PART I

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A HISTORY OF AERONAUTICS

[Illustration: Trial of full-size Langley Aerodrome, 8th December, 1903.

Langley Memoir on Mechanical Flight, Smithsonian Institution,

Washington.

_Frontispiece._

]

A

History of Aeronautics

_by_

E. CHARLES VIVIAN

WITH A SECTION ON PROGRESS IN

AEROPLANE DESIGN

_by_

LIEUT.-COL. W. LOCKWOOD MARSH, O.B.E.

[Illustration]

NEW YORK

HARCOURT, BRACE AND COMPANY

1921

_To_

MY WITNESS

OCT. 21ST 1919

V.

FOREWORD

Although successful heavier-than-air flight is less than two decades

old, and successful dirigible propulsion antedates it by a very

short period, the mass of experiment and accomplishment renders any

one-volume history of the subject a matter of selection. In addition to

the restrictions imposed by space limits, the material for compilation

is fragmentary, and, in many cases, scattered through periodical and

other publications. Hitherto, there has been no attempt at furnishing a

detailed account of how the aeroplane and the dirigible of to-day came

to being, but each author who has treated the subject has devoted his

attention to some special phase or section. The principal exception

to this rule--Hildebrandt--wrote in 1906, and a good many of his

statements are inaccurate, especially with regard to heavier-than-air

experiment.

Such statements as are made in this work are, where possible, given

with acknowledgment to the authorities on which they rest. Further

acknowledgment is due to Lieut.-Col. Lockwood Marsh, not only for

the section on aeroplane development which he has contributed to the

work, but also for his kindly assistance and advice in connection with

the section on aerostation. The author’s thanks are also due to the

Royal Aeronautical Society for free access to its valuable library of

aeronautical literature, and to Mr A. Vincent Clarke for permission to

make use of his notes on the development of the aero engine.

In this work is no claim to originality--it has been a matter mainly of

compilation, and some stories, notably those of the Wright Brothers and

of Santos Dumont, are better told in the words of the men themselves

than any third party could tell them. The author claims, however, that

this is the first attempt at recording the facts of development and

stating, as fully as is possible in the compass of a single volume, how

flight and aerostation have evolved. The time for a critical history of

the subject is not yet.

In the matter of illustrations, it has been found very difficult to

secure suitable material. Even the official series of photographs

of aeroplanes in the war period is curiously incomplete, and the

methods of censorship during that period prevented any complete series

being privately collected. Omissions in this respect will probably

be remedied in future editions of the work, as fresh material is

constantly being located.

E. C. V.

_October, 1920._

CONTENTS

PART I--THE EVOLUTION OF THE AEROPLANE

CHAP. PAGE

I. THE PERIOD OF LEGEND 3

II. EARLY EXPERIMENTS 15

III. SIR GEORGE CAYLEY--THOMAS WALKER 43

IV. THE MIDDLE NINETEENTH CENTURY 56

V. WENHAM, LE BRIS, AND SOME OTHERS 71

VI. THE AGE OF THE GIANTS 83

VII. LILIENTHAL AND PILCHER 95

VIII. AMERICAN GLIDING EXPERIMENTS 107

IX. NOT PROVEN 121

X. SAMUEL PIERPOINT LANGLEY 133

XI. THE WRIGHT BROTHERS 145

XII. THE FIRST YEARS OF CONQUEST 176

XIII. FIRST FLIERS IN ENGLAND 188

XIV. RHEIMS, AND AFTER 199

XV. THE CHANNEL CROSSING 211

XVI. LONDON TO MANCHESTER 217

XVII. A SUMMARY--TO 1911 221

XVIII. A SUMMARY--TO 1914 233

XIX. THE WAR PERIOD--I 246

XX. THE WAR PERIOD--II 259

XXI. RECONSTRUCTION 264

XXII. 1919–1920 270

PART II--1903–1920: PROGRESS IN DESIGN

I. THE BEGINNINGS 277

II. MULTIPLICITY OF IDEAS 289

III. PROGRESS ON STANDARDISED LINES 296

IV. THE WAR PERIOD 306

PART III--AEROSTATICS

I. BEGINNINGS 317

II. THE FIRST DIRIGIBLES 331

III. SANTOS-DUMONT 342

IV. THE MILITARY DIRIGIBLE 348

V. BRITISH AIRSHIP DESIGN 359

VI. THE AIRSHIP COMMERCIALLY 372

VII. KITE BALLOONS 376

PART IV--ENGINE DEVELOPMENT

I. THE VERTICAL TYPE 383

II. THE VEE TYPE 404

III. THE RADIAL TYPE 417

IV. THE ROTARY TYPE 428

V. THE HORIZONTALLY-OPPOSED ENGINE 440

VI. THE TWO-STROKE CYCLE ENGINE 447

VII. ENGINES OF THE WAR PERIOD 458

APPENDICES 469

A SHORT BIBLIOGRAPHY OF AERONAUTICS 504

PART I

THE EVOLUTION OF THE AEROPLANE

I

THE PERIOD OF LEGEND

The blending of fact and fancy which men call legend reached its

fullest and richest expression in the golden age of Greece, and thus

it is to Greek mythology that one must turn for the best form of

any legend which foreshadows history. Yet the prevalence of legends

regarding flight, existing in the records of practically every race,

shows that this form of transit was a dream of many peoples--man always

wanted to fly, and imagined means of flight.

In this age of steel, a very great part of the inventive genius of man

has gone into devices intended to facilitate transport, both of men and

goods, and the growth of civilisation is in reality the facilitation of

transit, improvement of the means of communication. He was a genius who

first hoisted a sail on a boat and saved the labour of rowing; equally,

he who first harnessed ox or dog or horse to a wheeled vehicle was a

genius--and these looked up, as men have looked up from the earliest

days of all, seeing that the birds had solved the problem of transit

far more completely than themselves. So it must have appeared, and

there is no age in history in which some dreamers have not dreamed

of the conquest of the air; if the caveman had left records, these

would without doubt have showed that he, too, dreamed this dream. His

main aim, probably, was self-preservation; when the dinosaur looked

round the corner, the prehistoric bird got out of the way in his usual

manner, and prehistoric man--such of him as succeeded in getting out

of the way after his fashion--naturally envied the bird, and concluded

that as lord of creation in a doubtful sort of way he ought to have

equal facilities. He may have tried, like Simon the Magician, and other

early experimenters, to improvise those facilities; assuming that he

did, there is the groundwork of much of the older legend with regard to

men who flew, since, when history began, legends would be fashioned out

of attempts and even the desire to fly, these being compounded of some

small ingredient of truth and much exaggeration and addition.

In a study of the first beginnings of the art, it is worth while to

mention even the earliest of the legends and traditions, for they

show the trend of men’s minds and the constancy of this dream that

has become reality in the twentieth century. In one of the oldest

records of the world, the Indian classic _Mahabarata_, it is stated

that ‘Krishna’s enemies sought the aid of the demons, who built an

aerial chariot with sides of iron and clad with wings. The chariot was

driven through the sky till it stood over Dwarakha, where Krishna’s

followers dwelt, and from there it hurled down upon the city missiles

that destroyed everything on which they fell.’ Here is pure fable, not

legend, but still a curious forecast of twentieth century bombs from a

rigid dirigible. It is to be noted in this case, as in many, that the

power to fly was an attribute of evil, not of good--it was the demons

who built the chariot, even as at Friedrichshavn. Mediæval legend,

in nearly every case, attributes flight to the aid of evil powers,

and incites well-disposed people to stick to the solid earth--though,

curiously enough, the pioneers of mediæval times were very largely of

priestly type, as witness the monk of Malmesbury.

The legends of the dawn of history, however, distribute the power of

flight with less of prejudice. Egyptian sculpture gives the figure

of winged men; the British Museum has made the winged Assyrian bulls

familiar to many, and both the cuneiform records of Assyria and the

hieroglyphs of Egypt record flights that in reality were never made.

The desire fathered the story then, and until Clement Ader either

hopped with his _Avion_, as is persisted by his critics, or flew, as is

claimed by his friends.

While the origin of many legends is questionable, that of others is

easy enough to trace, though not to prove. Among the credulous the

significance of the name of a people of Asia Minor, the Capnobates,

‘those who travel by smoke,’ gave rise to the assertion that Mongolfier

was not first in the field--or rather in the air--since surely this

people must have been responsible for the first hot-air balloons. Far

less questionable is the legend of Icarus, for here it is possible

to trace a foundation of fact in the story. Such a tribe as Dædalus

governed could have had hardly any knowledge of the rudiments of

science, and even their ruler, seeing how easy it is for birds to

sustain themselves in the air, might be excused for believing that he,

if he fashioned wings for himself, could use them. In that belief, let

it be assumed, Dædalus made his wings; the boy, Icarus, learning that

his father had determined on an attempt at flight, secured the wings

and fastened them to his own shoulders. A cliff seemed the likeliest

place for a ‘take-off,’ and Icarus leaped from the cliff edge only to

find that the possession of wings was not enough to assure flight to a

human being. The sea that to this day bears his name witnesses that he

made the attempt and perished by it.

In this is assumed the bald story, from which might grow the legend of

a wise king who ruled a peaceful people--‘judged, sitting in the sun,’

as Browning has it, and fashioned for himself wings with which he flew

over the sea and where he would, until the prince, Icarus, desired

to emulate him. Icarus, fastening the wings to his shoulders with

wax, was so imprudent as to fly too near the sun, when the wax melted

and he fell, to lie mourned of water-nymphs on the shores of waters

thenceforth Icarian. Between what we have assumed to be the base of

fact, and the legend which has been invested with such poetic grace in

Greek story, there is no more than a century or so of re-telling might

give to any event among a people so simple and yet so given to imagery.

We may set aside as pure fable the stories of the winged horse of

Perseus, and the flights of Hermes as messenger of the gods. With

them may be placed the story of Empedocles, who failed to take Etna

seriously enough, and found himself caught by an eruption while within

the crater, so that, flying to safety in some hurry, he left behind

but one sandal to attest that he had sought refuge in space--in all

probability, if he escaped at all, he flew, but not in the sense that

the aeronaut understands it. But, bearing in mind the many men who

tried to fly in historic times, the legend of Icarus and Dædalus, in

spite of the impossible form in which it is presented, may rank with

the story of the Saracen of Constantinople, or with that of Simon the

Magician. A simple folk would naturally idealise the man and magnify

his exploit, as they magnified the deeds of some strong man to make

the legends of Hercules, and there, full-grown from a mere legend, is

the first record of a pioneer of flying. Such a theory is not nearly

so fantastic as that which makes the Capnobates, on the strength of

their name, the inventors of hot-air balloons. However it may be, both

in story and in picture, Icarus and his less conspicuous father have

inspired the Caucasian mind, and the world is the richer for them.

Of the unsupported myths--unsupported, that is, by even a shadow of

probability--there is no end. Although Latin legend approaches nearer

to fact than the Greek in some cases, in others it shows a disregard

for possibilities which renders it of far less account. Thus Diodorus

of Sicily relates that one Abaris travelled round the world on an arrow

of gold, and Cassiodorus and Glycas and their like told of mechanical

birds that flew and sang and even laid eggs. More credible is the story

of Aulus Gellius, who in his _Attic Nights_ tells how Archytas, four

centuries prior to the opening of the Christian era, made a wooden

pigeon that actually flew by means of a mechanism of balancing weights

and the breath of a mysterious spirit hidden within it. There may yet

arise one credulous enough to state that the mysterious spirit was

precursor of the internal combustion engine, but, however that may

be, the pigeon of Archytas almost certainly existed, and perhaps it

actually glided or flew for short distances--or else Aulus Gellius was

an utter liar, like Cassiodorus and his fellows. In far later times a

certain John Muller, better known as Regiomontanus, is stated to have

made an artificial eagle which accompanied Charles V. on his entry

to and exit from Nuremberg, flying above the royal procession. But,

since Muller died in 1436 and Charles was born in 1500, Muller may be

ruled out from among the pioneers of mechanical flight, and it may be

concluded that the historian of this event got slightly mixed in his

dates.

