This study is first music,

then a technical problem. Where two or three pianists are gathered

together in the name of Chopin, the conversation is bound to formulate

itself thus: "How do you finger the double chromatic thirds in the G

sharp minor study?" That question answered, your digital politics are

known. You are classified, ranged. If you are heterodox you are eagerly

questioned; if you follow Von Bulow and stand by the Czerny fingering,

you are regarded as a curiosity. As the interpretation of the study is

not taxing, let us examine the various fingerings. First, a fingering

given by Leopold Godowsky. It is for double chromatic thirds:

[Musical score excerpt]

You will now be presented with a battalion of authorities, so that you

may see at a glance the various efforts to climb those slippery

chromatic heights. Here is Mikuli:

[Musical score excerpt]

Kullak's is exactly the same as above. It is the so-called Chopin

fingering, as contrasted with the so-called Czerny fingering--though in

reality Clementi's, as Mr. John Kautz contends. "In the latter the

third and fifth fingers fall upon C sharp and E and F sharp and A in

the right hand, and upon C and E flat and G and B flat in the left."

Klindworth also employs the Chopin fingering. Von Bulow makes this

statement: "As the peculiar fingering adopted by Chopin for chromatic

scales in thirds appears to us to render their performance in

legatissimo utterly unattainable on our modern instruments, we have

exchanged it, where necessary, for the older method of Hummel. Two of

the greatest executive artists of modern times, Alexander Dreyschock

and Carl Tausig, were, theoretically and practically, of the same

opinion. It is to be conjectured that Chopin was influenced in his

method of fingering by the piano of his favorite makers, Pleyel and

Wolff, of Paris--who, before they adopted the double echappement,

certainly produced instruments with the most pliant touch possible--and

therefore regarded the use of the thumb in the ascending scale on two

white keys in succession--the semitones EF and BC--as practicable. On

the grand piano of the present day we regard it as irreconcilable with

conditions of crescendo legato." This Chopin fingering in reality

derives directly from Hummel. See his "Piano School."

So he gives this fingering:

[Musical score excerpt]

He also suggests the following phrasing for the left hand. This is

excellent:

[Musical score excerpt]

Riemann not only adopts new fingering for the double note scale, but

also begins the study with the trill on first and third, second and

fourth, instead of the usual first and fourth, second and fifth

fingers, adopted by the rest. This is his notion of the run in

chromatic thirds:

[Musical score excerpt]

For the rest the study must be played like the wind, or, as Kullak

says: "Apart from a few places and some accents, the Etude is to be

played almost throughout in that Chopin whisper. The right hand must

play its thirds, especially the diatonic and chromatic scales, with

such equality that no angularity of motion shall be noticeable where

the fingers pass under or over each other. The left hand, too, must

receive careful attention and special study. The chord passages and all

similar ones must be executed discreetly and legatissimo. Notes with

double stems must be distinguished from notes with single stems by

means of stronger shadings, for they are mutually interconnected."

Von Bulow calls the seventh study, the one in C sharp minor, a

nocturne--a duo for 'cello and flute. He ingeniously smooths out the

unequal rhythmic differences of the two hands, and justly says the

piece does not work out any special technical matter. This study is the

most lauded of all. Yet I cannot help agreeing with Niecks, who writes

of it--he oddly enough places it in the key of E: "A duet between a He

and a She, of whom the former shows himself more talkative and emphatic

than the latter, is, indeed, very sweet, but, perhaps, also somewhat

tiresomely monotonous, as such tete-a-tetes naturally are to third

parties."

For Chopin's contemporaries this was one of his greatest efforts.

Heller wrote: "It engenders the sweetest sadness, the most enviable

torments, and if in playing it one feels oneself insensibly drawn

toward mournful and melancholy ideas, it is a disposition of the soul

which I prefer to all others. Alas! how I love these sombre and

mysterious dreams, and Chopin is the god who creates them." In this

etude Kleczynski thinks there are traces of weariness of life, and

quotes Orlowski, Chopin's friend, "He is only afflicted with

homesickness." Willeby calls this study the most beautiful of them all.

For me it is both morbid and elegiac. There is nostalgia in it, the

nostalgia of a sick, lacerated soul. It contains in solution all the

most objectionable and most endearing qualities of the master. Perhaps

we have heard its sweet, highly perfumed measures too often. Its

interpretation is a matter of taste. Kullak has written the most

ambitious programme for it. Here is a quotation from Albert R. Parsons'

translation in Schirmer's edition of Kullak.

