of opinion, that, upon the facts stated in the plea in abatement, Dred
Scott was not a citizen of Missouri within the meaning of the
Constitution of the United States, and not entitled as such to sue in
its courts; and, consequently, that the Circuit Court had no
jurisdiction of the case, and that the judgment on the plea in abatement
is erroneous.
We are aware that doubts are entertained by some of the members of the
court, whether the plea in abatement is legally before the court upon
this writ of error: but if that plea is regarded as waived, or out of
the case upon any other ground, yet the question as to the jurisdiction
of the Circuit Court is presented on the face of the bill of exception
itself, taken by the plaintiff at the trial; for he admits that he and
his wife were born slaves, but endeavors to make out his title to
freedom and citizenship by showing that they were taken by their owner
to certain places, hereinafter mentioned, where slavery could not by law
exist, and that they thereby became free, and upon their return to
Missouri became citizens of that State.
Now, if the removal, of which he speaks, did not give them their
freedom, then by his own admission he is still a slave, and whatever
opinions may be entertained in favor of the citizenship of a free person
of the African race, no one supposes that a slave is a citizen of the
State or of the United States. If, therefore, the acts done by his owner
did not make them free persons, he is still a slave, and certainly
incapable of suing in the character of a citizen.
The principle of law is too well settled to be disputed, that a court
can give no judgment for either party, where it has no jurisdiction; and
if, upon the showing of Scott himself, it appeared that he was still a
slave, the case ought to have been dismissed, and the judgment against
him and in favor of the defendant for costs, is, like that on the plea
in abatement, erroneous, and the suit ought to have been dismissed by
the Circuit Court for want of jurisdiction in that court.
But, before we proceed to examine this part of the case, it may be
proper to notice an objection taken to the judicial authority of this
court to decide it; and it has been said, that as this court has decided
against the jurisdiction of the Circuit Court on the plea in abatement,
it has no right to examine any question presented by the exception; and
that any thing that it may say upon that part of the case will be extra
judicial, and mere orbita dicta.
This is a manifest mistake; there can be no doubt as to the jurisdiction
of this court to revise the judgment of a Circuit Court, and to reverse
it for any error apparent on the record, whether it be the error of
giving judgment in a case over which it had no jurisdiction, or any
other material error; and this, too, whether there is a plea in
abatement or not.
The objection appears to have arisen from confounding writs of error to
a State court, with writs of error to a Circuit Court of the United
States. Undoubtedly, upon a writ of error to a State court, unless the
record shows a case that gives jurisdiction, the case must be dismissed
for want of jurisdiction in _this court_. And if it is dismissed on that
ground, we have no right to examine and decide upon any question
presented by the bill of exceptions, or any other part of the record.
But writs of error to a State Court, and to a Circuit Court of the
United States, are regulated by different laws, and stand upon entirely
different principles. And in a writ of error to a Circuit Court of the
United States, the whole record is before this court for examination and
decision; and if the sum in controversy is large enough to give
jurisdiction, it is not only the right, but it is the judicial duty of
the court, to examine the whole case as presented by the record; and if
it appears upon its face that any material error or errors have been
committed by the court below, it is the duty of this court to reverse
the judgment, and remand the case. And certainly an error in passing a
judgment upon the merits in favor of either party, in a case which it
was not authorized to try, and over which it had no jurisdiction, is as
grave an error as a court can commit.
The plea in abatement is not a plea to the jurisdiction of this court,
but to the jurisdiction of the Circuit Court. And it appears by the
record before us, that the Circuit Court committed an error, in deciding
that it had jurisdiction, upon the facts in the case, admitted by the
pleadings. It is the duty of the appellate tribunal to correct this
error; but that could not be done by dismissing the case for want of
jurisdiction here--for that would leave the erroneous judgment in full
force, and the injured party without remedy. And the appellate court
therefore exercises the power for which alone appellate courts are
constituted, by reversing the judgment of the court below for this
error. It exercises its proper and appropriate jurisdiction over the
judgment and proceedings of the Circuit Court, as they appear upon the
record brought up by the writ of error.
The correction of one error in the court below does not deprive the
appellate court of the power of examining further into the record, and
correcting any other material errors which may have been committed by
the inferior court. There is certainly no rule of law--nor any
practice--nor any decision of a court--which even questions this power
in the appellate tribunal. On the contrary, it is the daily practice of
this court, and of all appellate courts where they reverse the judgment
of an inferior court for error, to correct by its opinions whatever
errors may appear on the record material to the case; and they have
always held it to be their duty to do so where the silence of the court
might lead to misconstruction or future controversy, and the point has
been relied on by either side, and argued before the court.
In the case before us, we have already decided that the Circuit Court
erred in deciding that it had jurisdiction upon the facts admitted by
the pleadings. And it appears that, in the further progress of the case,
it acted upon the erroneous principle it had decided on the pleadings,
and gave judgment for the defendant, where, upon the facts admitted in
the exception, it had no jurisdiction.
We are at a loss to understand upon what principle of law, applicable to
appellate jurisdiction, it can be supposed that this court has not
judicial authority to correct the last-mentioned error, because they had
before corrected the former; or by what process of reasoning it can be
made out, that the error of an inferior court in actually pronouncing
judgment for one of the parties, in a case in which it had no
jurisdiction, cannot be looked into or corrected by this court, because
we have decided a similar question presented in the pleadings. The last
point is distinctly presented by the facts contained in the plaintiff's
own bill of exceptions, which he himself brings here by this writ of
error. It was the point which chiefly occupied the attention of the
counsel on both sides in the argument--and the judgment which this court
must render upon both errors is precisely the same. It must, in each of
them, exercise jurisdiction over the judgment, and reverse it for the
errors committed by the court below; and issue a mandate to the Circuit
Court to conform its judgment to the opinion pronounced by this court,
by dismissing the case for want of jurisdiction in the Circuit Court.
This is the constant and invariable practice of this court, where it
reverses a judgment for want of jurisdiction in the Circuit Court.
It can scarcely be necessary to pursue such a question further. The want
of jurisdiction in the court below may appear on the record without any
plea in abatement. This is familiarly the case where a court of chancery
has exercised jurisdiction in a case where the plaintiff had a plain and
adequate remedy at law, and it so appears by the transcript when brought
here by appeal. So also where it appears that a court of admiralty has
exercised jurisdiction in a case belonging exclusively to a court of
common law. In these cases there is no plea in abatement. And for the
same reason, and upon the same principles, where the defect of
jurisdiction is patent on the record, this court is bound to reverse the
judgment, although the defendant has not pleaded in abatement to the
jurisdiction of the inferior court.
The cases of Jackson _v._ Ashton and of Capron _v._ Van Noorden, to
which we have referred in a previous part of this opinion, are directly
in point. In the last-mentioned case, Capron brought an action against
Van Noorden in a Circuit Court of the United States, without showing, by
the usual averments of citizenship, that the court had jurisdiction.
There was no plea in abatement put in, and the parties went to trial
upon the merits. The court gave judgment in favor of the defendant with
costs. The plaintiff thereupon brought his writ of error, and this court
reversed the judgment given in favor of the defendant, and remanded the
case with directions to dismiss it, because it did not appear by the
transcript that the Circuit Court had jurisdiction.
The case before us still more strongly imposes upon this court the duty
of examining whether the court below has not committed an error, in
taking jurisdiction and giving a judgment for costs in favor of the
defendant; for in Capron _v._ Van Noorden the judgment was reversed,
because it did _not appear_ that the parties were citizens of different
States. They might or might not be. But in this case it _does appear_
that the plaintiff was born a slave; and if the facts upon which he
relies have not made him free, then it appears affirmatively on the
record that he is not a citizen, and consequently his suit against
Sandford was not a suit between citizens of different States, and the
court had no authority to pass any judgment between the parties. The
suit ought, in this view of it, to have been dismissed by the Circuit
Court, and its judgment in favor of Sandford is erroneous, and must be
reversed.
It is true that the result either way, by dismissal or by a judgment for
the defendant, makes very little, if any, difference in a pecuniary or
personal point of view to either party. But the fact that the result
would be very nearly the same to the parties in either form of judgment,
would not justify this court in sanctioning an error in the judgment
which is patent on the record, and which, if sanctioned, might be drawn
into precedent, and lead to serious mischief and injustice in some
future suit.
We proceed, therefore, to inquire whether the facts relied on by the
plaintiff entitled him to his freedom.
The case, as he himself states it, on the record brought here by his
writ of error, is this:
The plaintiff was a negro slave, belonging to Dr. Emerson, who was a
surgeon in the army of the United States. In the year 1834, he took the
plaintiff from the State of Missouri to the military post at Rock
Island, in the State of Illinois, and held him there as a slave until
the month of April or May, 1836. At the time last-mentioned, said Dr.
Emerson removed the plaintiff from said miltary post at Rock Island to
the military post at Fort Snelling, situate on the west bank of the
Mississippi river, in the territory known as Upper Louisiana, acquired
by the United States of France, and situate north of the latitude of
thirty-six degrees thirty minutes north, and north of the State of
Missouri. Said Dr. Emerson held the plaintiff in slavery at said Fort
Sneling, from said last-mentioned date until the year 1838.
In the year 1835, Harriet, who is named in the second count of the
plaintiff's declaration, was the negro slave of Major Taliaferro, who
belonged to the army of the United States. In that year, 1835, said
Major Taliaferro took said Harriet to said Fort Snelling, a military
post, situated as hereinbefore stated, and kept her there as a slave
until the year 1836, and then sold and delivered her as a slave, at said
Fort Snelling, unto the said Dr. Emerson hereinbefore named. Said Dr.
Emerson held said Harriet in slavery at said Fort Snelling until the
year 1838.
In the year 1836, the plaintiff and Harriet intermarried, at Fort
Snelling, with the consent of Dr. Emerson, who then claimed to be their
master and owner. Eliza and Lizzie, named in the third count of the
plaintiff's declaration, are the fruit of that marriage. Eliza is about
fourteen years old, and was born on board the steamboat Gipsey, north of
the north line of the State of Missouri, and upon the river Mississippi.
Lizzie is about seven years old, and was born in the State of Missouri,
at the military post called Jefferson Barracks.
In the year 1838, said Dr. Emerson removed the plaintiff and said
Harriet, and their said daughter Eliza, from said Fort Snelling to the
State of Missouri, where they have ever since resided.
Before the commencement of this suit, said Dr. Emerson sold and conveyed
the plaintiff, and Harriet, Eliza, and Lizzie, to the defendant, as
slaves, and the defendant has ever since claimed to hold them, and each
of them, as slaves.
In considering this part of the controversy, two questions arise: 1. Was
he, together with his family, free in Missouri by reason of the stay in
the territory of the United States hereinbefore mentioned? And, 2. If
they were not, is Scott himself free by reason of his removal to Rock
Island, in the State of Illinois, as stated in the above admissions?
We proceed to examine the first question.