Thus far, we have but indicated how one may draw from the richest

stores from which the Aryan mind draws inspiration, the Greek and Latin

mythologies and poetic adaptations of history. The existing legends of

flight, however, are not thus to be localised, for with two possible

exceptions they belong to all the world and to every civilisation,

however primitive. The two exceptions are the Aztec and the Chinese;

regarding the first of these, the Spanish _conquistadores_ destroyed

such civilisation as existed in Tenochtitlan so thoroughly that, if

legend of flight was among the Aztec records, it went with the rest; as

to the Chinese, it is more than passing strange that they, who claim to

have known and done everything while the first of history was shaping,

even to antedating the discovery of gunpowder that was _not_ made by

Roger Bacon, have not yet set up a claim to successful handling of a

monoplane some four thousand years ago, or at least to the patrol of

the Gulf of Korea and the Mongolian frontier by a forerunner of the

‘blimp.’

The Inca civilisation of Peru yields up a myth akin to that of Icarus,

which tells how the chieftain Ayar Utso grew wings and visited the

sun--it was from the sun, too, that the founders of the Peruvian Inca

dynasty, Manco Capac and his wife Mama Huella Capac, flew to earth near

Lake Titicaca, to make the only successful experiment in pure tyranny

that the world has ever witnessed. Teutonic legend gives forth Wieland

the Smith, who made himself a dress with wings and, clad in it, rose

and descended against the wind and in spite of it. Indian mythology, in

addition to the story of the demons and their rigid dirigible, already

quoted, gives the story of Hanouam, who fitted himself with wings by

means of which he sailed in the air and, according to his desire,

landed in the sacred Lauka. Bladud, the ninth king of Britain, is said

to have crowned his feats of wizardry by making himself wings and

attempting to fly--but the effort cost him a broken neck. Bladud may

have been as mythic as Uther, and again he may have been a very early

pioneer. The Finnish epic, ‘Kalevala,’ tells how Ilmarinen the Smith

‘forged an eagle of fire,’ with ‘boat’s walls between the wings,’ after

which he ‘sat down on the bird’s back and bones,’ and flew.

Pure myths, these, telling how the desire to fly was characteristic of

every age and every people, and how, from time to time, there arose

an experimenter bolder than his fellows, who made some attempt to

translate desire into achievement. And the spirit that animated these

pioneers, in a time when things new were accounted things accursed,

for the most part, has found expression in this present century in the

utter daring and disregard of both danger and pain that stamps the

flying man, a type of humanity differing in spirit from his earth-bound

fellows as fully as the soldier differs from the priest.

Throughout mediæval times, records attest that here and there some

man believed in and attempted flight, and at the same time it is clear

that such were regarded as in league with the powers of evil. There is

the half-legend, half-history of Simon the Magician, who, in the third

year of the reign of Nero announced that he would raise himself in

the air, in order to assert his superiority over St Paul. The legend

states that by the aid of certain demons whom he had prevailed on to

assist him, he actually lifted himself in the air--but St Paul prayed

him down again. He slipped through the claws of the demons and fell

headlong on the Forum at Rome, breaking his neck. The ‘demons’ may have

been some primitive form of hot-air balloon, or a glider with which

the magician attempted to rise into the wind; more probably, however,

Simon threatened to ascend and made the attempt with apparatus as

unsuitable as Bladud’s wings, paying the inevitable penalty. Another

version of the story gives St Peter instead of St Paul as the one whose

prayers foiled Simon--apart from the identity of the apostle, the two

accounts are similar, and both define the attitude of the age toward

investigation and experiment in things untried.

Another and later circumstantial story, with similar evidence of some

fact behind it, is that of the Saracen of Constantinople, who, in the

reign of the Emperor Comnenus--some little time before Norman William

made Saxon Harold swear away his crown on the bones of the saints at

Rouen--attempted to fly round the hippodrome at Constantinople, having

Comnenus among the great throng who gathered to witness the feat.

The Saracen chose for his starting-point a tower in the midst of the

hippodrome, and on the top of the tower he stood, clad in a long

white robe which was stiffened with rods so as to spread and catch the

breeze, waiting for a favourable wind to strike on him. The wind was so

long in coming that the spectators grew impatient. ‘Fly, O Saracen!’

they called to him. ‘Do not keep us waiting so long while you try the

wind!’ Comnenus, who had present with him the Sultan of the Turks, gave

it as his opinion that the experiment was both dangerous and vain, and,

possibly in an attempt to controvert such statement, the Saracen leaned

into the wind and ‘rose like a bird’ at the outset. But the record of

Cousin, who tells the story in his _Histoire de Constantinople_, states

that ‘the weight of his body having more power to drag him down than

his artificial wings had to sustain him, he broke his bones, and his

evil plight was such that he did not long survive.’

Obviously, the Saracen was anticipating Lilienthal and his gliders

by some centuries; like Simon, a genuine experimenter--both legends

bear the impress of fact supporting them. Contemporary with him, and

belonging to the history rather than the legends of flight, was Oliver,

the monk of Malmesbury, who in the year 1065 made himself wings after

the pattern of those supposed to have been used by Dædalus, attaching

them to his hands and feet and attempting to fly with them. Twysden, in

his _Historiæ Anglicanæ Scriptores X_, sets forth the story of Oliver,

who chose a high tower as his starting-point, and launched himself in

the air. As a matter of course, he fell, permanently injuring himself,

and died some time later.

After these, a gap of centuries, filled in by impossible stories of

magical flight by witches, wizards, and the like--imagination was

fertile in the dark ages, but the ban of the church was on all attempt

at scientific development, especially in such a matter as the conquest

of the air. Yet there were observers of nature who argued that since

birds could raise themselves by flapping their wings, man had only

to make suitable wings, flap them, and he too would fly. As early as

the thirteenth century Roger Bacon, the scientific friar of unbounded

inquisitiveness and not a little real genius, announced that there

could be made ‘some flying instrument, so that a man sitting in the

middle and turning some mechanism may put in motion some artificial

wings which may beat the air like a bird flying.’ But being a cautious

man, with a natural dislike for being burnt at the stake as a

necromancer through having put forward such a dangerous theory, Roger

added, ‘not that I ever knew a man who had such an instrument, but I

am particularly acquainted with the man who contrived one.’ This might

have been a lame defence if Roger had been brought to trial as addicted

to black arts; he seems to have trusted to the inadmissibility of

hearsay evidence.

Some four centuries later there was published a book entitled _Perugia

Augusta_, written by one C. Crispolti of Perugia--the date of the work

in question is 1648. In it is recorded that ‘one day, towards the close

of the fifteenth century, whilst many of the principal gentry had come

to Perugia to honour the wedding of Giovanni Paolo Baglioni, and some

lancers were riding down the street by his palace, Giovanni Baptisti

Danti unexpectedly and by means of a contrivance of wings that he

had constructed proportionate to the size of his body took off from

the top of a tower near by, and with a horrible hissing sound flew

successfully across the great Piazza, which was densely crowded. But

(oh, horror of an unexpected accident!) he had scarcely flown three

hundred paces on his way to a certain point when the mainstay of the

left wing gave way, and, being unable to support himself with the right

alone, he fell on a roof and was injured in consequence. Those who

saw not only this flight, but also the wonderful construction of the

framework of the wings, said--and tradition bears them out--that he

several times flew over the waters of Lake Thrasimene to learn how he

might gradually come to earth. But, notwithstanding his great genius,

he never succeeded.’

This reads circumstantially enough, but it may be borne in mind that

the date of writing is more than half a century later than the time of

the alleged achievement--the story had had time to round itself out.

Danti, however, is mentioned by a number of writers, one of whom states

that the failure of his experiment was due to the prayers of some

individual of a conservative turn of mind, who prayed so vigorously

that Danti fell appropriately enough on a church and injured himself

to such an extent as to put an end to his flying career. That Danti

experimented, there is little doubt, in view of the volume of evidence

on the point, but the darkness of the Middle Ages hides the real truth

as to the results of his experiments. If he had actually flown over

Thrasimene, as alleged, then in all probability both Napoleon and

Wellington would have had air scouts at Waterloo.

Danti’s story may be taken as fact or left as fable, and with it the

period of legend or vague statement may be said to end--the rest

is history, both of genuine experimenters and of charlatans. Such

instances of legend as are given here are not a tithe of the whole, but

there is sufficient in the actual history of flight to bar out more

than this brief mention of the legends, which, on the whole, go farther

to prove man’s desire to fly than his study and endeavour to solve the

problems of the air.

II

EARLY EXPERIMENTS

So far, the stories of the development of flight are either legendary

or of more or less doubtful authenticity, even including that of Danti,

who, although a man of remarkable attainments in more directions

than that of attempted flight, suffers--so far as reputation is

concerned--from the inexactitudes of his chroniclers; he may have

soared over Thrasimene, as stated, or a mere hop with an ineffectual

glider may have grown with the years to a legend of gliding flight. So

far, too, there is no evidence of the study that the conquest of the

air demanded; such men as made experiments either launched themselves

in the air from some height with made-up wings or other apparatus,

and paid the penalty, or else constructed some form of machine which

would not leave the earth, and then gave up. Each man followed his

own way, and there was no attempt--without the printing press and the

dissemination of knowledge there was little possibility of attempt--on

the part of any one to benefit by the failures of others.

Legend and doubtful history carries up to the fifteenth century, and

then came Leonardo da Vinci, first student of flight whose work endures

to the present day. The world knows da Vinci as artist; his age knew

him as architect, engineer, artist, and scientist in an age when

science was a single study, comprising all knowledge from mathematics

to medicine. He was, of course, in league with the devil, for in no

other way could his range of knowledge and observation be explained

by his contemporaries; he left a _Treatise on the Flight of Birds_

in which are statements and deductions that had to be rediscovered

when the _Treatise_ had been forgotten--da Vinci anticipated modern

knowledge as Plato anticipated modern thought, and blazed the first

broad trail toward flight.

One Cuperus, who wrote a _Treatise on the Excellence of Man_, asserted

that da Vinci translated his theories into practice, and actually flew,

but the statement is unsupported. That he made models, especially on

the helicopter principle, is past question; these were made of paper

and wire, and actuated by springs of steel wire, which caused them to

lift themselves in the air. It is, however, in the theories which he

put forward that da Vinci’s investigations are of greatest interest;

these prove him a patient as well as a keen student of the principles

of flight, and show that his manifold activities did not prevent him

from devoting some lengthy periods to observations of bird flight.

‘A bird,’ he says in his _Treatise_, ‘is an instrument working

according to mathematical law, which instrument it is within the

capacity of man to reproduce with all its movements, but not with

a corresponding degree of strength, though it is deficient only in

power of maintaining equilibrium. We may say, therefore, that such an

instrument constructed by man is lacking in nothing except the life of

the bird, and this life must needs be supplied from that of man. The

life which resides in the bird’s members will, without doubt, better

conform to their needs than will that of a man which is separated

from them, and especially in the almost imperceptible movements which

produce equilibrium. But since we see that the bird is equipped for

many apparent varieties of movement, we are able from this experience

to deduce that the most rudimentary of these movements will be capable

of being comprehended by man’s understanding, and that he will to

a great extent be able to provide against the destruction of that

instrument of which he himself has become the living principle and the

propeller.’

In this is the definite belief of da Vinci that man is capable of

flight, together with a far more definite statement of the principles

by which flight is to be achieved than any which had preceded it--and

for that matter, than many that have succeeded it. Two further extracts

from his work will show the exactness of his observations:--

‘When a bird which is in equilibrium throws the centre of resistance of

the wings behind the centre of gravity, then such a bird will descend

with its head downward. This bird which finds itself in equilibrium

shall have the centre of resistance of the wings more forward than the

bird’s centre of gravity; then such a bird will fall with its tail

turned toward the earth.’

