Because of the importance of the matter I ask you to pay special

attention to this. When I ask a man to say what comes to his mind about

any given element in a dream, I require him to give himself up to the

process of FREE ASSOCIATION _which follows when he keeps in mind the

original idea_. This necessitates a peculiar attitude of the attention,

something quite different from reflection, indeed, precluding it. Many

people adopt this attitude without any difficulty, but others when they

attempt to do so display an incredible inaptitude. There is a still

higher degree of freedom in association which appears when I dispense

with any particular stimulus-idea and perhaps only describe the kind and

species of association that I want; for example, ask someone to let a

proper name or a number occur to him. An association of this sort

should, one would say, be even more subject to choice and unaccountable

than the kind used in our technique. Nevertheless, it can be shown that

in every instance it will be strictly determined by important inner

attitudes of mind, which are unknown to us at the moment when they

operate, just as much unknown as are the disturbing tendencies which

cause errors, and those tendencies which bring about so-called “chance”

actions.

I myself and many after me have repeatedly made an examination of names

and numbers called up without any particular idea as a starting-point;

some of these experiments have been published. The method is this: a

train of associations is stirred up by the name which occurred, and

these associations, as you see, are no longer quite free, but are

attached just so far as the associations to the different elements of

the dream are attached; this train of associations is then kept up until

the thoughts arising from the impulse have been exhausted. By that time,

however, you will have explained the motivation and significance of the

free association with a name. The experiments yield the same result

again and again; the information they give us often includes a wealth of

material and necessitates going far afield into its ramifications. The

associations to numbers that arise spontaneously are perhaps the most

demonstrative; they follow upon one another so swiftly and make for a

hidden goal with such astounding certainty that one is really quite

taken aback. I will give you just one example of a name-analysis of this

sort, because it happens to be one which does not involve the handling

of a great mass of material.

Once, when I was treating a young man, I happened to say something on

this subject and to assert that in spite of our apparent freedom of

choice in such matters we cannot, in point of fact, think of any name

which cannot be shown to be narrowly determined by the immediate

circumstances, the idiosyncrasies, of the person experimented with and

his situation at the moment. As he was inclined to be sceptical, I

proposed that he should make the experiment himself then and there. I

knew that he had unusually numerous relationships of all sorts with

women and girls, so I told him that I thought he would have an

exceptionally large number to choose from if he were to let the name of

a woman occur to him. He agreed. To my surprise, or rather perhaps to

his own, he did not overwhelm me with an avalanche of women’s names, but

remained silent for a time, and then confessed that the only name which

came into his mind at all was “Albine.” “How curious! What do you

connect with this name? How many Albines do you know?” Strangely enough,

he knew no one of the name of Albine, and he found no associations to

the name. One might infer that the analysis had failed; but no, it was

already complete, and no further association was required. The man

himself was unusually fair in colouring, and whilst talking to him in

analysis I had often jokingly called him an _albino_; moreover, we were

just in the midst of tracing the _feminine_ element in his nature. So it

was he himself who was this female albino, the “woman” who interested

him most at the moment.

In the same way, the tunes which suddenly come into a man’s head can be

shown to be conditioned by some train of thought to which they belong,

and which for some reason is occupying his mind without his knowing

anything about it. It is easy to show that the connection with the tune

is to be sought either in the words which belong to it or in the source

from which it comes: I must, however, make this reservation, that I do

not maintain this in the case of really musical people of whom I happen

to have had no experience; in them the musical value of the tune may

account for its suddenly emerging into consciousness. The first case is

certainly much more common; I know of a young man who for some time was

absolutely haunted by the tune (a charming one, I admit) of the song of

Paris in _Helen of Troy_, until his attention was drawn in analysis to

the fact that at that time an “Ida” and a “Helen” were rivals in his

interest.

If then the associations which arise quite freely are determined in this

way and belong to some definite context, we are surely justified in

concluding that associations attached to one single stimulus-idea must

be equally narrowly conditioned. Examination shows as a fact that they

are not only attached in the first place to the stimulus-idea which we

have provided for them, but that they are also dependent, in the second

place, on circles of thoughts and interests of strong affective value

(_complexes_, as we call them) of whose influence at the time nothing is

known, that is to say, on unconscious activities.

