CHAPTER IV

THE ROOTS OF GERMAN MUSIC

Dr. Milman, in his great _History of Christianity_, observes that

no religious revolution has ever been successful which has commenced

with the Government. Such revolutions have ever begun in the middle or

lower orders of society. The same is true of other branches of the

intellectual life of man. Neither Governments nor academies and

schools can ever originate anything new in art, politics, language.

All growth springs from the unsophisticated masses; growth is organic,

from below. The blossom must fade, and the seed fall to the earth

before it can bring forth new life. Academical training concerns

itself with the models of the past; its useful work consists in

criticizing, purifying, directing the raw material into something

higher, better, more useful than it was in the rough, as the gardener

produces new and better varieties; but it can no more originate than

the gardener can create new plants; and in perfecting it often

emasculates.

The reason why the Elizabethan drama is so infinitely more impressive

than the technically more perfect drama of the Restoration is that it

is steeped in nature and reality, whereas the later stage represents

men and women under the fashionable conventions of polite society.

"The people" indeed includes high as well as low, but none but the

very strongest natures--a Shakespeare, a Beethoven, a Goethe--can

endure the stress of Court favour. Where the national nourishment from

below is deficient, an elegant artificial semblance may indeed be

forced; but it is felt to be wanting in root and to lack that

spontaneity and universality which are the very life's breath of all

true art and specially mark the art of the people.

In England culture has severed itself entirely from popular life. The

very word "popular," unlike the German _volksthümlich_, carries

the notion of vulgarity. Yet the lower classes among themselves are

never vulgar; they only become so when they copy the manners of those

above them, and their poetry is the very reverse of what we understand

by that word. The _Volkslied_ exhales the very perfume of nature.

It may be uncouth, harsh, weather-beaten, but the perfume remains, and

it is never offensive like the modern music-hall song, which is the

_Volkslied_ of a class that tries to ape its social superiors.

All, or nearly all, our foremost English poets of recent times have

been products of that system of public school and university education

which is justly the pride of modern English upper-class life.

Admirable in many ways as this system is, it is essentially one of

artificial forcing. The routine is rigidly prescribed by fashion, and

is so devised as entirely to exclude all intimate fellowship with the

common people. Nature and reality have no part in English scholastic

life; "good form" and "sound scholarship" count for more than the

heart of man. That such a system fosters character and produces

first-rate men of action and rulers is undeniable, but it is fatal to

poetry, and the poetry which we produce is what might be

expected--refined, highly polished, but artificial and wanting in

sincerity. It bears the same relation to true poetry that etiquette

and polished manners do to truth and nature. To realize the difference

between the poetry of the school and the poetry of nature compare the

faultless English and elegant sweetness of the Idylls of the King with

the vigorous and expressive, but often ungrammatical, prose of

Mallory, or compare Virgil with Homer, Horace with Sappho, a chorale

by Mendelssohn with a chorale by Bach. Or compare a modern refrain

dragged in for no other reason than because the poet has felt that the

form requires a refrain of some kind and has tried to find one that is

suitable--compare such a refrain by Morris or Rossetti with

In the spring time,

The only pretty ring time

When birds do sing,

Hey ding a ding ding.

sung in the very joy of its heart by a childlike and poetic soul. Both

are poetry: but one is poetry of the drawing-room, the other of the

fields and forests; one is pretence, the other reality; the latter is

hardly poetry at all, and cannot be criticized logically; it is rather

human feeling finding its natural expression in verse of greater or

less perfection according to the skill of the versifier, but always

truthful, never posing, using no sophistic formulas, meaning just what

it says.

These preliminary remarks were necessary because I am sure that it is

to the narrow notions of classical elegance prevailing in England, and

to the want of sympathy with nature and the children of nature, that

so many fail to understand Wagner. German art, at least all that was

produced before the Franco-German war, is redolent of nature. When

reading a volume of typically German songs such as _des Knaben

Wunderhorn_ (whether they are technically genuine _Volkslieder_ or

not, is of no consequence) one feels as if one were walking through

a German forest. Even in the art which is necessarily confined within

a room the artist's mind seems to be wandering outside, and the

portrait-painter will admit through some open window or crevice a

breeze from field and forest beyond. In the same spirit the musicians,

and particularly the most German of all, Bach, Haydn, Schubert,

Beethoven, delight in the rhythms of the popular dance. Of all modern

composers Wagner was the most _volksthümlich_; the roots of his

art are in the _Volks-Sage_, the _Volkslied_, and the dance, and the

masses have always been true to him. He makes it his boast that while

intellectuals were raging and warning men not to heed his siren-tones,

the public in Germany, France, Italy, England, wherever the

performance was tolerably adequate, paid no heed, but invariably met

him with the warmest enthusiasm.

