goddesses who are either Amazons like Athene or hetæræ like Aphrodite.
In the root-feeling which produced the Classical type of womanhood,
fruitfulness has a vegetal character—in this connexion as in others the
word σῶμα exhaustively expresses the meaning of the phenomenon. Think of
the masterpieces of this art, the three mighty female bodies of the East
Pediment of the Parthenon,[339] and compare with them that noblest image
of a mother, Raphael’s Sistine Madonna. In the latter, all bodiliness
has disappeared. She is all distance and space. The Helen of the
“Iliad,” compared with Kriemhild, the motherly comrade of Siegfried, is
a courtesan, while Antigone and Clytæmnestra are Amazons. How strangely
even Æschylus passes over in silence the mother-tragic in Clytæmnestra!
The figure of Medea is nothing less than the mythic _inverse_ of the
Faustian “Mater Dolorosa”; her tragic is not one of future or children,
it is with her lover, the symbol of wholly-present life, that her
universe collapses. Kriemhild revenges her unborn children—it is _this_
future that has been murdered in her—but Medea revenges only a past
happiness. When the Classical sculpture, _late_ art that it is,[340]
arrives at secularizing[341] the pictures of the god, it creates the
antique ideal of female form in a Cnidian Aphrodite—merely a very
beautiful object, not a character or an ego but a piece of Nature. And
in the end Praxiteles finds the hardihood to represent a goddess
entirely naked. This innovation met with severe criticism, for it was
felt to be a sign of the decline of the Classical world-feeling;
suitable as it was to erotic symbolism, it was in sharp contradiction
with the dignity of the older Greek religion. But exactly then, too, a
portrait-art ventured to show itself, simultaneously with the invention
of a form that has never since been forgotten, the _bust_. Unfortunately
(here as elsewhere) art-research has made the mistake of discovering in
this the “beginnings” of “the” portrait. In reality, whereas a Gothic
visage speaks of an individual destiny, and even an Egyptian—in spite of
the rigid formalism of the figure—has the recognizable traits of the
individual person (since otherwise it could not serve as dwelling for
the higher soul of the dead, his _Ka_), the Greeks developed a taste for
typical representations just as the contemporary comedy produced
standard men and situations, to which any names whatever could be
affixed. The “portrait” is distinguishable not by personal traits but by
the label only. This is the general custom amongst children and
primitive men, and it is connected with name-magic. The name serves to
capture some essence of what is named and to bind it as an object which
thereupon becomes specific for every beholder. The statues of the
Tyrannicides,[342] the (Etruscan) statues of Kings in the Capitol and
the “iconic” portraits of victors at Olympia must have been portraits of
this sort, viz., not likenesses but figures with names. But now, in the
later phase, there was an additional factor—the tendency of the time
towards genre and applied art, which produced also the Corinthian
column. What the sculptors worked out was the _types_ of life’s stage,
the ἦθος which we mistranslate by character but which is really the
kinds and modes of public behaviour and attitude; thus there is “the”
grave Commander, “the” tragic poet, “the” passion-torn actor, “the”
absorbed philosopher. Here is the real key to the understanding of the
celebrated Hellenistic portraiture, for which the quite unjustifiable
claim has been set up that its products are expressions of a deep
spiritual life. It is not of much moment whether the work bears the name
of someone long dead—the Sophocles[343] was sculptured about 340—or of a
living man like the Pericles of Cresilas.[344] It was only in the 4th
Century that Demetrius of Alopeke began to emphasize individual traits
in the _external build_ of the man and Lysistratus the brother of
Lysippus to copy (as Pliny tells us) a plaster-of-paris cast of the
subject’s face without much subsequent modification. And how little such
portraiture is portraiture in Rembrandt’s sense should surely have been
obvious to anyone. The _soul_ is missing. The brilliant fidelity of
Roman busts especially has been mistaken for physiognomic depth. But
what really distinguishes the higher work from this craftsman’s and
virtuoso’s work is an intention that is the precise opposite of the
artistic intention of a Marées or a Leibl. That is, in such work the
important and significant is not _brought out_, it is _put in_. An
example of this is seen in the Demosthenes statue,[345] the artist of
which possibly saw the orator in life. Here the particulars of the body-
surface are emphasized, perhaps over-emphasized (“true to Nature,” they
called this then), but into the disposition so conceived he works the
character-type of the Serious Orator which we meet again on different
bases in the portraits of Æschines and Lysias at Naples. That is truth
to life, undoubtedly, but it is truth to life as Classical man felt it,
typical and impersonal. We have contemplated the result with _our_ eyes,
and have accordingly misunderstood it.
sp 2
III
In the oil-painting age that followed the end of the Renaissance, the
depth of an artist can be accurately measured by the content of his
portraits. To this rule there is hardly an exception. All forms in the
picture (whether single, or in scenes, groups or masses)[346] are
fundamentally felt as portraits; whether they are meant to be so or not
is immaterial, for the individual painter has no choice in the matter.
Nothing is more instructive than to observe how under the hands of a
real Faustian man even the Act transforms itself into a portrait-
study.[347] Take two German masters like Lucas Cranach and Tilmann
Riemenschneider who were untouched by any theory and (in contrast to
Dürer, whose inclination to æsthetic subtlety made him pliant before
alien tendencies) worked in unqualified naïveté. They seldom depict the
Act, and when they do so, they show themselves entirely unable to
concentrate their expression on the immediately-present plane-specified
bodiliness. The meaning of the human phenomenon, and therefore of the
representation of it, remains entirely in the head, and is consistently
physiognomical rather than anatomical. And the same may be said of
Dürer’s Lucrezia, notwithstanding his Italian studies and the quite
opposite intention. A Faustian _act_ is a contradiction in itself—hence
the character-heads that we so often see on feeble act-representations
(as far back as the Job of old French cathedral-sculpture) and hence
also the laborious, forced, equivocal character that arouses our dislike
in too manifest efforts to placate the Classical ideal—sacrifices
offered up not by the soul but by the cultivated understanding. In the
whole of painting after Leonardo there is not one important or
distinctive work that derives its meaning from the Euclidean being of
the nude body. It is mere incomprehension to quote Rubens here, and to
compare his unbridled dynamism of swelling bodies in any respect
whatever with the art of Praxiteles and even Scopas. It is owing
precisely to his splendid sensuality that he is so far from the _static_
of Signorelli’s bodies. If there ever was an artist who could put a
maximum of “becoming” into the beauty of naked bodies, who could treat
bodily floridness _historically_ and convey the (utterly un-Hellenic)
idea of an inexhaustible outflowing from within, it was Rubens. Compare
the horse’s head from the Parthenon pediment[348] with his horses’ heads
in the Battle of the Amazons,[349] and the deep metaphysical contrast
between the two conceptions of the same phenomenal element is felt at
once. In Rubens (recalling once more the characteristic opposition of
Apollinian and Faustian mathematics) the body is not magnitude but
relation. What matters is not the regimen of its external structure but
the fullness of life that streams out of it and the stride of its life
along the road from youth to age, where the Last Judgment that turns
bodies into flames takes up the motive and intertwines it in the
quivering web of active space. Such a synthesis is entirely un-
Classical; but even nymphs, when it is Corot who paints them, are
likewise shapes ready to dissolve into colour-patches reflecting endless
space. Such was _not_ the intention of the Classical artist when he
depicted the Act.
At the same time, the Greek form-ideal—the self-contained unit of being
expressed in sculpture—has equally to be distinguished from that of the
merely beautiful bodies on which painters from Giorgione to Boucher were
always exercising their cleverness, which are fleshly still-life, genre-
work expressing merely a certain gay sensuousness (e.g., “Rubens’s wife
in a fur cloak.”[350]) and in contrast with the high ethical
significance of the Classical Act have almost no symbolic force.[351]
Magnificent as these men’s painting is, therefore, they have not
succeeded in reaching the highest levels either of portraiture or of
space-representation in landscape. Their brown and their green and their
perspective lack “religiousness,” future, Destiny. They are masters only
in the domain of _elementary_ form, and when it has actualized this
their art is exhausted. It is they who constitute the substance-element
in the development-history of a great art. But when a great _artist_
pressed on beyond them to a form that was to be capable of embracing the
whole meaning of the world, he had necessarily to push to perfection the
treatment of the nude body if his world was the Classical, and _not_ to
do so if it was our North. Rembrandt never once painted an Act, in this
foreground sense, and if Leonardo, Titian, Velasquez (and, among
moderns, Menzel, Leibl, Marées and Manet) did so at all, it was very
rarely; and even then, so to say, they painted bodies as _landscapes_.
The portrait is ever the touchstone.[352]
But no one would ever judge masters like Signorelli, Mantegna,
Botticelli or even Verrocchio, by the quality of their portraits. The
equestrian statue of Can Grande[353] of 1330 is in a far higher sense a
portrait than the Bartolommeo Colleoni is; and Raphael’s portraits (the
best of which e.g., Pope Julius II were done under the influence of the
Venetian Sebastian del Piombo), could be ignored altogether in an
appreciation of his creative work. It is only with Leonardo that the
portrait begins to count seriously. Between fresco-technique and oil-
painting there is a subtle opposition. In fact, Giovanni Bellini’s
“Doge” (Loredano)[354] is the first great oil-portrait. Here too the
character of the Renaissance as a protest against the Faustian spirit of
the West betrays itself. The episode of Florence amounts to an attempt
to replace the Portrait of the Gothic style (as distinct from the
“ideal” portrait of late-Classical art, which was well known through the
Cæsar-busts) by the Act as human symbol. Logically, therefore, the
entire art of the Renaissance should be wanting in the physiognomic
traits. And yet the strong undercurrent of Faustian art-will kept alive,
not only in the smaller towns and schools of middle Italy, but also in
the instincts of the great masters themselves, a Gothic tradition that
was never interrupted. Nay, the physiognomic of Gothic art even made
itself master of the Southern nude body, alien as this element was. Its
creations are not bodies that speak to us through static definition of
their bounding surfaces. What we see is a _dumb-show_ that spreads from
the face over all parts of the body, and the appreciative eye detects in
this very _nudity_ of Tuscany a deep identity with the _drapery_ of the
Gothic. Both are envelopes, neither a limitation. The reclining nude
figures of Michelangelo in the Medici chapel are wholly and entirely the
visage and the utterance of a _soul_. But, above all, every head,
painted or modelled, became of itself a portrait, even when the heads
were of gods or saints. The whole of the portrait-work of A. Rossellino,
Donatello, Benedetto de Maiano, Mino da Fiesole, stands so near in
spirit to that of Van Eyck, Memlinc and the Early Rhenish masters as to
be often indistinguishable from theirs. There is not and there cannot
be, I maintain, any genuine Renaissance portraiture, that is, a
portraiture in which just that artistic sentiment which differentiates
the Court of the Palazzo Strozzi from the Loggia dei Lanzi and Perugino
from Cimabue applies itself to the rendering of a visage. In
architecture, little as the new work was Apollinian in spirit, it was
possible to create anti-Gothically, but in portraiture—no. It was too
specifically Faustian a symbol. Michelangelo declined the task:
passionately devoted as he was to his pursuit of a plastic ideal, he
would have considered it an abdication to busy himself with portraiture.
His Brutus bust is as little of a portrait as his de’ Medici, whereas
Botticelli’s portrait of the latter is actual, and frankly Gothic to
boot. Michelangelo’s heads are allegories in the style of dawning
Baroque, and their resemblance even to Hellenistic work is only
superficial. And however highly we may value the Uzzano bust of
Donatello[355]—which is perhaps the most important achievement of that
age and that circle—it will be admitted that by the side of the
portraits of the Venetians it hardly counts.
It is well worth noting that this overcoming of, or at least this desire
to overcome, the Gothic portrait with the Classical Act—the deeply
historical and biographical form by the completely ahistoric—appears
simultaneously with, and in association with, a decline in the capacity
for self-examination and artistic confession in the Goethian sense. The
true Renaissance man did not know what spiritual development meant. He
managed to live entirely outwardly, and this was the great good fortune
and success of the Quattrocento. Between Dante’s “Vita Nuova” and
Michelangelo’s sonnets there is no poetic confession, no self-portrait
of the high order. The Renaissance artist and humanist is the one single
type of Western man for whom the word “loneliness” remained unmeaning.
His life accomplished its course in the light of a _courtly_ existence.
His feelings and impressions were all public, and he had neither secret
discontents nor reserves, while the life of the great contemporary
Netherlanders, on the contrary, moved on in the shadow of their works.
Is it perhaps permissible to add that it was _because_ of this that that
other symbol of historic distance, duration, care and ponderation, _the
State_, also disappeared from the purview of the Renaissance, between
Dante and Michelangelo? In “fickle Florence”—whose great men one and all
were cruelly maltreated and whose incapacity for political creation
seems, by the side of other Western state-forms, to border on sheer
_bizarrerie_—and, more generally, wherever the anti-Gothic (which in
this connexion means anti-dynastic) spirit displayed itself vigorously
in art and public life, the State made way for a truly Hellenic
sorriness of Medicis, Sforzas, Borgias, Malatestas, and waste republics.
Only that city where sculpture gained _no_ foothold, where the Southern
music was at home, where Gothic and Baroque joined hands in Giovanni
Bellini and the Renaissance remained an affair of occasional
dilettantism, had an art of portraiture and therewith a subtle diplomacy
and a will to political duration—Venice.
