CHAPTER I.

On Liberty.

By John Stuart Mill.

With an Introduction by W. L. Courtney, LL.D.

The Walter Scott Publishing Co., Ltd.

London and Felling-on-Tyne

New York and Melbourne

_To the beloved and deplored memory of her who was the inspirer, and in

part the author, of all that is best in my writings--the friend and wife

whose exalted sense of truth and right was my strongest incitement, and

whose approbation was my chief reward--I dedicate this volume. Like all

that I have written for many years, it belongs as much to her as to me;

but the work as it stands has had, in a very insufficient degree, the

inestimable advantage of her revision; some of the most important

portions having been reserved for a more careful re-examination, which

they are now never destined to receive. Were I but capable of

interpreting to the world one-half the great thoughts and noble feelings

which are buried in her grave, I should be the medium of a greater

benefit to it than is ever likely to arise from anything that I can

write, unprompted and unassisted by her all but unrivalled wisdom._

INTRODUCTION.

I.

John Stuart Mill was born on 20th May 1806. He was a delicate child, and

the extraordinary education designed by his father was not calculated to

develop and improve his physical powers. "I never was a boy," he says;

"never played cricket." His exercise was taken in the form of walks with

his father, during which the elder Mill lectured his son and examined

him on his work. It is idle to speculate on the possible results of a

different treatment. Mill remained delicate throughout his life, but was

endowed with that intense mental energy which is so often combined with

physical weakness. His youth was sacrificed to an idea; he was designed

by his father to carry on his work; the individuality of the boy was

unimportant. A visit to the south of France at the age of fourteen, in

company with the family of General Sir Samuel Bentham, was not without

its influence. It was a glimpse of another atmosphere, though the

studious habits of his home life were maintained. Moreover, he derived

from it his interest in foreign politics, which remained one of his

characteristics to the end of his life. In 1823 he was appointed junior

clerk in the Examiners' Office at the India House.

Mill's first essays were written in the _Traveller_ about a year before

he entered the India House. From that time forward his literary work was

uninterrupted save by attacks of illness. His industry was stupendous.

He wrote articles on an infinite variety of subjects, political,

metaphysical, philosophic, religious, poetical. He discovered Tennyson

for his generation, he influenced the writing of Carlyle's _French

Revolution_ as well as its success. And all the while he was engaged in

studying and preparing for his more ambitious works, while he rose step

by step at the India Office. His _Essays on Unsettled Questions in

Political Economy_ were written in 1831, although they did not appear

until thirteen years later. His _System of Logic_, the design of which

was even then fashioning itself in his brain, took thirteen years to

complete, and was actually published before the _Political Economy_. In

1844 appeared the article on Michelet, which its author anticipated

would cause some discussion, but which did not create the sensation he

expected. Next year there were the "Claims of Labour" and "Guizot," and

in 1847 his articles on Irish affairs in the _Morning Chronicle_. These

years were very much influenced by his friendship and correspondence

with Comte, a curious comradeship between men of such different

temperament. In 1848 Mill published his _Political Economy_, to which he

had given his serious study since the completion of his _Logic_. His

articles and reviews, though they involved a good deal of work--as, for

instance, the re-perusal of the _Iliad_ and the _Odyssey_ in the

original before reviewing Grote's _Greece_--were recreation to the

student. The year 1856 saw him head of the Examiners' Office in the

India House, and another two years brought the end of his official work,

owing to the transfer of India to the Crown. In the same year his wife

died. _Liberty_ was published shortly after, as well as the _Thoughts on

Parliamentary Reform_, and no year passed without Mill making important

contributions on the political, philosophical, and ethical questions of

the day.

Seven years after the death of his wife, Mill was invited to contest

Westminster. His feeling on the conduct of elections made him refuse to

take any personal action in the matter, and he gave the frankest

expression to his political views, but nevertheless he was elected by a

large majority. He was not a conventional success in the House; as a

speaker he lacked magnetism. But his influence was widely felt. "For the

sake of the House of Commons at large," said Mr. Gladstone, "I rejoiced

in his advent and deplored his disappearance. He did us all good." After

only three years in Parliament, he was defeated at the next General

Election by Mr. W. H. Smith. He retired to Avignon, to the pleasant

little house where the happiest years of his life had been spent in the

companionship of his wife, and continued his disinterested labours. He

completed his edition of his father's _Analysis of the Mind_, and also

produced, in addition to less important work, _The Subjection of Women_,

in which he had the active co-operation of his step-daughter. A book on

Socialism was under consideration, but, like an earlier study of

Sociology, it never was written. He died in 1873, his last years being

spent peacefully in the pleasant society of his step-daughter, from

whose tender care and earnest intellectual sympathy he caught maybe a

far-off reflection of the light which had irradiated his spiritual life.

II.

The circumstances under which John Stuart Mill wrote his _Liberty_ are

largely connected with the influence which Mrs. Taylor wielded over his

career. The dedication is well known. It contains the most extraordinary

panegyric on a woman that any philosopher has ever penned. "Were I but

capable of interpreting to the world one-half the great thoughts and

noble feelings which are buried in her grave, I should be the medium of

a greater benefit to it than is ever likely to arise from anything that

I can write, unprompted and unassisted by her all but unrivalled

wisdom." It is easy for the ordinary worldly cynicism to curl a

sceptical lip over sentences like these. There may be exaggeration of

sentiment, the necessary and inevitable reaction of a man who was

trained according to the "dry light" of so unimpressionable a man as

James Mill, the father; but the passage quoted is not the only one in

which John Stuart Mill proclaims his unhesitating belief in the

intellectual influence of his wife. The treatise on _Liberty_ was

written especially under her authority and encouragement, but there are

many earlier references to the power which she exercised over his mind.

Mill was introduced to her as early as 1831, at a dinner-party at Mr.

