INTRODUCTION

In the _Open Letter to the Christian Nobility_ Luther overthrew the

three walls behind which Rome sat entrenched in her spiritual-temporal

power; in the _Babylonian Captivity of the Church_ he enters and takes

her central stronghold and sanctuary--the sacramental system by which

she accompanied and controlled her members from the cradle to the

grave; only then could he set forth, in language of almost lyrical

rapture, the _Liberty of a Christian Man_.

The first of these three great reformatory treatises of the year 1520,

as they have been called, closed with the words: "I know another

little song about Rome, and if their ears itch to hear it I will sing

it for them, and pitch it in a high key. Dost thou take my meaning,

beloved Rome?" (See above, p. 164.) That some ears were itching to

hear his little song was brought home to Luther especially by two

writings, the one appearing in the summer of 1520, the other published

in the previous autumn, but not reaching Wittenberg until some months

later.

The former came from the pen of Augustin Alveld, that "celebrated

Romanist of Leipzig," against whom Luther had culminated in _The

Papacy at Rome_, promising further disclosures if Alveld "came again."

(See Vol. I, p. 393.) He came again, this time with a _Tractatus de

communione sub utraque specie_,--date of dedication, June 23, 1520.

"The Leipzig ass has set up a fresh braying against me, full of

blasphemies"; thus Luther describes it in a letter to Spalatin, July

22, 1520. (Enders, _Luther's Briewechsel_, II, no. 328.)

The other work was the anonymous tract of a "certain Italian friar of

Cremona," who has only recently been identified as Isidore Isolani, a

Dominican hailing from Milan, who taught theology in various Italian

cities, wrote a number of controversial works and died in 1528. (See

Fr. Lauchert, _Die italienischen literarischen Gegner Luthers_,

Freiburg, 1912.) The title of his tract is, _Revocatio Martini Lutheri

Augustiniani ad sanctam Sedem_; its date, Cremona, November 20, 1520,

according to Enders, which is a mistake for November 22,1519. Its

beginning and close, which have epistolary character, are printed in

Enders, II, no. 366, and one paragraph from each is translated in

Smith, _Luther's Correspondence_, I, no. 199.

These two treatises may be regarded as the immediate occasion for the

writing of the _Babylonian Captivity_, which is, however, in no sense

a direct reply to either of them. "I will not reply to Alveld," Luther

writes on August 5 to Spalatin, "but he will be the occasion of my

publishing something by which the vipers will be more irritated than

ever." (Enders, II, no. 335; Smith, I, no. 283.) Indeed, he had

promised some such work more than half a year before, in a letter to

Spalatin of December 18, 1519: "There is no reason why you or any one

else should expect from me a treatise on the other sacraments [besides

baptism, the Lord's supper, and penance] until I am taught by what

text I can prove that they are sacraments. I regard none of the others

as a sacrament, for there is no sacrament save where there is a direct

divine promise, exercising our faith. We can have no intercourse with

God except by the word of Him promising, and by the faith of man

receiving the promise. _At another time you shall hear more about

their fables of the seven sacraments._" (Enders, II, no. 254; Smith,

I, no. 206.)

Thus the _Prelude_ grows under his hand and assumes the form of an

elaborate examination of the whole sacramental system of the Church.

He makes short work of his two opponents, and after a few pages of

delicious irony, of which Erasmus was suspected in some quarters of

being the author, he turns his back on them and addresses himself to a

positive and constructive treatment of his larger theme, lenient

toward all non-essentials, but inexorable with respect to everything

truly essential, that is, scriptural. The _Captivity_ thus represents

the culmination of Luther's reformatory thinking on the theological

side, as the _Nobility_ does on the national, and the _Liberty_ on the

religious side. It sums up and carries forward all of his previous

writings on the sacraments, just as, nine years later, the

_Catechisms_ gathered up and moulded into classic form his writings on

catechetical subjects. Passage after passage, often whole pages, from

the _Resolutiones disp._, the _Treatise on Baptism_, the _Conitendi

Ratio_, the _Treatise on the New Testament_, the _Treatise on the

Blessed Sacrament_, are transferred bodily to this new and definitive

work, and find in it the goal toward which they had been consciously

or unconsciously tending. The reader is referred to a fine comparative

study in Kostlin's _Theology of Luther_ (English trans.), I, 388-409.

The title is a reminiscence from the _Resolutiones super prop, xiii._,

of 1519,--"absit ista plus quam babylonica captivitas!" The sense in

which the work is called a "prelude" is explained on page 176; the

theologian in Luther could not deny the musician, he goes into battle

singing and comes back with the stanza of a hymn upon his lips.

The _Captivity_ marks Luther's final and irreparable break with the

Church of Rome, and it is not without a peculiar significance that in

the same letter to Spalatin, of October 3d, in which he mentions the

arrival in Leipzig of Eck armed with the papal bull, he announces the

publication of his book on the _Babylonian Captivity of the Church_

for the following Saturday--October 6th. (Enders, II, no. 350; Smith,

I, no. 303.)

While the _Nobility_, addressed to the German nation as such, was

written in the language of the people, the _Captivity_, as becomes a

theological treatise, is composed in Latin, just as later the Liberty,

affecting the religious life of the individual, whether layman or

theologian, is sent out in both German and Latin.

A translation into German appeared in the following year--the work of

the Franciscan, Thomas Murner (on whom see Theod. v. Liebenau, _Der

Franziskaner Thomas Murner_, Freiburg, 1913). Luther calls the

Franciscan his "venomous foe" and accuses him of making the

translation in order to bring him into disrepute. This charge Luther

makes in his answer to Henry VIII's _Assertio septem sacramentorum

adversus Mart. Lutherum_ (1521), the royal theologian's reply to the

_Babylonian Captivity_, for which he won from the pope the proud title

of "Defender of the Faith."

The translation which follows is based on the Latin text as given in

Clemen's "student-edition"--_Luthers Werke in Auswahl_ (Bonn, 1912-3),

I, 426-512, which reproduces, though by no means slavishly, the text

of the _Weimar Edition_ (Vol. VI), which, together with the _Erlangen

Edition_ (_opera var. arg., V_), has been compared. The German _St.

Louis Edition_ (Vol. XIX) has been consulted, and especially the

admirable German rendering of Kawerau in the Berlin Edition (Vol. II)

as well as the careful literal translation of Lemme, _Die drei grossen

Reormationsschriten Luthers vom Jahre 1520_, 2. ed. (Gotha, 1884).

Like the last mentioned, Wace and Buchheim's English translation

(London, 1896) is incomplete, and besides is not always accurate; the

_Captivity_ is not contained in Cole's _Select Works_. The catalogue

of the British Museum notes no early English translation.

Kostlin-Kawerau's (1903) and Berger's (1895) lives should be

consulted; the former for the historical setting and full analysis,

the latter for a fine appreciation of this as of the other two

reformatory treatises of this year. For the theological development,

beside Kostlin's work mentioned above, and Tschackert, _Entstehung der

luth. und re. Kirchenlehre_ (1910), compare the exhaustive article

Sakramente, by Kattenbusch, in _Prot. Realencyklopadie_, 3. ed., XVII,

349-81. The treatise is here Englished in its entirety, including

those portions of the section on marriage which are frequently

omitted. The homeless paragraph on page 260, whose proper location is

not found even in the _Weimar Edition_ nor in Clemen, we have placed

in a foot-note, following the example of Kawerau.

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