IV
The Renaissance was born of defiance, and therefore it lacked depth,
width and sureness of creative instinct. It is the one and only epoch
which was more consistent in theory than in performance and—in sharp
contrast to Gothic and Baroque—the only one in which theoretically-
formulated intention preceded (often enough surpassed) the ability to
perform. But the fact that the individual arts were forced to become
satellites of a Classicist sculpture could not in the last analysis
alter the essence of them, and could only impoverish their store of
inward possibilities. For natures of medium size, the Renaissance theme
was not too big; it was attractive indeed from its very plainness, and
we miss consequently that Gothic wrestling with overpowering imprecise
problems which distinguishes the Rhenish and Flemish schools. The
seductive ease and clarity of the Renaissance rests very largely upon
evasion—the evasion of deeper reluctances by the aid of speciously
simple rule. To men of the inwardness of Memlinc or the power of
Grünewald such conditions as those of the Tuscan form-world would have
been fatal. They could not have developed their strength in and through
it, but only against it. Seeing as we do no weakness in the form of the
Renaissance masters, we are very prone to overrate their humanity. In
Gothic, and again in Baroque, an entirely great artist was fulfilling
his art in deepening and completing its language, but in Renaissance he
was necessarily only destroying it. “ So it was in the cases of
Leonardo, Raphael and Michelangelo, the only really great men of Italy
after Dante. Is it not curious that between the masters of the Gothic—
who were nothing but silent workers in their art and yet achieved the
very highest that could be achieved within its convention and its field—
and the Venetians and Dutch of 1600—who again were purely workers—there
should be these three men who were not “sculptors” or "painters” but
_thinkers_, and thinkers who of necessity busied themselves not merely
with all the available means of artistic expression but with a thousand
other things besides, ever restless and dissatisfied, in their effort to
get at the real essence and aim of their being? Does it not mean—that in
the Renaissance they could not “find themselves”? Each in his own
fashion, each under his own tragic illusion, these three giants strove
to be “Classical” in the Medicean sense; and yet it was they themselves
who in one and another way—Raphael in respect of the line, Leonardo in
respect of the surface, Michelangelo in respect of the body—shattered
the dream. In them the misguided soul is finding its way back to its
Faustian starting-points. What they _intended_ was to substitute
proportion for relation, drawing for light-and-air effect, Euclidean
body for pure space. But neither they nor others of their time produced
a Euclidean-static sculpture—for that was possible once only, in Athens.
In all their work one feels a secret music, in all their forms the
movement-quality and the tending into distances and depths. They are on
the way, not to Phidias but to Palestrina, and they have come thither
not from Roman ruins but from the still music of the cathedral. Raphael
thawed the Florentine fresco, and Michelangelo the statue, and Leonardo
dreamed already of Rembrandt and Bach. The higher and more conscientious
the effort to actualize the ideas of the age, the more intangible it
became.
Gothic and Baroque, however, are something that _is_, while Renaissance
is only an ideal, unattainable like all ideals, that floats over the
will of a period. Giotto _is_ a Gothic, and Titian _is_ a Baroque,
artist. Michelangelo _would be_ a Renaissance artist, but fails.
Visibly, the plastic in him, for all its ambitiousness, is overpowered
by the pictorial spirit—and a pictorial spirit, too, in which the
Northern space-perspective is implicit. Even as soon as 1520 the
beautiful proportion, the pure rule—that is, the conscious Classical—are
felt as frigid and formal. The cornice which he put on to Sangallo’s
purely “Classical” façade of the Palazzo Farnese was no doubt, from the
strictly Renaissance standpoint, a disfigurement, but he himself and
many with him felt it to be far superior to the achievements of Greeks
and Romans.
As Petrarch was the first, so Michelangelo was the last Florentine who
gave himself up passionately to the Antique. But it was no longer an
entire devotion. The Franciscan Christianity of Fra Angelico, with its
subtle gentleness and its quiet, reflective piety—to which the Southern
refinement of ripe Renaissance work owes far more than has been
supposed[356]—came now to its end. The majestic spirit of the Counter-
Reformation, massive, animated, gorgeous, lives already in Michelangelo.
There is something in Renaissance work which at the time passed for
being “Classical” but is really only a deliberately noble dress for the
Christian-German world-feeling; as we have already mentioned, the
combination of round-arch and pillar, that favourite Florentine motive,
was of Syrian origin. But compare the pseudo-Corinthian column of the
15th Century with the columns of a real Roman ruin—remembering that
these ruins were known and on the spot! Michelangelo alone would
tolerate no half-and-half. Clarity he wanted and he would have. The
question of form was for him a religious matter; for him (and only for
him) it was all or nothing. And this is the explanation of the lonely
fearful wrestlings of this man, surely the unhappiest figure in our art;
of the fragmentary, the tortured, the unsatisfied, the _terribile_ in
his forms that frightened his contemporaries. The one half of his nature
drew him towards the Classical and therefore to sculpture—we all know
the effect produced upon him by the recently-discovered Laocoön. No man
ever made a more honest effort than he did to find a way with the chisel
into a buried world. Everything that he created he meant sculpturally—
sculpturally, that is, in a sense of the word that he and he alone stood
for. “The world, presented in the great Pan,” the element which Goethe
meant to render when he brought Helena into the Second Part of Faust,
the Apollinian world in all its powerful sensuous corporal presence—that
was what Michelangelo was striving with all his might to capture and to
fix in artistic being when he was painting the Sistine ceiling. Every
resource of fresco—the big contours, the vast surfaces, the immense
nearness of naked shapes, the materiality of colour—was here for the
last time strained to the utmost to liberate the paganism, the high-
Renaissance paganism, that was in him. But his second soul, the soul of
Gothic-Christian Dante and of the music of great expanses, is pulling in
the opposite sense; his scheme for the ensemble is manifestly
metaphysical in spirit.
His was the last effort, repeated again and again, to put the entirety
of the artist-personality into the language of stone. But the Euclidean
material failed him. His attitude to it was not that of the Greek. In
the very character of its being the chiselled statue contradicts the
world-feeling that tries to _find_ something by, and not to _possess_
something in, its art-works. For Phidias, marble is the cosmic stuff
that is crying for form. The story of Pygmalion and Galatea expresses
the very essence of that art. But for Michelangelo marble was the foe to
be subdued, the prison out of which he must deliver his idea as
Siegfried delivered Brunhilde. Everyone knows his way of setting to
work. He did not approach the rough block coolly from every aspect of
the intended form, but attacked it with a passionate frontal attack,
hewing into it as though into space, cutting away the material layer by
layer and driving deeper and deeper until his form emerged, while the
members slowly developed themselves out of the quarry. Never perhaps has
there been a more open expression of world-dread in the presence of the
become—Death—of the will to overpower and capture it in vibrant form.
There is no other artist of the West whose relation to the stone has
been that of Michelangelo—at once so intimate and so violently
masterful. It is his symbol of Death. In it dwells the hostile principle
that his daemonic nature is always striving to overpower, whether he is
cutting statues or piling great buildings out of it.[357] He is the one
sculptor of his age who dealt _only_ with marble. Bronze, as cast,
allows the modeller to compromise with pictorial tendencies, and it
appealed therefore to other Renaissance artists and to the softer
Greeks. The Giant stood aloof from it.
The instantaneous bodily _posture_ was what the Classical sculptor
created, and of this Faustian man was incapable. It is here just as it
is in the matter of love, in which Faustian man discovers, not primarily
the act of union between man and woman, but the great love of Dante and
beyond that the caring Mother. Michelangelo’s erotic—which is that of
Beethoven also—is as un-Classical as it is possible to be. It stands
_sub specie æternitatis_ and not under that of sense and the moment. He
produced acts—a sacrifice to the Hellenic idol—but the soul in them
denies or overmasters the visible form. He wills infinity as the Greek
willed proportion and rule, he embraces past and future as the Greek
embraced present. The Classical eye absorbs plastic form into itself,
but Michelangelo saw with the spiritual eye and broke through the
foreground-language of immediate sensuousness. And inevitably, in the
long run, he destroyed the conditions for this art. Marble became too
trivial for his will-to-form. He ceased to be sculptor and turned
architect. In full old age, when he was producing only wild fragments
like the Rondanini Madonna and hardly cutting his figures out of the
rough at all, the _musical_ tendency of his artistry broke through. In
the end the impulse towards contrapuntal form was no longer to be
repressed and, dissatisfied through and through with the art upon which
he had spent his life, yet dominated still by the unquenchable will to
self-expression, he shattered the canon of Renaissance architecture and
created the Roman Baroque. For relations of material and form he
substituted the contest of force and mass. He grouped the columns in
sheaves or else pushed them away into niches. He broke up the storeys
with huge pilasters and gave the façade a sort of surging and thrusting
quality. Measure yielded to melody, the static to the dynamic. And thus
Faustian music enlisted in its service the chief of all the other arts.
With Michelangelo the history of Western sculpture is at an end. What of
it there was after him was mere misunderstandings or reminiscences. His
real heir was _Palestrina_.
Leonardo speaks another language. In essentials his spirit reached
forward into the following century, and he was in nowise bound, as
Michelangelo was bound by every tie of heart, to the Tuscan ideal. He
alone had neither the ambition to be sculptor nor the ambition to be
architect. It was a strange illusion of the Renaissance that the
Hellenic feeling and the Hellenic cult of the exterior structure could
be got at by way of anatomical studies. But when Leonardo studied
anatomy it was not, as in Michelangelo’s case, foreground anatomy, the
_topography_ of human surfaces, studied for the sake of plastic, but
_physiology_ studied for the inward secrets. While Michelangelo tried to
force the whole meaning of human existence into the language of the
living body, Leonardo’s studies show the exact opposite. His much-
admired _sfumato_ is the first sign of the repudiation of corporeal
bounds, in the name of _space_, and as such it is the starting-point of
Impressionism. Leonardo begins with the inside, the spiritual space
within us, and not with the considered definition-line, and when he ends
(that is, if he ends at all and does not leave the picture unfinished),
the substance of colour lies like a mere breathing over the real
structure of the picture, which is something incorporeal and
indescribable. Raphael’s paintings fall into planes in which he disposes
his well-ordered groups, and he closes off the whole with a well-
proportioned background. But Leonardo knows only one space, wide and
eternal, and his figures, as it were, float therein. The one puts inside
a frame a sum of individual near things, the other a portion cut out of
the infinite.
_Leonardo discovered the circulation of the blood._ It was no
Renaissance spirit that brought him to that—on the contrary, the whole
course of his thought took him right outside the conceptions of his age.
Neither Michelangelo nor Raphael could have done it, for their painter’s
anatomy looks only at the form and position, not the function, of the
parts. In mathematical language, it is stereometry as against analysis.
Did not the Renaissance find it quite sufficient preparation for great
painted scenes to study _corpses_, suppressing the becoming in favour of
the become and calling on the dead to make Classical ἀταραξία accessible
to Northern creative energy? But Leonardo investigated the _life_ in the
body as Rubens did, and not the body-in-itself as Signorelli did. His
discovery was contemporary with that of Columbus, and the two have a
deep affinity, for they signify the victory of the infinite over the
material limitedness of the tangibly present. Would a Greek ever have
concerned himself with questions like theirs? The Greeks inquired as
little into the interior of their own organization as they sought for
the sources of the Nile; these were problems that might have jeopardized
the Euclidean constitution of their being. The Baroque, on the other
hand, is truly the _period of the great discoveries_. The very word
“discovery” has something bluntly un-Classical in it. Classical man took
good care not to take the cover, the material wrapping, off anything
cosmic, but to do _just this_ is the most characteristic impulse of a
Faustian nature. The discoveries of the New World, the circulation of
the blood, and the Copernican universe were achieved almost
simultaneously and, at bottom, are completely equivalent; and the
discovery of gunpowder (that is, the _long-range weapon_[358]) and of
printing (the _long-range script_) were little earlier.
Leonardo was a discoverer through-and-through, and discovery was the sum
in one word of his whole nature. Brush, chisel, dissecting-knife, pencil
for calculating and compasses for drawing—all were for him of equal
importance. They were for him what the Mariner’s Compass was for
Columbus. When Raphael completes with colour the sharp-drawn outline he
asserts the corporeal phenomenon in every brush-stroke, but Leonardo, in
his red-chalk sketches and his backgrounds reveals aerial secrets with
every line. He was the first, too, who set his mind to work on aviation.
To fly, to free one’s self from earth, to lose one’s self in the expanse
of the universe—is not this ambition Faustian in the highest degree? Is
it not in fact the fulfilment of our dreams? Has it never been observed
how the Christian legend became in Western painting a glorious
transfiguration of this motive? All the pictured ascents into heaven and
falls into hell, the divine figures floating above the clouds, the
blissful detachment of angels and saints, the insistent emphasis upon
freedom from earth’s heaviness, are emblems of soul-flight, peculiar to
the art of the Faustian, utterly remote from that of the Byzantine.
