I would say then it must have taken place on the 11th of July.

Mr. COLEMAN. It is your testimony, therefore, that Commission Exhibit

No. 959, which is the petition to classify status of alien for issuance

of immigrant visa, was prepared on July 11, 1961?

Mr. McVICKAR. Oh, yes; that is correct.

Mr. COLEMAN. That was probably the day that Marina came into the

Embassy?

Mr. McVICKAR. Probably the day she came into the Embassy, and probably

the day on which I interviewed her.

Mr. COLEMAN. And, therefore, the notes, Commission Exhibit No. 945,

were apparently made on July 11?

Mr. McVICKAR. Yes; apparently made then on July 11. They formed the

basis of this later communication of August 28, and I now think that

the reason that this was not done sooner, was because it was not an

urgent matter, because they had not yet received exit visas, and we

were in the process of processing cases that had received exit visas,

and were ready to go, and no one could tell when they might get Soviet

exit visas.

Mr. DULLES. Which is the chicken and which is the egg here? I mean, do

you get your exit visas before you know whether you are going to get

into the country of destination, or do you get your permission to go to

the United States before you get your exit visa?

Mr. McVICKAR. In an ordinary country you would apply for your American

visa, and then apply for your exit visa, or permission to depart from

the country, after you had your American visa.

But in this case, in the Soviet Union, it was reversed because it was

so difficult to get exit visas.

The American Government never bothered with any of its papers other

than to just take record of the interest of the people, until after

they had received permission to depart from the Soviet Union at which

point we processed their papers expeditiously.

But usually there was very little done in the American documentation

until after they had received an exit visa from the Soviet Union.

Mr. COLEMAN. Sir, you then on August 28, 1961, prepared the Operations

Memorandum which has been given Commission Exhibit No. 944; is that

correct?

Mr. McVICKAR. Yes; that was the date of the memorandum.

Mr. COLEMAN. Now in that memorandum you indicated that Marina had been

in to see you; is that correct?

Mr. McVICKAR. The memorandum does not specifically state that. It

merely gives data necessary to the determination by the Department of

State of the legal status of this individual.

Mr. COLEMAN. Now as the wife of an American citizen, I take it Marina

would have the right to come into the country under a nonquota status?

Mr. McVICKAR. Yes; that is correct.

Mr. COLEMAN. What were the sanctions imposed by section 243(g), which

you referred to in the memorandum?

Mr. McVICKAR. There is a provision 243(g), section 243(g) of the

Immigration and Nationality Act, which provides that countries

which--and I am just taking this from memory now--which do not accept

either at all or readily, I suppose, deportees from the United States

may not be granted, the nationals of those countries may not be granted

immigration visas.

There is, however, a procedure for waiving these sanctions in

individual cases, and as I recall the regulations, there was a

procedure for waiving these sanctions in the cases of relatives of

American citizens, and in the case of Soviet citizens who wanted to go

to the United States.

So Soviet citizens who were relatives of American citizens could

receive a waiver of these sanctions.

Is that clear?

Mr. COLEMAN. If the sanctions had not been waived, what would be the

effect of refusing to waive the sanctions?

Mr. McVICKAR. If the sanction was not waived, the effect would be a

denial, in effect, by the Immigration and Naturalization Service of the

Department of Justice, of authority to issue the visa.

The exact legality of this I am not sure, but I know that we couldn't

issue the immigration visa because she would not be admitted at the

port of entry.

Mr. COLEMAN. Would that mean that Marina could not have come to the

United States?

Mr. McVICKAR. It would mean that she could not enter the United States,

but it would not mean that she could not depart from the Soviet Union

if she had a Soviet visa. And, presumably, maybe at some later time

this----

Mr. COLEMAN. Couldn't she have gone to say, Brussels, for example, in

Belgium?

Mr. McVICKAR. And then applied for a visa there? This may be.

Mr. COLEMAN. Did you have any discussions when you were in the Embassy

as to whether if the sanctions imposed by section 243(g) were not

waived, that you should send her to Brussels and let her get a visa

there?

Mr. McVICKAR. I think that the record shows that there were such

discussions, but they did not take place during the time I was there.

Mr. COLEMAN. When did you leave?

