mathematical symbols. These rigid figures _signify_ for us a destiny
of yore. But their meaning is other than mathematical. Past is not a
cause, nor Fate a formula, and to anyone who handles them, as the
historical materialist handles them, mathematically, the past event as
such, as an actuality that has lived once and only once, is invisible.
Footnote 173:
That is, not merely conclusions of peaces or deathdays of persons, but
the Renaissance style, the _Polis_, the Mexican Culture and so forth—
are dates or data, facts that have been, even when we possess no
representation of them.
Footnote 174:
See Vol. II, pp. 403 et seq., 589 et seq.
Footnote 175:
The formation of hypotheses in Chemistry is much more thoughtless,
owing to the less close relation of that science to mathematics. A
house of cards such as is presented to us in the researches of the
moment on atom-structure (see, for example, M. Born, _Der Aufbau der
Materie_, 1920) would be impossible in the near neighbourhood of the
electro-magnetic theory of light, whose authors never for a moment
lost sight of the frontier between mathematical vision and its
representation by a picture, or of the fact that this was only a
picture.
Footnote 176:
There is no difference essentially between these representations and
the switchboard wiring-diagram.
Footnote 177:
Goethe’s theory of colour openly controverted Newton’s theory of
light. A long account of the controversy will be found in Chapter IX
of G. H. Lewes’s _Life of Goethe_—a work that, taken all in all, is
one of the wisest biographies ever written. In reading his critique of
Goethe’s theory, of course, it has to be borne in mind that he wrote
before the modern development of the electro-magnetic theory, which
has substituted a merely mathematical existence for the Newtonian
physical existence of colour-rays as such in white light. Now, this
physical existence was just what, in substance, Goethe denied. What he
affirmed, in the simpler language of his day, was that white light was
something simple and colourless that becomes coloured through
diminutions or modifications imposed upon it by “darkness.” The modern
physicist, using a subtler hypothesis than Newton’s and a more refined
“balance” than that which Lewes reproaches Goethe for “flinging away,”
has found in white light, not the Newtonian mixture of colour-rays,
but a surge of irregular wave-trains which are only regularized into
colour-vibrations through being acted upon by analysers of one sort
and another, from prisms to particulate matter. This necessity of a
counter-agent for the production of colour seems—to a critical
outsider at any rate—very like the necessity of an efficient negative
principle or “opaque” that Goethe’s intuitive interpretation of his
experiments led him to postulate. It is this that is the heart of the
theory, and not the “simplicity” of light _per se_.
So much it seems desirable to add to the text and the reference, in
order to expand the author’s statement that “both were right.” For
Lewes, with all his sympathetic penetration of the man and real
appreciation of his scientific achievement, feels obliged to regard
his methods and his theory as such as “erroneous.” And it is perhaps
not out of place in this book to adduce an instance of the peculiar
nature and power of intuitive vision (which entirely escapes direct
description) in which Vision frankly challenges Reason on its own
ground, meets with refutation (or contempt) from the Reason of its
day, and yet may come to be upheld in its specific rightness (its
rightness as vision, that is, apart from its technical enunciation by
the seer) by the Reason of a later day.—_Tr._
Footnote 178:
See p. 123.
Footnote 179:
See page 123.
Footnote 180:
The word _dimension_ ought only to be used in the singular. It means
extension but not extensions. The idea of the three directions is an
out-and-out abstraction and is not contained in the immediate
extension-feeling of the body (the “soul”). Direction as such, the
direction-essence, gives rise to the mysterious _animal_ sense of
right and left and also the _vegetable_ characteristic of below-to-
above, earth to heaven. The latter is a fact felt dream-wise, the
former a truth of waking existence to be learned and therefore capable
of being transmuted. Both find expression in architecture, to wit, in
the symmetry of the plan and the energy of the elevation, and it is
only because of this that we specially distinguish in the
“architecture” of the space around us the angle of 90° in preference,
for example, to that of 60°. Had not this been so, the conventional
number of our “dimensions” would have been quite different.
Footnote 181:
The want of perspective in children’s drawings is emphatically not
perceptible to the children themselves.
Footnote 182:
His idea that the _a priori_-ness of space was proved by and through
the unconditional validity of simple geometrical facts rests, as we
have already remarked, on the all-too-popular notion that mathematics
are either geometry or arithmetic. Now, even in Kant’s time the
mathematic of the West had got far beyond this naïve scheme, which was
a mere imitation of the Classical. Modern geometry bases itself not on
space but on multiply-infinite number-manifolds—amongst which the
three-dimensional is simply the undistinguished special case—and
within these groups investigates functional formations with reference
to their structure; that is, there is no longer any contact or even
possibility of contact between any possible kind of sense-perception
and mathematical facts in the domain of such extensions as these, and
yet the demonstrability of the latter is in no wise impaired thereby.
Mathematics, then, are independent of the perceived, and the question
now is, how much of this famous demonstrability of the forms of
perception is left when the artificiality of juxtaposing both in a
supposedly single process of experience has been recognized.
Footnote 183:
It is true that a geometrical theorem may be proved, or rather
demonstrated, by means of a drawing. But the theorem is differently
constituted in every kind of geometry, and that being so, the drawing
ceases to be a _proof_ of anything whatever.
Footnote 184:
So much so that Gauss said nothing about his discovery until almost
the end of his life for tear of “the clamour of the Bœotians.”
Footnote 185:
The distinction of right and left (see p. 169) is only conceivable as
the outcome of this directedness in the dispositions of the body. “In
front” has no meaning whatever for the body of a plant.
Footnote 186:
It may not be out of place here to refer to the enormous importance
attached in savage society to initiation-rites at adolescence.—_Tr._
Footnote 187:
Either in Greek or in Latin, τόπος (= _locus_) means spot, locality,
and also social position; χώρα (= _spatium_) means space-between,
distance, rank, and also ground and soil (e.g., τὰ ἐκ τῆς χώρας,
produce); τὸ κένον (_vacuum_) means quite unequivocally a hollow body,
and the stress is emphatically on the envelope. The literature of the
Roman Imperial Age, which attempted to render the _Magian_ world-
feeling through Classical words, was reduced to such clumsy versions
as ὁρατὸς τόπος (sensible world) or _spatium inane_ (“endless space,”
but also “wide surface”—the root of the word “spatium” means to swell
or grow fat). In the true Classical literature, the idea not being
there, there was no necessity for a word to describe it.
Footnote 188:
It has not hitherto been seen that this fact is implicit in Euclid’s
famous parallel axiom (“through a point only one parallel to a
straight line is possible”).
This was the only one of the Classical theorems which remained
unproved, and as we know now, it is incapable of proof. But it was
just that which made it into a dogma (as opposed to any experience)
_and therefore the metaphysical centre_ and main girder of that
geometrical system. Everything else, axiom or postulate, is merely
introductory or corollary to this. This one proposition is necessary
and universally-valid for the Classical intellect, _and yet not
deducible_. What does this signify?
It signifies that the statement is a _symbol_ of the first rank. It
contains the structure of Classical corporeality. It is just this
proposition, theoretically the weakest link in the Classical geometry
(objections began to be raised to it as early as Hellenistic times),
that reveals its soul, and it was just this proposition, self-evident
within the limits of routine experience, that the Faustian number-
thinking, derived from incorporeal spatial distances, fastened upon as
the centre of doubt. It is one of the deepest symbols of _our_ being
that we have opposed to the Euclidean geometry not one but _several_
other geometries all of which for us are equally true and self-
consistent. The specific tendency of the anti-Euclidean group of
geometries—in which there may be no parallel or two parallels or
several parallels to a line through a point—lies in the fact that by
their very plurality the corporeal sense of extension, which Euclid
_canonized_ by his principle, is entirely got rid of; for what they
reject is that which all corporeal postulates but all spatial denies.
The question of which of the three Non-Euclidean geometries is the
“correct” one (i.e., that which underlies actuality)—although Gauss
himself gave it earnest consideration—is in respect of world-feeling
entirely Classical and therefore it should not have been asked by a
thinker of our sphere. Indeed it prevents us from seeing the true and
deep meaning implicit in the plurality of these geometries. The
specifically Western symbol resides not in the reality of one or of
another, but in the true plurality of _equally possible_ geometries.
It is the _group_ of space-structures—in the abundance of which the
classical system is a mere particular case—that has dissolved the last
residuum of the corporeal into the pure space-feeling.
-----
V
Each of the great Cultures, then, has arrived at a secret language of
world-feeling that is only fully comprehensible by him whose soul
belongs to that Culture. We must not deceive ourselves. Perhaps we can
read a little way into the Classical soul, because its form-language is
almost the exact inversion of the Western; how far we have succeeded or
can ever succeed is a question which necessarily forms the starting-
point of all criticism of the Renaissance, and it is a very difficult
one. But when we are told that probably (it is at best a doubtful
venture to meditate upon so alien an expression of Being) the Indians
conceived numbers which according to our ideas possessed neither value
nor magnitude nor relativity, and which only became positive and
negative, great or small units in virtue of position, we have to admit
that it is impossible for us exactly to re-experience what spiritually
underlies this kind of number. For us, 3 is always _something_, be it
positive or negative; for the Greeks it was unconditionally a positive
magnitude, +3; but for the Indian it indicates a possibility without
existence, to which the word “something” is _not yet_ applicable,
outside both existence and non-existence which are _properties_ to be
introduced into it. +3, -3, ⅓, are thus emanating actualities of
subordinate rank which reside in the mysterious substance (3) in some
way that is entirely hidden from us. It takes a Brahmanic soul to
perceive these numbers as self-evident, as ideal emblems of a self-
complete world-form; to us they are as unintelligible as is the Brahman
Nirvana, for which, as lying beyond life _and_ death, sleep _and_
waking, passion, compassion _and_ dispassion and yet somehow actual,
words entirely fail us. Only this spirituality could originate the grand
conception of _nothingness as a true number, zero_, and even then this
zero is the Indian zero for which existent and non-existent are equally
external designations.[189]
Arabian thinkers of the ripest period—and they included minds of the
very first order like Alfarabi and Alkabi—in controverting the ontology
of Aristotle, _proved_ that the body as such did not necessarily assume
space for existence, and deduced the essence of this space—the _Arabian_
kind of extension, that is—from the characteristic of “one’s being in a
position.”
But this does not prove that as against Aristotle and Kant they were in
error or that their thinking was muddled (as we so readily say of what
our own brains cannot take in). It shows that the Arabian spirit
possessed other world-categories than our own. They could have rebutted
Kant, or Kant them, with the same subtlety of proof—and both disputants
would have remained convinced of the correctness of their respective
standpoints.
When we talk of space to-day, we are all thinking more or less in the
same style, just as we are all using the same languages and word-signs,
whether we are considering mathematical space or physical space or the
space of painting or that of actuality, although all philosophizing that
insists (as it must) upon putting an _identity_ of understanding in the
place of such kinship of significance-feeling must remain somewhat
questionable. But no Hellene or Egyptian or Chinaman could re-experience
any part of those feelings of ours, and no artwork or thought-system
could possibly convey to him unequivocally what “space” means for us.
Again, the prime conceptions originated in the quite differently
constituted soul of the Greek, like ἀρχή, ὕλη, μορφἠ, comprise the whole
content of his world. But this world is differently constituted from
ours. It is, for us, alien and remote. We may take these words of Greek
and translate them by words of our own like “origin,” “matter” and
“form,” but it is mere imitation, a feeble effort to penetrate into a
world of feeling in which the finest and deepest elements, in spite of
all we can do, remain dumb; it is as though one tried to set the
Parthenon sculptures for a string quartet, or cast Voltaire’s God in
bronze. The master-traits of thought, life and world-consciousness are
as manifold and different as the features of individual men; in those
respects as in others there are distinctions of “races” and “peoples,”
and men are as unconscious of these distinctions as they are ignorant of
whether “red” and “yellow” do or do not mean the same for others as for
themselves. It is particularly the common symbolic of language that
nourishes the illusion of a homogeneous constitution of human inner-life
and an identical world-form; in this respect the great thinkers of one
and another Culture resemble the colour-blind in that each is unaware of
his own condition and smiles at the errors of the rest.
And now I draw the conclusions. There is a plurality of prime symbols.
It is the depth-experience through which the world becomes, through
which perception _extends itself_ to world. Its signification is for the
soul to which it belongs and only for that soul, and it is different in
waking and dreaming, acceptance and scrutiny, as between young and old,
townsmen and peasant, man and woman. It actualizes for every high
Culture the possibility of form upon which that Culture’s existence
rests and it does so of deep necessity. All fundamentals words like our
mass, substance, material, thing, body, extension (and multitudes of
words of the like order in other culture-tongues) are emblems,
obligatory and determined by destiny, that out of the infinite abundance
of world-possibilities evoke in the name of the individual Culture those
possibilities that alone are significant and therefore necessary for it.
None of them is exactly transferable just as it is into the experiential
living and knowing of another Culture. And none of these prime words
ever recurs. The _choice of prime symbol_ in the moment of the Culture-
soul’s awakening into self-consciousness on its own soil—a moment that
for one who can read world-history thus contains something catastrophic—
decides all.
Culture, as the soul’s total expression “become” and perceptible in
gestures and works, as its mortal transient body, obnoxious to
law, number and causality:
As the historical drama, a picture in the whole picture of world-
history:
As the sum of grand emblems of life, feeling and understanding:
—this is the language through which alone a soul can tell of what it
undergoes.