Throughout the entire piece an elegiac mood prevails. The

composer paints with psychologic truthfulness a fragment out

of the life of a deeply clouded soul. He lets a broken heart,

filled with grief, proclaim its sorrow in a language of pain

which is incapable of being misunderstood. The heart has

lost--not something, but everything. The tones, however, do not

always bear the impress of a quiet, melancholy resignation.

More passionate impulses awaken, and the still plaint becomes

a complaint against cruel fate. It seeks the conflict, and

tries through force of will to burst the fetters of pain, or

at least to alleviate it through absorption in a happy past.

But in vain! The heart has not lost something--it has lost

everything. The musical poem divides into three, or if one

views the little episode in B major as a special part, into

four parts (strophes), of which the last is an elaborated

repetition of the first with a brief closing part appended.

The whole piece is a song, or, better still, an aria, in which

two principal voices are to be brought out; the upper one is

in imitation of a human voice, while the lower one must bear

the character throughout of an obligato violoncello. It is

well known that Chopin was very fond of the violoncello and

that in his piano compositions he imitated the style of

passages peculiar to that instrument. The two voices

correspond closely, supplementing and imitating each other

reciprocally. Between the two a third element exists: an

accompaniment of eighths in uniform succession without any

significance beyond that of filling out the harmony. This

third element is to be kept wholly subordinate. The little,

one-voiced introduction in recitative style which precedes the

aria reminds one vividly of the beginning of the Ballade in G

minor, op. 23.

The D flat study, No. 8, is called by Von Bulow "the most useful

exercise in the whole range of etude literature. It might truly be

called 'l'indispensable du pianiste,' if the term, through misuse, had

not fallen into disrepute. As a remedy for stiff fingers and

preparatory to performing in public, playing it six times through is

recommended, even to the most expert pianist." Only six times! The

separate study of the left hand is recommended. Kullak finds this study

"surprisingly euphonious, but devoid of depth of content." It is an

admirable study for the cultivation of double sixths. It contains a

remarkable passage of consecutive fifths that set the theorists by the

ears. Riemann manages to get some new editorial comment upon it.

The nimble study, No. 9, which bears the title of "The Butterfly," is

in G flat Von Bulow transposes it enharmonically to F sharp, avoiding

numerous double flats. The change is not laudable. He holds anything

but an elevated opinion of the piece, classing it with a composition of

the Charles Mayer order. This is unjust; the study if not deep is

graceful and certainly very effective. It has lately become the

stamping ground for the display of piano athletics. Nearly all modern

virtuosi pull to pieces the wings of this gay little butterfly. They

smash it, they bang it, and, adding insult to cruelty, they finish it

with three chords, mounting an octave each time, thus giving a

conventional character to the close--the very thing the composer

avoids. Much distorted phrasing is also indulged in. The Tellefsen's

edition and Klindworth's give these differences:

[Musical score excerpt]

Mikuli, Von Bulow and Kullak place the legato bow over the first three

notes of the group. Riemann, of course, is different:

[Musical score excerpt]

The metronomic markings are about the same in all editions.

Asiatic wildness, according to Von Bulow, pervades the B minor study,

op. 25, No. 10, although Willeby claims it to be only a study in

octaves "for the left hand"! Von Bulow furthermore compares it, because

of its monophonic character, to the Chorus of Dervishes in Beethoven's

"Ruins of Athens." Niecks says it is "a real pandemonium; for a while

holier sounds intervene, but finally hell prevails." The study is for

Kullak "somewhat far fetched and forced in invention, and leaves one

cold, although it plunges on wildly to the end." Von Bulow has made the

most complete edition. Klindworth strengthens the first and the seventh

eighth notes of the fifth bar before the last by filling in the

harmonics of the left hand. This etude is an important one,

technically; because many pianists make little of it that does not

abate its musical significance, and I am almost inclined to group it

with the last two studies of this opus. The opening is portentous and

soon becomes a driving whirlwind of tone. Chopin has never penned a

lovelier melody than the one in B--the middle section of this etude--it

is only to be compared to the one in the same key in the B minor

Scherzo, while the return to the first subject is managed as

consummately as in the E flat minor Scherzo, from op. 35. I confess to

being stirred by this B minor study, with its tempo at a forced draught

and with its precipitous close. There is a lushness about the octave

melody; the tune may be a little overripe, but it is sweet, sensuous

music, and about it hovers the hush of a rich evening in early autumn.