Taylor's house, where were present, amongst others, Roebuck, W. J. Fox,

and Miss Harriet Martineau. The acquaintance rapidly ripened into

intimacy and the intimacy into friendship, and Mill was never weary of

expatiating on all the advantages of so singular a relationship. In some

of the presentation copies of his work on _Political Economy_, he wrote

the following dedication:--"To Mrs. John Taylor, who, of all persons

known to the author, is the most highly qualified either to originate or

to appreciate speculation on social advancement, this work is with the

highest respect and esteem dedicated." An article on the enfranchisement

of women was made the occasion for another encomium. We shall hardly be

wrong in attributing a much later book, _The Subjection of Women_,

published in 1869, to the influence wielded by Mrs. Taylor. Finally, the

pages of the _Autobiography_ ring with the dithyrambic praise of his

"almost infallible counsellor."

The facts of this remarkable intimacy can easily be stated. The

deductions are more difficult. There is no question that Mill's

infatuation was the cause of considerable trouble to his acquaintances

and friends. His father openly taxed him with being in love with another

man's wife. Roebuck, Mrs. Grote, Mrs. Austin, Miss Harriet Martineau

were amongst those who suffered because they made some allusion to a

forbidden subject. Mrs. Taylor lived with her daughter in a lodging in

the country; but in 1851 her husband died, and then Mill made her his

wife. Opinions were widely divergent as to her merits; but every one

agreed that up to the time of her death, in 1858, Mill was wholly lost

to his friends. George Mill, one of Mill's younger brothers, gave it as

his opinion that she was a clever and remarkable woman, but "nothing

like what John took her to be." Carlyle, in his reminiscences, described

her with ambiguous epithets. She was "vivid," "iridescent," "pale and

passionate and sad-looking, a living-romance heroine of the royalist

volition and questionable destiny." It is not possible to make much of a

judgment like this, but we get on more certain ground when we discover

that Mrs. Carlyle said on one occasion that "she is thought to be

dangerous," and that Carlyle added that she was worse than dangerous,

she was patronising. The occasion when Mill and his wife were brought

into close contact with the Carlyles is well known. The manuscript of

the first volume of the _French Revolution_ had been lent to Mill, and

was accidentally burnt by Mrs. Mill's servant. Mill and his wife drove

up to Carlyle's door, the wife speechless, the husband so full of

conversation that he detained Carlyle with desperate attempts at

loquacity for two hours. But Dr. Garnett tells us, in his _Life of

Carlyle_, that Mill made a substantial reparation for the calamity for

which he was responsible by inducing the aggrieved author to accept half

of the £200 which he offered. Mrs. Mill, as I have said, died in 1858,

after seven years of happy companionship with her husband, and was

buried at Avignon. The inscription which Mill wrote for her grave is too

characteristic to be omitted:--"Her great and loving heart, her noble

soul, her clear, powerful, original, and comprehensive intellect, made

her the guide and support, the instructor in wisdom and the example in

goodness, as she was the sole earthly delight of those who had the

happiness to belong to her. As earnest for all public good as she was

generous and devoted to all who surrounded her, her influence has been

felt in many of the greatest improvements of the age, and will be in

those still to come. Were there even a few hearts and intellects like

hers, this earth would already become the hoped-for Heaven." These lines

prove the intensity of Mill's feeling, which is not afraid of abundant

verbiage; but they also prove that he could not imagine what the effect

would be on others, and, as Grote said, only Mill's reputation could

survive these and similar displays.

Every one will judge for himself of this romantic episode in Mill's

career, according to such experience as he may possess of the

philosophic mind and of the value of these curious but not infrequent

relationships. It may have been a piece of infatuation, or, if we prefer

to say so, it may have been the most gracious and the most human page in

Mill's career. Mrs. Mill may have flattered her husband's vanity by

echoing his opinions, or she may have indeed been an Egeria, full of

inspiration and intellectual helpfulness. What usually happens in these

cases,--although the philosopher himself, through his belief in the

equality of the sexes, was debarred from thinking so,--is the extremely

valuable action and reaction of two different classes and orders of

mind. To any one whose thoughts have been occupied with the sphere of

abstract speculation, the lively and vivid presentment of concrete fact

comes as a delightful and agreeable shock. The instinct of the woman

often enables her not only to apprehend but to illustrate a truth for

which she would be totally unable to give the adequate philosophic

reasoning. On the other hand, the man, with the more careful logical

methods and the slow processes of formal reasoning, is apt to suppose

that the happy intuition which leaps to the conclusion is really based

on the intellectual processes of which he is conscious in his own case.

Thus both parties to the happy contract are equally pleased. The

abstract truth gets the concrete illustration; the concrete illustration

finds its proper foundation in a series of abstract inquiries. Perhaps

Carlyle's epithets of "iridescent" and "vivid" refer incidentally to

Mrs. Mill's quick perceptiveness, and thus throw a useful light on the

mutual advantages of the common work of husband and wife. But it savours

almost of impertinence even to attempt to lift the veil on a mystery

like this. It is enough to say, perhaps, that however much we may

deplore the exaggeration of Mill's references to his wife, we recognise

that, for whatever reason, the pair lived an ideally happy life.