The macrocosm, too, is a property of the individual soul; we can never
know how it stands with the soul of another. That which is implied by
“infinite space,” the space that “passeth all understanding,” which is
the creative interpretation of depth-experience proper and peculiar to
us men of the West—the kind of extension that is nothingness to the
Greeks, the Universe to us—dyes our world in a colour that the
Classical, the Indian and the Egyptian souls had not on their palettes.
One soul listens to the world-experience in A flat major, another in F
minor; one apprehends it in the Euclidean spirit, another in the
contrapuntal, a third in the Magian spirit. From the purest analytical
Space and from Nirvana to the most somatic reality of Athens, there is a
series of prime symbols each of which is capable of forming a complete
world out of itself. And, as the idea of the Babylonian or that of the
Indian world was remote, strange and elusive for the men of the five or
six Cultures that followed, so also the Western world will be
incomprehensible to the men of Cultures yet unborn.
------------------------------------------------------------------------
CHAPTER VI
MAKROKOSMOS
II
APOLLINIAN, FAUSTIAN AND MAGIAN SOUL
CHAPTER VI
MAKROKOSMOS
II
APOLLINIAN, FAUSTIAN AND MAGIAN SOUL
I
Henceforth we shall designate the soul of the Classical Culture, which
chose the sensuously-present individual body as the ideal type of the
extended, by the name (familiarized by Nietzsche) of the _Apollinian_.
In opposition to it we have the _Faustian_ soul, whose prime-symbol is
pure and limitless space, and whose “body” is the Western Culture that
blossomed forth with the birth of the Romanesque style in the 10th
century in the Northern plain between the Elbe and the Tagus. The nude
statue is Apollinian, the art of the fugue Faustian. Apollinian are:
mechanical statics, the sensuous cult of the Olympian gods, the
politically individual city-states of Greece, the doom of Œdipus and the
phallus-symbol. Faustian are: Galileian dynamics, Catholic and
Protestant dogmatics, the great dynasties of the Baroque with their
cabinet diplomacy, the destiny of Lear and the Madonna-ideal from
Dante’s Beatrice to the last line of _Faust II_. The painting that
defines the individual body by contours is Apollinian, that which forms
space by means of light and shade is Faustian—this is the difference
between the fresco of Polygnotus and the oil painting of Rembrandt. The
Apollinian existence is that of the Greek who describes his ego as
_soma_ and who lacks all idea of an inner development and therefore all
real history, inward and outward; the Faustian is an existence which _is
led_ with a deep consciousness and introspection of the ego, and a
resolutely personal culture evidenced in memoirs, reflections,
retrospects and prospects and conscience. And in the time of Augustus,
in the countries between Nile and Tigris, Black Sea and South Arabia,
there appears—aloof but able to speak to us through forms borrowed,
adopted and inherited—the Magian soul of the Arabian Culture with its
algebra, astrology and alchemy, its mosaics and arabesques, its
caliphates and mosques, and the sacraments and scriptures of the
Persian, Jewish, Christian, “post-Classical” and Manichæan religions.
“Space”—speaking now in the Faustian idiom—is a spiritual something,
rigidly distinct from the momentary sense-present, which _could_ not be
represented in an Apollinian language, whether Greek or Latin. But the
created _expression-space_ of the Apollinian arts is equally alien to
ours. The tiny cella of the early-Classical temple was a dumb dark
nothingness, a structure (originally) of perishable material, an
envelope of the moment in contrast to the eternal vaults of Magian
cupolas and Gothic naves, and the closed ranks of columns were expressly
meant to convey that for the eye at any rate this body possessed no
_Inward_. In no other Culture is the firm footing, the socket, so
emphasized. The Doric column bores into the ground, the vessels are
always thought of from below upward (whereas those of the Renaissance
float above their footing), and the sculpture-schools feel the
stabilizing of their figures as their main problem. Hence in archaic
works the legs are disproportionately emphasized, the foot is planted on
the full sole, and if the drapery falls straight down, a part of the hem
is removed to show that the foot is standing. The Classical relief is
strictly stereometrically set on a plane, and there is an interspace
between the figures but no depth. A landscape of Claude Lorrain, on the
contrary, is _nothing but_ space, every detail being made to subserve
its illustration. All bodies in it possess an atmospheric and
perspective meaning purely as carriers of light and shade. The extreme
of this disembodiment of the world in the service of space is
Impressionism. Given this world-feeling, the Faustian soul in the
springtime necessarily arrived at an architectural problem which had its
centre of gravity in the spatial vaulting-over of vast, and from porch
to choir dynamically deep, cathedrals. This last expressed _its_ depth-
experience. But with it was associated, in opposition to the cavernous
Magian expression-space,[190] the element of a soaring into the broad
universe. Magian roofing, whether it be cupola or barrel-vault or even
the horizontal baulk of a basilica, _covers in_. Strzygowski[191] has
very aptly described the architectural idea of Hagia Sophia as an
introverted Gothic striving under a closed outer casing. On the other
hand, in the cathedral of Florence the cupola _crowns_ the long Gothic
body of 1367, and the same tendency rose in Bramante’s scheme for St.
Peter’s to a veritable towering-up, a magnificent “Excelsior,” that
Michelangelo carried to completion with the dome that floats high and
bright over the vast vaulting. To this sense of space the Classical
opposes the symbol of the Doric peripteros, wholly corporeal and
comprehensible in one glance.
The Classical Culture begins, then, with a great _renunciation_. A rich,
pictorial, almost over-ripe art lay ready to its hand. But this _could_
not become the expression of the young soul, and so from about 1100 B.C.
the harsh, narrow, and to our eyes scanty and barbaric, early-Doric
geometrical style appears in opposition to the Minoan.[192] For the
three centuries which correspond to the flowering of our Gothic, there
is no hint of an architecture, and it is only at about 650 B.C.,
“contemporarily” with Michelangelo’s transition into the Baroque, that
the Doric and Etruscan temple-type arises. All “Early” art is religious,
and this symbolic Negation is not less so than the Egyptian and the
Gothic Affirmation. The idea of _burning_ the dead accords with the
cult-site but not with the cult-building; and the Early Classical
religion which conceals itself from us behind the solemn names of
Calchas, Tiresias, Orpheus and (probably) Numa[193] possessed for its
rites simply that which is left of an architectural idea when one has
subtracted the architecture, viz., the sacred precinct. The original
cult-plan is thus the Etruscan templum, a sacred area merely staked off
on the ground by the augurs with an impassable boundary and a propitious
entrance on the East side.[194] A “templum” was created where a rite was
to be performed or where the representative of the state authority,
senate or army, happened to be. It existed only for the duration of its
use, and the spell was then removed. It was probably only about 700 B.C.
that the Classical soul so far mastered itself as to represent this
architectural Nothing in the sensible form of a built body. In the long
run the Euclidean feeling proved stronger than the mere antipathy to
duration.
Faustian architecture, on the contrary, begins on the grand scale
simultaneously with the first stirrings of a new piety (the Cluniac
reform, c. 1000) and a new thought (the Eucharistic controversy between
Berengar of Tours and Lanfranc 1050),[195] and proceeds at once to plans
of gigantic intention; often enough, as in the case of Speyer, the whole
community did not suffice to fill the cathedral,[196] and often again it
proved impossible to complete the projected scheme. The passionate
language of this architecture is that of the poems too.[197] Far apart
as may seem the Christian hymnology of the south and the Eddas of the
still heathen north, they are alike in the implicit space-endlessness of
prosody, rhythmic syntax and imagery. Read the _Dies Iræ_ together with
the Völuspá,[198] which is little earlier; there is the same adamantine
will to overcome and break all resistances of the visible. No rhythm
ever imagined radiates immensities of space and distance as the old
Northern does:
Zum Unheil werden—noch allzulange
Männer und Weiber—zur Welt geboren
Aber wir beide —bleiben zusammen
Ich und Sigurd.
The accents of the Homeric hexameter are the soft rustle of a leaf in
the midday sun, the rhythm of _matter_; but the “Stabreim” likes
“potential energy” in the world-pictures of modern physics, creates a
tense restraint in the void without limits, distant night-storms above
the highest peaks. In its swaying indefiniteness all words and things
dissolve themselves—it is the dynamics, not the statics, of language.
The same applies to the grave rhythm of _Media vita in morte sumus_.
Here is heralded the colour of Rembrandt and the instrumentation of
Beethoven—_here infinite solitude is felt as the home of the Faustian
soul_. What is Valhalla? Unknown to the Germans of the Migrations and
even to the Merovingian Age, it was conceived by the nascent Faustian
soul. It was conceived, no doubt, under Classic-pagan and Arabian-
Christian impressions, for the antique and the sacred writings, the
ruins and mosaics and miniatures, the cults and rites and dogmas of
these past Cultures reached into the new life at all points. _And yet_,
this Valhalla is something beyond all sensible actualities floating in
remote, dim, Faustian regions. Olympus rests on the homely Greek soil,
the Paradise of the Fathers is a magic garden somewhere in the Universe,
but Valhalla is nowhere. Lost in the limitless, it appears with its
inharmonious gods and heroes the supreme symbol of solitude. Siegfried,
Parzeval, Tristan, Hamlet, Faust are the loneliest heroes in all the
Cultures. Read the wondrous awakening of the inner life in Wolfram’s
Parzeval. The longing for the woods, the mysterious compassion, the
ineffable sense of forsakenness—it is all Faustian and only Faustian.
Every one of us knows it. The motive returns with all its profundity in
the Easter scene of Faust I.
“A longing pure and not to be described
drove me to wander over woods and fields,
and in a mist of hot abundant tears
I felt a world arise and live for me.”
Of this world-experience neither Apollinian nor Magian man, neither
Homer nor the Gospels, knows anything whatever. The climax of the poem
of Wolfram, that wondrous Good Friday morning scene when the hero, at
odds with God and with himself, meets the noble Gawan and resolves to go
on pilgrimage to Tevrezent, takes us to the heart of the _Faustian_
religion. Here one can feel the mystery of the Eucharist which binds the
communicant to a mystic company, to a Church that alone can give bliss.
In the myth of the Holy Grail and its Knights one can feel the inward
necessity of the German-Northern Catholicism. In opposition to the
Classical sacrifices offered to individual gods in separate temples,
there is here the _one never-ending_ sacrifice repeated everywhere and
every day. This is the Faustian idea of the 9th-11th Centuries, the Edda
time, foreshadowed by Anglo-Saxon missionaries like Winfried but only
then ripened. The Cathedral, with its High Altar enclosing the
accomplished miracle, is its expression in stone.[199]
The plurality of separate bodies which represents Cosmos for the
Classical soul, requires a similar pantheon—hence the antique
polytheism. The _single_ world-volume, be it conceived as cavern or as
space, demands the _single_ god of Magian or Western Christianity.
Athene or Apollo might be represented by a statue, but it is and has
long been evident to our feeling that the Deity of the Reformation and
the Counter-Reformation can only be “manifested” in the storm of an
organ fugue or the solemn progress of cantata and mass. From the rich
manifold of figures in the Edda and contemporary legends of saints to
Goethe our myth develops itself in steady opposition to the Classical—in
the one case a continuous disintegration of the divine that culminated
in the early Empire in an impossible multitude of deities, in the other
a process of simplification that led to the Deism of the 18th Century.
The Magian hierarchy of heaven—angels, saints, persons of the Trinity—
has grown paler and paler, more and more disembodied, in the sphere of
the Western pseudomorphosis,[200] supported though it was by the whole
weight of Church authority, and even the Devil—the great adversary in
the Gothic world-drama[201]—has disappeared unnoticed from among the
possibilities of the Faustian world-feeling. Luther could still throw
the inkpot at him, but he has been passed over in silence by perplexed
Protestant theologians long ago. For the _solitude_ of the Faustian soul
agrees not at all with a duality of world powers. God himself is the
All. About the end of the 17th Century this religiousness could no
longer be limited to pictorial expression, and instrumental music came
as its last and only form-language: we may say that the Catholic faith
is to the Protestant as an altar-piece is to an oratorio. But even the
Germanic gods and heroes are surrounded by this rebuffing immensity and
enigmatic gloom. They are steeped in music and in night, for daylight
gives visual bounds and therefore shapes bodily things. Night eliminates
body, day soul. Apollo and Athene have no souls. On Olympus rests the
eternal light of the transparent southern day, and Apollo’s hour is high
noon, when great Pan sleeps. But Valhalla is light-less, and even in the
Eddas we can trace that deep midnight of Faust’s study-broodings, the
midnight that is caught by Rembrandt’s etchings and absorbs Beethoven’s
tone colours. No Wotan or Baldur or Freya has “Euclidean” form. Of them,
as of the Vedic gods of India, it can be said that they suffer not “any
graven image or any likeness whatsoever”; and this impossibility carries
an implicit recognition that eternal space, and not the corporeal copy—
which levels them down, desecrates them, denies them—is the supreme
symbol. This is the deep-felt motive that underlies the iconoclastic
storms in Islam and Byzantium (_both_, be it noted, of the 7th century),
and the closely similar movement in our Protestant North. Was not
Descartes’s creation of the _anti-Euclidean_ analysis of space an
iconoclasm? The Classical geometry handles a number-world of day, the
function-theory is the genuine mathematic of night.
