CHAPTER II.

THE EVOLUTION OF THE PIANOFORTE.

While the present work is by no means intended to serve as an

elaborate analysis of pianoforte development, it seems that a proper

comprehension of the various principles that are laid down in the

course of our argument will be facilitated by a short survey of the

evolution of the instrument, undertaken from an historical viewpoint.

As we recognize in the pianoforte of to-day the culmination of the

musical-mechanical effort of ages, and as a complete study of the

results that have been achieved can best be introduced by a preliminary

knowledge of the manner in which the various steps towards latter-day

excellence have been attained, it seems that we cannot do better than

make an attempt to survey the field of pianoforte evolution in a manner

broad and general, though necessarily brief.

As was incidentally remarked in the last chapter, we may properly

consider the modern pianoforte as essentially the product of all

the ages. The origin of stringed instruments is lost in the mists

of antiquity, but Greek mythology has supplied us with a most

pleasing legend to account for the invention of that pioneer of all

stretched-string instruments, the classic lyre. We are told that

Hermes, walking one day along the shore, found lying at his feet the

shell of a dead tortoise. The intestines of the animal had been dried

in the sun and were stretched along the rim of the shell so that when

Hermes’ foot struck against one of them, a musical sound was given

forth and Lo! the lyre was born. Earlier still are the accounts, in

the shape of cuneiform or other inscriptions, that show a form of lyre

to have been in use among the Assyrians. The biblical descriptions of

various stringed instruments, such as the psaltery, or the harp of

David, are generally familiar.

While doubtless we need not consider it illogical to trace the

beginning of modern stringed instruments, whether they be of the

key-board variety or otherwise, to such misty and vague traditions,

we must look to more modern times for a true understanding of the

causes that operated to produce the key-board. This, the distinguishing

feature of the pianoforte family, first arose through the need for a

facile means of accompanying the voice in the then newly beginning art

of music which required the simultaneous sounding of different tones.

Instruments of the organ type were earlier in the field, for we have

accounts of the water-organ in the writings of the historians of the

later Roman Empire. The earliest form of key-board seems to have been

introduced in Europe in the latter part of the eleventh century A. D.

At about the same period we hear of a stringed instrument called the

organistrum, having three strings, one of which was in connection with

a number of tangents which were adapted to be pushed in upon it so as

to sound different segments and produce different notes. Later we find

that the ecclesiastical musicians were in the habit of using more or

less complicated monochords for the purpose of training their pupils in

the plain-chants of the church. These monochords gradually became more

complex and finally were mounted on a kind of sound board in groups

and thus became no longer monochords but trichords, tetrachords, or

polychords. The next step was obviously to furnish the instrument with

a set of balanced key-levers borrowed from the organ and with tangents

to connect the keys with the strings, these latter coming from the

organistrum. Thus we have at once the famous clavichord.

But this was not the only form of keyed instrument that was thus

early devised. We learn that the psaltery had contemporaneously been

fitted with keys. There were two forms of this famous instrument,

one trapezoid and one triangular. When both of these had been fitted

with keys there were two more distinct forms of keyed instruments;

differences which had a large influence upon the later development of

the type.

These three instruments were thus developed into the accepted forms

that were in general use during the seventeenth century and later;

becoming respectively the clavichord, harpsichord and spinet. It is

from these that the pianoforte is directly sprung. The harpsichord,

as its name implies, resembled a harp laid on its back and enclosed

in a case, while the strings were plucked, by quills set on jacks,

mounted on the keys. The natural shape of the harpsichord, therefore,

was similar to that of the modern grand pianoforte and it derived this

form from its direct relationship to the early keyed forms of the

triangular psaltery. The harpsichord had been a favorite for a long

time when Bartolomeo Cristofori, a maker of Florence, completed in

1709 the invention of a hammer action to replace the quilled jack at

the end of the harpsichord key. Thus was made possible the production

of dynamic effects, of which the harpsichord action had never been

capable except through the employment of various mechanical devices,

such as swells and double or triple banks of keys with jacks and quills

to match. The hammer-action of Cristofori as completed by him in 1726

shows a remarkable similarity to the mechanisms that are still to be

found in certain forms of square pianofortes. He succeeded in producing

an acceptable form of escapement and a damping device as well, although

as the date shows, not until after several years of experimenting and

improving upon the original design. Examination shows that Cristofori’s

action differs in no essential respect from the square pianoforte

actions that we have mentioned. There is the upper and under hammer,

the jack working on a groove in the key, the escapement device to

determine the travel of the jack, the back-check, and the damper.

