CHAPTER XI

THIRD PRINCIPLE

Breath is an indispensable factor in voice production, but _it

is not_ the essential power which develops the voice as it is

taught to-day. On the contrary, the function of singing develops

the breathing apparatus and its power, just as any physiological

function develops the organ from which it takes origin.

Therefore, _singing_ develops _breathing_, not _breathing_,

_singing_.

The suggestion that any one who wants to learn piano playing,

dancing, skating, fencing or any other sport should first

undergo special training for the development of his fingers,

arms or legs would undoubtedly seem preposterous. The same false

principle, nevertheless, when related to the art of singing,

does not give rise to any objection. On the contrary, the

artificial training of the breathing apparatus for the purpose

of learning to sing is such a commonplace practice at the

present time in the teaching field that all kinds of physical

exercises for developing the muscles of respiration and the

chest are urged in most books on voice. It would rather seem

that the singing students were being prepared for an athletic

career.

The author, much interested in the teaching methods prevailing

nowadays has frequently questioned beginners regarding the kind

of vocal exercises they were taught in their preliminary work,

and has often been informed that their training was confined

principally to breathing maneuvers for the development of the

diaphragm and breathing apparatus. In one instance the student,

a young man of twenty-five years, told that his teacher was

making him sing scales for an hour a day, saying: “_he_, _he_,

_he_,” and that peculiar exercise had been indulged in for nine

months under the supervision of this well-known teacher in New

York for the sole purpose of strengthening the diaphragm, so

that the pupil could put his breathing apparatus in form for

further voice training.

This is by no means the strangest method advocated by singing

teachers. From another pupil we have learned of the “_umbrella

method_,” which consists in opening the umbrella for the

expansion of the chest and closing it during the inspiration.

Enrico Caruso, while commenting on these methods, told the

writer of a teacher who had his pupils lie flat on the floor and

breathe while he was piling a specific number of bricks on their

chest. By increasing their number gradually, thus putting a

severe test on the resistance of the pupil’s chest, the teacher

would measure the progress made each time.

It seems ludicrous that grotesque performances of this kind are

still going on in the studios of many teachers in our days of

progress and evolution when science has revolutionized our life

with the most astonishing discoveries.

Independently, however, of these considerations, the fact that

breathing is a physiological function brings this subject into

the field of science, which alone can establish well-defined

rules of physiology in reference to the act of singing. The

rules of physiology and no others must be in charge of the

function of breathing during the process of voice production.

We remember having read this invaluable statement in a book on

singing: “He sings best who attains the best results with the

least expenditure of energy.” It could be advantageously

completed by adding: “He sings the longest who forces his voice

the least.”

Breath in voice production is unquestionably a most important

factor; but its importance must be properly appraised and

considered more in the light of _breath distribution_ for

attaining an artistic style of singing, than in that of force.

The principal error of the many voice experts and teachers is

that they totally disregard, when it comes to voice production,

the fundamental law of physiology that governs all human

functions: “the minimum of energy for the maximum of

efficiency.”

The amount of energy developed by a human organ in order to

produce a certain action constitutes what is called a

_physiological function_. This amount should be the minimum the

organ can produce, and the result should be the maximum of

efficiency as related to the energy employed. This balanced

relationship between power and efficiency constitutes the

_normal function_ of an active organ, and establishes the

correct mechanism of every organic function.

Applying this principle to the physiological mechanism of

breathing in voice production, it is evident that the minimum of

breath which is capable of putting in vibration the vocal cords

and generating sufficient sound vibrations for producing the

different tones of the vocal range, constitutes the _normal

amount required_ for the correct function of singing.

This establishes the fundamental relationship between the moving

power—the breath, and the producing power—the larynx.

From this principle we derive the very important deduction that

only the _normal_ breath has the physiological property of

producing correct tones; in other words, scientifically, only

the normal breath can give the exact number of vibrations

necessary to produce a tone in its exact pitch, and in its

normal volume, loudness, and quality. A surplus of breath, by

increasing the number of vibrations of the tone, alters the

pitch and the aforementioned dimensions—volume, quality, and

loudness.