Jakob Grimm, in his essay on the _Meistergesang_, illustrates the

deep and pensive innocence of the _Volkslied_ by the story of the

infant Krishna, into whose mouth his mother looked and beheld within

him the measureless glories of heaven and earth while the child

continued its unconscious, careless play. "Such," he continues, "is

the completeness (Ganzheit) of Nature as compared with the halfness

(Halbheit) of human effort."

The condition for the growth of truly popular art is that society

shall present a coherent whole, the upper and lower classes united in

a bond of common sympathy with a feeling of brotherhood between them.

English society was not always so divided as we see it now. We possess

a wealth of popular song which has come down to us from mediaeval

times, a heritage nobler than that of any other nation; But can it be

said that our national life is in the smallest degree inspired by

these songs? They have indeed latterly become a fashion; we collect

them, arrange them with pianoforte accompaniments, listen to them at

concerts. It is a mere fashionable craze, like that for "the simple

life," and differs in no whit from that ridiculed by Wagner in the

Italian opera, and in Meyerbeer, as an attempt to extract the perfume

from the wild flower that we may have it conveniently to put upon our

pocket handkerchiefs and carry about with us, to enjoy the sweets of

nature and care nothing for the soul. To know the _Volkslied_ we

must descend from our fine palaces, and know it in the place where it

grows, and become one with them who brought it forth. We must live

their life, must learn so see what they see, to love what they love,

if we would understand their language.

Precisely parallel is the art in which the English genius specially

delighted, architecture. Noble and simple, learned and lewd, severed

by the Conquest, were united in the church, and our cathedrals are in

the truest sense the creations of the people. Like the _Volkslieder_,

like the great epics and the Icelandic Sagas, these works are anonymous.

No one knows, and no one seems to have cared, who made them. They were

built for the glory of God, not for that of man.

In about the twelfth century in Germany the whole community was one

body, scarcely differentiated into classes as regards their

Intellectual life. There were masters and servants, noblemen and

plebeians, as now, but they followed the same ends, received the same

education, and shared the same amusements. The _Volk_ was the

entire community, from the prince on the throne to the village child.

Literary education was confined to the clerical orders. The word

"ballad," which is, or was, the English equivalent of _Volkslied_,

signifies a dance, and at this early period the bond between dance and

song was still intact; the song was danced, and the dance sung to, as

it is to this day in the Shetland and Faroe islands, and in parts of

Norway and elsewhere. The ballad was a popular composition, in the sense

just described, but this does not mean that ballads grew up of

themselves, as wild flowers. Each owed its origin to some poet, who

composed music and words together. But the people who sang it cared

little for the personality of the poet; so long as his song was a good

one it was received and sung, but he was forgotten. Nor did they show

much respect for his text or tune; they trimmed both as they pleased, cut

away what they did not like, added and altered, changed names, turned

sense into nonsense, or less often nonsense into sense, moved by their

sweet will alone. It can be seen going on now in Germany among

students and foresters, and in all places where they sing. In a society

where men are free to follow their own natural bent, their minds

uncorrupted by books, the public taste is generally not only healthy, but

often very dainty and critical. They will find at least what they like

themselves, and have no need to consult any one else. Thus the

_Volkslied_ was the creation as it was the property of the people in

just the same sense as were our mediaeval churches. The fact that the

authors are not recognizable is vital for this kind of art.

The recreations of the people at this time were "_Sagen, Singen,

Tanzen_," story-telling, singing, dancing, in which all joined,

high and low together; no others were known. At the close of the

twelfth century, a great change began to take place in German song,

partly through the influence of foreign troubadours, but far more

owing to changes in social conditions. The reviving interest in

letters is indicated by the founding of universities in Italy and

France, by the publication of cyclopedias and other educational

treatises. There arises a cultured class outside the Church. When the

nobleman received a scholastic education, and consequently could form

a literary circle of his own, he began to look down upon the ignorant

rustic and popular poetry was affected accordingly. The Courts

attracted a special class of professional singers, the _Minnesingers_,

and it was natural that the more talented among the people should be no

longer content to blossom unknown, but should seek engagement at the

Courts where they were honoured and paid. Thus the _Volk_ was

drained of its talent; the poet becomes famous, art loses its native

innocence and becomes more like what we see it now, where the name

of the poet is of more consideration than the pleasure to be derived from

the poem.

The Court poets of the thirteenth century do not here concern us for

their own sake. Their song was short-lived and eventually withered

under the degenerate _Meistersingers_. But their work was not

lost.

With the decline of chivalry and the disappearance of Court life as a

thing apart the _Volkslied_ began once more to flower. From the

fourteenth century to the sixteenth song was universal, and it is from

this time that the ballads of our collections are mostly gathered. But

now its character has changed; the short period of fashionable

prosperity has not failed to leave its mark. Words, music, and dance

are no longer bound together in such close alliance. The first to part

company from the rest to begin an independent existence is always the

text, which becomes literary poetry for silent perusal or recitation.

Song is then no longer poetry set to music, but rather music

accompanied by verse. Instead of the two being co-ordinate, music is

now first, and the words are only its vehicle. The change was very

gradual, but the _Volkslied_ in its latest and most complete

development is practically an instrumental composition, retaining,

however, its bond with the past on the one hand through the words, on

the other through the _canto fermo_ in the tenor, the familiar

ancient tune round which the counterpoint was woven in a kind of

canonical imitation, first (fifteenth century) in three parts then

(sixteenth) in four, but always with the _canto fermo_ in

rhythmic contrast to the rest of the composition. It has been pointed

out by Liliencron[17] that what appears at first sight to be rhythmic

chaos in the polyphonic _Volkslied_ is really a highly artistic

and effective device for bringing the _canto fermo_--the ancient

tune--into prominence; whilst the other voices are generally in

_tempus imperfectum_ or square time, the tenor is in some other

contrasting rhythm. The standard of musical education must have been

exceedingly high at this period in Germany, since we hear of these

difficult compositions being sung, not only at concerts and festivals,

but in private circles as a common recreation. Indeed, as Sir H. Parry

has observed,[18] the practice of combining several tunes is by no

means so uncommon among people destitute of all musical training as

might be expected. At the present day in Germany, a girl of the lower

classes may often be heard singing at her work while her companion

adds an extempore part with considerable skill.

[Footnote 17: _Deutsches Leben im Volkslied_. Introd., p. xxix.]

[Footnote 18: _Art of Music_, pp. 99 seq. For an account of the

musical culture in England in the sixteenth and seventeenth centuries

see the Introduction to Dr. Naylor's _Shakespeare and Music_, a

most interesting and useful little work.]

The divorce between music and words became complete when songs were

arranged in transcriptions for various instruments. For now the

orchestra and the _Kapellmeister_ have come into being and the

further development of music is instrumental. With the invention of

printing and the influence of the Italian Renaissance with its

humanistic and pseudo-classical ideals the dissolution is completed.

Poems are no longer sung but only read, while instrumental music

follows its own paths alone.

In the Middle Ages instrumental music can scarcely be said to have

existed as an art. Musical instruments--"giterne and ribible"--were

known and played upon. "Fiddlers, players, cobblers, and other

debauched persons" tramped the country and appeared at festivals in

company with jugglers and mountebanks. Towards the beginning of the

sixteenth century, private orchestras were maintained by the noble and

the wealthy. Still the instrumental band held at best but a secondary

place beside the vocal choir. "Harping," says the ancient bard, "ken I

none, for song is chefe of myn-strelsé." The music which it played

differed in no essential respect from that intended for singing;

indeed the part-song was often arranged without alteration for

instruments, and so instrumental technique grew out of vocal technique,

but--and this is important--retaining important rhythmic characteristics

from the dance. Exactly as all stone architecture--Gothic, Classic,

Saracenic--bears the features of its wooden parent, so does our modern

instrumental music reproduce the physiognomy of its origin, uniting the

flowing cantilene of the voice with the marked rhythm of the dance, and

we may notice in any modern instrumental composition how the two are

contrasted together, now the one feature predominating, now the other.

There remains yet another current in the stream of musical development

of at least equal importance with the growth of dance and song. I

cannot here enter fully into the history of ecclesiastical music. We

are only concerned with the influence exerted by Dutch and Italian

composers of the fifteenth and sixteenth centuries upon the

development of later German music.

While pope and prelate cared only for the outer logical shell of

Christian doctrine, which they could use as a weapon in their struggle

for power, art laid hold upon its vital essence. Those politicians who

are in the habit of sneering at Wagner's steadfast belief in the

saving power of art for human society would do well to cast a glance

at the course of each development of the Christian ideal, the

political and the artistic respectively. In the Middle Ages the one

showed itself in councils like those of Nicea and Ephesus, in

political popes like Gregory VII. and Innocent III., in Isidorian

decretals, excommunications, interdicts, tortures, indulgences; the

other in our mediaeval cathedrals, in the poetry of a Dante, the

paintings of a Giotto and a Raphael, the sculpture of a Michael

Angelo, the music of a Palestrina, and our politician might then ask

himself which he thought had been the more beneficial as a social

force. There still remain as our meagre heritage from these times of

"faith," on the one hand the orthodoxy of the Nicene Creed, on the

other certain festivals and celebrations in the cathedral of a small

Bavarian town, little known, scarcely noticed, but still in the full

glory of their pristine mediaeval beauty.

No one who has not attended the celebrations in the cathedral of

Regensburg can fully measure what has been lost for mankind through

the domination of human rationalism in the place of religious

devotion. Here alone in Europe all who will may yet hear the great

masters of the sixteenth century rightly performed with the ancient

ritual, and Gregorian chant that belongs to it, without pretence,

without pomp or pageant, with the single purpose of serving God

worthily in that true spirit of mediaeval sincerity and purity which

our historians are apt to pass over unnoticed in their rancorous

eagerness to proclaim the sins of the Church. The compositions of

Palestrina and his compeers represent music in its highest form as

pure song in its most perfect consummation, attaining as song an

elevation which has never even been distantly approached since. "The

centuries have no power over the Palestrina style," says its

historian; "it can neither fade nor die." Truly does Wagner say we

shall never believe the vocal school which followed it to have been

the legitimate daughter of that wondrous mother.

The predominant feature of this music is harmony, brought forth by the

union, not of sounds, but of melodies--different and contrasting

melodies united in harmony, that is the characteristic of the

polyphonic school, and the rhythm is marked, not by accents, but by

changes of the chords. It is a rhythm of quantity alone, not of accent

and quantity combined, as in the song and the dance and in modern

music. Thus, although dancing was by no means excluded from the church

in early times--its trace still remains in the name choir [Greek:

choros] for that part of the church where the dancing was

performed[19]--its most characteristic element, accent, came to be

banished from the music of the church as something foreign to the

character of religious worship. But the loss was amply repaid by the

wealth and richness which the harmonic structure was able to acquire,

and which was rendered intelligible by that fine and expressive method

of handling the separate voices which we know as counterpoint. This is

not without some interest for us, because, widely as Wagner's

harmonies differ from those of Palestrina, we shall find that they too

can often only be understood through the progression of the voices.

The same is true of Bach's harmonies. Harmony was generated by

polyphony, and not _vice versa_; that is, men first tried fitting

melodies together, not chords, and when they had learned to do this

skilfully, so that they sounded well together, harmony came into

being. It does not follow that the music was unrhythmic because it was

unaccented, and because in writing it was not divided into bars. No

music can be intelligible without rhythm. The rhythmic pulsations are

there; they are distinctly felt by the hearer in the performance, and

in modern editions the barring is always introduced; but it is less

crude, less obvious, through not being enforced by strong accents.

[Footnote 19: Ménil, _Histoire de la Danse_, where an interesting

account of church dancing in the Middle Ages will be found.]

We have already seen how the _Volkslied_ became fertilized by the

polyphony of church-music. At the same time the music of the mass

itself received an important impulse from the _Volkslied_. The

employment of well-known popular song-melodies as _canti fermi_

in sacred contrapuntal compositions had a very beneficial effect upon

those works, inasmuch as it introduced a bit of fresh popular life

into music just at the moment when it was in danger of degenerating

into pedantry and triviality.[20] Possibly the secularization of

church music went too far, and at the Council of Trent the proposal

was very seriously considered whether the music of the church should

not be restricted to the traditional Gregorian chant, which had never

been popular and never will be, because priests cannot ordinarily be

found to sing it properly. The point at issue in this celebrated

discussion really was whether in polyphonic song the words could be

made intelligible,[21] for if not the music would become a mere

decorative feature, and the mass itself unmeaning. Precisely as in the

Wagner controversy of three centuries later, the question was whether

art was a diversion only to be enjoyed for the sake of the pleasure

which it afforded, or whether it had a serious didactic purpose

founded on a reality. It is impossible not to be struck with the

similarity of the issues involved with those of the Wagner struggle.

In both the question was raised whether music could be justified in

detaching itself from its basis--in the one case religious, in the

other dramatic--and assert an absolute existence for itself. Still

closer is the resemblance when we consider the dramatic character of

the Roman ritual, with its sublime conceptions of Real Presence and

Transubstantiation. The ritual during Holy Week, for example, is the

story of the Passion, partly narrated, partly in a sort of idealized

representation. When the solemn moment of the Crucifixion is reached

on Good Friday, when the officiating priests advance in turn to

adoration while the Cross itself lifts its voice in "Reproaches" to

the multitude with Palestrina's music, who does not feel the dramatic

directness of the representation?

Popule meus, quid feci tibi? aut in quo contristavi

te? responde mihi.

_Chor_. [Greek: agios ho theos, agios hischuros, agios

'athanatos.]

Quia eduxi te de terra Aegypti: parasti crucem

Salvatori tuo.

_Chor_. Sanctus deus, sanctus fortis, sanctus et immortalis.

Miserere nobis.