V
The transformation of Renaissance fresco-painting into Venetian oil-
painting is a matter of _spiritual history_. We have to appreciate very
delicate and subtle traits to discern the process of change. In almost
every picture from Masaccio’s “Peter and the Tribute Money” in the
Brancacci Chapel, through the soaring background that Piero della
Francesca gave to the figures of Federigo and Battista of Urbino,[359]
to Perugino’s “Christ Giving the Keys,”[360] the fresco manner is
contending with the invasive new form, though Raphael’s artistic
development in the course of his work on the Vatican “stanze” is almost
the only case in which we can see comprehensively the change that is
going on. The Florentine fresco aims at actuality in individual things
and produces a sum of such things in an architectonic setting. Oil-
painting, on the other hand, sees and handles with ever-growing sureness
extension as a whole, and treats all objects only as representatives
thereof. The Faustian world-feeling created the new technique that it
wanted. It rejected the drawing style, as, from Oresme’s time, co-
ordinate geometry rejected it. It transformed the linear perspective
associated with the architectural motive into a purely aerial
perspective rendered by imponderable gradations of tone. But the
condition of Renaissance art generally—its inability either to
understand its own deeper tendencies or to make good its anti-Gothic
principle—made the transition an obscure and difficult process. Each
artist followed the trend in a way of his own. One painted in oils on
the bare wall, and thereby condemned his work to perish (Leonardo’s
“Last Supper”). Another painted pictures as if they were wall-frescoes
(Michelangelo). Some ventured, some guessed, some fell by the way, some
shied. It was, as always, the struggle between hand and soul, between
eye and instrument, between the form willed by the artist and the form
willed by time—the struggle between Plastic and Music.
In the light of this, we can at last understand that gigantic effort of
Leonardo, the cartoon of the “Adoration of the Magi” in the Uffizi. It
is the grandest piece of artistic daring in the Renaissance. Nothing
like it was even imagined till Rembrandt. Transcending all optical
measures, everything then called drawing, outline, composition and
grouping, he pushes fearlessly on to challenge eternal space; everything
bodily floats like the planets in the Copernican system and the tones of
a Bach organ-fugue in the dimness of old churches. In the technical
possibilities of the time, so dynamic an image of distance could only
remain a torso.
In the Sistine Madonna, which is the very summation of the Renaissance,
Raphael causes the outline to draw into itself the entire content of the
work. It is the _last grand line_ of Western art. Already (and it is
this that makes Raphael the least intelligible of Renaissance artists)
convention is strained almost to breaking-point by the intensity of
inward feeling. He did not indeed wrestle with problems. He had not even
an inkling of them. But he brought art to the brink where it could no
longer shirk the plunge, and he lived to achieve the utmost
possibilities _within_ its form-world. The ordinary person who thinks
him flat simply fails to realize _what is going on_ in his scheme. Look
again, reader, at the hackneyed Madonna. Have you ever noticed the
little dawn-cloudlets, transforming themselves into baby heads, that
surround the soaring central figure?—these are the multitudes of the
unborn that the Madonna is drawing into Life. We meet these light clouds
again, with the same meaning, in the wondrous finale of Faust II.[361]
It is just that which does _not_ charm in Raphael, his sublime
unpopularity, that betrays the inner victory over the Renaissance-
feeling in him. We do understand Perugino at a glance, we merely think
we understand Raphael. His very line—that drawing-character that at
first sight seems so Classical—is something that floats in space,
supernal, Beethoven-like. In this work Raphael is the least obvious of
all artists, less obvious even than Michelangelo, whose intention is
manifest through all the fragmentariness of his works. In Fra
Bartolommeo the material bounding-line is still entirely dominant. It is
all foreground, and the whole sense of the work is exhaustively rendered
by the definition of bodies. But in Raphael line has become silent,
expectant, veiled, waiting in an extremity of tension for dissolution
into the infinite, into space and music.
Leonardo _is_ already over the frontier. The Adoration of the Magi _is_
already music. It is not a casual but a deeply significant circumstance
that in this work, as also in his St. Jerome,[362] he did not go beyond
the brown underpainting, the “Rembrandt” stage, the atmospheric brown of
the following century. For him, entire fullness and clearness of
intention was attained with the work in that state, and one step into
the domain of colour (for that domain was still under the metaphysical
limitations of the fresco style) would have destroyed the soul of what
he had created. Feeling, in all its depth, the symbolism of which oil-
painting was later to be the vehicle, he was afraid of the fresco
“slickness” (Fertigkeit) that must have ruined his idea. His studies for
this painting show how close was his relation to the Rembrandt
_etching_—an art whose home was also that of the art (unknown to
Florence) of counterpoint. Only it was reserved for the Venetians, who
stood outside the Florentine conventions, to achieve what he strove for
here, to fashion a colour-world subserving space instead of things.
For this reason, too, Leonardo (after innumerable attempts) decided to
leave the Christ-head in the “Last Supper” unfinished. The men of his
time were not even ripe for portraiture as Rembrandt understood the
word, the magistral building-up of a soul-history out of dynamic brush-
strokes and lights and tones. But only Leonardo was great enough to
experience this limitation as a Destiny. Others merely set themselves to
paint heads (in the modes prescribed by their respective schools) but
Leonardo—the first, here, to make the _hands_ also speak, and that with
a physiognomic maestria—had an infinitely wider purpose. His soul was
lost afar in the future, though his mortal part, his eye and hand,
obeyed the spirit of the age. Assuredly he was the freest of the three
great ones. From much of that which Michelangelo’s powerful nature
vainly wrestled with, he was already remote. Problems of chemistry,
geometrical analysis, physiology (Goethe’s “living Nature” was also
Leonardo’s), the technique of fire-arms—all were familiar to him. Deeper
than Dürer, bolder than Titian, more comprehensive than any single man
of his time, he was essentially the _artist of torsos_.[363]
Michelangelo the belated sculptor was so, too, but in another sense,
while in Goethe’s day that which had been unattainable for the painter
of the Last Supper had already been reached and overpassed. Michelangelo
strove to force life once more into a dead form-world, Leonardo felt a
new form-world in the future, Goethe divined that there could be no new
form-worlds more. Between the first and the last of these men lie the
ripe centuries of the Faustian Culture.
VI
It remains now to deal with the major characters of Western art during
the phase of accomplishment. In this we may observe the deep necessity
of all history at work. We have learned to understand arts as prime
phenomena. We no longer look to the operations of cause and effect to
give unity to the story of development. Instead, we have set up the idea
of the _Destiny_ of an art, and admitted arts to be _organisms_ of the
Culture, organisms which are born, ripen, age and _for ever_ die.
When the Renaissance—its last illusion—closes, the Western soul has come
to the ripe consciousness of its own strength and possibilities. It has
_chosen_ its arts. As a “late” period, the Baroque knows, just as the
Ionic had known, what the form-language of its arts has to mean. From
being a philosophical religion, art has to be a religious philosophy.
Great masters come forward in the place of anonymous schools. At the
culmination of every Culture we have the spectacle of a splendid _group
of great arts_, well-ordered and linked as a unit by the unity of the
prime symbol underlying them all. The _Apollinian group_, to which
belong vase-painting, fresco relief, the architecture of ranked columns,
the Attic drama and the dance, centres upon the naked statue. The
_Faustian group_ forms itself round the ideal of pure spatial infinity
and its centre of gravity is instrumental music. From this centre, fine
threads radiate out into all spiritual form-languages and weave our
infinitesimal mathematic, our dynamic physics, the propaganda of Jesuits
and the power of our famous slogan of “progress,” the modern machine-
technique, credit economics and the dynastic-diplomatic State—all into
one immense totality of spiritual expression. Beginning with the inward
rhythm of the cathedral and ending with Wagner’s “Tristan” and
“Parsifal,” the artistic conquest of endless space deploys its full
forces from about 1550. Plastic is dying with Michelangelo in Rome just
when planimetry, dominant hitherto, is becoming the least important
branch of our mathematic. At the same time, Venice is producing
Zarlino’s theories of harmony and counterpoint (1558) and the practical
method of the _basso continuo_—a perspective and an analysis of the
world of sound—and this music’s sister, the Northern mathematic of the
Calculus, is beginning to mount.
Oil-painting and instrumental music, the arts of space, are now entering
into their kingdom. So also—_consequently_, we say—the two essentially
material and Euclidean arts of the Classical Culture, viz., the all-
round statue and the strictly planar fresco, attain to their primacy at
the corresponding date of c. 600 B.C. And further, in the one and in the
other case, it is the painting that ripens _first_. For in either kind
painting on the plane is a less ambitious and more accessible art than
modelling in solid or composing in immaterial extension. The period
1550-1650 belongs as completely to oil-painting as fresco and vase-
painting belong to the 6th Century B.C. The symbolism of space and of
body, expressed in the one case by perspective and in the other by
proportion, are only indicated and not immediately displayed by
pictorial arts. These arts, which can only in each case produce their
respective prime-symbols (i.e., their possibilities in the extended) as
illusions on a painted surface, are capable indeed of denoting and
evoking the ideal—Classical or Western, as the case may be—but they are
not capable of _fulfilling_ it; they appear therefore in the path of the
“late” Culture as the ledges before the last summit. The nearer the
grand style comes to its point of fulfilment, the more decisive the
tendency to an ornamental language of inexorable clarity of symbolism.
The group of great arts is further simplified. About 1670, just when
Newton and Leibniz were discovering the Differential Calculus, oil-
painting had reached the limit of its possibilities. Its last great
masters were dead or dying—Velasquez 1660, Poussin 1665, Franz Hals
1666, Rembrandt 1669, Vermeer 1675, Murillo, Ruysdael and Claude Lorrain
1682—and one has only to name the few successors of any importance
(Watteau, Hogarth, Tiepolo) to feel at once the descent, the end, of an
art. In this time also, the great forms of _pictorial_ music expired.
Heinrich Schütz died in 1672, Carissimi in 1674, and Purcell in 1695—the
last great masters of the Cantata, who had played around image-themes
with infinite variety of vocal and instrumental colour and had painted
veritable pictures of fine landscape and grand legend-scene. With Lully
(1687) the heart of the heroic Baroque opera of Monteverde ceased to
beat. It was the same with the old “classical” sonata for orchestra,
organ and string trio, which was a development of image-themes in the
fugal style. Thereafter, the forms become those of final maturity, the
concerto grosso, the suite, and the three-part sonata for solo
instruments. Music frees itself from the relics of bodiliness inherent
in the human voice and becomes absolute. The theme is no longer an image
but a pregnant _function_, existent only in and by its own evolution,
for the fugal style as Bach practised it can only be regarded as a
ceaseless process of differentiation and integration. The victory of
pure music over painting stands recorded in the Passions which Heinrich
Schütz composed in his old age—the visible dawn of the new form-
language—in the sonatas of Dall’Abaco and Corelli, the oratorios of
Händel and the Baroque polyphony of Bach. Henceforth this music is _the_
Faustian art, and Watteau may fairly be described as a painter-Couperin,
Tiepolo as a painter-Händel.
In the Classical world the corresponding change occurred about 460, when
Polygnotus, the last of the great fresco-painters, ceded the inheritance
of the grand style to Polycletus and free sculpture in the round. Till
then—as late even as Polygnotus’s contemporaries Myron and the masters
of the Olympia pediment—the form-language of a purely planar art had
dominated that of statuary also; for, just as painting had developed its
form more and more towards the ideal of the _silhouette of colour with
internal drawing superposed_—to such an extent that at last there was
almost no difference between the painted relief and the flat picture—so
also the sculptor had regarded the frontal _outline_ as it presented
itself to the beholder as the true symbol of the Ethos, the cultural
type, that he meant his figure to represent. The field of the temple-
pediment constitutes a _picture_; seen from the proper distance, it
makes exactly the same impression as its contemporary the red-figure
vase-painting. In Polycletus’s generation the monumental wall-painting
gives place to the board-picture, the “picture” proper, in tempera or
wax—a clear indication that the great style has gone to reside
elsewhere. The ambition of Apollodorus’s shadow painting was not in any
sense what we call chiaroscuro and atmosphere, but sheer _modelling in
the round_ in the sculptor’s sense; and of Zeuxis Aristotle says
expressly that his work lacked “Ethos.” Thus, this newer Classical
painting with its cleverness and human charm is the equivalent of our
18th-Century work. Both lacked the inner greatness and both tried by
force of virtuosity to speak in the language of that single and final
Art which in each case stood for ornamentation in the higher sense.
Hence Polycletus and Phidias aline themselves with Bach and Händel; as
the Western masters liberated strict musical form from the executive
methods of the Painting, so the Greek masters finally delivered the
statue from the associations of the Relief.
And with this full plastic and this full music the two Cultures reach
their respective ends. A pure symbolism of mathematical rigour had
become possible. Polycletus could produce his “canon” of the proportions
of the human body, and his contemporary Bach the “Kunst der Fuge” and
“Wohltemperiertes Klavier.” In the two arts that ensued, we have the
last perfection of achievement that pure form saturated with meaning can
give. Compare the tone-body of Faustian instrumental music, and within
that system again the body of the strings (in Bach, too, the virtual
unity of the winds), with the bodies of Attic statuary. Compare the
meaning of the word “figure” to Haydn with its meaning to Praxiteles. In
the one case it is the figure of a rhythmic motive in a web of voices,
in the other the figure of an athlete. But in both cases the notion
comes from mathematics and it is made plain that the aim thus finally
attained is a union of the artistic and the mathematical spirit, for
analysis like music, and Euclidean geometry like plastic, have both come
to full comprehension of their tasks and the ultimate meaning of their
respective number-languages. The mathematics of beauty and the beauty of
mathematics are henceforth inseparable. The unending space of tone and
the all-round body of marble or bronze are _immediate_ interpretations
of the extended. They belong to number-as-relation and to number-as-
measure. In fresco and in oil-painting, in the laws of proportion and
those of perspective, the mathematical is only indicated, but the two
final arts _are_ mathematics, and on these peaks Apollinian art and
Faustian art are seen entire.