Another fact that has been discarded in general is the evident

danger of exposing the voice to physical deterioration by using

the breath under high pressure, for, were it recognized, its

employment would be radically modified.

No real advantage, under any circumstances, can result from use

of the voice under high pressure, just as no advantage can

accrue to a fencer from using his arm under a terrific strain.

In every wind instrument, oboe, clarinet, flute, etc., the

expert player employs an amount of breath rather small compared

with that of the inexperienced player; and the tone of the

instrument is much larger and more melodious in the former case

than in the latter. The instrument itself, if played always

under high pressure, deteriorates easily and lasts but a few

years; after some time of strenuous use no sound can be gotten

out of it unless a tremendous amount of breath is spent. The

same happens with pianos after years of hard pounding.

In the vocal apparatus these conditions are more manifest. In

fact, by blowing forcibly into an ordinary wooden or metal

instrument its walls, being rigid, do not react; while in the

vocal instrument the muscles and cartilages of the throat, and

above all the vocal cords can be very much affected by the

violent stroke of the blast of air. The throat reacting becomes

very tense, and the vocal cords under the exaggerated pressure

cannot produce their vibrations normally, since their movements

are not coördinate, equal and balanced, for lack of proper

control.

When the vibrations of the vocal cords are not equal,

synchronous and balanced, they cannot, according to the laws of

acoustics, produce perfect tones, because this condition

establishes the decisive difference between tone and noise. The

voice, therefore, produced under high pressure, approaches in

quality rather a noisy sound than a distinct tone and loses all

the characteristics attached to its natural beauty, besides

being out of the scientifically correct pitch. The result is

that the efforts and large expenditure of energy used by singers

serve the sole purpose of deforming and wasting what nature

provided in a correct form—the precious gift of a beautiful

voice.

From this fundamental fault many others of psychological nature

originate, all of which combine to make of the most spontaneous

and easy act of singing a very difficult and dangerous function.

The fatal consequences are the deformity and the deterioration

of the vocal organs, which are destined to wear out more easily

than any wind instrument.

The fact that many singers force their voices with the idea of

getting better results invites this question: Do they realize

that they are forcing? Do they foresee the disastrous

consequences which they are inviting by doing so?

Usually _not_. As a matter of fact any remark made to them to

the effect that they are abusing their vocal organs is always

emphatically denied; they assure you that they _are not using_

any force; that their singing is the easiest and most

spontaneous action. Meanwhile they are giving full evidence that

they have not voice enough left for making this explanation

convincing—a peculiar and unfortunate psychology! An intoxicated

person, while trying to stand on his feet, always persists in

saying, “Do you think I am drunk?”

Thus we find this class of singers always ready to make an

emphatic show of the expansion of their chests, and to parade

around asking people _to feel with their own hands_ the

resistance of their diaphragm; and while their strenuous singing

is a real effort they do not hesitate to say that it comes to

them most naturally.

These singers see only the spring of their careers and vanish

before the summer.

What is responsible for this absence of self-judgment?

A little thought brings about this conclusion. The mechanism of

voice production which these singers, by discarding natural

laws, employ under high pressure of breath, establishes from the

very outset of their voice education a false background of rules

and theories on which their psychological conception of singing

is formed. Adding to this the faulty training which gradually

deteriorates their vocal organs by exercises of an injurious

nature, it is inevitable that the wrong foundation becomes the

natural standard of voice production for these students who are

to be the future singers.

On the other hand, the fact that they have never been accustomed

to a normal production of tones makes them unaware of the

difference between their voice production and the correct one.

Therefore, they can never see their own defects, just as the

ragtime player, while he bangs heavily on the piano, cannot see

the difference between his playing and the delicate touch of a

refined interpreter of Chopin.

The real responsibility for the false conception of the

important part breath control plays in the production of the

voice rests entirely with the incompetent teachers of to-day,

whose methods are based on erroneous principles.

