PRINTED IN U.S.A.

Dedicated to H.R.W.

_PREFACE_

Forty-seven years have passed since this volume was first published;

in that time a mass of source material has been made available to the

historian and numerous books on early Virginia history have been

published. But I believe that its main theses have not been shaken.

The old belief that the Virginia aristocracy had its origin in a

migration of Cavaliers after the defeat of the royalists in the

British Civil War has been relegated to the sphere of myths. It is

widely recognized that the leading Virginia families--the Carters, the

Ludwells, the Burwells, the Custises, the Lees, the Washingtons--were

shaped chiefly by conditions within the colony and by renewed contact

with Great Britain.

That the Virginia aristocracy was not part of the English aristocracy

transplanted in the colony is supported by contemporaneous evidence.

When Nathaniel Bacon, the rebel, the son of an English squire,

expressed surprise when Governor Berkeley appointed him to the Council

of State, Sir William replied: "When I had the first knowledge of you

I intended you and do now again all the services that are in my power

to serve, for gentlemen of your quality come very rarely into the

country, and therefore when they do come were used by me with all

respect."

Bacon was equally frank. "Consider ... the nature and quality of the

men in power ... as to their education, extraction, and learning, as

to their reputation for honor and honesty, see and consider whether

here, as in England, you can perceive men advanced for their noble

qualifications...."

Governor Francis Nicholson ridiculed the pretensions of the leading

planters to distinguished lineage. "This generation know too well from

whence they come," he wrote in a letter to the Lords of Trade, in

March 1703, "and the ordinary sort of planters that have land of their

own, though not much, look upon themselves to be as good as the best

of them, for he knows, at least has heard, from whence these mighty

Dons derive their originals ... and that he or his ancestors were

their equals if not superiors."

On the other side of the Potomac Henry Callister was frank in refuting

the similar claims of wealthy Marylanders. "Some of the proudest

families here vaunt themselves of a pedigree, at the same time they

know not their grandfather's name. I never knew a good honest

Marylander that was not got by a merchant."

That many prominent families in Virginia also were founded by

merchants is attested by the fact that they continued to be traders

after they came to the colony. "In every river here are from ten to

thirty men who by trade and industry have gotten very competent

estates," wrote Colonel Robert Quary in 1763. "These gentlemen take

care to supply the poorer sort with provisions, goods, and

necessities, and are sure to keep them always in debt, and so

dependent on them. Out of this number are chosen her Majesty's

Council, the Assembly, the justices, and other officers of the

government."

Hartwell, Blair, and Chilton, in their _The Present State of Virginia

and the College_, written in 1697, divide the people into three

classes--planters, tradesmen, and merchants. "The merchants live

best," they said. But though profits were large, their business was

carried on in the face of great difficulties. The tobacco they bought

from the small planters had to be carted or rolled to the landings and

put on board their sloops and shallops for transfer to the merchant

ships; they had to sell imported goods on credit; often there were

long delays in loading the ships.

Some of the most influential men in Virginia were importers of

servants and slaves. Among them were William Claiborne, Peter Ashton,

Isaac Allerton, Giles Brent, Joseph Bridger, Thomas Milner, Henry

Hartwell, and Robert Beverley.

The distinguished historian, Lyon Gardiner Tyler, in _Tyler's

Magazine_, Volume I, says that "Virginia owes much to the London

firms, because they were continually sending over trusted young agents

... many of whom settled down and founded Virginia families.... The

business of the merchants consisted largely in buying and selling

tobacco and importing settlers and servants, for each of which if

imported at their expense the merchants were entitled to fifty acres

of land. Then there was the usual trade in clothing and articles of

general use."

Though the Virginian who acquired a degree of wealth was no

aristocrat, he longed to be one. His grandfather, or his

great-grandfather might have been a younger son of an English squire.

He envied the honor, wealth, and power landholding brought that

ancestor, just as many Virginians today envy the life of the colonial

plantation owner. So when he found himself an extensive landholder, he

thought of himself as an English squire. He too would build a fine

residence, decorate his walls with family portraits, have a formal

garden, accumulate a library, and dress in the latest English fashion.

Virginia in the colonial period was linked to England by government,

commerce, religion, reading, education. The mother country sent over

governors who set the fashion in courtly living. It was the planter's

agent in London or Bristol who usually selected his furniture, his

silverware, his clothing, and often even his books. When on Sunday he

went to church he listened to a minister who had been born and

educated in England. The shelves of his library were lined with books

from England, if he could afford it he sent his son to Oxford or

Cambridge.

When a Virginia planter visited England in the eighteenth century, he

was deeply impressed by the beauty and dignity of the great country

mansions there. As he viewed Longleat, or Blenheim, or Eaton Hall, he

must have resolved that he too would build a stately house on the

banks of the James. If he had never been to England, he might take

down an English book of architecture--Batty Langley's _Treasury of

Designs_, or Abraham Swan's _The British Architect_, or James Gibb's

_A Book of Architecture_--pick out a suitable design and model his

house on it. He might even send to England for an architect, as did

George Mason, when he engaged William Buckland to design beautiful

Gunston Hall. Westover, Carter's Grove, Mount Airy, Kenmore, Brandon,

all bear the stamp of the English Georgian.

If there was any doubt that the Virginia gentlemen followed the latest

English fashions in dress, a glimpse at their portraits would dispel

it. William Byrd II, as he appears in the painting by Sir Godfrey

Kneller would have made a fine figure in any assembly in England; no

English nobleman was better dressed than Robert Carter, of Nomini

Hall, as shown in the Reynolds portrait.