The act of Congress, upon which the plaintiff relies, declares that
slavery and involuntary servitude, except as a punishment for crime,
shall be forever prohibited in all that part of the territory ceded by
France, under the name of Louisiana, which lies north of thirty-six
degrees thirty minutes north latitude, and not included within the
limits of Missouri. And the difficulty which meets us at the threshold
of this part of the inquiry is, whether Congress was authorized to pass
this law under any of the powers granted to it by the Constitution; for
if the authority is not given by that instrument, it is the duty of this
court to declare it void and inoperative, and incapable of conferring
freedom upon any one who is held as a slave under the laws of any one of
the States.
The counsel for the plaintiff has laid much stress upon that article in
the Constitution which confers on Congress the power "to dispose of and
make all needful rules and regulations respecting the territory or other
property belonging to the United States;" but, in the judgment of the
court, that provision has no bearing on the present controversy, and the
power there given, whatever it may be, is confined, and was intended to
be confined, to the territory which at that time belonged to, or was
claimed by, the United States, and was within their boundaries as
settled by the treaty with Great Britain, and can have no influence upon
a territory afterward acquired from a foreign Government. It was a
special provision for a known and particular territory, and to meet a
present emergency, and nothing more.
A brief summary of the history of the times, as well as the careful and
measured terms in which the article is framed, will show the correctness
of this proposition.
It will be remembered that, from the commencement of the Revolutionary
war, serious difficulties existed between the States, in relation to the
disposition of large and unsettled territories which were included in
the chartered limits of some of the States. And some of the other
States, and more especially Maryland, which had no unsettled lands,
insisted that as the unoccupied lands, if wrested from Great Britain,
would owe their preservation to the common purse and the common sword,
the money arising from them ought to be applied in just proportion among
the several States to pay the expenses of the war, and ought not to be
appropriated to the use of the State in whose chartered limits they
might happen to lie, to the exclusion of the other States, by whose
combined efforts and common expense the territory was defended and
preserved against the claim of the British Government.
These difficulties caused much uneasiness during the war, while the
issue was in some degree doubtful, and the future boundaries of the
United States yet to be defined by treaty, if we achieved our
independence.
The majority of the Congress of the Confederation obviously concurred in
opinion with the State of Maryland, and desired to obtain from the
States which claimed it a cession of this territory, in order that
Congress might raise money on this security to carry on the war. This
appears by the resolution passed on the 6th of September, 1780, strongly
urging the States to cede these lands to the United States, both for the
sake of peace and union among themselves, and to maintain the public
credit; and this was followed by the resolution of October 10th, 1780,
by which Congress pledged itself, that if the lands were ceded, as
recommended by the resolution above mentioned, they should be disposed
of for the common benefit of the United States, and be settled and
formed into distinct republican States, which should become members of
the Federal Union, and have the same rights of sovereignty, and freedom,
and independence, as other States.
But these difficulties became much more serious after peace took place,
and the boundaries of the United States were established. Every State,
at that time, felt severely the pressure of its war debt; but in
Virginia, and some other States, there were large territories of
unsettled lands, the sale of which would enable them to discharge their
obligations without much inconvenience while other States, which had no
such resource, saw before them many years of heavy and burdensome
taxation; and the latter insisted, for the reasons before stated, that
these unsettled lands should be treated as the common property of the
States, and the proceeds applied to their common benefit.
The letters from the statesmen of that day will show how much this
controversy occupied their thoughts, and the dangers that were
apprehended from it. It was the disturbing element of the time, and
fears were entertained that it might dissolve the Confederation by which
the States were then united.
These fears and dangers were, however, at once removed, when the State
of Virginia, in 1784, voluntarily ceded to the United States the immense
tract of country lying northwest of the river Ohio, and which was within
the acknowledged limits of the State. The only object of the State, in
making this cession, was to put an end to the threatening and exciting
controversy, and to enable the Congress of that time to dispose of the
lands, and appropriate the proceeds as a common fund for the common
benefit of the States. It was not ceded because it was inconvenient to
the State to hold and govern it, nor from any expectation that it could
be better or more conveniently governed by the United States.
The example of Virginia was soon afterward followed by other States,
and, at the time of the adoption of the Constitution, all of the States
similarly situated, had ceded their unappropriated lands, except North
Carolina and Georgia. The main object for which the cessions were
desired and made, was on account of their money value, and to put an end
to a dangerous controversy, as to who was justly entitled to the
proceeds when the land should be sold. It is necessary to bring this
part of the history of these cessions thus distinctly into view, because
it will enable us the better to comprehend the phraseology of the
article in the Constitution, so often referred to in the argument.
Undoubtedly the powers of sovereignty and the eminent domain were ceded
with the land. This was essential, in order to make it effectual, and to
accomplish its objects. But it must be remembered that, at that time,
there was no Government of the United States in existence with
enumerated and limited powers; what was then called the United States,
were thirteen separate, sovereign, independent States, which had entered
into a league or confederation for their mutual protection and
advantage, and the Congress of the United States was composed of the
representatives of these separate sovereignties, meeting together, as
equals, to discuss and decide on certain measures which the States, by
the Articles of Confederation, had agreed to submit to their decision.
But this Confederation had none of the attributes of sovereignty in
legislative, executive, or judicial power. It was little more than a
congress of ambassadors, authorized to represent separate nations, in
matters in which they had a common concern.
It was this congress that accepted the cession from Virginia. They had
no power to accept it under the Articles of Confederation. But they had
an undoubted right, as independent sovereignties, to accept any cession
of territory for their common benefit, which all of them assented to;
and it is equally clear, that as their common property, and having no
superior to control them, they had the right to exercise absolute
dominion over it, subject only to the restrictions which Virginia had
imposed in her act of cession. There was, at we have said, no Government
of the United States then in existence with special enumerated and
limited powers. The territory belonged to sovereignties, who, subject to
the limitations above mentioned, had a right to establish any form of
Government they pleased, by compact or treaty among themselves, and to
regulate rights of person and rights of property in the territory, as
they might deem proper. It was by a Congress, representing the authority
of these several and separate sovereignties, and acting under their
authority and command (but not from any authority derived from the
Articles of Confederation,) that the instrument usually called the
ordinance of 1787 was adopted; regulating in much detail the principles
and the laws by which this territory should be governed; and among other
provisions, slavery is prohibited in it. We do not question the power of
the States, by agreement among themselves, to pass this ordinance, nor
its obligatory force in the territory, while the confederation or league
of the States in their separate sovereign character continued to exist.
This was the state of things when the Constitution of the United States
was formed. The territory ceded by Virginia, belonged to the several
confederated States as common property, and they had united in
establishing in it a system of government and jurisprudence, in order to
prepare it for admission as States, according to the terms of cession.
They were about to dissolve this federative Union, and to surrender a
portion of their independent sovereignty to a new Government, which, for
certain purposes, would make the people of the several States one
people, and which was to be supreme and controlling, within its sphere
of action throughout the United States; but this Government was to be
carefully limited in its powers, and to exercise no authority beyond
those expressly granted by the Constitution, or necessarily to be
implied from the language of the instrument, and the objects it was
intended to accomplish; and as this league of States would, upon the
adoption of the new Government, cease to have any power over the
territory, and the ordinance they had agreed upon be incapable of
execution and a mere nullity, it was obvious that some provision was
necessary to give the new Government sufficient power to enable it to
carry into effect the objects for which it was ceded, and the compacts
and agreements which the States had made with each other in the exercise
of their powers of sovereignty. It was necessary that the lands should
be sold to pay the war debt; that a Government and system of
jurisprudence should be maintained in it, to protect the citizens of the
United States who should migrate to the territory, in their rights of
person and of property. It was also necessary that the new Government,
about to be adopted, should be authorized to maintain the claim of the
United States to the unappropriated lands of North Carolina and Georgia,
which had not then been ceded, but the cession of which was confidently
anticipated upon some terms that would be arranged between the General
Government and these two States. And, moreover, there were many articles
of value besides this property in land, such as arms, military stores,
munitions, and ships of war, which were the common property of the
States, when acting in their independent characters as confederates,
which neither the new Government nor any one else would have a right to
take possession of, or control, without authority from them; and it was
to place these things under the guardianship and protection of the new
Government, and to clothe it with the necessary powers, that the clause
was inserted in the Constitution which gives Congress the power "to
dispose of and make all needful rules and regulations respecting the
territory or other property belonging to the United States." It was
intended for a specific purpose, to provide for the things we have
mentioned. It was to transfer to the new Government the property then
held in common by the States, and to give to that Government power to
apply it to the objects for which it had been destined by mutual
agreement among the States before their league was dissolved. It applied
only to the property which the States held in common at that time, and
has no reference whatever to any territory or other property which the
new sovereignty might afterward itself acquire.
The language used in the clause, the arrangement and combination of the
powers, and the somewhat unusual phraseology it uses, when it speaks of
the political power to be exercised in the government of the territory,
all indicate the design and meaning of the clause to be such as we have
mentioned. It does not speak of _any_ territory, nor of _Territories_,
but uses language which, according to its legitimate meaning, points to
a particular thing. The power is given in relation only to _the_
territory of the United States--that is, to a territory then in
existence, and then known or claimed as the territory of the United
States. It begins its enumeration of powers by that of disposing, in
other words, making sale of the lands, or raising money from them,
which, as we have already said, was the main object of the cession, and
which is accordingly the first thing provided for in the article. It
then gives the power which was necessarily associated with the
disposition and sale of the lands--that is, the power of making needful
rules and regulations respecting the territory. And whatever
construction may now be given to these words, every one, we think, must
admit that they are not the words usually employed by statesmen in
giving supreme power of legislation. They are certainly very unlike the
words used in the power granted to legislate over territory which the
new Government might afterwards itself obtain by cession from a State,
either for its seat of Government, or for forts, magazines, arsenals,
dock yards, and other needful buildings. And the same power of making
needful rules respecting the territory is, in precisely the same
language, applied to the _other_ property belonging to the United
States--associating the power over the territory in this respect with
the power over movable or personal property--that is, the ships, arms,
and munitions of war, which then belonged in common to the State
sovereignties. And it will hardly be said, that this power, in relation
to the last-mentioned objects, was deemed necessary to be thus specially
given to the new Government, in order to authorize it to make needful
rules and regulations respecting the ships it might itself build, or
arms and munitions of war it might itself manufacture or provide for the
public service.
No one, it is believed, would think a moment of deriving the power of
Congress to make needful rules and regulations in relation to property
of this kind from this clause of the Constitution. Nor can it, upon any
fair construction, be applied to any property, but that which the new
Government was about to receive from the confederated States. And if
this be true as to this property, it must be equally true and limited as
to the territory, which is so carefully and precisely coupled with
it--and like it referred to as property in the power granted. The
concluding words of the clause appear to render this construction
irresistible; for, after the provisions we have mentioned, it proceeds
to say, "that nothing in the Constitution shall be so construed as to
prejudice any claims of the United States, or of any particular State."
