The Volk

Ernst Rudolf Huber, in his basic work _Verfassungsrecht des

grossdeutschen Reiches (Constitutional Law of the Greater German

Reich_) (document 1, _post_ p. 155), published in 1939, states:

The new constitution of the German Reich ... is not a

constitution in the formal sense such as was typical of the

nineteenth century. The new Reich has no written

constitutional declaration, but its constitution exists in

the unwritten basic political order of the Reich. One

recognizes it in the spiritual powers which fill our people,

in the real authority in which our political life is

grounded, and in the basic laws regarding the structure of

the state which have been proclaimed so far. The advantage

of such an unwritten constitution over the formal

constitution is that the basic principles do not become

rigid but remain in a constant, living movement. Not dead

institutions but living principles determine the nature of

the new constitutional order.[8]

In developing his thesis Huber points out that the National Socialist

state rests on three basic concepts, the _Volk_ or people, the Führer,

and the movement or party. With reference to the first element, the

_Volk_, he argues that the democracies develop their concept of the

people from the wrong approach: They start with the concept of the

state and its functions and consider the people as being made up of

all the elements which fall within the borders or under the

jurisdiction of the state. National Socialism, on the other hand,

starts with the concept of the people, which forms a political unity,

and builds the state upon this foundation.

There is no people without an objective unity, but there is

also none without a common consciousness of unity. A people

is determined by a number of different factors: by racial

derivation and by the character of its land, by language and

other forms of life, by religion and history, but also by

the common consciousness of its solidarity and by its common

will to unity. For the concrete concept of a people, as

represented by the various peoples of the earth, it is of

decisive significance which of these various factors they

regard as determinants for the nature of the people. The new

German Reich proceeds from the concept of the political

people, determined by the natural characteristics and by the

historical idea of a closed community. The political people

is formed through the uniformity of its natural

characteristics. Race is the natural basis of the people ...

As a political people the natural community becomes

conscious of its solidarity and strives to form itself, to

develop itself, to defend itself, to realize itself.

"Nationalism" is essentially this striving of a people which

has become conscious of itself toward self-direction and

self-realization, toward a deepening and renewing of its

natural qualities.

This consciousness of self, springing from the consciousness

of a historical idea, awakens in a people its will to

historical formation: the will to action. The political

people is no passive, sluggish mass, no mere object for the

efforts of the state at government or protective welfare

work ... The great misconception of the democracies is that

they can see the active participation of the people only in

the form of plebiscites according to the principle of

majority. In a democracy the people does not act as a unit

but as a complex of unrelated individuals who form

themselves into parties ... The new Reich is based on the

principle that real action of a self-determining people is

only possible according to the principle of leadership and

following.[9]

According to Huber, geographical considerations play a large part in

the shaping of a people:

The people stands in a double relation, to its lands; it

settles and develops the land, but the land also stamps and

determines the people ... That a certain territory belongs

to a certain people is not justified by state authority

alone but it is also determined objectively by its

historical, political position. Territory is not merely a

field for the exercise of state control but it determines

the nature of a people and thereby the historical purpose of

the state's activity. England's island position, Italy's

Mediterranean position, and Germany's central position

between east and west are such historical conditions, which

unchangeably form the character of the people.[10]

But the new Germany is based upon a "unity and entirety of the

people"[11] which does not stop at geographical boundaries:

The German people forms a closed community which recognizes

no national borders. It is evident that a people has not

exhausted its possibilities simply in the formation of a

national state but that it represents an independent

community which reaches beyond such limits.[12]

The State justifies itself only so far as is helps the people to

develop itself more fully. In the words of Hitler, quoted by Huber

from _Mein Kampf_, "It is a basic principle, therefore, that the state

represents not an end but a means. It is a condition for advanced

human culture, but not the cause of it ... Its purpose is in the

maintenance and advancement of a community of human beings with common

physical and spiritual characteristics."[13]

Huber continues:

In the theory of the folk-Reich _[völkisches Reich_], people

and state are conceived as an inseparable unity. The people

is the prerequisite for the entire political order; the

state does not form the people but the people moulds the

state out of itself as the form in which it achieves

historical permanence....[14]

The State is a function of the people, but it is not

therefore a subordinate, secondary machine which can be used

or laid aside at will. It is the form in which the people

attains to historical reality. It is the bearer of the

historical continuity of the people, which remains the same

in the center of its being in spite of all changes,

revolutions, and transformations.[15]

A similar interpretation of the role of the _Volk_ is expounded by

Gottfried Neesse in his _Die Nationalsozialistische Deutsche

Arbeiterpartei--Versuch einer Rechtsdeutung_ (_The National Socialist

German Workers Party--An Attempt at Legal Interpretation_), published

in 1935. From the National Socialist viewpoint, according to Neesse,

the state is regarded not as an organism superior to the people but as

an organization of the people: "In contrast to an organism, an

organization has no inherent legality; it is dependent upon human will

and has no definite mission of its own. It is a form in which a living

mass shapes itself into unity, but it has no life of its own."[16] The

people is the living organism which uses the organization of the state

as the form in which it can best fulfil its mission. The law which is

inherent in the people must be realized through the state.

But the central and basic concept of National Socialist political

theory is the concept of the people:

In contrast to the state, the people form a true organism--a

being which leads its own life and follows its own laws,

which possesses powers peculiar to itself, and which

develops its own nature independent of all state forms....

This living unity of the people has its cells in its

individual members, and just as in every body there are

certain cells to perform certain tasks, this is likewise the

case in the body of the people. The individual is bound to

his people not only physically but mentally and spiritually

and he is influenced by these ties in all his

manifestations.[17]

The elements which go to make up a people are beyond human

comprehension, but the most important of them is a uniformity of

blood, resulting in "a similarity of nature which manifests itself in

a common language and a feeling of community and is further moulded by

land and by history."[18] "The unity of the people is increased by its

common destiny and its consciousness of a common mission."[19]

Liberalism gave rise to the concept of a "society-people"

(_Gesellschaftsvolk_) which consisted of a sum of individuals, each of

whom was supposed to have an inherent significance and to play his own

independent part in the political life of the nation. National

Socialism, on the other hand, has developed, the concept of the

"community-people" (_Gemeinschaftsvolk_) which functions as a uniform

whole.[20]

The people, however, is never politically active as a whole,

but only through those who embody its will. The true will of

a people can never be determined by a majority vote. It can

only display itself in men and in movements, and history

will decide whether these men or movements could rightly

claim to be the representatives of the people's will.[21]

Every identification of the state with the people is false

from a legal and untenable from a political standpoint ...

The state is the law-forming organization and the law serves

the inner order of the community; the people is the

politically active organism and politics serve the outward

maintenance of the community ... But law receives its

character from the people and politics must reckon with the

state as the first and most important factor.[22]

The "nation" is the product of this interplay and balance between the

state and the people. The original and vital force of the people,

through the organization of the state, realizes itself fully in the

unified communal life of the nation:

The nation is the complete agreement between organism and

organization, the perfect formation of a naturally grown

being. ... _Nationalism_ is nothing more than the outwardly

directed striving to maintain this inner unity of people and

state, and _socialism_ is the inwardly directed striving for

the same end.[23]

Dr. Herbert Scurla, Government Councilor and Reich's Minister for

Science, Education, and Folk Culture, in a pamphlet entitled _Die

Grundgedanken des Nationalsozialismus und das Ausland (Basic

Principles of National Socialism With Special Reference to Foreign

Countries_), also emphasizes the importance of the _Volk_ in the

National Socialist state. Dr. Scurla points out that National

Socialism does not view the nation in the domocratic sense of a

community to which the individual may voluntarily adhere.