With the exit of fresco and oil-painting, the great masters of absolute
plastic and absolute music file on to the stage, man after man.
Polycletus is followed by Phidias, Pæonius, Alcamenes, Scopas,
Praxiteles, Lysippus. Behind Bach and Händel come Gluck, Stamitz, the
younger Bachs, Haydn, Mozart, Beethoven—in their hands an armoury of
wonderful and now long-forgotten instruments, a whole magician’s world
created by the discovering and inventing spirit of the West in the hope
of getting more and more tones and timbres for the service and
enhancement of musical expression—in their winds an abundance of grand,
solemn, ornate, dainty, ironic, laughing and sobbing forms of perfectly
regular structure, forms that no one now understands. In those days, in
18th-Century Germany especially, there was actually and effectively a
_Culture of Music_ that suffused all Life. Its type was Hoffmann’s
Kapellmeister Kreisler. To-day it is hardly even a memory.
And with the 18th Century, too, architecture died at last, submerged and
choked in the music of Rococo. On that last wonderful fragile growth of
the Western architecture criticism has blown mercilessly, failing to
realize that its origin is in the spirit of the fugue and that its non-
proportion and non-form, its evanescence and instability and sparkle,
its destruction of surface and visual order, are nothing else than a
victory of tones and melodies over lines and walls, the triumph of pure
space over material, of absolute becoming over the become. They are no
longer buildings, these abbeys and castles and churches with their
flowing façades and porches and “gingerbread” courts and their splendid
staircases, galleries, salons and cabinets; they are sonatas, minuets,
madrigals in stone, chamber-music in stucco, marble, ivory and fine
woods, cantilene of volutes and cartouches, cadences of fliers and
copings. The Dresden Zwinger is the most completely musical piece in all
the world’s architecture, with an ornamentation like the tone of an old
violin, an _allegro fugitivo_ for small orchestra.
Germany produced the great musicians _and therefore_ also the great
architects of this century (Poppelmann, Schlüter, Bähr, Naumann, Fischer
von Erlach, Dinzenhofer). In oil-painting she played no part at all: in
instrumental music, on the contrary, hers was the principal rôle.
VII
There is a word, “Impressionism,” which only came into general use in
Manet’s time (and then, originally, as a word of contempt like Baroque
and Rococo) but very happily summarizes the special quality of the
Faustian way of art that has evolved from oil-painting. But, as we
ordinarily speak of it, the idea has neither the width nor the depth of
meaning that it ought to have: we regard it as a sequel to or derivative
of the old age of an art which, in fact, belongs to it entirely and from
first to last. What is the imitation of an "impression"? Something
purely Western, something related to the idea of Baroque and even to the
unconscious purposes of Gothic architecture and diametrically opposed to
the deliberate aims of the Renaissance. Does it not signify the
tendency—the deeply-necessary tendency of a waking consciousness to feel
pure endless space as _the_ supreme and unqualified actuality, and all
sense-images as secondary and conditioned actualities "within it"? A
tendency that can manifest itself in artistic creations, but has a
thousand other outlets besides. Does not Kant’s formula "space as _a
priori_ form of perception" sound like a slogan for the whole movement
that began with Leonardo? Impressionism is the inverse of the Euclidean
world-feeling. It tries to get as far as possible from the language of
plastic and as near as possible to that of music. The effect that is
made upon us by things that receive and reflect light is made not
because the things _are_ there but as though they “in themselves” _are
not_ there. The things are not even bodies, but light-resistances in
space, and their illusive density is to be unmasked by the brush-stroke.
What is received and rendered is the _impression_ of such resistances,
which are tacitly evaluated as simple functions of a transcendent
extension. The artist’s inner eye penetrates the body, breaks the spell
of its material bounding surfaces and sacrifices it to the majesty of
Space. And with this impression, under its influence, he feels an
endless _movement-quality_ in the sensuous element that is in utter
contrast to the statuesque “Ataraxia” of the fresco. Therefore, there
was not and could not be any Hellenic impressionism; if there is one art
that _must_ exclude it on principle, it is Classical sculpture.
Impressionism is the comprehensive expression of a world-feeling, and it
must obviously therefore permeate the whole physiognomy of our “Late”
Culture. There is an impressionistic mathematic, which frankly and with
intent transcends all optical limitations. It is Analysis, as developed
after Newton and Leibniz, and to it belong the visionary images of
number-“bodies,” aggregates, and the multidimensional geometry. There is
again an impressionistic physics which “sees” in lieu of bodies systems
of mass-points—units that are evidently no more than constant relations
between variable efficients. There are impressionistic ethics, tragedy,
and logic, and even (in Pietism) an impressionistic Christianity.
Be the artist painter or musician, his art consists in creating with a
few strokes or spots or tones an image of inexhaustible content, a
microcosm meet for the eyes or ears of Faustian man; that is, in laying
the actuality of infinite space under enchantment by fleeting and
incorporeal indications of something objective which, so to say, forces
that actuality to become phenomenal. The daring of these arts of moving
the immobile has no parallel. Right from the later work of Titian to
Corot and Menzel, matter quivers and flows like a solution under the
mysterious pressure of brush-stroke and broken colours and lights. It
was in pursuit of the same object that Baroque music became “thematic”
instead of melodic and—reinforcing the “theme” with every expedient of
harmonic charm, instrumental colour, rhythm, and tempo—developed the
tone-picture from the imitative piece of Titian’s day to the leitmotiv-
fabric of Wagner, and captured a whole new world of feeling and
experience. When German music was at its culmination, this art
penetrated also into lyric poetry (German lyric, that is, for in French
it is impossible) and gave rise to a whole series of tiny masterpieces,
from Goethe’s “Urfaust” to Hölderlin’s last poems—passages of a few
lines apiece, which have never yet been noticed, let alone collected,
but include nevertheless whole worlds of experience and feeling. On a
small scale, it continually repeats the achievements of Copernicus and
Columbus. No other Culture possesses an ornament-language of such
dynamical impressiveness relatively to the means it employs. Every point
or stroke of colour, every scarce-audible tone releases some surprising
charm and continually feeds the imagination with fresh elements of
space-creating energy. In Masaccio and Piero della Francesca we have
_actual bodies_ bathed in air. Then Leonardo, the first, discovers the
transitions of _atmospheric_ light and dark, the soft edges, the
outlines that merge in the depth, the domains of light and shade in
which the individual figures are inseparably involved. Finally, in
Rembrandt, objects dissolve into mere coloured impressions, and forms
lose their specific humanness and become collocations of strokes and
patches that tell as elements of a passionate depth-rhythm. Distance, so
treated, comes to signify Future, for what Impressionism seizes and
holds is by hypothesis a unique and never-recurring instant, not a
landscape _in being_ but a fleeting moment of the _history_ thereof.
Just as in a Rembrandt portrait it is not the anatomical relief of the
head that is rendered, but the _second visage_ in it that is confessed;
just as the art of his brush-stroke captures not the eye but the look,
not the brow but the experience, not the lips but the sensuousness; so
also the impressionist picture in general presents to the beholder not
the Nature of the foreground but again a _second visage_, the look and
soul of the landscape. Whether we take the Catholic-heroic landscape of
Claude Lorrain, the “paysage intime” of Corot, the sea and river-banks
and villages of Cuyp and Van Goyen, we find always a portrait in the
physiognomic sense, something uniquely-occurring, unforeseen, brought to
light for the first and last time. In this love of the character and
physiognomy in landscape—just the motive that was unthinkable in fresco
art and permanently barred to the Classical—the art of portraiture
widens from the immediately human to the mediately human, to the
representation of the world as a part of the ego or the self-world in
which the painter paints himself and the beholder sees himself. For the
expansion of Nature into Distance reflects a _Destiny_. In this art of
tragic, daemonic, laughing and weeping landscapes there is something of
which the man of another Culture has no idea and for which he has no
organ. Anyone who in the presence of this form-world talks of
Hellenistic illusion-painting must be unable to distinguish between an
ornamentation of the highest order and a soulless imitation, an ape-
mimicry of the obvious. If Lysippus said (as Pliny tells us he said)
that he represented men as they appeared to him, his ambition was that
of a child, of a layman, of a savage, not that of an artist. The great
style, the meaning, the deep necessity, are absent; even the cave-
dwellers of the stone age painted thus. In reality, the Hellenistic
painters could do more when they chose. Even so late, the wall-paintings
of Pompeii and the “Odyssey” landscapes in Rome contain a _symbol_. In
each case it is a _group of bodies_ that is rendered—rocks, trees, even
“the Sea” as a body among bodies! There is no depth, but only
superposition. Of course, of the objects represented one or several had
necessarily to be furthest away (or rather _least near_) but this is a
mere technical servitude without the remotest affinity to the illumined
supernal distances of Faustian art.
VIII
I have said that oil-painting faded out at the end of the 17th Century,
when one after another all its great masters died, and the question will
naturally, therefore, be asked—is Impressionism (in the current narrow
sense) a creation of the 19th Century? Has painting lived, after all,
two centuries more? Is it still existing? But we must not be deceived by
appearances. Not only was there a dead space between Rembrandt and
Delacroix or Constable—for when we think of the living art of high
symbolism that was Rembrandt’s the purely decorative artists of the 18th
Century do not count—but, further, that which began with Delacroix and
Constable was, notwithstanding all technical continuity, something quite
different from that which had ended with Rembrandt. The new _episode_ of
painting that in the 19th Century (i.e., beyond the 1800 frontier and in
“Civilization”) has succeeded in awakening some illusion of a great
culture of painting, has itself chosen the word _Plein-air_
(_Freilicht_) to designate its special characteristic. The very
designation suffices to show the significance of the fleeting phenomenon
that it is. It implies the conscious, intellectual, cold-blooded
rejection of that for which a sudden wit invented the name “brown
sauce,” but which the great masters had, as we know, regarded as the one
truly metaphysical colour. On it had been built the painting-culture of
the schools, and especially the Dutch school, that had vanished
irretrievably in the Rococo. This brown, the symbol of a spatial
infinity, which had for Faustian mankind created a spiritual something
out of a mere canvas, now came to be regarded, quite suddenly, as an
offence to Nature. What had happened? Was it not simply this, that the
_soul_ for which this supernal colour was something religious, the sign
of wistfulness, the whole meaning of “Living Nature,” had quietly
slipped away? The materialism of a Western Cosmopolis blew into the
ashes and rekindled this curious brief flicker—a brief flicker of two
generations, for with the generation of Manet all was ended again. I
have (as the reader will recall) characterized the noble green of
Grünewald and Claude and Giorgione as the Catholic space-colour and the
transcendent brown of Rembrandt as the colour of the Protestant world-
feeling. On the other hand, _Plein-air_ and its new colour scale stand
for irreligion.[364] From the spheres of Beethoven and the stellar
expanses of Kant, Impressionism has come down again to the crust of the
earth. Its space is cognized, not experienced, seen, not contemplated;
there is tunedness in it, but not Destiny. It is the mechanical object
of physics and not the felt world of the pastorale that Courbet and
Manet give us in their landscapes. Rousseau’s tragically correct
prophecy of a “return to Nature” fulfils itself in this dying art—the
senile, too, return to Nature day by day. The modern artist is a
workman, not a creator. He sets unbroken spectrum-colours side by side.
The subtle script, the dance of brush-strokes, give way to crude
commonplaces, pilings and mixings and daubings of points, squares, broad
inorganic masses. The whitewasher’s brush and the trowel appear in the
painter’s equipment; the oil-priming of the canvas is brought into the
scheme of execution and in places left bare. It is a risky art,
meticulous, cold, diseased—an art for over-developed nerves, but
scientific to the last degree, energetic in everything that relates to
the conquest of technical obstacles, acutely assertive of programme. It
is the “satyric pendant” of the great age of oil-painting that stretches
from Leonardo to Rembrandt; it could only be at home in the Paris of
Baudelaire. Corot’s silvern landscapes, with their grey-greens and
browns, dream still of the spiritual of the Old Masters; but Courbet and
Manet conquer bare physical space, “factual” space. The meditative
discoverer represented by Leonardo gives way to the painting
experimentalist. Corot, the eternal child, French but not Parisian,
finds his transcendent landscapes anywhere and everywhere; Courbet,
Manet, Cézanne, portray over and over again, painfully, laboriously,
soullessly, the Forest of Fontainebleau, the bank of the Seine at
Argenteuil, or that remarkable valley near Arles. Rembrandt’s mighty
landscapes lie essentially in the universe, Manet’s near a railway
station. The plein-air painters, true megalopolitans, obtain as it were
specimens of the music of space from the least agitated sources of Spain
and Holland—from Velasquez, Goya, Hobbema, Franz Hals—in order (with the
aid of English landscapists and, later, the Japanese, “highbrows” all)
to restate it in empirical and scientific terms. It is natural science
as opposed to nature experience, head against heart, knowledge in
contrast to faith.