Every feature that is essential to provide escapement, repetition and

damping is found here. Cristofori was, however, obliged to make many

changes in the construction of his “gravicembalo col piano e forte” to

provide the increased stiffness necessitated by the different manner

of exciting the strings. His work, curiously enough, was not taken up

after his death by any other Italian harpsichord maker, and it remained

for a German to continue his experiments and bring them to a practical

and commercial success. Only two pianofortes by Cristofori are known to

exist, and one of these is in the Metropolitan Museum of Art, New York.

Gottfried Silbermann, who took up the work of Cristofori, built several

grand pianofortes towards the end of the first half of the eighteenth

century, and there still exist at Potsdam some of these that were

sold by him to Frederick the Great. These instruments appear to be

essentially founded upon the work of Cristofori, and the superior

workmanship and better adjustment of them do not serve to disguise

the evident fact that Silbermann, while improving in details, did not

discover any new principles either in action or otherwise.

Somewhat later we hear of Zumpe, who was apparently struck with the

idea of adapting the pianoforte hammer to the square-shaped clavichord,

which was not deep enough to take the Silbermann action, thus producing

a veritable square pianoforte. Zumpe’s device contained no provision

for escapement, which fault was afterwards corrected by the celebrated

inventor Stein. Mozart speaks of the merits of Stein and joyfully

describes how his mechanism prevented the blocking of the hammers.

Mozart used one of Stein’s pianofortes during the rest of his life.

The name of Stein is justly famous among the early pianoforte makers.

He was responsible, with the able assistance of his daughter Nanette,

for the Viennese type of pianoforte, which was for long such a favorite

over the heavier and more solid English style on account of its

surprising delicacy and lightness of touch. After her marriage, Nanette

Stein, in partnership with her husband Streicher, made many other

improvements, and her pianofortes were used by Beethoven and others.

The firm of Streicher still existed in Vienna a few years ago.

At this point, namely at the beginning of the nineteenth century,

we begin to hear of three revolutionary figures; a Frenchman, an

Englishman and an American. These are Erard, Broadwood and Hawkins.

Pierre Sebastian Erard settled in Paris during the latter part of the

eighteenth century as a maker of harps and harpsichords. Shortly before

the breaking out of the French revolution, Erard came to London and

began to make harps and pianofortes. In the meantime he was continually

working to improve his instruments and was responsible for many useful

inventions, such as the up-bearing to the strings by means of the

“agraffe.” His chief claim to the consideration of pianoforte makers

is due, however, to his invention of the “double repetition” action

which was perfected by him in 1821, after many years of unsuccessful

experiment. This action, with slight modification, is used at the

present day in all grand pianofortes, and its manifold excellences have

never been yet surpassed. Erard took out a large number of patents,

which were put into use by his successors, and the house founded by him

is still in existence and one of the most famous in France or indeed in

the world.

John Broadwood, the great English inventor and manufacturer, who also

has his name perpetuated in the continued and flourishing career of the

firm that he founded, was originally a workman in the shop of Tschudi

or Shudi, a London harpsichord maker. He rose from an apprenticeship to

the head of the house of Shudi and finally turned his attention to the

improvement of the pianoforte. He had early been the recipient of the

knowledge of Backers, the inventor of the so-called English action, and

when he came to build pianofortes on his own account, this experience

was made to bear practical fruit. Broadwood’s first achievement was

in the re-designing of the square piano of Zumpe. About the year 1780

he entirely altered its construction, set the tuning pins at the back

of the case, and added dampers and pedals. He next set about the

improvement of the grand, and divided the bridge, giving a separate

bass bridge and permitting the striking point of the hammers on the

strings to be adjusted with correctness, something that had never

been done before. This completed the divorce of the pianoforte from

the harpsichord. With the addition of the action invented by Backers,

Broadwood’s pianofortes became at once a standard of quality and

excellence and until the introduction of iron framing stood alone.

We now come to Hawkins. This remarkable man was an engineer of

Philadelphia, English by birth but American by adoption. In the year

1800 he produced an upright pianoforte, the first of its kind. This

instrument, though it was not a commercial success, was remarkable for

the fact that Hawkins in it anticipated so many of the ideas that have

since become essential to modern instruments. He had an independent

iron frame supporting the sound-board, a mechanical tuning device, and

metal action frames. His action, too, had many features that have since

been adopted. Unfortunately, the tone was so poor that the instrument

was a failure from the start. His ideas in regard to upright pianoforte

construction were not allowed to languish, however, and the labors of

Wornum, who followed Southwell, were at last successful in producing,

in 1826, a practical action which at once settled the destiny of the

upright. This action had as its peculiar feature the “bridle tape,”

which is now such a necessary element of the upright pianoforte. He

also introduced the centre pin and flange.