And now the "Winter Wind"--the study in A minor, op. 25, No. 11. Here

even Von Bulow becomes enthusiastic:

"It must be mentioned as a particular merit of this, the longest and,

in every respect, the grandest of Chopin's studies, that, while

producing the greatest fulness of sound imaginable, it keeps itself so

entirely and utterly unorchestral, and represents piano music in the

most accurate sense of the word. To Chopin is due the honor and credit

of having set fast the boundary between piano and orchestral music,

which through other composers of the romantic school, especially Robert

Schumann, has been defaced and blotted out, to the prejudice and damage

of both species."

Kullak is equally as warm in his praise of it:

One of the grandest and most ingenious of Chopin's etudes, and

a companion piece to op. 10, No. 12, which perhaps it even

surpasses. It is a bravura study of the highest order; and is

captivating through the boldness and originality of its

passages, whose rising and falling waves, full of agitation,

overflow the entire keyboard; captivating through its harmonic

and modulatory shadings; and captivating, finally, through a

wonderfully invented little theme which is drawn like a "red

thread" through all the flashing and glittering waves of tone,

and which, as it were, prevents them from scattering to all

quarters of the heavens. This little theme, strictly speaking

only a phrase of two measures, is, in a certain sense, the

motto which serves as a superscription for the etude,

appearing first one voiced, and immediately afterward four

voiced. The slow time (Lento) shows the great importance which

is to be attached to it. They who have followed thus far and

agree with what has been said cannot be in doubt concerning

the proper artistic delivery. To execute the passages quite in

the rapid time prescribed one must possess a finished

technique. Great facility, lightness of touch, equality,

strength and endurance in the forte passages, together with

the clearest distinctness in the piano and pianissimo--all of

this must have been already achieved, for the interpreter must

devote his whole attention to the poetic contents of the

composition, especially to the delivery of the march-like

rhythms, which possess a life of their own, appearing now calm

and circumspect, and anon bold and challenging. The march-like

element naturally requires strict playing in time.

This study is magnificent, and moreover it is music.

In bar fifteen Von Bulow makes B natural the second note of the last

group, although all other editions, except Klindworth, use a B flat.

Von Bulow has common sense on his side. The B flat is a misprint. The

same authority recommends slow staccato practice, with the lid of the

piano closed. Then the hurly-burly of tone will not intoxicate the

player and submerge his critical faculty.

Each editor has his notion of the phrasing of the initial sixteenths.

Thus Mikuli's--which is normal:

[Musical score excerpt]

Klindworth fingers this passage more ingeniously, but phrases it about

the same, omitting the sextolet mark. Kullak retains it. Von Bulow

makes his phrase run in this fashion:

[Musical score excerpt]

As regards grouping, Riemann follows Von Bulow, but places his accents

differently.

The canvas is Chopin's largest--for the idea and its treatment are on a

vastly grander scale than any contained in the two concertos. The

latter are after all miniatures, precious ones if you will, joined and

built with cunning artifice; in neither work is there the resistless

overflow of this etude, which has been compared to the screaming of the

winter blasts. Ah, how Chopin puts to flight those modern men who

scheme out a big decorative pattern and then have nothing wherewith to

fill it! He never relaxes his theme, and its fluctuating surprises are

many. The end is notable for the fact that scales appear. Chopin very

seldom uses scale figures in his studies. From Hummel to Thalberg and

Herz the keyboard had glittered with spangled scales. Chopin must have

been sick of them, as sick of them as of the left-hand melody with

arpeggiated accompaniment in the right, a la Thalberg. Scales had been

used too much, hence Chopin's sparing employment of them. In the first

C sharp minor study, op. 10, there is a run for the left hand in the

coda. In the seventh study, same key, op. 25, there are more. The

second study of op. 10, in A minor, is a chromatic scale study; but

there are no other specimens of the form until the mighty run at the

conclusion of this A minor study.

It takes prodigious power and endurance to play this work, prodigious

power, passion and no little poetry. It is open air music, storm music,

and at times moves in processional splendor. Small souled men, no

matter how agile their fingers, should avoid it.

The prime technical difficulty is the management of the thumb. Kullak

has made a variant at the end for concert performance. It is effective.

The average metronomic marking is sixty-nine to the half.

Kullak thinks the twelfth and last study of op. 25 in C minor "a grand,

magnificent composition for practice in broken chord passages for both

hands, which requires no comment." I differ from this worthy teacher.

Rather is Niecks more to my taste: "No. 12, C minor, in which the

emotions rise not less high than the waves of arpeggios which symbolize

them."

Von Bulow is didactic:

The requisite strength for this grandiose bravura study can

only be attained by the utmost clearness, and thus only by a

gradually increasing speed. It is therefore most desirable to

practise it piano also by way of variety, for otherwise the

strength of tone might easily degenerate into hardness, and in

the poetic striving after a realistic portrayal of a storm on

the piano the instrument, as well as the piece, would come to

grief.