In Germany it was otherwise. Whereas in France it was a matter of
closing-off the great school, in Germany it was a case of catching up
with it. For in the picturesque style, as practised from Rottmann,
Wasmann, K. D. Friedrich and Runge to Marées and Leibl, an unbroken
evolution is the very basis of technique, and even a new-style school
requires a closed tradition behind it. Herein lies the weakness and the
strength of the last German painters. Whereas the French possessed a
continuous tradition of their own from early Baroque to Chardin and
Corot, whereas there was living connexion between Claude Lorrain and
Corot, Rubens and Delacroix, all the great Germans of the 18th Century
had been _musicians_. After Beethoven this music, without change of
inward essence, was diverted (one of the modalities of the German
Romantic movement) back into painting. And it was in painting that it
flowered longest and bore its kindliest fruits, for the portraits and
landscapes of these men are suffused with a secret wistful music, and
there is a breath of Eichendorff and Mörike left even in Thoma and
Böcklin. But a foreign teacher had to be asked to supply that which was
lacking in the native tradition, and so these painters one and all went
to Paris, where they studied and copied the old masters of 1670. So also
did Manet and his circle. But there was this difference, that the
Frenchmen found in these studies only reminiscences of something that
had been in their art for many generations, whereas the Germans received
fresh and wholly different impressions. The result was that, in the 19th
Century, the German arts of form (other than music) were a phenomenon
out of season—hasty, anxious, confused, puzzled as to both aim and
means. There was indeed no time to be lost. The level that German music
or French painting had taken centuries to attain had to be made good by
German painting in two generations. The expiring art demanded its last
phase, and this phase had to be reached by a vertiginous race through
the whole past. Hence the unsteadiness, in everything pertaining to
form, of high Faustian natures like Marées and Böcklin, an unsteadiness
that in German music with its sure tradition (think of Bruckner) would
have been impossible. The art of the French Impressionists was too
explicit in its programme and correspondingly too poor in soul to expose
them to such a tragedy. German literature, on the contrary, was in the
same condition as German painting; from Goethe’s time, every major work
was intended to found something _and_ obliged to conclude something.
Just as Kleist felt in himself both Shakespeare and Stendhal, and
laboured desperately, altering and discarding without end and without
result, to forge two centuries of psychological art into a unit; just as
Hebbel tried to squeeze all the problems from Hamlet to Rosmersholm into
one dramatic type; so Menzel, Leibl, and Marées sought to force the old
and new models—Rembrandt, Claude, Van Goyen, and Watteau, Delacroix,
Courbet and Manet—into a single form. While the little early interiors
of Menzel anticipated all the discoveries of the Manet circle and Leibl
not seldom succeeded where Courbet tried and failed, their pictures
renew the metaphysical browns and greens of the Old Masters and are
fully expressive of an inward experience. Menzel _actually_ re-
experienced and reawakened something of Prussian Rococo, Marées
something of Rubens, Leibl in his “Frau Gedon” something of Rembrandt’s
portraiture. Moreover, the studio-brown of the 17th Century had had by
its side a second art, the intensely Faustian art of etching. In this,
as in the other, Rembrandt is the greatest master of all time; this,
like the other, has something Protestant in it that puts it in a quite
different category from the work of the Southern Catholic painters of
blue-green atmospheres and the Gobelin tapestries. And Leibl, the last
artist in the brown, was the last great etcher whose plates possess that
Rembrandtesque infinity that contains and reveals secrets without end.
In Marées, lastly, there was all the mighty intention of the great
Baroque style, but, though Guéricault and Daumier were not too belated
to capture it in positive form, he—lacking just that strength that a
tradition would have given him—was unable to force it into the world of
painter’s actuality.
IX
The last of the Faustian arts died in “Tristan.” This work is the giant
keystone of Western music. Painting achieved nothing like this as a
finale—on the contrary, the effect of Manet, Menzel and Leibl, with
their combination of “free light” and resurrected old-master styles, is
weak.
“Contemporaneously,” in our sense, Apollinian art came to its end in
Pergamene sculpture. _Pergamum is the counterpart of Bayreuth._ The
famous altar itself,[365] indeed, is later, and probably not the most
important work of the epoch at that; we have to assume a century (330-
220 B.C.) of development now lost in oblivion. Nevertheless, all
Nietzsche’s charges against Wagner and Bayreuth, the “Ring” and
“Parsifal”—decadence, theatricalness and the like—could have been
levelled in the same words at the Pergamene sculpture. A masterpiece of
this sculpture—a veritable “Ring”—has come down to us in the
Gigantomachia frieze of the great altar. Here is the same theatrical
note, the same use of motives from ancient discredited mythology as
_points d’appui_, the same ruthless bombardment of the nerves, and also
(though the lack of inner power cannot altogether be concealed) the same
fully self-conscious force and towering greatness. To this art the
Farnese Bull and the older model of the Laocoön group certainly belong.
The symptom of decline in creative power is the fact that to produce
something round and complete the artist now requires to be emancipated
from form and proportion. Its most obvious, though not its most
significant, manifestation is the taste for the gigantic. Here size is
not, as in the Gothic and the Pyramid styles, the expression of inward
greatness, but the dissimulation of its absence. This swaggering in
_specious_ dimensions is common to all nascent Civilizations—we find it
in the Zeus altar of Pergamum, the Helios of Chares called the “Colossus
of Rhodes,” the architecture of the Roman Imperial Age, the New Empire
work in Egypt, the American skyscraper of to-day. But what is far more
indicative is the arbitrariness and immoderateness that tramples on and
shatters the conventions of centuries. In Bayreuth and in Pergamum, it
was the superpersonal Rule, the absolute mathematic of Form, the Destiny
immanent in the quietly-matured language of a great art, that was found
to be intolerable. The way from Polycletus to Lysippus and from Lysippus
to the sculptors of the groups of Gauls[366] is paralleled by the way
from Bach, by Beethoven, to Wagner. The earlier artists felt themselves
masters, the later uneasy slaves, of the great form. While even
Praxiteles and Haydn were able to speak freely and gaily within the
limits of the strictest canon, Lysippus and Beethoven could only produce
by straining their voices. The sign of all living art, the pure harmony
of “will,” “must” and “can,” the self-evidence of the aim, the un-self-
consciousness of the execution, the unity of the art and the Culture—all
that is past and gone. In Corot and Tiepolo, Mozart and Cimarosa, there
is still a real mastery of the mother-tongue. After them, the process of
mutilation begins, but no one is conscious of it because no one now can
speak it fluently. Once upon a time, Freedom and Necessity were
identical; but now what is understood by freedom is in fact
indiscipline. In the time of Rembrandt or Bach the “failures” that we
know only too well were quite unthinkable. The Destiny of the form lay
in the race or the school, not in the private tendencies of the
individual. Under the spell of a great tradition full achievement is
possible even to a minor artist, because the living art brings him in
touch with his task and the task with him. To-day, these artists can no
longer perform what they intend, for intellectual operations are a poor
substitute for the trained instinct that has died out. All of them have
experienced this. Marées was unable to complete any of his great
schemes. Leibl could not bring himself to let his late pictures go, and
worked over them again and again to such an extent that they became cold
and hard. Cézanne and Renoir left work of the best quality unfinished
because, strive as they would, they could do no more. Manet was
exhausted after he had painted thirty pictures, and his “Shooting of the
Emperor Maximilian,” in spite of the immense care that is visible in
every item of the picture and the studies for it, hardly achieved as
much as Goya managed without effort in its prototype the “shootings of
the 3rd of May.” Bach, Haydn, Mozart and a thousand obscure musicians of
the 18th Century could rapidly turn out the most finished work as a
matter of routine, but Wagner knew full well that he could only reach
the heights by concentrating all his energy upon “getting the last
ounce” out of the best moments of his artistic endowment.
Between Wagner and Manet there is a deep relationship, which is not,
indeed, obvious to everyone but which Baudelaire with his unerring flair
for the decadent detected at once. For the Impressionists, the end and
the culmination of art was the conjuring up of a world in space out of
strokes and patches of colour, and this was just what Wagner achieved
with three bars. A whole world of soul could crowd into these three
bars. Colours of starry midnight, of sweeping clouds, of autumn, of the
day dawning in fear and sorrow, sudden glimpses of sunlit distances,
world-fear, impending doom, despair and its fierce effort, hopeless
hope—all these impressions which no composer before him had thought it
possible to catch, he could paint with entire distinctness in the few
tones of a motive. Here the contrast of Western music with Greek plastic
has reached its maximum. Everything merges in bodiless infinity, no
longer even does a linear melody wrestle itself clear of the vague tone-
masses that in strange surgings challenge an imaginary space. The motive
comes up out of dark terrible deeps. It is flooded for an instant by a
flash of hard bright sun. Then, suddenly, it is so close upon us that we
shrink. It laughs, it coaxes, it threatens, and anon it vanishes into
the domain of the strings, only to return again out of endless
distances, faintly modified and in the voice of a single oboe, to pour
out a fresh cornucopia of spiritual colours. Whatever this is, it is
neither painting nor music, in any sense of these words that attaches to
previous work in the strict style. Rossini was asked once what he
thought of the music of the “Huguenots”; “Music?” he replied. “I heard
nothing resembling it.” Many a time must this judgment have been passed
at Athens on the new painting of the Asiatic and Sicyonian schools, and
opinions not very different must have been current in Egyptian Thebes
with regard to the art of Cnossus and Tell-el-Amarna.
All that Nietzsche says of Wagner is applicable, also, to Manet.
Ostensibly a return to the elemental, to Nature, as against
contemplation-painting (Inhaltsmalerei) and abstract music, their art
really signifies a concession to the barbarism of the Megalopolis, the
beginning of dissolution sensibly manifested in a mixture of brutality
and refinement. As a step, it is necessarily the last step. An
artificial art has no further organic future, it is the mark of the end.
And the bitter conclusion is that it is all irretrievably over with the
arts of form of the West. The crisis of the 19th Century was the death-
struggle. Like the Apollinian, the Egyptian and every other, the
Faustian art dies of senility, having actualized its inward
possibilities and fulfilled its mission within the course of its
Culture.
What is practised as art to-day—be it music after Wagner or painting
after Cézanne, Leibl and Menzel—is impotence and falsehood. Look where
one will, can one find the great personalities that would justify the
claim that there is still an art of determinate necessity? Look where
one will, can one find the _self-evidently necessary_ task that awaits
such an artist? We go through all the exhibitions, the concerts, the
theatres, and find only industrious cobblers and noisy fools, who
delight to produce something for the market, something that will “catch
on” with a public for whom art and music and drama have long ceased to
be spiritual necessities. At what a level of inward and outward dignity
stand to-day that which is called art and those who are called artists!
In the shareholders’ meeting of any limited company, or in the technical
staff of any first-rate engineering works there is more intelligence,
taste, character and capacity than in the whole music and painting of
present-day Europe. There have always been, for one great artist, a
hundred superfluities who practised art, but so long as a great
tradition (and _therefore_ great art) endured even these achieved
something worthy. We can forgive this hundred for existing, for in the
ensemble of the tradition they were the footing for the individual great
man. But to-day we have only these superfluities, and ten thousand of
them, working art “for a living” (as if that were a justification!). One
thing is quite certain, that to-day every single art-school could be
shut down without art being affected in the slightest. We can learn all
we wish to know about the art-clamour which a megalopolis sets up in
order to forget that its art is dead from the Alexandria of the year
200. There, as here in our world-cities, we find a pursuit of illusions
of artistic progress, of personal peculiarity, of “the new style,” of
“unsuspected possibilities,” theoretical babble, pretentious fashionable
artists, weight-lifters with cardboard dumb-bells—the “Literary Man” in
the Poet’s place, the unabashed farce of Expressionism which the art-
trade has organized as a “phase of art-history,” thinking and feeling
and forming as industrial art. Alexandria, too, had problem-dramatists
and box-office artists whom it preferred to Sophocles, and painters who
invented new tendencies and successfully bluffed their public. What do
we possess to-day as "art"? A faked music, filled with artificial
noisiness of massed instruments; a faked painting, full of idiotic,
exotic and showcard effects, that every ten years or so concocts out of
the form-wealth of millennia some new “style” which is in fact no style
at all since everyone does as he pleases; a lying plastic that steals
from Assyria, Egypt and Mexico indifferently. Yet this and only this,
the taste of the “man of the world,” can be accepted as the expression
and sign of the age; everything else, everything that “sticks to” old
ideals, is for provincial consumption.
The grand Ornamentation of the past has become as truly a dead language
as Sanskrit or Church Latin.[367] Instead of its symbolism being
honoured and obeyed, its mummy, its legacies of perfected forms, are put
into the pot anyhow, and recast in wholly inorganic forms. Every modern
age holds change to be development, and puts revivals and fusions of old
styles in the place of real becoming. Alexandria also had its Pre-
Raphaelite comedians with their vases, chairs, pictures and theories,
its symbolists, naturalists and expressionists. The fashion at Rome was
now Græco-Asiatic, now Græco-Egyptian, now (after Praxiteles) neo-Attic.
The relief of the XIXth Dynasty—the modern age in the Egyptian Culture—
that covered the monstrous, meaningless, inorganic walls, statues and
columns, seems like a sheer parody of the art of the Old Kingdom. The
Ptolemaic Horus-temple of Edfu is quite unsurpassed in the way of
vacuous eclecticism—so far, for we are only at the beginning of our own
development in this line, showy and assertive as the style of our
streets and squares already is.