And again: ‘A man, when flying, shall be free from the waist up, that

he may be able to keep himself in equilibrium as he does in a boat, so

that the centre of his gravity and of the instrument may set itself in

equilibrium and change when necessity requires it to the changing of

the centre of its resistance.’

Here, in this last quotation, are the first beginnings of the inherent

stability which proved so great an advance in design, in this

twentieth century. But the extracts given do not begin to exhaust the

range of da Vinci’s observations and deductions. With regard to bird

flight, he observed that so long as a bird keeps its wings outspread

it cannot fall directly to earth, but must glide down at an angle

to alight--a small thing, now that the principle of the plane in

opposition to the air is generally grasped, but da Vinci had to find

it out. From observation he gathered how a bird checks its own speed

by opposing tail and wing surface to the direction of flight, and

thus alights at the proper ‘landing speed.’ He proved the existence

of upward air currents by noting how a bird takes off from level

earth with wings outstretched and motionless, and, in order to get an

efficient substitute for the natural wing, he recommended that there

be used something similar to the membrane of the wing of a bat--from

this to the doped fabric of an aeroplane wing is but a small step, for

both are equally impervious to air. Again, da Vinci recommended that

experiments in flight be conducted at a good height from the ground,

since, if equilibrium be lost through any cause, the height gives time

to regain it. This recommendation, by the way, received ample support

in the training areas of war pilots.

Man’s muscles, said da Vinci, are fully sufficient to enable him to

fly, for the larger birds, he noted, employ but a small part of their

strength in keeping themselves afloat in the air--by this theory he

attempted to encourage experiment, just as, when his time came, Borelli

reached the opposite conclusion and discouraged it. That Borelli was

right--so far--and da Vinci wrong, detracts not at all from the repute

of the earlier investigator, who had but the resources of his age to

support investigations conducted in the spirit of ages after.

His chief practical contributions to the science of flight--apart

from numerous drawings which have still a value--are the helicopter

or lifting screw, and the parachute. The former, as already noted,

he made and proved effective in model form, and the principle which

he demonstrated is that of the helicopter of to-day, on which sundry

experimenters work spasmodically, in spite of the success of the plane

with its driving propeller. As to the parachute, the idea was doubtless

inspired by observation of the effect a bird produced by pressure of

its wings against the direction of flight.

Da Vinci’s conclusions, and his experiments, were forgotten easily by

most of his contemporaries; his _Treatise_ lay forgotten for nearly

four centuries, overshadowed, mayhap, by his other work. There was,

however, a certain Paolo Guidotti of Lucca, who lived in the latter

half of the sixteenth century, and who attempted to carry da Vinci’s

theories--one of them, at least, into practice. For this Guidotti, who

was by profession an artist and by inclination an investigator, made

for himself wings, of which the framework was of whalebone; these he

covered with feathers, and with them made a number of gliding flights,

attaining considerable proficiency. He is said in the end to have made

a flight of about four hundred yards, but this attempt at solving the

problem ended on a house roof, where Guidotti broke his thigh bone.

After that, apparently, he gave up the idea of flight, and went back to

painting.

One other, a Venetian architect named Veranzio, studied da Vinci’s

theory of the parachute, and found it correct, if contemporary records

and even pictorial presentment are correct. Da Vinci showed his

conception of a parachute as a sort of inverted square bag; Veranzio

modified this to a ‘sort of square sail extended by four rods of equal

size and having four cords attached at the corners,’ by means of which

‘a man could without danger throw himself from the top of a tower or

any high place. For though at the moment there may be no wind, yet the

effort of his falling will carry up the wind, which the sail will hold,

by which means he does not fall suddenly but descends little by little.

The size of the sail should be measured to the man.’ By this last,

evidently, Veranzio intended to convey that the sheet must be of such

content as would enclose sufficient air to support the weight of the

parachutist.

Veranzio made his experiments about 1617–1618, but, naturally, they

carried him no farther than the mere descent to earth, and since a

descent is merely a descent, it is to be conjectured that he soon got

tired of dropping from high roofs, and took to designing architecture

instead of putting it to such a use. With the end of his experiments

the work of da Vinci in relation to flying became neglected for nearly

four centuries.

Apart from these two experimenters, there is little to record in the

matter either of experiment or study until the seventeenth century.

Francis Bacon, it is true, wrote about flying in his _Sylva Sylvarum_,

and mentioned the subject in the _New Atlantis_, but, except for

the insight that he showed even in superficial mention of any

specific subject, he does not appear to have made attempt at serious

investigation. ‘Spreading of Feathers, thin and close and in great

breadth will likewise bear up a great Weight,’ says Francis, ‘being

even laid without Tilting upon the sides.’ But a lesser genius could

have told as much, even in that age, and though the great Sir Francis

is sometimes adduced as one of the early students of the problems of

flight, his writings will not sustain the reputation.

The seventeenth century, however, gives us three names, those of

Borelli, Lana, and Robert Hooke, all of which take definite place in

the history of flight. Borelli ranks as one of the great figures in

the study of aeronautical problems, in spite of erroneous deductions

through which he arrived at a purely negative conclusion with regard to

the possibility of human flight.

Borelli was a versatile genius. Born in 1608, he was practically

contemporary with Francesco Lana, and there is evidence that he either

knew or was in correspondence with many prominent members of the Royal

Society of Great Britain, more especially with John Collins, Dr Wallis,

and Henry Oldenburgh, the then Secretary of the Society. He was author

of a long list of scientific essays, two of which only are responsible

for his fame, viz., _Theorice Medicæarum Planetarum_, published in

Florence, and the better known posthumous _De Motu Animalium_. The

first of these two is an astronomical study in which Borelli gives

evidence of an instinctive knowledge of gravitation, though no definite

expression is given of this. The second work, _De Motu Animalium_,

deals with the mechanical action of the limbs of birds and animals

and with a theory of the action of the internal organs. A section of

the first part of this work, called _De Volatu_, is a study of bird

flight; it is quite independent of Da Vinci’s earlier work, which had

been forgotten and remained unnoticed until near on the beginning of

practical flight.

Marey, in his work, _La Machine Animale_, credits Borelli with the

first correct idea of the mechanism of flight. He says: ‘Therefore we

must be allowed to render to the genius of Borelli the justice which is

due to him, and only claim for ourselves the merit of having furnished

the experimental demonstration of a truth already suspected.’ In fact,

all subsequent studies on this subject concur in making Borelli the

first investigator who illustrated the purely mechanical theory of the

action of a bird’s wings.

Borelli’s study is divided into a series of propositions in which he

traces the principles of flight, and the mechanical actions of the

wings of birds. The most interesting of these are the propositions

in which he sets forth the method in which birds move their wings

during flight and the manner in which the air offers resistance to the

stroke of the wing. With regard to the first of these two points he

says: ‘When birds in repose rest on the earth their wings are folded

up close against their flanks, but when wishing to start on their

flight they first bend their legs and leap into the air. Whereupon

the joints of their wings are straightened out to form a straight

line at right angles to the lateral surface of the breast, so that

the two wings, outstretched, are placed, as it were, like the arms

of a cross to the body of the bird. Next, since the wings with their

feathers attached form almost a plane surface, they are raised slightly

above the horizontal, and with a most quick impulse beat down in a

direction almost perpendicular to the wing-plane, upon the underlying

air; and to so intense a beat the air, notwithstanding it to be

fluid, offers resistance, partly by reason of its natural inertia,

which seeks to retain it at rest, and partly because the particles

of the air, compressed by the swiftness of the stroke, resist this

compression by their elasticity, just like the hard ground. Hence

the whole mass of the bird rebounds, making a fresh leap through the

air; whence it follows that flight is simply a motion composed of

successive leaps accomplished through the air. And I remark that a

wing can easily beat the air in a direction almost perpendicular to

its plane surface, although only a single one of the corners of the

humerus bone is attached to the scapula, the whole extent of its base

remaining free and loose, while the greater transverse feathers are

joined to the lateral skin of the thorax. Nevertheless the wing can

easily revolve about its base like unto a fan. Nor are there lacking

tendon ligaments which restrain the feathers and prevent them from

opening farther, in the same fashion that sheets hold in the sails of

ships. No less admirable is nature’s cunning in unfolding and folding

the wings upwards, for she folds them not laterally, but by moving

upwards edgewise the osseous parts wherein the roots of the feathers

are inserted; for thus, without encountering the air’s resistance the

upward motion of the wing surface is made as with a sword, hence they

can be uplifted with but small force. But thereafter when the wings

are twisted by being drawn transversely and by the resistance of the

air, they are flattened as has been declared and will be made manifest

hereafter.’

Then with reference to the resistance to the air of the wings he

explains: ‘The air when struck offers resistance by its elastic virtue

through which the particles of the air compressed by the wing-beat

strive to expand again. Through these two causes of resistance the

downward beat of the wing is not only opposed, but even caused to

recoil with a reflex movement; and these two causes of resistance

ever increase the more the down stroke of the wing is maintained and

accelerated. On the other hand, the impulse of the wing is continuously

diminished and weakened by the growing resistance. Hereby the force of

the wing and the resistance become balanced; so that, manifestly, the

air is beaten by the wing with the same force as the resistance to the

stroke.’

He concerns himself also with the most difficult problem that confronts

the flying man of to-day, namely, landing effectively, and his remarks

on this subject would be instructive even to an air pilot of these

days: ‘Now the ways and means by which the speed is slackened at the

end of a flight are these. The bird spreads its wings and tail so that

their concave surfaces are perpendicular to the direction of motion; in

this way, the spreading feathers, like a ship’s sail, strike against

the still air, check the speed, and so that most of the impetus may be

stopped, the wings are flapped quickly and strongly forward, inducing a

contrary motion, so that the bird absolutely or very nearly stops.’

At the end of his study Borelli came to a conclusion which militated

greatly against experiment with any heavier-than-air apparatus, until

well on into the nineteenth century, for having gone thoroughly into

the subject of bird flight he states distinctly in his last proposition

on the subject that ‘It is impossible that men should be able to fly

craftily by their own strength.’ This statement, of course, remains

true up to the present day, for no man has yet devised the means by

which he can raise himself in the air and maintain himself there by

mere muscular effort.

From the time of Borelli up to the development of the steam engine it

may be said that flight by means of any heavier-than-air apparatus was

generally regarded as impossible, and apart from certain deductions

which a little experiment would have shown to be doomed to failure,

this method of flight was not followed up. It is not to be wondered

at, when Borelli’s exaggerated estimate of the strength expended by

birds in proportion to their weight is borne in mind; he alleged

that the motive force in birds’ wings is 10,000 times greater than

the resistance of their weight, and with regard to human flight he

remarks:--

‘When, therefore, it is asked whether men may be able to fly by their

own strength, it must be seen whether the motive power of the pectoral

muscles (the strength of which is indicated and measured by their size)

is proportionately great, as it is evident that it must exceed the

resistance of the weight of the whole human body 10,000 times, together

with the weight of enormous wings which should be attached to the arms.

And it is clear that the motive power of the pectoral muscles in men

is much less than is necessary for flight, for in birds the bulk and

weight of the muscles for flapping the wings are not less than a sixth

part of the entire weight of the body. Therefore, it would be necessary

that the pectoral muscles of a man should weigh more than a sixth

part of the entire weight of his body; so also the arms, by flapping

with the wings attached, should be able to exert a power 10,000 times

greater than the weight of the human body itself. But they are far

below such excess, for the aforesaid pectoral muscles do not equal

a hundredth part of the entire weight of a man. Wherefore either the

strength of the muscles ought to be increased or the weight of the

human body must be decreased, so that the same proportion obtains in

it as exists in birds. Hence it is deducted that the Icarian invention

is entirely mythical because impossible, for it is not possible either

to increase a man’s pectoral muscles or to diminish the weight of the

human body; and whatever apparatus is used, although it is possible to

increase the momentum, the velocity or the power employed can never

equal the resistance; and therefore wing flapping by the contraction of

muscles cannot give out enough power to carry up the heavy body of a

man.’