The pedal is needful to give the requisite effect, and must

change with every new harmony; but it should only be used in

the latter stages of study, when the difficulties are nearly

mastered.

We have our preferences. Mine in op. 25 is the C minor study, which,

like the prelude in D minor, is "full of the sound of great guns."

Willeby thinks otherwise. On page 81 in his life of Chopin he has the

courage to write: "Had Professor Niecks applied the term monotonous to

No. 12 we should have been more ready to indorse his opinion, as,

although great power is manifested, the very 'sameness' of the form of

the arpeggio figure causes a certain amount of monotony to be felt."

The C minor study is, in a degree, a return to the first study in C.

While the idea in the former is infinitely nobler, more dramatic and

tangible, there is in the latter naked, primeval simplicity, the larger

eloquence, the elemental puissance. Monotonous? A thousand times no!

Monotonous as is the thunder and spray of the sea when it tumbles and

roars on some sullen, savage shore. Beethov-ian, in its ruggedness, the

Chopin of this C minor study is as far removed from the musical

dandyisms of the Parisian drawing rooms as is Beethoven himself. It is

orchestral in intention and a true epic of the piano.

Riemann places half notes at the beginning of each measure, as a

reminder of the necessary clinging of the thumbs. I like Von Bulow's

version the best of all. His directions are most minute. He gives the

Liszt method of working up the climax in octave triplets. How Liszt

must have thundered through this tumultuous work! Before it all

criticism should be silenced that fails to allow Chopin a place among

the greatest creative musicians. We are here in the presence of Chopin

the musician, not Chopin the composer for piano.

III

In 1840, Trois Nouvelles Etudes, by Frederic Chopin, appeared in the

"Methode des Methodes pour le piano," by F. J. Fetis and I. Moscheles.

It was odd company for the Polish composer. "Internal evidence seems to

show," writes Niecks, "that these weakest of the master's

studies--which, however, are by no means uninteresting and certainly

very characteristic--may be regarded more than op. 25 as the outcome of

a gleaning."

The last decade has added much to the artistic stature of these three

supplementary studies. They have something of the concision of the

Preludes. The first is a masterpiece. In F minor the theme in triplet

quarters, broad, sonorous and passionate, is unequally pitted against

four-eight notes in the bass. The technical difficulty to be overcome

is purely rhythmic, and Kullak takes pains to show how it may be

overcome. It is the musical, the emotional content of the study that

fascinates. The worthy editor calls it a companion piece to the F minor

study in op. 25. The comparison is not an apt one. Far deeper is this

new study, and although the doors never swing quite open, we divine the

tragic issues concealed.

Beautiful in a different way is the A flat study which follows. Again

the problem is a rhythmical one, and again the composer demonstrates

his exhaustless invention and his power of evoking a single mood,

viewing all its lovely contours and letting it melt away like dream

magic. Full of gentle sprightliness and lingering sweetness is this

study. Chopin has the hypnotic quality more than any composer of the

century, Richard Wagner excepted. After you have enjoyed playing this

study read Kullak and his "triplicity in biplicity." It may do you

good, and it will not harm the music.

In all the editions save one that I have seen the third study in D flat

begins on A flat, like the famous Valse in D flat. The exception is

Klindworth, who starts with B flat, the note above. The study is full

of sunny, good humor, spiritualized humor, and leaves the most cheering

impression after its performance. Its technical object is a

simultaneous legato and staccato. The result is an idealized Valse in

allegretto tempo, the very incarnation of joy, tempered by aristocratic

reserve. Chopin never romps, but he jests wittily, and always in

supremely good taste. This study fitly closes his extraordinary labors

in this form, and it is as if he had signed it "F. Chopin, et ego in

Arcady."

Among the various editions let me recommend Klindworth for daily usage,

while frequent reference to Von Bulow, Riemann and Kullak cannot fail

to prove valuable, curious and interesting.

Of the making of Chopin editions there is seemingly no end. In 1894 I

saw in manuscript some remarkable versions of the Chopin Studies by

Leopold Godowsky. The study in G sharp minor was the first one

published and played in public by this young pianist Unlike the Brahms

derangements, they are musical but immensely difficult. Topsy-turvied

as are the figures, a Chopin, even if lop-sided, hovers about,

sometimes with eye-brows uplifted, sometimes with angry, knitted

forehead and not seldom amused to the point of smiling. You see his

narrow shoulders, shrugged in the Polish fashion as he examines the

study in double-thirds transposed to the left hand! Curiously enough

this transcription, difficult as it is, does not tax the fingers as

much as a bedevilment of the A minor, op. 25, No. 4, which is extremely

difficult, demanding color discrimination and individuality of finger.