-----
Footnote 189:
This zero, which probably contains a suggestion of the _Indian_ idea
of extension—of that spatiality of the world that is treated in the
Upanishads and is entirely alien to our space-consciousness—was of
course wholly absent in the Classical. By way of the Arabian
mathematics (which completely transformed its meaning) it reached the
West, where it was only introduced in 1554 by Stipel, with its sense,
moreover, again fundamentally changed, for it became the mean of +1
and -1 as a cut in a linear continuum, i.e., it was assimilated to the
Western number-world in a wholly un-Indian sense of _relation_.
Footnote 190:
The word _Höhlengefühl_ is Leo Frobenius’s (_Paideuma_, p. 92). (The
Early-Christian Church of the Nativity at Bethlehem [A.D. 327] is
built over a natural cave.—_Tr._)
Footnote 191:
Strzygowski’s _Ursprung der Christlichen Kirchenkunst_ (1920), p. 80.
Footnote 192:
See Vol. II, p. 101 et seq.
Footnote 193:
See Vol. II, pp. 345 et seq.
Footnote 194:
Müller-Decker, _Die Etrusker_ (1877), II, pp. 128 et seq. Wissowa,
_Religion und Kultus der Römer_ (1912), p. 527. The oldest plan of
Roma Quadrata was a “templum” whose limits had nothing to do with the
building-up of the city but were connected with sacral rules, as the
significance of this precinct (the “Pomœrium”) in later times shows. A
“templum,” too, was the Roman camp whose rectangular outline is
visible to-day in many a Roman-founded town; it was the consecrated
area within which the army felt itself under the protection of its
gods, and originally had nothing whatever to do with fortification,
which is a product of Hellenistic times. (It may be added that Roman
camps retained their rigidity of outline even where obvious “military
considerations” of ground, etc., must have suggested its
modification.—_Tr._) Most Roman stone-temples ("_ædes_") were not
“templa” at all. On the other hand, the early Greek τέμενος of Homeric
times must have had a similar significance.
Footnote 195:
The student may consult the articles “Church History,” “Monasticism,”
“Eucharist” and other articles therein referred to in the Encyclopædia
Britannica, XI Edition.—_Tr._
Footnote 196:
English readers may remember that Cobbett (“Rural Rides,” passim) was
so impressed with the spaciousness of English country churches as to
formulate a theory that mediæval England must have been more populous
than modern England is.—_Tr._
Footnote 197:
Cf. my introduction to Ernst Droem’s _Gesänge_, p. ix.
Footnote 198:
The oldest and most mystical of the poems of the “Elder Edda.”—_Tr._
Footnote 199:
See Vol. II, p. 358 et seq.
Footnote 200:
See Vol. II, pp. 241 et seq.
Footnote 201:
See Vol. II, p. 354.
-----
II
That which is expressed by the soul of the West in its extraordinary
wealth of media—words, tones, colours, pictorial perspectives,
philosophical systems, legends, the spaciousness of Gothic cathedrals
and the formulæ of functions—namely its world-feeling, is expressed by
the soul of Old Egypt (which was remote from all ambitions towards
theory and literariness) almost exclusively by the immediate language of
_Stone_. Instead of spinning word-subtleties around its form of
extension, its “space” and its “time,” instead of forming hypotheses and
number-systems and dogmas, it set up its huge symbols in the landscape
of the Nile in all silence. Stone is the great emblem of the Timeless-
Become; space and death seem bound up in it. “Men have built for the
dead,” says Bachofen in his autobiography, “before they have built for
the living, and even as a perishable wooden structure suffices for the
span of time that is given to the living, so the housing of the dead for
ever demands the solid stone of the earth. The oldest cult is associated
with the stone that marks the place of burial, the oldest temple-
building with the tomb-structure, the origins of art and decoration with
the grave-ornament. Symbol has created itself in the graves. That which
is thought and felt and silently prayed at the grave-side can be
expressed by no word, but only hinted by the boding symbol that stands
in unchanging grave repose.” The dead strive no more. They are no more
Time, but only Space—something that stays (if indeed it stays at all)
but does _not_ ripen towards a Future; and hence it is stone, the
abiding stone, that expresses how the dead is mirrored in the waking
consciousness of the living. The Faustian soul looks for an immortality
to follow the bodily end, a sort of marriage with endless space, and it
disembodies the stone in its Gothic thrust-system (contemporary, we may
note, with the “consecutives” in Church music[202]) till at last nothing
remained visible but the indwelling depth- and height-energy of this
self-extension. The Apollinian soul would have its dead burned, would
see them annihilated, and so it remained averse from stone building
throughout the early period of its Culture. The Egyptian soul saw itself
as moving down a narrow and inexorably-prescribed life-path to come at
the end before the judges of the dead (“Book of the Dead,” cap. 125).
That was its _Destiny-idea_. The Egyptian’s existence is that of the
traveller who follows one unchanging direction, and the whole form-
language of his Culture is a translation into the sensible of this one
theme. And as we have taken _endless space_ as the prime symbol of the
North and _body_ as that of the Classical, so we may take the word _way_
as most intelligibly expressing that of the Egyptians. Strangely, and
for Western thought almost incomprehensibly, the one element in
extension that they emphasize is that of direction in depth. The tomb-
temples of the Old Kingdom and especially the mighty pyramid-temples of
the Fourth Dynasty represent, not a purposed organization of space such
as we find in the mosque and the cathedral, but a rhythmically ordered
_sequence_ of spaces. The sacred way leads from the gate-building on the
Nile through passages, halls, arcaded courts and pillared rooms that
grow ever narrower and narrower, to the chamber of the dead,[203] and
similarly the Sun-temples of the Fifth Dynasty are not “buildings” but a
path enclosed by mighty masonry.[204] The reliefs and the paintings
appear always as rows which with an impressive compulsion lead the
beholder in a definite direction. The ram and sphinx avenues of the New
Empire have the same object. For the Egyptian, the depth-experience
which governed his world-form was so emphatically directional that he
comprehended space more or less as a continuous process of
actualization. There is nothing rigid about distance as expressed here.
The man must move, and so become himself a symbol of life, in order to
enter into relation with the stone part of the symbolism. “Way”
signifies both Destiny and third dimension. The grand wall-surfaces,
reliefs, colonnades past which he moves are “length and breadth”; that
is, mere perceptions of the senses, and it is the forward-driving life
that _extends_ them into “world.” Thus the Egyptian experienced space,
we may say, in and by the processional march along its distinct
elements, whereas the Greek who sacrificed _outside_ the temple did not
feel it and the man of our Gothic centuries praying in the cathedral let
himself be immersed in the quiet infinity of it. And consequently the
art of these Egyptians must aim at _plane_ effects and nothing else,
even when it is making use of solid means. For the Egyptian, the pyramid
over the king’s tomb is a _triangle_, a huge, powerfully expressive
_plane_ that, whatever be the direction from which one approaches,
closes off the “way” and commands the landscape. For him, the columns of
the inner passages and courts, with their dark backgrounds, their dense
array and their profusion of adornments, appear entirely as vertical
strips which rhythmically accompany the march of the priests. Relief-
work is—in utter contrast to the Classical—carefully restricted in one
plane; in the course of development dated by the Third to the Fifth
dynasties it diminishes from the thickness of a finger to that of a
sheet of paper, and finally it is _sunk_ in the plane.[205] The
dominance of the horizontal, the vertical and the right angle, and the
avoidance of all foreshortening support the two-dimensional principle
and serve to insulate this directional depth-experience which coincides
with the way and the grave at its end. It is an art that admits of no
deviation for the relief of the tense soul.
Is not this an expression in the noblest language that it is possible to
conceive of what all our space-theories would like to put into words? Is
it not a metaphysic in stone by the side of which the written
metaphysics of Kant seems but a helpless stammering?
There is, however, another Culture that, different as it most
fundamentally is from the Egyptian, yet found a closely-related prime
symbol. This is the Chinese, with its intensely directional principle of
the Tao.[206] But whereas the Egyptian treads to the end a way that is
prescribed for him with an inexorable necessity, the Chinaman _wanders_
through his world; consequently, he is conducted to his god or his
ancestral tomb not by ravines of stone, between faultless smooth walls,
but by friendly Nature herself. Nowhere else has the _landscape_ become
so genuinely the material of the architecture. “Here, on religious
foundations, there has been developed a grand lawfulness and unity
common to all building, which, combined with the strict maintenance of a
north-south general axis, always holds together gate-buildings, side-
buildings, courts and halls in the same homogeneous plan, and has led
finally to so grandiose a planning and such a command over ground and
space that one is quite justified in saying that the artist builds and
reckons with the landscape itself.”[207] The temple is not a self-
contained building but a lay-out, in which hills, water, trees, flowers,
and stones in definite forms and dispositions are just as important as
gates, walls, bridges and houses. This Culture is the only one in which
the art of gardening is a grand religious art. There are gardens that
are reflections of particular Buddhist sects.[208] It is the
architecture of the landscape, and only that, which explains the
architecture of the buildings, with their flat extension and the
emphasis laid on the roof as the really expressive element. And just as
the devious ways through doors, over bridges, round hills and walls lead
at last to the end, so the paintings take the beholder from detail to
detail whereas Egyptian relief masterfully points him in the one set
direction. “The whole picture is _not_ to be taken at once. Sequence in
time presupposes a sequence of space-elements through which the eye is
to wander from one to the next.”[209] Whereas the Egyptian architecture
dominates the landscape, the Chinese espouses it. But in both cases it
is direction in depth that maintains the _becoming_ of space as a
continuously-present experience.
-----
Footnote 202:
This refers to the diaphonic chant of Church music in the eleventh and
twelfth centuries. The form of this chant is supposed to have been an
accompaniment of the “plain chant” by voices moving parallel to it at
a fourth, fifth, or octave.—_Tr._
Footnote 203:
Hölscher, _Grabdenkmal des Königs Chephren_; Borchardt, _Grabdenkmal
des Sahurê_; Curtius, _Die Antike Kunst_, p. 45.
Footnote 204:
See Vol. II, p. 342; Borchardt, _Re-Heiligtum des Newoserri_; Ed.
Mayer, _Geschichte des Altertums_, I, 251.
Footnote 205:
“Relief en creux”; compare H. Schäfer, _Von ägyptischer Kunst_ (1919),
I, p. 41.
Footnote 206:
See Vol. II, pp. 350 et seq.
Footnote 207:
O. Fischer, _Chinesische Landmalerei_ (1921), p. 24. What makes
Chinese—as also Indian—art so difficult a study for us is the fact
that all works of the early periods (namely, those of the Hwangho
region from 1300 to 800 B.C. and of pre-Buddhist India) have vanished
without a trace. But that which we now call “Chinese art” corresponds,
say, to the art of Egypt from the Twentieth Dynasty onward, and the
great schools of painting find their parallel in the sculpture schools
of the Saïte and Ptolemaic periods, in which an antiquarian preciosity
takes the place of the living inward development that is no longer
there. Thus from the examples of Egypt we are able to tell how far it
is permissible to argue backwards to conclusions about the art of Chóu
and Vedic times.
Footnote 208:
C. Glaser, _Die Kunst Ostasiens_ (1920), p. 181.
Footnote 209:
Glaser, _op. cit._, p. 43.
-----
III
All art is _expression-language_.[210] Moreover, in its very earliest
essays—which extend far back into the animal world—it is that of one
active existence speaking for itself only, and it is unconscious of
witnesses even though in the absence of such the impulse to expression
would not come to utterance. Even in quite “late” conditions we often
see, instead of the combination of artist and spectator, a crowd of art-
makers who _all_ dance or mime or sing. The idea of the “Chorus” as sum
total of persons present has never entirely vanished from art-history.
It is only the higher art that becomes decisively an art “before
witnesses” and especially (as Nietzsche somewhere remarks) before God as
the supreme witness.[211]
This expression is either _ornament_ or _imitation_. Both are _higher_
possibilities and their polarity to one another is hardly perceptible in
the beginnings. Of the two, imitation is definitely the earlier and the
closer to the producing race. Imitation is the outcome of a physiognomic
idea of a second person with whom (or which) the first is involuntarily
induced into resonance of vital rhythm (mitschwingen im); whereas
ornament evidences an ego conscious of its own specific character. The
former is widely spread in the animal world, the latter almost peculiar
to man.
Imitation is born of the secret rhythm of all things cosmic. For the
waking being the One appears as discrete and extended; there is a Here
and a There, a Proper and an Alien something, a Microcosm and a
Macrocosm that are polar to one another in the sense-life, and what the
rhythm of imitation does is to bridge this dichotomy. Every religion is
an effort of the waking soul to reach the powers of the world-around.