Mr. McVICKAR. I left on September the 1st of 1961.

Mr. COLEMAN. In this memorandum which is Commission Exhibit No. 944,

you indicated that you thought a favorable advisory opinion and

approval of the petition is recommended, together with a waiver of the

sanctions.

Mr. McVICKAR. Imposed by section 243(g) of the act, yes. This was a

routine request which would have been made in any similar case using

almost exactly that type of language.

In short, this was the two actions that we had to receive from

Washington in order to be in a position to issue this visa.

Mr. COLEMAN. The first action to get the petition granted, that

depended upon whether she was ineligible, because she belonged to a

Communist organization, didn't it?

Mr. McVICKAR. Yes; that is exactly right.

Mr. COLEMAN. As to that in your memorandum you indicated that since she

belonged to the Soviet trade union for medical workers, because she

had to belong to that to get a job, that you would recommend that the

membership be considered involuntary.

Mr. McVICKAR. Yes.

Mr. COLEMAN. Under section 212(A)(28)(i) of the act?

Mr. McVICKAR. Yes; that is correct.

Mr. COLEMAN. Is it the general practice to indicate that such

membership is involuntary when it is connected with employment?

Mr. McVICKAR. Yes; there are instructions from the Department giving

guidance to officers in general terms, that indicate that membership

in mass organizations, such as a membership in a trade union, in

connection with one's work, that this membership is ordinarily

considered to be involuntary, may be considered involuntary.

However, the instructions are also that all of these cases must be

referred to Washington with the facts for a determination to be made,

and, of course, it might well be that under some unusual circumstances

if there was some indication of voluntariness, that, you know, such a

membership would render the person excludable.

Mr. COLEMAN. Now you referred to Department instructions. Are those

instructions found in the confidential appendix, appendix A to the visa

regulations of the Department in 22 CFR 42.91A28 note 3, last issued on

December 9, 1960?

Mr. McVICKAR. Yes; I believe so.

Mr. COLEMAN. Would you be kind enough to read into the record the

instruction referred to?

Mr. McVICKAR. I am reading here from the Department of State's report

to the Commission, and it cites the text of that. Do you wish me to

read it over?

Mr. COLEMAN. Yes.

Mr. McVICKAR. All right, it says this looks like it is "Note 3.3.

Membership in mass organizations rank and file membership in proscribed

mass organizations, in Communist and Communist controlled countries

may in general, if police repression or political or economic

discrimination is or was the coercive factor bringing about such

membership, be considered involuntary within the meaning of section

212(a)28I(i) of the act unless the alien actively participated in

the organization's activities or joined or remained connected with

it because of political or ideological conviction. When an alien

is refused a visa because of voluntary membership in a proscribed

organization of this type the report submitted to the Department

pursuant to appendix A22 CFR 42.13 on note 1 should show the

circumstances leading to the decision."

I should note that the text of that is confidential, as a part of

confidential appendix A.

Mr. COLEMAN. After you interviewed Marina and took the facts, that you

determined that her membership in the Soviet Trade Union for Medical

Workers was involuntary?

Mr. McVICKAR. It appeared to be involuntary.

Mr. COLEMAN. Suppose Marina had told you that she was a member of the

Komsomol, what would you have done then?

Mr. McVICKAR. That comes under a more complicated type of instruction.

The membership in the Komsomol may be found to be involuntary and is on

occasion found involuntary. But you have to investigate more carefully

under the regulations into the nature of the membership, because

whereas if a person is a member, works in a factory, everybody in the

factory belongs to the trade union.

But if you are going to the university, not everybody is a member of

the Komsomol, although a high percentage of them are.

If you are going to say high school, why their membership in the

Komsomol is even more in the nature of a minority, and so I had

experience in this same matter considering visas for a number of

different wives of American citizens, and when the Komsomol was

involved, why the results varied considerably.

In some cases it was found that membership in the Komsomol was

completely routine and merely because the people really were hoping

to get a decent education and a good job and didn't participate in it

actively.

In another case I recall, particularly a girl who had been one of the

leaders in the Komsomol, and this was clearly beyond the definition of

involuntary, and this was part of, was a consideration which entered

into the denial of her visa in Washington.