More breath-catching, and a piece at which one must cry out: "Hats off,

gentlemen! A tornado!" is the caprice called "Badinage." But if it is

meant to badinage, it is no sport for the pianist of everyday technical

attainments. This is formed of two studies. In the right hand is the G

flat study, op. 25, No. 9, and in the left the black key study, op. 10,

No. 5. The two go laughing through the world like old friends; brother

and sister they are tonally, trailing behind them a cloud of iridescent

glory. Godowsky has cleverly combined the two, following their melodic

curves as nearly as is possible. In some places he has thickened the

harmonies and shifted the "black key" figures to the right hand. It is

the work of a remarkable pianist. This is the way it looks on paper at

the beginning:

[Musical llustration]

The same study G flat, op. 10, No. 5, is also treated separately, the

melody being transferred to the treble. The Butterfly octaves, in

another study, are made to hop nimbly along in the left hand, and the C

major study, op. 10, No. 7, Chopin's Toccata, is arranged for the left

hand, and seems very practical and valuable. Here the adapter has

displayed great taste and skill, especially on the third page. The

pretty musical idea is not destroyed, but viewed from other points of

vantage. Op. 10, No. 2, is treated like a left hand study, as it should

be. Chopin did not always give enough work to the left hand, and the

first study of this opus in C is planned on brilliant lines for both

hands. Ingenious is the manipulation of the seldom played op. 25, No.

5, in E minor. As a study in rhythms and double notes it is very

welcome. The F minor study, op. 25, No. 2, as considered by the

ambidextrous Godowsky, is put in the bass, where it whirrs along to the

melodic encouragement of a theme of the paraphraser's own, in the

right. This study has suffered the most of all, for Brahms, in his

heavy, Teutonic way, set it grinding double sixths, while Isidor

Philipp, in his "Studies for the Left Hand," has harnessed it to sullen

octaves. This Frenchman, by the way, has also arranged for left hand

alone the G sharp minor, the D flat double sixths, the A minor--"Winter

Wind"--studies, the B flat minor prelude, and, terrible to relate, the

last movement of the Chopin B flat minor Sonata.

Are the Godowsky transcriptions available? Certainly. In ten years--so

rapid is the technical standard advancing--they will be used in the

curriculum of students. Whether he has treated Chopin with reverence I

leave my betters to determine. What has reverence to do with the case,

anyhow? Plato is parsed in the schoolroom, and Beethoven taught in

conservatories! Therefore why worry over the question of Godowsky's

attitude! Besides, he is writing for the next generation--presumably a

generation of Rosenthals.

And now, having passed over the salt and stubbly domain of pedagogics,

what is the dominant impression gleaned from the twenty-seven Chopin

studies? Is it not one of admiration, tinged with wonder at such a

prodigal display of thematic and technical invention? Their variety is

great, the aesthetic side is nowhere neglected for the purely

mechanical, and in the most poetic of them stuff may be found for

delicate fingers. Astounding, canorous, enchanting, alembicated and

dramatic, the Chopin studies are exemplary essays in emotion and

manner. In them is mirrored all of Chopin, the planetary as well as the

secular Chopin. When most of his piano music has gone the way of all

things fashioned by mortal hands, these studies will endure, will stand

for the nineteenth century as Beethoven crystallized the eighteenth,

Bach the seventeenth centuries in piano music. Chopin is a classic.

VII. MOODS IN MINIATURE:--THE PRELUDES.

The Preludes bear the opus number 28 and are dedicated to J. C.

Kessler, a composer of well-known piano studies. It is only the German

edition that bears his name, the French and English being inscribed by

Chopin "a son ami Pleyel." As Pleyel advanced the pianist 2,000 francs

for the Preludes he had a right to say: "These are my Preludes." Niecks

is authority for Chopin's remark: "I sold the Preludes to Pleyel

because he liked them." This was in 1838, when Chopin's health demanded

a change of climate. He wished to go to Majorca with Madame Sand and

her children, and had applied for money to the piano maker and

publisher, Camille Pleyel. He received but five hundred francs in

advance, the balance being paid on delivery of the manuscript.

The Preludes were published in 1839, yet there is internal evidence

which proves that most of them had been composed before the trip to the

Balearic Islands. This will upset the very pretty legend of music

making at the monastery of Valdemosa. Have we not all read with sweet

credulity the eloquent pages in George Sand in which the storm is

described that overtook the novelist and her son Maurice? After

terrible trials, dangers and delays, they reached their home and found

Chopin at the piano. Uttering a cry, he arose and stared at the pair.