It still, however, remains to estimate the extent to which Mrs. Taylor,

both before and after her marriage with Mill, made actual contributions

to his thoughts and his public work. Here I may be perhaps permitted to

avail myself of what I have already written in a previous work.[1] Mill

gives us abundant help in this matter in the _Autobiography_. When first

he knew her, his thoughts were turning to the subject of Logic. But his

published work on the subject owed nothing to her, he tells us, in its

doctrines. It was Mill's custom to write the whole of a book so as to

get his general scheme complete, and then laboriously to re-write it in

order to perfect the phrases and the composition. Doubtless Mrs. Taylor

was of considerable help to him as a critic of style. But to be a critic

of doctrine she was hardly qualified. Mill has made some clear

admissions on this point. "The only actual revolution which has ever

taken place in my modes of thinking was already complete,"[2] he says,

before her influence became paramount. There is a curiously humble

estimate of his own powers (to which Dr. Bain has called attention),

which reads at first sight as if it contradicted this. "During the

greater part of my literary life I have performed the office in relation

to her, which, from a rather early period, I had considered as the most

useful part that I was qualified to take in the domain of thought, that

of an interpreter of original thinkers, and mediator between them and

the public." So far it would seem that Mill had sat at the feet of his

oracle; but observe the highly remarkable exception which is made in the

following sentence:--"For I had always a humble opinion of my own powers

as an original thinker, _except in abstract science (logic, metaphysics,

and the theoretic principles of political economy and politics.)_"[3] If

Mill then was an original thinker in logic, metaphysics, and the science

of economy and politics, it is clear that he had not learnt these from

her lips. And to most men logic and metaphysics may be safely taken as

forming a domain in which originality of thought, if it can be honestly

professed, is a sufficient title of distinction.

Mrs. Taylor's assistance in the _Political Economy_ is confined to

certain definite points. The purely scientific part was, we are assured,

not learnt from her. "But it was chiefly her influence which gave to the

book that general tone by which it is distinguished from all previous

expositions of political economy that had any pretensions to be

scientific, and which has made it so useful in conciliating minds which

those previous expositions had repelled. This tone consisted chiefly in

making the proper distinction between the laws of the production of

wealth, which are real laws of Nature, dependent on the properties of

objects, and the modes of its distribution, which, subject to certain

conditions, depend on human will.... _I had indeed partially learnt this

view of things from the thoughts awakened in me by the speculations of

St. Simonians_; but it was made a living principle, pervading and

animating the book, by my wife's promptings."[4] The part which is

italicised is noticeable. Here, as elsewhere, Mill thinks out the matter

by himself; the concrete form of the thoughts is suggested or prompted

by the wife. Apart from this "general tone," Mill tells us that there

was a specific contribution. "The chapter which has had a greater

influence on opinion than all the rest, that on the Probable Future of

the Labouring Classes, is entirely due to her. In the first draft of the

book that chapter did not exist. She pointed out the need of such a

chapter, and the extreme imperfection of the book without it; she was

the cause of my writing it." From this it would appear that she gave

Mill that tendency to Socialism which, while it lends a progressive

spirit to his speculations on politics, at the same time does not

manifestly accord with his earlier advocacy of peasant proprietorships.

Nor, again, is it, on the face of it, consistent with those doctrines of

individual liberty which, aided by the intellectual companionship of his

wife, he propounded in a later work. The ideal of individual freedom is

not the ideal of Socialism, just as that invocation of governmental aid

to which the Socialist resorts is not consistent with the theory of

_laisser-faire_. Yet _Liberty_ was planned by Mill and his wife in

concert. Perhaps a slight visionariness of speculation was no less the

attribute of Mrs. Mill than an absence of rigid logical principles. Be

this as it may, she undoubtedly checked the half-recognised leanings of

her husband in the direction of Coleridge and Carlyle. Whether this was

an instance of her steadying influence,[5] or whether it added one more

unassimilated element to Mill's diverse intellectual sustenance, may be

wisely left an open question. We cannot, however, be wrong in

attributing to her the parentage of one book of Mill, _The Subjection of

Women_. It is true that Mill had before learnt that men and women ought

to be equal in legal, political, social, and domestic relations. This

was a point on which he had already fallen foul of his father's essay on

_Government_. But Mrs. Taylor had actually written on this very point,

and the warmth and fervour of Mill's denunciations of women's servitude

were unmistakably caught from his wife's view of the practical

disabilities entailed by the feminine position.

III.

_Liberty_ was published in 1859, when the nineteenth century was half

over, but in its general spirit and in some of its special tendencies

the little tract belongs rather to the standpoint of the eighteenth

century than to that which saw its birth. In many of his speculations

John Stuart Mill forms a sort of connecting link between the doctrines

of the earlier English empirical school and those which we associate

with the name of Mr. Herbert Spencer. In his _Logic_, for instance, he

represents an advance on the theories of Hume, and yet does not see how

profoundly the victories of Science modify the conclusions of the

earlier thinker. Similarly, in his _Political Economy_, he desires to

improve and to enlarge upon Ricardo, and yet does not advance so far as

the modifications of political economy by Sociology, indicated by some

later--and especially German--speculations on the subject. In the tract

on _Liberty_, Mill is advocating the rights of the individual as against

Society at the very opening of an era that was rapidly coming to the

conclusion that the individual had no absolute rights against Society.

The eighteenth century view is that individuals existed first, each with

their own special claims and responsibilities; that they deliberately

formed a Social State, either by a contract or otherwise; and that then

finally they limited their own action out of regard for the interests of

the social organism thus arbitrarily produced. This is hardly the view

of the nineteenth century. It is possible that logically the individual

is prior to the State; historically and in the order of Nature, the

State is prior to the individual. In other words, such rights as every

single personality possesses in a modern world do not belong to him by

an original ordinance of Nature, but are slowly acquired in the growth

and development of the social state. It is not the truth that individual

liberties were forfeited by some deliberate act when men made themselves

into a Commonwealth. It is more true to say, as Aristotle said long ago,

that man is naturally a political animal, that he lived under strict

social laws as a mere item, almost a nonentity, as compared with the

Order, Society, or Community to which he belonged, and that such

privileges as he subsequently acquired have been obtained in virtue of

his growing importance as a member of a growing organisation. But if

this is even approximately true, it seriously restricts that liberty of

the individual for which Mill pleads. The individual has no chance,

because he has no rights, against the social organism. Society can

punish him for acts or even opinions which are anti-social in character.