And so too is Imitation, which in its most devoted moments is wholly
religious, for it consists in an identity of inner activity between the
soul and body “here” and the world-around “there” which, vibrating as
one, become one. As a bird poises itself in the storm or a float gives
to the swaying waves, so our limbs take up an irresistible beat at the
sound of march-music. Not less contagious is the imitation of another’s
bearing and movements, wherein children in particular excel. It reaches
the superlative when we “let ourselves go” in the common song or parade-
march or dance that creates out of many units one unit of feeling and
expression, a “we.” But a “successful” picture of a man or a landscape
is also the outcome of a felt harmony of the pictorial motion with the
secret swing and sway of the living opposite; and it is this actualizing
of physiognomic rhythm that requires the executant to be an adept who
can reveal the idea, the _soul_, of the alien in the play of its
surface. In certain unreserved moments we are all adepts of this sort,
and in such moments, as we follow in an imperceptible rhythm the music
and the play of facial expression, we suddenly look over the precipice
and see great secrets. The aim of all imitation is effective simulation;
this means effective assimilation of ourselves into an alien something—
such a transposition and transubstantiation that the One lives
henceforth in the Other that it describes or depicts—and it is able to
awaken an intense feeling of unison over all the range from silent
absorption and acquiescence to the most abandoned laughter and down into
the last depths of the erotic, a unison which is inseparable from
creative activity. In this wise arose the popular circling-dances (for
instance, the Bavarian _Schuhplattler_ was originally imitated from the
courtship of the woodcocks) but this too is what Vasari means when he
praises Cimabue and Giotto as the first who returned to the imitation of
“Nature”—the Nature, that is, of springtime men, of which Meister Eckart
said: “God flows out in all creatures, and therefore all created is
God.” That which in this world-around presents itself to our
contemplation—and therefore contains meaning for our feelings—as
movement, we render by movement. Hence all imitation is in the broadest
sense dramatic; drama is presented in the movement of the brush-stroke
or the chisel, the melodic curve of the song, the tone of the
recitation, the line of poetry, the description, the dance. But
everything that we _experience_ with and in seeings and hearings is
always an alien soul to which we are uniting ourselves. It is only at
the stage of the Megalopolis that art, reasoned to pieces and de-
spiritualized, goes over to naturalism as that term is understood
nowadays; viz., imitation of the charm of visible appearances, of the
stock of sensible characters that are capable of being scientifically
fixed.
Ornament detaches itself now from Imitation as something which does not
follow the stream of life but rigidly _faces it_. Instead of
physiognomic traits overheard in the alien being, we have established
motives, _symbols_, which are impressed upon it. The intention is no
longer to pretend but to conjure. The “I” overwhelms the “Thou.”
Imitation is only a _speaking_ with means that are born of the moment
and unreproduceable—but Ornament _employs a language_ emancipated from
the speaking, a stock of forms that possesses duration and is not at the
mercy of the individual.[212]
Only the _living_ can be imitated, and it can be imitated only in
movements, for it is through these that it reveals itself to the senses
of artists and spectators. To that extent, imitation belongs to Time and
Direction. All the dancing and drawing and describing and portraying for
eye and ear is irrevocably “directional,” and hence the highest
possibilities of Imitation lie in the copying of a destiny, be it in
tones, verses, picture or stage-scene.[213] Ornament, on the contrary,
is something taken away from Time: it is pure extension, settled and
stable. Whereas an imitation expresses something by _accomplishing
itself_, ornament can only do so by presenting itself to the senses as a
finished thing. It is Being as such, wholly independent of origin. Every
imitation possesses beginning and end, while an ornament possesses only
duration, and therefore we can only imitate the destiny of an
_individual_ (for instance, Antigone or Desdemona), while by an ornament
or symbol only the generalized destiny-idea itself can be represented
(as, for example, that of the Classical world by the Doric column). And
the former presupposes a talent, while the latter calls for an
acquirable knowledge as well.
All strict arts have their grammar and syntax of form-language, with
rules and laws, inward logic and tradition. This is true not merely for
the Doric cabin-temple and Gothic cottage-cathedral, for the carving-
schools of Egypt[214] and Athens and the cathedral plastic of northern
France, for the painting-schools of the Classical world and those of
Holland and the Rhine and Florence, but also for the fixed rules of the
Skalds and Minnesänger which were learned and practised as a craft (and
dealt not merely with sentence and metre but also with gesture and the
choice of imagery[215]), for the narration-technique of the Vedic,
Homeric and Celto-Germanic Epos, for the composition and delivery of the
Gothic sermon (both vernacular and Latin), and for the orators’
prose[216] in the Classical, and for the rules of French drama. In the
ornamentation of an art-work is reflected the inviolable causality of
the macrocosm as the man of the particular kind sees and comprehends it.
Both have system. Each is penetrated with the religious side of life—
_fear_ and love.[217] A genuine symbol can instil fear or can set free
from fear; the “right” emancipates and the “wrong” hurts and depresses.
The imitative side of the arts, on the contrary, stands closer to the
real race-feelings of _hate_ and love, out of which arises the
opposition of _ugly_ and _beautiful_. This is in relation only with the
living, of which the inner rhythm repels us or draws us into phase with
it, whether it be that of the sunset-cloud or that of the tense breath
of the machine. An imitation is beautiful, an ornament _significant_,
and therein lies the difference between direction and extension, organic
and inorganic logic, life and death. That which we think beautiful is
“worth copying.” Easily it swings with us and draws us on to imitate, to
join in the singing, to repeat. Our hearts beat higher, our limbs
twitch, and we are stirred till our spirits overflow. But as it belongs
to Time, it “has its time.” A symbol endures, but everything beautiful
vanishes with the life-pulsation of the man, the class, the people or
the race that feels it as a specific beauty in the general cosmic
rhythm.[218] The “beauty” that Classical sculpture and poetry contained
for Classical eyes is something different from the beauty that they
contain for ours—something extinguished irrecoverably with the Classical
soul—while what we regard as beautiful in it is something that only
exists for us. Not only is that which is beautiful for one kind of man
neutral or ugly for another—e.g., the whole of our music for the
Chinese, or Mexican sculpture for us. For _one and the same life_ the
accustomed, the habitual, owing to the very fact of its possessing
duration, cannot possess beauty.
And now for the first time we can see the opposition between these two
sides of every art in all its depth. Imitation spiritualizes and
quickens, ornament enchants and kills. The one becomes, the other is.
And therefore the one is allied to love and, above all—in songs and riot
and dance—to the _sexual love_, which turns existence to face the
future; and the other to care of the past, to recollection[219] and to
the _funerary_. The beautiful is longingly pursued, the significant
instils dread, and there is no deeper contrast than that between the
house of the living and the house of the dead.[220] The peasant’s
cottage[221] and its derivative the country noble’s hall, the fenced
town and the castle are mansions of life, unconscious expressions of
circling blood, that no art produced and no art can alter. The idea of
the family appears in the plan of the proto-house, the inner form of the
stock in the plan of its villages—which after many a century and many a
change of occupation still show what race it was that founded them[222]—
the life of a nation and its social ordering in the plan (_not_ the
elevation or silhouette) of the city.[223] On the other hand,
Ornamentation of the high order develops itself on the stiff symbols of
death, the urn, the sarcophagus, the stele and the temple of the
dead,[224] and beyond these in gods’ temples and cathedrals _which are
Ornament through and through_, not the expressions of a race but the
language of a world-view. They are pure art through and through—just
what the castle and the cottage are not.[225]
For cottage and castle are _buildings in which_ art, and, specifically,
imitative art, is _made and done_, the home of Vedic, Homeric and
Germanic epos, of the songs of heroes, the dance of boors and that of
lords and ladies, of the minstrel’s lay. The cathedral, on the other
hand, _is_ art, and, moreover, the only art by which _nothing_ is
imitated; it alone is pure tension of persistent forms, pure three-
dimensional logic that expresses itself in edges and surfaces and
volumes. But the art of villages and castles is derived from the
inclinations of the moment, from the laughter and high spirit of feasts
and games, and to such a degree is it dependent on Time, so much is it a
thing of occasion, that the troubadour obtains his very name from
finding, while Improvisation—as we see in the Tzigane music to-day—is
nothing but race manifesting itself to alien senses under the influence
of the hour. To this free creative power all spiritual art opposes the
strict _school_ in which the individual—in the hymn as in the work of
building and carving—is the servant of a logic of timeless forms, and so
in all Cultures the seat of its style-history is in its early cult
architecture. In the castle it is the life and not the structure that
possesses style. In the town the plan is an image of the destinies of a
people, whereas the silhouette of emergent spires and cupolas tells of
the _logic in the builders’ world-picture_, of the “first and last
things” of their universe.
In the architecture of the living, stone _serves a_ worldly _purpose_,
but in the architecture of the cult _it is a symbol_.[226] Nothing has
injured the history of the great architectures so much as the fact that
it has been regarded as the history of architectural techniques instead
of as that of architectural ideas which took their technical expression-
means as and where they found them. It has been just the same with the
history of musical instruments,[227] which also were developed on a
foundation of tone-language. Whether the groin and the flying buttress
and the squinch-cupola were imagined specially for the great
architectures or were expedients that lay more or less ready to hand and
were taken into use, is for art-history a matter of as little importance
as the question of whether, technically, stringed instruments originated
in Arabia or in Celtic Britain. It may be that the Doric column was, as
a matter of workmanship, borrowed from the Egyptian temples of the New
Empire, or the late-Roman domical construction from the Etruscans, or
the Florentine court from the North-African Moors. Nevertheless the
Doric peripteros, the Pantheon, and the Palazzo Farnese belong to wholly
different worlds—they subserve the artistic expression of the prime-
symbol in three different Cultures.
-----
Footnote 210:
See Vol. II, pp. 135 et seq.
Footnote 211:
The monologue-art of very lonely natures is also in reality a
conversation with self in the second person. But it is only in the
intellectuality of the megalopolitan stages that the impulse to
express is overcome by the impulse to communicate (see Vol. II, p.
135) which gives rise to that tendencious art that seeks to instruct
or convert or prove views of a politico-social or moral character, and
provokes the antagonistic formula of “Art for Art’s sake”—which is
itself rather a view than a discipline, though it does at least serve
to recall the primitive significance of artistic expression.
Footnote 212:
See Vol. II, pp. 138 et seq., and Worringer, _Abstraktion und
Einführung_, pp. 66 et seq.
Footnote 213:
Imitation, being life, is past in the very moment of accomplishment.
The curtain falls, and it passes either into oblivion or, if the
product is a durable artifact, into art-history. Of the songs and
dances of old Cultures nothing remains, of their pictures and poems
little. And even this little contains, substantially, only the
ornamental side of the original imitation. Of a grand drama there
remains only the text, not the image and the sound; of a poem only the
words, not the recital; and of all their music the notes at most, not
the tone-colours of the instruments. The essential is irrevocably
gone, and every “reproduction” is in reality something new and
different.
Footnote 214:
For the workshop of Thothmes at Tell-el-Amarna, see _Mitteilungen der
Deutschen Orient-Gesellschaft_, No. 52, pp. 28 et seq.
Footnote 215:
K. Burdach, _Deutsche Renaissance_, p. 11. The pictorial art of the
Gothic period also has its strict typism and symbolism.
Footnote 216:
E. Norden, _Antike Kunst-prosa_, pp. 8 et seq.
Footnote 217:
See Vol. II, p. 323.
Footnote 218:
The translation is so far a paraphrase here that it is desirable to
reproduce the German original: “Alles Schöne vergeht mit dem
Lebenspulsschlag (dessen) der es aus dem kosmischen Takt heraus als
solches empfindet.”
Footnote 219:
Hence the ornamental character of script.
Footnote 220:
See p. 188.
Footnote 221:
See Vol. II, p. 104.
Footnote 222:
E.g., the Slavonic round-villages and Teutonic street-villages east of
the Elbe. Similarly, conclusions can be drawn as to many of the events
of the Homeric age from the distribution of round and rectangular
buildings in ancient Italy.
Footnote 223:
See Vol. II, p. 109.
Footnote 224:
See p. 167.
Footnote 225:
See Vol. II, pp. 142 et seq.
Footnote 226:
See p. 128.
Footnote 227:
See p. 62.
-----
IV
In every springtime, consequently, there are _two_ definitely ornamental
and non-imitative arts, that of building and that of decoration. In the
longing and pregnant centuries before it, elemental expression belongs
exclusively to Ornamentation in the narrow sense. The Carolingian period
is represented only by its ornament, as its architecture, for want of
the _Idea_, stands between the styles. And similarly, as a matter of
art-history, it is immaterial that no buildings of the Mycenæan age have
survived.[228] But with the dawn of the great Culture, _architecture as
ornament_ comes into being suddenly and with such a force of expression
that for a century mere decoration-as-such shrinks away from it in awe.
The spaces, surfaces and edges of stone speak _alone_. The tomb of
Chephren is the culmination of mathematical simplicity—everywhere right
angles, squares and rectangular pillars, nowhere adornment, inscription
or desinence—and it is only after some generations have passed that
Relief ventures to infringe the solemn magic of those spaces and the
strain begins to be eased. And the noble Romanesque of Westphalia-Saxony
(Hildesheim, Gernrode, Paulinzella, Paderborn), of Southern France and
of the Normans (Norwich and Peterborough) managed to render the whole
sense of the world with indescribable power and dignity in _one_ line,
_one_ capital, _one_ arch.