"Ah! I knew well that you were dead." It was the sixth prelude, the one

in B minor, that he played, and dreaming, as Sand writes, that "he saw

himself drowned in a lake; heavy, ice cold drops of water fell at

regular intervals upon his breast; and when I called his attention to

those drops of water which were actually falling upon the roof, he

denied having heard them. He was even vexed at what I translated by the

term, imitative harmony. He protested with all his might, and he was

right, against the puerility of these imitations for the ear. His

genius was full of mysterious harmonies of nature."

Yet this prelude was composed previous to the Majorcan episode. "The

Preludes," says Niecks, "consist--to a great extent, at least--of

pickings from the composer's portfolios, of pieces, sketches and

memoranda written at various times and kept to be utilized when

occasion might offer."

Gutmann, Chopin's pupil, who nursed him to the last, declared the

Preludes to have been composed before he went away with Madame Sand,

and to Niecks personally he maintained that he had copied all of them.

Niecks does not credit him altogether, for there are letters in which

several of the Preludes are mentioned as being sent to Paris, so he

reaches the conclusion that "Chopin's labors at Majorca on the Preludes

were confined to selecting, filing and polishing." This seems to be a

sensible solution.

Robert Schumann wrote of these Preludes: "I must signalize them as most

remarkable. I will confess I expected something quite different,

carried out in the grand style of his studies. It is almost the

contrary here; these are sketches, the beginning of studies, or, if you

will, ruins, eagles' feathers, all strangely intermingled. But in every

piece we find in his own hand, 'Frederic Chopin wrote it.' One

recognizes him in his pauses, in his impetuous respiration. He is the

boldest, the proudest poet soul of his time. To be sure the book also

contains some morbid, feverish, repellant traits; but let everyone look

in it for something that will enchant him. Philistines, however, must

keep away."

It was in these Preludes that Ignaz Moscheles first comprehended Chopin

and his methods of execution. The German pianist had found his music

harsh and dilettantish in modulation, but Chopin's originality of

performance--"he glides lightly over the keys in a fairy-like way with

his delicate fingers"--quite reconciled the elder man to this strange

music.

To Liszt the Preludes seem modestly named, but "are not the less types

of perfection in a mode created by himself, and stamped like all his

other works with the high impress of his poetic genius. Written in the

commencement of his career, they are characterized by a youthful vigor

not to be found in some of his subsequent works, even when more

elaborate, finished and richer in combinations; a vigor which is

entirely lost in his latest productions, marked by an overexcited

sensibility, a morbid irritability, and giving painful intimations of

his own state of suffering and exhaustion."

Liszt, as usual, erred on the sentimental side. Chopin, being

essentially a man of moods, like many great men, and not necessarily

feminine in this respect, cannot always be pinned down to any

particular period. Several of the Preludes are very morbid--I purposely

use this word--as is some of his early music, while he seems quite gay

just before his death.

"The Preludes follow out no technical idea, are free creations on a

small basis, and exhibit the musician in all his versatility," says

Louis Ehlert. "No work of Chopin's portrays his inner organization so

faithfully and completely. Much is embryonic. It is as though he turned

the leaves of his fancy without completely reading any page. Still, one

finds in them the thundering power of the Scherzi, the half satirical,

half coquettish elegance of the Mazurkas, and the southern, luxuriously

fragrant breath of the Nocturnes. Often it is as though they were small

falling stars dissolved into tones as they fall."

Jean Kleczynski, who is credited with understanding Chopin, himself a

Pole and a pianist, thinks that "people have gone too far in seeking in

the Preludes for traces of that misanthropy, of that weariness of life

to which he was prey during his stay in the Island of Majorca...Very

few of the Preludes present this character of ennui, and that which is

the most marked, the second one, must have been written, according to

Count Tarnowski, a long time before he went to Majorca. ... What is

there to say concerning the other Preludes, full of good humor and

gaiety--No. 18, in E flat; No. 21, in B flat; No. 23, in F, or the

last, in D minor? Is it not strong and energetic, concluding, as it

does, with three cannon shots?"

Willeby in his "Frederic Francois Chopin" considers at length the

Preludes. He agrees in the main with Niecks, that certain of these

compositions were written at Valdemosa--Nos. 4, 6, 9, 13, 20 and

21--and that "Chopin, having sketches of others with him, completed the

whole there, and published them under one opus number. ... The

atmosphere of those I have named is morbid and azotic; to them there

clings a faint flavor of disease, a something which is overripe in its

lusciousness and febrile in its passion. This in itself inclines me to

believe they were written at the time named."