It may be said that practically all the conclusions which Borelli

reached in his study were negative. Although contemporary with Lana,

he perceived the one factor which rendered Lana’s project for flight

by means of vacuum globes an impossibility--he saw that no globe

could be constructed sufficiently light for flight, and at the same

time sufficiently strong to withstand the pressure of the outside

atmosphere. He does not appear to have made any experiments in flying

on his own account, having, as he asserts most definitely, no faith in

any invention designed to lift man from the surface of the earth. But

his work, from which only the foregoing short quotations can be given,

is, nevertheless, of indisputable value, for he settled the mechanics

of bird flight, and paved the way for those later investigators who

had, first, the steam engine, and later the internal combustion

engine--two factors in mechanical flight which would have seemed as

impossible to Borelli as would wireless telegraphy to a student of

Napoleonic times. On such foundations as his age afforded Borelli built

solidly and well, so that he ranks as one of the greatest--if not

actually the greatest--of the investigators into this subject before

the age of steam.

The conclusion, that ‘the motive force in birds’ wings is apparently

ten thousand times greater than the resistance of their weight,’

is erroneous, of course, but study of the translation from which

the foregoing excerpt is taken will show that the error detracts

very little from the value of the work itself. Borelli sets out

very definitely the mechanism of flight, in such fashion that he

who runs may read. His reference to ‘the use of a large vessel,’

etc., concerns the suggestion made by Francesco Lana, who antedated

Borelli’s publication of _De Motu Animalium_ by some ten years with his

suggestion for an ‘aerial ship,’ as he called it. Lana’s mind shows, as

regards flight, a more imaginative twist; Borelli dived down into first

causes, and reached mathematical conclusions; Lana conceived a theory

and upheld it--theoretically, since the manner of his life precluded

experiment.

Francesco Lana, son of a noble family, was born in 1631; in 1647 he was

received as a novice into the Society of Jesus at Rome, and remained

a pious member of the Jesuit society until the end of his life. He

was greatly handicapped in his scientific investigations by the vows

of poverty which the rules of the Order imposed on him. He was more

scientist than priest all his life; for two years he held the post of

Professor of Mathematics at Ferrara, and up to the time of his death,

in 1687, he spent by far the greater part of his time in scientific

research. He had the dubious advantage of living in an age when one

man could cover the whole range of science, and this he seems to have

done very thoroughly. There survives an immense work of his entitled,

_Magisterium Naturæ et Artis_, which embraces the whole field of

scientific knowledge as that was developed in the period in which Lana

lived. In an earlier work of his, published in Brescia in 1670, appears

his famous treatise on the aerial ship, a problem which Lana worked out

with thoroughness. He was unable to make practical experiments, and

thus failed to perceive the one insuperable drawback to his project--of

which more anon.

Only extracts from the translation of Lana’s work can be given here,

but sufficient can be given to show fully the means by which he

designed to achieve the conquest of the air. He begins by mention of

the celebrated pigeon of Archytas the Philosopher, and advances one

or two theories with regard to the way in which this mechanical bird

was constructed, and then he recites, apparently with full belief in

it, the fable of _Regiomontanus_ and the eagle that he is said to have

constructed to accompany Charles V. on his entry into Nuremberg. In

fact, Lana starts his work with a study of the pioneers of mechanical

flying up to his own time, and then outlines his own devices for the

construction of mechanical birds before proceeding to detail the

construction of the aerial ship. Concerning primary experiments for

this he says:--

‘I will, first of all, presuppose that air has weight owing to the

vapours and halations which ascend from the earth and seas to a height

of many miles and surround the whole of our terraqueous globe; and this

fact will not be denied by philosophers, even by those who may have

but a superficial knowledge, because it can be proven by exhausting,

if not all, at any rate the greater part of, the air contained in a

glass vessel, which, if weighed before and after the air has been

exhausted, will be found materially reduced in weight. Then I found

out how much the air weighed in itself in the following manner. I

procured a large vessel of glass, whose neck could be closed or opened

by means of a tap, and holding it open I warmed it over a fire, so

that the air inside it becoming rarified, the major part was forced

out; then quickly shutting the tap to prevent the re-entry I weighed

it; which done, I plunged its neck in water, resting the whole of the

vessel on the surface of the water, then on opening the tap the water

rose in the vessel and filled the greater part of it. I lifted the

neck out of the water, released the water contained in the vessel, and

measured and weighed its quantity and density, by which I inferred that

a certain quantity of air had come out of the vessel equal in bulk to

the quantity of water which had entered to refill the portion abandoned

by the air. I again weighed the vessel, after I had first of all well

dried it free of all moisture, and found it weighed one ounce more

whilst it was full of air than when it was exhausted of the greater

part, so that what it weighed more was a quantity of air equal in

volume to the water which took its place. The water weighed 640 ounces,

so I concluded that the weight of air compared with that of water was

1 to 640--that is to say, as the water which filled the vessel weighed

640 ounces, so the air which filled the same vessel weighed one ounce.’

Having thus detailed the method of exhausting air from a vessel, Lana

goes on to assume that any large vessel can be entirely exhausted

of nearly all the air contained therein. Then he takes Euclid’s

proposition to the effect that the superficial area of globes increases

in the proportion of the square of the diameter, whilst the volume

increases in the proportion of the cube of the same diameter, and he

considers that if one only constructs the globe of thin metal, of

sufficient size, and exhausts the air in the manner that he suggests,

such a globe will be so far lighter than the surrounding atmosphere

that it will not only rise, but will be capable of lifting weights.

Here is Lana’s own way of putting it:--

‘But so that it may be enabled to raise heavier weights and to lift

men in the air, let us take double the quantity of copper, 1,232

square feet, equal to 308 lbs. of copper; with this double quantity of

copper we could construct a vessel of not only double the capacity,

but of four times the capacity of the first, for the reason shown by

my fourth supposition. Consequently the air contained in such a vessel

will be 718 lbs. 4⅔ ounces, so that if the air be drawn out of the

vessel it will be 410 lbs. 4⅔ ounces lighter than the same volume of

air, and, consequently, will be enabled to lift three men, or at least

two, should they weigh more than eight pesi each. It is thus manifest

that the larger the ball or vessel is made, the thicker and more solid

can the sheets of copper be made, because, although the weight will

increase, the capacity of the vessel will increase to a greater extent

and with it the weight of the air therein, so that it will always be

capable to lift a heavier weight. From this it can be easily seen how

it is possible to construct a machine which, fashioned like unto a

ship, will float on the air.’

[Illustration: A suggestion for applying hydrogen gas to Lana’s ‘Aerial

Ship.’ Rome, 1784.]

With four globes of these dimensions Lana proposed to make an aerial

ship of the fashion shown in his quaint illustration. He is careful to

point out a method by which the supporting globes for the aerial ship

may be entirely emptied of air; this is to be done by connecting to

each globe a tube of copper which is ‘at least a length of 47 modern

Roman palmi.’ A small tap is to close this tube at the end nearest the

globe, and then vessel and tube are to be filled with water, after

which the tube is to be immersed in water and the tap opened, allowing

the water to run out of the vessel, while no air enters. The tap is

then closed before the lower end of the tube is removed from the water,

leaving no air at all in the globe or sphere. Propulsion of this

airship was to be accomplished by means of sails, and also by oars.

Lana antedated the modern propeller, and realised that the air would

offer enough resistance to oars or paddle to impart motion to any

vessel floating in it and propelled by these means, although he did

not realise the amount of pressure on the air which would be necessary

to accomplish propulsion. As a matter of fact, he foresaw and provided

against practically all the difficulties that would be encountered in

the working, as well as the making, of the aerial ship, finally coming

up against what his religious training made an insuperable objection.

This, again, is best told in his own words:--

‘Other difficulties I do not foresee that could prevail against this

invention, save one only, which to me seems the greatest of them all,

and that is that God would surely never allow such a machine to be

successful, since it would create many disturbances in the civil and

political governments of mankind.’

He ends by saying that no city would be proof against surprise, while

the aerial ship could set fire to vessels at sea, and destroy houses,

fortresses, and cities by fire balls and bombs. In fact, at the end of

his treatise on the subject, he furnishes a pretty complete _résumé_ of

the activities of German Zeppelins.

As already noted, Lana himself, owing to his vows of poverty, was

unable to do more than put his suggestions on paper, which he did with

a thoroughness that has procured him a place among the really great

pioneers of flying.

It was nearly 200 years before any attempt was made to realise his

project; then, in 1843, M. Marey Monge set out to make the globes and

the ship as Lana detailed them. Monge’s experiments cost him the sum

of 25,000 francs 75 centimes, which he expended purely from love of

scientific investigation. He chose to make his globes of brass, about

.004 in thickness, and weighing 1.465 lbs. to the square yard. Having

made his sphere of this metal, he lined it with two thicknesses of

tissue paper, varnished it with oil, and set to work to empty it of

air. This, however, he never achieved, for such metal is incapable of

sustaining the pressure of the outside air, as Lana, had he had the

means to carry out experiments, would have ascertained. M. Monge’s

sphere could never be emptied of air sufficiently to rise from the

earth; it ended in the melting-pot, ignominiously enough, and all that

Monge got from his experiment was the value of the scrap metal and the

satisfaction of knowing that Lana’s theory could never be translated

into practice.

Robert Hooke is less conspicuous than either Borelli or Lana; his

work, which came into the middle of the seventeenth century, consisted

of various experiments with regard to flight, from which emerged ‘a

Module, which by the help of Springs and Wings, raised and sustained

itself in the air.’ This must be reckoned as the first model flying

machine which actually flew, except for da Vinci’s helicopters; Hooke’s

model appears to have been of the flapping-wing type--he attempted to

copy the motion of birds, but found from study and experiment that

human muscles were not sufficient to the task of lifting the human

body. For that reason, he says, ‘I applied my mind to contrive a way

to make artificial muscles,’ but in this he was, as he expresses it,

‘frustrated of my expectations.’ Hooke’s claim to fame rests mainly on

his successful model; the rest of his work is of too scrappy a nature

to rank as a serious contribution to the study of flight.

Contemporary with Hooke was one Allard, who, in France, undertook to

emulate the Saracen of Constantinople to a certain extent. Allard was a

tight-rope dancer who either did or was said to have done short gliding

flights--the matter is open to question--and finally stated that he

would, at St Germains, fly from the terrace in the king’s presence. He

made the attempt, but merely fell, as did the Saracen some centuries

before, causing himself serious injury. Allard cannot be regarded as a

contributor to the development of aeronautics in any way, and is only

mentioned as typical of the way in which, up to the time of the Wright

brothers, flying was regarded. Even unto this day there are many who

still believe that, with a pair of wings, man ought to be able to fly,

and that the mathematical data necessary to effective construction

simply do not exist. This attitude was reasonable enough in an

unlearned age, and Allard was one--a little more conspicuous than the

majority--among many who made experiment in ignorance, with more or

less danger to themselves and without practical result of any kind.

[Illustration: Besnier’s Flying Apparatus.]