Associations attached in this way have been made the subject of very

instructive experiments, which have played a notable part in the history

of psycho-analysis. Wundt’s school originated the so-called

‘association-experiment,’ in which the subject of the experiment is

bidden to reply to a given ‘stimulus-word’ as quickly as possible with

whatever ‘reaction-word’ occurs to him. The following points may then be

noted: the interval which elapses between the sounding of the

stimulus-word and of the reaction-word, the nature of the latter, and

possibly any mistake which comes in when the same experiment is repeated

later, and so on. The Zurich School, under the leadership of Bleuler and

Jung, arrived at the explanation of the reactions to the

association-experiment by asking the person experimented upon to throw

light upon any associations which seemed at all remarkable, by means of

subsequent associations. In this way it became clear that these unusual

reactions were most strictly determined by the complexes of the person

concerned. By this discovery Bleuler and Jung built the first bridge

between experimental psychology and psycho-analysis.

Having heard this you may possibly say: “We admit now that free

associations are subject to determination and not a matter of choice, as

we thought at first, and we admit this also in the case of associations

to the elements of dreams. But it is not this that we are bothering

about. You maintain that the association to each element in the dream is

determined by some mental background to this particular element, a

background of which we know nothing. We cannot see that there is any

proof of this. Naturally we expect that the association to the

dream-element will be shown to be conditioned by one of the complexes of

the dreamer, but what good is that to us? That does not help us to

understand the dream; it merely leads to some knowledge of these

so-called complexes, as did the association-experiment; but what have

these to do with the dream?”

You are right, but you are overlooking an important point, the very

thing which deterred me from choosing the association-experiment as a

starting-point for this discussion. In this experiment the

stimulus-word, the single thing which determines the reaction, is chosen

by us at will, and the reaction stands as intermediary between this

stimulus-word and the complex aroused in the person experimented upon.

In the dream, the stimulus-word is replaced by something derived from

the mental life of the dreamer, from sources unknown to him, and hence

may very probably be itself a ‘derivative of a complex.’ It is not,

therefore, altogether fantastic to suppose that the further associations

connected with the elements of the dream are determined by no other

complex than that which has produced the particular element itself, and

that they will lead to the discovery of that complex.

Let me give you another instance which may serve to show that, in the

case of dreams, the facts bear out our expectations. The forgetting of

proper names is really an excellent prototype of what happens in

dream-analysis, only that in the former case one person alone is

concerned, while in the interpretation of dreams there are two. When I

forget a name temporarily, I am still certain that I know it, and by way

of a détour through Bernheim’s experiment, we are now in a position to

achieve a similar certainty in the case of the dreamer. Now this name

which I have forgotten, and yet really know, eludes me. Experience soon

teaches me that no amount of thinking about it, even with effort, is any

use. I can, however, always think of another or of several other names

instead of the forgotten one. When such a substitute name occurs to me

spontaneously, only then is the similarity between this situation and

that of dream-analysis evident. The dream-element also is not what I am

really looking for; it is only a substitute for something else, for the

real thing which I do not know and am trying to discover by means of

dream-analysis. Again the difference is that when I forget a name I know

perfectly well that the substitute is not the right one, whereas we only

arrived at this conception of the dream-element by a laborious process

of investigation. Now there also is a way in which, when we forget a

name, we can by starting from the substitute, arrive at the real thing

eluding our consciousness at the moment, i.e. the forgotten name. If I

turn my attention to these substitute names and let further associations

to them come into my mind, I arrive after a short or a long way round at

the name I have forgotten, and in so doing I discover that the

substitutes I have spontaneously produced had a definite connection

with, and were determined by, the forgotten name.

I will give you an instance of an analysis of this sort: one day I found

that I could not call to mind the name of the small country on the

Riviera, of which Monte Carlo is the capital. It was most annoying, but

so it was. I delved into all my knowledge about the country; I thought

of Prince Albert of the House of Lusignan, of his marriages, of his

passion for deep-sea exploration—in fact of everything I could summon

up, but all to no purpose. So I gave up trying to think and, instead of

the name I had lost, let substitute names come into my mind. They came

quickly: Monte Carlo itself, then Piedmont, Albania, Montevideo, Colico.

Albania was the first to attract my attention; it was immediately

replaced by Montenegro, probably because of the contrast between black

and white. Then I noticed that four of the substitute names have the

same syllable “mon,” and immediately I recalled the forgotten word and

cried out “Monaco.” You see the substitutes really originated in the

forgotten name; the four first came from the first syllable and the last

gave the sequence of the syllables and the whole of the final syllable.

Incidentally, I could quite easily find out what had made me forget the

name for the time being. Monaco is the Italian name for Munich, and it

was some thoughts connected with this town which had acted as an

inhibition.