When the form-world of the springtime is at its highest, and not before,
the ordained relation is that architecture is lord and ornament is
vassal. And the word “ornament” is to be taken here in the widest
possible sense. Even conventionally, it covers the Classical _unit_-
motive with its quiet poised symmetry or meander supplement, the _spun
surface_ of arabesque and the not dissimilar surface-patterning of Mayan
art, and the “Thunder-pattern”[229] and others of the early Chóu period
which prove once again the landscape basis of the old Chinese
architecture without a doubt. But the warrior figures of Dipylon vases
are also conceived in the spirit of ornament, and so, in a far higher
degree still, are the statuary _groups_ of Gothic cathedrals. “The
figures were composed pillarwise from the spectator, the figures of the
pillar being, with reference to the spectator, ranked upon one another
like rhythmic figures in a symphony that soars heavenward and expands
its sounds in every direction.”[230] And besides draperies, gestures,
and figure-types, even the structure of the hymn-strophe and the
parallel motion of the parts in church music are ornament in the service
of the all-ruling architectural idea.[231] The spell of the great
Ornamentation remains unbroken till in the beginning of a “late” period
architecture falls into a _group_ of civic and worldly special arts that
unceasingly devote themselves to pleasing and clever imitation and
become _ipso facto_ personal. To Imitation and Ornament the same applies
that has been said already of time and space. Time gives birth to space,
but space gives death to time.[232] In the beginning, rigid symbolism
had petrified everything alive; the Gothic statue was not permitted to
be a living body, but was simply a set of lines disposed in human form.
But now Ornament loses all its sacred rigour and becomes more and more
decoration for the architectural setting of a polite and mannered life.
It was purely as this, namely _as a beautifying_ element, that
Renaissance taste was adopted by the courtly and patrician world of the
North (and by it alone!). Ornament meant something quite different in
the Egyptian Old Kingdom from what it meant in the Middle; in the
geometric period from what it meant in the Hellenistic; at the end of
the 12th Century from what it meant at the end of Louis XIV’s reign. And
architecture too becomes pictorial and makes music, and its forms seem
always to be trying to imitate something in the picture of the world-
around. From the Ionic capital we proceed to the Corinthian, and from
Vignola through Bernini to the Rococo.
At the last, when Civilization sets in, true ornament and, with it,
great art as a whole are extinguished. The transition consists—in every
Culture—in Classicism and Romanticism of one sort or another, the former
being a sentimental regard for an Ornamentation (rules, laws, types)
that has long been archaic and soulless, and the latter a sentimental
Imitation, not of life, but of an older Imitation. In the place of
architectural style we find architectural taste. Methods of painting and
mannerisms of writing, old forms and new, home and foreign, come and go
with the fashion. The inward necessity is no longer there, there are no
longer “schools,” for everyone selects what and where it pleases him to
select. _Art becomes craft-art_ (_Kunstgewerbe_) in all its branches—
architecture and music, poetry and drama—and in the end we have a
pictorial and literary stock-in-trade which is destitute of any deeper
significance and is employed according to taste. This final or
industrial form of Ornament—no longer historical, no longer in the
condition of “becoming”—we have before us not only in the patterns of
oriental carpets, Persian and Indian metal work,` Chinese porcelain, but
also in Egyptian (and Babylonian) art as the Greeks and Romans met it.
The Minoan art of Crete is pure craft-art, a northern outlier of
Egyptian post-Hyksos taste; and its “contemporary,” Hellenistic-Roman
art from about the time of Scipio and Hannibal, similarly subserves the
habit of comfort and the play of intellect. From the richly-decorated
entablature of the Forum of Nerva in Rome to the later provincial
ceramics in the West, we can trace the same steady formation of an
unalterable craft-art that we find in the Egyptian and the Islamic
worlds, and that we have to presume in India after Buddha and in China
after Confucius.
V
Now, Cathedral and Pyramid-temple are different in spite of their deep
inward kinship, and it is precisely in these differences that we seize
the mighty phenomenon of the Faustian soul, whose depth-impulse refuses
to be bound in the prime symbol of a way, and from its earliest
beginnings strives to transcend every optical limitation. Can anything
be more alien to the Egyptian conception of the State—whose tendency we
may describe as a noble sobriety—than the political ambitions of the
great Saxon, Franconian and Hohenstaufen Emperors, who came to grief
because they overleapt all political actualities and for whom the
recognition of any bounds would have been a betrayal of the idea of
their rulership? Here the prime symbol of infinite space, with all its
indescribable power, entered the field of active political existence.
Beside the figures of the Ottos, Conrad II, Henry VI and Frederick II
stand the Viking-Normans, conquerors of Russia, Greenland, England,
Sicily and almost of Constantinople; and the great popes, Gregory VII
and Innocent III—all of whom alike aimed at making their visible spheres
of influence coincident with the whole known world. This is what
distinguishes the heroes of the Grail and Arthurian and Siegfried sagas,
ever roaming in the infinite, from the heroes of Homer with their
geographically modest horizon; and the Crusades, that took men from the
Elbe and the Loire to the limits of the known world, from the historical
events upon which the Classical soul built the “Iliad” and which from
the style of that soul we may safely assume to have been local, bounded,
and completely appreciable.
The Doric soul actualized the symbol of the corporally-present
individual thing, while deliberately rejecting all big and far-reaching
creations, and it is for this very good reason that the first post-
Mycenæan period has bequeathed nothing to our archæologists. The
expression to which this soul finally attained was the Doric temple with
its purely outward effectiveness, set upon the landscape as a massive
image but denying and artistically disregarding the space within as the
μὴ ὄv, that which was held to be incapable of existence. The ranked
columns of the Egyptians carried the roof of a hall. The Greek in
borrowing the motive invested it with a meaning proper to himself—he
turned the architectural type inside out like a glove. The outer column-
sets are, in a sense, relics of a denied interior.[233]
The Magian and the Faustian souls, on the contrary, built high. Their
dream-images became concrete as vaultings above significant inner-
spaces, structural anticipations respectively of the mathematic of
algebra and that of analysis. In the style that radiated from Burgundy
and Flanders rib-vaulting with its lunettes and flying buttresses
emancipated the contained space from the sense-appreciable surface[234]
bounding it. In the Magian interior "the window is merely a negative
component, a utility-form in no wise yet developed into an art-form—to
put it crudely, nothing but a hole in the wall."[235] When windows were
in practice indispensable, they were for the sake of artistic impression
concealed by galleries as in the Eastern basilica.[236] The _window as
architecture_, on the other hand, is peculiar to the Faustian soul and
the most significant symbol of its depth-experience. In it can be felt
the will to emerge from the interior into the boundless. The same will
that is immanent in contrapuntal music was native to these vaultings.
The incorporeal world of this music was and remained that of the first
Gothic, and even when, much later, polyphonic music rose to such heights
as those of the Matthew Passion, the Eroica, and Tristan and Parsifal,
it became of inward necessity _cathedral-like_ and returned to its home,
the stone language of the Crusade-time. To get rid of every trace of
Classical corporeality, there was brought to bear the full force of a
deeply significant Ornamentation, which defies the delimiting power of
stone with its weirdly impressive transformations of vegetal, animal and
human bodies (St. Pierre in Moissac), which dissolves all its lines into
melodies and variations on a theme, all its façades into many-voiced
fugues, and all the bodiliness of its statuary into a music of drapery-
folds. It is this spirituality that gave their deep meaning to the
gigantic glass-expanses of our cathedral-windows with their polychrome,
_translucent and therefore wholly bodiless_, painting—an art that has
never and nowhere repeated itself and forms the completest contrast that
can be imagined to the Classical fresco. It is perhaps in the Sainte-
Chapelle at Paris that this emancipation from bodiliness is most
evident. Here the stone practically vanishes in the gleam of the glass.
Whereas the fresco-painting is co-material with the wall on and with
which it has grown and its colour is effective as material, here we have
colours dependent on no carrying surface but as free in space as organ
notes, and shapes poised in the infinite. Compare with the Faustian
spirit of these churches—almost wall-less, loftily vaulted, irradiated
with many-coloured light, aspiring from nave to choir—the Arabian (that
is, the Early-Christian Byzantine) cupola-church. The pendentive cupola,
that seems to float on high above the basilica or the octagon, was
indeed also a victory over the principle of natural gravity which the
Classical expressed in architrave and column; it, too, was a defiance of
architectural body, of “exterior.” But the very absence of an exterior
emphasizes the more the unbroken coherence of the wall that shuts in the
Cavern and allows no look and no hope to emerge from it. An ingeniously
confusing interpenetration of spherical and polygonal forms; a load so
placed upon a stone drum that it seems to hover weightless on high, yet
closing the interior without outlet; all structural lines concealed;
vague light admitted, through a small opening in the heart of the dome
but only the more inexorably to emphasize the walling-in—such are the
characters that we see in the masterpieces of this art, S. Vitale in
Ravenna, Hagia Sophia in Constantinople, and the Dome of the Rock[237]
in Jerusalem. Where the Egyptian puts reliefs that with their flat
planes studiously avoid any foreshortening suggestive of lateral depth,
where the Gothic architects put their pictures of glass to draw in the
world of space without, the Magian clothes his walls with sparkling,
predominantly golden, mosaics and arabesques and so drowns his cavern in
that unreal, fairy-tale light which for Northerners is always so
seductive in Moorish art.
-----
Footnote 228:
The same applies to the architecture of Thinite Egypt and to the
Seleucid-Persian sun and fire temples of the pre-Christian area.
Footnote 229:
The combination of scrolls and “Greek keys” with the Dragon or other
emblem of storm-power.—_Tr._
Footnote 230:
Dvorák, _Idealismus und Naturalismus in der got. Skulptur u. Malerei_
(_Hist. Zeitschrift_, 1918, pp. 44 et seq.).
Footnote 231:
And, finally, ornament in the highest sense includes _script_, and
with it, the Book, which is the true associate of the cult-building,
and as an art-work always appears and disappears with it. (See Vol.
II, pp. 182. et seq., pp. 298 et seq.) In writing, it is understanding
as distinct from intuition that attains to form: it is not essences
that those signs symbolize but notions abstracted therefrom by words,
and as for the speech-habituated human intellect rigid space is the
presented objective, the writing of a Culture is (after its stone-
building) the purest of all expressions of its prime-symbol. It is
quite impossible to understand the history of Arabesque if we leave
the innumerable Arabian scripts out of consideration, and it is no
less impossible to separate Egyptian and Chinese style-history from
the history of the corresponding writing-signs and their arrangement
and application.
Footnote 232:
See p. 173.
Footnote 233:
Certainly the Greeks at the time when they advanced from the Antæ to
the Peripteros were under the mighty influence of the Egyptian
_series_-columns—it was at this time that their sculpture in the
round, indisputably following Egyptian models, freed itself from the
relief manner which still clings to the Apollo figures. But this does
not alter the fact that the motive of the Classical column and the
Classical application of the rank-principle were wholly and peculiarly
Classical.
Footnote 234:
The surface of the space-volume itself, not that of the stone. Dvorák,
_Hist. Ztschr._, 1918, pp. 17 et seq.
Footnote 235:
Dehio, _Gesch. der deutschen Kunst_, I, p. 16.
Footnote 236:
For descriptions and illustrations of types of Doming and Vaulting,
see the article _Vault_ in Ency. Brit., XI Ed.—_Tr._
Footnote 237:
“Mosque of Omar.”—_Tr._
-----
VI
The phenomenon of the _great style_, then, is an emanation from the
essence of the Macrocosm, from the prime-symbol of a _great_ culture. No
one who can appreciate the connotation of the word sufficiently to see
that it designates not a form-aggregate but a form-history, will try to
aline the fragmentary and chaotic art-utterances of primitive mankind
with the comprehensive certainty of a style that consistently develops
over centuries. Only the art of great Cultures, the art that has ceased
to be only art and has begun to be an effective unit of expression and
significance, possesses style.
The organic history of a style comprises a "pre—," a "non—" and a "post—
." The bull tablet of the First Dynasty of Egypt[238] is not yet
“Egyptian.” Not till the Third Dynasty do the works acquire a style—but
then they do so suddenly and very definitely. Similarly the Carolingian
period stands “between-styles.” We see different forms touched on and
explored, but nothing of inwardly necessary expression. The creator of
the Aachen Minster “thinks surely and builds surely, but does not feel
surely.”[239] The Marienkirche in the Castle of Würzburg (c. 700) has
its counterpart in Salonika (St. George), and the Church of St. Germigny
des Près (c. 800) with its cupolas and horseshoe niches is almost a
mosque. For the whole of West Europe the period 850-950 is almost a
blank. And just so to-day Russian art stands between two styles. The
primitive wooden architecture with its steep eight-sided tent-roof
(which extends from Norway to Manchuria) is impressed with Byzantine
motives from over the Danube and Armenian-Persian from over the
Caucasus. We can certainly feel an “elective affinity” between the
Russian and the Magian souls, but as yet the prime symbol of Russia, the
_plane without limit_,[240] finds no sure expression either in religion
or in architecture. The church roof emerges, hillock-wise, but little
from the landscape and on it sit the tent-roofs whose points are coifed
with the “kokoshniks” that suppress and would abolish the upward
tendency. They neither tower up like the Gothic belfry nor enclose like
the mosque-cupola, but _sit_, thereby emphasizing the horizontality of
the building, which is meant to be regarded merely from the outside.
When about 1760 the Synod forbade the tent roofs and prescribed the
orthodox onion-cupolas, the heavy cupolas were set upon slender
cylinders, of which there may be any number[241] and which sit on the
roof-plane.[242] It is not yet a style, only the promise of a style that
will awaken when the real Russian religion awakens.
In the Faustian West, this awakening happened shortly before A.D. 1000.
