V: 1629-1641

The foreign policy of Charles I during the eleven years of

autocratic rule which followed the dissolution of Parliament in

1629, was conditioned by his lack of money. His schemes were

ambitious and were obstinately pursued, and the charge that has

frequently been preferred against him of inconstancy and fickleness,

though it has a basis of truth, is on the whole unjust. Charles's

projects had to be frequently modified, because he found himself

without the means for carrying them out. In November, 1630, peace

was concluded with Spain. It was his dearest desire to see the

Palatinate restored to the Elector Frederick, and his sister, to

whom he was much attached, freed from the necessity of living as

an exile in Holland; but the cost of a military expedition to the

aid of the Protestants in Germany was prohibitive. He was also

suspicious of French motives and of the policy underlying their

alliance with the Dutch. Perhaps at this time the predominant idea

before Charles's mind was the restoration of the navy to a position

of supremacy in the British seas. His most earnest endeavours

were for some years directed to this end, but its attainment was

seriously threatened by the close bonds which united the powerful

fleets of the Dutch Republic with the growing naval strength of

France.

In these circumstances, he attempted to pursue his father's policy

of seeking to counterbalance the Franco-Dutch alliance by a good

understanding with Spain, through whose intervention with the

Emperor he hoped he might be able to secure for Frederick V some

portion at any rate of his ancestral possessions. In 1631 a treaty

with Spain for the partition of the Netherlands was actually

drawn up, but it came to nothing, and its failure was followed by

negotiations with Gustavus Adolphus. These also were fruitless, for

Charles was unable to offer the Swedish King the military assistance

without which the proffered alliance had no value. Hopes, however,

no doubt lingered in Charles's mind that the phenomenal success of

Gustavus would lead to the restoration of the Elector Palatine to

his rights, but Gustavus was slain at Lützen (November, 1632), and

the disastrous defeat of the Swedes and their Protestant allies at

Nördlingen (August, 1634) gave a decisive superiority in Germany to

the Hispano-Imperialist forces. The Habsburg family alliance had for

the time completely gained the upper hand.

Charles, who had been tentatively making overtures to France, now

turned once more to Spain (October, 1634) with a fresh scheme for

the partition of the Netherlands, and though the time was now

past for any real change in Spanish policy, a treaty was actually

signed (May 1, 1635) by which the English King agreed to assist

the Spaniards with a naval force against the Dutch. He had been

impelled to take this step from fear of French designs. The battle

of Nördlingen had had the effect of drawing the French and Dutch

nearer together in the common dread of a Habsburg predominance. A

treaty of subsidies was at once agreed upon, and it was followed

(February, 1635) by an offensive and defensive alliance between

the two powers. Both France and the United Provinces bound

themselves not to make a separate peace, and it was provided that

the Spanish Netherlands--the southern provinces, by the death of

the Archduchess Isabel, had in 1633 reverted to Spain--should be

conquered and partitioned between the two contracting parties.

Charles had therefore looked to a Spanish alliance as a counterpoise

to a Franco-Dutch supremacy in the 'narrow seas'. He hoped also

that he might at the same time secure favourable terms for his

nephew--Frederick V had died in November, 1632--in the Palatinate.

He was soon to learn by the publication of the Treaty of Prague

(May 30, 1635) that the Emperor had transferred the territory and

the electoral dignity of the Palatinate to the Duke of Bavaria.

Direct negotiations with Vienna, backed, as they were, by no force,

were barren, and Charles was compelled to see in the aid of France,

who had concluded an offensive and defensive alliance with the

Swedes, two months after that with the States, his only hope for the

furtherance of his nephew's interests. Richelieu had now definitely

ranged himself with the two leading Protestant powers in a league

against the house of Austria, and had pledged all the military and

financial resources of France to the task of carrying out the policy

of Henry IV, which a quarter of a century before had been rendered

abortive by the dagger of Ravaillac.

The States judged this to be a fitting time to send over to England

a special envoy, and Cornelis van Beveren, lord of Strevelshoek, was

selected for the post. He set out for London, March 19, 1636. His

instructions were to act in concert with Joachimi and the French

ambassador De Senneterre, in urging Charles to join in a triple

bond with the United Provinces and France for the purpose of making

a combined attack upon Spain. Van Beveren was to point out that

only by such a course could he lend any effectual assistance to his

nephew. It was hoped that Charles Lewis, who was now residing at the

English Court, would use all his influence in forwarding the objects

of the mission.