His virtue lies in recognising the intimate communion with his fellows.

His sphere of activity is bounded by the common interest. Just as it is

an absurd and exploded theory that all men are originally equal, so it

is an ancient and false doctrine to protest that a man has an individual

liberty to live and think as he chooses in any spirit of antagonism to

that larger body of which he forms an insignificant part.

Nowadays this view of Society and of its development, which we largely

owe to the _Philosophie Positive_ of M. Auguste Comte, is so familiar

and possibly so damaging to the individual initiative, that it becomes

necessary to advance and proclaim the truth which resides in an opposite

theory. All progress, as we are aware, depends on the joint process of

integration and differentiation; synthesis, analysis, and then a larger

synthesis seem to form the law of development. If it ever comes to pass

that Society is tyrannical in its restrictions of the individual, if, as

for instance in some forms of Socialism, based on deceptive analogies of

Nature's dealings, the type is everything and the individual nothing, it

must be confidently urged in answer that the fuller life of the future

depends on the manifold activities, even though they may be

antagonistic, of the individual. In England, at all events, we know that

government in all its different forms, whether as King, or as a caste

of nobles, or as an oligarchical plutocracy, or even as trades unions,

is so dwarfing in its action that, for the sake of the future, the

individual must revolt. Just as our former point of view limited the

value of Mill's treatise on _Liberty_, so these considerations tend to

show its eternal importance. The omnipotence of Society means a dead

level of uniformity. The claim of the individual to be heard, to say

what he likes, to do what he likes, to live as he likes, is absolutely

necessary, not only for the variety of elements without which life is

poor, but also for the hope of a future age. So long as individual

initiative and effort are recognised as a vital element in English

history, so long will Mill's _Liberty_, which he confesses was based on

a suggestion derived from Von Humboldt, remain as an indispensable

contribution to the speculations, and also to the health and sanity, of

the world.

What his wife really was to Mill, we shall, perhaps, never know. But

that she was an actual and vivid force, which roused the latent

enthusiasm of his nature, we have abundant evidence. And when she died

at Avignon, though his friends may have regained an almost estranged

companionship, Mill was, personally, the poorer. Into the sorrow of that

bereavement we cannot enter: we have no right or power to draw the veil.

It is enough to quote the simple words, so eloquent of an unspoken

grief--"I can say nothing which could describe, even in the faintest

manner, what that loss was and is. But because I know that she would

have wished it, I endeavour to make the best of what life I have left,

and to work for her purposes with such diminished strength as can be

derived from thoughts of her, and communion with her memory."

W. L. COURTNEY.

LONDON, _July 5th, 1901_.

FOOTNOTES:

[1] _Life of John Stuart Mill_, chapter vi. (Walter Scott.)

[2] _Autobiography_, p. 190.

[3] _Ibid._, p. 242.

[4] _Autobiography_, pp. 246, 247.

[5] Cf. an instructive page in the _Autobiography_, p. 252.

CONTENTS.

CHAPTER I.

PAGE

INTRODUCTORY 1

CHAPTER II.

OF THE LIBERTY OF THOUGHT AND DISCUSSION 28

CHAPTER III.

OF INDIVIDUALITY, AS ONE OF THE ELEMENTS

OF WELL-BEING 103

CHAPTER IV.

OF THE LIMITS TO THE AUTHORITY OF SOCIETY

OVER THE INDIVIDUAL 140

CHAPTER V.

APPLICATIONS 177

The grand, leading principle, towards which every argument

unfolded in these pages directly converges, is the absolute and

essential importance of human development in its richest

diversity.--WILHELM VON HUMBOLDT: _Sphere and Duties of

Government_.

ON LIBERTY.

CHAPTER I.

INTRODUCTORY.

The subject of this Essay is not the so-called Liberty of the Will, so

unfortunately opposed to the misnamed doctrine of Philosophical

Necessity; but Civil, or Social Liberty: the nature and limits of the

power which can be legitimately exercised by society over the

individual. A question seldom stated, and hardly ever discussed, in

general terms, but which profoundly influences the practical

controversies of the age by its latent presence, and is likely soon to

make itself recognised as the vital question of the future. It is so far

from being new, that in a certain sense, it has divided mankind, almost

from the remotest ages; but in the stage of progress into which the more

civilised portions of the species have now entered, it presents itself

under new conditions, and requires a different and more fundamental

treatment.

The struggle between Liberty and Authority is the most conspicuous

feature in the portions of history with which we are earliest familiar,

particularly in that of Greece, Rome, and England. But in old times this

contest was between subjects, or some classes of subjects, and the

government. By liberty, was meant protection against the tyranny of the

political rulers. The rulers were conceived (except in some of the

popular governments of Greece) as in a necessarily antagonistic position

to the people whom they ruled. They consisted of a governing One, or a

governing tribe or caste, who derived their authority from inheritance

or conquest, who, at all events, did not hold it at the pleasure of the

governed, and whose supremacy men did not venture, perhaps did not

desire, to contest, whatever precautions might be taken against its

oppressive exercise. Their power was regarded as necessary, but also as

highly dangerous; as a weapon which they would attempt to use against

their subjects, no less than against external enemies. To prevent the

weaker members of the community from being preyed upon by innumerable

vultures, it was needful that there should be an animal of prey

stronger than the rest, commissioned to keep them down. But as the king

of the vultures would be no less bent upon preying on the flock than any

of the minor harpies, it was indispensable to be in a perpetual attitude

of defence against his beak and claws. The aim, therefore, of patriots,

was to set limits to the power which the ruler should be suffered to

exercise over the community; and this limitation was what they meant by

liberty. It was attempted in two ways. First, by obtaining a recognition

of certain immunities, called political liberties or rights, which it

was to be regarded as a breach of duty in the ruler to infringe, and

which if he did infringe, specific resistance, or general rebellion, was

held to be justifiable. A second, and generally a later expedient, was

the establishment of constitutional checks; by which the consent of the

community, or of a body of some sort, supposed to represent its

interests, was made a necessary condition to some of the more important

acts of the governing power. To the first of these modes of limitation,

the ruling power, in most European countries, was compelled, more or

less, to submit. It was not so with the second; and to attain this, or

when already in some degree possessed, to attain it more completely,

became everywhere the principal object of the lovers of liberty. And so

long as mankind were content to combat one enemy by another, and to be

ruled by a master, on condition of being guaranteed more or less

efficaciously against his tyranny, they did not carry their aspirations

beyond this point.

A time, however, came, in the progress of human affairs, when men ceased

to think it a necessity of nature that their governors should be an

independent power, opposed in interest to themselves. It appeared to

them much better that the various magistrates of the State should be

their tenants or delegates, revocable at their pleasure. In that way

alone, it seemed, could they have complete security that the powers of

government would never be abused to their disadvantage. By degrees, this

new demand for elective and temporary rulers became the prominent object

of the exertions of the popular party, wherever any such party existed;

and superseded, to a considerable extent, the previous efforts to limit

the power of rulers. As the struggle proceeded for making the ruling

power emanate from the periodical choice of the ruled, some persons

began to think that too much importance had been attached to the

limitation of the power itself. _That_ (it might seem) was a resource

against rulers whose interests were habitually opposed to those of the

people. What was now wanted was, that the rulers should be identified

with the people; that their interest and will should be the interest and

will of the nation. The nation did not need to be protected against its

own will. There was no fear of its tyrannising over itself. Let the

rulers be effectually responsible to it, promptly removable by it, and

it could afford to trust them with power of which it could itself

dictate the use to be made. Their power was but the nation's own power,

concentrated, and in a form convenient for exercise. This mode of

thought, or rather perhaps of feeling, was common among the last

generation of European liberalism, in the Continental section of which

it still apparently predominates. Those who admit any limit to what a

government may do, except in the case of such governments as they think

ought not to exist, stand out as brilliant exceptions among the

political thinkers of the Continent. A similar tone of sentiment might

by this time have been prevalent in our own country, if the

circumstances which for a time encouraged it, had continued unaltered.

But, in political and philosophical theories, as well as in persons,

success discloses faults and infirmities which failure might have

concealed from observation. The notion, that the people have no need to

limit their power over themselves, might seem axiomatic, when popular

government was a thing only dreamed about, or read of as having existed

at some distant period of the past. Neither was that notion necessarily

disturbed by such temporary aberrations as those of the French

Revolution, the worst of which were the work of a usurping few, and

which, in any case, belonged, not to the permanent working of popular

institutions, but to a sudden and convulsive outbreak against

monarchical and aristocratic despotism. In time, however, a democratic

republic came to occupy a large portion of the earth's surface, and made

itself felt as one of the most powerful members of the community of

nations; and elective and responsible government became subject to the

observations and criticisms which wait upon a great existing fact. It

was now perceived that such phrases as "self-government," and "the power

of the people over themselves," do not express the true state of the

case. The "people" who exercise the power are not always the same people

with those over whom it is exercised; and the "self-government" spoken

of is not the government of each by himself, but of each by all the

rest. The will of the people, moreover, practically means, the will of

the most numerous or the most active _part_ of the people; the majority,

or those who succeed in making themselves accepted as the majority: the

people, consequently, _may_ desire to oppress a part of their number;

and precautions are as much needed against this, as against any other

abuse of power. The limitation, therefore, of the power of government

over individuals, loses none of its importance when the holders of power

are regularly accountable to the community, that is, to the strongest

party therein. This view of things, recommending itself equally to the

intelligence of thinkers and to the inclination of those important

classes in European society to whose real or supposed interests

democracy is adverse, has had no difficulty in establishing itself; and

in political speculations "the tyranny of the majority" is now generally

included among the evils against which society requires to be on its

guard.

Like other tyrannies, the tyranny of the majority was at first, and is

still vulgarly, held in dread, chiefly as operating through the acts of

the public authorities. But reflecting persons perceived that when

society is itself the tyrant--society collectively, over the separate

individuals who compose it--its means of tyrannising are not restricted

to the acts which it may do by the hands of its political functionaries.

Society can and does execute its own mandates: and if it issues wrong

mandates instead of right, or any mandates at all in things with which

it ought not to meddle, it practises a social tyranny more formidable

than many kinds of political oppression, since, though not usually

upheld by such extreme penalties, it leaves fewer means of escape,

penetrating much more deeply into the details of life, and enslaving the

soul itself. Protection, therefore, against the tyranny of the

magistrate is not enough: there needs protection also against the

tyranny of the prevailing opinion and feeling; against the tendency of

society to impose, by other means than civil penalties, its own ideas

and practices as rules of conduct on those who dissent from them; to

fetter the development, and, if possible, prevent the formation, of any

individuality not in harmony with its ways, and compel all characters to

fashion themselves upon the model of its own. There is a limit to the

legitimate interference of collective opinion with individual

independence: and to find that limit, and maintain it against

encroachment, is as indispensable to a good condition of human affairs,

as protection against political despotism.