In one moment, the Romanesque style was there. Instead of the fluid
organization of space on an insecure ground plan, there was, suddenly, a
strict dynamic of space. From the very beginning, inner and outer
construction were placed in a fixed relation, the wall was penetrated by
the form-language and the form worked into the wall in a way that no
other Culture has ever imagined. From the very beginning the window and
the belfry were invested with their meanings. The form was irrevocably
assigned. Only its development remained to be worked out.
The Egyptian style began with another such creative act, just as
unconscious, just as full of symbolic force. The prime symbol of the Way
came into being suddenly with the beginning of the Fourth Dynasty (2930
B.C.). The world-creating depth-experience of this soul gets its
substance from the direction-factor itself. Spatial depth as stiffened
Time, distance, death, Destiny itself dominate the expression, and the
merely sensuous dimensions of length and breadth become an escorting
plane which restricts and prescribes the Way of destiny. The Egyptian
flat-relief, which is designed to be seen at close quarters and arranged
serially so as to compel the beholder to pass along the wall-planes in
the prescribed direction, appears with similar suddenness about the
beginning of the Fifth Dynasty.[243] The still later avenues of sphinxes
and statues and the rock- and terrace-temples constantly intensify that
tendency towards the one distance that the world of Egyptian mankind
knows, the grave. Observe how soon the colonnades of the early period
come to be systems of huge, close-set pillars that _screen off_ all
side-view. This is something that has never reproduced itself in any
other architecture.
The grandeur of this style appears to us as rigid and unchanging. And
certainly it stands beyond the passion which is ever seeking and fearing
and so imparts to subordinate characters a quality of restless personal
movement in the flow of the centuries. But, vice versa, we cannot doubt
that to an Egyptian the Faustian style (which _is_ our style, from
earliest Romanesque to Rococo and Empire) would with its unresting
persistent search for a Something, appear far more uniform than we can
imagine. It follows, we must not forget, from the conception of style
that we are working on here, that Romanesque, Gothic, Renaissance,
Baroque and Rococo are only _stages of one and the same style_, in which
it is naturally the variable that we and the constant that men of other
eyes remark. In actual fact, the inner unity of the Northern Renaissance
is shown in innumerable reconstructions of Romanesque work in Baroque
and of late Gothic work in Rococo that are not in the least startling.
In peasant art, Gothic and Baroque have been identical, and the streets
of old towns with their pure harmony of all sorts of gables and façades
(wherein definite attributions to Romanesque or Gothic Renaissance or
Baroque or Rococo are often quite impossible) show that the family
resemblance between the members is far greater than they themselves
realize.
The Egyptian style was purely architectural, and remained so till the
Egyptian soul was extinguished. It is the only one in which
Ornamentation as a decorative supplement to architecture is entirely
absent. It allowed of no divergence into arts of entertainment, no
display-painting, no busts, no secular music. In the Ionic phase, the
centre of gravity of the Classical style shifted from architecture to an
independent plastic art; in that of the Baroque the style of the West
passed into music, whose form-language in its turn ruled the entire
building art of the 18th Century; in the Arabian world, after Justinian
and Chosroes-Nushirvan, Arabesque dissolved all the forms of
architecture, painting and sculpture into style-impressions that
nowadays we should consider as craft-art. But in Egypt the sovereignty
of architecture remained unchallenged; it merely softened its language a
little. In the chambers of the pyramid-temple of the Fourth Dynasty
(Pyramid of Chephren) there are unadorned angular pillars. In the
buildings of the Fifth (Pyramid of Sahu-rê) the plant-column makes its
appearance. Lotus and papyrus branches turned into stone arise gigantic
out of a pavement of transparent alabaster that represents water,
enclosed by purple walls. The ceiling is adorned with birds and stars.
The sacred way from the gate-buildings to the tomb-chamber, the picture
of life, is a stream—it is the Nile itself become one with the prime-
symbol of direction. The spirit of the mother-landscape unites with the
soul that has sprung from it.
In China, in lieu of the awe-inspiring pylon with its massy wall and
narrow entrance, we have the “Spirit-wall” (yin-pi) that conceals the
way in. The Chinaman slips into life and thereafter follows the Tao of
life’s path; as the Nile valley is to the up-and-down landscape of the
Hwang Ho, so is the stone-enclosed temple-way to the mazy paths of
Chinese garden-architecture. And just so, in some mysterious fashion,
the Euclidean existence is linked with the multitude of little islands
and promontories of the Ægean, and the passionate Western, roving in the
infinite, with the broad plains of Franconia and Burgundy and Saxony.
VII
The Egyptian style is the expression of a _brave_ soul. The rigour and
force of it Egyptian man himself never felt and never asserted. He dared
all, but said nothing. In Gothic and Baroque, on the contrary, the
triumph over heaviness became a perfectly conscious motive of the form-
language. The drama of Shakespeare deals openly with the desperate
conflict of will and world. Classical man, again, was weak in the face
of the “powers.” The κάθαρσις of fear and pity, the _relief and
recovery_ of the Apollinian soul in the moment of the περιπέτεια was,
according to Aristotle, the effect deliberately aimed at in Attic
tragedy. As the Greek spectator watched _someone whom he knew_ (for
everyone knew the myth and its heroes and lived in them) senselessly
maltreated by fortune, without any conceivable possibility of resistance
to the Powers, and saw him go under with splendid mien, defiant, heroic,
his own Euclidean soul experienced a marvellous uplifting. If life was
worthless, at any rate the _grand gesture_ in losing it was not so. The
Greek willed nothing and dared nothing, but he found a stirring beauty
in _enduring_. Even the earlier figures of Odysseus the patient, and,
above all, Achilles the archetype of Greek manhood, have this
characteristic quality. The morale of the Cynics, that of the Stoics,
that of Epicurus, the common Greek ideals of σωφροσύνη and ἀταραξἰα,
Diogenes devoting himself to θεωρία in a tub—all this is masked
cowardice in the face of grave matters and responsibilities, and
different indeed from the pride of the Egyptian soul. Apollinian man
goes below ground out of life’s way, even to the point of suicide, which
_in this Culture alone_ (if we ignore certain related Indian ideals)
ranked as a high ethical act and was treated with the solemnity of a
ritual symbol.[244] The Dionysiac intoxication seems a sort of furious
drowning of uneasinesses that to the Egyptian soul were utterly unknown.
And consequently the Greek Culture is that of the small, the easy, the
simple. Its technique is, compared with Egyptian or Babylonian, a clever
nullity.[245] No ornamentation shows such a poverty of invention as
theirs, and their stock of sculptural positions and attitudes could be
counted on one’s fingers. “In its poverty of forms, which is conspicuous
even allowing that at the beginning of its development it may have been
better off than it was later, the Doric style pivoted everything on
proportions and on measure.”[246] Yet, even so, what adroitness in
avoiding! The Greek architecture with its commensuration of load and
support and its peculiar smallness of scale suggests a persistent
evasion of difficult architectural problems that on the Nile and, later,
in the high North were literally looked for, which moreover were known
and certainly not burked in the Mycenæan age. The Egyptian loved the
strong stone of immense buildings; it was in keeping with his self-
consciousness that he should choose only the hardest for his task. But
the Greek avoided it; his architecture first set itself small tasks,
then ceased altogether. If we survey it as a whole, and then compare it
with the totality of Egyptian or Mexican or even, for that matter,
Western architecture, we are astounded at the feeble development of the
style. A few variations of the Doric temple and it was exhausted. It was
already closed off about 400 when the Corinthian capital was invented,
and everything subsequent to this was merely modification of what
existed.
The result of this was an almost bodily standardization of form-types
and style-species. One might choose between them, but never overstep
their strict limits—that would have been in some sort an admission of an
infinity of possibilities. There were three orders of columns and a
definite disposition of the architrave corresponding to each; to deal
with the difficulty (considered, as early as Vitruvius, as a conflict)
which the alternation of triglyphs and metopes produced at the corners,
the nearest intercolumniations were narrowed—no one thought of imagining
new forms to suit the case. If greater dimensions were desired, the
requirements were met by superposition, juxtaposition, etc., of
additional elements. Thus the Colosseum possesses three rings, the
Didymæum of Miletus three rows of columns in front, and the Frieze of
the Giants of Pergamum an endless succession of individual and
unconnected motives. Similarly with the style-species of prose and the
types of lyric poetry, narrative and tragedy. Universally, the
expenditure of powers on the basic form is restricted to the minimum and
the creative energy of the artist directed to detail-fineness. It is a
statical treatment of static genera, and it stands in the sharpest
possible contrast to the dynamic fertility of the Faustian with its
ceaseless creation of new types and domains of form.
VIII
We are now able to see the _organism_ in a great style-course. Here, as
in so many other matters, Goethe was the first to whom vision came. In
his “Winckelmann” he says of Velleius Paterculus: “with his standpoint,
it was not given to him to see all art as a living thing (ζῶον) that
must have an inconspicuous beginning, a slow growth, a brilliant moment
of fulfilment and a gradual decline like every other organic being,
though it is presented in a set of individuals.” This sentence contains
the entire morphology of art-history. Styles do not follow one another
like waves or pulse-beats. It is not the personality or will or brain of
the artist that makes the style, but the style that makes the _type_ of
the artist. The style, like the Culture, is a prime phenomenon in the
strictest Goethian sense, be it the style of art or religion or thought,
or the style of life itself. It is, as “Nature” is, an ever-new
experience of waking man, his alter ego and mirror-image in the world-
around. And therefore in the general historical picture of a Culture
there can be but one style, _the style of the Culture_. The error has
lain in treating mere style-phases—Romanesque, Gothic, Baroque, Rococo,
Empire—as if they were styles on the same level as units of quite
another order such as the Egyptian, the Chinese (or even a
“prehistoric”) style. Gothic and Baroque are simply the youth and age of
one and the same vessel of forms, the style of the West as ripening and
ripened. What has been wanting in our art-research has been detachment,
freedom from prepossessions, and the will to abstract. Saving ourselves
trouble, we have classed any and every form-domain that makes a strong
impression upon us as a “style,” and it need hardly be said that our
insight has been led astray still further by the Ancient-Mediæval-Modern
scheme. But in reality, even a masterpiece of strictest Renaissance like
the court of the Palazzo Farnese is infinitely nearer to the arcade-
porch of St. Patroclus in Soest, the interior of the Magdeburg
cathedral, and the staircases of South-German castles of the 18th
Century than it is to the Temple of Pæstum or to the Erechtheum. The
same relation exists between Doric and Ionic, and hence Ionic columns
can be as completely combined with Doric building forms as late Gothic
is with early Baroque in St. Lorenz at Nürnberg, or late Romanesque with
late Baroque in the beautiful upper part of the West choir at Mainz. And
our eyes have scarcely yet learned to distinguish within the Egyptian
style the Old Kingdom and Middle Empire elements corresponding to Doric
and Gothic youth and to Ionic and Baroque maturity, because from the
Twelfth Dynasty these elements interpenetrate in all harmony in the
form-language of all the greater works.
The task before art-history is to write the _comparative biographies of
the great styles_, all of which as organisms of the same genus possess
structurally cognate life histories.
In the beginning there is the timid, despondent, naked expression of a
newly-awakened soul which is still seeking for a relation between itself
and the world that, though its proper creation, yet is presented as
alien and unfriendly. There is the child’s fearfulness in Bishop
Bernward’s building at Hildesheim, in the Early-Christian catacomb-
painting, and in the pillar-halls of the Egyptian Fourth Dynasty. A
February of art, a deep presentiment of a coming wealth of forms, an
immense suppressed tension, lies over the landscape that, still wholly
rustic, is adorning itself with the first strongholds and townlets. Then
follows the joyous mounting into the high Gothic, into the Constantinian
age with its pillared basilicas and its domical churches, into the
relief-ornament of the Fifth-Dynasty temple. _Being_ is understood, a
sacred form-language has been completely mastered and radiates its
glory, and the Style ripens into a majestic symbolism of directional
depth and of Destiny. But fervent youth comes to an end, and
contradictions arise within the soul itself. The Renaissance, the
Dionysiac-musical hostility to Apollinian Doric, the Byzantine of 450
that looks to Alexandria and away from the overjoyed art of Antioch,
indicate a moment of resistance, of effective or ineffective impulse to
destroy what has been acquired. It is very difficult to elucidate this
moment, and an attempt to do so would be out of place here.
And now it is the manhood of the style-history that comes on. The
Culture is changing into the intellectuality of the great cities that
will now dominate the country-side, and _pari passu_ the style is
becoming intellectualized also. The grand symbolism withers; the riot of
superhuman forms dies down; milder and more worldly arts drive out the
great art of developed stone. Even in Egypt sculpture and fresco are
emboldened to lighter movement. The _artist_ appears, and “plans” what
formerly grew out of the soil. Once more existence becomes self-
conscious and now, detached from the land and the dream and the mystery,
stands questioning, and wrestles for an expression of its new duty—as at
the beginning of Baroque when Michelangelo, in wild discontent and
kicking against the limitations of his art, piles up the dome of St.
Peter’s—in the age of Justinian I which built Hagia Sophia and the
mosaic-decked domed basilicas of Ravenna—at the beginning of that
Twelfth Dynasty in Egypt which the Greeks condensed under the name of
Sesostris—and at the decisive epoch in Hellas (c. 600) whose
architecture probably, nay certainly, expressed that which is echoed for
us in its grandchild Æschylus.