The negotiations, however, were doomed to take a very different

direction from what had been intended. On April 5 the Secretaries of

State, Windebank and Coke, came to Van Beveren with a communication

from the King. It was to the effect that Charles was preparing

to send out a fleet 'to preserve and maintain his sovereignty

and hereditary rights over the sea, and for the preservation and

protection of commerce', and the Dutch envoy was informed that

no one would in future be allowed 'to fish in the King's seas

without express licence and suitable acknowledgement.' So long a

time had elapsed since the last attempt at interference with the

Dutch fishing that all mention of it had been omitted from the

instructions of Van Beveren; it was hoped, indeed, that the question

would not be revived. On Van Beveren expressing his astonishment at

this sudden change of policy, and asking for the reasons which had

prompted it, he was referred to the recently published _Mare Clausum

seu Dominium Maris_, by John Selden, in which he would find a

complete exposition of the King's rights and of the object he had in

asserting them. This famous work, written originally, as the author

himself tells us, at the command of James I, to establish the claims

of the King to the exclusive sovereignty of the British seas, had

for some years remained unprinted. The attention of Charles having

been drawn to it, he read it carefully, and immediately commanded

its publication. Its appearance in December, 1635, had thus an

official character, for its principles and policy were henceforth

adopted by Charles, as matters demonstrated by irrefutable proofs,

and they were endorsed by English public opinion wherever Selden's

treatise, which rapidly passed through two editions, was read.

Van Beveren, seriously disturbed, at once wrote home for further

instructions, and his fears were not allayed when at an audience,

April 15, the King declined the proffered alliance, and expressed

his wish for a discussion of the question of maritime rights. His

dispatch at this very time of Thomas Howard, Earl of Arundel, on

a special mission to Vienna, showed indeed that he still trusted

to the result of direct negotiations with the Emperor. Arundel

had to pass through Holland, where his presence on such an errand

warned the Dutch that the attitude of Charles was anything but

friendly, and that grave dangers might be threatening them. In

these circumstances the States-General, leaving Van Beveren to

continue his negotiations in England, summoned Joachimi to the

Hague to consult with them as to the course it was best to take

should Charles persist in his purpose. They had need of his advice,

for May 10/20, 1636, a proclamation was issued by the King--'for

restraint of Fishing upon His Majesty's Seas and Coasts without

licence'--which plainly stated the King's intention 'to keepe such

a competent strength of shipping upon Our Seas, as may by God's

Blessing be sufficient, both to hinder further encroachments on

Our Regalities, and assist and protect those our good Friends and

Allies, who shall, henceforth, by vertue of Our Licences (to be

first obtained) endeavour to take the benefit of Fishing upon our

Coasts and Seas, in the places accustomed.'[38]

[38] See note G.

For some weeks no steps were taken to enforce the proclamation, but

on July 20 news reached Van Beveren that an English fleet of fifteen

vessels was ready to sail to the fishing-grounds with orders to

seize as prizes any boats that refused to pay the toll. To plead

for delay was the only course open to the Dutch envoy. He had an

interview with the King in person at Windsor, July 27, but was

able to effect nothing. Charles assured him that the object of the

fleet, so far from being hostile, was intended for the protection of

the fisher-folk especially against the Dunkirk pirates (from whose

daring attacks they had as a matter of fact suffered much during

the past few years), and that the payment of a small toll was but a

recognition of the benefit they would receive. With this doubtful

assurance he had perforce to rest content. On July 31 twelve ships

under Vice-Admiral Pennington actually sailed northwards, and

compelled the fishermen that they encountered--most of the boats

had already returned home, it being late in the season--to pay the

toll. No opposition was made. One of the captains of the Dutch

guard-ships had, however, in consequence of his protest against

these proceedings, been taken prisoner.

The Dutch Government on hearing this news took decided action.

Joachimi was ordered at once to return to England, and as soon as

possible to seek an audience with the King. Armed with instructions,

Joachimi accordingly left Holland, August 18, convoyed by a fleet

under Lieutenant-Admiral Van Dorp. He landed at Southwold, and

finding that Charles was at Woodstock he made his way at once to

that place. The interview took place September 3.

In accordance with his instructions the ambassador expressed their

High Mightinesses astonishment that an Armada should have appeared

in the midst 'of the poor fishers and herring-catchers of these

lands', and had seized one of the captains of the guard-ships and

caused such terror among the fisher-folk that the larger part of

them had fled and dared no longer pursue their avocation. His

Majesty was courteously requested to withdraw his demand for a

licence and to allow the fishers to ply their trade as heretofore,

and it was proposed that a conference should be held to consider

the fishery question in its entirety. Joachimi did not neglect

the opportunity of pointing out how closely the questions of the

fisheries and of the Palatinate hung together. Charles was unmoved

by these representations, and finally, September 9, declined the

proposal of a conference. 'There could be no debating', he said,

'about his Majesty's rights already confirmed publickly before all

the world'. The recognition of his rights was a condition which must

precede negotiation. After discussion with Van Beveren, seeing that

the situation was serious, Joachimi determined to return to the

Hague. His start was, however, delayed by various causes, and he did

not make his appearance before the States-General until November 22.