This is all very well, but Chopin was faint and febrile in his music

before he went to Majorca, and the plain facts adduced by Gutmann and

Niecks cannot be passed over. Henry James, an old admirer of Madame

Sand, admits her utter unreliability, and so we may look upon her

evidence as romantic but by no means infallible. The case now stands:

Chopin may have written a few of the Preludes at Majorca, filed them,

finished them, but the majority of them were in his portfolio in 1837

and 1838. Op. 45, a separate Prelude in C sharp minor, was published in

December, 1841. It was composed at Nohant in August of that year. It is

dedicated to Mme. la Princesse Elizabeth Czernicheff, whose name, as

Chopin confesses in a letter, he knows not how to spell.

II

Theodore Kullak is curt and pedagogic in his preface to the Preludes.

He writes:

Chopin's genius nowhere reveals itself more charmingly than

within narrowly bounded musical forms. The Preludes are, in

their aphoristic brevity, masterpieces of the first rank. Some

of them appear like briefly sketched mood pictures related to

the nocturne style, and offer no technical hindrance even to

the less advanced player. I mean Nos. 4, 6, 7, 9, 15 and 20.

More difficult are Nos. 17, 25 and 11, without, however,

demanding eminent virtuosity. The other Preludes belong to a

species of character-etude. Despite their brevity of outline

they are on a par with the great collections op. 10 and op.

25. In so far as it is practicable--special cases of

individual endowments not being taken into consideration--I

would propose the following order of succession: Begin with

Nos. 1, 14, 10, 22, 23, 3 and 18. Very great bravura is

demanded by Nos. 12, 8, 16 and 24. The difficulty of the other

Preludes, Nos. 2, 5, 13, 19 and 21, lies in the delicate piano

and legato technique, which, on account of the extended

positions, leaps and double notes, presupposes a high degree

of development.

This is eminently a common sense grouping. The first prelude, which,

like the first etude, begins in C, has all the characteristics of an

impromptu. We know the wonderful Bach Preludes, which grew out of a

free improvisation to the collection of dance forms called a suite, and

the preludes which precede his fugues. In the latter Bach sometimes

exhibits all the objectivity of the study or toccata, and often wears

his heart in full view. Chopin's Preludes--the only preludes to be

compared to Bach's--are largely personal, subjective, and intimate.

This first one is not Bach-ian, yet it could have been written by no

one but a devout Bach student. The pulsating, passionate, agitated,

feverish, hasty qualities of the piece are modern; so is the changeful

modulation. It is a beautiful composition, rising to no dramatic

heights, but questioning and full of life. Klindworth writes in triplet

groups, Kullak in quintolets. Breitkopf & Hartel do not. Dr. Hugo

Riemann, who has edited a few of the Preludes, phrases the first bars

thus:

Desperate and exasperating to the nerves is the second prelude in A

minor. It is an asymmetric tune. Chopin seldom wrote ugly music, but is

this not ugly, forlorn, despairing, almost grotesque, and discordant?

It indicates the deepest depression in its sluggish, snake-like

progression. Willeby finds a resemblance to the theme of the first

nocturne. And such a theme! The tonality is vague, beginning in E

minor. Chopin's method of thematic parallelism is here very clear. A

small figure is repeated in descending keys until hopeless gloom and

depraved melancholy are reached in the closing chords. Chopin now is

morbid, here are all his most antipathetic qualities. There is aversion

to life--in this music he is a true lycanthrope. A self-induced

hypnosis, a mental, an emotional atrophy are all present.

Kullak divides the accompaniment, difficult for small hands, between

the two. Riemann detaches the eighth notes of the bass figures, as is

his wont, for greater clearness. Like Klindworth, he accents heavily

the final chords. He marks his metronome 50 to the half note. All the

editions are lento with alla breve.

That the Preludes are a sheaf of moods, loosely held together by the

rather vague title, is demonstrated by the third, in the key of G. The

rippling, rain-like figure for the left hand is in the nature of a

study. The melody is delicate in sentiment, Gallic in its esprit. A

true salon piece, this prelude has no hint of artificiality. It is a

precise antithesis to the mood of the previous one. Graceful and gay,

the G major prelude is a fair reflex of Chopin's sensitive and

naturally buoyant nature. It requires a light hand and nimble fingers.

The melodic idea requires no special comment. Kullak phrases it

differently from Riemann and Klindworth. The latter is the preferable.