Now that is a very pretty example, but it is too simple. In other cases

you might have to take a longer succession of associations to the

substitute name, and then the analogy to dream-analysis would be

clearer. I have had experiences of that sort, too. A stranger once

invited me to drink some Italian wine with him, and in the inn he found

he had forgotten the name of the wine which he had meant to order on

account of his very pleasant recollections of it. A number of dissimilar

substitute names occurred to him, and from these I was able to infer

that the thought of someone called Hedwig had made him forget the name

of the wine. Sure enough, not only did he tell me that there had been a

Hedwig with him on the occasion when he first tasted the wine, but this

discovery brought back to him the name he wanted. He was now happily

married, and “Hedwig” belonged to earlier days which he did not care to

recall.

What is possible in the case of forgotten names must be also possible in

the interpretation of dreams: starting from the substitute, we must be

able to arrive at the real object of our search by means of a train of

associations; and further, arguing from what happens with forgotten

names, we may assume that the associations to the dream-element will

have been determined not only by that element but also by the real

thought which is not in consciousness. If we could do this, we should

have gone some way towards justifying our technique.

SEVENTH LECTURE

MANIFEST CONTENT AND LATENT THOUGHTS

You see that our study of errors has not been fruitless. Thanks to our

exertions in that direction, we have—reasoning from the hypotheses with

which you are familiar—secured two results: a conception of the nature

of the dream-element and a technique of dream-interpretation. The

conception of the dream-element is as follows: it is not in itself a

primary and essential thing, a ‘thought proper,’ but a substitute for

something else unknown to the person concerned, just as is the

underlying intention of the error, a substitute for something the

knowledge of which is indeed possessed by the dreamer but is

inaccessible to him. We hope to be able to carry over the same

conception on to the dream as a whole, which consists of a number of

such elements. Our method is to allow other substitute-ideas, from which

we are able to divine that which lies hidden, to emerge into

consciousness by means of free association to the said elements.

I am now going to propose that we introduce an alteration in our

nomenclature in order to make our terminology more flexible. Instead of

using the words “hidden,” “inaccessible,” or “proper,” let us give a

more precise description and say “inaccessible to the consciousness of

the dreamer” or “unconscious.” By that we mean nothing more than was

implied in the case of the forgotten word, or the underlying intention

responsible for the error; that is to say, _unconscious at the moment_.

It follows that in contradistinction we may call the dream-elements

themselves, and those substitute-ideas arrived at by the process of

association, _conscious_. No theoretical implication is so far contained

in these terms; no exception can be taken to the use of the word

“unconscious” as a description at once applicable and easy to

understand.[26]

Now, transferring our conception from the single element to the dream as

a whole, it follows that the latter is the distorted substitute for

something else, something unconscious, and that the task of

dream-interpretation is to discover these unconscious thoughts. Hence

are derived three important rules which should be observed in the work

of dream-interpretation:

1. We are not to trouble about the surface meaning of the dream, whether

it be reasonable or absurd, clear or confused; in no case does it

constitute the unconscious thoughts we are seeking. (An obvious

limitation of this rule will force itself upon us later.)

2. We are to confine our work to calling up substitute-ideas for every

element and not to ponder over them and try to see whether they contain

something which fits in, nor to trouble ourselves about how far they are

taking us from the dream-element.

3. We must wait until the hidden unconscious thoughts which we are

seeking appear of their own accord, just as in the case of the missing

word “Monaco” in the experiment which I described.

Now we understand also how entirely indifferent it is whether we

remember much or little of our dreams, above all whether we remember

them accurately or not. The dream as remembered is not the real thing at

all, but _a distorted substitute_ which, by calling up other

substitute-ideas, provides us with a means of approaching the thought

proper, of bringing into consciousness the unconscious thoughts

underlying the dream. If our recollection was at fault, all that has

happened is that a further distortion of the substitute has taken place,

and this distortion itself cannot be without motivation.

We can interpret our own dreams as well as those of others; indeed, we

learn more from our own and the process carries more conviction. Now if

we experiment in this direction, we notice that something is working

against us. Associations come, it is true, but we do not admit them all;

we are moved to criticize and to select. We say to ourselves of one

association: “No, that does not fit in—it is irrelevant,” and of

another: “That is too absurd,” and of a third: “That is quite beside the

point”; and then we can observe further that in making such objections

we stifle, and in the end actually banish, the associations before they

have become quite clear. So on the one hand we tend to hold too closely

to the initial idea, that is, the dream-element itself, and on the

other, by allowing ourselves to select, we vitiate the results of the

process of free association. If we are not attempting the interpretation

by ourselves, but are allowing someone else to interpret, we shall

clearly perceive another motive impelling us to this selection,

forbidden as we know it to be. We find ourselves thinking at times: “No,

this association is too unpleasant; I cannot, or will not, tell it to

him.”