The seventeenth century was not to end, however, without practical

experiment of a noteworthy kind in gliding flight. Among the recruits

to the ranks of pioneers was a certain Besnier, a locksmith of Sablé,

who somewhere between 1675 and 1680 constructed a glider of which a

crude picture has come down to modern times. The apparatus, as will

be seen, consisted of two rods with hinged flaps, and the original

designer of the picture seems to have had but a small space in which to

draw, since obviously the flaps must have been much larger than those

shown. Besnier placed the rods on his shoulders, and worked the flaps

by cords attached to his hands and feet--the flaps opened as they fell,

and closed as they rose, so the device as a whole must be regarded as

a sort of flapping glider. Having by experiment proved his apparatus

successful, Besnier promptly sold it to a travelling showman of the

period, and forthwith set about constructing a second set, with which

he made gliding flights of considerable height and distance. Like

Lilienthal, Besnier projected himself into space from some height, and

then, according to the contemporary records, he was able to cross a

river of considerable size before coming to earth. It does not appear

that he had any imitators, or that any advantage whatever was taken

of his experiments; the age was one in which he would be regarded

rather as a freak exhibitor than as a serious student, and possibly,

considering his origin and the sale of his first apparatus to such a

client, he regarded the matter himself as more in the nature of an

amusement than as a discovery.

Borelli, coming at the end of the century, proved to his own

satisfaction and that of his fellows that flapping wing flight was an

impossibility; the capabilities of the plane were as yet undreamed, and

the prime mover that should make the plane available for flight was

deep in the womb of time. Da Vinci’s work was forgotten--flight was an

impossibility, or at best such a useless show as Besnier was able to

give.

The eighteenth century was almost barren of experiment. Emanuel

Swedenborg, having invented a new religion, set about inventing a

flying machine, and succeeded theoretically, publishing the result of

his investigations as follows:--

‘Let a car or boat or some like object be made of light material such

as cork or bark, with a room within it for the operator. Secondly, in

front as well as behind, or all round, set a widely-stretched sail

parallel to the machine, forming within a hollow or bend, which could

be reefed like the sails of a ship. Thirdly, place wings on the sides,

to be worked up and down by a spiral spring, these wings also to be

hollow below in order to increase the force and velocity, take in

the air, and make the resistance as great as may be required. These,

too, should be of light material and of sufficient size; they should

be in the shape of birds’ wings, or the sails of a windmill, or some

such shape, and should be tilted obliquely upwards, and made so as to

collapse on the upward stroke and expand on the downward. Fourth, place

a balance or beam below, hanging down perpendicularly for some distance

with a small weight attached to its end, pendent exactly in line with

the centre of gravity; the longer this beam is, the lighter must it

be, for it must have the same proportion as the well-known vectis or

steel-yard. This would serve to restore the balance of the machine if

it should lean over to any of the four sides. Fifthly, the wings would

perhaps have greater force, so as to increase the resistance and make

the flight easier, if a hood or shield were placed over them, as is

the case with certain insects. Sixthly, when the sails are expanded

so as to occupy a great surface and much air, with a balance keeping

them horizontal, only a small force would be needed to move the machine

back and forth in a circle, and up and down. And, after it has gained

momentum to move slowly upwards, a slight movement and an even bearing

would keep it balanced in the air and would determine its direction at

will.’

The only point in this worthy of any note is the first device for

maintaining stability automatically--Swedenborg certainly scored a

point there. For the rest, his theory was but theory, incapable of

being put to practice--he does not appear to have made any attempt at

advance beyond the mere suggestion.

Some ten years before his time the state of knowledge with regard to

flying in Europe was demonstrated by an order granted by the King of

Portugal to Friar Lourenzo de Guzman, who claimed to have invented a

flying machine capable of actual flight. The order stated that ‘In

order to encourage the suppliant to apply himself with zeal toward

the improvement of the new machine, which is capable of producing the

effects mentioned by him, I grant unto him the first vacant place in

my College of Barcelos or Santarem, and the first professorship of

mathematics in my University of Coimbra, with the annual pension of

600,000 reis during his life.--Lisbon, 17th of March, 1709.’

What happened to Guzman when the non-existence of the machine was

discovered is one of the things that is well outside the province of

aeronautics. He was charlatan pure and simple, as far as actual flight

was concerned, though he had some ideas respecting the design of

hot-air balloons, according to Tissandier. (_La Navigation Aerienne._)

His flying machine was to contain, among other devices, bellows to

produce artificial wind when the real article failed, and also magnets

in globes to draw the vessel in an upward direction and maintain its

buoyancy. Some draughtsman, apparently gifted with as vivid imagination

as Guzman himself, has given to the world an illustration of the

hypothetical vessel; it bears some resemblance to Lana’s aerial ship,

from which fact one draws obvious conclusions.

A rather amusing claim to solving the problem of flight was made in

the middle of the eighteenth century by one Grimaldi, a ‘famous

and unique Engineer’ who, as a matter of actual fact, spent twenty

years in missionary work in India, and employed the spare time that

missionary work left him in bringing his invention to a workable state.

The invention is described as a ‘box which with the aid of clockwork

rises in the air, and goes with such lightness and strong rapidity

that it succeeds in flying a journey of seven leagues in an hour. It

is made in the fashion of a bird; the wings from end to end are 25

feet in extent. The body is composed of cork, artistically joined

together and well fastened with metal wire, covered with parchment

and feathers. The wings are made of catgut and whalebone, and covered

also with the same parchment and feathers, and each wing is folded

in three seams. In the body of the machine are contained thirty

wheels of unique work, with two brass globes and little chains which

alternately wind up a counterpoise; with the aid of six brass vases,

full of a certain quantity of quicksilver, which run in some pulleys,

the machine is kept by the artist in due equilibrium and balance. By

means, then, of the friction between a steel wheel adequately tempered

and a very heavy and surprising piece of lodestone, the whole is kept

in a regulated forward movement, given, however, a right state of the

winds, since the machine cannot fly so much in totally calm weather as

in stormy. This prodigious machine is directed and guided by a tail

seven palmi long, which is attached to the knees and ankles of the

inventor by leather straps; by stretching out his legs, either to the

right or to the left, he moves the machine in whichever direction he

pleases.... The machine’s flight lasts only three hours, after which

the wings gradually close themselves, when the inventor, perceiving

this, goes down gently, so as to get on his own feet, and then winds

up the clockwork and gets himself ready again upon the wings for the

continuation of a new flight. He himself told us that if by chance one

of the wheels came off or if one of the wings broke, it is certain he

would inevitably fall rapidly to the ground, and, therefore, he does

not rise more than the height of a tree or two, as also he only once

put himself in the risk of crossing the sea, and that was from Calais

to Dover, and the same morning he arrived in London.’

And yet there are still quite a number of people who persist in stating

that Bleriot was the first man to fly across the Channel!

A study of the development of the helicopter principle was published

in France in 1868, when the great French engineer Paucton produced his

_Théorie de la Vis d’Archiméde_. For some inexplicable reason, Paucton

was not satisfied with the term ‘helicopter,’ but preferred to call it

a ‘ptérophore,’ a name which, so far as can be ascertained, has not

been adopted by any other writer or investigator. Paucton stated that,

since a man is capable of sufficient force to overcome the weight of

his own body, it is only necessary to give him a machine which acts on

the air ‘with all the force of which it is capable and at its utmost

speed,’ and he will then be able to lift himself in the air, just as

by the exertion of all his strength he is able to lift himself in

water. ‘It would seem,’ says Paucton, ‘that in the ptérophore, attached

vertically to a carriage, the whole built lightly and carefully

assembled, he has found something that will give him this result in all

perfection. In construction, one would be careful that the machine

produced the least friction possible, and naturally it ought to produce

little, as it would not be at all complicated. The new Dædalus, sitting

comfortably in his carriage, would by means of a crank give to the

ptérophore a suitable circular (or revolving) speed. This single

ptérophore would lift him vertically, but in order to move horizontally

he should be supplied with a tail in the shape of another ptérophore.

When he wished to stop for a little time, valves fixed firmly across

the end of the space between the blades would automatically close the

openings through which the air flows, and change the ptérophore into an

unbroken surface which would resist the flow of air and retard the fall

of the machine to a considerable degree.’

The doctrine thus set forth might appear plausible, but it is based

on the common misconception that all the force which might be put

into the helicopter or ‘ptérophore’ would be utilised for lifting

or propelling the vehicle through the air, just as a propeller uses

all its power to drive a ship through water. But, in applying such

a propelling force to the air, most of the force is utilised in

maintaining aerodynamic support--as a matter of fact, more force is

needed to maintain this support than the muscle of man could possibly

furnish to a lifting screw, and even if the helicopter were applied

to a full-sized, engine-driven air vehicle, the rate of ascent would

depend on the amount of surplus power that could be carried. For

example, an upward lift of 1,000 pounds from a propeller 15 feet in

diameter would demand an expenditure of 50 horse-power under the best

possible conditions, and in order to lift this load vertically through

such atmospheric pressure as exists at sea-level or thereabouts, an

additional 20 horse-power would be required to attain a rate of 11

feet per second--50 horse-power must be continually provided for the

mere support of the load, and the additional 20 horse-power must be

continually provided in order to lift it. Although, in model form,

there is nothing quite so strikingly successful as the helicopter in

the range of flying machines, yet the essential weight increases so

disproportionately to the effective area that it is necessary to go but

very little beyond model dimensions for the helicopter to become quite

ineffective.

That is not to say that the lifting screw must be totally ruled out

so far as the construction of aircraft is concerned. Much is still

empirical, so far as this branch of aeronautics is concerned, and

consideration of the structural features of a propeller goes to show

that the relations of essential weight and effective area do not

altogether apply in practice as they stand in theory. Paucton’s dream,

in some modified form, may yet become reality--it is only so short

a time ago as 1896 that Lord Kelvin stated he had not the smallest

molecule of faith in aerial navigation, and since the whole history of

flight consists in proving the impossible possible, the helicopter may

yet challenge the propelled plane surface for aerial supremacy.

It does not appear that Paucton went beyond theory, nor is there in

his theory any advance toward practical flight--da Vinci could have

told him as much as he knew. He was followed by Meerwein, who invented

an apparatus apparently something between a flapping wing machine

and a glider, consisting of two wings, which were to be operated by

means of a rod; the venturesome one who would fly by means of this

apparatus had to lie in a horizontal position beneath the wings to work

the rod. Meerwein deserves a place of mention, however, by reason of

his investigations into the amount of surface necessary to support a

given weight. Taking that weight at 200 pounds--which would allow for

the weight of a man and a very light apparatus--he estimated that 126

square feet would be necessary for support. His pamphlet, published

at Basle in 1784, shows him to have been a painstaking student of the

potentialities of flight.

Jean-Pierre Blanchard, later to acquire fame in connection with

balloon flight, conceived and described a curious vehicle, of which

he even announced trials as impending. His trials were postponed time

after time, and it appears that he became convinced in the end of

the futility of his device, being assisted to such a conclusion by

Lalande, the astronomer, who repeated Borelli’s statement that it was

impossible for man ever to fly by his own strength. This was in the

closing days of the French monarchy, and the ascent of the Mongolfiers’

first hot-air balloon in 1783--which shall be told more fully in its

place--put an end to all French experiments with heavier-than-air

apparatus, though in England the genius of Cayley was about to bud, and

even in France there were those who understood that ballooning was not

true flight.

III

SIR GEORGE CAYLEY--THOMAS WALKER

On the fifth of June, 1783, the Montgolfiers’ hot-air balloon rose

at Versailles, and in its rising divided the study of the conquest

of the air into two definite parts, the one being concerned with the

propulsion of gas lifted, lighter-than-air vehicles, and the other

being crystallised in one sentence by Sir George Cayley: ‘The whole

problem,’ he stated, ‘is confined within these limits, viz.: to make

a surface support a given weight by the application of power to the

resistance of the air.’ For about ten years the balloon held the field

entirely, being regarded as the only solution of the problem of flight

that man could ever compass. So definite for a time was this view on

the eastern side of the Channel that for some years practically all the

progress that was made in the development of power-driven planes was

made in Britain.

In 1800 a certain Dr Thomas Young demonstrated that certain curved

surfaces suspended by a thread moved into and not away from a

horizontal current of air, but the demonstration, which approaches

perilously near to perpetual motion if the current be truly horizontal,

has never been successfully repeated, so that there is more than a

suspicion that Young’s air-current was _not_ horizontal. Others had

made and were making experiments on the resistance offered to the air

by flat surfaces, when Cayley came to study and record, earning such

a place among the pioneers as to win the title of ‘father of British

aeronautics.’