But though this proposition is not likely to be contested in general

terms, the practical question, where to place the limit--how to make the

fitting adjustment between individual independence and social

control--is a subject on which nearly everything remains to be done. All

that makes existence valuable to any one, depends on the enforcement of

restraints upon the actions of other people. Some rules of conduct,

therefore, must be imposed, by law in the first place, and by opinion on

many things which are not fit subjects for the operation of law. What

these rules should be, is the principal question in human affairs; but

if we except a few of the most obvious cases, it is one of those which

least progress has been made in resolving. No two ages, and scarcely any

two countries, have decided it alike; and the decision of one age or

country is a wonder to another. Yet the people of any given age and

country no more suspect any difficulty in it, than if it were a subject

on which mankind had always been agreed. The rules which obtain among

themselves appear to them self-evident and self-justifying. This all but

universal illusion is one of the examples of the magical influence of

custom, which is not only, as the proverb says, a second nature, but is

continually mistaken for the first. The effect of custom, in preventing

any misgiving respecting the rules of conduct which mankind impose on

one another, is all the more complete because the subject is one on

which it is not generally considered necessary that reasons should be

given, either by one person to others, or by each to himself. People are

accustomed to believe, and have been encouraged in the belief by some

who aspire to the character of philosophers, that their feelings, on

subjects of this nature, are better than reasons, and render reasons

unnecessary. The practical principle which guides them to their opinions

on the regulation of human conduct, is the feeling in each person's mind

that everybody should be required to act as he, and those with whom he

sympathises, would like them to act. No one, indeed, acknowledges to

himself that his standard of judgment is his own liking; but an opinion

on a point of conduct, not supported by reasons, can only count as one

person's preference; and if the reasons, when given, are a mere appeal

to a similar preference felt by other people, it is still only many

people's liking instead of one. To an ordinary man, however, his own

preference, thus supported, is not only a perfectly satisfactory

reason, but the only one he generally has for any of his notions of

morality, taste, or propriety, which are not expressly written in his

religious creed; and his chief guide in the interpretation even of that.

Men's opinions, accordingly, on what is laudable or blamable, are

affected by all the multifarious causes which influence their wishes in

regard to the conduct of others, and which are as numerous as those

which determine their wishes on any other subject. Sometimes their

reason--at other times their prejudices or superstitions: often their

social affections, not seldom their anti-social ones, their envy or

jealousy, their arrogance or contemptuousness: but most commonly, their

desires or fears for themselves--their legitimate or illegitimate

self-interest. Wherever there is an ascendant class, a large portion of

the morality of the country emanates from its class interests, and its

feelings of class superiority. The morality between Spartans and Helots,

between planters and negroes, between princes and subjects, between

nobles and roturiers, between men and women, has been for the most part

the creation of these class interests and feelings: and the sentiments

thus generated, react in turn upon the moral feelings of the members of

the ascendant class, in their relations among themselves. Where, on the

other hand, a class, formerly ascendant, has lost its ascendancy, or

where its ascendancy is unpopular, the prevailing moral sentiments

frequently bear the impress of an impatient dislike of superiority.

Another grand determining principle of the rules of conduct, both in act

and forbearance, which have been enforced by law or opinion, has been

the servility of mankind towards the supposed preferences or aversions

of their temporal masters, or of their gods. This servility, though

essentially selfish, is not hypocrisy; it gives rise to perfectly

genuine sentiments of abhorrence; it made men burn magicians and

heretics. Among so many baser influences, the general and obvious

interests of society have of course had a share, and a large one, in the

direction of the moral sentiments: less, however, as a matter of reason,

and on their own account, than as a consequence of the sympathies and

antipathies which grew out of them: and sympathies and antipathies which

had little or nothing to do with the interests of society, have made

themselves felt in the establishment of moralities with quite as great

force.

The likings and dislikings of society, or of some powerful portion of

it, are thus the main thing which has practically determined the rules

laid down for general observance, under the penalties of law or

opinion. And in general, those who have been in advance of society in

thought and feeling have left this condition of things unassailed in

principle, however they may have come into conflict with it in some of

its details. They have occupied themselves rather in inquiring what

things society ought to like or dislike, than in questioning whether its

likings or dislikings should be a law to individuals. They preferred

endeavouring to alter the feelings of mankind on the particular points

on which they were themselves heretical, rather than make common cause

in defence of freedom, with heretics generally. The only case in which

the higher ground has been taken on principle and maintained with

consistency, by any but an individual here and there, is that of

religious belief: a case instructive in many ways, and not least so as

forming a most striking instance of the fallibility of what is called

the moral sense: for the _odium theologicum_, in a sincere bigot, is one

of the most unequivocal cases of moral feeling. Those who first broke

the yoke of what called itself the Universal Church, were in general as

little willing to permit difference of religious opinion as that church

itself. But when the heat of the conflict was over, without giving a

complete victory to any party, and each church or sect was reduced to

limit its hopes to retaining possession of the ground it already

occupied; minorities, seeing that they had no chance of becoming

majorities, were under the necessity of pleading to those whom they

could not convert, for permission to differ. It is accordingly on this

battle-field, almost solely, that the rights of the individual against

society have been asserted on broad grounds of principle, and the claim

of society to exercise authority over dissentients, openly controverted.

The great writers to whom the world owes what religious liberty it

possesses, have mostly asserted freedom of conscience as an indefeasible

right, and denied absolutely that a human being is accountable to others

for his religious belief. Yet so natural to mankind is intolerance in

whatever they really care about, that religious freedom has hardly

anywhere been practically realised, except where religious indifference,

which dislikes to have its peace disturbed by theological quarrels, has

added its weight to the scale. In the minds of almost all religious

persons, even in the most tolerant countries, the duty of toleration is

admitted with tacit reserves. One person will bear with dissent in

matters of church government, but not of dogma; another can tolerate

everybody, short of a Papist or a Unitarian; another, every one who

believes in revealed religion; a few extend their charity a little

further, but stop at the belief in a God and in a future state. Wherever

the sentiment of the majority is still genuine and intense, it is found

to have abated little of its claim to be obeyed.