Representative FORD. In that case, the latter one, there was a denial?

Mr. McVICKAR. There was a denial, yes, but this was because--and

it is a difficult thing to be in a position to say that somebody's

wife shouldn't go with him to the States, but this was the law and

the question was looked into with a great deal of detail, and based

largely upon this particular other person's statements in a number of

interviews, why it is clear, the facts.

Mr. COLEMAN. Sir, after the memorandum of August 28, 1961, which is

Commission Exhibit No. 944, did you have anything else to do with Lee

Oswald or his wife Marina?

Mr. McVICKAR. No; I don't think so, because I left almost immediately

afterward, and I had nothing more to do with the case.

Mr. COLEMAN. When you made the decision: (1) That Marina's petition for

immigration should be granted, and (2) recommended that there should be

a waiver of the sanction provided by section 243(g), did anyone tell

you or request that you make this decision?

Mr. McVICKAR. Now one thing. I want to be sure we are accurate on my

function. I was merely recommending these things. I was not making a

decision. I was recommending a favorable advisory opinion from the

security point of view from the Department of State. I was recommending

the approval of the visa petition to grant her the status under the

quota system of the wife of an American citizen, and I was recommending

that the immigration service waive the sanctions imposed by 243(g),

principally because she was the wife of an American citizen.

But this was my responsibility to make these recommendations, and I

did so of my own free will as the officer-in-charge of this particular

aspect of the case.

Mr. COLEMAN. No one called you and asked you to do it?

Mr. McVICKAR. No, no; it was my responsibility to look into the matter

and make the recommendation and I did.

Mr. COLEMAN. And did you have any other facts in your possession or in

your knowledge other than those which were set forth in the memorandum

dated August 28, 1961, concerning whether Marina was eligible for

admission as a nonquota immigrant?

Mr. McVICKAR. No; as far as I know the facts are as stated right there,

and these facts were obtained from here on the basis of an interview

with her, a personal interview.

Mr. COLEMAN. I have no other questions.

Representative FORD. Mr. McVickar, in your memorandum dated April 7,

1964, in the first paragraph you say: "Although I now regret that I

made no notes on this even then unusual case, the following points seem

to me to lend weight to my suggestion especially considering the youth

and relative inexperience of the subject."

Was the Oswald case in October of 1959 a then unusual case?

Mr. McVICKAR. Yes; because we had had only a few people in the category

of defectors, and at that point I think we might have had--this was

the third one that had come up since I had been there, and the other

two were much less aggressive, much less determined, and much less

self-possessed people.

One of them turned out to be suffering from various mental diseases,

and another one was a very weak individual who had been sort of lead

astray by some Russian female agent, but this was a man who had, you

know, he came directly and walked in, slammed his passport down. It was

an unusual case from the very beginning.

Representative FORD. In the next paragraph you discuss in this

memorandum the entry of Oswald into the Soviet Union through Helsinki.

Is there any other port of entry into the Soviet Union that is

comparable to Helsinki in the context you are using it here?

Mr. McVICKAR. Well, yes; there are a number of other ways to get into

the Soviet Union. I would think by far the most used one is to arrive

at the airport in Moscow. And then frequently used by people who have

not very much means, would be to come by rail from Western Europe by

way of Warsaw and the port of entry in that case is Brest. One could

also come by sea into Odessa. It would not be unusual to arrive by air

in Leningrad.

Representative FORD. But in this memorandum in that paragraph you say,

"He would have to have known the not too obvious fact that Helsinki

is an unusual and relatively uncomplicated point of entry to the

Soviet Union (one that the Soviets might well choose, for example, if

arranging the passage themselves)."

Mr. McVICKAR. Yes.

Representative FORD. Is there any other port such as Helsinki, in the

context you are using it?

Mr. McVICKAR. I am sorry, I hope I haven't confused the record. Of

course, when you are actually talking about a port of entry, Helsinki

is not a port of entry. It is a point of departure for the Soviet

Union, and you could come in and land at the Moscow airport from

Helsinki.

What I think--what I was referring to is a point of departure for the

Soviet Union which would then be more likely to be Copenhagen, for

example, or Warsaw or Vienna. Helsinki is a frequently used one, but it

is way up north and it is----

Mr. DULLES. Wasn't he traveling by boat, however?