Meanwhile the aspect of affairs had not improved. Admiral Van Dorp,

who had in the middle of August convoyed Joachimi to England, also

had his instructions. He was first to sail with his fleet to the

fishing grounds to prevent any injury being done to the fishermen.

This accomplished, he was to blockade Dunkirk, and to destroy any

privateers or Spanish ships cruising in the Channel. His orders

were strict, that he was not to allow his ships to be visited or

searched, and during his blockade of Dunkirk he was to keep a

watchful eye upon the fisheries of the land and to protect them

against the Spaniards or any others who should wish to molest them.

These instructions were in fact a direct reply and challenge to the

proclamation of King Charles.

The Dutch herring fleet having recovered from their alarm had

ventured out, as was their custom, about the middle of September,

to the English coasts for a second catch of fish. The Earl of

Northumberland had been charged with the collection of the toll from

them. He had, however, at this time but three ships with him, and

learning that a Dutch squadron of sixteen sail was near at hand he

promptly sent for reinforcements. In response, twelve vessels were

dispatched from the Thames, October 8. Actual hostilities, however,

did not take place. One large detachment of 'busses', not having a

sufficient convoy, was made to pay, the rest were left unmolested.

The English commander finding himself in the presence of thirteen

Dutch war-ships did not venture to attack them. Both sides showed in

fact more caution than aggressiveness. The authorities in Holland,

however, did not approve Van Dorp's attitude and conduct, and he was

requested to resign his command.

The course of events was fortunately to relieve a strain that was

rapidly approaching the breaking point. Charles's negotiations with

the Emperor had led to no satisfactory result. It was at last made

clear to him that by this means there was no hope of obtaining a

restoration of the Palatinate. Van Beveren seized the opportunity of

placing himself in communication with Charles Lewis, at this time

residing in London, with the hope of securing through his aid a

better understanding between England and the States. Charles Lewis

was only too willing in his own interests to act as intermediatory,

and his influence with his uncle was great. His mother, the Queen of

Bohemia, was at this time writing pressing letters to her brother

begging for his active intervention, and it was urged upon King

Charles that the assistance of the Dutch army and navy would be far

more valuable to him than any sum of money that could be extracted

in the shape of toll from the fisher fleet. On the point of the

toll the King showed himself not unwilling to yield, but not one

inch would he concede of his claims to the undisputed sovereignty

of the sea. If he withdrew his proclamation and allowed the Dutch,

as heretofore, freedom of fishing without licence, it would be in

compensation for services rendered in the cause of the Palatinate,

not as a right based upon ancient treaties and long usage. The

Dutch, on the other hand, were keenly alive to all that was involved

in any admission of such a dominion of the sea as that claimed by

the English King, and were determined not to grant it. On Charles's

side, however, financial difficulties at this time rendered any

straightforward course impracticable. The King had not the means to

fit out an expedition for the help of his nephew, and he hovered

hither and thither between divergent policies in the vain hope

that without recourse to a Parliament he could find some way of

furthering the cause of Charles Lewis, without involving himself in

an outlay that he was unable to meet. Scheme after scheme floated

before his mind, all of them equally visionary when confronted with

the stern realities of impecuniousness. From Ferdinand and Philip he

turned to Richelieu. The French armies were advancing in Lorraine

and Elsass, and were co-operating with the Dutch in the Netherlands,

and with the Swedes and their Protestant allies in Germany. For

awhile it appeared as if Richelieu were inclined to an English

alliance. In February and March, 1637, a treaty was indeed actually

drawn up. It is strongly suspected, however, that the Cardinal

was never in real earnest, and only wished to amuse the English

King with negotiations, and thus at any rate keep him back from

purchasing Spain's goodwill on the Rhine by an offer to take part in

a joint naval attack upon the United Provinces. Charles was quite

aware of the solidarity of the bond which united France and the

States, and that a French alliance implied friendly relations with

the Dutch. On February 13 therefore he sent the Secretary of State,

Coke, to Van Beveren, who was still in London, to reopen direct

negotiations. It was now proposed that there should be a combined

Anglo-Dutch naval expedition in which a French squadron should be

invited to participate, which, after driving the Spanish fleets

from the sea, should effect a landing in the Peninsula and dictate

terms to Philip IV. Meanwhile the King expressed his willingness

to allow the Dutch fishermen to pursue their industry along the

coasts of his kingdoms freely and without hindrance. During the

following season the English fleet would blockade the Flemish ports,

but would not appear on the fishing grounds nor make any demands

for licences. But with this latter concession the States were not

satisfied. Such an act of toleration implied that Charles maintained

to the full his claim to the undisputed sovereignty of the sea. He

would not during the time of the allied operations press his rights

to issue licences and exact toll, he only waived them as a favour.

Further than this he could not go. On the question of the _dominium

maris_, despite the earnest entreaties of Charles Lewis, he refused

any compromise. But on the other side there was no less obstinacy.

The Prince of Orange himself wrote (March 1) to Van Beveren, that

he was on no account to commit himself or assent to any terms

unless the proclamation concerning the fishing licences was first

withdrawn. With France the negotiations for an alliance appeared

to be proceeding smoothly, the treaty lay ready for signature, and

on March 4 Charles sent full powers to his ambassador at Paris to

conclude the matter. On the 23rd came the news that difficulties had

arisen, and that France also required that the proclamation should

be withdrawn, at least during the period of the treaty. But Charles,

though the negotiations still dragged on, absolutely declined to

discuss a question which concerned his rights and honour, and so he

now once more lent a not unwilling ear to the tempting offers made

to him by the Spanish ambassador. Spain was willing in return for

an offensive and defensive alliance against the United Provinces

to recognize the King's sovereign rights on the seas, and to hand

over at once the Lower Palatinate. They even went so far as to

promise the surrender of certain towns in Flanders as pledges for

the ultimate restitution of the Upper Palatinate and the electoral

dignity to Charles Lewis. It is extremely doubtful whether these

proposals were serious, in any case they were not seriously

entertained.

The mere prospect of an Anglo-Spanish agreement had, however, the

effect which Charles probably intended it to have in making the

French and Dutch more conciliatory. Negotiations were resumed,

and the fishery question by mutual consent was relegated to the

background. It was finally arranged that a conference should be held

at Hamburg at the end of June to settle the terms of a quadruple

alliance between France, England, the United Provinces, and Sweden.

Terms of peace were to be laid before the Emperor by the four powers

conjointly. In case of their rejection the King of England was to

declare war against Austria and Spain. Everything now seemed to be

working smoothly, and no one doubted that the conference would meet

and that its issue would be favourable. The Dutch fishermen had not

been interfered with, and such was the confidence in the States that

England had now finally thrown in her lot with the coalition against

the house of Austria, that instructions were sent to Van Beveren to

return home where his presence was required.

Nevertheless the Dutch after his recall did not show any eagerness

to proceed. Reflection made them doubtful about Charles's bona

fides. They misliked the high pretensions of the English to the

sovereignty of the seas, for in his insistence on this point the

King was but voicing the sentiment of his people. It was becoming

a really grave issue of practical politics. With astonishment the

Dutch learnt that Charles had even given a patent granting exclusive

rights of fishing off the shores of Newfoundland, and had forbidden

foreigners to fish in those waters without his licence, April, 1637.

If he claimed the right to do this, where was the line to be drawn?

Under pressure from their French allies, Charles van Cracauw, the

ambassador of the States in Denmark, was at length appointed to

represent the United Provinces at the Hamburg Conference, but his

instructions were not drawn up, and he continued to reside for some

time longer in Copenhagen. Throughout the whole of 1637 the Dutch

could not be moved to take any further steps in the matter. In the

letters of Hugo Grotius (at this time Swedish resident ambassador

at Paris) to the Chancellor Axel Oxenstierna many interesting

references are made to the attitude of the States, and it must be

remembered that Grotius not only had access to the best sources of

information, but had an unrivalled acquaintance with the question

which was uppermost in the minds of all Dutch statesmen, the freedom

of the sea and of the fisheries. On June 4, the very day after

the nomination of Cracauw as delegate for the conference, Grotius

writes:--

'The ambassador of the States in England informs me that the

Spaniards there have great power--that they wish that the

restitution of the Palatinate should be regarded as a certain

thing; that they promise aid for the safeguarding of the

possession of the sea against the Dutch. Would that these things

were not true! The same adds that proposals were made by the

Spaniards that after the death of this Bavarian the electoral

law should be altered, conditions were even offered by the

Spaniard to the English, if they could be dragged into war

against the Dutch Republic, which however I do not fear. For I

see that the action of the English is principally directed to

the aim of having their commerce into all nations free and to

deprive others of theirs. The Dutch had formed a hope that the

contest about the fishery would this year be at rest; but I see

that the English envoys, who are here [at Paris] hold that for

uncertain.'

Anglo-Dutch Rivalry During the First Half of the Seventeenth Century being the Ford lectures delivered at Oxford in 1910 · 第 28 / 39 题