Part IV:

The Commonwealth of Virginia

Declaration of Rights

[Sidenote: "_We hold these truths to be self-evident...._"]

The two greatest documents of the Revolution came from the pens of

Virginians George Mason and Thomas Jefferson. Political scientist Clinton

Rossiter notes, "The declaration of rights in 1776 remain America's most

notable contribution to universal political thought. Through these

eloquent statements the rights-of-man political theory became political

reality."[33]

[33] Clinton, Rossiter, Seedtime of the Republic (Harcourt,

Brace: New York, 1953), 401.

As Richard Henry Lee rode north to Philadelphia with the Virginia

resolution for independence, George Mason of Fairfax, sat down with his

committee and drafted the Virginia Declaration of Rights. Presented to

the Convention on May 27, 1776, the Declaration was adopted on June 12,

1776. It reads, in part:

A Declaration of Rights, made by the Representatives of the good

People of Virginia, assembled in full and free Convention, which

rights do pertain to them and their posterity as the basis and

foundation of government.

I. That all men are by nature equally free and independent, and have

certain inherent rights, of which, when they enter into a state of

society, they cannot, by any compact, deprive or divest their

posterity; namely, the enjoyment of life and liberty, with the means

of acquiring and possessing property, and pursuing and obtaining

happiness and safety.

II. That all power is vested in, and consequently derived from, the

People; that magistrates are their trustees and servants, and at all

times amenable to them.

III. That Government is, or ought to be, instituted for the common

benefit, protection, and security of the people, nation or

community;--of all the various modes and forms of government, that is

best which is capable of producing the greatest degree of happiness

and safety, and is most effectually secured against the danger of

maladministration;--and that, whenever any Government shall be found

inadequate or contrary to these purposes, a majority of the community

hath an indubitable, unalienable, and indefeasible right to reform,

alter or abolish it, in such manner as shall be judged most conducive

to the public weal.[34]

[34] Rutland, Mason, I, 287-289.

In 16 articles the Declaration goes on to: prohibit hereditary offices;

separate the legislative, executive, and judicial branches; assure that

elections shall be free; prevent suspending law or executing laws without

consent of the representatives of the people; guarantee due process in

criminal prosecutions; prevent excessive bail and cruel and unusual

punishments; eliminate general warrants for search and seizure; provide

jury trials in property disputes; assert "that the freedom of the press

is one of the great bulwarks of liberty and can never be restrained but

by despotic governments"; provide for a well-regulated militia and warn

against standing armies in peacetime; declare that no government can

exist within the state independent of the government of Virginia; and

grant to all men equally "the free exercise of religion, according to the

dictates of conscience." (While this article granted free expression of

religion, it did not end the establishment of the former Church of

England as the official state church in Virginia. Full separation of

church and state did not occur until the General Assembly passed

Jefferson's famous Statute for Religious Freedom in 1786.)

The most intriguing article is XV, which is not a declaration of a right

as much as it is a reminder that citizens who do not exercise their

rights soon lose them.

XV. That no free government, or the blessing of Liberty, can be

preserved to any people, but by a firm adherence to justice,

moderation, temperance, frugality and virtue, and by a frequent

recurrence to fundamental principles.

Nowhere is the break with England more clear than in the proclamation

that "all men are by nature equally free and independent". No longer were

Virginians claiming rights which were theirs as Englishmen; they now were

claiming rights which were theirs as human beings. These were natural

rights which belong to all persons everywhere and no one, either in the

past or the future could alienate, eliminate, or diminish those rights.

A second vital observation is the Declaration's firm adherence to the

doctrine of popular sovereignty--the power of the government is derived

from the people and can be exercised only with their consent or the

consent of their elected representatives.

A third observation, among many which can be made, is that for the first

time a sovereign state prevented itself and its own legislature from

infringing on the basic liberties of its peoples. The possible assault on

popular rights by an elected legislature had been made all too vivid by

parliament in the 1760's and 1770's.