The absurd and unnatural use of the breathing apparatus, and

especially the _magic_ power centered on the diaphragm,

constitute the true cause of so much bad singing nowadays. The

few celebrities of the singing stage we possess offer us the

best evidence against these erroneous methods.

If it were true that the power of breath and the strength of the

diaphragm play such an important part in the mechanism of voice

production, what would happen to those who are not endowed with

such physical resources of large proportions? It would seem that

those of small stature and of delicate structure would be

deprived of great vocal production.

Bonci, for instance, is one of our greatest and most correct

singers, whose breath has never failed to assist him in his

artistic delivery; yet everybody knows that Bonci is not built

like an athlete.

It is a strange coincidence that many coloratura sopranos and

lyric tenors who sing mostly in the upper tones of the range and

who, according to the theories in vogue, should require a huge

amount of breath and terrific strength of the diaphragm for the

support of their sustained tones, happen to be rather

undeveloped physically and oftentimes have not even the power of

breath resistance given to the average person. We can cite the

case of a world-famous coloratura soprano, very frail and

delicate, who startled the musical world with an instantaneous

success, and whose breath never failed her in the most difficult

executions of her coloratura variations. On the other hand, we

could name a large number of strongly developed singers, with

large chest expansion, whose voices are painfully poor and

insufficient. Taking into consideration their physical

appearance, their developed lungs, muscles of respiration and

all other organs related to the vocal apparatus, these athletic

specimens could offer no excuse for the insufficiency of their

voice if it were true that voice production depends so much on

the strength of breath.

It is evidently untrue that with the aid of physical equipment

capable of producing a large amount of breath, or with a

particularly well-developed diaphragm a singer is endowed with

the indispensable assets for good voice production. This false

theory, which unfortunately is almost universal to-day, can

hardly be defied without offending the traditional feelings of

the faithful believer in the diaphragm’s almighty power!

Furthermore, this erroneous principle has so influenced the

musical world that even those outside the singing field, such as

some music critics and dilettanti, have set the power of breath

and the strength of the diaphragm as a standard in appraising

the value of an operatic or concert singer. “Short of breath,”

“diaphragm support,” “strength of breath” are the usual epithets

employed in the discussion of artists and their singing merits.

Even the great Caruso has not escaped the application of this

false standard of judgment; he whose phenomenally sustained

tones were not the result of a strenuous breath-power but of a

marvelously balanced distribution of it which enabled him to

indulge in his most striking effects.

The greatest singers of the past knew very little indeed about

the diaphragm and the mechanism of voice production in general;

still their names remain revered in the memories of music

lovers. I believe that most of our best contemporary singers

have only the vaguest notion of the physical mechanism of the

voice, but they are not to be reproached as long as their

singing conforms with natural laws.

The following incident has been related to us by a prominent

American soprano. The famous Adelina Patti was visiting the

studio of a world-renowned singer and teacher in Paris to hear

some of his pupils. After one of the students, who had been

cautioned by the professor as to the use of his diaphragm, had

finished singing, Patti turned to the teacher and very candidly

inquired, “Well, what is that diaphragm? I never heard of it

during my career.” This is one of the most striking remarks made

by an indisputable authority in confirmation of our theory.

In the fields of Italy the author has heard the peasants—while

they work at picking olives or grapes from the ground—sing in a

chorus their popular folk songs, as is their custom. Among them

he could detect some soprano voices reaching such high pitch

that it was almost inconceivable to imagine that human voices

could attain such altitudes. Yet these natural singers were

kneeling on the ground in a cramped position, and, judging from

the beauty and the ease of their voices, wonderful and blessed

seemed the absence of theories and methods about the use of the

diaphragm in singing. Their voice production was physiologically

as perfect as it was unconscious, and I am sure that the

diaphragm-apostles of the teaching fraternity of to-day would

feel doubtful about their theories had they the opportunity to

hear them.