Then comes the gleaming autumn of the style. Once more the soul depicts
its happiness, this time conscious of self-completion. The “return to
Nature” which already thinkers and poets—Rousseau, Gorgias and their
“contemporaries” in the other Cultures—begin to feel and to proclaim,
reveals itself in the form-world of the arts as a sensitive longing and
_presentiment of the end_. A perfectly clear intellect, joyous urbanity,
the sorrow of a parting—these are the colours of these last Culture-
decades of which Talleyrand was to remark later: “Qui n’a pas vécu avant
1789 ne connaît pas la douceur de vivre.” So it was, too, with the free,
sunny and superfine art of Egypt under Sesostris III (c. 1850 B.C.) and
the brief moments of satiated happiness that produced the varied
splendour of Pericles’s Acropolis and the works of Zeuxis and Phidias. A
thousand years later again, in the age of the Ommaiyads, we meet it in
the glad fairyland of Moorish architecture with its fragile columns and
horseshoe arches that seem to melt into air in an iridescence of
arabesques and stalactites. A thousand years more, and we see it in the
music of Haydn and Mozart, in Dresden shepherdesses, in the pictures of
Watteau and Guardi, and the works of German master-builders at Dresden,
Potsdam, Würzburg and Vienna.
Then the style fades out. The form-language of the Erechtheum and the
Dresden Zwinger, honeycombed with intellect, fragile, ready for self-
destruction, is followed by the flat and senile Classicism that we find
in the Hellenistic megalopolis, the Byzantium of 900 and the “Empire”
modes of the North. The end is a sunset reflected in forms revived for a
moment by pedant or by eclectic—semi-earnestness and doubtful
genuineness dominate the world of the arts. We to-day are in this
condition—playing a tedious game with dead forms to keep up the illusion
of a living art.
IX
No one has yet perceived that Arabian art is a single phenomenon. It is
an idea that can only take shape when we have ceased to be deceived by
the crust which overlaid the young East with post-Classical art-
exercises that, whether they were imitation-antique or chose their
elements from proper or alien sources at will, were in any case long
past all inward life; when we have discovered that Early Christian art,
together with every really living element in “late-Roman,” is in fact
the springtime of the _Arabian style_; and when we see the epoch of
Justinian I as exactly on a par with the Spanish-Venetian Baroque that
ruled Europe in the great days of Charles V or Philip II, and the
palaces of Byzantium and their magnificent battle-pictures and pageant-
scenes—the vanished glories that inspired the pens of courtly literati
like Procopius—on a par with the palaces of early Baroque in Madrid,
Vienna and Rome and the great decorative-painting of Rubens and
Tintoretto. This Arabian style embraces the entire first millennium of
our era. It thus stands at a critical position in the picture of a
general history of “Art,” and its organic connectedness has been
imperceptible under the erroneous conventions thereof.[247]
Strange and—if these studies have given us the eye for things latent—
moving it is to see how this young Soul, held in bondage to the
intellect of the Classical and, above all, to the political omnipotence
of Rome, dares not rouse itself into freedom but humbly subjects itself
to obsolete value-forms and tries to be content with Greek language,
Greek ideas and Greek art-elements. Devout acceptance of the powers of
the strong day is present in every young Culture and is the sign of its
youth—witness the humility of Gothic man in his pious high-arched spaces
with their pillar-statuary and their light-filled pictures in glass, the
high tension of the Egyptian soul in the midst of its world of pyramids,
lotus-columns and relief-lined halls. But in this instance there is the
additional element of an intellectual prostration before forms really
dead but supposedly eternal. Yet in spite of all, the taking-over and
continuance of these forms came to nothing. Involuntarily, unobserved,
not supported by an inherent pride as Gothic was, but felt, there in
Roman Syria, almost as a lamentable come-down, a whole new form-world
grew up. Under a mask of Græco-Roman conventions, it filled even Rome
itself. The master-masons of the Pantheon and the Imperial Fora were
_Syrians_. In no other example is the primitive force of a young soul so
manifest as here, where it has to make its own world by sheer conquest.
In this as in every other Culture, Spring seeks to express its
spirituality in a new ornamentation and, above all, in religious
architecture as the sublime form of that ornamentation. But of all this
rich form-world the only part that (till recently) has been taken into
account has been the Western edge of it, which consequently has been
assumed to be the true home and habitat of Magian style-history. In
reality, in matters of style as in those of religion, science and
social-political life, what we find there is only an irradiation from
outside the Eastern border of the Empire.[248] Riegl[249] and
Strzygowski[250] have discovered this, but if we are to go further and
arrive at a conspectus of the development of Arabian art we have to shed
many philological and religious prepossessions. The misfortune is that
our art-research, although it no longer recognizes the religious
frontiers, nevertheless unconsciously assumes them. For there is in
reality no such thing as a Late-Classical nor an Early-Christian nor yet
an Islamic art in the sense of an art proper to each of those faiths and
evolved by the community of believers as such. On the contrary, the
totality of these religions—from Armenia to Southern Arabia and Axum,
and from Persia to Byzantium and Alexandria—possess a broad uniformity
of artistic expression that overrides the contradictions of detail.[251]
_All_ these religions, the Christian, the Jewish, the Persian, the
Manichæan, the Syncretic,[252] possessed cult-buildings and (at any rate
in their script) an Ornamentation of the first rank; and however
different the items of their dogmas, they are all pervaded by an
homogeneous religiousness and express it in a homogeneous symbolism of
depth-experience. There is something in the basilicas of Christianity,
Hellenistic, Hebrew and Baal-cults, and in the Mithræum,[253] the
Mazdaist fire-temple and the Mosque, that tells of a like spirituality:
it is the _Cavern_-feeling.
It becomes therefore the bounden duty of research to seek to establish
the hitherto completely neglected architecture of the South-Arabian and
Persian temple, the Syrian and the Mesopotamian synagogue, the cult-
buildings of Eastern Asia Minor and even Abyssinia;[254] and in respect
of Christianity to investigate no longer merely the Pauline West but
also the Nestorian East that stretched from the Euphrates to China,
where the old records significantly call its buildings “Persian
temples.” If in all this building practically nothing has, so far,
forced itself specially upon our notice, it is fair to suppose that both
the advance of Christianity first and that of Islam later could change
the religion of a place of worship without contradicting its plan and
style. We know that this is the case with Late Classical temples: but
how many of the churches in Armenia may once have been fire-temples?
The artistic centre of this Culture was very definitely—as Strzygowski
has observed—in the triangle of cities Edessa, Nisibis, Amida.
To the westward of it is the domain of the Late-Classical
“Pseudomorphosis,”[255] the Pauline Christianity that conquered in the
councils of Ephesus and Chalcedon,[256] Western Judaism and the cults of
Syncretism. _The architectural type of the Pseudomorphosis_, both for
Jew and Gentile, is the Basilica.[257] It employs the means of the
Classical to express the opposite thereof, and is unable to free itself
from these means—that is the essence and the tragedy of
“Pseudomorphosis.” The more “Classical” Syncretism modifies a cult that
is resident in a Euclidean place into one which is _professed by a
community_ of indefinite estate, the more the interior of the temple
gains in importance over the exterior without needing to change either
plan or roof or columns very much. The space-feeling is different, but
not—at first—the means of expressing it. In the pagan religious
architecture of the Imperial Age there is a perceptible—though never yet
perceived—movement from the wholly corporeal Augustan temple, in which
the cella is the architectural expression of _nothingness_, to one in
which the interior _only_ possesses meaning. Finally the external
picture of the Peripteros of the Doric is transferred to the four inside
walls. Columns ranked in front of a windowless wall are a denial of
space beyond—that is, for the Classical beholder, of space within, and
for the Magian, of space without. It is therefore a question of minor
importance whether the entire space is covered in as in the Basilica
proper, or only the sanctuary as in the Sun-temple of Baalbek with the
great forecourt,[258] which later becomes a standing element of the
mosque and is probably of South Arabian origin.[259] That the Nave
originates in a court surrounded by halls is suggested not only by the
special development of the basilica-type in the East Syrian steppe
(particularly Hauran) but also by the basic disposition of porch, nave
and choir as stages leading to the altar—for the aisles (originally the
side-halls of the court) end blind, and only the nave proper corresponds
with the apse. This basic meaning is very evident in St. Paul at Rome,
albeit the Pseudomorphosis (inversion of the Classical temple) dictated
the technical means, viz., column and architrave. How symbolic is the
Christian reconstruction of the Temple of Aphrodisias in Caria, in which
the cella within the columns is abolished and replaced by a new wall
outside them.[260]
Outside the domain of the “Pseudomorphosis,” on the contrary, the
cavern-feeling was free to develop its own form-language, and here
therefore it is _the definite roof that is emphasized_ (whereas in the
other domain the protest against the Classical feeling led merely to the
development of an _interior_). When and where the various possibilities
of dome, cupola, barrel-vaulting, rib-vaulting, came into existence as
technical methods is, as we have already said, a matter of no
significance. What is of decisive importance is the fact that about the
time of Christ’s birth and the rise of the new world-feeling, the new
space-symbolism must have begun to make use of these forms and to
develop them further in expressiveness. It will very likely come to be
shown that the fire-temples and synagogues of Mesopotamia (and possibly
also the temples of Athtar in Southern Arabia) were originally cupola-
buildings.[261] Certainly the pagan marna-temple at Gaza was so, and
long before Pauline Christianity took possession of these forms under
Constantine, builders of Eastern origin had introduced them, as
novelties to please the taste of the Megalopolitans, into all parts of
the Roman Empire. In Rome itself, Apollodorus of Damascus was employed
under Trajan for the vaulting of the temple of “Venus and Rome,” and the
domed chambers of the Baths of Caracalla and the so-called “Minerva
Medica” of Gallienus’s time were built by Syrians. But the masterpiece,
_the earliest of all Mosques_, is the Pantheon as rebuilt by Hadrian.
Here, without a doubt, the emperor was imitating, for the satisfaction
of his own taste, cult-buildings that he had seen in the East.[262]
The architecture of the central-dome, in which the Magian world-feeling
achieved its purest expression, extended beyond the limits of the Roman
Empire. For the Nestorian Christianity that extended from Armenia even
into China it was the only form, as it was also for the Manichæns and
the Mazdaists, and it also impressed itself victoriously upon the
Basilica of the West when the Pseudomorphosis began to crumble and the
last cults of Syncretism to die out. In Southern France—where there were
Manichæan sects even as late as the Crusades—the form of the East was
domesticated. Under Justinian, the interpenetration of the two produced
the domical basilica of Byzantium and Ravenna. The pure basilica was
pushed into the Germanic West, there to be transformed by the energy of
the Faustian depth-impulse into the cathedral. The domed basilica,
again, spread from Byzantium and Armenia into Russia, where it came by
slow degrees to be felt as an element of exterior architecture belonging
to a symbolism concentrated in the roof. But in the Arabian world Islam,
the heir of Monophysite and Nestorian Christianity and of the Jews and
the Persians, carried the development through to the end. When it turned
Hagia Sophia into a mosque it only resumed possession of an old
property. Islamic domical building followed Mazdaist and Nestorian along
the same tracks to Shan-tung and to India. Mosques grew up in the far
West in Spain and Sicily, where, moreover, the style appears rather in
its East-Aramæan-Persian than in its West-Aramæan-Syrian mode.[263] And
while Venice looked to Byzantium and Ravenna (St. Mark), the brilliant
age of the Norman-Hohenstaufen rule in Palermo taught the cities of the
Italian west coast, and even Florence, to admire and to imitate these
Moorish buildings. More than one of the motives that the Renaissance
thought were Classical—e.g., the court surrounded by halls and the union
of column and arch—really originated thus.
What is true as regards architecture is even more so as regards
ornamentation, which in the Arabian world very early overcame all
figure-representation and swallowed it up in itself. Then, as
“arabesque,” it advanced to meet, to charm and to mislead the young art-
intention of the West.
The early-Christian-Late-Classical art of the Pseudomorphosis shows the
same ornament-_plus_-figure mixture of the inherited “alien” and the
inborn “proper” as does the Carolingian-Early Romanesque of (especially)
Southern France and Upper Italy. In the one case Hellenistic
intermingles with Early-Magian, in the other Mauro-Byzantine with
Faustian. The researcher has to examine line after line and ornament
after ornament to detect the form-feeling which differentiates the one
stratum from the other. In every architrave, in every frieze, there is
to be found a secret battle between the conscious old and the
unconscious, but victorious, new motives. One is confounded by this
general interpenetration of the Late-Hellenistic and the Early-Arabian
form-senses, as one sees it, for example, in Roman portrait-busts (here
it is often only in the treatment of the hair that the new way of
expression is manifested); in the acanthus-shoots which show—often on
one and the same frieze—chisel-work and drill-work side by side; in the
sarcophagi of the 3rd Century in which a childlike feeling of the Giotto
and Pisano character is entangled with a certain late and megalopolitan
Naturalism that reminds one more or less of David or Carstens; and in
buildings such as the Basilica of Maxentius[264] and many parts of the
Baths and the Imperial Fora that are still very Classical in conception.