In England, from the peculiar circumstances of our political history,

though the yoke of opinion is perhaps heavier, that of law is lighter,

than in most other countries of Europe; and there is considerable

jealousy of direct interference, by the legislative or the executive

power, with private conduct; not so much from any just regard for the

independence of the individual, as from the still subsisting habit of

looking on the government as representing an opposite interest to the

public. The majority have not yet learnt to feel the power of the

government their power, or its opinions their opinions. When they do so,

individual liberty will probably be as much exposed to invasion from the

government, as it already is from public opinion. But, as yet, there is

a considerable amount of feeling ready to be called forth against any

attempt of the law to control individuals in things in which they have

not hitherto been accustomed to be controlled by it; and this with very

little discrimination as to whether the matter is, or is not, within the

legitimate sphere of legal control; insomuch that the feeling, highly

salutary on the whole, is perhaps quite as often misplaced as well

grounded in the particular instances of its application. There is, in

fact, no recognised principle by which the propriety or impropriety of

government interference is customarily tested. People decide according

to their personal preferences. Some, whenever they see any good to be

done, or evil to be remedied, would willingly instigate the government

to undertake the business; while others prefer to bear almost any amount

of social evil, rather than add one to the departments of human

interests amenable to governmental control. And men range themselves on

one or the other side in any particular case, according to this general

direction of their sentiments; or according to the degree of interest

which they feel in the particular thing which it is proposed that the

government should do, or according to the belief they entertain that the

government would, or would not, do it in the manner they prefer; but

very rarely on account of any opinion to which they consistently adhere,

as to what things are fit to be done by a government. And it seems to me

that in consequence of this absence of rule or principle, one side is

at present as often wrong as the other; the interference of government

is, with about equal frequency, improperly invoked and improperly

condemned.

The object of this Essay is to assert one very simple principle, as

entitled to govern absolutely the dealings of society with the

individual in the way of compulsion and control, whether the means used

be physical force in the form of legal penalties, or the moral coercion

of public opinion. That principle is, that the sole end for which

mankind are warranted, individually or collectively, in interfering with

the liberty of action of any of their number, is self-protection. That

the only purpose for which power can be rightfully exercised over any

member of a civilised community, against his will, is to prevent harm to

others. His own good, either physical or moral, is not a sufficient

warrant. He cannot rightfully be compelled to do or forbear because it

will be better for him to do so, because it will make him happier,

because, in the opinions of others, to do so would be wise, or even

right. These are good reasons for remonstrating with him, or reasoning

with him, or persuading him, or entreating him, but not for compelling

him, or visiting him with any evil in case he do otherwise. To justify

that, the conduct from which it is desired to deter him must be

calculated to produce evil to some one else. The only part of the

conduct of any one, for which he is amenable to society, is that which

concerns others. In the part which merely concerns himself, his

independence is, of right, absolute. Over himself, over his own body and

mind, the individual is sovereign.

It is, perhaps, hardly necessary to say that this doctrine is meant to

apply only to human beings in the maturity of their faculties. We are

not speaking of children, or of young persons below the age which the

law may fix as that of manhood or womanhood. Those who are still in a

state to require being taken care of by others, must be protected

against their own actions as well as against external injury. For the

same reason, we may leave out of consideration those backward states of

society in which the race itself may be considered as in its nonage. The

early difficulties in the way of spontaneous progress are so great, that

there is seldom any choice of means for overcoming them; and a ruler

full of the spirit of improvement is warranted in the use of any

expedients that will attain an end, perhaps otherwise unattainable.

Despotism is a legitimate mode of government in dealing with

barbarians, provided the end be their improvement, and the means

justified by actually effecting that end. Liberty, as a principle, has

no application to any state of things anterior to the time when mankind

have become capable of being improved by free and equal discussion.

Until then, there is nothing for them but implicit obedience to an Akbar

or a Charlemagne, if they are so fortunate as to find one. But as soon

as mankind have attained the capacity of being guided to their own

improvement by conviction or persuasion (a period long since reached in

all nations with whom we need here concern ourselves), compulsion,

either in the direct form or in that of pains and penalties for

non-compliance, is no longer admissible as a means to their own good,

and justifiable only for the security of others.

It is proper to state that I forego any advantage which could be derived

to my argument from the idea of abstract right, as a thing independent

of utility. I regard utility as the ultimate appeal on all ethical

questions; but it must be utility in the largest sense, grounded on the

permanent interests of man as a progressive being. Those interests, I

contend, authorise the subjection of individual spontaneity to external

control, only in respect to those actions of each, which concern the

interest of other people. If any one does an act hurtful to others,

there is a _primâ facie_ case for punishing him, by law, or, where legal

penalties are not safely applicable, by general disapprobation. There

are also many positive acts for the benefit of others, which he may

rightfully be compelled to perform; such as, to give evidence in a court

of justice; to bear his fair share in the common defence, or in any

other joint work necessary to the interest of the society of which he

enjoys the protection; and to perform certain acts of individual

beneficence, such as saving a fellow-creature's life, or interposing to

protect the defenceless against ill-usage, things which whenever it is

obviously a man's duty to do, he may rightfully be made responsible to

society for not doing. A person may cause evil to others not only by his

actions but by his inaction, and in either case he is justly accountable

to them for the injury. The latter case, it is true, requires a much

more cautious exercise of compulsion than the former. To make any one

answerable for doing evil to others, is the rule; to make him answerable

for not preventing evil, is, comparatively speaking, the exception. Yet

there are many cases clear enough and grave enough to justify that

exception. In all things which regard the external relations of the

individual, he is _de jure_ amenable to those whose interests are

concerned, and if need be, to society as their protector. There are

often good reasons for not holding him to the responsibility; but these

reasons must arise from the special expediencies of the case: either

because it is a kind of case in which he is on the whole likely to act

better, when left to his own discretion, than when controlled in any way

in which society have it in their power to control him; or because the

attempt to exercise control would produce other evils, greater than

those which it would prevent. When such reasons as these preclude the

enforcement of responsibility, the conscience of the agent himself

should step into the vacant judgment seat, and protect those interests

of others which have no external protection; judging himself all the

more rigidly, because the case does not admit of his being made

accountable to the judgment of his fellow-creatures.