In due course, even the strength to wish for change fades out. Rameses
the Great—so soon—appropriated to himself buildings of his predecessors
by cutting out their names and inserting his own in the inscriptions. It
was the same consciousness of artistic impotence that led Constantine to
adorn his triumphal arch in Rome with sculptures taken from other
buildings; but Classical craftsmanship had set to work long before
Constantine—as early, in fact, as 150—on the business of copying old
masterpieces, not because these were understood and appreciated in the
least, but because no one was any longer capable of producing originals.
It must not be forgotten that these copyists were the _artists_ of their
time; their work therefore (done in one style or another according to
the moment’s fashion) represent the maximum of creative power then
available. All the Roman portrait statues, male and female, go back for
posture and mien to a very few Hellenic types; these, copied more or
less true to style, served for torsos, while the heads were executed as
“Likenesses” by simple craftsmen who possessed the knack. The famous
statue of Augustus in armour, for example, is based on the Spearman of
Polycletus, just as—to name the first harbingers of the same phase in
our own world—Lenbach rests upon Rembrandt and Makart upon Rubens. For
1500 years (Amasis I to Cleopatra) Egypticism piled portrait on portrait
in the same way. Instead of the steady development that the great age
had pursued through the Old and Middle Kingdoms, we find _fashions_ that
change according to the taste of this or that dynasty. Amongst the
discoveries at Turfan are relics of Indian dramas, contemporary with the
birth of Christ, which are similar in all respects to the Kalidasa of a
later century. Chinese painting as we know it shows not an evolution but
an up-and-down of fashions for more than a thousand years on end; and
this unsteadiness must have set in as early as the Han period. The final
result is that endless industrious repetition of a stock of fixed forms
which we see to-day in Indian, Chinese, and Arabian-Persian art.
Pictures and fabrics, verses and vessels, furniture, dramas and musical
compositions—all is patternwork.[368] We cease to be able to date
anything within centuries, let alone decades, by the language of its
ornamentation. So it has been in the Last Act of all Cultures.
-----
Footnote 272:
_Die bildenden Künste._ The expression is a standard one in German,
but unfamiliar in English. Ordinarily, however, “die bildenden Künste”
(shaping arts, arts of form) are contrasted with “die redenden Künste”
(speaking arts)—music, as giving utterance rather than spatial form to
things, being counted among the latter.—_Tr._
Footnote 273:
As soon as the word, which is a transmission-agent of the
understanding, comes to be used as the expression-agent of an art, the
waking consciousness ceases to express or to take in a thing
integrally. Not to mention the _read_ word of higher Cultures—the
medium of literature proper—even the spoken word, when used in any
artificial sense, separates hearing from understanding, for the
ordinary meaning of the word also takes a hand in the process and, as
this art grows in power, the wordless arts themselves arrive at
expression-methods in which the motives are joined to word-meanings.
Thus arises the _Allegory_, or motive that _signifies a word_, as in
Baroque sculpture after Bernini. So, too, painting very often develops
into a sort of painting-writing, as in Byzantium after the second
Nicene Council (787) which took from the artist his freedom of choice
and arrangement. This also is what distinguishes the arias of Gluck,
in which the melody grew up out of the meaning of the libretto, from
those of Alessandro Scarlatti, in which the texts are in themselves of
no significance and mostly serve to carry the voices. The high-Gothic
counterpoint of the 13th Century is entirely free from any connexion
with words: it is a _pure architecture of human voices_ in which
several texts, Latin and vernacular, sacred and secular, were sung
together.
Footnote 274:
Our pedantic method has given us an art-history that excludes music-
history; and while the one has become a normal element of higher
education, the other has remained an affair solely for the expert. It
is just as though one tried to write a history of Greece without
taking Sparta into account. The result is a theory of “Art” that is a
pious fraud.
Footnote 275:
This sentence is not in the original. It has been inserted, and the
following sentence modified, for the sake of clarity.—_Tr._
Footnote 276:
See Vol. II, p. 110. The aspect of the streets of Old Egypt may have
been very similar to this, if we can draw conclusions from tesseræ
discovered in Cnossus (see H. Bossert, _Alt Kreta_ (1921), T. 14). And
the Pylon is an undoubted and genuine façade. (Such tesseræ, bearing
pictures of windowed houses, are illustrated in Art. “_Ægean
Civilization_,” Ency. Brit., XI Edition, Vol. I, p. 251, plate IV,
fig. 1.—_Tr._).
Footnote 277:
Ghiberti has not outgrown the Gothic, nor has even Donatello; and
already in Michelangelo the feeling is Baroque, i.e., musical.
Footnote 278:
The struggle to fix the problem is visible in the series of “Apollo-
figures.” See Déonna, _Les Apollons archaïques_ (1909).
Footnote 279:
Woermann, _Geschichte der Kunst, I_ (1915), p. 236. The first tendency
is seen in the Samian Hera of Cheramues and the persistent turning of
columns into caryatids; the second in the Delian figure dedicated to
Artemis by Nicandra, with its relation to the oldest metope-technique.
Footnote 280:
Miletus was in a particular relation with Egypt through Naucratis.—
_Tr._
Footnote 281:
Most of the works are pediment-groups or metopes. But even the Apollo-
figures and the “Maidens” of the Acropolis could not have stood free.
Footnote 282:
V. Salis, _Kunst der Griechen_ (1919), pp. 47, 98 et seq.
Footnote 283:
The decisive preference of the _white_ stone is itself significant of
the _opposition_ of Renaissance to Classical feeling.
Footnote 284:
All Greek scales are capable of reduction to “tetrachords” or four-
note scales of which the form E—note—note—A is typical. In the
diatonic the unspecified inner notes are F, G; in the chromatic they
are F, F sharp; and in the enharmonic they are E half-sharp, F. Thus,
the chromatic and enharmonic scales do not provide additional notes as
the modern chromatic does, but simply displace the inner members of
the scale downwards, altering the proportionate distances between the
same given total. In Faustian music, on the contrary, the meaning of
“enharmonic” is simply _relational_. It is applied to a change, say
from A flat to G sharp. The difference between these two is not a
quarter-tone but a “very small” interval (theory and practice do not
even agree as to which note is the higher, and in tempered instruments
with standardized scales the physical difference is eliminated
altogether). While a note is being sounded, even without any physical
change in it, its harmonic co-ordinates (i.e., substantially, the key
of the harmony) may alter, so that henceforth the note, from A flat,
has become G sharp.—_Tr._
Footnote 285:
In the same way the whole of Russian music appears to us infinitely
mournful, but real Russians assure us that it is not at all so for
themselves.
Footnote 286:
See articles under these headings in Grove’s “Dictionary of Music.”—
_Tr._
Footnote 287:
See Vol. II, p. 238.
Footnote 288:
In Baroque music the word “imitation” means something quite different
from this, viz., the exact repetition of a motive in a new colouring
(starting from a different note of the scale).
Footnote 289:
For all that survives performance is the notes, and these speak only
to one who still knows and can manage the tone and technique of the
expression-means appropriate to them.
Footnote 290:
See articles _Fauxbourdon_, _Discant_ and _Gimel_ in Grove’s
“Dictionary of Music.”—_Tr._
Footnote 291:
Note that Oresme was a contemporary of Machault and Philippe de Vitry,
in whose generation the rules and prohibitions of strict counterpoint
were definitively established.
Footnote 292:
See p. 19 and Vol. II, p. 357.
Footnote 293:
Even the first great troubadour, Guilhem of Poitiers, though a
reigning sovereign, made it his ambition to be regarded as a
“professional,” as we should say.—_Tr._
Footnote 294:
See also Vol. II, p. 365.
Footnote 295:
See p. 74.
Footnote 296:
A movement in sonata form consists essentially of (_a_) First Subject;
(_b_) Second Subject (in an allied key); (_c_) Working-out, or free
development of the themes grouped under (_a_) and (_b_); and (_d_)
Recapitulation, in which the two subjects are repeated in the key of
the tonic.
The English usage is to consider (_a_) and (_b_) with the bridge or
modulation connecting them, together as the “Exposition,” and the form
is consequently designated “three-part.”—_Tr._
Footnote 297:
Einstein, _Gesch. der Musik_, p. 67.
Footnote 298:
Coysevox lived 1640-1720. Much of the embellishment and statuary of
Versailles is his work.—_Tr._
Footnote 299:
See Vol. II, pp. 357 et seq., 365 et seq.
Footnote 300:
It was not merely national-Italian (for that Italian Gothic was also):
it was purely Florentine, and even within Florence the ideal of one
class of society. That which is called Renaissance in the Trecento has
its centre in Provence and particularly in the papal court at Avignon,
and is nothing whatever but the southern type of chivalry, that which
prevailed in Spain and Upper Italy and was so strongly influenced by
the Moorish polite society of Spain and Sicily.
Footnote 301:
Renaissance ornament is merely embellishment and self-conscious "art"-
inventiveness. It is only with the frank and outspoken Baroque that we
return to the necessities of high symbolism.
Footnote 302:
Jacob Burckhardt, _Die Cultur der Renaissance in Italien_. (An English
translation was published in 1878.—_Tr._)
Footnote 303:
Inclusive of Paris itself. Even as late as the fifteenth century
Flemish was as much spoken there as French, and the architectural
appearance of the city in its oldest parts connects it with Bruges and
Ghent and not with Troyes and Poitiers.
Footnote 304:
A. Schmarsow, _Gotik in der Renaissance_ (1921); B. Haendke, _Der
niederl. Einfluss auf die Malerei Toskana-Umbriens_ (_Monatshefte für
Kunstwissensch._ 1912).
Footnote 305:
The colossal statue of Bartolommeo Colleone at Venice.—_Tr._
Footnote 306:
Svoboda, _Römische und Romanische Paläste_ (1919); Rostowzew,
_Pompeianische Landschaften und Römische Villen_ (_Röm. mitt._, 1904).
Footnote 307:
Environs of Rome. They date from the late 17th and the mid-18th
centuries respectively; the gardens of the V. Ludovisi were laid out
by Le Nôtre.—_Tr._
Footnote 308:
That is, the expression for the sum of a convergent series beyond any
specified term.—_Tr._
Footnote 309:
See Vol. II, pp. 117 et seq.
Footnote 310:
In Classical painting, light and shadow were first consistently
employed by Zeuxis, but _only for the shading of the thing itself_,
for the purpose of freeing the modelling of the body painted from the
restriction of the relief-manner, i.e., without any reference to the
relation of shadows to the _time of day_. But even with the earliest
of the Netherlanders light and shade are already _colour-tones_ and
affected by atmosphere.
Footnote 311:
The brilliant _polish_ of the stone in Egyptian art has a deep
symbolic significance of much the same kind. Its effect is to
dematerialize the statue by causing the eye to glide along its
exterior. Hellas on the contrary manifests, by its progress from
“Poros” stone, through Naxian, to the translucent Parian and Pentelic
marbles, how determined it is that the look shall sink right into the
material essence of the body.
Footnote 312:
See Vol. II, pp. 314 et seq.
Footnote 313:
The life and teaching of St. Francis were, morally and æsthetically
alike, the centres of inspiration for Cimabue, Giotto and the Italian
Gothic generally.—_Tr._
Footnote 314:
Der nordische im Grenzenlose schweifende Pantheismus.
Footnote 315:
On the following page is a translation of this chorus.—_Tr._
_Raphael._ The Sun outsings the brother-spheres
in olden rivalry of song,
and thunder-girt pursues the years
the preordainèd path along.
’Tis from his face the angels gain
their strength; but scan it no one may.
Thought is outranged and Works remain
sublime as on Creation-Day.
_Gabriel._ And, swift beyond description, flies
the circling scene of land and sea,
in alternance of Paradise
with dark and awful Mystery.
The ocean swings, the billows sway,
back from the cliff the waves are hurled.
But cliff and waves alike obey
the mightier movement of the World.
_Michael._ And storms arise and swell and ebb
o’er sea and mountain, lake and field,
in wild contention weave a web
of forces purposed though concealed.
The lightning is thy flaming sword,
the thunder veils thee on thy way,
yet ever spare thy envoys, Lord,
the gentle changing of thy day.
_The Three._ ’Tis from thy face the angels gain
their strength, but scan it no one may.
Beyond all thought thy Works remain
sublime as on Creation-Day.
Footnote 316:
His portrait of Frau Gedon, all steeped in brown, is the last _Old-
Master portrait_ of the West; it is painted entirely in the style of
the past.
Footnote 317:
The strings in the Orchestra represent, as a class, the colours of the
distance. The bluish green of Watteau is found already in the
Neapolitan _bel canto_ of about 1700, in Couperin, in Mozart and
Haydn; and the brown of the Dutch in Corelli, Handel and Beethoven.
The woodwind, too, calls up illumined distances. Yellow and red, on
the other hand, the colours of nearness, the _popular_ colours, are
associated with the brass timbre, the effect of which is corporeal
often to the point of vulgarity. The tone of an old fiddle is entirely
bodiless. It is worth remarking that the Greek music, insignificent as
it is, underwent an evolution from the Dorian lyre to the Ionian flute
(aulos and syrinx) and that even in the time of Pericles strict
Dorians blamed this as an enervating and lowering tendency.
(The horn is an exception, and is always treated as an exception, to
the brass generally. Its place is with the woodwind, and its colours
are those of the distance.—_Tr._)
Footnote 318:
The use of gold in this way, viz., to add brilliancy to bodies
standing freely in the open, has nothing in common with its employment
in Magian art to provide glittering backgrounds for figures seen in
dim interiors.