Edmund Randolph said one aim of the Declaration was to erect "a perpetual

standard". John Adams had warned "we all look up to Virginia for

example". Neither Randolph nor Adams could have been disappointed.

Mason's Declaration of Rights was utilized by Jefferson as he drafted the

Declaration of Independence, written into the bills of rights of numerous

other states, and finally in 1791 was incorporated into the Federal

Constitution as the Bill of Rights.

Declaration of Independence

In Philadelphia, Lee introduced the Virginia independence resolution on

June 7, 1776. On that day only seven colonies were prepared to vote

"aye". Therefore, congress put off a full vote until July 1, hoping by

that date for all states to have received instructions from home. In the

meantime congress appointed John Adams, Benjamin Franklin, Roger Sherman

of Connecticut, Robert R. Livingston of New York, and Thomas Jefferson to

draft a declaration. For nearly two weeks Jefferson, with the advice of

Adams and Franklin, wrote and rewrote the draft, seeking just the right

phrase, the right concept. On June 28 the committee laid its draft before

the chamber. On July 4 the Congress completed its revisions. The changes

were few when one considers the normal way legislative bodies amend and

rewrite the very best of prose. Still the changes were too many for the

red-haired delegate from Albemarle County, Virginia, who possessed an

ample store of pride in his own words. Jefferson thought his version had

been manhandled; Lee went further and said it had been "mangled".

The preamble to the Declaration of Independence is timeless. There in

clear and unmistakable language is a rationale for revolution, not just

1776, but all revolutions.

When in the Course of human events, it becomes necessary for one

people to dissolve the political bands which have connected them with

another, and to assume among the Powers of the earth, the separate

and equal station to which the Laws of Nature and Nature's God

entitle them, a decent respect to the opinions of mankind requires

that they should declare the causes which impel them to the

separation.

We hold these truths to be self-evident, that all men are created

equal, that they are endowed by their Creator with certain

unalienable Rights, that among these are Life, Liberty, and the

pursuit of Happiness. That to secure these rights, Governments are

instituted among Men, deriving their just powers from the consent of

the governed. That whenever any Form of Government becomes

destructive of these ends, it is the Right of the People to alter or

to abolish it, and to institute new Government, laying its foundation

on such principles and organizing its powers in such form, as to them

shall seem most likely to effect their Safety and Happiness.

Prudence, indeed, will dictate that Governments long established

should not be changed for light and transient causes; and accordingly

all experience hath shown, that mankind are more disposed to suffer,

while evils are sufferable, than to right themselves by abolishing

the forms to which they are accustomed. But when a long train of

abuses and usurpations, pursuing invariably the same Object evinces a

design to reduce them under absolute Despotism, it is their right, it

is their duty, to throw off such Government, and to provide new

Guards for their future security.--Such has been the patient

sufferance of these Colonies; and such is now the necessity which

constrains them to alter their former Systems of Government. The

history of the present King of Great Britain is a history of repeated

injuries and usurpations, all having in direct object the

establishment of an absolute Tyranny over these States. To prove

this, let Facts be submitted to a candid world.

The last thread which held the colonies to Britain was the king and to

cut that thread Jefferson and the Congress charged him with all the acts

of parliament and the ministries. As Dumas Malone remarks:

The charges in the Declaration were directed, not against the British

people or the British Parliament, but against the King. There was a

definite purpose in this. Jefferson, and the great body of the

Patriots with him, had already repudiated the authority of

Parliament.... Now ... the onus must be put on George III himself.

Such a personification of grievances was unwarranted on strict

historical grounds. This was the language of political controversy,

not that of dispassionate scholarship.[35]

[35] Malone, Jefferson the Virginian, 224.

Parliament, in fact, is not mentioned at all. Jefferson would not even

acknowledge its existence, referring to it instead as "others" who have

joined with the king in these "repeated injuries and usurpations." But

before we worry too much about the king and sympathize with those who

believe "poor George" has suffered unnecessary abuse, let us remember

that we now know the king, while neither vindictive nor a tyrant, was an

adherent to the policies proposed by his ministers which brought disunion

to the empire.

On July 4, 1776, by a vote of 12-0, with New York abstaining, the

colonies voted independence. On July 8 the Declaration was read publicly.

On July 15 New York voted "yes". And on August 2 most delegates signed

the formal Declaration itself. (The last signer did not put his signature

on it until 1781.)

Just as George Washington misjudged himself and history when he remarked,

"Remember, Mr. Henry, what I now tell you: from the day I enter upon the

command of the American armies, I date my fall, and the ruin of my

reputation," so Jefferson thought little of his composition. He was much

more interested in and concerned about the Virginia Constitution. At

first he was not identified as the author of the Declaration, for the

names of all those who signed were not revealed until January 1777. He

was wrong, of course, as the judgment of time has confirmed. The

Declaration is the greatest political statement written by an American.

To the citizens of the United States it was, and has remained, the most

popular and beloved of all their public documents.

The Virginia Constitution, June 29, 1776

One mark of the revolutionary generation's greatness is seen in this

series of simultaneous events taking place in June 1776. One Virginian,

George Washington, was assembling an army to defend the new nation; two

Virginians, Richard Henry Lee and Thomas Jefferson, were leading the

congress to independence; and a third group, George Mason and the

Virginia Convention were constructing a new government for Virginia. Just

as Virginia was the first colony to declare independence, she was also

the first state to draft a new form of government.

The convention had charged Mason and his committee with writing "such a

plan as will most likely maintain peace and order in this colony, and

secure substantial and equal liberty to the people". Within two weeks

Mason had completed his task. It was not, however, a work of haste, for

Mason had contemplated for a long time the proper form of government. To

Mason and most Virginians the constitution must: 1) give life to the

liberties set forth in the Declaration of Rights; 2) prevent those

tyrannies of government which had undermined the once ideal English

constitution; and 3) preserve those elements which had been the strengths

of the old colonial government. The Constitution of 1776 achieved these

ends.

Virginia was made a commonwealth. As Robert Rutland tells us, "Mason's

choice of the word 'commonwealth' was no happenstance. Mason knew

passages of John Locke's Second Treatise on Government verbatim.

None struck Mason more forcefully than Locke's notion that a commonwealth

was a form of government wherein the legislature was supreme." There was

a consensus within the convention that there should be a separation of

powers between executive, legislative, and judicial functions, but no

equality of powers. The legislative function was to be supreme.

The residual power in the Constitution of 1776 is vested in the people

and exercised through the General Assembly. Within the General Assembly

the House of Delegates was to be supreme. The Assembly had two houses:

The House of Delegates, replacing the House of Burgesses, had two members

from each county and one from each town; and the Senate, replacing the

old royally-appointed council, had 24 members chosen from 24 districts

throughout the state. A peculiarity of this constitution was the use of

12 electors, chosen by the voters in each district, to actually choose

the senator from that district. All legislation originated in the House

of Delegates, the Senate being allowed to amend all laws except

appropriation bills, which it had to accept or reject completely.

Mindful of royal authority and disdainful of executive power, the

constitution emasculated the power of the governor, leaving him a "mere

phantom". Elected annually by the combined vote of the General Assembly

for a maximum of three consecutive terms, the governor had no veto power

and virtually no power of executive action. He could not act between

legislative sessions without approval of an eight-man Council of State.

This council was elected by the assembly "to assist in the administration

of government". In truth, the council restrained the executive.

The virtual semi-autonomy of the county courts and the justices of the

peace remained. A system of state courts was provided for, its judges

also elected by the assembly. Property qualifications for voters and for

office holders continued in force. No clergymen were permitted to hold

state office.[36]

[36] Rutland, Mason, I, 295-310.