Nevertheless, the Arabian soul was cheated of its maturity—like a young
tree that is hindered and stunted in its growth by a fallen old giant of
the forest. Here there was no brilliant instant _felt and experienced as
such_, like that of ours in which, simultaneously with the Crusades, the
wooden beams of the Cathedral roof locked themselves into rib-vaulting
and an interior was made to actualize and fulfil the idea of infinite
space. The political creation of Diocletian was shattered in its glory
upon the fact that, standing as he did on Classical ground, he had to
accept the whole mass of the administrative tradition of Urbs Roma; this
sufficed to reduce his work to a mere reform of obsolete conditions. And
yet he was the first of the Caliphs. With him, the idea of the Arabian
State emerges clearly into the light. It is Diocletian’s dispensation,
together with that of the Sassanids which preceded it somewhat and
served in all respects as its model, that gives us the first notion of
the ideal that ought to have gone on to fulfilment here. But so it was
in all things. To this very day we admire as last creations of the
Classical—because we cannot or will not regard them otherwise—the
thought of Plotinus and Marcus Aurelius, the cults of Isis, Mithras and
the Sun-God, the Diophantine mathematics and, lastly, the whole of the
art which streamed towards us from the Eastern marches of the Roman
Empire and for which Antioch and Alexandria were merely _points
d’appui_.
This alone is sufficient to explain the intense vehemence with which the
Arabian Culture, when released at length from artistic as from other
fetters, flung itself upon all the lands that had inwardly belonged to
it for centuries past. It is the sign of a soul that feels itself in a
hurry, that notes in fear the first symptoms of old age before it has
had youth. This emancipation of Magian mankind is without a parallel.
Syria is conquered, or rather _delivered_, in 634. Damascus falls in
637, Ctesiphon in 637. In 641 Egypt and India are reached, in 647
Carthage, in 676 Samarkand, in 710 Spain. And in 732 the Arabs stood
before Paris. Into these few years was compressed the whole sum of
saved-up passions, postponed hopes, reserved deeds, that in the slow
maturing of other Cultures suffice to fill the history of centuries. The
Crusaders before Jerusalem, the Hohenstaufen in Sicily, the Hansa in the
Baltic, the Teutonic Knights in the Slavonic East, the Spaniards in
America, the Portuguese in the East Indies, the Empire of Charles V on
which the sun never set, the beginnings of England’s colonial power
under Cromwell—the equivalent of all this was shot out in _one_
discharge that carried the Arabs to Spain and France, India and
Turkestan.
True, all Cultures (the Egyptian, the Mexican and the Chinese excepted)
have grown up under the tutelage of some older Culture. Each of the
form-worlds shows certain alien traits. Thus, the Faustian soul of the
Gothic, already predisposed to reverence by the Arabian origin of
Christianity, grasped at the treasures of Late-Arabian art. An
unmistakably Southern, one might even say an Arabian, Gothic wove itself
over the façades of the Burgundian and Provençal cathedrals, dominated
with a magic of stone the outward language of Strassburg Minster, and
fought a silent battle in statues and porches, fabric-patterns, carvings
and metalwork—and not less in the intricate figures of scholastic
philosophy and in that intensely Western symbol, the Grail legend[265]—
with the Nordic prime-feeling of _Viking Gothic_ that rules the interior
of the Magdeburg Cathedral, the points of Freiburg Minster and the
mysticism of Meister Eckart. More than once the pointed arch threatens
to burst its restraining line and to transform itself into the horseshoe
arch of Moorish-Norman architecture.
So also the Apollinian art of the Doric spring—whose first efforts are
practically lost to us—doubtless took over Egyptian elements to a very
large extent, and by and through these came to its own proper symbolism.
But the Magian soul of the Pseudomorphosis had not the courage to
appropriate alien means _without yielding to them_. And this is why the
physiognomic of the Magian soul has still so much to disclose to the
quester.
X
The idea of the Macrocosm, then, which presents itself in the style-
problem as simplified and capable of treatment, poses a multitude of
tasks for the future to tackle. To make the form-world of the arts
available as a means of penetrating the spirituality of entire Cultures—
by handling it in a thoroughly physiognomic and symbolic spirit—is an
undertaking that has not hitherto got beyond speculations of which the
inadequacy is obvious. We are hardly as yet aware that there may be a
psychology of the metaphysical bases of all great architectures. We have
no idea what there is to discover in the change of meaning that a form
of _pure extension_ undergoes when it is taken over into another
Culture. The history of the column has never yet been written, nor have
we any notion of the deeply symbolic significances that reside in the
means and the instruments of art.
Consider mosaic. In Hellenic times it was made up of pieces of marble,
it was opaque and corporeal-Euclidean (e.g., the famous Battle of Issus
at Naples), and it adorned the floor. But with the awakening of the
Arabian soul it came to be built up of pieces of glass and set in fused
gold, and it simply covered the walls and roofs of the domed basilica.
This Early-Arabian Mosaic-picturing corresponds exactly, as to phase,
with the glass-picturing of Gothic cathedrals, both being “early” arts
ancillary to religious architectures. The one by letting in the light
enlarges the church-space into world-space, while the other transforms
it into the magic, gold-shimmering sphere which bears men away from
earthly actuality into the visions of Plotinus, Origen, the Manichæans,
the Gnostics and the Fathers, and the Apocalyptic poems.
Consider, again, the beautiful notion of _uniting the round arch and the
column_; this again is a Syrian, if not a North-Arabian, creation of the
third (or “high Gothic”) century.[266] The revolutionary importance of
this motive, which is specifically Magian, has never in the least degree
been recognized; on the contrary, it has always been assumed to be
Classical, and for most of us indeed it is even representatively
Classical. The Egyptians ignored any deep relation between the roof and
the column; the latter was for them a plant-column, and represented not
stoutness but growth. Classical man, in his turn, for whom the
monolithic column was the mightiest symbol of Euclidean existence—all
body, all unity, all steadiness—connected it, in the strictest
proportions of vertical and horizontal, of strength and load, with his
architrave. But here, in this union of arch and column which the
Renaissance in its tragicomic deludedness admired as expressly Classical
(though it was a notion that the Classical neither possessed nor could
possess), the bodily principle of load and inertia is rejected and the
arch is made to spring clear and open out of the slender column. The
idea actualized here is at once a liberation from all earth-gravity and
a capture of space, and between this element and that of the dome which
soars free but yet encloses the great “cavern,” there is the deep
relation of like meaning. The one and the other are eminently and
powerfully Magian, and they come to their logical fulfilment in the
“Rococo” stage of Moorish mosques and castles, wherein ethereally
delicate columns—often growing out of, rather than based on, the ground—
seem to be empowered by some secret magic to carry a whole world of
innumerable notched arcs, gleaming ornaments, stalactites, and vaultings
saturated with colours. The full importance of this basic form of
Arabian architecture may be expressed by saying that the combination of
column and architrave is the Classical, that of column and round arch
the Arabian, and that of pillar and pointed arch the Faustian Leitmotiv.
Take, further, the history of the Acanthus motive.[267] In the form in
which it appears, for example, on the Monument of Lysicrates at Athens,
it is one of the most distinctive in Classical ornamentation. It has
body, it is and remains individual, and its structure is capable of
being taken in at one glance. But already it appears heavier and richer
in the ornament of the Imperial Fora (Nerva’s, Trajan’s) and that of the
temple of Mars Ultor; the organic disposition has become so complicated
that, as a rule, it requires to be studied, and the tendency to _fill
up_ the surfaces appears. In Byzantine art—of which Riegl thirty years
ago noticed the “latent Saracenic character” though he had no suspicion
of the connexion brought to light here—the acanthus leaf was broken up
into endless tendril-work which (as in Hagia Sophia) is disposed quite
inorganically over whole surfaces. To the Classical motive are added the
old-Aramæan vine and palm leaves, which have already played a part in
Jewish ornamentation. The interlaced borders of “Late-Roman” mosaic
pavements and sarcophagus-edges, and even geometrical plane-patterns are
introduced, and finally, throughout the Persian-Anatolian world,
mobility and _bizarrerie_ culminate in the Arabesque. _This_ is the
genuine Magian motive—anti-plastic to the last degree, hostile to the
pictorial and to the bodily alike. Itself bodiless, it disembodies the
object over which its endless richness of web is drawn. A masterpiece of
this kind—a piece of architecture completely opened out into
Ornamentation—is the façade of the Castle of Mashetta in Moab built by
the Ghassanids.[268] The craft-art of Byzantine-Islamic style (hitherto
called Lombard, Frankish, Celtic or Old-Nordic) which invaded the whole
youthful West and dominated the Carolingian Empire, was largely
practised by Oriental craftsmen or imported as patterns for our own
weavers, metal-workers and armourers.[269] Ravenna, Lucca, Venice,
Granada, Palermo were the efficient centres of this then highly-
civilized form-language; in the year 1000, when in the North the forms
of a new Culture were already being developed and established, Italy was
still entirely dominated by it.
Take, lastly, the changed point of view towards the human body. With the
victory of the Arabian world-feeling, men’s conception of it underwent a
complete revolution. In almost every Roman head of the period 100-250
that the Vatican Collection contains, one may perceive the opposition of
Apollinian and Magian feeling, and of muscular position and “look” as
different bases of expression. Even in Rome itself, since Hadrian, the
sculptor made constant use of the drill, an instrument which was wholly
repugnant to the Euclidean feeling towards stone—for whereas the chisel
brings out the limiting surfaces and _ipso facto_ affirms the corporeal
and material nature of the marble block, the drill, in breaking the
surfaces and creating effects of light and shade, denies it; and
accordingly the sculptors, be they Christian or “pagan,” lose the old
feeling for the phenomenon of the naked body. One has only to look at
the shallow and empty Antinous statues—and yet these were quite
definitely “Classical.” Here it is only the head that is
physiognomically of interest—as it never is in Attic sculpture. The
drapery is given quite a new meaning, and simply dominates the whole
appearance. The consul-statues in the Capitoline Museum[270] are
conspicuous examples. The pupils are bored, and the eyes look into the
distance, so that the whole expression of the work lies no longer in its
body but in that Magian principle of the “Pneuma” which Neo-Platonism
and the decisions of the Church Councils, Mithraism and Mazdaism alike
presume in man.
The pagan “Father” Iamblichus, about 300, wrote a book concerning
statues of gods in which the divine is substantially present and working
upon the beholder.[271] Against this idea of the image—an idea of the
Pseudomorphosis—the East and the South rose in a storm of iconoclasm;
and the sources of this iconoclasm lay in a conception of artistic
creation that is nearly impossible for us to understand.
-----
Footnote 238:
H. Schäfer, _Von Aegyptischer Kunst_, I, pp. 15 et seq.
(The bulls are shown in Fig. 18 in the article _Egypt_ in the
Encyclopædia Britannica, XI Edition, Vol. IX, pp. 65-66.—_Tr._)
Footnote 239:
Frankl, _Baukunst des Mittelalters_ (1918), pp. 16 et seq.
Footnote 240:
See Vol. II, pp. 361 et seq. The lack of any vertical tendency in the
Russian life-feeling is perceptible also in the saga-figure of Ilya
Murometz (see Vol. II, p. 231). The Russian has not the smallest
relation with a _Father_-God. His ethos is not a filial but purely a
_fraternal_ love, radiating in all directions along the human plane.
Christ, even, is conceived as a Brother. The Faustian, wholly
vertical, tendency to strive up to fulfilment is to the real Russian
an incomprehensible pretension. The same absence of all vertical
tendency is observable in Russian ideas of the state and property.
Footnote 241:
The cemetery church of Kishi has 22.
Footnote 242:
J. Grabar, “History of Russian Art” (Russian, 1911), I-III. Eliasberg,
_Russ. Baukunst_ (1922), Introduction.
Footnote 243:
The disposition of Egyptian and that of Western history are so clear
as to admit of comparison being carried right down into the details,
and it would be well worth the expert’s while to carry out such an
investigation. The Fourth Dynasty, that of the strict Pyramid style,
B.C. 2930-2750 (Cheops, Chephren), corresponds to the Romanesque (980-
1100), the Fifth Dynasty (2750-2625, Sahu-rê) to the early Gothic
(1100-1230), and the Sixth Dynasty, prime of the archaic portraiture
(2625-2475, Phiops I and II), to the mature Gothic of 1230-1400.
Footnote 244:
That which differentiates the Japanese harakiri from this suicide is
its intensely purposeful and (so to put it) active and demonstrative
character.—_Tr._
Footnote 245:
See Vol. II, p. 626.
Footnote 246:
Koldewey-Puchstein, _Die griech. Tempel in Unter-Italien und
Sizilien_, I, p. 228.
Footnote 247:
See Vol. II, Chapter III.
Footnote 248:
See Vol. II, pp. 240 et seq.
Footnote 249:
_Stilfragen, Grundlage zu einer Geschichte der Ornamentik_ (1893).
_Spatrömische Kunstindustrie_ (1901).
Footnote 250:
_Amida_ (1910). _Die bildende Kunst des Ostens_ (1916), _Altai-Iran_
(1917). _Die Baukunst der Armenier und Europa_ (1918).
Footnote 251:
These contradictions of detail are not greater, after all, than those
between Doric, Attic and Etruscan art, and certainly less than those
which existed about 1450 between Florentine Renaissance, North French,
Spanish and East-German (brick) Gothic.
Footnote 252:
See Vol. II, pp. 304 et seq.
Footnote 253:
For a brief description of the components of a Mithræum, the student
may be referred to the Encyclopædia Britannica, XI Edition, art.
Mithras (Section II).—_Tr._
Footnote 254: