Mr. CHAYES. I think we have the----

Mr. DULLES. Would that have covered Oswald? That is what I am

interested in.

Mr. CHAYES. Yes; well, it was in fact designed to cover Oswald, so

that----

Mr. DULLES. It probably would have.

Mr. CHAYES. It would, but defector is not a statutory term or one that

has real technical significance. I have said in my own discussions with

people who have asked for guidance in administering this memorandum and

others that it is not necessarily related to an attempted renunciation

of citizenship or anything else. It involves the kind of thing that if

there were a war on would be treason.

In other words, it involves something like aid and comfort to the enemy

or attempted aid and comfort to the enemy. The only thing is the enemy

isn't technically an enemy because we are not at war. But that requires

some judgment to decide which ones you put in and which ones you

wouldn't.

Mr. DULLES. There is a definition we could get though and put it in the

record.

Mr. CHAYES. No, no.

Mr. DULLES. There is no definition?

Mr. CHAYES. If you look at the Schwartz memorandum, it says that the

Oswald case highlights the necessity of maintaining up-to-date lookout

cards in the files of the Passport Office, "for persons who may have

defected to Communist countries or areas or redefected. Subsequent to

the Oswald incident, I requested the Department of Defense to furnish

this office with identifying information on military personnel in this

category. Information with respect to these military personnel has now

been received from all three services and copies are attached.

"On the basis of the attached information, please bring up to date the

lookout cards of the Passport Office."

And then it simply lists the names of the people that came over from

the military.

Mr. COLEMAN. Mr. Chayes, is the document we have marked Exhibit No.

951, the standard operating notice as of February 28, 1962?

Mr. CHAYES. Yes.

Mr. COLEMAN. In the attachment in category K you have "Known or

suspected Communists or subversives" as a category on which there

should be a lookout card.

Mr. CHAYES. Yes.

Mr. COLEMAN. Wouldn't Mr. Oswald have fallen in that category, based

upon the passport file?

Mr. CHAYES. I don't think so. There is nothing to indicate that he

had ever been a member of the Communist Party. Maybe you would have

regarded his Fair Play for Cuba activities as falling within the notion

subversive. I have to say that I think K dates from an earlier period

before the Kent Case, in which we were denying passports very broadly

to a category of people who might be called subversive. Rockwell Kent

himself, Brehl, the other defendant, people as to whom there was no

real membership information, but who had generally, what had been

thought of as having subversive views or connections.

With the Kent and Brehl cases, it may well have been that that category

fell into some desuetude. I think it is worth inquiring of Miss Knight

whether that category was maintained after the Kent case, or whether we

simply took those out.

Mr. COLEMAN. In the Commission Exhibit No. 951 you also have another

category, category R, which reads: "Individual's actions do not reflect

to credit of U.S. abroad." Would you say that based upon the Oswald

file as it existed in the Passport Office as of June 1963, that he

would not fall in that category?

Mr. CHAYES. I don't think so when you are thinking about what this

means. I don't think one person in a billion abroad knew Oswald or

had any such experience with him or anything else. This isn't really

a reflection on the United States. I suppose if you construed it that

way, if somebody got drunk on the Champs Elysees he ought to be in that

category. I don't think you can really construe it that broadly. It has

to mean I am sure someone who has a really notorious course of conduct

like the kind of thing that I summarized for you on the three people in

the so-called other category when we were talking to earlier--my letter

of June 6.

Representative FORD. If you really are equating someone who is

intoxicated in Paris with Oswald----

Mr. CHAYES. No; I am not equating them in the quality of their conduct,

but for the purposes of this category "Do not reflect credit on the

United States abroad" I think what that must involve is some very

notorious course of conduct which a lot of people have had a chance

to see, which has somewhat serious consequences of the kind that I

summarized here "convicted for attempting to acquire knowledge of state

secrets in Germany, fraudulent schemes, convicted for fraud," that kind

of thing.

Here is a fellow who left a trail of bad checks, using his passport as

identification and claiming to be a U.S. employee. All I am saying is

that category R, although it is a catchall category, I would conceive

is construed or should be construed narrowly.

Let me say further, I probably should not be testifying to this so

much anyway because these categories are guidelines, are operational

guidelines. They don't have legal consequences. And I think you ought

to ask Miss Knight, who has the operational responsibility, whether the

way I conceive this is correct. I may misconceive it, but I think in

essence these categories are related to grounds of disqualification,

and unless the conduct specified comes within the range of being a

ground, a basis for disqualification, I don't think the lookout card

would be made up.

Mr. COLEMAN. Don't you have a category X, which is called "catch card,"

denotes limited lookout validity, not necessarily refusal situation?

Mr. CHAYES. Yes.

Mr. COLEMAN. So perhaps Oswald could have been put in there, couldn't

he, in that category, based upon the file?

Mr. CHAYES. It is possible, and I suppose that is exactly what we are

now doing with defectors.

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