Footnote 319:
The Chinese also attach enormous importance to the patinas of their
old bronzes, which, owing to the different alloys used and the strong
chemical characters of the soil, are of infinite variety and natural
intricacy. They too, in later phases, have come to the production of
artificial patina.—_Tr._
Footnote 320:
Pausanias, it should be observed, was neither by date nor by origin a
Greek.—_Tr._
Footnote 321:
“In places, as you stand on it, the great towered and embattled
enceinte produces an illusion: it looks as if it were still equipped
and defended. One vivid challenge at any rate it flings down before
you; it compels you to make up your mind on the matter of restoration.
For myself, I have no hesitation; I prefer in every case the ruined,
however ruined, to the reconstructed however splendid.... After that,
I am free to say that the restoration of Carcassonne is a splendid
achievement.” (Henry James, “A Little Tour in France,” xxiii.) Yet if
ever there was a reconstruction carried out with piety and scholarship
as well as skill, it was Viollet-le-Duc’s reconstruction of these old
town-walls.—_Tr._
Footnote 322:
Home, an English philosopher of the 18th Century, declared in a
lecture on English parks that Gothic ruins represented the triumph of
_time over power_, Classical ruins that of barbarism over taste. It
was that age that first discovered the beauty of the ruin-studded
Rhine, which was thenceforward the _historic_ river of the Germans.
Footnote 323:
English readers will very likely think of the case of Shaw’s “Back to
Methuselah,” with its extreme contrast of the cheaply-satirical
present-day scene and the noble and tragic scenes of far past and far
future.—_Tr._
Footnote 324:
One need only contrast the Greek artist with Rubens and Rabelais.
Footnote 325:
Of whom one of his mistresses remarked that he “smelt like a carcass”
(qu’il puait comme une charogne). Note also how the musician generally
has a reputation for uncleanliness.
Footnote 326:
From the solemn canon of Polycletus to the elegance of Lysippus the
same process of lightening is going on in the body-build as that which
brought the column from the Doric to the Corinthian order. The
Euclidean feeling was beginning to relax.
Footnote 327:
See p. 19.—_Tr._
Footnote 328:
In other countries, e.g., old Egypt and Japan (to anticipate a
particularly foolish and shallow assertion), the sight of naked men
was a far more ordinary and commonplace thing than it was in Athens,
but the Japanese art-lover feels emphasized nudity as ridiculous and
vulgar. The act is depicted (as for that matter it is in the “Adam and
Eve” of Bamberg Cathedral), but merely as an object without any
significance of potential whatsoever.
Footnote 329:
Kluge, _Deutsche Sprachgesch._ (1920), pp. 202 et seq.
Footnote 330:
A. Conze, _Die Attischen Grabreliefs_ (1893 etc.).
Footnote 331:
Louvre. Replicas of the pair in the Vict. and Alb. Museum, London.—
_Tr._
Footnote 332:
Olympia—the only unquestioned original that we have from the “great
age.” References would be superfluous, for few, if any, Classical
works are better or more widely known.—_Tr._
Footnote 333:
Of the several copies that have survived, all imperfectly preserved,
that in the Palazzo Massimi is accounted the best. The restoration
which, once seen, convinces, is Professor Furtwängler’s (shown in
Ency. Brit., XI Ed., article _Greek Art_, fig. 68).—_Tr._
Footnote 334:
A cast of this is in the British Museum (illustrated in the Museum
Guide to Egypt. Antiq., pl. XXI).—_Tr._
Footnote 335:
In the Bargello, Florence. Replica in Vict. and Alb. Museum, London.—
_Tr._
Footnote 336:
The “Apollo with the lyre” at Munich was admired by Winckelmann and
his time as a Muse. Till quite recently a head of Athene (a copy of
Praxiteles) at Bologna passed as that of a general. Such errors would
be entirely impossible in dealing with a physiognomic art, e.g.,
Baroque.
Footnote 337:
In his portrait of Frau Gedon, already alluded to, p. 252.
Footnote 338:
See p. 136 and also Vol. II, p. 354.
Footnote 339:
The so-called “Three Fates” in the British Museum.—_Tr._
Footnote 340:
The Orphic springtime _contemplates_ the Gods and does not _see_ them.
See Vol. II, p. 345.
Footnote 341:
There was indeed a beginning of this in the aristocratic epic of
Homer—so nearly akin to the courtly narrative art of Boccaccio. But
throughout the Classical age strictly religious people felt it as a
profanation; the worship that shines through the Homeric poems is
quite without idolatry, and a further proof is the anger of thinkers
who, like Heraclitus and Plato, were in close touch with the temple
tradition. It will occur to the student that the unrestricted handling
of even the highest divinities in this very late art is not unlike the
theatrical Catholicism of Rossini and Liszt, which is already
foreshadowed in Corelli and Händel and had, earlier even, almost led
to the condemnation of Church music in 1564.
(The event alluded to in the last line is the dispute in and after the
Council of Trent as to the nature and conduct of Church music. If
Wagner’s suggestion that Pope Marcellus II tried to exclude it
altogether is exaggerated, it is certain at least that the complaints
were deep and powerful, and that the Council found it necessary to
forbid “unworthy music in the house of God” and to bring the subject
under the disciplinary control of the Bishops.—_Tr._)
Footnote 342:
Harmodius and Aristogiton. At Naples. Illustrated in Ency. Brit. XI
ed., article _Greek Art_, fig. 50. Cast in British Museum.—_Tr._
Footnote 343:
The famous statue now in the Lateran Museum, Rome.—_Tr._
Footnote 344:
See foot-note, p. 130. An antique copy is in the British Museum.—_Tr._
Footnote 345:
In the Vatican Museum.—_Tr._
Footnote 346:
Even the landscape of the Baroque develops from composed backgrounds
to portraits of definite localities, representations of the soul of
these localities which are thus endowed with _faces_.
Footnote 347:
It could be said of Hellenistic portrait art that it followed exactly
the opposite course.
Footnote 348:
British Museum.—_Tr._
Footnote 349:
Pinakothek, Munich.—_Tr._
Footnote 350:
Art Gallery, Vienna.—_Tr._
Footnote 351:
Nothing more clearly displays the decadence of Western art since the
middle of the 19th century than its absurd rendering of acts by
masses; the deeper meaning of act-study and the importance of the
motive have been entirely forgotten.
Footnote 352:
By that test Rubens, and, among moderns, especially Feuerbach and
Böcklin, lose, while Goya, Daumier, and, in Germany, Oldach, Wasmann,
Rayski and many another almost forgotten artist of the earlier 19th
Century, gain. And Marées passes to the rank of the very greatest.
Footnote 353:
Tombs of the Scaligers, Verona.—_Tr._
Footnote 354:
National Gallery, London.—_Tr._
Footnote 355:
Museo Nazionale, Florence.—_Tr._
Footnote 356:
It is the same “noble simplicity and quiet greatness”—to speak in the
language of the German Classicists—that produces such an impression of
the antique in the Romanesque of Hildesheim, Gernrode, Paulinzella and
Hersfeld. The ruined cloisters of Paulinzella, in fact, have much of
what Brunellesco so many centuries later strove to obtain in his
palace-courts. But the basic feeling that underlies these creations is
not something which we got from the Classical, but something that we
projected on to our own notion of Classical being. And our own notion
of peace is one of an _infinite_ peace. We feel the “Rest in God” to
be an _expanse_ of quietude. All Florentine work, in so far as
sureness does not turn into the Gothic challenge of Verrocchio, is
characterized by this feeling, with which Attic σωφροσύνη has nothing
whatever in common.
Footnote 357:
It has never been sufficiently noticed that the few sculptors who came
after Michelangelo had no more than a mere workaday relation with
marble. But we see at once that it is so when we think of the deeply
intimate relation of great musicians to their favourite instruments.
The story of Tartini’s violin, which shattered itself to pieces on the
death of the master—and there are a hundred such stories—is the
Faustian counterpart of the Pygmalion legend. Consider, too, E. T. A.
Hoffmann’s “Johannes Kreisler the Kapellmeister”; he is a figure
worthy to stand by the side of Faust, Werther and Don Juan. To see his
symbolic significance and the inward necessity of him, we have only to
compare him with the theatrical painter-characters in the works of
contemporary Romanticists, who are not in any relation whatever with
the idea of Painting. As the fate of 19th-Century art-romances shows—a
painter _cannot_ be made to stand for the destiny of Faustian art.
(E. T. A. Hoffmann, the strange many-sided genius who was at once
musician, caricaturist, novelist, critic, wit, able public official
and winebibber, at one time in his career wrote in the character of
“Johannes Kreisler.” See his _Fantasiestücke in Callots Manier_ and
_Der Kater Murr_, also Thomas Carlyle’s “Miscellanies” and the
biographical sketches of Hoffmann in Grove’s Dictionary of Music and
the Ency. Brit.—_Tr._)
Footnote 358:
Although gunpowder is much older than the Baroque, its application in
real earnest to long-ranging fire-arms was only accomplished during
the 16th Century. It cannot be said that there was any _technical_
reason why 100 years should have elapsed between the first use of
powder in European warfare and the first effective soldier’s fire-arm.
No careful student of this period of military history can fail to be
struck with this fact—the significance of which, not being technical,
must be cultural. Much the same could be said of printing, which, so
far as concerns technical factors, might just as well have been
invented in the 10th as in the 15th Century.—_Tr._
Footnote 359:
Uffizi, Florence.—_Tr._
Footnote 360:
Sistine Chapel, Rome.—_Tr._
Footnote 361:
“Doctor Marianus.”—_Tr._
Footnote 362:
Vatican.—_Tr._
Footnote 363:
In Renaissance work the finished product is often quite depressingly
complete. The absence of “infinity” is palpable. No secrets, no
discoveries.
Footnote 364:
Hence the impossibility of achieving a genuinely religious painting on
plein-air principles. The world-feeling that underlies it is so
thoroughly irreligious, so worthless for any but a “religion of
reason” so-called, that every one of its efforts in that direction,
even with the noblest intentions (Uhde, Puvis de Chavannes), strikes
us as hollow and false. One instant of plein-air treatment suffices to
secularize the interior of a church and degrade it into a showroom.
Footnote 365:
State Museum, Berlin.—_Tr._
Footnote 366:
I.e., the “giants” of the great frieze, who were in fact Galatians
playing the part. This Gigantomachia, a programme-work like the Ring,
represented a situation, as the Ring represented characters, under
mythological labels.—_Tr._
Footnote 367:
See Vol. II, pp. 138 et seq.
Footnote 368:
See pp. 197 et seq.
-----
------------------------------------------------------------------------
CHAPTER IX
SOUL-IMAGE AND LIFE-FEELING
I
ON THE FORM OF THE SOUL
------------------------------------------------------------------------
CHAPTER IX
SOUL-IMAGE AND LIFE-FEELING
I
ON THE FORM OF THE SOUL
I
Every professed philosopher is forced to believe, without serious
examination, in the existence of a Something that in his opinion is
capable of being handled by the reason, for his whole spiritual
existence depends on the possibility of such a Something. For every
logician and psychologist, therefore, however sceptical he may be, there
is a point at which criticism falls silent and faith begins, a point at
which even the strictest analytical thinker must cease to employ his
method—the point, namely, at which analysis is confronted with itself
and with the question of whether its problem is soluble or even exists
at all. The proposition “it is possible by thought to establish the
forms of thought” was not doubted by Kant, dubious as it may appear to
the unphilosophical. The proposition “there is a soul, the structure of
which is scientifically accessible; and that which I determine, by
critical dissection of conscious existence-acts into the form of psychic
elements, functions, and complexes, _is_ my soul” is a proposition that
no psychologist has doubted hitherto. And yet it is just here that his
strongest doubts should have arisen. Is an abstract science of the
spiritual possible at all? Is that which one finds on this path
identical with that which one is seeking? Why has psychology—meaning
thereby not knowledge of men and experience of life but _scientific_
psychology—always been the shallowest and most worthless of the
disciplines of philosophy, a field so empty that it has been left
entirely to mediocre minds and barren systematists? The reason is not
far to seek. It is the misfortune of “experimental” psychology that it
does not even possess an _object_ as the word is understood in any and
every scientific technique. Its searches and solutions are fights with
shadows and ghosts. What is it—the Soul? If the mere reason could give
an answer to that question, the science would be _ab initio_
unnecessary.
Of the thousands of psychologists of to-day not one can give an actual
analysis or definition of “the” Will—or of regret, anxiety, jealousy,
disposition, artistic intention. Naturally, since only the systematic
can be dissected, and we can only define notions by notions. No
subtleties of intellectual play with notional distinctions, no plausible
observations of connexions between sensuous-corporeal states and “inward
processes” touch that which is in question here. Will—this is no notion,
but a name, a prime-word like God, a sign for something of which we have
an immediate inward certainty but which we are for ever unable to
describe.
We are dealing here with something eternally inaccessible to learned
investigation. It is not for nothing that every language presents a
baffling complexity of labels for the spiritual, warning us thereby that
it is something not susceptible of theoretical synthesis or systematic
ordering. Here there is nothing for us to order. Critical (i.e.,
literally, separating) methods apply only to the world-as-Nature. It
would be easier to break up a theme of Beethoven with dissecting-knife
or acid than to break up the soul by methods of abstract thought.