The constitution, then retained what had worked well in the past--the

General Assembly and the county court system; granted to the House of

Delegates the written powers it had claimed as the colonial House of

Burgesses; eliminated the royally elected council, but retained the idea

of an upper house composed of men of property; and totally restrained the

governor. Thus, if one definition of a commonwealth is a government in

which the legislature is supreme, then Virginia in 1776 was certainly a

commonwealth. This constitution became a model for many other state

governments, although most states benefited from the unfortunate

experiences of governors Henry (1776-1779) and Jefferson (1779-1781) and

gave their executives greater administrative latitude.

Jefferson had hastened back from Philadelphia to try to influence the

writing of the constitution. He arrived too late to have much effect

beyond appending to the constitution a preamble paraphrasing the

Declaration of Independence. But many of his ideas were too

"democratical". He feared the constitution did not have the force of true

law, for it had been written by a convention not elected for that purpose

by the people. Nor had the people voted directly on the constitution.

Jefferson was even more concerned about the remaining vestiges of

feudalism, aristocracy, and privilege. He succeeded in eliminating

primogeniture (the eldest child has greater inheritance rights than the

younger children) and entails (a person could place restrictions on the

use of his property in perpetuity). Both primogeniture and entail smacked

of inequality and alienation of rights by one generation against the

next. Although his Statute on Religious Freedom was not passed until

1786, each session after 1776 saw Jefferson successfully whittle down the

privileges of the once-established Anglican Church. From 1776 until 1778

Jefferson, Wythe, and Pendleton labored on a revision of the state law

code, but only a part of their code was adopted. A revised criminal code

was not fully enacted until the 1790's. Jefferson made little headway on

his plans for public education.

There is no evidence that Virginians were concerned that the convention

had written a constitution without their direct approval. The

Constitution of 1776 remained in effect until 1830. Virginians developed

great pride concerning the work of this revolutionary convention. Here a

group of the richest and best men in the colony had initiated revolution,

articulated a philosophy for revolution, and established a frame of

government which were to be widely imitated throughout the country and

adopted in part in France.

Out of this transformation of the English constitution into a government

for the Commonwealth of Virginia men like Jefferson, Henry, Mason, and

even the more conservative Bland and Pendleton had produced a truly

radical doctrine of popular sovereignty, an appeal to a higher law--the

law of nature and Nature's God, the replacement of virtual representation

with direct representation, and the substitution of a balance of

interests within the Virginia society for the old English theory of a

balanced government comprising crown, nobility, and commons in restraint

of each other.

In the words of historian Bailyn, they had worked "a substantial

alteration in the order of society as it was known" in 1775. They had

unloosened a "contagion of liberty" which could not be restrained.[37]

Ultimately Virginians and Americans came to believe the rhetoric of the

Declaration of Rights and the Declaration of Independence when they read

the words "all men are created equal" to mean "all persons". If it is

something of an anomaly that the men who wrote these words were

slaveholders, it is no anomaly that these words came to be accepted as

"self-evident truths" when later generations applied these truths to the

rights of man, regardless of race, creed, color, religion, or national

origin. But that was a long way off. June-July 1776 was the beginning of

a great experiment, not the finished product.

[37] Bernard Bailyn, Ideological Origins of the American

Revolution, Harvard University Press, 1962, chapter 4.

The British-Americans: The Virginia Loyalists

Jefferson was correct in stating that Virginians moved forward to war

with greater unity and with fewer examples of Torism than any other

colony. Robert Calhoon, historian of loyalism, notes Virginia Loyalists

consisted "of a handful of Anglican clergymen, the members of a moribund

Royal Council, and several hundred Scottish merchants, and were ... not a

very formidable coalition." This confirms the much older view of Isaac

Harrell who characterized Virginia loyalists as small in number, not more

than a few thousand, whose activities after the departure of Governor

Dunmore were limited. Only in the Norfolk area, the Hobbs Hole region of

Middlesex County, in Accomac County on the Eastern Shore, and in the

isolated frontier area along the Monongahela River, claimed jointly by

Pennsylvania and Virginia, were there enough loyalists to even suggest a

majority of the population. "Of the 2,500 claims filed with British

government for loyalist property lost during the Revolution, only 140

were from Virginia." Most of these 140 claims were made by British

natives living in Virginia at the outbreak of the war. Only 13 were

Virginians.