Mr. McVICKAR. He traveled by boat to Helsinki.

Mr. DULLES. That is where the boat went?

Mr. McVICKAR. That is right.

Mr. COLEMAN. No; he traveled by boat to Le Havre, France. He then went

by boat from there to London but then he flew by plane from London to

Helsinki.

Mr. DULLES. He did? He went by plane?

Mr. McVICKAR. I didn't realize that. But he flew from London to

Helsinki and then entered the Soviet Union from Helsinki.

Mr. COLEMAN. By rail?

Mr. McVICKAR. By rail.

Representative FORD. What is so unusual and relatively uncomplicated

about Helsinki as a point of entry?

Mr. McVICKAR. Well, I was thinking of this in the terms of a person who

didn't know the situation and wasn't very familiar with it, and I think

that it might be more logical to try to fly into the Soviet Union from

Copenhagen or directly from London.

It might be more logical for some people to take the train into the

Soviet Union through Warsaw.

Mr. DULLES. Where did he get his visa?

Mr. McVICKAR. He got his visa in Helsinki.

Mr. DULLES. That is it then. I think that is the answer to the thing.

It is much easier to get a visa right there than go through the mill of

a great place like London or Paris or any of the other places.

Representative FORD. So it is the ease of getting the visa.

Mr. DULLES. I would think the ease of getting a visa there. If you

could get it at all, you could get somebody to pay some attention to

you. There, in London, you would have a much bigger problem, I think.

Mr. McVICKAR. And it may be that the Soviet Embassy in Helsinki is

accustomed to processing unusual cases or something. But my point is

that if a completely ignorant person might well apply for his visa in

Paris or in London, and then go in from there, but you have to know a

little bit about what you are doing if you go straight to Helsinki and

get your visa there. I am afraid this is a rather marginal point, but I

thought it was worth mentioning.

Mr. DULLES. Had he made any attempt to get a visa or to announce that

he was going to try to pick up a visa in Helsinki? Do you know if he

took any steps at all with the Soviet authorities prior to arriving in

Helsinki?

Mr. McVICKAR. This I do not know what is known about that. It did seem

to me that he moved very quickly, if he could arrive in Helsinki and

then get his visa and go right into the Soviet Union.

Mr. COLEMAN. Sir, the fact that he didn't go by ship from New Orleans

to Helsinki but he went to Le Havre by boat and then to London but

then flew to Helsinki, doesn't that change somewhat the thrust of your

paragraph?

Mr. McVICKAR. Yes; I must say that it explains a little bit more

clearly how he was able to get all this done in such a relatively short

time, because he would have saved himself, oh, at least a week of time,

I should think, if he got off in France and flew from there on.

Mr. DULLES. Can any ordinary tourist, unknown tourist, just go to

Helsinki and get a visa there and pick it up and get into Russia?

Mr. McVICKAR. Yes; I think an ordinary tourist can go to any one of

their Embassies and get a visa.

Mr. DULLES. Do they have authority, do you know, to do that without

referring back to Moscow?

Mr. McVICKAR. Yes; for tourist visas they do, and in fact they can go

and get their visas at travel agencies. But it still takes a little

time ordinarily to arrange it.

Representative FORD. On page 3 of your memorandum of April 7, 1964,

paragraph 8, you say:

"My impression was that in the Soviet Union such a privilege would not

have been usual."

You are referring, of course, to the allegations made that he had been

a member of a rifle club and did target shooting?

Mr. McVICKAR. Yes.

Representative FORD. Why do you have that impression?

Mr. McVICKAR. Well, I was thinking particularly in terms of his having

been a foreigner, and of course strictly on the assumption that he did

belong to a rifle club, and I don't know that to be a fact.

Representative FORD. Let's assume the fact that he did.

Mr. McVICKAR. Yes; and this again is only based on the impression that

I gathered from such contacts as I may have had while I was there, and

I had the impression that sporting activities in the Soviet Union are

organized as a part of the state effort, and that there might have

to be some good purpose to be served by the state for a person to

participate in such a club.