--The chorus answering each "Reproach" alternately in the Greek of the

Eastern Church and the Latin of the Western Church. Such music as this

has quite a different character from that of our concert-rooms; it is

music which means something.

[Footnote 20: Ambros., Gesch., ii. p. 286.]

[Footnote 21: Ambros., Gesch., iv, pp. 14 seq.]

The problem was definitely settled for the church by the music of

Palestrina. But he did not change the course of history, and with his

death in the same year (1594) as that of his great contemporary

Orlando Lasso, his work came to an end. His influence had indeed been

profound, and he left as his disciples and successors men of gifts

scarcely inferior to his own; but the fashion had changed; Italian

humanism and the sway of the Press destroyed worship, destroyed

spontaneity, and by the year 1600 the pure vocal style and the

_Volkslied_ had both passed away.

Our results so far can be very shortly summed up. Modern music has

three main elements, which were fed from three sources:

Rhythm -- Cantilene -- Polyphony.

| | |

The dance _Volkslied_ Church music.

It has been my endeavour in the preceding to show how these three

intermingled with and reacted upon one another. The outcome of all

three has been modern German orchestral music; for the distinctive

music of modern Germany up to Beethoven is orchestral. In saying this,

I have not forgotten the great German song-composers, but even their

work is insignificant beside that of the instrumentalists, and has

been so affected both in design and in technique by instrumental music

as in a great degree to lose its vocal character. The choruses of

Handel and Bach are almost entirely instrumental in character.

The change which came over artistic expression from about 1600 on

implied a deeper and more vital change in the conception of art

itself. Till then men had believed the things they told in their art.

Byzantine saints, Cynewulf's Scriptural legends, German

_Heldenerzählungen_, Icelandic _Sagas_, down to the saints

and angels of the pre-Raphaelites, all represented realities to the

poet; he would have felt no interest in telling of things which he did

not believe to be true. But henceforward we have art for its own sake;

the truthfulness of the subject-matter is of no account; the sole

canon of art is beauty of form; its purpose not instruction but

pleasure.

I know no episode in the history of art that is more instructive than

the birth of the Italian opera. It was typically a product of the

Renaissance, but it came at the very end of that movement, when the

freshness of its early vigour was past, when learning had declined

into pedantry, and its graceful art was lost in _barocco_.

The period of Italian history known as the Renaissance is important

because it brought forth a greater number of geniuses of the highest

rank than ever existed together in any country before or since, except

perhaps in the great time of Athens. But in itself it was a falsehood.

It was an attempt to revive former _Italian_ greatness,

forgetting that the greatness of Italy had been exclusively military

and political, whereas the modern movement was literary and artistic.

It committed the blunder of confusing together under the term

"classic" two very different forms of culture, the Greek and the

Roman, very much as we now group Hindus, Moslems, and Chinamen

together as "Orientals." All that was really great in art was Greek,

but they were content to receive it through the tradition of the most

inartistic nation that ever lived. Far indeed were the Renaissance

humanists from the noble simplicity of Hellenic art.

The Renaissance movement in Italy was not only, like the German

Reformation, anticlerical; it was atheist and immoral, at least in its

later degenerate period, and it is likely that the representatives of

the latest modernism who met and aired their views in the Florentine

salons at the end of the sixteenth century, were inspired as much by

hatred of religion, or by what is called love of freedom, as by

enthusiasm for art. Hitherto the Renaissance had taken little notice

of music. It was a barbarian art; how could Florentine exquisites,

disciples of Machiavelli, men of the vein of Lorenzo di Medici, Leo

X., and Baldassari Castiglione be expected to occupy themselves with

the art of men bearing such names as Okeghem or Obrecht? Popes and

Cardinals, however, had shown themselves much better connoisseurs of

art than the humanists, and had brought these barbarians to Italy, had

given them high appointments and become their pupils. The fact that

the antipathy of the humanists to music was extended to that of their

own great countrymen, to Palestrina, Vittoria, Suriano, cannot be

entirely accounted for by their dislike of everything clerical, still

less by want of taste. The cause lay far deeper. It was the transition

from the old order to the new, from mediaeval faith to modern

rationalism, from art to science.

Art and science both contemplate Nature, and seek to turn her gifts to

account to better and ennoble human life. Art accepts the beautiful

objects of Nature as they are, without questioning. The artist says:

"Let me lead you by the hand; I have seen something new and beautiful;

here it is; try to see it too, with my help, that we may both enjoy it

together." But he uses no compulsion; with those who turn a deaf ear

to him he is powerless. Science on the other hand tries to compel

belief by irresistible processes of logic; the scientist's axiom is

that if the premises be true the conclusion _must_ follow, and he

pours scorn upon all who refuse assent to his interpretations,

denouncing them as ignorant, superstitious, if not wilfully blind and

perverse. Mystery, according to the ancients the beginning of

philosophy, has no place in science; what cannot be explained is

superstitious and must be rejected as false. The source of art, as of

religion, must be sought not in the ineffable, incomprehensible

phenomena of nature, but in the human mind, in reason, to which all

art must conform.

This was the spirit in which the founders of the _nuove musiche_

sought to carry out their reforms; their intolerance rivals that of

Lucretius or Haeckel. It is impossible to suppose that men of their

highly-cultured aesthetic sense were deaf to the purely musical beauty

of polyphony. They were trained in its school, and had employed it

themselves most skilfully in their madrigals. It was the _mystery_ of

the mass and of its attendant music which they detested.

Another consideration must be added. Hand in hand with this

rationalizing tendency, indeed only another phase of the same

phenomenon, is the striving for self-assertion of the individual,

which is the mark of all progress towards higher civilization. The

contrapuntal mass or motet expressed the commonwealth of the Church,

where the individual disappears, absorbed in the community. The

_nuove musiche_ sought to emancipate the individual, and allow

him to express his own independent existence. Thus the progress of the

modern musical drama presents an exact parallel to that of the Greek

drama, from before Thespis onwards, except that here the change from

lyric to dramatic representation was slower, because, there being no

preconceived plan or model for the reformers to work by, the

development was gradual and natural instead of violent.

The year 1600 marks with considerable accuracy the transition from the

old order to the new. The two greatest masters of the old school had

recently died, and with them their work expired. At the wedding of

Henri IV. of France with Maria de' Medici in Florence, in that year,

was performed the opera _Euridice_, the joint work of Caccini and

Peri, which is the starting-point of the new music.

The details of the invention of the _nuove musiche_, the ideas

which brought it forth, how these were nursed in the salons of

Florentine noblemen, especially in that of Bardi Conte Vernio, are all

well known. They did not proceed in the first instance from musicians,

but from scholars, who, having read in the course of their studies

about Grecian (or Roman--it was all the same to them) dramatic music,

determined to add to the other accomplishments of the new order that

of reviving the ancient drama with its music. They were vehement in

their denunciations of the barbarous institutions of counterpoint and

loudly called for a return to the only true principles of music as

taught by the ancients. With this end in view they drew into their

circle the most gifted musicians whom they could find, and expounded

to willing and zealous ears the principles of music as embodied in the

rules of Plato and Aristotle, omitting, however, to state where they

found them in the works of those philosophers. The first result was

the opera, or operas (for there seem to have been two, one by Caccini

and one by Peri, welded into one) _Euridice_ performed at the

royal wedding. It was followed by other similar works and the series

has continued in unbroken course for three centuries, through

Monteverde, Carissimi, A. Scarlatti, down to our own time. The

physiognomy of the early operas of the classic revival is still

distinctly traceable in Rossini, Donizetti, and the early Verdi, after

whom its career was suddenly cut short almost in the height of its

fame by the publication of the first part of Wagner's _Oper und

Drama_ in 1851.

From the very beginning the Italian opera was what it is now,

frivolous, insincere, imbecile. Its sole function was, and always has

been, to help idlers of the upper classes to while away their

evenings. The absurd notion of a Platonic music was rivalled by the

absurdity of the composition. The inane dialogue was made up of

interminable recitative, in the midst of which an occasional

chorus--introduced in conformity with supposed classical

practice--must have come as a most refreshing relief; for choruses

they could write. It was dramatic in so far that it was provided with

all the paraphernalia of the stage and that the singers walked about

as they sang. Possibly, too, the performers had some initiation into

modern methods of operatic acting, and would raise one arm at the word

_cielo_, two arms at certain other words, etc.; but it would be

hard to detect any living dramatic idea in those mythological heroes

and heroines, Dafnes, Amors, Tirsis, Ariannas dressed up as stage

shepherds and shepherdesses. The only _raison d'être_ of the

music in the minds of the fashionable audience was--then as now--to

provide a stimulus for conversation and flirting, or a pleasant

diversion in the intervals of their business transactions.

But it is easy to ridicule the follies and failures of men who were

striving after an ideal. More profitable to us it will be to trace

what substantiality their dream of dramatic revival really possessed,

and if we strip it of the false garment of classicity in which it

masqueraded, and of its self-asserting intolerance, there is no

question that, whatever the results of the efforts of these reformers,

their intention was admirable. They themselves, the composers, were

deeply in earnest; their objects were not what they supposed, but they

were entirely worthy, and though we may wonder at their failure to

appreciate the entrancing beauty of polyphonic music, we must admit

even here that their objections were not without some force. To

realize this we must transfer ourselves in imagination to their

conditions and endeavour to consider the problems from their

standpoint, remembering how they were impelled by the irresistible law

of progress, the assertion of individualism, and by the desire for

dramatic treatment.