At this point we begin to come to the great dividing line between the

early and the modern pianoforte. The introduction of metal framing

marks this division and it is from here that the American instrument

begins its independent and extraordinarily successful career. Indeed,

the development of American instruments is bound up with the almost

concurrent progress of ideas as to metal framing.

Although the first application of metal to pianofortes, not

considering the unfortunately abortive invention of Hawkins, may

be credited to William Allen, an Englishman, yet we must look to

the United States for the pioneer in the modern conception of metal

bracing. The man in question, Alpheus Babcock, was a Boston maker and

had been originally an apprentice of Crehore, who appears to have

made the first American pianoforte. Babcock applied his invention in

Boston in the form of a cast metal plate for a square pianoforte about

the year 1822 and this date is most memorable in that it marks the

epoch of the strictly modern conception of the instrument. Continuing

the consideration of this National school of design, we find that

the celebrated Jonas Chickering produced, in 1840, a cast-iron plate

for grand pianofortes, having the string-plate, agraffe-bridge and

resistance-bars cast solid in one piece. This revolutionary invention

unquestionably paved the way for the wonderful American productions

of later years and at once placed the American pianoforte upon a

plane of excellence that has never been altogether reached by its

competitors in other parts of the world. European makers were at first

slow to appreciate the eminently valuable nature of the invention of

Chickering, and until lately the solid cast plate was not extensively

used in Europe outside of Germany. The house of Collard and Collard,

which had the services of Stewart, the assistant of Chickering for

many years, was, however, most progressive in this respect and for

long was the only London firm which made grand pianofortes with the

iron plate cast in one piece. The celebrated house of Broadwood, after

much experimenting, produced a form of iron plate for grands that

was somewhat different in principle from that of Chickering. In this

type, the body of the structure was cast complete, but instead of the

multiplicity of braces, we find only two. One of these runs parallel

with the line of the vertically-strung bass strings at the extreme bass

end of the instrument, while the other crosses the plate in a diagonal

direction from near the middle of the agraffe-bridge to the point of

greatest tension. Both of these bars are cast separate from the body of

the plate and secured to it by means of bolts and nuts. Such a method

has usually been characteristic of European as opposed to American

methods, but the Broadwoods, about fifteen years ago, brought out a

decided novelty in their “Barless Grand.” This remarkable instrument

has a plate of cast steel and is entirely without braces or bars of any

kind, the necessary stiffness being gained through the tensile strength

of the metal employed and the use of a number of turned up flanges

along the sides of the structure, these being screwed into the case of

the pianoforte at equal intervals on its periphery.

As to the further development of the grand pianoforte, we may look

to the progress of the Chickerings and the Steinways in America and

to the Broadwoods in England, the Erards in France and the Bechsteins

and Blüthners in Germany. These makers are considered here because

they have all contributed in no small degree to the development of

the instrument as an artistic product and because they have all

been responsible for some radical improvement that has later become

essential to the make-up of a good pianoforte. We need only mention

the Steinway cupola plate, fan-like disposition of strings, overstrung

bass, duplex scale and capo d’astro bar to give the reader some idea

of the many inventions that have sprung from the fertile brains of the

members of this house. The other houses, notably that of Chickering

in this country, and Broadwood in England, have been prolific in

improvements, and the development of the grand pianoforte has

consequently been rapid and successful from the musical and scientific,

no less than from the commercial view-point. The history of the type in

more recent years is familiar to all, however, and it is unnecessary to

enlarge upon it here.

If we have seemed, hitherto, to have neglected proper consideration of

the upright and square forms of pianoforte, the fault is more apparent

than real. For there are two good reasons why discussion of these types

should have been delayed. In the first place, the square is already

obsolescent if not obsolete, while on the other hand the development

of the upright into a commercially successful and largely produced

instrument has only come about in recent years. This sketch would, of

course, be incomplete without brief consideration of them and we shall

therefore devote some space to this end.

As has already been indicated, the square piano may be considered

as having a genesis quite distinct from the grand or upright. It

was developed, as we know, by Zumpe, whose purpose was to fit the

hammer action to the body of a clavichord. Thus, when we consider the

different roots from which the clavichord and spinet-harpsichord types

were themselves evolved, and the direct descent of the grand pianoforte

from the latter, the entirely separate and distinct growth of the

square is easily discerned. This distinction is most interesting at the

present day, when the glory of the square has departed and its days are

numbered.