Clearly these objections threaten to spoil the success of our work. We

must guard against them when we are interpreting our own dreams by

resolving firmly not to yield to them, and, in interpreting those of

someone else, by laying down the hard and fast rule that he must not

withhold any association, even if one of the four objections I have

named rises up against it, namely, that it is too unimportant, too

absurd, too irrelevant or too unpleasant to speak of. He promises to

keep this rule, and we may well feel annoyed when we find how badly he

fulfils his promise later on. At first we account for this by imagining

that in spite of our authoritative assurance he is not convinced that

the process of free association will be justified by its results; and

perhaps our next idea will be to win him over first to our theory, by

giving him books to read or sending him to lectures so that he may be

converted to our views on the subject. But we shall be saved from any

such false steps by observing that the same critical objections against

certain associations arise even in ourselves, whom we surely cannot

suspect of doubt, and can only subsequently, on second thoughts as it

were, be overcome.

Instead of being annoyed at the dreamer’s disobedience, we can turn this

experience to good account as a means of learning something new,

something which is the more important the more unprepared we were for

it. We realize that the work of dream-interpretation is encountering

opposition by a _resistance_ which expresses itself in this very form of

critical objections. This resistance is independent of the theoretical

conviction of the dreamer. We learn even more than this. Experience

shows that a critical objection of this nature is never justified. On

the contrary, the associations which people wish to suppress in this way

prove _without exception_ to be the most important, to be decisive for

the discovery of the unconscious thought. When an association is

accompanied by an objection of this sort it positively calls for special

notice.

This resistance is something entirely new; a phenomenon which we have

found by following out our hypotheses, although it was not included in

them. We are not altogether agreeably surprised by this new factor which

we have to reckon with, for we suspect already that it will not make our

work any easier: it might almost tempt us to give up the effort with

dreams altogether. To take such a trivial subject and then to have so

much trouble, instead of spinning along smoothly with our technique! But

we might on the other hand find these difficulties fascinating and be

led to suspect that the work will be worth the trouble. Resistances

invariably confront us when we try to penetrate to the hidden

unconscious thought from the substitute offered by the dream-element. We

may suppose, therefore, that something very significant must be

concealed behind the substitute; for, if not, why should we meet with

such difficulties, the purpose of which is to keep up the concealment?

When a child will not open his clenched fist to show what is in it, we

may be quite certain that it is something which he ought not to have.

As soon as we introduce into our subject the dynamic conception of

resistance, we must bear in mind that this factor is something

quantitatively variable. There are greater and lesser resistances, and

we are prepared to find these differences showing themselves in the

course of our work. Perhaps we can connect with this another experience

also met with in the process of dream-interpretation. I mean that

sometimes only a few associations—perhaps not more than one—suffice to

lead us from the dream-element to the unconscious thought behind it,

whilst on other occasions long chains of associations are necessary and

many critical objections have to be overcome. We shall probably think

that the number of associations necessary varies with the varying

strength of the resistances, and very likely we shall be right. If there

is only a slight resistance, the substitute is not far removed from the

unconscious thought; a strong resistance on the other hand causes great

distortions of the latter, and thereby entails a long journey back from

the substitute to the unconscious thought itself.

Perhaps this would be a good moment to select a dream and try our

technique upon it, to see whether the expectations we have entertained

are realized. Very well, but what dream shall we choose? You do not know

how difficult it is for me to decide, nor can I make it clear to you yet

what the difficulties are. Obviously there must be dreams in which on

the whole there is very little distortion, and one would think it would

be best to begin with these. But which are the least distorted dreams?

Those which make good sense and are not confused, of which I have

already given you two examples? In assuming this, we should make a great

mistake, for examination shows that these dreams have undergone an

exceptionally high degree of distortion. Supposing then that I make no

special condition but take any dream at random, you would probably be

very much disappointed. We might have to observe and record such a vast

number of associations to the single dream-elements that it would be

quite impossible to gain any clear view of the work as a whole. If we

write the dream down and compare with it all the associations which it

produces, we are likely to find that they have multiplied the length of

the text of the dream many times. So the most practical method would

seem to be that of selecting for analysis several short dreams, each of

which can at least convey some idea to us or confirm some supposition.

This will be the course we shall decide to take, unless experience gives

us a hint where we ought really to look for slightly distorted dreams.

But I can suggest another means of simplifying matters, one which lies

right before us. Instead of attempting the interpretation of whole

dreams, let us confine ourselves to single dream-elements and find out

by taking a series of examples how the application of our technique

explains them:—

Introductory lectures on psycho-analysis · 第 8 / 40 段