The main objection brought by the reformers against polyphony was that

the elaborate imitative treatment of the voices made the words

unintelligible. We may remember that exactly the same objection had

already been raised at the Council of Trent by clericals themselves.

Vocal music alone, the reformers contended, can be recognized as true

music, for music is essentially language and rhythm, and only in the

last place tone.[22] Consequently, _right declamation_ is of its

essence. On this ground they objected to mixing together high notes

and low, fast movement and slow, to dividing a syllable between many

notes, to repetition of words and phrases. Especially significant is

the advice given by Vincentio Galilei to composers to study the

expression of gifted actors.[23]

[Footnote 22: Ambros., iv, p.165.]

[Footnote 23: _Ib._., p. 170.]

It is impossible not to treat seriously a movement founded upon such

arguments as these. They are in the main incontrovertible. We seem to

be breathing the very atmosphere of Wagner, and it would be scarcely

too much to say that the humanist movement of the Bardi salon was in

its _intention_ the forerunner of the German movement dreamed of

by Herder, Schiller, Jean Paul, and accomplished by Wagner, who at

last succeeded in finding what the others had sought, namely, the true

relations between words, music, and acting. Even the idea of

concealing the orchestra originated with them. Why, then, did it not

succeed? Why did the very name of Italian opera become a by-word for

all that is frivolous and inartistic in dramatic art? The answer must

be sought in the dictum of Dean Milman quoted at the beginning of this

chapter. Art is an organic growth, and cannot be created by authority.

A drama which has been manufactured by fitting together words, action,

and music in such manner as appears right to the composer, or

according to models, real or fanciful, however skilful be the

execution, is no drama; it lacks the breath of life; it is not a

living organism, but an artificial counterfeit.

In Wagner's theoretical writings there are few things of more

practical importance than the principle repeatedly insisted upon that

a work of art is not a production of a gifted artist which he exhibits

for his audience to criticize, and either to admire and enjoy or to

reject according to their capacities, but is a mutual interaction, a

conversation as it were between the artist and his public, _to which

both contribute_. Nor is art a diversion to be taken up as a

relaxation after the fatigue of serious work, but a labour requiring

the best efforts of the hearer's faculties. Every artist worthy of the

name has something new to say, something which has not been heard

before, but is characteristically his own, and cannot be understood

without an effort. Artist and hearer must co-operate together towards

a common end. Wagner's first purpose throughout his life was to

educate his public, or, to use his own phrase, prepare a soil in which

his art could flourish. Whenever an attempt is made to create an art

by authority, whether it be Court patronage, theoretical exposition,

or any other form of authority, this important principle is forgotten.

The would-be teachers of the people scatter the seed irrespectively of

the soil, and the attempt, however laudable, is ill-timed.

The subsequent history of the Italian opera has been told by Wagner

himself in the entertaining pages of the first part of his _Oper und

Drama_, which should be carefully read by all who wish to gain a

distinct understanding of his aims. A useful supplement to Wagner's

treatise will be found in a conversation which took place between him

and Rossini in 1860, a "scrupulously exact" account of which has been

published forty-six years after it took place from notes taken at the

time in a pamphlet by E. Michotte of Brussels.[24]

[Footnote 24: Paris, _Librairie Fischbacher_, 1906.]

It would have been impossible for the opera to continue as it had

begun. People would not have gone to the theatre to hear dreary

recitatives, and from the very first we hear of concessions being made

to the singers--i.e. to the audience. By degrees there forms itself

that peculiar kind of vocal melody which we recognize to-day as

distinctively Italian. Not, be it noted, melody proper, which is the

very truest expression of the human soul; not the melody that was

known to the great Germans, but "naked, ear-tickling, absolute melodic

melody; melody which is nothing but melody; which glides into our

ears--we know not why; which we sing again--we know not why; which

to-day we exchange for that of yesterday, and forget to-morrow--still

we know not why; which is sad when we are gay, merry when we are

sorrowful, and which we yet hum--just because we know not why."

Let us not be misled by Wagner's bantering description into despising

Italian melody and supposing it to be a thing utterly worthless. True,

it has not the musical elevation of German melody. The little

Neapolitan urchin who basks all day in the sunshine, sings, steals,

and is ready to drive a knife into his companion, is not perhaps as

high a type of humanity as the English public-school boy. Nevertheless

he has a charm entirely his own, and his large round eyes will make

you forget his sins. Woe to art and to mankind when our hearts are

closed to such influences! Italian operatic melody is the expression

of Southern Italian individuality, and has in its very irresponsibility a

certain fascination different from that of the far nobler German music.