The central field of force of the National Socialist

consciousness is rather the folk, and this folk is in no

case mere individual aggregation, i.e., collectivity as sum

of the individuals, but as a unity with a peculiar

two-sidedness, at the same time "essential totality" (M.H.

Boehm). The folk is both a living creature and a spiritual

configuration, in which the individuals are included through

common racial conditioning, in blood and spirit. It is that

force which works on the individual directly "from within or

from the side like a common degree of temperature" (Kjellén)

and which collects into the folk whatever according to

blood and spirit belongs to it. This folk, point of

departure and goal at the same time, is, in the National

Socialist world-view, not only the field of force for

political order, but as well the central factor of the

entire world-picture. Neither individuals, as the epoch of

enlightenment envisaged, nor states, as in the system of the

dynastic and national state absolutism, nor classes, as

conceived by Marxism, are the ultimate realities of the

political order, but the peoples, who stand over against one

another with the unqualifiable right to a separate existence

as natural entities, each with its own essential nature and

form. [24]

Dr. Scurla claims that National Socialism and Fascism are the

strivings of the German and Italian people for final national

unification along essentially different national lines natural to each

of them. "What took place in Germany," he asserts, "was a political

revolution of a total nature."[25] "Under revolution," he states, "we

understand rather the penetration of the collective folk-mind

[_gesamtvölkischen Bewusstseins_] into all regions of German

life."[26] And, he concludes:

National Socialism is no invented system of rules for the

political game, but the world-view of the German people,

which experiences itself as a national and social community,

and concedes neither to the state nor the class nor the

individual any privileges which endanger the security of the

community's right to live.[27]

Some of the most striking expressions of the race concept are found in

_Die Erziehung im dritten Reich_ (_Education in the Third Reich_), by

Friedrich Alfred Beck, which was published in 1936. It is worthy of

note that the tendency which may be observed in Huber (document I,

_post_ p. 155) and Neesse to associate the ideas of _Volk_ and race is

very marked with Beck. "All life, whether natural or spiritual, all

historical progress, all state forms, and all cultivation by education

are in the last analysis based upon the racial make-up of the people

in question."[28] _Race_ finds its expression in human life through

the phenomenon of the _people_:

_Race_ and _people_ belong together. National Socialism has

restored the concept of the people from its modern

shallowness and sees in the people something different from

and appreciably greater than a chance social community of

men, a grouping of men who have the same external interests.

By _people_ we understand an entire living body which is

racially uniform and which is held together by common

history, common fate, a common mission, and common tasks.

Through such an interpretation the people takes on a

significance which is only attributed to it in times of

great historical importance and which makes it the center,

the content, and the goal of all human work. Only that race

still possesses vital energy which can still bring its unity

to expression in the totality of the people. The people is

the space in which race can develop its strength. Race is

the vital law of arrangement which gives the people its

distinctive form. In the course of time the people undergoes

historical transformations, but race prevents the loss of

the people's own nature in the course of these

transformations. Without the people the race has no life;

without race the people has no permanence ... Education,

from the standpoint of race and people, is the creation of a

form of life in which the racial unity will be preserved

through the totality of the people.[29]

Beck describes the politically spiritual National Socialist

personality which National Socialist education seeks to develop, in

the following terms:

Socialism is the direction of personal life through

dependence on the community, consciousness of the community,

feeling for the community, and action in the community;

nationalism is the elevation of individual life to a unique

(microcosmic) expression of the community in the unity of

the personality.[30]

National Socialist education must stress the heroic life and teach

German youth the importance of fulfilling their duty to the _Volk_.

Heroism is that force and that conviction which consecrates

its whole life to the service of an idea, a faith, a task,

or a duty even when it knows that the destruction of its own

life is certain ... German life, according to the laws of

its ideology, is heroic life ... All German life, every

person belonging to the community of Germans must bear

heroic character within himself. Heroic life fulfils itself

in the daily work of the miner, the farmer, the clerk, the

statesman, and the serving self-sacrifice of the mother.