Nature-knowledge and man-knowledge have neither aims nor ways in common.
The primitive man experiences “soul,” first in other men and then in
himself, as a _Numen_, just as he knows numina of the outer world, and
develops his impressions in mythological form. His words for these
things are symbols, sounds, not descriptive of the indescribable but
indicative of it for him who hath ears to hear. They evoke images,
_likenesses_ (in the sense of Faust II)—the only language of spiritual
intercourse that man has discovered to this day. Rembrandt can reveal
something of his soul, to those who are in inward kinship with him, by
way of a self-portrait or a landscape, and to Goethe “a god gave it to
say what he suffered.” Certain ineffable stirrings of soul can be
imparted by one man to the sensibility of another man through a look,
two bars of a melody, an almost imperceptible movement. That is the real
language of souls, and it remains incomprehensible to the outsider. The
word as utterance, as poetic element, may establish the link, but the
word as notion, as element of scientific prose, never.
“Soul,” for the man who has advanced from mere living and feeling to the
alert and observant state, is an _image_ derived from quite primary
experiences of life and death. It is as old as thought, i.e., as the
articulate separation of thinking (thinking-over) from seeing. We _see_
the world around us, and since every free-moving being must for its own
safety understand that world, the accumulating daily detail of technical
and empirical experience becomes a stock of permanent data which man, as
soon as he is proficient in speech, collects into an _image_ of what he
_understands_. This is the World-as-Nature.[369] What is not environment
we do not see, but we do divine “its” presence in ourselves and in
others, and by virtue of “its” physiognomic impressive power it evokes
in us the anxiety and the desire to know; and thus arises the meditated
or pondered _image of a counterworld_ which is our mode of visualizing
that which remains eternally alien to the physical eye. The image of the
soul is mythic and remains objective in the field of spiritual religion
so long as the image of Nature is contemplated in the spirit of
religion; and it transforms itself into a scientific notion and becomes
objective in the field of scientific criticism as soon as “Nature” comes
to be observed critically. As “Time” is a counter-concept[370] to space,
so the “soul” is a counterworld to “Nature” and therefore variable in
dependence upon the notion of Nature as this stands from moment to
moment. It has been shown how “Time” arose, out of the feeling of the
direction-quality possessed by ever-mobile Life, as a conceptual
_negative_ to a positive magnitude, as an incarnation of _that which is
not extension_; and that all the “properties” of Time, by the cool
analysis of which the philosophers believe they can solve the problem of
Time, have been gradually formed and ordered in the intellect as
inverses to the properties of space. In exactly the same way, the notion
of the spiritual has come into being as the inverse and _negative of the
notion of the world_, the spatial notion of polarity assisting
("outward"-“inward”) and the terms being suitably transvalued. _Every
psychology is a counter-physics._
To attempt to get an “exact” science out of the ever-mysterious soul is
futile. But the late-period City must needs have abstract thinking and
it forces the “physicist of the inner world” to elucidate a fictitious
world by ever more fictions, notions by more notions. He transmutes the
non-extended into the extended, builds up a system as “cause” for
something that is only manifested physiognomically, and comes to believe
that in this system he has the structure of “the” soul before his eyes.
But the very words that he selects, in all the Cultures, to notify to
others the results of his intellectual labours betray him. He talks of
functions, feeling-complexes, mainsprings, thresholds of consciousness;
course, breadth, intensity and parallelism in spiritual processes. All
these are words proper to the mode of representation that Natural
Science employs. “The Will is related to objects” is a spatial image
pure and simple. “Conscious” and “unconscious” are only too obviously
derivatives of “above-ground” and “below-ground.” In modern theories of
the Will we meet with all the vocabulary of electro-dynamics. Will-
functions and thought-functions are spoken of in just the same way as
the function of a system of forces. To analyse a feeling means to set up
a representative silhouette in its place and then to treat this
silhouette mathematically and by definition, partition, and measurement.
All soul-examination of this stamp, however remarkable as a study of
cerebral anatomy, is penetrated with the mechanical notion of locality,
and works without knowing it under imaginary co-ordinates in an
imaginary space. The “pure” psychologist is quite unaware that he is
copying the physicist, but it is not at all surprising that the naïvest
methods of experimental psychology give depressingly orthodox results.
Brain-paths and association-threads, as modes of representation, conform
entirely to an optical scheme—the “course” of the will or the feeling;
both deal with cognate _spatial_ phantoms. It does not make much
difference whether I define some psychic capacity conceptually or the
corresponding brain-region graphically. Scientific psychology has worked
out for itself a complete system of images, in which it moves with
entire conviction. Every individual pronouncement of every individual
psychologist proves on examination to be merely a variation of this
system conformable to the style of outer-world science of the day.
Clear thought, emancipated from all connexion with seeing, presupposes
as its organ a culture-language, which is created by the soul of the
Culture as a part supporting other parts of its expression;[371] and
presently this language itself creates a “Nature” of word-meanings, a
linguistic cosmos within which abstract notions, judgments and
conclusions—representations of number, causality, motion—can lead a
mechanically determinate existence. At any particular time, therefore,
the current image of the soul is a function of the _current language and
its inner symbolism_. All the Western, Faustian, languages possess the
notion of Will. This mythical entity manifested itself, simultaneously
in all, in that transformation of the verb[372] which decisively
differentiated our tongues from the Classical tongues and therefore our
soul from the Classical soul. When “ego habeo factum” replaced “feci,” a
new numen of the inner world spoke. And at the same time, under specific
label, there appeared in the scientific soul-pictures of all the Western
psychologies the figure of the Will, of a well-rounded capacity of which
the definition may be formulated in different ways by different schools,
but the existence is unquestionable.
II
I maintain, then, that scientific psychology (and, it may be added, the
psychology of the same kind that we all unconsciously practise when we
try to “figure to ourselves” the stirrings of our own or others’ souls)
has, in its inability to discover or even to approach the essence of the
soul, simply added one more to the symbols that collectively make up the
Macrocosm of the culture-man. Like everything else that is no longer
becoming but become, it has put a _mechanism_ in place of an _organism_.
We miss in its picture that which fills our feeling of life (and should
surely be “soul” if anything is) the Destiny-quality, the necessary
directedness of existence, the possibility that life in its course
actualizes. I do not believe that the word “Destiny” figures in any
psychological system whatsoever—and we know that nothing in the world
could be more remote from actual life-experience and knowledge of men
than a system without such elements. Associations, apperceptions,
affections, motives, thought, feeling, will—all are dead mechanisms, the
mere topography of which constitutes the insignificant total of our
“soul-science.” One looked for Life and one found an ornamental pattern
of notions. And the soul remained what it was, something that could
neither be thought nor represented, _the_ secret, _the_ ever-becoming,
_the_ pure experience.
This _imaginary soul-body_ (let it be called so outright for the first
time) is never anything but the exact mirror-image of the form in which
the matured culture-man looks on his outer world. In the one as in the
other, the depth-experience actualizes the extension-world.[373] Alike
out of the perception of the outside and the conception of the inside,
the secret that is hinted at in the root-word Time creates Space. The
soul-image like the world-image has its directional depth, its horizon,
and its boundedness or its unboundedness. An “inner eye” sees, an “inner
ear” hears. There exists a distinct idea of an inner order, and this
inner order like the outer wears the badge of _causal necessity_.
This being so, everything that has been said in this work regarding the
phenomenon of the high Cultures combines to demand an immensely wider
and richer sort of soul-study than anything worked upon so far. For
everything that our present-day psychologist has to tell us—and here we
refer not only to the systematic science but also in the wider sense to
the physiognomic knowledge of men—relates to the _present_ condition of
the _Western_ soul, and not, as hitherto gratuitously assumed, to “the
human soul” at large.
A soul-image is never anything but the image of one quite definite soul.
No observer can ever step outside the conditions and the limitations of
his time and circle, and whatever it may be that he “knows” or
“cognizes,” the very cognition itself involves in all cases choice,
direction and inner form, and is therefore _ab initio_ an expression of
his proper soul. The primitive himself appropriates a soul-image out of
facts of _his own_ life as subjected to the formative working of the
basic experiences of waking consciousness (distinction of ego and world,
of ego and tu) and those of being (distinction of body and soul, sense-
life and reflection, sex-life and sentiment). And as it is thoughtful
men who think upon these matters, an inner numen (Spirit, Logos, Ka,
Ruach) always arises as an opposite to the rest. But the dispositions
and relations of this numen in the individual case, and the conception
that is formed of the spiritual elements—layers of forces or substances,
unity or polarity or plurality—mark the thinker from the outset as a
part of his own specific Culture. When, therefore, one convinces one’s
self that one knows the soul of an alien Culture from its workings in
actuality, the soul-image underlying the knowledge is really _one’s own_
soul-image. In this wise new experiences are readily assimilated into
the system that is already there, and it is not surprising that in the
end one comes to believe that one has discovered forms of eternal
validity.
In reality, every Culture possesses its own systematic psychology just
as it possesses its own style of knowledge of men and experience of
life; and just as even each separate stage—the age of Scholasticism,
that of the Sophists, that of Enlightenment—forms special ideas of
number and thought and Nature that pertain to itself only, so even each
separate century mirrors itself in a soul-image of its own. The best
judge of men in the Western world goes wrong when he tries to understand
a Japanese, and vice versa. But the man of learning goes equally wrong
when he tries to translate basic words of Arabic or Greek by basic words
of his own tongue. “Nephesh” is not “animus” and “âtmân” is not “soul,”
and what we consistently discover under our label “will” Classical man
did not find in his soul-picture _at all_.
Taking one thing with another, it is no longer possible to doubt the
immense importance of the individual soul-images that have severally
arisen in the general history of thought. Classical, Apollinian man, the
man of Euclidean point-formed being, looked upon his soul as a Cosmos
ordered in a group of excellent parts. Plato called it νοῦς, θυμός,
ἐπιθυμία and compared it with man, beast and plant, in one place even
with Southern, Northern and Hellenic man. What seems to be copied here
is Nature as seen by the Classical age, a well-ordered sum of tangible
things, in contrast to a space that was felt as the non-existent, the
Nonent. Where in this field is "Will"? or the idea of functional
connexions? or the other creations of _our_ psychology? Do we really
believe that Plato and Aristotle were less sure in analysis than we are,
and did not see what is insistently obvious to every layman amongst us?
Or is it that Will is missing here for the same reason as space is
missing in the Classical mathematic and force in the Classical physics?
Take, on the contrary, any Western psychology that you please, and you
will always find a _functional_ and never a _bodily_ ordering. The basic
form of all impressions which we receive from within is _y_ = _f_(_x_),
and that, _because_ the function is the basis of our outer world.
Thinking, feeling, willing—no Western psychologist can step outside this
trinity, however much he may desire to do so; even in the controversies
of Gothic thinkers concerning the primacy of will or reason it already
emerges that the question is one of a relation between _forces_. It
matters not at all whether these old philosophers put forward their
theories as original or read them into Augustine or Aristotle.
Associations, apperceptions, will-processes, call them what you will,
the elements of our picture are without exception of the type of the
mathematico-physical Function, and in very form radically un-Classical.
Now, such psychology examines the soul, not physiognomically to indicate
its traits, but physically, as an object, to ascertain its elements, and
it is quite natural therefore to find psychology reduced to perplexity
when confronted with the problem of motion. Classical man, too, had his
inward _Eleatic_ difficulty,[374] and the inability of the Schoolmen to
agree as to the primacy of Will or Reason foreshadows the dangerous flaw
in Baroque physics—its inability to reach an unchallengeable statement
of the relation between force and movement. Directional energy, denied
in the Classical and also in the Indian soul-image (where all is settled
and rounded), is emphatically affirmed in the Faustian and in the
Egyptian (wherein all is systems and centres of forces); and yet,
precisely because this affirmation cannot but involve the element of
time, thought, which is alien to Time, finds itself committed to self-
contradictions.
The Faustian and the Apollinian images of the soul are in blunt
opposition. Once more all the old contrasts crop up. In the Apollinian
we have, so to call it, the soul-body, in the Faustian the soul-space,
as the imagination-unit. The body possesses parts, while the space is
the scene of processes. Classical man conceives of his inner world
plastically. Even Homer’s idiom betrays it; echoing, we may well
believe, immemorial temple-traditions, he shows us, for instance, the
dead in Hades as well-recognizable copies of the bodies that had been.
The Pre-Socratic philosophy, with its three well-ordered parts
λογιστικόν, ἐπιθυμητικόν, θυμοειδές, suggests at once the Laocoön group.
In our case the impress is a musical one; the sonata of the inner life
has the will as first subject, thought and feeling as themes of the
second subject; the movement is bound by the strict rules of a spiritual
counterpoint, and psychology’s business is to discover this
counterpoint. The simplest elements fall into antithesis like Classical
and Western number—on the one hand magnitudes, on the other spiritual
relations—and the _spiritual static_ of Apollinian existence, the
stereometric ideal of σωφροσύνη and ἀταραξία, stands opposed to the
_soul-dynamic_ of Faustian.
The Apollinian soul-image—Plato’s biga-team with νοῦς as charioteer—
takes to flight at once on the approach of the Magian soul. It is fading
out already in the later Stoa, where the principal teachers came
predominantly from the Aramaic East, and by the time of the Early Roman
Empire, even in the literature of the city itself, it has come to be a
mere reminiscence.