When a Virginian went to England he not only took the opportunity to

replenish his own wardrobe, but was charged by his relatives and

friends to make purchases for them. In a letter to Mrs. Thomas Jones,

in 1727, Mrs. Mary Stith asked: "When you come to London pray favor me

in your choice of a suit of pinners suitably dressed with a crossknot

roll or whatever the fashion requires, with suitable ruffles and

handkerchief." In 1752 Lady Gooch, wife of Governor William Gooch,

while in London bought for Mrs. Thomas Dawson a fashionable laced cap,

a handkerchief, ruffles, a brocade suit, a blue satin petticoat, a

pair of blue satin shoes, and a fashionable silver girdle. But it was

not always necessary to send to England for clothing, for there were

tailors in Virginia who advertised that they could make gentlemen's

suits and dresses for the ladies "in the newest and genteelest

fashions now wore in England." It was a valuable asset for a tailor if

he had just arrived from London.

The Virginians also imitated the English in their outdoor sports. The

fox chase, so dear to the Englishman's heart, was a favorite

amusement. When the crowds gathered around the county courthouse on

court days, they were often diverted from more serious business by

horseraces. And like their English cousins they were fond of

cockfighting, boat racing, and hunting.

The life of the wealthy planter was profoundly influenced by his

reading of English books. He took his religion more from the _Sermons_

of Archbishop Tillotson than from the preaching of the local

clergyman; as a county magistrate he had to know Blackstone and Coke;

he turned to Kip's _English Houses and Gardens_, or John James'

_Theory and Practice of Gardening_, to guide him in laying out his

flower beds and hedges and walks; if he or his wife or a servant

became ill he consulted Lynch's _Guide to Health_; he willingly obeyed

the dictates of Chippendale in furniture.

But despite all the bonds with the mother country he was slowly, but

inevitably, becoming more an American, less an Englishman. It was the

plantation which shaped the daily life of the Virginian and made him

different from the English squire. As he looked out over his wide

acres, his tobacco fields, his pastures, his woodlands, his little

village of servant and slave quarters, tobacco houses, barn, and

stable, he had a sense of responsibility, dignity, pride, and

self-reliance. He must look after the welfare of the men and women and

children under his care, seeing that they were housed, clothed, and

fed, protecting their health, playing the role of benevolent despot.

He had to be agriculturalist, business man, lawyer, builder, even

doctor.

Visitors to the colony were quick to notice the difference between the

Virginian and the Englishman. Hugh Jones, in his _The Present State of

Virginia_ devotes several pages to a description of the colonists.

Andrew Burnaby, who visited Virginia in 1760, thought that the

authority had by the planters over their slaves made them "vain and

imperious.... They are haughty and jealous of their liberties,

impatient of restraint...." Lord Adam Gordon, writing in 1764, gives a

more favorable opinion: "I had an opportunity to see a good deal of

the country and many of the first people in the province and I must

say they far excel in good sense, affability, and ease any set of men

I have yet fallen in with, either in the West Indies or on the

Continent, this, in some degree, may be owing to their being most of

them educated at home (England) but cannot be altogether the cause,

since there are amongst them many gentlemen, and almost all the

ladies, who have never been out of their own province, and yet are as

sensible, conversible, and accomplished as one would wish to meet

with."

In brief, the Virginia aristocracy was the product of three forces,

inheritance, continued contact with the mother country, and local

conditions. Coming largely from the middle class in England, though

with some connections with the squirearchy through younger sons, they

brought with them the English language, English political

institutions, the Anglican Church, English love of liberty. This

inheritance was buttressed by their political and cultural dependence

on the mother country. But it was profoundly affected, even reshaped,

by Virginia itself.

Dr. Samuel Johnson's charge that the Americans were a race of

convicts, if he meant it to be taken seriously, is of course absurd.

It is true that from time to time convicts were sent to the colonies.

This is proved by the protests of the Assemblies and by laws passed to

prohibit their importation. In Virginia there are records in some of

the county courthouses of the crimes committed by these jailbirds. But

they never entered in any appreciable numbers into the population of

the colony, not even of the lowest class. They were never numerous,

the planters considered it a risk to use them, some were forced to

serve as cannon fodder in the colonial wars, others were shunted off

to the frontiers.

The bulk of the immigrants to Virginia were poor men seeking to better

their condition in a new country. Many came as indentured workers, who

placed their signatures to contracts to work for four years in the

tobacco fields in return for their passage across the Atlantic; other

thousands paid their fare in advance and so entered the colony as

freemen. They were not essentially different from the millions who

came to the United States in the nineteenth century. Most of them,

indentured workers and freemen alike, sooner or later acquired small

plantations and became members of a yeoman class. A few acquired

wealth. Many went into the trades to become carpenters, or

bricklayers, or blacksmiths, or coopers, or saddlers, or wheelwrights.

Colonial Virginia has often been pictured as the land of the

aristocratic planter, the owner of thousands of acres and hundreds of

slaves. Scant attention has been paid to the far more numerous middle

class. Yet this class was the backbone of the colony. It is true that

most of the leaders came from the aristocracy, but it was the small

farmer who owned the bulk of the land, produced the larger part of the

tobacco crop, could outvote the aristocrat fifty to one, made up the

rank and file of the army in the colonial wars.

Among the thousands of Englishmen who left their homes to seek their

fortunes in Virginia there were no dukes, no earls, rarely a knight,

or even the son of a knight. They were, most of them, ragged farm

workers, deserters from the manor, ill paid day laborers, yeomen who

had been forced off their land by the enclosures, youthful tradesmen

tempted by the cheapness of land or by the opportunities for commerce,

now and then a lad who had taken a mug of doctored grog and awakened

to find himself a prisoner aboard a tobacco ship. But Virginia claimed

them all, moulded them into her own pattern, made them Virginians.

_Princeton, New Jersey_ THOMAS J. WERTENBAKER

_August, 1957_

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