Cayley was a man in advance of his time, in many ways. Of independent

means, he made the grand tour which was considered necessary to the

education of every young man of position, and during this excursion

he was more engaged in studies of a semi-scientific character than in

the pursuits that normally filled such a period. His various writings

prove that throughout his life aeronautics was the foremost subject

in his mind; the _Mechanic’s Magazine_, _Nicholson’s Journal_, the

_Philosophical Magazine_, and other periodicals of like nature bear

witness to Cayley’s continued research into the subject of flight.

He approached the subject after the manner of the trained scientist,

analysing the mechanical properties of air under chemical and physical

action. Then he set to work to ascertain the power necessary for aerial

flight, and was one of the first to enunciate the fallacy of the hopes

of successful flight by means of the steam engine of those days, owing

to the fact that it was impossible to obtain a given power with a given

weight.

Yet his conclusions on this point were not altogether negative, for as

early as 1810 he stated that he could construct a balloon which could

travel with passengers at 20 miles an hour--he was one of the first

to consider the possibilities of applying power to a balloon. Nearly

thirty years later--in 1837--he made the first attempt at establishing

an aeronautical society, but at that time the power-driven plane was

regarded by the great majority as an absurd dream of more or less

mad inventors, while ballooning ranked on about the same level as

tight-rope walking, being considered an adjunct to fairs and fêtes,

more a pastime than a study.

Up to the time of his death, in 1857, Cayley maintained his study of

aeronautical matters, and there is no doubt whatever that his work

went far in assisting the solution of the problem of air conquest. His

principal published work, a monograph entitled _Aerial Navigation_, has

been republished in the admirable series of ‘Aeronautical Classics’

issued by the Royal Aeronautical Society. He began this work by

pointing out the impossibility of flying by means of attached wrings,

an impossibility due to the fact that, while the pectoral muscles of a

bird account for more than two-thirds of its whole muscular strength,

in a man the muscles available for flying, no matter what mechanism

might be used, would not exceed one-tenth of his total strength.

Cayley did not actually deny the possibility of a man flying by

muscular effort, however, but stated that ‘the flight of a strong

man by great muscular exertion, though a curious and interesting

circumstance, inasmuch as it will probably be the means of ascertaining

this power and supplying the basis whereon to improve it, would be of

little use.’

From this he goes on to the possibility of using a Boulton and Watt

steam engine to develop the power necessary for flight, and in this

he saw a possibility of practical result. It is worthy of note that

in this connection he made mention of the forerunner of the modern

internal combustion engine; ‘The French,’ he said, ‘have lately shown

the great power produced by igniting inflammable powders in closed

vessels, and several years ago an engine was made to work in this

country in a similar manner by inflammation of spirit of tar.’ In a

subsequent paragraph of his monograph he anticipates almost exactly the

construction of the Lenoir gas engine, which came into being more than

fifty-five years after his monograph was published.

Certain experiments detailed in his work were made to ascertain the

size of the surface necessary for the support of any given weight.

He accepted a truism of to-day in pointing out that in any matters

connected with aerial investigation, theory and practice are as

widely apart as the poles. Inclined at first to favour the helicopter

principle, he finally rejected this in favour of the plane, with

which he made numerous experiments. During these, he ascertained the

peculiar advantages of curved surfaces, and saw the necessity of

providing both vertical and horizontal rudders in order to admit of

side steering as well as the control of ascent and descent, and for

preserving equilibrium. He may be said to have anticipated the work of

Lilienthal and Pilcher, since he constructed and experimented with a

fixed surface glider. ‘It was beautiful,’ he wrote concerning this, ‘to

see this noble white bird sailing majestically from the top of a hill

to any given point of the plain below it with perfect steadiness and

safety, according to the set of its rudder, merely by its own weight,

descending at an angle of about eight degrees with the horizon.’

[Illustration: Sir George Caley, Bart.

‘The Father of British Aeronautics.’]

It is said that he once persuaded his gardener to trust himself in this

glider for a flight, but if Cayley himself ventured a flight in it he

has left no record of the fact. The following extract from his work,

_Aerial Navigation_, affords an instance of the thoroughness of his

investigations, and the concluding paragraph also shows his faith in

the ultimate triumph of mankind in the matter of aerial flight:--

‘The act of flying requires less exertion than from the appearance is

supposed. Not having sufficient data to ascertain the exact degree of

propelling power exerted by birds in the act of flying, it is uncertain

what degree of energy may be required in this respect for vessels of

aerial navigation; yet when we consider the many hundreds of miles of

continued flight exerted by birds of passage, the idea of its being

only a small effort is greatly corroborated. To apply the power of

the first mover to the greatest advantage in producing this effect is

a very material point. The mode universally adopted by Nature is the

oblique waft of the wing. We have only to choose between the direct

beat overtaking the velocity of the current, like the oar of a boat, or

one applied like the wing, in some assigned degree of obliquity to it.

Suppose 35 feet per second to be the velocity of an aerial vehicle, the

oar must be moved with this speed previous to its being able to receive

any resistance; then if it be only required to obtain a pressure of

one-tenth of a lb. upon each square foot it must exceed the velocity

of the current 7.3 feet per second. Hence its whole velocity must be

42.5 feet per second. Should the same surface be wafted downward like a

wing with the hinder edge inclined upward in an angle of about 50 deg.

40 feet to the current it will overtake it at a velocity of 3.5 feet

per second; and as a slight unknown angle of resistance generates a lb.

pressure per square foot at this velocity, probably a waft of a little

more than 4 feet per second would produce this effect, one-tenth part

of which would be the propelling power. The advantage of this mode of

application compared with the former is rather more than ten to one.

‘In continuing the general principles of aerial navigation, for the

practice of the art, many mechanical difficulties present themselves

which require a considerable course of skilfully applied experiments

before they can be overcome; but, to a certain extent, the air has

already been made navigable, and no one who has seen the steadiness

with which weights to the amount of ten stone (including four stone,

the weight of the machine) hover in the air can doubt of the ultimate

accomplishment of this object.’

This extract from his work gives but a faint idea of the amount of

research for which Cayley was responsible. He had the humility of the

true investigator in scientific problems, and so far as can be seen

was never guilty of the great fault of so many investigators in this

subject--that of making claims which he could not support. He was

content to do, and pass after having recorded his part, and although

nearly half a century had to pass between the time of his death and the

first actual flight by means of power-driven planes, yet he may be said

to have contributed very largely to the solution of the problem, and

his name will always rank high in the roll of the pioneers of flight.

Practically contemporary with Cayley was Thomas Walker, concerning whom

little is known save that he was a portrait painter of Hull, where was

published his pamphlet on _The Art of Flying_ in 1810, a second and

amplified edition being produced, also in Hull, in 1831. The pamphlet,

which has been reproduced _in extenso_ in the _Aeronautical Classics_

series published by the Royal Aeronautical Society, displays a curious

mixture of the true scientific spirit and colossal conceit. Walker

appears to have been a man inclined to jump to conclusions, which

carried him up to the edge of discovery and left him vacillating there.

The study of the two editions of his pamphlet side by side shows that

their author made considerable advances in the practicability of

his designs in the 21 intervening years, though the drawings which

accompany the text in both editions fail to show anything really

capable of flight. The great point about Walker’s work as a whole is

its suggestiveness; he did not hesitate to state that the ‘art’ of

flying is as truly mechanical as that of rowing a boat, and he had

some conception of the necessary mechanism, together with an absolute

conviction that he knew all there was to be known. ‘Encouraged by the

public,’ he says, ‘I would not abandon my purpose of making still

further exertions to advance and complete an art, the discovery of the

_true principles_ (the italics are Walker’s own) of which, I trust, I

can with certainty affirm to be my own.’

The pamphlet begins with Walker’s admiration of the mechanism of flight

as displayed by birds. ‘It is now almost twenty years,’ he says, ‘since

I was first led to think, by the study of birds and their means of

flying, that if an artificial machine were formed with wings in exact

imitation of the mechanism of one of those beautiful living machines,

and applied in the very same way upon the air, there could be no doubt

of its being made to fly, for it is an axiom in philosophy that the

same cause will ever produce the same effect.’ With this he confesses

his inability to produce the said effect through lack of funds, though

he clothes this delicately in the phrase ‘professional avocations and

other circumstances.’ Owing to this inability he published his designs

that others might take advantage of them, prefacing his own researches

with a list of the very early pioneers, and giving special mention to

Friar Bacon, Bishop Wilkins, and the Portuguese friar, De Guzman. But,

although he seems to suggest that others should avail themselves of

his theoretical knowledge, there is a curious incompleteness about the

designs accompanying his work, and about the work itself, which seems

to suggest that he had more knowledge to impart than he chose to make

public--or else that he came very near to complete solution of the

problem of flight, and stayed on the threshold without knowing it.

After a dissertation upon the history and strength of the condor,

and on the differences between the weights of birds, he says: ‘The

following observations upon the wonderful difference in the weight of

some birds, with their apparent means of supporting it in their flight,

may tend to remove some prejudices against my plan from the minds of

some of my readers. The weight of the humming-bird is one drachm, that

of the condor not less than four stone. Now, if we reduce four stone

into drachms we shall find the condor is 14,336 times as heavy as the

humming-bird. What an amazing disproportion of weight! Yet by the

same mechanical use of its wings the condor can overcome the specific

gravity of its body with as much ease as the little humming-bird. But

this is not all. We are informed that this enormous bird possesses a

power in its wings, so far exceeding what is necessary for its own

conveyance through the air, that it can take up and fly away with a

whole sheep in its talons, with as much ease as an eagle would carry

off, in the same manner, a hare or a rabbit. This we may readily

give credit to, from the known fact of our little kestrel and the

sparrowhawk frequently flying off with a partridge, which is nearly

three times the weight of these rapacious little birds.’

After a few more observations he arrives at the following conclusion:

‘By attending to the progressive increase in the weight of birds, from

the delicate little humming-bird up to the huge condor, we clearly

discover that the addition of a few ounces, pounds, or stones, is no

obstacle to the art of flying; the specific weight of birds avails

nothing, for by their possessing wings large enough, and sufficient

power to work them, they can accomplish the means of flying equally

well upon all the various scales and dimensions which we see in nature.

Such being a fact, in the name of reason and philosophy why shall not

man, with a pair of artificial wings, large enough, and with sufficient

power to strike them upon the air, be able to produce the same effect?’

Walker asserted definitely and with good ground that muscular effort

applied without mechanism is insufficient for human flight, but he

states that if an aeronautical boat were constructed so that a man

could sit in it in the same manner as when rowing, such a man would

be able to bring into play his whole bodily strength for the purpose

of flight, and at the same time would be able to get an additional

advantage by exerting his strength upon a lever. At first he concluded

there must be expansion of wings large enough to resist in a sufficient

degree the specific gravity of whatever is attached to them, but in

the second edition of his work he altered this to ‘expansion of flat

passive surfaces large enough to reduce the force of gravity so as

to float the machine upon the air with the man in it.’ The second

requisite is strength enough to strike the wings with sufficient force

to complete the buoyancy and give a projectile motion to the machine.

Given these two requisites, Walker states definitely that flying must

be accomplished simply by muscular exertion. ‘If we are secure of these

two requisites, and I am very confident we are, we may calculate upon

the success of flight with as much certainty as upon our walking.’

Walker appears to have gained some confidence from the experiments

of a certain M. Degen, a watchmaker of Vienna, who, according to the

_Monthly Magazine_ of September, 1809, invented a machine by means of

which a person might raise himself into the air. The said machine,

according to the magazine, was formed of two parachutes which might be

folded up or extended at pleasure, while the person who worked them was

placed in the centre. This account, however, was rather misleading,

for the magazine carefully avoided mention of a balloon to which the

inventor fixed his wings or parachutes. Walker, knowing nothing of

the balloon, concluded that Degen actually raised himself in the air,

though he is doubtful of the assertion that Degen managed to fly in

various directions, especially against the wind.