The evolution of the square pianoforte in America has been recorded

with faithful detail by Spillane in his “History of the American

Pianoforte,” and the reader will find in that work an abundance of

material to satisfy any curiosity that may possess him. Incidentally

it may be remarked that the idea of cross-stringing the bass had been

applied to clavichords as early as the time of Händel; so that the

overstringing of the square pianoforte came about quite naturally,

especially after the improvements of John Broadwood the First. On the

other hand, this principle was for long overlooked in the design of

the other popular types; so much so, in fact, that European grands

and uprights are still to be found in plenty with straight stringing

throughout.

The chief reasons for the gradual decline in the popularity of the

square may be traced almost as much to social and economic as to

artistic and mechanical causes, although these latter had the greater

influence in shaping the ultimate destiny of the type. The square was

developed in the United States until the native American product left

all imitators and rivals far behind, but even at that the fundamental

defects of construction could never be overcome entirely. The great

gap in the middle of the structure, required for the passage of the

hammers, entailed dangerous weakness, against which no reasonable

weight of iron bracing has ever seemed to prevail. Again, the fact

that the bass keys, where the strength of the blow and the leverage

of the action need to be greatest, were the shortest of all, while

the extreme treble keys were longest, always tended to destroy the

touch proportions and entailed much counter-balancing and other

operations which were, however, but makeshifts at the best. Moreover,

the development of the grand type led to rivalry among those makers

who confined themselves chiefly to the square, with the result that

the latter was made more and more heavy and cumbrous in an effort to

catch up with the fundamental advantage which the grand pianoforte

possessed on account of its superior design. Besides, the square was

never a thing of beauty, and its increasing size was by no means an

advantage in this respect, so that when the rapidly growing population

of the great American cities began to make living room continually

more valuable, the claims of the small, powerful, elegant, and

moderate-priced upright soon were successfully asserted. As a last

consideration, it should be mentioned that the makers of square

pianofortes were never able to apply to it a mechanism having the

elasticity and rapid repetition that belong to the Erard grand action

or the tape-check device of Wornum, which is universal in the upright.

In view of all these disadvantages, it is no longer a matter for

wonderment that the upright pianoforte succeeded the square as a bidder

for domestic favor, while the larger and more highly evolved grand

remained the choice of professional musicians.

The commercial development of the upright pianoforte, as we have

remarked, began at a comparatively recent period. In this country,

owing to the popularity of the square, we find that the upright was

late in coming into favor. Its development, however, had been going on

in Europe since the beginning of the nineteenth century. The “cabinet”

piano of Southwell and the “upright grand” of Hawkins were examples of

early attempts in this line, but it remained for the genius of Robert

Wornum to place the upright instrument on a truly practical footing.

This was accomplished through his invention of “the tape-check action,”

which at once put the upright pianoforte upon an equal plane of

efficiency with the prevailing types and assured its rapid adoption. By

the end of the first half of the nineteenth century the upright piano

had become firmly established as the home instrument throughout Europe,

and about the same time began to appear among American products. As

soon as American manufacturers took hold of it, they set about making

vast improvements upon European models; and we may properly date the

modern development of the upright from this time. Americans were

responsible for the adoption of overstrung iron-framed scales, and for

the increase in size and power which now makes our best instruments of

this class equal, if not superior, to the grands of a few years ago.

The later history of the upright, not less than of the grand, is a

simple record of continuous improvement in details of workmanship and

material, in beauty of case design and in scientific construction of

scale. It is not necessary, for the purpose of this short sketch, to

enter into the familiar modern history of manufacturing the various

types of pianoforte, either in this country or abroad; but we may note,

incidentally, that European makers have adopted more and more American

inventions and improvements, so that the modern, up-to-date pianoforte

owes a great part of its present efficiency to the genius of the great

American makers, although these, of course, have worked along the great

principles that Broadwood, Chickering, Steinway, Weber, Knabe, Erard

and others laid down.

Thus we have surveyed, though truly in a somewhat hurried manner, the

interesting history of the growth and development of the pianoforte of

to-day. The reader will forgive the brief and sketchy nature of this

bird’s-eye view, when he recollects that our purpose in this book is

to lay down the correct principles of modern design, rather than to

analyze those principles from an historical standpoint. Some of the

laws that we shall have occasion to expound have already been noted

here. In the succeeding chapters these and others will be considered in

the light of their scientific and practical application.

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