Now, as we have before said, all of the States, except North Carolina
and Georgia, had made the cession before the Constitution was adopted,
according to the resolution of Congress of October 10, 1780. The claims
of other States, that the unappropriated lands in these two States
should be applied to the common benefit, in like manner, was still
insisted on, but refused by the States. And this member of the clause in
question evidently applies to them, and can apply to nothing else. It
was to exclude the conclusion that either party, by adopting the
Constitution, would surrender what they deem their rights. And when the
latter provision relates so obviously to the unappropriated lands not
yet ceded by the States, and the first clause makes provision for those
then actually ceded, it is impossible, by any just rule of construction,
to make the first provision general, and extend to all territories,
which the Federal Goverenment might in any way afterwards acquire, when
the latter is plainly and unequivocally confined to a particular
territory; which was a part of the same controversy, and involved in the
same dispute, and depended upon the same principles. The union of the
two provisions in the same clause shows that they were kindred subjects;
and that the whole clause is local, and relates only to lands, within
the limits of the United States, which had been or then were claimed by
a State; and that no other territory was in the mind of the framers of
the Constitution, or intended to be embraced in it. Upon any other
construction it would be impossible to account for the insertion of the
last provision in the place where it is found, or to comprehend why, or
for what object, it was associated with the previous provision.
This view of the subject is confirmed by the manner in which the present
Government of the United States dealt with the subject as soon as it
came into existence. It must be borne in mind that the same States that
formed the Confederation also formed and adopted the new Government, to
which so large a portion of their former sovereign powers were
surrendered. It must also be borne in mind that all of these same States
which had then ratified the new Constitution were represented in the
Congress which passed the first law for the government of this
territory; and many of the members of that legislative body had been
deputies from the States under the confederation--had united in adopting
the ordinance of 1787, and assisted in forming the new Government under
which they were then acting, and whose powers they were then exercising.
And it is obvious from the law they passed to carry into effect the
principles and provisions of the ordinance, that they regarded it as the
act of the States done in the exercise of their legitimate powers at the
time. The new Government took the territory as it found it, and in the
condition in which it was transferred, and did not attempt to undo any
thing that that had been done. And, among the earliest laws passed under
the new Government, is one reviving the ordinance of 1787, which had
become inoperative and a nullity upon the adoption of the Constitution.
This law introduces no new form or principles for its government, but
recites, in the preamble, that it is passed in order that this ordinance
may continue to have full effect, and proceeds to make only those rules
and regulations which were needful to adapt it to the new Government,
into whose hands the power had fallen. It appears, therefore, that this
Congress regarded the purposes to which the land in this Territory was
to be applied, and the form of government and principles of
jurisprudence which were to prevail there, while it remained in the
territorial state, as already determined on by the States when they had
full power and right to make the decision; and that the new Government,
having received it in this condition, ought to carry substantially into
effect the plans and principles which had been previously adopted by the
States, and which, no doubt, the States anticipated when they
surrendered their power to the new Government. And if we regard this
clause of the Constitution as pointing to this Territory, with a
Territorial Government already established in it, which had been ceded
to the States for the purposes hereinbefore mentioned--every word in it
is perfectly appropriate and easily understood, and the provisions it
contains are in perfect harmony with the objects for which it was ceded,
and with the condition of its government as a Territory at the time. We
can, then, easily account for the manner in which the first Congress
legislated on the subject--and can also understand why this power over
the Territory was associated in the same clause with the other property
of the United States, and subjected to the like power of making needful
rules and regulations. But if the clause is construed in the expanded
sense contended for, so as to embrace any territory acquired from a
foreign nation by the present Government, and to give it in such
territory a despotic and unlimited power over persons and property, such
as the confederated States might exercise in their common property, it
would be difficult to account for the phraseology used, when compared
with other grants of power--and also for its association with the other
provisions in the same clause.
The Constitution has always been remarkable for the felicity of its
arrangement of different subjects, and the perspicuity and
appropriateness of the language it uses. But if this clause is construed
to extend to territory acquired by the present Government from a foreign
nation, outside of the limits of any charter from the British Government
to a colony, it would be difficult to say, why it was deemed necessary
to give the Government the power to sell any vacant lands belonging to
the sovereignity which might be found within it; and if this was
necessary, why the grant of this power should precede the power to
legislate over it and establish a Government there; and still more
difficult to say, why it was deemed necessary so specially and
particularly to grant the power to make needful rules and regulations in
relation to any personal or movable property it might acquire there. For
the words, _other property_, necessarily, by every known rule of
interpretation, must mean property of a different description from
territory or land. And the difficulty would perhaps be insurmountable in
endeavoring to account for the last member of the sentence, which
provides that "nothing in this Constitution shall be so construed as to
prejudice any claims of the United States or any particular State," or
to say how any particular State could have claims in or to a territory
ceded by a foreign Government, or to account for associating this
provision with the preceding provisions of the clause, with which it
would appear to have no connection.
The words "needful rules and regulations" would seem, also, to have been
cautiously used for some definite object. They are not the words usually
employed by statesmen, when they mean to give the powers of sovereignty,
or to establish a Government, or to authorize its establishment. Thus,
in the law to renew and keep alive the ordinance of 1787, and to
re-establish the Government, the title of the law is: "An act to provide
for the government of the territory northwest of the river Ohio." And in
the Constitution, when granting the power to legislate over the
territory that may be selected for the seat of Government independently
of a State, it does not say Congress shall have power "to make all
needful rules and regulations respecting the territory;" but it declares
that "Congress shall have power to exercise exclusive legislation in all
cases whatsoever over such District (not exceeding ten miles square) as
may, by cession of particular States and the acceptance of Congress,
become the seat of the Government of the United States.
The words "rules and regulations" are usually employed in the
Constitution in speaking of some particular specified power which it
means to confer on the Government, and not, as we have seen, when
granting general powers of legislation. As, for example, in the peculiar
power to Congress "to make rules for the government and regulation of
the land and naval forces, or the particular and specific power to
regulate commerce;" "to establish an uniform _rule_ of naturalization;"
"to coin money and _regulate_ the value thereof." And to construe the
words of which we are speaking as a general and unlimited grant of
sovereignty over territories which the Government might afterward
acquire, is to use them in a sense and for a purpose for which they were
not used in any other part of the instrument. But if confined to a
particular Territory, in which a Government and laws had already been
established, but which would require some alterations to adapt it to the
new Government, the words are peculiarly applicable and appropriate for
that purpose.
The necessity of this special provision in relation to property and the
rights or property held in common by the confederated States, is
illustrated by the first clause of the sixth article. This clause
provides that "all debts, contracts, and engagements entered into before
the adoption of this Constitution, shall be as valid against the United
States under this Government as under the Confederation." This
provision, like the one under consideration, was indispensable if the
new Constitution was adopted. The new Government was not a mere change
in a dynasty, or in a form of government, leaving the nation or
sovereignty the same, and clothed with all the rights, and bound by all
the obligations of the preceding one. But when the present United States
came into existence under the new Government, it was a new political
body, and a new nation, then for the first time taking its place in the
family of nations. It took nothing by succession from the Confederation.
It had no right, as its successor, to any property or rights of property
which it had acquired, and was not liable for any of its obligations. It
was evidently viewed in this light by the framers of the Constitution.
And as the several States would cease to exist in their former
confederated character upon the adoption of the Constitution, and could
not, in that character, again assemble together, special provisions were
indispensable to transfer to the new Government the property and rights
which at that time they held in common; and at the same time to
authorize it to lay taxes and appropriate money to pay the common debt
which they had contracted; and this power could only be given to it by
special provisions in the Constitution. The clause in relation to the
territory and other property of the United States provided for the
first, and the clause last quoted provides for the other. They have no
connection with the general powers and rights of sovereignty delegated
to the new Government, and can neither enlarge nor diminish them. They
were inserted to meet a present emergency, and not to regulate its
powers as a Government.
Indeed, a similar provision was deemed necessary, in relation to
treaties made by the Confederation; and when in the clause next
succeeding the one of which we have last spoken, it is declared that
treaties shall be the supreme law of the land, care is taken to include,
by express words, the treaties made by the confederated States. The
language is: "and all treaties made, or which shall be made, under the
authority of the United States, shall be the supreme law of the land."
Whether, therefore, we take the particular clause in question, by
itself, or in connection with the other provisions of the Constitution,
we think it clear, that it applies only to the particular territory of
which we have spoken, and cannot, by any just rule of interpretation, be
extended to territory which the new Government might afterward obtain
from a foreign nation. Consequently, the power which Congress may have
lawfully exercised in this Territory, while it remained under a
Territorial Government, and which may have been sanctioned by judicial
decision, can furnish no justification and no argument to support a
similar exercise of power over territory afterward acquired by the
Federal Government. We put aside, therefore, any argument, drawn from
precedents, showing the extent of the power which the General Government
exercised over slavery in this Territory, as altogether inapplicable to
the case before us.
But the case of the American and Ocean Insurance Companies _v._ Canter
(1 Pet., 511) has been quoted as establishing a different construction
of this clause of the Constitution. There is, however, not the slightest
conflict between the opinion now given and the one referred to; and it
is only by taking a single sentence out of the latter and separating it
from the context, that even an appearance of conflict can be shown. We
need not comment on such a mode of expounding an opinion of the court.
Indeed it most commonly misrepresents instead of expounding it. And this
is fully exemplified in the case referred to, where, if one sentence is
taken by itself, the opinion would appear to be in direct conflict with
that now given; but the words which immediately follow that sentence
show that the court did not mean to decide the point, but merely
affirmed the power of Congress to establish a Government in the
Territory, leaving it an open question, whether that power was derived
from this clause in the Constitution, or was to be necessarily inferred
from a power to acquire territory by cession from a foreign Government.
The opinion on this part of the case is short, and we give the whole of
it to show how well the selection of a single sentence is calculated to
mislead.
The passage referred to is in page 542, in which the court, in speaking
of the power of Congress to establish a Territorial Government in
Florida until it should become a State, uses the following language:
"In the mean time Florida continues to be a Territory of the United
States, governed by that clause of the Constitution which empowers
Congress to make all needful rules and regulations respecting the
territory or other property of the United States. Perhaps the power of
governing a Territory belonging to the United States, which has not, by
becoming a State, acquired the means of self-government, may result,
necessarily, from the facts that it is not within the jurisdiction of
any particular State, and is within the power and jurisdiction of the
United States. The right to govern may be the inevitable consequence of
the right to acquire territory. _Whichever may be the source from which
the power is derived, the possession of it is unquestionable._"
It is thus clear, from the whole opinion on this point, that the court
did not mean to decide whether the power was derived from the clause in
the Constitution, or was the necessary consequence of the right to
acquire. They do decide that the power in Congress is unquestionable,
and in this we entirely concur, and nothing will be found in this
opinion to the contrary. The power stands firmly on the latter
alternative put by the court--that is, as "_the inevitable consequence
of the right to acquire territory_."
And what still more clearly demonstrates that the court did not mean to
decide the question, but leave it open for future consideration, is the
fact that the case was decided in the Circuit Court by Mr. Justice
Johnson, and his decision was affirmed by the Supreme Court. His opinion
at the circuit is given in full in a note to the case, and in that
opinion he states, in explicit terms, that the clause of the
Constitution applies only to the territory then within the limits of the
United States, and not to Florida, which had been acquired by cession
from Spain. This part of his opinion will be found in the note in page
517 of the report. But he does not dissent from the opinion of the
Supreme Court; thereby showing that, in his judgment, as well as that of
the court, the case before them did not call for a decision on that
particular point, and the court abstained from deciding it. And in a
part of its opinion subsequent to the passage we have quoted, where the
court speak of the legislative power of Congress in Florida, they still
speak with the same reserve. And in page 546, speaking of the power of
Congress to authorize the Territorial Legislature to establish courts
there, the court say: "They are legislative courts, created in virtue of
the general right of sovereignty which exists in the Government, or in
virtue of that clause which enables Congress to make all needful rules
and regulations respecting the territory belonging to the United
States."
It has been said that the construction given to this clause is new, and
now for the first time brought forward. The case of which we are
speaking, and which has been so much discussed, shows that the fact is
otherwise. It shows that precisely the same question came before Mr.
Justice Johnson, at his circuit, thirty years ago--was fully considered
by him, and the same construction given to the clause in the
Constitution which is now given by this court. And that upon an appeal
from his decision the same question was brought before this court, but
was not decided because a decision upon it was not required by the case
before the court.
There is another sentence in the opinion which has been commented on,
which even in a still more striking manner shows how one may mislead or
be misled by taking out a single sentence from the opinion of a court,
and leaving out of view what precedes and follows. It is in page 546,
near the close of the opinion, in which the court say: "In legislating
for them," (the territories of the United States,) "Congress exercises
the combined powers of the General and of a State Government." And it is
said, that as a State may unquestionably prohibit slavery within its
territory, this sentence decides in effect that Congress may do the same
in a territory of the United States, exercising there the powers of a
State, as well as the power of the General Government.
The examination of this passage in the case referred to, would be more
appropriate when we come to consider in another part of this opinion
what power Congress can constitutionally exercise in a Territory, over
the rights of person or rights of property of a citizen. But, as it is
in the same case with the passage we have before commented on, we
dispose of it now, as it will save the court from the necessity of
referring again to the case. And it will be seen upon reading the page
in which this sentence is found, that it has no reference whatever to
the power of Congress over rights of person or rights of property--but
relates altogether to the power of establishing judicial tribunals to
administer the laws constitutionally passed, and defining the
jurisdiction they may exercise.
The law of Congress establishing a Territorial Government in Florida,
provided that the Legislature of the Territory should have legislative
powers over "all rightful objects of legislation; but no law should be
valid which was inconsistent with the laws and Constitution of the
United States."
Under the power thus conferred, the Legislature of Florida passed an
act, erecting a tribunal at Key West to decide cases of salvage. And in
the case of which we are speaking, the question arose whether the
Territorial Legislature could be authorized by Congress to establish
such a tribunal, with such powers; and one of the parties among other
objections, insisted that Congress could not under the Constitution
authorize the Legislature of the Territory to establish such a tribunal
with such powers, but that it must be established by Congress itself;
and that a sale of cargo made under its order, to pay salvors, was void,
as made without legal authority, and passed no property to the
purchaser.
It is in disposing of this objection that the sentence relied on occurs,
and the court begin that part of the opinion by stating with great
precision the point which they are about to decide.
They say: "It has been contended that by the Constitution of the United
States, the judicial power of the United States extends to all cases of
admiralty and maritime jurisdiction; and that the whole of the judicial
power must be vested 'in one Supreme Court, and in such inferior courts
as Congress shall from time to time ordain and establish.' Hence it has
been argued that Congress can not vest admiralty jurisdiction in courts
created by the Territorial Legislature."
And after thus clearly stating the point before them, and which they
were about to decide, they proceed to show that these Territorial
tribunals were not constitutional courts, but merely legislative, and
that Congress might, therefore, delegate the power to the Territorial
Government to establish the court in question; and they conclude that
part of the opinion in the following words: "Although admiralty
jurisdiction can be exercised in the States in those courts only which
are established in pursuance of the third article of the Constitution,
the same limitation does not extend to the Territories. In legislating
for them, Congress exercises the combined powers of the General and
State Governments."
Thus it will be seen by these quotations from the opinion, that the
court, after stating the question it was about to decide in a manner too
plain to be misunderstood, proceeded to decide it, and announced, as the
opinion of the tribunal, that in organizing the judicial department of
the Government in a Territory of the United States, Congress does not
act under, and is not restricted by, the third article in the
Constitution, and is not bound, in a Territory, to ordain and establish
courts in which the judges hold their offices during good behaviour, but
may exercise the discretionary power which a State exercises in
establishing its judicial department, and regulating the jurisdiction of
its courts, and may authorize the Territorial Government to establish,
or may itself establish, courts in which the judges hold their offices
for a term of years only; and may vest in them judicial power upon
subjects confided to the judiciary of the United States. And in doing
this, Congress undoubtedly exercises the combined power of the General
and a State Government. It exercises the discretionary power of a State
Government in authorizing the establishment of a court in which the
judges hold their appointments for a term of years only, and not during
good behaviour; and it exercises the power of the General Government in
investing that court with admiralty jurisdiction, over which the General
Government had exclusive jurisdiction in the Territory.
No one, we presume, will question the correctness of that opinion; nor
is there any thing in conflict with it in the opinion now given. The
point decided in the case cited has no relation to the question now
before the court. That depended on the construction of the third article
of the Constitution, in relation to the judiciary of the United States,
and the power which Congress might exercise in a Territory in organizing
the judicial department of the Government. The case before us depends
upon other and different provisions of the Constitution, altogether
separate and apart from the one above mentioned. The question as to
what courts Congress may ordain or establish in a Territory to
administer laws which the Constitution authorizes it to pass, and what
laws it is or is not authorized by the Constitution to pass, are widely
different--are regulated by different and separate articles of the
Constitution, and stand upon different principles. And we are satisfied
that no one who reads attentively the page in Peters' Reports to which
we have referred, can suppose that the attention of the court was drawn
for a moment to the question now before this court, or that it meant in
that case to say that Congress had a right to prohibit a citizen of the
United States from taking any property which he lawfully held into a
Territory of the United States.
This brings us to examine by what provision of the Constitution the
present Federal Government, under its delegated and restricted powers,
is authorized to acquire territory outside of the original limits of the
United States, and what powers it may exercise therein over the person
or property of a citizen of the United States, while it remains a
Territory, and until it shall be admitted as one of the States of the
Union.
There is certainly no power given by the Constitution to the Federal
Government to establish or maintain colonies bordering on the United
States or at a distance, to be ruled and governed at its own pleasure;
nor to enlarge its territorial limits in any way, except by the
admission of new States. That power is plainly given; and if a new State
is admitted, it needs no further legislation from Congress, because the
Constitution itself defines the relative rights and powers, and duties
of the State, and the citizens of the State, and the Federal Government.
But no power is given to acquire a Territory to be held and governed
permanently in that character.
And indeed the power exercised by Congress to acquire territory and
establish a Government there, according to its own unlimited discretion,
was viewed with great jealousy by the leading statesmen of the day. And
in the Federalist, (No. 38,) written by Mr. Madison, he speaks of the
acquisition of the Northwestern Territory by the confederated States, by
the cession from Virginia, and the establishment of a Government there,
as an exercise of power not warranted by the Articles of Confederation,
and dangerous to the liberties of the people. And he urges the adoption
of the Constitution as a security and safeguard against such an exercise
of power.
We do not mean, however, to question the power of Congress in this
respect. The power to expand the territory of the United States by the
admission of new States is plainly given; and in the construction of
this power by all the departments of the Government, it has been held to
authorize the acquisition of territory, not fit for admission at the
time, but to be admitted as soon as its population and situation would
entitle it to admission. It is acquired to become a State, and not to be
held as a colony and governed by Congress with absolute authority; and
as the propriety of admitting a new State is committed to the sound
discretion of Congress, the power to acquire territory for that purpose,
to be held by the United States until it is in a suitable condition to
become a State upon an equal footing with the other States, must rest
upon the same discretion. It is a question for the political department
of the Government, and not the judicial; and whatever the political
department of the Government shall recognize as within the limits of the
United States, the judicial department is also bound to recognize, and
to administer in it the laws of the United States, so far as they apply,
and to maintain in the Territory the authority and rights of the
Government, and also the personal rights and rights of property of
individual citizens, as secured by the Constitution. All we mean to say
on this point is, that, as there is no express regulation in the
Constitution defining the power which the General Government may
exercise over the person or property of a citizen in a Territory thus
acquired, the court must necessarily look to the provisions and
principles of the Constitution, and its distribution of powers, for the
rules and principles by which its decision must be governed.
Taking this rule to guide us, it may be safely assumed that citizens of
the United States who migrate to a Territory belonging to the people of
the United States, cannot be ruled as mere colonists, dependent upon the
will of the General Government, and to be governed by any laws it may
think proper to impose. The principle upon which our Government rests,
and upon which alone they continue to exist, is the union of States,
sovereign and independent within their own limits in their internal and
domestic concerns, and bound together as one people by a General
Government, possessing certain enumerated and restricted powers,
delegated to it by the people of the several States, and exercising
supreme authority within the scope of the powers granted to it,
throughout the dominion of the United States. A power, therefore, in the
General Government to obtain and hold colonies and dependent
territories, over which they might legislate without restriction, would
be inconsistent with its own existence in its present form. Whatever it
acquires, it acquires for the benefit of the people of the several
States who created it. It is their trustee acting for them, and charged
with the duty of promoting the interests of the whole people of the
whole Union in the exercise of the powers specifically granted.
At the time when the Territory in question was obtained by cession from
France, it contained no population fit to be associated together and
admitted as a State; and it therefore was absolutely necessary to hold
possession of it, as a Territory belonging to the United States, until
it was settled and inhabited by a civilized community capable of
self-government, and in a condition to be admitted on equal terms with
the other States as a member of the Union. But, as we have before said,
it was acquired by the General Government, as the representative and
trustee of the people of the United States, and it must therefore be
held in that character for their common and equal benefit; for it was
the people of the several States, acting through their agent and
representative, the Federal Government, who in fact acquired the
Territory in question, and the Government holds it for their common use
until it shall be associated with the other States as a member of the
Union.
But until that time arrives, it is undoubtedly necessary that some
Government should be established in order to organize society, and to
protect the inhabitants in their persons and property; and as the people
of the United States could act in this matter only through the
Government which represented them, and through which they spoke and
acted when the Territory was obtained, it was not only within the scope
of its powers, but it was its duty to pass such laws and establish such
a Government as would enable those by whose authority they acted to reap
the advantages anticipated from its acquisition, and to gather there a
population which would enable it to assume the position to which it was
destined among the States of the Union. The power to acquire necessarily
carries with it the power to preserve and apply to the purposes for
which it was acquired. The form of government to be established
necessarily rested in the discretion of Congress. It was their duty to
establish the one that would be best suited for the protection and
security of the citizens of the United States, and other inhabitants who
might be authorized to take up their abode there, and that must always
depend upon the existing condition of the Territory, as to the number
and character of its inhabitants, and their situation in the Territory.
In some cases a Government, consisting of persons appointed by the
Federal Government, would best subserve the interests of the Territory,
when the inhabitants were few and scattered, and new to one another. In
other instances, it would be more advisable to commit the powers of
self-government to the people who had settled in the Territory, as being
the most competent to determine what was best for their own interests.
But some form of civil authority would be absolutely necessary to
organize and preserve civilized society, and prepare it to become a
State; and what is the best form must always depend on the condition of
the territory at the time, and the choice of the mode must depend upon
the exercise of a discretionary power by Congress, acting within the
scope of its constitutional authority, and not infringing upon the
rights of person or rights of property of the citizen who might go there
to reside, or for any other lawful purpose. It was acquired by the
exercise of this discretion, and it must be held and governed in like
manner, until it is fitted to be a State.
But the power of Congress over the person or property of a citizen can
never be a mere discretionary power under our Constitution and form of
Government. The powers of the Government and the rights and privileges
of the citizen are regulated and plainly defined by the Constitution
itself. And when the Territory becomes a part of the United States, the
Federal Government enters into possession in the character impressed
upon it by those who created it. It enters upon it with its powers over
the citizen strictly defined, and limited by the Constitution, from
which it derives its own existence, and by virtue of which alone it
continues to exist and act as a Government and sovereignty. It has no
power of any kind beyond it; and it cannot, when it enters a Territory
of the United States, put off its character, and assume discretionary or
despotic powers which the Constitution has denied to it. It cannot
create for itself a new character separated from the citizens of the
United States, and the duties it owes them under the provisions of the
Constitution. The Territory being a part of the United States, the
Government and the citizen both enter it under the authority of the
Constiution, with their respective rights defined and marked out; and
the Federal Government can exercise no power over his person or
property, beyond what that instrument confers, nor lawfully deny any
right which it has reserved.
A reference to a few of the provisions of the Constitution will
illustrate this proposition.
For example, no one, we presume, will contend that Congress can make any
law in a Territory respecting the establishment of religion, or the free
exercise thereof, or abridging the freedom of speech or of the press, or
the right of the people of the Territory peacably to assemble, and to
petition the Government for the redress of grievances.
Nor can Congress deny to the people the right to keep and bear arms, nor
the right to trial by jury, nor compel any one to be a witness against
himself in a criminal proceeding.
These powers, and others, in relation to rights of person, which it is
not necessary here to enumerate, are, in express and positive terms,
denied to the General Government; and the rights of private property
have been guarded with equal care. Thus the rights of property are
united with the rights of person, and placed on the same ground by the
fifth amendment to the Constitution, which provides that no person shall
be deprived of life, liberty, and property, without due process of law.
And an act of Congress which deprives a citizen of the United States of
his liberty or property, merely because he came himself or brought his
property into a particular Territory of the United States, and who had
committed no offense against the laws, could hardly be dignified with
the name of due process of law.
So, too, it will hardly be contended that Congress could by law quarter
a soldier in a house in a Territory without the consent of the owner, in
time of peace; nor in time of war, but in a manner prescribed by law.
Nor could they by law forfeit the property of a citizen in a Territory
who was convicted of treason, for a longer period than the life of the
person convicted; nor take private property for public use without just
compensation.
The powers over person and property of which we speak are not only not
granted to Congress, but are in express terms denied, and they are
forbidden to exercise them. And this prohibition is not confined to the
States, but the words are general, and extend to the whole territory
over which the Constitution gives it power to legislate, including those
portions of it remaining under Territorial Government, as well as that
covered by States. It is a total absence of power everywhere within the
dominion of the United States, and places the citizens of a Territory,
so far as these rights are concerned, on the same footing with citizens
of the States, and guards them as firmly and plainly against any inroads
which the General Government might attempt, under the plea of implied or
incidental powers. And if Congress itself cannot do this--if it is
beyond the powers conferred on the Federal Government--it will be
admitted, we presume, that it could not authorize a Territorial
Government to exercise them. It could confer no power on any local
Government, established by its authority, to violate the provisions of
the Constitution.
It seems, however, to be supposed, that there is a difference between
property in a slave and other property, and that different rules may be
applied to it in expounding the Constitution of the United States. And
the laws and usages of nations, and the writings of eminent jurists upon
the relation of master and slave and their mutual rights and duties, and
the powers which Governments may exercise over it, have been dwelt upon
in the argument.
But in considering the question before us, it must be borne in mind that
there is no law of nations standing between the people of the United
States and their Government, and interfering with their relation to each
other. The powers of the Government, and the rights of the citizen under
it, are positive and practical regulations plainly written down. The
people of the United States have delegated to it certain enumerated
powers, and forbidden it to exercise others. It has no power over the
person or property of a citizen but what the citizens of the United
States have granted. And no laws or usages of other nations, or
reasoning of statesmen or jurists upon the relations of master and
slave, can enlarge the powers of the Government, or take from the
citizens the rights they have reserved. And if the Constitution
recognizes the right of property of the master in a slave, and makes no
distinction between that description of property and other property
owned by a citizen, no tribunal, acting under the authority of the
United States, whether it be legislative, executive, or judicial, has a
right to draw such a distinction, or deny to it the benefit of the
provisions and guarantees which have been provided for the protection of
private property against the encroachments of the Government.
Now, as we have already said in an earlier part of this opinion, upon a
different point, the right of property in a slave is distinctly and
expressly affirmed in the Constitution. The right to traffic in it, like
an ordinary article of merchandise and property, was guaranteed to the
citizens of the United States, in every State that might desire it, for
twenty years. And the Government in express terms is pledged to protect
it in all future time, if the slave escapes from his owner. This is done
in plain words--too plain to be misunderstood. And no word can be found
in the Constitution which gives Congress a greater power over
slave-property, or which entitles property of that kind to less
protection than property of any other description. The only power
conferred is the power coupled with the duty of guarding and protecting
the owner in his rights.
Upon these considerations, it is the opinion of the court that the act
of Congress which prohibited a citizen from holding and owning property
of this kind in the territory of the United States north of the line
therein mentioned, is not warranted by the Constitution, and is
therefore void; and that neither Dred Scott himself, nor any of his
family, were made free by being carried into this territory; even if
they had been carried there by the owner, with the intention of becoming
a permanent resident.
We have so far examined the case, as it stands under the Constitution of
the United States, and the powers thereby delegated to the Federal
Government.
But there is another point in the case which depends on State power and
State law. And it is contended, on the part of the plaintiff, that he is
made free by being taken to Rock Island, in the State of Illinois,
independently of his residence in the territory of the United States;
and being so made free, he was not again reduced to a state of slavery
by being brought back to Missouri.
Our notice of this part of the case will be very brief; for the
principle on which it depends was decided in this court, upon much
consideration in the case of Strader et al. _v._ Graham, reported in
10th Howard, 82. In that case, the slaves had been taken from Kentucky
to Ohio, with the consent of the owner, and afterward brought back to
Kentucky. And this court held that their _status_ or condition, as free
or slave, depended upon the laws of Kentucky, when they were brought
back into that State, and not of Ohio; and that this court had no
jurisdiction to revise the judgment of a State court upon its own laws.
This was the point directly before the court, and the decision that this
court had not jurisdiction turned upon it, as will be seen by the report
of the case.
So in this case. As Scott was a slave when taken into the State of
Illinois by his owner, and was there held as such, and brought back in
that character, his _status_, as free or slave, depended on the laws of
Missouri, and not of Illinois.
It has, however, been urged in the argument, that by the laws of
Missouri he was free on his return, and that this case, therefore, can
not be governed by the case of Strader et al. _v._ Graham, where it
appeared, by the laws of Kentucky, that the plaintiffs continued to be
slaves on their return from Ohio. But whatever doubts or opinions may,
at one time, have been entertained upon this subject, we are satisfied,
upon a careful examination of all the cases decided in the State courts
of Missouri referred to, that it is now firmly settled by the decisions
of the highest court in the State, that Scott and his family upon their
return were not free, but were, by the laws of Missouri, the property of
the defendant; and that the Circuit Court of the United States had no
jurisdiction, when, by the laws of the State, the plaintiff was a slave,
and not a citizen.
Moreover, the plaintiff, it appears, brought a similar action against
the defendant in the State Court of Missouri, claiming the freedom of
himself and his family upon the same grounds and the same evidence upon
which he relies in the case before the court. The case was carried
before the Supreme Court of the State; was fully argued there; and that
court decided that neither the plaintiff nor his family were entitled to
freedom, and were still the slaves of the defendant; and reversed the
judgment of the inferior State court, which had given a different
decision. If the plaintiff supposed that this judgment of the Supreme
Court of the State was erroneous, and that this court had jurisdiction
to revise and reverse it, the only mode by which he could legally bring
it before this court was by writ of error directed to the Supreme Court
of the State, requiring it to transmit the record to this court. If
this had been done, it is too plain for argument that the writ must have
been dismissed for want of jurisdiction in this court. The case of
Strader and others _v._ Graham is directly in point; and, indeed,
independent of any decision, the language of the 25th section of the act
of 1789 is too clear and precise to admit of controversy.
But the plaintiff did not pursue the mode prescribed by law for bringing
the judgment of a State court before this court for revision, but
suffered the case to be remanded to the inferior State court, where it
is still continued, and is, by agreement of parties, to await the
judgment of this court on the point. All of this appears on the record
before us, and by the printed report of the case.
And while the case is yet open and pending in the inferior State court,
the plaintiff goes into the Circuit Court of the United States, upon the
same case and the same evidence, and against the same party, and
proceeds to judgment, and then brings here the same case from the
Circuit Court, which the law would not have permitted him to bring
directly from the State court. And if this court takes jurisdiction in
this form, the result, so far as the rights of the respective parties
are concerned, is in every respect substantially the same as if it had
in open violation of law entertained jurisdiction over the judgment of
the State court upon a writ of error, and revised and reversed its
judgment upon the ground that its opinion upon the question of law was
erroneous. It would ill become this court to sanction such an attempt to
evade the law, or to exercise an appellate power in this circuitous way,
which it is forbidden to exercise in the direct and regular and
invariable forms of judicial proceedings.
Upon the whole, therefore, it is the judgment of this court, that it
appears by the record before us that the plaintiff in error is not a
citizen of Missouri, in the sense in which that word is used in the
Constitution; and that the Circuit Court of the United States, for that
reason, had no jurisdiction in the case, and could give no judgment in
it. Its judgment for the defendant must, consequently, be reversed, and
a mandate issued, directing the suit to be dismissed for want of
jurisdiction
POINTS DECIDED.
I.
1. Upon a writ of error to a Circuit Court of the United States, the
transcript of the record of all the proceedings in the case is brought
before this court, and is open to its inspection and revision.
2. When a plea to the jurisdiction, in abatement, is overruled by the
court upon demurrer, and the defendant pleads in bar, and upon these
pleas the final judgment of the court is in his favor--if the plaintiff
brings a writ of error, the judgment of the court upon the plea in
abatement is before this court, although it was in favor of the
plaintiff--and if the court erred in overruling it, the judgment must be
reversed, and a mandate issued to the Circuit Court to dismiss the case
for want of jurisdiction.
3. In the Circuit Courts of the United States, the record must show that
the case is one in which by the Constitution and laws of the United
States, the court had jurisdiction--and if this does not appear, and the
court gives judgment either for plaintiff or defendant, it is error, and
the judgment must be reversed by this court--and the parties cannot by
consent waive the objection to the jurisdiction of the Circuit Court.
4. A free negro of the African race, whose ancestors were brought to
this country and sold as slaves, is not a "citizen" within the meaning
of the Constitution of the United States.
5. When the Constitution was adopted, they were not regarded in any of
the States as members of the community which constituted the State, and
were not numbered among its "people or citizens." Consequently, the
special rights and immunities guaranteed to citizens do not apply to
them. And not being "citizens" within the meaning of the Constitution,
they are not entitled to sue in that character in a court of the United
States, and the Circuit Court has not jurisdiction in such a suit.
6. The only two clauses in the Constitution which point to this race,
treat them as persons whom it was morally lawful to deal in as articles
of property and to hold as slaves.
7. Since the adoption of the Constitution of the United States, no State
can by any subsequent law make a foreigner or any other description of
persons citizens of the United States, nor entitle them to the rights
and privileges secured to citizens by that instrument.
8. A State, by its laws passed since the adoption of the Constitution,
may put a foreigner or any other description of persons upon a footing
with its own citizens, as to all the rights and privileges enjoyed by
them within its dominion, and by its laws. But that will not make him a
citizen of the United States, nor entitle him to sue in its courts, nor
to any of the privileges and immunities of a citizen in another State.
9. The change in public opinion and feeling in relation to the African
race, which has taken place since the adoption of the Constitution,
cannot change its construction and meaning, and it must be construed and
administered now according to its true meaning and intention when it was
formed and adopted.
10. The plaintiff having admitted, by his demurrer to the plea in
abatement, that his ancestors were imported from Africa and sold as
slaves, he is not a citizen of the State of Missouri according to the
Constitution of the United States, and was not entitled to sue in that
character in the Circuit Court.
11. This being the case, the judgment of the court below, in favor of
the plaintiff on the plea in abatement, was erroneous.
II.
1. But if the plea in abatement is not brought up by this writ of error,
the objection to the citizenship of the plaintiff is still apparent on
the record, as he himself, in making out his case, states that he is of
African descent, was born a slave, and claims that he and his family
became entitled to freedom by being taken by their owner to reside in a
territory where slavery is prohibited by act of Congress--and that, in
addition to this claim, he himself became entitled to freedom by being
taken to Rock Island, in the State of Illinois--and being free when he
was brought back to Missouri, he was by the laws of that State a
citizen.
2. If, therefore, the facts he states do not give him or his family a
right to freedom, the plaintiff is still a slave, and not entitled to
sue as a "citizen," and the judgment of the Circuit Court was erroneous
on that ground also, without any reference to the plea in abatement.
3. The Circuit Court can give no judgment for plaintiff or defendant in
a case where it has not jurisdiction, no matter whether there be a plea
in abatement or not. And unless it appears upon the face of the record,
when brought here by writ of error, that the Circuit Court had
jurisdiction, the judgment must be reversed.
The case of Capron _v._ Van Noorden (2 Cranch, 126) examined, and the
principles thereby decided, reaffirmed.
4. When the record, as brought here by writ of error, does not show that
the Circuit Court had jurisdiction, this court has jurisdiction to
revise and correct the error, like any other error in the court below.
It does not and cannot dismiss the case for want of jurisdiction here;
for that would leave the erroneous judgment of the court below in full
force, and the party injured without remedy. But it must reverse the
judgment, and, as in any other case of reversal, send a mandate to the
Circuit Court to conform its judgment to the opinion of this court.
5. The difference of the jurisdiction in this court in the cases of
writs of error to State courts and to Circuit Courts of the United
States, pointed out; and the mistakes made as to the jurisdiction of
this court in the latter case, by confounding it with its limited
jurisdiction in the former.
6. If the court reverses a judgment upon the ground that it appears by a
particular part of the record that the Circuit Court had not
jurisdiction, it does not take away the jurisdiction of this court to
examine into and correct, by a reversal of the judgment, any other
errors, either as to the jurisdiction or any other matter, where it
appears from other parts of the record that the Circuit Court had fallen
into error. On the contrary, it is the daily and familiar practice of
this court to reverse on several grounds, where more than one error
appears to have been committed. And the error of a Circuit Court in its
jurisdiction stands on the same ground, and is to be treated in the same
manner as any other error upon which its judgment is founded.
7. The decision, therefore, that the judgment of the Circuit Court upon
the plea in abatement is erroneous, is no reason why the alleged error
apparent in the exception should not also be examined, and the judgment
reversed on that ground also, if it discloses a want of jurisdiction in
the Circuit Court.
It is often the duty of this court, after having decided that a
particular decision of the Circuit Court was erroneous, to examine into
other alleged errors, and to correct them if they are found to exist.
And this has been uniformly done by this court, when the questions are
in any degree connected with the controversy, and the silence of the
court might create doubts which would lead to further and useless
litigation.
III.
1. The facts upon which the plaintiff relies did not give him his
freedom, and make him a citizen of Missouri.
2. The clause in the Constitution authorizing Congress to make all
needful rules and regulations for the government of the territory and
other property of the United States, applies only to territory within
the chartered limits of some one of the States when they were colonies
of Great Britain, and which was surrendered by the British Government to
the old Confederation of the States, in the treaty of peace. It does not
apply to territory acquired by the present Federal Government, by treaty
or conquest, from a foreign nation.
The case of the American and Ocean Insurance Companies _v._ Canter (1
Peters, 511) referred to and examined, showing that the decision in this
case is not in conflict with that opinion, and that the court did not,
in the case referred to, decide upon the construction of the clause of
the Constitution above mentioned, because the case before them did not
make it necessary to decide the question.
3. The United States, under the present Constitution, cannot acquire
territory to be held as a colony, to be governed at its will and
pleasure. But it may acquire territory which, at the time, has not a
population that fits it to become a State, and may govern it as a
Territory until it has a population which, in the judgment of Congress,
entitles it to be admitted as a State of the Union.
4. During the time it remains a Territory, Congress may legislate over
it within the scope of its constitutional powers in relation to citizens
of the United States--and may establish a Territorial Government--and
the form of this local Government must be regulated by the discretion of
Congress, but with powers not exceeding those which Congress itself, by
the Constitution, is authorized to exercise over citizens of the United
States, in respect to their rights of persons or rights of property.
IV.
1. The territory thus acquired, is acquired by the people of the United
States for their common and equal benefit, through their agent and
trustee, the Federal Government. Congress can exercise no power over the
rights of person or property of a citizen in the Territory which is
prohibited by the Constitution. The Government and the citizen, whenever
the Territory is open to settlement, both enter it with their respective
rights defined and limited by the Constitution.
2. Congress has no right to prohibit the citizens of any particular
State or States from taking up their home there, while it permits
citizens of other States to do so. Nor has it a right to give privileges
to one class of citizens which it refuses to another. The territory is
acquired for their equal and common benefit--and if open to any, it must
be open to all upon equal and the same terms.
3. Every citizen has a right to take with him into the Territory any
article of property which the Constitution of the United States
recognizes as property.
4. The Constitution of the United States recognizes slaves as property,
and pledges the Federal Government to protect it. And Congress cannot
exercise any more authority over property of that description than it
may constitutionally exercise over property of any other kind.
5. The act of Congress, therefore, prohibiting a citizen of the United
States from taking with him his slaves when he removes to the Territory
in question to reside, is an exercise of authority over private property
which is not warranted by the Constitution--and the removal of the
plaintiff, by his owner, to that Territory, gave him no title to
freedom.
V.
1. The plaintiff himself acquired no title to freedom by being taken, by
his owner, to Rock Island, in Illinois, and brought back to Missouri.
This court has heretofore decided that the _status_ or condition of a
person of African descent depended on the laws of the State in which he
resided.
2. It has been settled by the decisions of the highest court in
Missouri, that by the laws of that State, a slave does not become
entitled to his freedom, where the owner takes him to reside in a State
where slavery is not permitted, and afterwards brings him back to
Missouri.
Conclusion. It follows that it is apparent upon the record that the
court below erred in its judgment on the plea in abatement, and also
erred in giving judgment for the defendant, when the exception shows
that the plaintiff was not a citizen of the United States. And as the
Circuit Court had no jurisdiction, either in the case stated in the plea
in abatement, or in the one stated in the exception, its judgment in
favor of the defendant is erroneous, and must be reversed.
THE
FUGITIVE SLAVE LAW.
BY
REV. CHARLES HODGE, D.D.
OF NEW JERSEY.
THE FUGITIVE SLAVE LAW.
NOTE.--We have affixed, by way of comment to "the
decision of the Supreme Court in the Dred Scott
case," the following able paper from the pen of
Prof. Hodge. It lucidly explains the source and
sanction of Civil Government, and deduces
therefrom the duties and responsibilities of the
governed.--ED.
* * * * *
Alleged Immorality of the Law answered--Duty of
Obedience--Government a Divine Institution--The
Warrant of Government is not the consent of the
governed--Infidel Doctrines--Deductions from this
Doctrine--Decision of the Supreme
Court--Objections answered--Conscience and the
Law--Duty of Executive Officers--Duty of Private
Citizens--Objections answered--Right of
Revolution--Summary application of these
principles to the Fugitive Slave Law--Conclusion.
THERE is no more obvious duty, at the present time, resting on American
Christians, ministers and people, than to endeavor to promote kind
feelings between the South and the North. All fierce addresses to the
passions, on either side, are fratricidal. It is an offense against the
gospel, against our common country, and against God. Every one should
endeavor to diffuse right principles, and thus secure right feeling and
action, under the blessing of God in every part of the land. If the
South has no such grounds of complaint as would justify them before God
and the human race, whose trustees in one important sense they are, in
dissolving the Union, how is it with the North? Are they justifiable in
the violent resistance to the fugitive slave bill, which has been
threatened or attempted? This opposition in a great measure has been
confined to the abolitionists as a party, and as such they are a small
minority of the people. They have never included in their ranks either
the controlling intellect or moral feeling at the North. Their
fundamental principle is anti-scriptural and therefore irreligious.
They assume that slaveholding is sinful. This doctrine is the life of
the sect. It has no power over those who reject that principle, and
therefore it has not gained ascendency over those whose faith is
governed by the word of God.
We have ever maintained that the proper method of opposing this party,
and of counteracting its pernicious influence, was to exhibit clearly
the falsehood of its one idea, viz: that slaveholding is a sin against
God. The discussion has now taken a new turn. It is assumed that the
fugitiue slave law of the last Congress, (1850) is unconstitutional, or
if not contrary to the Constitution, contrary to the law of God. Under
this impression many who have never been regarded as abolitionists, have
entered their protest against the law, and some in their haste have
inferred from its supposed unconstitutionality or immorality that it
ought to be openly resisted. It is obvious that the proper method of
dealing with the subject in this new aspect, is to demonstrate that the
law in question is according to the Constitution of the land; that it is
not inconsistent with the divine law; or, admitting its
unconstitutionality or immorality, that the resistance recommended is
none the less a sin against God. We do not propose to discuss either of
the two former of these propositions. The constitutionality of the law
may safely be left in the hands of the constituted authorities. It is
enough for us that there is no flagrant and manifest inconsistency
between the law and the constitution; that the first legal authorities
in the land pronounce them perfectly consistent; and that there is no
difference in principle between the present law and that of 1793 on the
same subject, in which the whole country has acquiesced for more than
half a century. We would also say that after having read some of the
most labored disquisitions designed to prove that the fugitive slave
bill subverts the fundamental principles of our federal compact, we have
been unable to discover the least force in the arguments adduced.
As to the immorality of the law, so far as we can discover, the whole
stress of the argument in the affirmative rests on two assumptions.
First, that the law of God in Deuteronomy, expressly forbids the
restoration of a fugitive slave to his owner; and secondly, that slavery
itself being sinful, it must be wrong to enforce the claims of the
master to the service of the slave. As to the former of these
assumptions, we would simply remark, that the venerable Prof. Stuart in
his recent work, "Conscience and the Constitution," has clearly proved
that the law in Deuteronomy has no application to the present case. The
thing there forbidden is the restoration of a slave who had fled from a
heathen master and taken refuge among the worshipers of the true God.
Such a man was not to be forced back into heathenism. This is the
obvious meaning and spirit of the command. That it has no reference to
slaves who had escaped from Hebrew masters, and fled from one tribe or
city to another, is plain from the simple fact that the Hebrew laws
recognized slavery. It would be a perfect contradiction if the law
authorized the purchase and holding of slaves, and yet forbid the
enforcing the right of possession. There could be no such thing as
slavery, in such a land as Palestine, if the slave could recover his
liberty by simply moving from one tribe to another over an imaginary
line, or even from the house of his master to that of his next neighbor.
Besides, how inconsistent is it in the abolitionists in one breath to
maintain that the laws of Moses did not recognize slavery, and in the
next, that the laws about the restoration of slaves referred to the
slaves of Hebrew masters. According to their doctrine, there could be
among the Israelites no slaves to restore. They must admit either that
the law of God allowed the Hebrews to hold slaves, and then there is an
end to their arguments against the sinfulness of slaveholding; or
acknowledge that the law representing the restoration of slaves referred
only to fugitives from the heathen, and then there is an end to their
argument from this enactment against the law under consideration.
The way in which abolitionists treat the Scriptures makes it evident
that the command in Deuteronomy is urged not so much out of regard to
the authority of the word of God, as an argumentum ad hominem. Wherever
the Scriptures either in the Old or New Testament recognize the
lawfulness of holding slaves, they are tortured without mercy to force
from them a different response; and where, as in this case, they appear
to favor the other side of the question, abolitionists quote them rather
to silence those who make them the rule of their faith, than as the
ground of their own convictions. Were there no such law as that in
Deuteronomy in existence, or were there a plain injunction to restore a
fugitive from service to his Hebrew master, it is plain from their
principles that they would none the less fiercely condemn the law under
consideration. Their opposition is not founded on the scriptural
command. It rests on the assumption that the master's claim is
iniquitous and ought not to be enforced.[258] Their objections are not
to the mode of delivery, but to the delivery itself. Why else quote the
law in Deuteronomy, which apparently forbids such surrender of the
fugitive to his master? It is clear that no effective enactment could be
framed on this subject which would not meet with the same opposition. We
are convinced, by reading the discussions on this subject, that the
immorality attributed to the fugitive slave law resolves itself into the
assumed immorality of slaveholding. No man would object to restoring an
apprentice to his master; and no one would quote Scripture or search for
arguments to prove it sinful to restore a fugitive slave, if he believed
slaveholding to be lawful in the sight of God. This being the case, we
feel satisfied that the mass of people at the North, whose conscience
and action are ultimately determined by the teachings of the Bible, will
soon settle down into the conviction that the law in question is not in
conflict with the law of God.
But suppose the reverse to be the fact; suppose it clearly made out that
the law passed by Congress in reference to fugitive slaves is contrary
to the Constitution or to the law of God, what is to be done? What is
the duty of the people under such circumstances? The answers given to
this question are very different, and some of them so portentous that
the public mind has been aroused and directed to the consideration of
the nature of civil government and of the grounds and limits of the
obedience due to the laws of the land. As this is a subject not merely
of general interest at this time, but of permanent importance, we
purpose to devote to its discussion the few following pages.
Our design is to state in few words in what sense government is a divine
institution, and to draw from that doctrine the principles which must
determine the nature and limits of the obedience which is due the laws
of the land.
That the Bible, when it asserts that all power is of God, or the powers
that be are ordained of God, does not teach that any one form of civil
government has been divinely appointed as universally obligatory, is
plain because the Scriptures contain no such prescription. There are no
directions given as to the form which civil governments shall assume.
All the divine commands on this subject, are as applicable under one
form as another. The direction is general; obey the powers that be. The
propsition is unlimited; all power is of God; i. e., government,
whatever its form, is of God. He has ordained it. The most pointed
scriptural injunctions on this subject were given during the usurped or
tyrannical reign of military despots. It is plain that the sacred
writers did not, in such passages, mean to teach that a military
despotism was the form of government which God had ordained as of
perpetual and universal obligation. As the Bible enjoins no one form, so
the people of God in all ages, under the guidance of his Spirit, have
lived with a good conscience, under all the diversities of organization
of which human government is susceptible.
Again, as no one form of government is prescribed, so neither has God
determined preceptively who are to exercise civil power. He has not
said that such power must be hereditary, and descend on the principle of
primogeniture. He has not determined whether it shall be confined to
males to the exclusion of females; or whether all offices shall be
elective. These are not matters of divine appointment, and are not
included in the proposition that all power is of God. Neither is it
included in this proposition that government is in such a sense ordained
of God that the people have no control in the matter. The doctrine of
the Bible is not inconsistent with the right of the people, as we shall
endeavor to show in the sequel, to determine their own form of
government and to select their own rulers.
When it is said government is of God, we understand the Scriptures to
mean, first, that it is a divine institution and not a mere social
compact. It does not belong to the category of voluntary associations
such as men form for literary, benevolent, or commercial purposes. It is
not optional with men whether government shall exist. It is a divine
appointment, in the same sense as marriage and the church are divine
institutions. The former of these is not a mere civil contract, nor is
the church as a visible spiritual community a mere voluntary society.
Men are under obligation to recognize its existence, to join its ranks
and submit to its laws. In like manner it is the will of God that civil
government should exist. Men are bound by his authority to have civil
rulers for the punishment of evil doers, and for the praise of them that
do well. This is the scriptural doctrine, as opposed to the deistical
theory of a social compact as the ultimate ground of all human
governments.
It follows from this view of the subject that obedience to the laws of
the land is a religious duty, and that disobedience is of the specific
nature of sin; this is a principle of vast importance. It is true that
the law of God is so broad that it binds a man to every thing that is
right, and forbids every thing that is wrong; and consequently that
every violation even of a voluntary engagement is of the nature of an
offense against God. Still there is a wide difference between
disobedience to an obligation voluntarily assumed, and which has no
other sanction than our own engagement, and disregard of an obligation
directly imposed of God. St. Peter recognizes this distinction when he
said to Annanias, Thou hast not lied unto men but unto God. All lying is
sinful, but lying to God is a higher crime than lying to men. There is
greater irreverence and contempt of the divine presence and authority,
and a violation of an obligation of a higher order. Every man feels that
the marriage vows have a sacred character which could not belong to
them, if marriage was merely a civil contract. In like manner the divine
institution of government elevates it into the sphere of religion, and
adds a new and higher sanction to the obligations which it imposes.
There is a specific difference, more easily felt than described, between
what is religious and what is merely moral; between disobedience to man
and resistance to an ordinance of God.
A third point included in the scriptural doctrine on this subject is,
that the actual existence of any government creates the obligation of
obedience. That is, the obligation does not rest either on the origin or
the nature of the government, or on the mode in which it is
administered. It may be legitimate or revolutionary, despotic or
constitutional, just or unjust, so long as it exists it is to be
recognized and obeyed within its proper sphere. The powers that be are
ordained of God in such sense that the possession of power is to be
referred to his providence. It is not by chance, nor through the
uncontrolled agency of men, but by divine ordination that any government
exists. The declaration of the apostle just quoted was uttered under the
reign of Nero. It is as true of his authority as of that of the Queen of
England, or that of our own President, that it was of God. He made Nero
Emperor. He required all within the limits of the Roman empire to
recognize and obey him so long as he was allowed to occupy the throne.
It was not necessary for the early Christians to sit in judgment on the
title of every new emperor, whenever the pretorian guards chose to put
down one and put up another; neither are God's people now in various
parts of the world called upon to discuss the titles and adjudicate the
claims of their rulers. The possession of civil power is a providential
fact, and is to be regarded as such. This does not imply that God
approves of every government which he allows to exist. He permits
oppressive rulers to bear sway, just as he permits famine or pestilence
to execute his vengeance. A good government is a blessing, a bad
government is a judgment; but the one as much as the other is ordained
of God, and is to be obeyed not only for fear but also for conscience
sake.
A fourth principle involved in the proposition that all power is of God
is, that the magistrate is invested with a divine right. He represents
God. His authority is derived from Him. There is a sense in which he
represents the people and derives from them his power; but in a far
higher sense he is the minister of God. To resist him is to resist God,
and "they that resist shall receive unto themselves damnation." Thus
saith the Scriptures. It need hardly be remarked that this principle
relates to the nature, and not to the extent, of the power of the
magistrate. It is as true of the lowest as of the highest; of a justice
of the peace as of the President of the United States; of a
constitutional monarch as of an absolute sovereign. The principle is
that the authority of rulers is divine, and not human, in its origin.