But there is a sphere of action in which society, as distinguished from

the individual, has, if any, only an indirect interest; comprehending

all that portion of a person's life and conduct which affects only

himself, or if it also affects others, only with their free, voluntary,

and undeceived consent and participation. When I say only himself, I

mean directly, and in the first instance: for whatever affects himself,

may affect others _through_ himself; and the objection which may be

grounded on this contingency, will receive consideration in the sequel.

This, then, is the appropriate region of human liberty. It comprises,

first, the inward domain of consciousness; demanding liberty of

conscience, in the most comprehensive sense; liberty of thought and

feeling; absolute freedom of opinion and sentiment on all subjects,

practical or speculative, scientific, moral, or theological. The liberty

of expressing and publishing opinions may seem to fall under a different

principle, since it belongs to that part of the conduct of an individual

which concerns other people; but, being almost of as much importance as

the liberty of thought itself, and resting in great part on the same

reasons, is practically inseparable from it. Secondly, the principle

requires liberty of tastes and pursuits; of framing the plan of our life

to suit our own character; of doing as we like, subject to such

consequences as may follow: without impediment from our

fellow-creatures, so long as what we do does not harm them, even though

they should think our conduct foolish, perverse, or wrong. Thirdly, from

this liberty of each individual, follows the liberty, within the same

limits, of combination among individuals; freedom to unite, for any

purpose not involving harm to others: the persons combining being

supposed to be of full age, and not forced or deceived.

No society in which these liberties are not, on the whole, respected, is

free, whatever may be its form of government; and none is completely

free in which they do not exist absolute and unqualified. The only

freedom which deserves the name, is that of pursuing our own good in our

own way, so long as we do not attempt to deprive others of theirs, or

impede their efforts to obtain it. Each is the proper guardian of his

own health, whether bodily, or mental and spiritual. Mankind are greater

gainers by suffering each other to live as seems good to themselves,

than by compelling each to live as seems good to the rest.

Though this doctrine is anything but new, and, to some persons, may have

the air of a truism, there is no doctrine which stands more directly

opposed to the general tendency of existing opinion and practice.

Society has expended fully as much effort in the attempt (according to

its lights) to compel people to conform to its notions of personal, as

of social excellence. The ancient commonwealths thought themselves

entitled to practise, and the ancient philosophers countenanced, the

regulation of every part of private conduct by public authority, on the

ground that the State had a deep interest in the whole bodily and mental

discipline of every one of its citizens; a mode of thinking which may

have been admissible in small republics surrounded by powerful enemies,

in constant peril of being subverted by foreign attack or internal

commotion, and to which even a short interval of relaxed energy and

self-command might so easily be fatal, that they could not afford to

wait for the salutary permanent effects of freedom. In the modern world,

the greater size of political communities, and above all, the separation

between spiritual and temporal authority (which placed the direction of

men's consciences in other hands than those which controlled their

worldly affairs), prevented so great an interference by law in the

details of private life; but the engines of moral repression have been

wielded more strenuously against divergence from the reigning opinion in

self-regarding, than even in social matters; religion, the most powerful

of the elements which have entered into the formation of moral feeling,

having almost always been governed either by the ambition of a

hierarchy, seeking control over every department of human conduct, or by

the spirit of Puritanism. And some of those modern reformers who have

placed themselves in strongest opposition to the religions of the past,

have been noway behind either churches or sects in their assertion of

the right of spiritual domination: M. Comte, in particular, whose social

system, as unfolded in his _Traité de Politique Positive_, aims at

establishing (though by moral more than by legal appliances) a despotism

of society over the individual, surpassing anything contemplated in the

political ideal of the most rigid disciplinarian among the ancient

philosophers.

Apart from the peculiar tenets of individual thinkers, there is also in

the world at large an increasing inclination to stretch unduly the

powers of society over the individual, both by the force of opinion and

even by that of legislation: and as the tendency of all the changes

taking place in the world is to strengthen society, and diminish the

power of the individual, this encroachment is not one of the evils which

tend spontaneously to disappear, but, on the contrary, to grow more and

more formidable. The disposition of mankind, whether as rulers or as

fellow-citizens to impose their own opinions and inclinations as a rule

of conduct on others, is so energetically supported by some of the best

and by some of the worst feelings incident to human nature, that it is

hardly ever kept under restraint by anything but want of power; and as

the power is not declining, but growing, unless a strong barrier of

moral conviction can be raised against the mischief, we must expect, in

the present circumstances of the world, to see it increase.

It will be convenient for the argument, if, instead of at once entering

upon the general thesis, we confine ourselves in the first instance to a

single branch of it, on which the principle here stated is, if not

fully, yet to a certain point, recognised by the current opinions. This

one branch is the Liberty of Thought: from which it is impossible to

separate the cognate liberty of speaking and of writing. Although these

liberties, to some considerable amount, form part of the political

morality of all countries which profess religious toleration and free

institutions, the grounds, both philosophical and practical, on which

they rest, are perhaps not so familiar to the general mind, nor so

thoroughly appreciated by many even of the leaders of opinion, as might

have been expected. Those grounds, when rightly understood, are of much

wider application than to only one division of the subject, and a

thorough consideration of this part of the question will be found the

best introduction to the remainder. Those to whom nothing which I am

about to say will be new, may therefore, I hope, excuse me, if on a

subject which for now three centuries has been so often discussed, I

venture on one discussion more.

On Liberty · 第 1 / 5 章