Walker, after considering Degen and all his works, proceeds to detail

his own directions for the construction of a flying machine, these

being as follows: ‘Make a car of as light material as possible, but

with sufficient strength to support a man in it; provide a pair of

wings about four feet each in length; let them be horizontally expanded

and fastened upon the top edge of each side of the car, with two

joints each, so as to admit of a vertical motion to the wings, which

motion may be effected by a man sitting and working an upright lever in

the middle of the car. Extend in the front of the car a flat surface of

silk, which must be stretched out and kept fixed in a passive state;

there must be the same fixed behind the car; these two surfaces must

be perfectly equal in length and breadth and large enough to cover a

sufficient quantity of air to support the whole weight as nearly in

equilibrium as possible, thus we shall have a great sustaining power

in those passive surfaces and the active wings will propel the car

forward.’

A description of how to launch this car is subsequently given: ‘It

becomes necessary,’ says the theorist, ‘that I should give directions

how it may be launched upon the air, which may be done by various

means; perhaps the following method may be found to answer as well as

any: Fix a poll upright in the earth, about twenty feet in height,

with two open collars to admit another poll to slide upwards through

them; let there be a sliding platform made fast upon the top of the

sliding poll; place the car with a man in it upon the platform, then

raise the platform to the height of about thirty feet by means of the

sliding poll, let the sliding poll and platform suddenly fall down,

the car will then be left upon the air, and by its pressing the air

a projectile force will instantly propel the car forward; the man in

the car must then strike the active wings briskly upon the air, which

will so increase the projectile force as to become superior to the

force of gravitation, and if he inclines his weight a little backward,

the projectile impulse will drive the car forward in an ascending

direction. When the car is brought to a sufficient altitude to clear

the tops of hills, trees, buildings, etc., the man, by sitting a little

forward on his seat, will then bring the wings upon a horizontal plane,

and by continuing the action of the wings he will be impelled forward

in that direction. To descend, he must desist from striking the wings,

and hold them on a level with their joints; the car will then gradually

come down, and when it is within five or six feet of the ground the man

must instantly strike the wings downwards, and sit as far back as he

can; he will by this means check the projectile force, and cause the

car to alight very gently with a retrograde motion. The car, when up

in the air, may be made to turn to the right or to the left by forcing

out one of the fins, having one about eighteen inches long placed

vertically on each side of the car for that purpose, or perhaps merely

by the man inclining the weight of his body to one side.’

Having stated how the thing is to be done, Walker is careful to explain

that when it is done there will be in it some practical use, notably

in respect of the conveyance of mails and newspapers, or the saving of

life at sea, or for exploration, etc. It might even reduce the number

of horses kept by man for his use, by means of which a large amount of

land might be set free for the growth of food for human consumption.

At the end of his work Walker admits the idea of steam power for

driving a flying machine in place of simple human exertion, but he,

like Cayley, saw a drawback to this in the weight of the necessary

engine. On the whole, he concluded, navigation of the air by means of

engine power would be mostly confined to the construction of navigable

balloons.

As already noted, Walker’s work is not over practical, and the

foregoing extract includes the most practical part of it; the rest is

a series of dissertations on bird flight, in which, evidently, the

portrait painter’s observations were far less thorough than those

of da Vinci or Borelli. Taken on the whole, Walker was a man with a

hobby; he devoted to it much time and thought, but it remained a hobby,

nevertheless. His observations have proved useful enough to give him a

place among the early students of flight, but a great drawback to his

work is the lack of practical experiment, by means of which alone real

advance could be made; for, as Cayley admitted, theory and practice are

very widely separated in the study of aviation, and the whole history

of flight is a matter of unexpected results arising from scarcely

foreseen causes, together with experiment as patient as daring.

IV

THE MIDDLE NINETEENTH CENTURY

Both Cayley and Walker were theorists, though Cayley supported his

theoretical work with enough of practice to show that he studied

along right lines; a little after his time there came practical men

who brought to being the first machine which actually flew by the

application of power. Before their time, however, mention must be made

of the work of George Pocock of Bristol, who, somewhere about 1840,

invented what was described as a ‘kite carriage,’ a vehicle which

carried a number of persons, and obtained its motive power from a large

kite. It is on record that, in the year 1846, one of these carriages

conveyed sixteen people from Bristol to London. Another device of

Pocock’s was what he called a ‘buoyant sail,’ which was in effect

a man-lifting kite, and by means of which a passenger was actually

raised 100 yards from the ground, while the inventor’s son scaled a

cliff 200 feet in height by means of one of these ‘buoyant sails.’

This constitutes the first definitely recorded experiment in the use

of man-lifting kites. _A History of the Charvolant or Kite-Carriage_,

published in London in 1851, states that ‘an experiment of a bold

and very novel character was made upon an extensive down, where a

large wagon with a considerable load was drawn along, whilst this

huge machine at the same time carried an observer aloft in the air,

realising almost the romance of flying.’

Experimenting, two years after the appearance of the ‘kite-carriage,’

on the helicopter principle, W. H. Phillips constructed a model

machine which weighed two pounds; this was fitted with revolving fans,

driven by the combustion of charcoal, nitre, and gypsum, producing

steam which, discharging into the air, caused the fans to revolve.

The inventor stated that ‘all being arranged, the steam was up in a

few seconds, when the whole apparatus spun around like any top, and

mounted into the air faster than a bird; to what height it ascended

I had no means of ascertaining; the distance travelled was across

two fields, where, after a long search, I found the machine minus

the wings, which had been torn off in contact with the ground.’ This

could hardly be described as successful flight, but it was an advance

in the construction of machines on the helicopter principle, and it

was the first steam-driven model of the type which actually flew. The

invention, however, was not followed up.

After Phillips, we come to the great figures of the middle nineteenth

century, W. S. Henson and John Stringfellow. Cayley had shown, in 1809,

how success might be attained by developing the idea of the plane

surface so driven as to take advantage of the resistance offered by

the air, and Henson, who as early as 1840 was experimenting with model

gliders and light steam engines, evolved and patented an idea for

something very nearly resembling the monoplane of the early twentieth

century. His patent, No. 9478, of the year 1842, explains the principle

of the machine as follows:--

‘In order that the description hereafter given may be rendered clear,

I will first shortly explain the principle on which the machine is

constructed. If any light and flat or nearly flat article be projected

or thrown edgewise in a slightly inclined position, the same will

rise on the air till the force exerted is expended, when the article

so thrown or projected will descend; and it will readily be conceived

that, if the article so projected or thrown possessed in itself a

continuous power or force equal to that used in throwing or projecting

it, the article would continue to ascend so long as the forward part

of the surface was upwards in respect to the hinder part, and that

such article, when the power was stopped, or when the inclination was

reversed, would descend by gravity aided by the force of the power

contained in the article, if the power be continued, thus imitating the

flight of a bird.

[Illustration: Henson’s proposed flying machine.]

[Illustration: Stringfellow’s power-driven model--the first model to

achieve engine-driven flight.]

Now, the first part of my invention consists of an apparatus so

constructed as to offer a very extended surface or plane of a light yet

strong construction, which will have the same relation to the general

machine which the extended wings of a bird have to the body when a

bird is skimming in the air; but in place of the movement or power for

onward progress being obtained by movement of the extended surface

or plane, as is the case with the wings of birds, I apply suitable

paddle-wheels or other proper mechanical propellers worked by a steam

or other sufficiently light engine, and thus obtain the requisite

power for onward movement to the plane or extended surface; and in

order to give control as to the upward and downward direction of such

a machine I apply a tail to the extended surface which is capable of

being inclined or raised, so that when the power is acting to propel

the machine, by inclining the tail upwards, the resistance offered

by the air will cause the machine to rise on the air; and, on the

contrary, when the inclination of the tail is reversed, the machine

will immediately be propelled downwards, and pass through a plane more

or less inclined to the horizon as the inclination of the tail is

greater or less; and in order to guide the machine as to the lateral

direction which it shall take, I apply a vertical rudder or second

tail, and, according as the same is inclined in one direction or the

other, so will be the direction of the machine.’

The machine in question was very large, and differed very little from

the modern monoplane; the materials were to be spars of bamboo and

hollow wood, with diagonal wire bracing. The surface of the planes was

to amount to 4,500 square feet, and the tail, triangular in form (here

modern practice diverges) was to be 1,500 square feet. The inventor

estimated that there would be a sustaining power of half a pound per

square foot, and the driving power was to be supplied by a steam engine

of 25 to 30 horse-power, driving two six-bladed propellers. Henson was

largely dependent on Stringfellow for many details of his design, more

especially with regard to the construction of the engine.

The publication of the patent attracted a great amount of public

attention, and the illustrations in contemporary journals, representing

the machine flying over the pyramids and the Channel, anticipated

fact by sixty years and more; the scientific world was divided, as it

was up to the actual accomplishment of flight, as to the value of the

invention.

Stringfellow and Henson became associated, after the conception of

their design, with an attorney named Colombine, and a Mr Marriott, and

between the four of them a project grew for putting the whole thing on

a commercial basis--Henson and Stringfellow were to supply the idea;

Marriott, knowing a member of Parliament, would be useful in getting a

company incorporated, and Colombine would look after the purely legal

side of the business. Thus an application was made by Mr Roebuck,

Marriott’s M.P., for an act of incorporation for ‘The Aerial Steam

Transit Company,’ Roebuck moving to bring in the bill on the 24th of

March, 1843. The prospectus, calling for funds for the development of

the invention, makes interesting reading at this stage of aeronautical

development; it was as follows:--

PROPOSAL.

For subscriptions of sums of £100, in furtherance of an

Extraordinary Invention not at present safe to be developed by

securing the necessary Patents, for which three times the sum

advanced, namely, £300, is conditionally guaranteed for each

subscription on February 1, 1844, in case of the anticipations

being realised, with the option of the subscribers being

shareholders for the large amount if so desired, but not otherwise.

* * * * *

An Invention has recently been discovered, which if ultimately

successful will be without parallel even in the age which

introduced to the world the wonderful effects of gas and of steam.

The discovery is of that peculiar nature, so simple in principle

yet so perfect in all the ingredients required for complete and

permanent success, that to promulgate it at present would wholly

defeat its development by the immense competition which would

ensue, and the views of the originator be entirely frustrated.

This work, the result of years of labour and study, presents a

wonderful instance of the adaptation of laws long since proved

to the scientific world combined with established principles so

judiciously and carefully arranged, as to produce a discovery

perfect in all its parts and alike in harmony with the laws of

Nature and of science.

The Invention has been subjected to several tests and examinations

and the results are most satisfactory, so much so that nothing

but the completion of the undertaking is required to determine

its practical operation, which being once established its utility

is undoubted, as it would be a necessary possession of every

empire, and it were hardly too much to say, of every individual of

competent means in the civilised world.

Its qualities and capabilities are so vast that it were impossible

and, even if possible, unsafe to develop them further, but some

idea may be formed from the fact that as a preliminary measure

patents in Great Britain, Ireland, Scotland, the Colonies, France,

Belgium, and the United States, and every other country where

protection to the first discoveries of an Invention is granted,

will of necessity be immediately obtained, and by the time these

are perfected, which it is estimated will be in the month of

February, the Invention will be fit for Public Trial, but until the

Patents are sealed any further disclosure would be most dangerous

to the principle on which it is based.

Under these circumstances, it is proposed to raise an immediate

sum of £2,000 in furtherance of the Projector’s views, and as

some protection to the parties who may embark in the matter, that

this is not a visionary plan for objects imperfectly considered,

Mr Colombine, to whom the secret has been confided, has allowed

his name to be used on the occasion, and who will if referred

to corroborate this statement, and convince any inquirer of the

reasonable prospects of large pecuniary results following the

development of the Invention.