They exercise the power which belongs to them of divine right. The
reader, we trust, will not confound this doctrine with the old doctrine
of "the divine right of kings." The two things are as different as day
and night. We are not for reviving a defunct theory of civil government;
a theory which perished, at least among Anglo-Saxons, at the expulsion
of James II. from the throne of England. That monarch took it with him
into exile, and it lies entombed with the last of the Stuarts. According
to that theory God had established the monarchical form of government as
universally obligatory. There could not consistently with his law be any
other. The people had no more right to renounce that form of government
than the children of a family have to resolve themselves into a
democracy. In the second place, it assumed that God had determined the
law of succession as well as the form of government. The people could
not change the one any more than the other; or any more than children
could change their father, or a wife her husband. And thirdly, as a
necessary consequence of these principles, it inculcated in all cases
the duty of passive obedience. The king holding his office immediately
from God, held it entirely independent of the will of the people, and
his responsibility was to God alone. He could not forfeit his throne by
any injustice however flagrant. The people, if in any case they could
not obey, were obliged to submit; resistance or revolution was treason
against God. We have already remarked that the scriptural doctrine is
opposed to every one of these principles. The Bible does not prescribe
any one form of government; it does not determine who shall be
depositories of civil power; and it clearly recognizes the right of
revolution. In asserting, therefore, the divine right of rulers, we are
not asserting any doctrine repudiated by our forefathers, or
inconsistent with civil liberty in its widest rational extent.
Such, as we understand it, is the true nature of civil government. It is
a divine institution and not a mere voluntary compact. Obedience to the
magistrate and laws is a religious duty; and disobedience is a sin
against God. This is true of all forms of government. Men living under
the Turkish Sultan are bound to recognize his authority, as much as the
subjects of a constitutional monarch, or the fellow-citizens of an
elective president, are bound to recognize their respective rulers. All
power is of God, and the powers that be are ordained of God, in such
sense that all magistrates are to be regarded as his ministers, acting
in his name and with his authority, each within his legitimate sphere;
beyond which he ceases to be a magistrate.
That this is the doctrine of the Scriptures on this subject can hardly
be doubted. The Bible never refers to the consent of the governed, the
superiority of the rulers, or to the general principles of expediency,
as the ground of our obligation to the higher powers. The obedience
which slaves owe their masters, children their parents, wives their
husbands, people their rulers, is always made to rest on the divine will
as its ultimate foundation. It is part of the service which we owe to
God. We are required to act, in all these relations, not as
men-pleasers, but as the servants of God. All such obedience terminates
on our Master who is in heaven. This gives the sublimity of spiritual
freedom even to the service of a slave. It is not in the power of man to
reduce to bondage those who serve God, in all the service they render
their fellow-men. The will of God, therefore, is the foundation of our
obligation to obey the laws of the land. His will, however, is not an
arbitrary determination; it is the expression of infinite intelligence
and love. There is the most perfect agreement between all the precepts
of the Bible and the highest dictates of reason. There is no command in
the word of God of permanent and universal obligation, which may not be
shown to be in accordance with the laws of our own higher nature. This
is one of the strongest collateral arguments in favor of the divine
origin of the Scriptures. In appealing therefore to the Bible in support
of the doctrine here advanced, we are not, on the one hand appealing to
an arbitrary standard, a mere statute book, a collection of laws which
create the obligations they enforce; nor, on the other hand, to "the
reason and nature of things" in the abstract, which after all is only
our own reason; but we are appealing to the infinite intelligence of a
personal God, whose will, because of his infinite excellence, is
necessarily the ultimate ground and rule of all moral obligation. This,
however, being the case, whatever the Bible declares to be right is
found to be in accordance with the constitution of nature and our own
reason. All that the Scriptures, for example, teach of the subordination
of children to their parents, of wives to their husbands, has not its
foundation, but its confirmation, in the very nature of the relation of
the parties. Any violation of the precepts of the Bible, on these
points, is found to be a violation of the laws of nature, and certainly
destructive. In like manner it is clear from the social nature of man,
from the dependence of men upon each other, from the impossibility of
attaining the end of our being in this world, otherwise than in society
and under an ordered government, that it is the will of God that such
society should exist. The design of God in this matter is as plain as in
the constitution of the universe. We might as well maintain that the
laws of nature are the result of chance, or that marriage and parental
authority have no other foundation than human law, as to assert that
civil government has no firmer foundation than the will of man or the
quicksands of expediency. By creating men social beings, and making it
necessary for them to live in society, God has made his will as thus
revealed the foundation of all civil government.
This doctrine is but one aspect of the comprehensive doctrine of Theism,
a doctrine which teaches the existence of a personal God, a Spirit
infinite, eternal, and unchangeable, in his being, wisdom, power,
justice, holiness, goodness, and truth; a God who is everywhere present
upholding and governing all his creatures and all their actions. The
universe is not a machine left to go of itself. God did not at first
create matter and impress upon it certain laws and then leave it to
their blind operation. He is everywhere present in the material world,
not superseding secondary causes, but so upholding and guiding their
operations, that the intelligence evinced is the omnipresent
intelligence of God, and the power exercised is the _potestas ordinata_
of the Great First Cause. He is no less supreme in his control of
intelligent agents. They indeed are free, but not independent. They are
governed in a manner consistent with their nature; yet God turns them as
the rivers of waters are turned. All events depending on human agency
are under his control. God is in history. Neither chance nor blind
necessity determine the concatenation or issues of things. Nor is the
world in the hands of its inhabitants. God has not launched our globe on
the ocean of space and left its multitudinous crew to direct its course
without his interference. He is at the helm. His breath fills the sails.
His wisdom and power are pledged for the prosperity of the voyage.
Nothing happens, even to the falling of a sparrow, which is not ordered
by him. He works all things after the counsel of his will. It is by him
that kings reign and princes decree justice. He puts down one, and
raises up another. As he leads out the stars by night, marshaling them
as a host, calling each one by its name, so does he order all human
events. He raises up nations and appoints the bounds of their
habitation. He founds the empires of the earth and determines their form
and their duration. This doctrine of God's universal providence is the
foundation of all religion. If this doctrine be not true, we are without
God in the world. But if it is true, it involves a vast deal. God is
everywhere in nature and in history. Every thing is a revelation of his
presence and power. We are always in contact with him. Every thing has a
voice, which speaks of his goodness or his wrath; fruitful seasons
proclaim his goodness, famine and pestilence declare his displeasure.
Nothing is by chance. The existence of any particular form of government
is as much his work, as the rising of the sun or falling of the rain. It
is something he has ordained for some wise purpose, and it is to be
regarded as his work. If all events are under God's control, if it is by
him that kings reign, then the actual possession of power is as much a
revelation of his will that it should be obeyed, as the possession of
wisdom or goodness is a manifestation of his will that those endowed
with those gifts, should be reverenced and loved. It follows, therefore,
from the universal providence of God, that "the powers that be are
ordained of God." We have no more right to refuse obedience to an
actually existing government because it is not to our taste, or because
we do not approve of its measures, than a child has the right to refuse
to recognize a wayward parent; or a wife a capricious husband.
The religious character of our civil duties flows also from the
comprehensive doctrine that the will of God is the ground of all moral
obligation. To seek that ground either in "the reason and nature of
things," or in expediency, is to banish God from the moral world, as
effectually as the mechanical theory of the universe banishes him from
the physical universe and from history. Our allegiance on that
hypothesis is not to God but to reason or to society. This theory of
morals therefore, changes the nature of religion and of moral
obligation. It modifies and degrades all religious sentiment and
exercises; it changes the very nature of sin, of repentance and
obedience, and gives us, what is a perfect solecism, a religion without
God. According to the Bible, our obligation to obey the laws of the land
is not founded on the fact that the good of society requires such
obedience, or that it is a dictate of reason, but on the authority of
God. It is part of the service which we owe to him. This must be so if
the doctrine is true that God is our moral governor, to whom we are
responsible for all our acts, and whose will is both the ground and the
rule of all our obligations.
We need not, however, dwell longer on this subject. Although it has long
been common to look upon civil government as a human institution, and to
represent the consent of the governed as the only ground of the
obligation of obedience, yet this doctrine is so notoriously of infidel
origin, and so obviously in conflict with the teachings of the Bible,
that it can have no hold on the convictions of a Christian people. It is
no more true of the state than it is of the family, or of the church.
All are of divine institution. All have their foundation in his will.
The duties belonging to each are enjoined by him and are enforced by his
authority. Marriage is indeed a voluntary covenant. The parties select
each other, and the state may make laws regulating the mode in which the
contract shall be ratified; and determining its civil effects. It is,
however, none the less an ordinance of God. The vows it includes are
made to God; its sanction is found in his law; and its violation is not
a mere breach of contract or disobedience to the civil law, but a sin
against God. So with regard to the church, it is in one sense a
voluntary society. No man can be forced by other men to join its
communion. If done at all it must be done with his own consent, yet
every man is under the strongest moral obligation to enter its fold. And
when enrolled in the number of its members his obligation to obedience
does not rest on his consent; it does not cease should that consent be
withdrawn. It rests on the authority of the church as a divine
institution. This is an authority no man can throw off. It presses him
everywhere and at all times with the weight of a moral obligation. In a
sense analogous to this the state is a divine institution. Men are bound
to organize themselves into a civil government. Their obligation to obey
its laws does not rest upon their compact in this case, any more than in
the others above referred to. It is enjoined by God. It is a religious
duty, and disobedience is a direct offense against him. The people have
indeed the right to determine the form of the government under which
they are to live, and to modify it from time to time to suit their
changing condition. So, though to a less extent, or within narrower
limits, they have a right to modify the form of their ecclesiastical
governments, a right which every church has exercised, but the ground
and nature of the obligation to obedience remains unchanged. This is not
a matter of mere theory. It is of primary practical importance and has
an all-pervading influence on national character. Every thing indeed
connected with this subject depends on the answer to the question, Why
are we obliged to obey the laws? If we answer because we made them; or
because we assent to them, or framed the government which enacts them;
or because the good of society enjoins obedience, or reason dictates it,
then the state is a human institution; it has no religious sanction; it
is founded on the sand; it ceases to have a hold on the conscience and
to commend itself as a revelation of God to be reverenced and obeyed as
a manifestation of his presence and will. But, on the other hand, if we
place the state in the same category with the family and the church, and
regard it as an institution of God, then we elevate it into a higher
sphere; we invest it with religious sanctions and it become pervaded by
a divine presence and authority, which immeasurably strengthens, while
it elevates its power. Obedience for conscience' sake is as different
from obedience from fear, or from voluntary consent, or regard to human
authority, as the divine from the human.