Wagner waged warfare, not against the Italian opera, not against

operatic composers, but against impostors and sophists, and while

trampling upon the serpent in his own path he was as little likely to

remain untouched by the good-natured lovableness of the Italian as

he was to slight the high intelligence, the artistic receptiveness and

thoroughness of the French. On reading his works it is hard to escape

the impression of a lurking fondness for Rossini on Wagner's part,

even while he is making game of the whole school. Above all, Italian

melody possesses one quality which is the highest of all in melody--it

is eminently singable. No German, unless perhaps Handel, ever

understood the human voice as did the Italians. Wagner's own

words leave no doubt as to what he thought. In one of his earliest

writings he utters a prayer that German composers may one day write

such melody and learn such treatment of the voice as are found in

Bellini's _Norma_. But, like Odysseus, he stopped his ears to the

siren-song (his own expression) while at the same time learning from

it and assimilating what was good therein. Wagner's vocal melody was

largely modelled on that of the Italians. Tristan itself was conceived

for Italian singers, and the part of Isolde was originally intended

for Mdlle. Tietjens. He even adopted Italian mannerisms, operatic

turns, trills, suspensions, cadences, and bravura tricks. We may

follow how these Italicisms appearing in all their banality in his

earlier works become more and more expressive as his style develops.

[Music: _Rienzi_, ACT V.

Du stärk-lest mich, du gabt mir ho-he Kraft]

[Music: _Tristan und Isolde_, ACT III.

Won . . . ne Kla-gend]

Cadences of the common Italian type with 6/4 chord or suspension swarm

in _Tannhäuser_ and _Lohengrin_. In _Tristan_ they never have the

stereotyped character which they have in his earlier works.

[Music: _Lohengrin_, ACT II.

Ein Glück dass oh-ne Reu]

The finer characteristics of Italian melody, that easy tunefulness

which seems to have sprung naturally and without effort out of the

mechanism of the vocal organs, is above all noticeable in the music of

his noblest creation, Brünnhilde.

[Music: _Walküre_, ACT III. SCENE I.

O heh re-stes Wun-der]

[Music: herr - - - lich-ste Maid]

[Music: _Siegfried_ ACT III. SCENE III.

Sieg-fried-es Stern ... Sie ist mir e-wig, ist mir

im-mer Erb' und Eig - en ... Ein ... er ist mir]

The flower-maidens' chorus in _Parsifal_ might be called the

apotheosis of Italian song. What Wagner means by his scathing ridicule

of the Italian opera and Italian melody, is not that it is worthless,

but that it has no meaning. In short it is not the drama.

We recognized the radical fault of the Italian opera to be its

subordination of the drama to the music. In opposition to this it has

been asserted that the music aids the drama by carrying on the action.

Let us examine this by the light of one example, the well-known

seduction scene of Zerlina in _Don Giovanni_. The form of music

as such is determined by rhythmic repetitions of themes, varied or

not. The scene is full of dramatic charm and has great capabilities.

Don Giovanni begins insinuatingly: "Give me your hand, Zerlina; come

away with me to my castle." The timid peasant girl at first hesitates.

"No, no," she replies, "I dare not--yet how I should like to!--but

what would Masetto say?" All this is in the most winning and seductive

melody; it is exactly the tone in which a young nobleman and a rather

coquettish but entirely innocent young girl would express themselves.

The situation becomes warmer; Don Giovanni is more pressing--he puts

his arm round her--he is just about to kiss her, when suddenly the

scene begins over again from the beginning with "Give me your hand,"

etc., and the whole episode is rendered absurd! Up to this point we

have been so transported by the interest of the scene and the

appropriateness of the expression that we almost feel ourselves to be

taking part in it, but the repetition checks our feelings like a

douche, by the necessity felt by the composer of preserving the

musical form. Had the action and the music been carried right through

to the second part, Zerlina's inexpressibly tender

[Music: An-diam!]

would have been most thrilling, and the way would have been naturally

prepared for the entry of Elvira just in time to save her.

Absolute or instrumental music requires the strict form which is

effected by means of balanced repetitions in order to supply that

intellectual element without which it cannot be understood, and which

in vocal music is afforded by the words. The drama needs no such

restrictions and cannot endure them. Human actions are not subject to

mechanical laws; they are intelligible in themselves, but cannot be

measured out. Human life is a continuous whole, one action leads

naturally on to another, without any break, and to attempt to range

the actions of men and women under schemes of arias, cavatinas, duets,

choruses, each existing for itself and sharply separated from all

others, can only render them unintelligible and ridiculous.

Wagner's "Tristan und Isolde": An Essay on the Wagnerian Drama · 第 4 / 11 章