It is, therefore, intended to raise the sum of £2,000 in twenty

sums of £100 each (of which any subscriber may take one or more not

exceeding five in number to be held by any individual) the amount

of which is to be paid into the hands of Mr Colombine as General

Manager of the concern to be by him appropriated in procuring the

several Patents and providing the expenses incidental to the works

in progress. For each of which sums of £100 it is intended and

agreed that twelve months after the 1st February next, the several

parties subscribing shall receive as an equivalent for the risk to

be run the sum of £300 for each of the sums of £100 now subscribed,

provided when the time arrives the Patents shall be found to answer

the purposes intended.

As full and complete success is alone looked to, no moderate or

imperfect benefit is to be anticipated, but the work, if it once

passes the necessary ordeal, to which inventions of every kind

must be first subject, will then be regarded by every one as the

most astonishing discovery of modern times; no half success can

follow, and therefore the full nature of the risk is immediately

ascertained.

The intention is to work and prove the Patent by collective instead

of individual aid as less hazardous at first and more advantageous

in the result for the Inventor, as well as others, by having the

interest of several engaged in aiding one common object--the

development of a Great Plan. The failure is not feared, yet as

perfect success might, by possibility, not ensue, it is necessary

to provide for that result, and the parties concerned make it a

condition that no return of the subscribed money shall be required,

if the Patents shall by any unforeseen circumstances not be capable

of being worked at all; against which, the first application of

the money subscribed, that of securing the Patents, affords a

reasonable security, as no one without solid grounds would think of

such an expenditure.

It is perfectly needless to state that no risk or responsibility of

any kind can arise beyond the payment of the sum to be subscribed

under any circumstances whatever.

As soon as the Patents shall be perfected and proved it is

contemplated, so far as may be found practicable, to further the

great object in view a Company shall be formed but respecting which

it is unnecessary to state further details, than that a preference

will be given to all those persons who now subscribe, and to whom

shares shall be appropriated according to the larger amount (being

three times the sum to be paid by each person) contemplated to

be returned as soon as the success of the Invention shall have

been established, at their option, or the money paid, whereby the

Subscriber will have the means of either withdrawing with a large

pecuniary benefit, or by continuing his interest in the concern,

lay the foundation for participating in the immense benefit which

must follow the success of the plan.

It is not pretended to conceal that the project is a

speculation--all parties believe that perfect success, and thence

incalculable advantage of every kind, will follow to every

individual joining in this great undertaking; but the Gentlemen

engaged in it wish that no concealment of the consequences, perfect

success, or possible failure, should in the slightest degree

be inferred. They believe this will prove the germ of a mighty

work, and in that belief call for the operation of others with no

visionary object, but a legitimate one before them, to attain that

point where perfect success will be secured from their combined

exertions.

All applications to be made to D. E. Colombine, Esquire, 8 Carlton

Chambers, Regent Street.

The applications did not materialise, as was only to be expected in

view of the vagueness of the proposals. Colombine did some advertising,

and Mr Roebuck expressed himself as unwilling to proceed further in the

venture. Henson experimented with models to a certain extent, while

Stringfellow looked for funds for the construction of a full-sized

monoplane. In November of 1843 he suggested that he and Henson should

construct a large model out of their own funds. On Henson’s suggestion

Colombine and Marriott were bought out as regards the original patent,

and Stringfellow and Henson entered into an agreement and set to work.

Their work is briefly described in a little pamphlet by F. J.

Stringfellow, entitled _A few Remarks on what has been done with

screw-propelled Aeroplane Machines from 1809 to 1892_. The author

writes with regard to the work that his father and Henson undertook:--

‘They commenced the construction of a small model operated by a spring,

and laid down the larger model 20 ft. from tip to tip of planes, 3½ ft.

wide, giving 70 ft. of sustaining surface, about 10 more in the tail.

The making of this model required great consideration; various supports

for the wings were tried, so as to combine lightness with firmness,

strength and rigidity.

‘The planes were staid from three sets of fish-shaped masts, and rigged

square and firm by flat steel rigging. The engine and boiler were

put in the car to drive two screw-propellers, right and left-handed,

3 ft. in diameter, with four blades each, occupying three-quarters

of the area of the circumference, set at an angle of 60 degrees. A

considerable time was spent in perfecting the motive power. Compressed

air was tried and abandoned. Tappets, cams, and eccentrics were all

tried, to work the slide valve, to obtain the best results. The piston

rod of engine passed through both ends of the cylinder, and with long

connecting rods worked direct on the crank of the propellers. From

memorandum of experiments still preserved the following is a copy of

one: June, 27th, 1845, water 50 ozs., spirit 10 ozs., lamp lit 8.45,

gauge moves 8.46, engine started 8.48 (100 lb. pressure), engine

stopped 8.57, worked 9 minutes, 2,288 revolutions, average 254 per

minute. No priming, 40 ozs. water consumed, propulsion (thrust of

propellers), 5 lbs. 4½ ozs. at commencement, steady, 4 lbs. ½ oz., 57

revolutions to 1 oz. water, steam cut off one-third from beginning.

‘The diameter of cylinder of engine was 1½ inch, length of stroke 3

inches.

‘In the meantime an engine was also made for the smaller model, and a

wing action tried, but with poor results. The time was mostly devoted

to the larger model, and in 1847 a tent was erected on Bala Down,

about two miles from Chard, and the model taken up one night by the

workmen. The experiments were not so favourable as was expected. The

machine could not support itself for any distance, but, when launched

off, gradually descended, although the power and surface should have

been ample; indeed, according to latest calculations, the thrust should

have carried more than three times the weight, for there was a thrust

of 5 lbs. from the propellers, and a surface of over 70 square feet to

sustain under 30 lbs., but necessary speed was lacking.’

[Illustration: Stringfellow’s model triplane, 1868.]

Stringfellow himself explained the failure as follows:--

‘There stood our aerial protégée in all her purity--too delicate,

too fragile, too beautiful for this rough world; at least those were

my ideas at the time, but little did I think how soon it was to be

realised. I soon found, before I had time to introduce the spark, a

drooping in the wings, a flagging in all the parts. In less than ten

minutes the machine was saturated with wet from a deposit of dew, so

that anything like a trial was impossible by night. I did not consider

we could get the silk tight and rigid enough. Indeed, the framework

altogether was too weak. The steam-engine was the best part. Our

want of success was not for want of power or sustaining surface, but

for want of proper adaptation of the means to the end of the various

parts.’

Henson, who had spent a considerable amount of money in these

experimental constructions, consoled himself for failure by venturing

into matrimony; in 1849 he went to America, leaving Stringfellow to

continue experimenting alone. From 1846 to 1848 Stringfellow worked on

what is really an epoch-making item in the history of aeronautics--the

first engine-driven aeroplane which actually flew. The machine in

question had a 10 foot span, and was 2 ft. across in the widest part

of the wing; the length of tail was 3 ft. 6 ins., and the span of tail

in the widest part 22 ins., the total sustaining area being about 14

sq. ft. The motive power consisted of an engine with a cylinder of

three-quarter inch diameter and a two-inch stroke; between this and

the crank shaft was a bevelled gear giving three revolutions of the

propellers to every stroke of the engine; the propellers, right and

left screw, were four-bladed and 16 inches in diameter. The total

weight of the model with engine was 8 lbs. Its successful flight is

ascribed to the fact that Stringfellow curved the wings, giving them

rigid front edges and flexible trailing edges, as suggested long before

both by Da Vinci and Borelli, but never before put into practice.

Mr F. J. Stringfellow, in the pamphlet quoted above, gives the best

account of the flight of this model: ‘My father had constructed another

small model which was finished early in 1848, and having the loan of

a long room in a disused lace factory, early in June the small model

was moved there for experiments. The room was about 22 yards long and

from 10 to 12 ft. high.... The inclined wire for starting the machine

occupied less than half the length of the room and left space at the

end for the machine to clear the floor. In the first experiment the

tail was set at too high an angle, and the machine rose too rapidly on

leaving the wire. After going a few yards it slid back as if coming

down an inclined plane, at such an angle that the point of the tail

struck the ground and was broken. The tail was repaired and set at a

smaller angle. The steam was again got up, and the machine started

down the wire, and, upon reaching the point of self-detachment, it

gradually rose until it reached the farther end of the room, striking a

hole in the canvas placed to stop it. In experiments the machine flew

well, when rising as much as one in seven. The late Rev. J. Riste,

Esq., lace manufacturer, Northcote Spicer, Esq., J. Toms, Esq., and

others witnessed experiments. Mr Marriatt, late of the San Francisco

_News Letter_ brought down from London Mr Ellis, the then lessee of

Cremorne Gardens, Mr Partridge, and Lieutenant Gale, the aeronaut, to

witness experiments. Mr Ellis offered to construct a covered way at

Cremorne for experiments. Mr Stringfellow repaired to Cremorne, but not

much better accommodations than he had at home were provided, owing

to unfulfilled engagement as to room. Mr Stringfellow was preparing

for departure when a party of gentlemen unconnected with the Gardens

begged to see an experiment, and finding them able to appreciate his

endeavours, he got up steam and started the model down the wire. When

it arrived at the spot where it should leave the wire it appeared to

meet with some obstruction, and threatened to come to the ground, but

it soon recovered itself and darted off in as fair a flight as it was

possible to make at a distance of about 40 yards, where it was stopped

by the canvas.

‘Having now demonstrated the practicability of making a steam-engine

fly, and finding nothing but a pecuniary loss and little honour,

this experimenter rested for a long time, satisfied with what he had

effected. The subject, however, had to him special charms, and he still

contemplated the renewal of his experiments.’

It appears that Stringfellow’s interest did not revive sufficiently

for the continuance of the experiments until the founding of the

Aeronautical Society of Great Britain in 1866. Wenham’s paper on Aerial

Locomotion read at the first meeting of the Society, which was held

at the Society of Arts under the Presidency of the Duke of Argyll,

was the means of bringing Stringfellow back into the field. It was

Wenham’s suggestion, in the first place, that monoplane design should

be abandoned for the superposition of planes; acting on this suggestion

Stringfellow constructed a model triplane, and also designed a steam

engine of slightly over one horse-power, and a one horse-power copper

boiler and fire box which, although capable of sustaining a pressure of

500 lbs. to the square inch, weighed only about 40 lbs.

Both the engine and the triplane model were exhibited at the first

Aeronautical Exhibition held at the Crystal Palace in 1868. The

triplane had a supporting surface of 28 sq. ft.; inclusive of engine,

boiler, fuel, and water its total weight was under 12 lbs. The engine

worked two 21 in. propellers at 600 revolutions per minute, and

developed 100 lbs. steam pressure in five minutes, yielding one-third

horse-power. Since no free flight was allowed in the Exhibition, owing

to danger from fire, the triplane was suspended from a wire in the

nave of the building, and it was noted that, when running along the

wire, the model made a perceptible lift.

A prize of £100 was awarded to the steam engine as the lightest steam

engine in proportion to its power. The engine and model together may

be reckoned as Stringfellow’s best achievement. He used his £100 in

preparation for further experiments, but he was now an old man, and

his work was practically done. Both the triplane and the engine were

eventually bought for the Washington Museum; Stringfellow’s earlier

models, together with those constructed by him in conjunction with

Henson, remain in this country in the Victoria and Albert Museum.

John Stringfellow died on December 13th, 1883. His place in the history

of aeronautics is at least equal to that of Cayley, and it may be

said that he laid the foundation of such work as was subsequently

accomplished by Maxim, Langley, and their fellows. It was the coming

of the internal combustion engine that rendered flight practicable,

and had this prime mover been available in John Stringfellow’s day

the Wright brothers’ achievement might have been antedated by half a

century.

V

WENHAM, LE BRIS, AND SOME OTHERS

A History of Aeronautics(#58347) · 第 1 / 8 章