And that the usual purpose would be international competition, and that

people who are sportsmen in the Soviet Union generally do this, they

are given time off from their work to do this kind of thing.

I have heard it said that sometimes they are really almost full time

engaged in whatever the sport is, and that they only have another job

to be able to say that they have amateur status.

Representative FORD. Have you ever been to Minsk?

Mr. McVICKAR. I have only passed through Minsk on the train several

times going back and forth to Poland.

Representative FORD. Do you feel from your experiences in the Soviet

Union it was unusual for Oswald to be sent or permitted to go to Minsk?

Mr. McVICKAR. No; I don't think that is particularly unusual. I have a

feeling that what they were trying to do probably was, at least a part

of what they were trying to do, was to take advantage of his competence

and knowledge in the electronic field, and so they probably sent him to

a place where they would have technicians qualified to learn from him.

The same thing was done in the case of the immediately previous

defector, Mr. Webster, who was a glass expert--what do they call that

kind of glass, foam glass?

No, fiber glass. At any rate, he was employed at the fair that we had

in the Soviet Union in the summer of 1959, and he more or less defected

and he was sent to a glass factory, to work at a glass factory in

Leningrad, and it was logical for them to send him there because he

could do that kind of work and he could teach them something about how

it was done in the United States.

Representative FORD. Do you know of any special kind of schools that

might be in Minsk, any particular schools that they might send a person

like Oswald to?

Mr. McVICKAR. I only had the impression without being sure of my facts,

that he went to a factory where they manufactured electronic equipment.

I don't know of any particular school that he might have been going to.

Mr. DULLES. I want to straighten out if I can this question of the

delay in the issuance of an exit visa for Mrs. Oswald.

Representative FORD. Mr. Dulles, I do have to leave. Would you take

over and preside as chairman.

Mr. DULLES. I want to raise this question. Now the record here in this

memorandum indicates that the exit visa to Marina was issued at least 2

months before the State Department gave the entry permit. It seems to

me to be contrary to the testimony we have previously had, because in a

letter dated March 16--what is this exhibit number?

Mr. COLEMAN. That is Commission Document No. 2. It hasn't been marked

as an exhibit yet.

Mr. DULLES. Oh, it has not been marked. I don't understand what that

number can be.

Mr. COLEMAN. That is the number, Commission Document No. 2.

Mr. DULLES. Commission Document No. 2 prepared by the State Department.

It is stated here that on March 16th the Soviet Affairs Office of the

State Department advised the Visa Office of the Department of State,

and in that it said that the Soviet had already issued an exit visa. So

Marina had the exit visa some time before March 16, 1962.

Do you know the date when the exit visa was granted?

Mr. McVICKAR. Well, sir, I left in September of 1961, and so I don't

know the details of this part of the case, but I think it is consistent

because--in fact, I did see in the record that the exit visa was

received by the Embassy on about January the 12th, as I recall it.

Mr. COLEMAN. 1962?

Mr. McVICKAR. Of 1962, and that, therefore, the Embassy would then have

proceeded with the documentation and the processing, some of which had

already been initiated to get them out.

Mr. DULLES. So that 5 months of the delay in their getting out was

American regulations?

Mr. McVICKAR. Sir, I cannot speak for that part of it because I don't

know about that personally. I think it is possible that it may have had

something to do with Oswald's personal arrangements and that sort of

thing, or maybe the Soviet--I just don't know. I do know that it was

our policy to expedite these operations as quickly as possible after

these exit visas took place.

Mr. DULLES. I only know that this exhibit that I referred to states, if

I can take your date of January 12, 1962, for the date that the exit

visa was issued to Mrs. Oswald, the Immigration and Naturalization

Service did not agree to the waiver of section 243 (g) until May 9,

1962.

Mr. McVICKAR. That would have been something that had been going on in

Washington then, and I just don't know. It may be. I don't know what

considerations would have taken place.

Mr. DULLES. So that if we take the time it took them to get their

exit visas, you have got to subtract really 5 months for American

regulations.

I am not criticizing the regulations or the study that was given to it

or whether they did or did not grant it. I am just referring to the

question of the time, so that in considering the remarkably short time

it took these two to get out, 5 months were American regulations, or

approximately 5 months, if the January 12 date is correct. No; it would

be 4 months, wouldn't it, February, March, April, May, 4 months were

American regulations.