Except for the Dunmore raids in 1775-1776 and an abortive plot in 1776 by

Dr. John Connolly in the Fort Pitt region there were no loyalist military

operations in Virginia. Several hundred loyalists joined the royal army,

a small number in comparison to most colonies. Most loyalists went to

London or Glasgow. Except for William Byrd III and Attorney-General John

Randolph, most native Virginia loyalists, including Richard Corbin, John

Grymes, and Ralph Wormeley stayed quietly on their plantations.[38]

Virginia's only nobleman, aging recluse, Thomas, Sixth Lord Fairfax,

owner of the Northern Neck, 9,000 square miles of land, remained

untouched at his hunting lodge in Frederick County.

[38] Robert M. Calhoon. The Loyalists in Revolutionary America,

1760-1781, (Harcourt, Brace: New York, 1973), 458; Isaac Harrell,

Loyalism in Virginia (Duke University, 1926), 62-65.

In the early years there was a general appreciation of the difficulty

some Virginians had experienced in breaking with England and swearing

allegiance to a new nation. This switch was especially difficult for

members of the governor's council and the Anglican clergy who had taken

personal oaths of allegiance to the king, not a casual act in the 18th

Century. Most of these men and women had been respected leaders in

pre-Revolutionary Virginia, had many friends, brothers, and sons in the

patriot camp, and took no direct action to support the British. Generally

they were well treated.

As the war moved along, however, and the colonists suffered enormous

losses in the winters of 1777 and 1778, sympathy decreased and demands

for public declaration of allegiance to the patriot cause grew. Laws were

passed providing for heavy taxation and then confiscation of loyalist

properties. The fortunes of the war can almost be read in the evolution

of loyalist laws. After the battle of Great Bridge (1775) the convention

allowed those who had borne arms against Virginia to take an oath of

allegiance to the Committee of Safety. Most Norfolk area loyalists did.

But when Dunmore persisted in raiding Virginia that spring, the

convention, in May 1776, changed the law and declared those who aided the

"enemy" subject to imprisonment and their property to seizure. In

December 1776 the new General Assembly voted that those who joined the

enemy or gave aid and comfort were to be arrested for treason. If guilty,

they would be executed. Those guilty of adherence to the authority of the

king (as opposed to those who refused to support the new government) were

subject to heavy fines and imprisonment.

A major turning point occurred in 1777 when general patriot outcries

against those not supporting the Revolutionary cause forced the assembly

to pass a test oath. Washington and Jefferson were especially vocal on

this point. Every male over 16 was required to renounce his allegiance to

the king and to subscribe to a new oath of allegiance to Virginia. In

1778 those who refused to take the oath were subjected to double

taxation; in 1779 the tax was tripled. In 1779 legal procedures for the

sale of sequestered and confiscated property were established and sales

begun, although these sales never brought the income expected to the

financially hard pressed state.

A similar progression from toleration to harshness faced the merchants

who had stayed in the colonies as well as those who had fled. The latter

had much of their property confiscated and their ships seized. Those who

stayed found there was no neutrality. The key issue here was debt

payment. The assembly declared that the new Virginia paper money

circulated was legal tender and must be accepted for both new and pre-war

debts. Many Virginians took advantage of this opportunity to pay their

debts in the inflated money, a move which caused many problems after the

war when attempts were made to straighten out personal British accounts.

There was no sympathy for those who protested the inequity of this

action. Revolutions and civil wars seldom bring equity. The remarkable

thing is that in Virginia the Revolution progressed with so little

internal strife.[39]

[39] Harrell, Loyalism in Virginia, 66-96.

The War at Home, 1776-1780

From the time Dunmore left in July 1776, until the British moved into

Virginia again in 1779, Virginians fought the war for independence on the

soils of the other colonies. Their main contributions were providing the

men and material which all wars demand. When one considers the natural

reluctance of colonials to serve outside their own boundaries,

Virginians' record of men and supplies were good.