Wherever a life is devoted with an all-embracing faith and

with its full powers to the service of some value, there is

true heroism ... Education to the heroic life is education

to the fulfilment of duty ... One must have experienced it

repeatedly that the inner fruition of a work in one's own

life has nothing to do with material or economic

considerations, that man keeps all of his faculties alive

through his obligation to his work and his devotion to his

duty, and that he uses them in the service of an idea

without any regard for practical considerations, before one

recognizes the difference between this world of heroic

self-sacrifice and the liberalistic world of barter. Because

the younger generation has been brought up in this heroic

spirit it is no longer understood by the representatives of

the former era who judge the values of life according to

material advantage ... German life is heroic life. Germany

is not a mere community of existence and of interests whose

only function is to insure the material and cultural needs

of its members, but it also represents an elemental

obligation on the part of the members. The eternal Germany

cannot be drawn in on the map; it does not consist of the

constitution or the laws of the state. This Germany is the

community of those who are solemnly bound together and who

experience and realize these eternal national values. This

Germany is our eternal mission, our most sacred law ... The

developing personality must be submerged in the living

reality of the people and the nation from earliest youth on,

must take an active and a suffering part in it. Furthermore

the heroic life demands a recognition and experiencing of

the highest value of life which man must serve with all his

powers. This value can perhaps be recognized and presented

theoretically in the schools but it can only be directly

comprehended and personally experienced in the community of

the people. Therefore all education must preserve this

_direct connection with the community of the people_ and

school education must derive from it the form and substance

of its instruction.[31]

This nationalism, which is based upon the laws of life, has

nothing in common with the weak and presumptuous patriotism

of the liberalistic world; it is not a gift or a favor, not

a possession or a privilege, but it is the form of national

life which we have won in hard battle and which suits our

Nordic-German racial and spiritual heritage. In the

nationalistic personality the powers and values which have

been established in the socialistic personality will be

purposefully exerted for the perfection of the temporal and

eternal idea of life.[32]

The National Socialist idea of totality, therefore, and its

manifestation in life of the national community form the principal

substance of education in the Third Reich:

This idea of totality must be radically distinguished from

the liberalistic conception of the mass. According to the

liberalistic interpretation the whole consists of a

summation of its parts. According to the National Socialist

organic conception the whole comes before the parts; it does

not arise from the parts but it is already contained in the

parts themselves; all parts are microcosmic forms of the

whole. This organic conception of the whole is the deepest

natural justification of the basic political character of

all organic life.[33]

Education, Beck continues, must present this total unity as it is

manifested in the racial character of the people. Race is the most

essential factor in the natural and spiritual unity of a people, and

it is also the main factor which separates one people from another.

The racial character of the people must determine the substance of

education; this substance must be derived primarily from the life of

the people.

Even in the specialized field of political science, Nazi education is

concerned not with the structure of the state but with the role of the

individual in the life of the people:

National Socialist political science concerns itself not

with education to citizenship but with preparation for

membership in the German people.... Not the structure of the

state but the strength of a people determines the value and

the strength of an individual life. The state must be an

organization which corresponds to the laws of the people's

life and assists in their realization.[34]

Such indeed is the supreme goal of all National Socialist education:

to make each individual an expression of "the eternal German":

Whoever wishes fully to realize himself, whoever wishes to

experience and embody the eternal German ideal within

himself must lift his eyes from everyday life and must

listen to the beat of his blood and his conscience ... He

must be capable of that superhuman greatness which is ready

to cast aside all temporal bonds in the battle for German

eternity ... National Socialist education raises the eternal

German character into the light of our consciousness ...

National Socialism is the eternal law of our German life;

the development of the eternal German is the transcendental

task of National Socialist education.[35]

Readings on Fascism and National Socialism Selected by members of the department of philosophy, University of Colorado · 第 50 / 64 题