Here, in New York, a little boy eleven years of age, born of

poor parents, was discovered by an American physician, who,

while passing through one of the streets of the lower East side,

was attracted by a beautiful voice coming from one of the

crowded tenements. The physician made inquiries about the

possessor of the beautiful voice and was greatly astounded when

he was presented to a tiny, underdeveloped lad. The same evening

the child was presented to the writer, who, looking at the tiny

singer, concluded that the matter of his voice had been

exaggerated by the enthusiastic discoverer. He asked the child

what he could sing. “Pagliacci, Martha, Rigoletto,” was the

unexpected answer. “Who taught you to sing?” “Caruso ... on the

phonograph,” he answered. And the child, taking the floor like

an experienced tenor, sang one after another of the most

difficult arias from the above-mentioned operas, with a big

resonant voice, in which the natural sentiment and pathos were

not secondary to the dramatic force and expression suggested to

the child by the powerful singing of his teacher—Caruso.

During the wonderful and touching performance of this little

singer one could not refrain from a sense of pity for those

mighty disciples of a _trained diaphragm_, who, while trying in

vain to produce perhaps one-half the amount of voice of that

miniature tenor, look almost ready to explode like rubber

balloons.

What then, is this concern about the breath? Why the need of

such long training for the artificial development of the

diaphragm?

Breathing is a natural function, independent even of our own

will. We cannot prevent breathing. Let nature, then, take care

of this function; she will provide for it when necessity

presents itself. Let nature suggest or rather carry out her own

mechanism of breathing, and let us not attempt to interfere with

it and deform it.

We breathe all the time, whether awake, asleep or unconscious.

Our very life is dependent on this providential function and we

have no reason to think of it. _Why then should we devote so

much thought to it when singing?_

Of course we must discriminate between _force_ of breath and

_skill_ of distribution. If more attention and effort were given

to the latter a proper conception of the mechanism of singing

would be obtained. The singer who after a few tones is compelled

to take another breath does not know how to distribute his

breath, even though he may be an expert in breathing and in the

art of using his _highly trained diaphragm_.

On the other hand, the singer who knows how to distribute his

breath never runs short of it, and the normal respiration

furnishes him enough power with no cause to worry about the

strength of his diaphragm or his intercostal muscles. Nature

helps him in the most exceptional instances, such as exist in

certain operatic arias where a surplus of air is necessary to

produce dramatic effects, coloratura variations and long

cadenzas. Caruso’s singing in the “Pagliacci” aria was the

typical demonstration of this statement.

Our conception about the all important factor—the moving

power—in the mechanism of voice production discards all theories

and suggestions related to the different types of breathing,

such as the clavicular costal or abdominal respiration because

we believe that the student of singing should not be conscious

while performing this natural function of life. The

physiological respiration, which we employ from our birth, is

the natural one, and it must also rule our breathing when we are

singing.

The beginner who applies to a teacher for assistance in voice

culture, and is put under the shameful training of artificial

means for developing his breathing apparatus like a circus

athlete, and whose mind is fed on the absurdity that the secret

of good singing lies in the strength of his breath and the power

of his diaphragm, is misled at the very outset of his career,

and is given a false foundation. He invariably loses the

spontaneous conception of singing, which usually is given by

nature itself as a compliment of her gift of a beautiful voice.

It should, therefore, be left to nature to take care of her own

product—the voice—and if the student is endowed with

intelligence and a marked musical sense he does not need any

artificial help other than a guiding hand to watch his

development and to keep him always under the control of natural

laws. The guiding hand should be the teacher and nothing

artificial should be substituted for nature itself.

The strength of the breath and its volume in singing must be the

result of a correct mechanism of voice production; by the

_prolonged but normal_ employment of breath the muscles of

respiration become naturally stronger and gradually increase

their power of resistance. This system alone, after years of

voice training and a singing career, will acquire that perfect

control which is one of the fundamental pillars of correct

singing. Practically the same thing will happen as in the case

of dancing, fencing, or any other physical sport.

_The physiological laws of respiration, therefore, must be the

sole rules to follow_, and all false notions about the

artificial development of the respiratory organs must be

discarded as dangerous by those who aspire to a successful vocal

career.

Caruso's method of voice production · 第 11 / 24 章