Klindworth gives 72 to the half note as his metronomic marking, Riemann

only 60--which is too slow--while Klindworth contents himself by

marking a simple Vivace. Regarding the fingering one may say that all

tastes are pleased in these three editions. Klindworth's is the

easiest. Riemann breaks up the phrase in the bass figure, but I cannot

see the gain on the musical side.

Niecks truthfully calls the fourth prelude in E minor "a little poem,

the exquisitely sweet, languid pensiveness of which defies description.

The composer seems to be absorbed in the narrow sphere of his ego, from

which the wide, noisy world is for the time shut out." Willeby finds

this prelude to be "one of the most beautiful of these spontaneous

sketches; for they are no more than sketches. The melody seems

literally to wail, and reaches its greatest pitch of intensity at the

stretto." For Karasowski it is a "real gem, and alone would immortalize

the name of Chopin as a poet." It must have been this number that

impelled Rubinstein to assert that the Preludes were the pearls of his

works. In the Klindworth edition, fifth bar from the last, the editor

has filled in the harmonies to the first six notes of the left hand,

added thirds, which is not reprehensible, although uncalled for. Kullak

makes some new dynamic markings and several enharmonic changes. He also

gives as metronome 69 to the quarter. This tiny prelude contains

wonderful music. The grave reiteration of the theme may have suggested

to Peter Cornelius his song "Ein Ton." Chopin expands a melodic unit,

and one singularly pathetic. The whole is like some canvas by

Rembrandt, Rembrandt who first dramatized the shadow in which a single

motif is powerfully handled; some sombre effect of echoing light in the

profound of a Dutch interior. For background Chopin has substituted his

soul; no one in art, except Bach or Rembrandt, could paint as Chopin

did in this composition. Its despair has the antique flavor, and there

is a breadth, nobility and proud submission quite free from the

tortured, whimpering complaint of the second prelude. The picture is

small, but the subject looms large in meanings.

The fifth prelude in D is Chopin at his happiest. Its arabesque pattern

conveys a most charming content; and there is a dewy freshness, a joy

in life, that puts to flight much of the morbid tittle-tattle about

Chopin's sickly soul. The few bars of this prelude, so seldom heard in

public, reveal musicianship of the highest order. The harmonic scheme

is intricate; Klindworth phrases the first four bars so as to bring out

the alternate B and B flat. It is Chopin spinning his finest, his most

iridescent web.

The next prelude, the sixth, in B minor, is doleful, pessimistic. As

George Sand says: "It precipitates the soul into frightful depression."

It is the most frequently played--and oh! how meaninglessly--prelude of

the set; this and the one in D flat. Classical is its repression of

feeling, its pure contour. The echo effect is skilfully managed,

monotony being artfully avoided. Klindworth rightfully slurs the duple

group of eighths; Kullak tries for the same effect by different means.

The duality of the voices should be clearly expressed. The tempo,

marked in both editions, lento assai, is fast. To be precise,

Klindworth gives 66 to the quarter.

The plaintive little mazurka of two lines, the seventh prelude, is a

mere silhouette of the national dance. Yet in its measures is

compressed all Mazovia. Klindworth makes a variant in the fourth bar

from the last, a G sharp instead of an F sharp. It is a more piquant

climax, perhaps not admissible to the Chopin purist. In the F sharp

minor prelude No. 7, Chopin gives us a taste of his grand manner. For

Niecks the piece is jerky and agitated, and doubtless suggests a mental

condition bordering on anxiety; but if frenzy there is, it is kept well

in check by the exemplary taste of the composer. The sadness is rather

elegiac, remote, and less poignant than in the E minor prelude.

Harmonic heights are reached on the second page--surely Wagner knew

these bars when he wrote "Tristan and Isolde"--while the ingenuity of

the figure and avoidance of a rhythmical monotone are evidences of

Chopin's feeling for the decorative. It is a masterly prelude.

Klindworth accents the first of the bass triplets, and makes an

unnecessary enharmonic change at the sixth and seventh lines.

There is a measure of grave content in the ninth prelude in E. It is

rather gnomic, and contains hints of both Brahms and Beethoven. It has

an ethical quality, but that may be because of its churchly rhythm and

color.

The C sharp minor prelude, No. 10, must be the "eagle wings" of

Schumann's critique. There is a flash of steel gray, deepening into

black, and then the vision vanishes as though some huge bird aloft had

plunged down through blazing sunlight, leaving a color-echo in the void

as it passed to its quarry. Or, to be less figurative, this prelude is

a study in arpeggio, with double notes interspersed, and is too short

to make more than a vivid impression.

Chopin : the Man and His Music · 第 5 / 7 章