Mr. McVICKAR. It does look as though at that time there was a certain

amount of consideration.

Mr. DULLES. I am not blaming anyone for giving this the fullest

possible consideration. That is all I have.

Representative FORD. Do you have some exhibits?

Mr. COLEMAN. For the record, Commission Exhibit No. 911 which is the

McVickar memorandum of November 17, 1959.

Representative FORD. It may be admitted.

(The document referred to, previously marked as Commission Exhibit No.

911 for identification, was received in evidence.)

Mr. COLEMAN. Commission Exhibit No. 941, which is the McVickar

memorandum of November 27, 1963.

Representative FORD. It may be admitted.

(The document referred to, previously marked as Commission Exhibit No.

941 for identification, was received in evidence.)

Mr. COLEMAN. Commission Exhibit No. 942, which is the note which Mr.

McVickar wrote for the Oswald file on November 9, 1959.

Representative FORD. It may be admitted.

(The document referred to, previously marked as Commission Exhibit No.

942 for identification, was received in evidence.)

Mr. COLEMAN. Commission Exhibit No. 943, which is a copy of the

telegram from John E. Pic to Lee Oswald in care of the American Embassy

in Moscow.

Representative FORD. It may be admitted.

(The document referred to, previously marked as Commission Exhibit No.

943 for identification, was received in evidence.)

Mr. COLEMAN. Commission Exhibit No. 944, which is the Operations

Memorandum, dated August 28, 1961.

Representative FORD. It may be admitted.

(The document referred to, previously marked as Commission Exhibit No.

944 for identification, was received in evidence.)

Mr. COLEMAN. Commission Exhibit No. 945, which is a photostatic copy

of the handwritten notes which Mr. McVickar made when he interviewed

Marina Oswald in the Embassy on July 10 or July 11, 1961.

Representative FORD. It may be admitted.

(The document referred to, previously marked as Commission Exhibit No.

945 for identification, was received in evidence.)

Mr. COLEMAN. Commission Exhibit No. 959, which is a copy of the

petition to classify status of alien for issuance of immigrant visa

filled out by Lee Oswald on behalf of Marina Oswald in July 1961.

Representative FORD. It may be admitted.

(The document referred to, previously marked as Commission Exhibit No.

959 for identification, was received in evidence.)

Mr. COLEMAN. And also Commission Exhibit No. 958, which is the

memorandum of Mr. McVickar, dated April 7, 1964.

Representative FORD. It may be admitted.

(The document referred to, previously marked as Commission Exhibit No.

958 for identification, was received in evidence.)

Representative FORD. Are we going to admit as exhibits this State

Department answer?

Mr. COLEMAN. Yes; I thought when we finished with Mr. Chayes then

we will offer all the exhibits, and during that time I was going

to identify the State Department earlier memorandum and the other

documents.

Mr. DULLES. All this will then go in.

Mr. COLEMAN. Oh, yes; that is all going in.

Representative FORD. I think it is well to get that one document

paraphrased, but I think from what Mr. Chayes said the other one, there

shouldn't be any problem.

Unless there is something else the Commission will recess until 9

o'clock tomorrow morning.

(Whereupon, at 6:20 p.m., the President's Commission recessed.)

_Wednesday, June 10, 1964_

TESTIMONY OF ABRAM CHAYES, BERNICE WATERMAN, HON. DEAN RUSK, SECRETARY

OF STATE, AND FRANCES G. KNIGHT

The President's Commission met at 9:10 a.m., on June 10, 1964, at 200

Maryland Avenue NE., Washington, D.C.

Present were Chief Justice Earl Warren, Chairman; Senator John Sherman

Cooper, Representative Gerald Ford, and Allen W. Dulles, members.

Also present were J. Lee Rankin, general counsel; William T. Coleman,

Jr., assistant counsel; W. David Slawson, assistant counsel; Thomas

Ehrlich, special assistant, Department of State; Leon Jaworski, special

counsel to the attorney general of Texas; Robert D. Johnson, Legal

Department, Passport Division, Department of State; and Charles Murray,

observer.

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