The demands on the Virginia economy were great. With much of the natural

granary in Pennsylvania, New Jersey, and Long Island occupied by British

forces and the middle state ports blockaded, pleas from Washington for

Virginia meat and food supplies were constant. Munitions works at Westham

(Richmond), Fredericksburg, and Fort Chiswell and naval shipyards at

Gosport, South Quay, and Chickahominy River operated at full capacity. A

major munitions magazine opened at Point of Fork on the James River in

Fluvanna County, and small iron furnaces appeared throughout the Piedmont

and in the Valley areas. In 1779 Virginia exports of food and grain

outside the United States were halted and redirected to the needs of

Congress. Everywhere Virginians began to spin and weave their own cloth.

Simpler life styles became the order of the war.

The plainer way of life was not just a patriotic morale-builder. It was a

necessity. The natural trade routes between the Chesapeake and Britain

were closed and the tobacco trade was ruined. To finance the war the

assembly taxed nearly everything which could be taxed. Many taxes were

those which the Virginians had rejected when imposed by parliament,

including legal papers and glass windows. The difference was the

necessity or war and the source of the tax laws--the people's own elected

representatives.

Taxes, alone, however have never financed a major war. As in the French

and Indian War, Virginia issued paper money and floated state loans.

Between 1776-1780 the state debt reached £26,000,000 and in the following

two years nearly doubled. By 1779 loans and taxes were not enough and the

assembly levied taxes on commodities as well as currency. Taxpayers had

to make payments in grain, hemp, or tobacco rather than inflated paper

money alone. Inflation set in. By 1780 coffee, when you could get it,

sold for $20 per pound, shoes were $60 per pair, and better grades of

cloth were bringing $200 a yard. The exchange rate of Virginia money to

hard coins (specie) was 10-1 in 1778, 60-1 in early 1780, and then

spiraled upwards to 150-1 in April 1780, 350-1 in July, and was going out

of sight as Cornwallis' army ravaged the state. It never reached the

ratio of 1,000-1 as did the Continental Congress currency, but the phrase

"not worth a Continental" might equally have applied to Virginia money.

Few of those who served Virginia and the new nation, whether as officers,

footsoldiers, governors, judges, or clerks, did so without suffering

substantial financial losses. In many cases they were never reimbursed

even for actual expenses.[40] Unfortunately there were many who reaped

profits by exploiting the situation.

[40] For a good description of the economic impact of the war on

one dedicated Virginian, read Emory Evans' Thomas Nelson of

Yorktown: Virginia Revolutionary (University Press,

Charlottesville, 1975), 65-123.

There also were thousands who moved across the mountains to new lands in

the Valley, southwestern Virginia, and Kentucky. In fact, Virginia had to

head off an attempt by North Carolinians, headed by Richard Henderson, to

detach Kentucky from Virginia. The state had to watch attempts by other

states to claim Virginia lands in the Ohio country. To forestall these

attempts Virginia took two steps. In 1776 the Assembly divided Fincastle

County into three counties--Kentucky, Montgomery, and Washington and

established local governments there; and she agreed to ratify the new

Articles of Confederation only upon the condition that all other states

agree to give up their claims to the Ohio country and that all new states

created from those territories have the same rights and privileges as the

original states. In so doing, Virginians, under the leadership of

Jefferson, formulated a colonial policy for the western lands which

assured equality for the new states, a most important guarantee that

there would be no superior and inferior states in the new United States.

All states would be equal.

It should be remembered that this was never a total war. Independence

simply demanded that Washington, the Continental Congress, and the states

keep an army in the field and a fleet on the seas until the British

accepted the fact that they could not defeat the Americans or until they

decided victory was not worth the cost. Whenever the call came,

Virginians poured forth in sufficient numbers and with sufficient

supplies in the crucial days of 1777-1778 and 1780-1781 to prevent

defeat. And in 1781 they were there in enough numbers to insure victory

at Yorktown.

The Road to Independence: Virginia 1763-1783 · 第 4 / 5 章